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    1461-5347/00/$ see front matter 2000 Elsevier Science Ltd. All rights reserved. PII: S1461-5347(00)00247-9

    w The average development cost of a new

    chemical entity (NCE) is approximately $150

    350 million. It often costs substantially less to

    develop new methods of administration for an

    existing drug, which results in improved efficacyand bioavailability together with reduced dosing

    frequency to minimize side effects. Therefore,

    pharmaceutical companies are under constant

    pressure to maximize the full potential of a drug

    candidate at an early stage of its life cycle.This

    objective can be accomplished by incorporating

    the drug into various drug delivery systems.This

    exercise can lead to extended patent life and con-

    venient dosage forms that overcome previously

    presented administration problems. For the last

    two decades, there has been an enhanced de-

    mand for more patient-compliant dosage forms.As a result, there are now approximately 350

    drug delivery corporations and 1000 medical

    device companies.The demand for their technol-

    ogies was approximately $1420 billion in 1995

    and, according to industry reports, this is

    expected to grow to $60 billion1,2 annually.

    Recent technological advances in

    solid oral dosage forms

    Oral administration is the most popular route

    due to ease of ingestion, pain avoidance, versatil-

    ity (to accommodate various types of drug can-

    didates), and, most importantly, patient compli-

    ance35. Also, solid oral delivery systems do not

    require sterile conditions and are, therefore, less

    expensive to manufacture.

    Several novel technologies for oral deliveryhave recently become available to address the

    physicochemical and pharmacokinetic character-

    istics of drugs, while improving patient compli-

    ance. Electrostatic drug deposition and coating6,

    and computer-assisted three-dimensional print-

    ing (3DP) tablet manufacture have also recently

    become available7.

    Oral fast-dispersing dosage forms

    The novel technology of oral fast-dispersing

    dosage forms is known as fast dissolve, rapid dis-

    solve, rapid melt and quick disintegrating tablets.However, the function and concept of all these

    dosage forms are similar. By definition, a solid

    dosage form that dissolves or disintegrates

    quickly in the oral cavity, resulting in solution or

    suspension without the need for the adminis-

    tration of water, is known as an oral fast-dispers-

    ing dosage form.

    Difficulty in swallowing (dysphagia) is com-

    mon among all age groups, especially in elderly,

    and is also seen in swallowing conventional

    tablets and capsules8. An estimated 35% of the

    general population,and an additional 3040% ofelderly institutionalized patients and 1822% of

    all persons in long-term care facilities, suffer

    from dysphagia.This disorder is associated with

    many medical conditions, including stroke,

    Parkinsons, AIDS, thyroidectomy, head and neck

    radiation therapy, and other neurological disor-

    ders, including cerebral palsy912. One study

    showed that 26% of 1576 patients experienced

    difficulty in swallowing tablets. The most com-

    mon complaint was tablet size, followed by sur-

    face, form and taste. The problem of swallowing

    Recent technological advances in oral

    drug delivery a reviewSrikonda Venkateswara Sastry, Janaki Ram Nyshadham and Joseph A. Fix

    Srikonda Venkateswara

    Sastry

    Janaki Ram Nyshadham

    and Joseph A. Fix

    Pharmaceutical R&DYamanouchi Pharma

    Technologies, Inc.

    1050 Arastradero Road

    Palo Alto

    CA 94304

    USA

    tel: 1 650 849 8553

    fax: 1 650 849 8616

    e-mail: [email protected]

    reviews research focus

    138

    PSTT Vol. 3, No. 4 April 2000

    Despite disadvantages, oral drug delivery remains the preferred route of

    drug delivery. Novel technologies with improved performance, patient

    compliance, and enhanced quality have emerged in the recent past.

    Oral fast-dispersing dosage forms, three-dimensional Printing (3DP)

    and electrostatic coating are a few examples of a few existing technol-

    ogies with the potential to accommodate various physico-chemical,

    pharmacokinetic and pharmacodynamic characteristics of drugs. This

    article provides a comprehensive review of these three technologies.

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    tablets was more evident in geriatric and paediatric patients, as

    well as travelling patients who may not have ready access to

    water11

    .Advantages of oral fast-dispersing dosage forms include:

    administration to patients who cannot swallow, such as theelderly, stroke victims, healthcare facility and bedridden

    patients; patients who should not swallow, such as those

    affected by renal failure; and patients who refuse to swallow,

    such as paediatric, geriatric and psychiatric patients13,14;

    rapid drug therapy intervention13; more rapid drug absorption, as evident in one bioequiva-

    lency study (Seligiline) through pre-gastric absorption from

    the mouth, pharynx and oesophagus14,15;

    convenience and patient compliance, such as disabledbedridden patients and for travelling and busy people whodo not have ready access to water14;

    new business opportunities: product differentiation, line ex-tension and life-cycle management, exclusivity of product

    promotion, and patent-life extension14,15.

    Current oral fast-dispersing dosage form technologies

    Although several technologies are available, few have reached

    commercial marketed products. Box 1 shows the classification

    of these technologies according to core manufacturing

    processes. Several methods are employed in the preparation of

    oral fast-dispersing tablets, such as modified tableting systems,floss, or Shearform formation by application of centrifugal

    force and controlled temperature, and freeze drying.The inclu-

    sion of saccharides seems to be the basis for most of these

    technologies.The choice of material(s) depends on their rapid

    dissolution in water, sweet taste, low viscosity to provide

    smooth melt feeling, and compressibility1316. Even though

    the various formulations share some commonalties in terms of

    excipient selection, there is a distinct preparation method for

    each technology.

    Conventional tablet formulation methods with modifications

    With some modifications, conventional tablet processingmethods and equipment can be used in the preparation of

    these fast-disintegrating dosage forms.

    The WOWTAB (Yamanouchi Pharma Technologies, Palo

    Alto, CA, USA) tablet features sufficient hardness to maintain

    the physical characteristics of the dosage form during produc-

    tion and distribution, until it comes into contact with mois-

    ture, such as saliva in the mouth17.

    Tablets made by conventional compression methods usually

    possess sufficient hardness to withstand the handling and

    rigours of transportation. However, they lack fast disintegration

    properties in the oral cavity as they are not intended for this

    performance. Therefore, a fast disintegrating tablet with good

    mechanical strength that could be manufactured with conven-

    tional processing equipment was the objective of the formu-

    lation development programme17.

    It was noted that saccharides possess the qualities of fast dis-

    solution in water or saliva and achieve the required tablet hard-

    ness upon compaction. However, any individual saccharideeither possessed fast disintegration characteristics or good

    hardness upon compaction,but not both. For example, manni-

    tol, lactose, glucose, sucrose, and erythritol showed very quick

    dissolution characters in the mouth and were identified as low

    moldable sugars. In contrast, maltose, sorbitol, trehalose, and

    maltitol showed adequate hardness upon compression and

    were highly moldable, although their in vivo disintegration time

    was very slow. As no single sugar possessed all the required

    characteristics, a new composition was created by granulating a

    low moldable sugar with a high moldable sugar.The tablets ob-

    tained by compression of the new composition, after undergoing

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    PSTT Vol. 3, No. 4 April 2000 reviewsresearch focus

    Box 1. Oral fast-dispersing tablet technologies

    Technology Company

    I. Conventional tablet processes with modifications

    WOWTAB Yamanouchi Pharma

    Technologies, 1050

    Arastradero Road, Palo Alto,

    CA, USA.

    ORASOLV Cima Labs, Inc., 10000 Valley

    Hill Road, Eden Prairies,

    MN, USA

    EFVDAS Elan Corp., Monksland

    Athlone, County

    Westmeath, Ireland.

    FLASHTAB

    Prographarm, Chaueauneuf-En-Thymeraia, France

    II. Freeze drying method

    ZYDIS R.P. Scherer, Frankland Road,

    Swindon, UK

    LYOC Farmalyoc, 5AV Charles

    Marting, Maisons-Alfort,

    France

    QUICKSOLV Janssen Pharmaceutica, 1125

    Trenton-Harbourton Road,

    Titusville, NJ, USA

    III. Floss formationFLASHDOSE Fuisz Technologies, 14555

    Avion At Lakeside,

    Chantilly, VA, USA

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    a humidification and drying process, exhibited both the fast

    disintegration and adequate hardness required for oral fast dis-

    integrating tablets. Simple physical mixing of a mannitol andmaltose combination did not result in a tablet with the required

    qualities.

    The process of granulation, in which low moldable sugar is

    coated with high moldable sugar followed by a specific humidity

    treatment, is required to achieve fast disintegration performance

    characteristics. The resulting tablet had a hardness of at least

    1.02.0 kg (tablet-size dependent) and presented a preferable

    disintegration time of 140 seconds (typical values of15 s).

    Various drug classes can be incorporated into the above combi-

    nation to achieve a fast disintegrating tablet with proper perfor-

    mance characteristics. A preferable ratio of 510% by weight of

    high moldable sugar was found to be sufficient to achieve thedesired level of tablet hardness with rapid disintegration.

    ORASOLV, a direct compression technology, utilizes effer-

    vescence material and taste-masked active ingredients, and

    requires only conventional manufacturing equipment18.The in-

    clusion of effervescence causes the dosage form to quickly dis-

    integrate following contact with water or saliva. By definition,

    the effervescence material is a chemical reaction between an or-

    ganic acid (citric acid, fumaric acid or maleic acid) and a base

    (sodium bicarbonate, potassium bicarbonate or magnesium bi-

    carbonate), thereby resulting in the generation of carbon diox-

    ide.The concept of effervescence is a well-known formulation

    art utilized in several dosage forms19

    . However, the currenttechnology uses this concept in a modified fashion to achieve

    fast-disintegrating dosage forms20.

    The microparticles are prepared by a novel technique involv-

    ing the dispersion of active ingredient into a suitable polymer

    dispersion together with other excipients such as mannitol and

    magnesium oxide. Typical polymers include ethyl cellulose,

    methyl cellulose, acrylate and methacrylic acid resins.The active

    material and mannitol are added to the polymeric dispersion

    under stirring, followed by the addition of magnesium oxide.

    Mannitol and magnesium oxide are added to aid active ingre-

    dient release from the polymeric coating and are known as re-

    lease promoters in the current technology.This mixture is driedfor one hour at 50C , delumped, and dried for another hour at

    the same temperature.The material is then screened (8-mesh)

    and dried for one hour at 60C.

    The formed microparticles, effervescent agents and other

    excipients, including flavourants, colourants and lubricants, are

    blended and compressed into tablets at 1.02.0 kp hardness.

    The tablets are fragile with in vivo disintegration times of less

    than one minute20,21. Because the tablets are very soft, they are

    packed into foilfoil blisters using a specially designed packag-

    ing system. In an attempt to improve the friability of these

    tablets, a novel method, known as particulate effervescent cou-

    ple, is developed to prepare the effervescent mixture. In this

    method the organic acid crystals are coated using a stoichio-

    metrically less amount of base material as compared to theacid. The particle size of the organic acid crystals is carefully

    chosen to be greater than the base material for uniform coating

    of base material onto the acid crystals. The coating process is

    initiated by the addition of a reaction initiator, in this case puri-

    fied water.The reaction is allowed to proceed only to an extent

    of completion of base coating on organic acid crystals.The re-

    quired end-point for the reaction termination is determined by

    measuring CO2 evolution.The resulting effervescent couple can

    be used in tablet preparation by mixing with polymer-coated

    active ingredient particulate material and other excipients such

    as sweeteners, flavours and lubricants22.

    Freeze drying process

    ZYDIS (R.P. Scherer, Swindon, UK), using freeze drying

    processes, is one of the first generations of fast disintegrating

    dosage forms.There are approximately 12 marketed ZYDIS

    products, including lorazepam, piroxicam, loperamide, lorati-

    dine, enalapril and selegiline14,16. These formulations are

    freeze-dried products of a combination of water-soluble ma-

    trix material with drug, which is preformed in blister pockets

    and freeze dried to remove the water by sublimation. The re-

    sultant structures are very porous in nature and rapidly disinte-

    grate or dissolve upon contact with saliva14,23.The process had

    undergone several modifications to accommodate drugs withdifferent physicochemical characteristics, drug loading and

    particle size, and matrix modifications to result in an accept-

    able dosage form2430.

    Drug loading for water insoluble drugs approaches 400 mg.

    The ideal drug characteristics are relative water insolubility

    with fine particle size and good aqueous stability in the sus-

    pension. As the dose is increased, it becomes more difficult to

    achieve the optimum formulation14,16.The upper limit for drug

    loading is much lower (approximately 60 mg) for water sol-

    uble drugs. The primary problems associated with water sol-

    uble drugs are the formation of eutectic mixtures, resulting in

    freezing-point depression and the formation of a glassy solidon freezing which might collapse on drying because of loss of

    the supporting structure during the sublimation process14,16,27.

    The addition of crystal-forming agents such as mannitol,

    which induce crystallinity and hence impart rigidity into the

    amorphous material, can be employed to prevent the collapse

    of the structure.The soluble drugs can be complexed with ion

    exchange resins to prevent the collapse of the structure, which

    is also useful in masking the bitter taste of medicaments16,39.

    The sedimentation of larger drug particles may lead to the loss

    of the product. The appropriate particle size is less than 50

    microns, although larger particle size drug material can be

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    PSTT Vol. 3, No. 4 April 2000reviews research focus

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    formulated by the use of suitable suspending agents, such as

    gelatin, and flocculating agents such as xanthan gum16,30. Sol-

    uble drugs can also be incorporated into the formulation bytheir organic solvent-solution deposition onto preformed ma-

    trix, and subsequent removal of solvent by evaporation16,25.

    The matrix characteristics of the formulation are equally im-

    portant in the product development.Typically, the matrix con-

    sists of polymers such as gelatin, dextran or alginates as glassy

    amorphous compounds providing structural strength; saccha-

    rides such as mannitol or sorbitol to provide crystallinity, hard-

    ness and elegance; and water as a manufacturing process media

    to induce the porous structure upon sublimation during the

    freeze-drying step. The formulation can also contain taste-

    masking agents such as sweeteners, flavourants, pH-adjusting

    substances such as citric acid, and preservatives such asparabens to ensure aqueous drug suspension stability prior to

    the freeze-drying step. Finally, the freeze dried formulations are

    manufactured and packaged in PVC or PVDC plastic packs, or

    may be packed into Aclar laminates or aluminum foilfoil

    preparations to protect the product from external moisture14,16.

    Floss formation techniques

    The FLASHDOSE (Fuisz Technologies, Chantilly, VA, USA)

    dosage form utilizes the Shearform technology in association

    with Ceform TI technology as needed, to eliminate the bitter

    taste of the medicament. The Shearform technology is em-

    ployed in the preparation of a matrix known as floss, which ismade from a combination of excipients, either alone or in

    combination with drugs.The floss is a fibrous material similar

    to cotton-candy fibers, commonly made of saccharides such as

    sucrose, dextrose, lactose and fructose31. For the preparation of

    sucrose fibers, temperatures ranging from 180266F are em-

    ployed.However, the use of other polysaccharides such as poly-

    maltodextrins and polydextrose can be transformed into fibers

    at 3040% lower temperatures than those used for sucrose fiber

    production.This modification permits the safe incorporation of

    thermolabile drugs into the formulation32.The manufacturing

    process can be divided into the four steps detailed below.

    Floss blend. Initially, approximately 80% sucrose in combinationwith mannitol or dextrose and approximately 1% surfactant is

    blended to form the floss mix.The surfactant acts as a crystalliza-

    tion enhancer in maintaining the structure and integrity of the

    floss fiber.The enhancer also helps in the conversion of amor-

    phous sugar into crystalline sugar, from an outer portion of

    amorphous Shearform sugar mass, and subsequently converting

    the remaining portion of the mass to complete crystalline struc-

    ture.This process helps to retain the dispersed active ingredient in

    the matrix, thereby minimizing migration out of the mixture33.

    Floss processing. The matrix is produced by subjecting the carrier

    material to flash heat and flash flow processing in a heat pro-

    cessing machine.The floss formation machine is similar to a

    cotton-candy fabricating type, consisting of a spinning head

    and heating elements. In the flash heat process, the carrier ma-terial is heated sufficiently to create an internal flow condition,

    followed by its exit through the spinning head that flings the

    floss by centrifugal forces generated by rotation.The spinning

    head rotates at approximately 20003600 rpm, providing suf-

    ficient centrifugal forces. Heating blocks are positioned around

    the circumference as a series of narrow slots located between

    the individual heating blocks. A series of grooves, located on

    the inner circumference of the crown and configured on the

    outside of the rim of the heaters, narrow the width of the aper-

    ture while increasing the path length of the exiting material,

    resulting in the production of fibers.The material is essentially

    heated upon contact with heaters, flows through the aperturesunder centrifugal forces, and draws into long, thin floss fibers.

    The produced fibers are usually amorphous in nature3436.

    Floss chopping and conditioning. The fibers are conditioned to a

    smaller particle size by chopping and rotation action in a high

    shear mixer-granulator. The conditioning is performed by

    partial crystallization through an ethanol treatment (1%)

    sprayed on to the floss that is subsequently evaporated, result-

    ing in floss with improved flow and cohesive properties31.

    Tablet blend and compression. The chopped and conditioned floss

    fibers are blended with active ingredient along with other

    standard tableting excipients, such as lubricants, flavours and

    sweeteners. The resulting mixture is compressed into tablets.The active can also be added to the floss blend before subject-

    ing it to the flash heat process (personal communication: Prior,

    D.V. (1999) Fuiszs Flash Dose Tablet Technology, 19).

    In one modification to this process, a curing step is added to

    improve the mechanical strength of the barely molded FLASH-

    DOSE dosage form in plastic blister package depressions. The

    curing involves the exposure of the dosage forms to elevated

    temperature and humidity conditions, such as 40C and 85%

    RH for 15 minutes.The curing step is expected to cause crys-

    tallization of the floss material that leads to binding and bridg-

    ing to improve the structural strength37.This new class of quick

    disintegrating oral delivery systems incorporating active ingre-dients with varying physicochemical characteristics adds a

    value in terms of improved patient compliance as a result of

    their unique properties.

    Three-dimensional printing technology in the preparation

    of oral delivery systems

    This novel technology was developed to address several prob-

    lems associated with drug release mechanisms and release rates.

    Drug release rates tend to decrease from a matrix system as a

    function of time based on the nature and method of prepar-

    ation of the dosage form38,39.Various methods are employed to

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    PSTT Vol. 3, No. 4 April 2000 reviewsresearch focus

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    address these problems through geometric configurations, in-

    cluding the cylindrical rod method and cylindrical donut sys-

    tems40,41

    . The 3DP method provides several strategies, besideshaving the advantages mentioned above, including the zero

    order drug delivery, patterned diffusion gradient drug release

    by microstructure diffusion barrier technique, cyclic drug

    release, and other types of drug release profiles7.The technique

    is often referred to as solid free-form fabrication or computer

    automated manufacturing or layered manufacturing.

    The 3DP method utilizes ink-jet printing technology to create

    a solid object by printing a binder into selected areas of sequen-

    tially deposited layers of powder.As shown in Fig. 1, each part is

    built upon a platform located on a piston-supported pin. The

    powder bed, initially spread over the platform by a powder roller,

    is selectively printed with the ink-jet printing head by a binder tofuse the powders together in the desired areas.The piston de-

    scends to accommodate additional printing layers.The process is

    repeated until the design is complete42.The instructions for each

    layer are derived from Computer Aided Design (CAD) represen-

    tation of the component.The 3DP instrument consists of a pow-

    der dispersion head driven reciprocally along the length of the

    powder bed. An ink-jet print head prints the binder into the

    powder bed by selectively producing jets of a liquid binder

    material to bind the powdered material at specified regions.

    This process is repeated to build up the device layer by

    layer7,42,43.Activities that dictate the construction and completion

    of the dosage form using 3DP technique are detailed below.

    Material selection

    The processing method dictates the type and form of matrix-

    forming polymer material for the specific design of the

    system. The polymer may be in the solution form for

    Steriolithography (SLA) or fine particles for any remaining

    methods including the 3DP technique. In addition, the SLA

    polymer should be photopolarizable, and in the later methods

    the polymer is preferably in the form of particles and is solidi-fied by the application of heat, solvent, or binder. Commonly

    used polymers are ethylene vinyl acetate, poly(anhydrides),

    polyorthoesters, polymers of lactic acid and glycolic acid and

    proteins such as albumin or collagen, and others including

    polysaccharides such as lactose42,43.

    Binder selection

    Binder function may depend on the end-performance of the

    binder itself, such as a solvent for the polymer and/or active

    agent or an adhesive to the polymer particles.The binder func-

    tion may also depend on the type of release mechanism in-

    volved. In the erosion-type devices, the solvent is used eitherto dissolve the matrix or may contain a second polymer de-

    posited along with the drug. In other applications, the binder

    is required to harden rapidly upon deposition, and therefore

    the next layer is not subjected to particle rearrangement from

    capillary forces44,45.

    Patterns for active agent printing

    The active agent can be embedded into the device as either a dis-

    persion along the polymeric matrix or as discrete units in the

    matrix structure. In the former method, it is mixed with binder

    polymer and deposited on the matrix, and in the latter type it is

    dispersed in a non-solvent to the matrix polymer and deposited.Therefore, through the correct selection of the polymer material

    and binder system, the drug release mechanisms can be tailored

    to suit a variety of requirements.The resulting systems can be

    acid-erosion type, enteric-erosion type, pulsed controlled

    release, pulsed immediate or controlled release and so on43.

    Novel delivery systems designed by 3DP technology can help

    to resolve several problems associated with drug release mecha-

    nisms and release rates.

    Electrostatic deposition technology for pharmaceutical

    powder coating

    In terms of solid dosage form manufacturing, although therehave been many developments in raw materials and processes,

    the fundamental principles have essentially remained un-

    changed46. New technologies involving dry manufacturing

    processes for the powder coating of active pharmaceutical

    ingredients onto various surfaces by direct electrostatic depo-

    sition have emerged.This revolutionary approach eliminates

    traditional manufacturing procedures of blending powders,

    granulation, drying, lubrication, compression and coating in

    pharmaceutical product development and manufacturing

    processes47.The process is less operator-dependent, is continu-

    ous and is considerably faster48.

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    PSTT Vol. 3, No. 4 April 2000reviews research focus

    Figure 1. Schematic representation for three-dimensional printing

    (3DP) technology in tablet preparation. Adopted from the presentation,

    Pulsatory Multi-release Oral Drug Delivery Devices Fabricated by 3D

    Printing, by Katstra, W., Controlled Release Society, 22 June 1999,

    Boston, MA, USA.

    Pharmaceutical Science & Technology Today

    Z

    Stage 1

    X-Y motion

    Stage 2 Stage 3 Finalproduct

    PowderSpreadingbar

    Printhead Binderdroplets

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    Key technologies

    Accudep technology is developed by Delsys (Princeton, NJ,

    USA). The principles of electrostatic deposition stem frombasic physics: opposite charges attract. Material deposition

    occurs when a pattern of charges is established on the substrate

    where the deposition is desired, and a supply of material to be

    deposited is delivered in the form of small, charged particles.

    The pattern of charges on the substrate will establish an elec-

    trical field, E, that interacts with charges on the material to be

    deposited according to Coulombs Law: this states that a force,

    F, will act on these particles proportional to the electric field

    and charge Q on the particle: F q E.The charged particles

    will be moved by this force, transported to the substrate, and

    deposited in a pattern determined by the charge on the sur-

    face.The key components in the technology may be summa-rized as four main areas.

    Active pharmaceutical ingredient.The technology allows the production

    of material with controlled size, morphology, uniform flow and

    charging properties. Intrinsic surface properties of active ingre-

    dients can be modified to enhance charging and handling.

    Substrate. The substrate, an insulating film, is defined as the base

    upon which the drug is deposited. The substrate mechanical

    properties, such as thickness, modulus and strength, and the

    electrical property of bulk resistivity are critical49.

    Electrostatic chuck. A chuck is a clamp or a device that holds an ob-

    ject. The role of an electrostatic chuck is to hold the substrate

    and provide the charged pattern onto the substrate in this tech-nology. The electrostatic chuck can be equipped with an elec-

    trode for sensing the number of particles attracted to the chuck,

    thereby ensuring an accurate amount of particles50.

    Field deposition process. The charging is achieved by using a three-

    layer structure that has a conducting backplane electrode, an

    insulating layer and a patterned conducting top electrode.This

    controlled field deposition process enables the material to be

    directly deposited onto a single layer substrate47.

    The accurate deposition of dry powder materials onto a va-

    riety of substrates involves a combination of several proprietary

    techniques47.These include powder preparation; accurate defi-

    nition of charged patterns on substrate surfaces; charging drypowder materials; adhesion-control of electrostatic deposits;

    and process control.

    Electrostatic powder coating system

    Another technology relating to the design and operation of dry

    powder electrostatic tablet coaters and the development of

    coating materials has emerged from Phoqus Pharmaceutical

    Technologies (Goudhurt, UK)6. The electrophotographic

    process contains six steps (Fig. 2). In the first step, a corona

    discharge caused by air breakdown charges the surface of a

    photoreceptor acting as an insulator. Light, reflected from the

    image or produced by a laser, then discharges the normally in-

    sulating photoreceptor, producing a latent image. In the third

    step, electrostatically charged and pigmented polymer particles

    called toner and approximately 10 microns in diameter are

    brought into the vicinity of the latent image. By virtue of the

    electrical field created by the charges on the photoreceptor, the

    toner adheres to the latent image, transforming it into a real

    image. Next, the developed toner on the photoreceptor is

    transferred to paper by corona charging the back of the paperwith a charge that is the opposite to that of the toner particles.

    In the fifth step, the image is permanently fixed to the paper by

    melting the toner into the paper surface. Finally, the photo-

    receptor is discharged and cleaned of any excess toner using

    coronas, brushes and scrappers and/or blades6.

    Electrostatic powder coating process

    A prototype of the electrostatic powder coating process was

    constructed (Fig. 2). Charge is applied to a rotating cylinder

    with a bed of powder, and electrocharged powder adheres to

    this cylinder.The powder delivery system (PDS) comes into

    close proximity to the tablets that are vacuum-held in depres-sions around another cylinder, and is given an opposite charge

    to the powder by means of a high-tension electrode.The pow-

    der transfers from the PDS cylinder to the exposed tablet sur-

    face. Fusion of the powder to form a film is achieved by brief

    exposure to a source of long-wave infrared radiation.This elec-

    trostatic coating machine and process is solvent-free.

    Therefore, the process steps related to liquid film coating can

    be eliminated, resulting in considerable energy savings. Several

    materials were identified with satisfactory properties for use in

    the process. Some of the acrylic polymers have high resistivity,

    reasonably low melting points and glass transition temperatures,

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    PSTT Vol. 3, No. 4 April 2000 reviewsresearch focus

    Figure 2. Schematic of electrophotographic process used in

    electrostatic coating. Adopted from the presentation, Pharmaceutical

    Dry Powder Electrostatic Coating, by Whittman, M. et al., The European

    Pharmaceutical Technology Conference, April, 1999, Utrecht,The Netherlands.

    Pharmaceutical Science & Technology Today

    5. Fuse

    6. Clean

    6a. Dissipate charge(Light)

    1. Charge the drum (Corona)

    2. Expose the image

    3. Develop the image

    4. Transfer image

    Heat

    HeatPhotoreceptor

    drumTribocharged

    forier

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    and good melt flow.The resistivity of the coating formulation,

    dependent on the formulation composition, is important as it

    determines the ability of the formulation to retain charge6

    .

    Advantages

    The application of the technology to active pharmaceutical in-

    gredients can shorten the development cycles by simplifying

    new drug formulation and manufacturing scale-up, increasing

    quality and speed while also reducing costs, and developing a

    new generation of innovative solid oral dosage forms and dry

    powder inhalers.Because every dose is measured,improved con-

    tent uniformity can be obtained.An enhanced stability profile

    can be expected as a result of the presence of fewer excipients,

    thereby minimizing incompatibility and analytical issues.The

    ability of the technology to adjust dose levels provides a multi-dose capability for rapid clinical and toxicological evaluation of

    the product.The self-contained and controlled work area enables

    improved environmental controls and containment of hazardous

    materials.The technique provides capability to perform 100%

    on-line inspection, leading to enhanced quality control47.

    Conclusions

    The three technologies described demonstrate how recent ad-

    vances in formulation development and processing technol-

    ogies are evolving to meet efforts to achieve more sophisti-

    cated drug delivery systems. As evidenced by these

    technologies, this evolution may involve modifying formu-lation composition and processing to achieve new perfor-

    mance end-points (fast-melt technologies) or the merger of

    new technological advances (three-dimensional printing and

    electrostatic powder deposition) with traditional pharmaceuti-

    cal processing techniques for the production of novel dosage

    forms. It is reasonable to expect that future trends in drug de-

    livery system innovation will continue to bring together dif-

    ferent technological disciplines to create novel technologies.

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