radiometric, atmospheric and geometric preprocessing optical earth observed images

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    School ofGeographyUniversity of Leeds

    2004/2005Level 2LouiseMackay

    EARTH OBSERVATION AND GIS OF THE PHYSICAL ENVIRONMENT –

    GEOG2750 

     Week 4 

    Lecture 4: Radiometric, Atmospheric and Geometric Pre-Processing of 

    Optical Earth Observed mages

    Aims: This lecture will introduce you to the most common forms of processing that

    need to be performed before Earth observation images can be used quantitatively to

    characterise and map the Earth’s terrestrial environment. It covers the stages involved

    in converting (inverting digital Earth observed multispectral images bac! to estimates

    of at"surface reflectance. It also considers the most commonly employed approach for 

    the correction of geometric errors and registration of Earth observed images to digital

    map data sets used in many #I$ applications.

    %ecture & consists of the following topics:

    '. hy pre"process remotely sensed digital images. ). *adiometric calibration. 

    +. Atmospheric correction approaches. 

    &. #eometric correction and image registration. 

    ,. -onclusion /re"processing top"tips. 

    or! through each of the main topics in order. A reading list is supplied at the end of 

    the content or can be accessed at http:00lib,.leeds.ac.u!0rlists0geog0geog)1,2.htm.

    !egin Lecture 4 here

    "h# pre-process remotel# sensed digital images$

    *arely are remotely"sensed images provided where they can be directly applied to an

    environmental application. 3or e4ample5 emitted radiance from a surface travels

    through the atmosphere6 this process can both attenuate and add to sensor radiance.

    #eometric distortions also result from flightline orientation or orbit characteristics.An image may e4hibit all of these undesirable features which often depend on the

    '

    http://lib5.leeds.ac.uk/rlists/geog/geog2750.htmhttp://lib5.leeds.ac.uk/rlists/geog/geog2750.htmhttp://lib5.leeds.ac.uk/rlists/geog/geog2750.htm

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    supplier’s level of pre"processing. In certain cases they must be removed before

    inferring or estimating properties about the Earth’s surface:

    • $uch as when comparing quantitatively images5 estimated properties or cover 

    types acquired at different dates and0or

    • hen wishing to derive properties that can only be estimated from the Earth’ssurface reflectance characteristics.

     78TE: it is therefore necessary to apply Radiometric %alibration and Atmospheric

    %orrection&

    Radiometric calibration

    Radiometric 'pectral-!and %alibration 

    A remotely sensed image comprises of a series of spectral bands5 the pi4els of which

    each have a digital number ()*+. /i4el 97 is a linearly transformed representation

    of at-sensor radiance for a discrete resolved area of the Earth’s surface (3igure '.

    owever5 some studies and pre"processing operations need at"sensor radiance. $o the

    radiance"to"97 procedure of image acquisition for each spectral wavelength must be

    inverted (3igure ).

    3igure ': 97"to"radiance 3igure ): *adiance"to"97

    )

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    To summarise the relationship between

    radiance (% and pi4el 97 loo! at 3igure

    + to the right. As pi4el 97 is a simple

    linear transformation of radiance (3igures

    ' and )5 the slope and offset of this

    linear transformation (which is specificfor each spectral band5 each sensor and

    initial calibration can be used to

    calculate radiance (% and inversely used

    to calculate pi4el 97. 7ote the

    dimensions of at"sensor radiance. ;ou

    can use the reading list to chec! the unit

    of measurement for the symbols you are

    not familiar with.

    /oints to 7ote:

    (i The gain and offset values are unique

    for each spectral band acquired by a

     particular sensor.

    (ii These are often provided with the

    images and for common sensors can be

    found in the main te4ts.

    (iii owever5 these values change over 

    the life span of a sensor " so ma!e sure

    you have the most recent.

    (iv

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    At-'ensor 'pectral Reflectance

    It is possible to convert at"

    sensor radiance to apparent at"

    sensor spectral reflectance "

    required before atmosphericcorrection.

    At sensor"reflectance involves

    ta!ing into account temporal

    changes in solar illumination

    due to Earth"$un geometry. As

    can be seen by 3igure & to the

    right the Earth"$un geometry

    changes with time of year.

    3igure &: Earth"$un geometry seasonal changes.

    Atmospheric correction approaches

    At"sensor reflectance still has atmospheric scattering effects present.

    In some studies atmospheric effects may have to be removed by deriving ratios of 

    different spectral"bands. This can be underta!en in two ways: by using reflectance in

     physical"based environmental models6 or by using reflectance as the basis of change

    detection over time.

    The aim of atmospheric correction is to derive a good estimate of the true at"ground

    upwelling radiance (reflectance. Approaches commonly employed in remote sensing

    for atmospheric correction are:

    '. -omple4 physical modelling this can be underta!en using specialised

    software pac!ages.

    ). $emi"empirical modelling " this can be underta!en using specialised software

     pac!ages.

    +. Empirical estimation approaches " based on image data relationships.

    Each of these approaches will now be considered in turn.

    %omple Ph#sical odelling

    /hysical modelling  is based on a mathematical understanding of atmospheric

    radiation transfer theory and atmospheric scattering. /hysical modelling requiresdetailed estimates of atmospheric state i.e. optical thic!ness and atmospheric aerosols.

    &

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    The models are data intensive5 require field data5 validation and are computationally

    intensive.

    )ata collection:

    This can beunderta!en using

    an automatic sun

    trac!ing

     photometer (see

    3igure , right

    which measures

    optical thic!ness

    and atmospheric

    aerosols.

    .alidation:

     This can be

    underta!en by

    using ground"

     based collection

    of reflectance

    using a

    spectrometer

    (3igure = right.

    'emi-Empirical odelling

    This approach uses the same comple4 models but for a significantly reduced set of 

    input parameters. In the simplest case5 correction can be based on an estimate of 

    atmospheric visibility and standard atmospheric constants for latitude0longitude0date.

    owever5 quite different results can be obtained for different estimates e.g.5

    atmospheric visibility. 3or e4ample5 the following figures (3igures 1 and > show the

    change of /i4el to $urface reflectance for different estimates of atmospheric visibility.

    3igure 1: ,?m visibility 3igure >: )2!m visibility

    In these two figures you may notice that pi4el reflectance is decreased with low

    atmospheric visibility.

    ,

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    Empirical Estimation Approaches

    Empirical estimation approaches use only the image data to remove atmospheric

    effects. They only correct for atmospheric path radiance which is at"sensor radiance

    contributed by atmospheric scattering. Additionally5 such approaches only account

    for *ayleigh atmospheric scattering.

    %orrection procedure:

    (i The image must have pi4els of 

    e4pected @ero reflectance in the

    visible and 7I* (3igure right.

    (ii %inearly regress each visible

     band against near infrared for these

     pi4els.

    (iii The B"a4is offset is considered

    to be an e4pression of path

    radiance.

    (iv $ubtract the B"a4is offset from

    the visible band.

     7ote: ;ou will apply this approachin your atmospheric correction

     practical.

    3igure : Cero reflectance in the visible and

     7I*.

    Geometric correction and image registration

    Geometric %orrection

    Images are rarely provided in the correct proDection5 coordinate system and free of 

    geometric distortions. #eometric distortions occur due to Earth rotation during

    acquisition and due to Earth curvature.

    In order to combine images with other digital map data"sets they must be transformed

    from the acquisition coordinate system (rows0cols to that of the digital map data sets.

    3or well defined orbital geometry parameters this can be achieved using predefined

    transformations (see ather p1="1> which model the aspect5 s!ew and rotational

    distortions of a sensor. These terms are defined as follows:

    '. Aspect ratio " unequal across"trac! and along"trac! pi4el scale.

    ). $!ew " image s!ew with respect to Earth’s north0south a4is.

    =

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    +. *otation " column coincident pi4els do not have same longitude.

    owever5 not all possible causes of geometric distortion can be modelled using these

     predefined transformations " therefore a more general approach is required e.g.5 using

    ground control data.

    %orrection using Ground %ontrol

    -orrecting for geometric distortions using ground control is a multi"step process that

    involves the following procedures:

    '. *ecognising in the image and map enough locations which are the same in

    order to accurately e4press the distortion present.

    ). Fsing these locations to calculate the transformation between the image and

    the map.

    +. Actually performing the transformation to the new coordinate system for each pi4el to generate a new image.

    &. -alculating the actual 97 that should be assigned to each pi4el in the new

    image.

    ,. Estimating how well the procedure has actually performed.

    e will now cover these important steps of geometric correction.

    %orrection using Ground %ontrol

    #round control correction is based on recognising points !nown in a map on the

    image to model distortion and define an empirical transformation between the image

    and the map as represented by 3igure '2 below. here the left"hand map represents

    digital map data where ground points are recognised and used to model distortion

    from reciprocal points on the image data on the right.

    1

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    3igure '2: An illustration of the use of ground control points from verification data

    (left to geo"correct image data (right.

    %orrection using Ground %ontrol

    There are a certain number of points to remember when recognising and choosing

    ground control points (#-/s:

    • They should be distinct features in both the map and image.

    • They should have clear boundaries and regular geometry.

    • #ood #-/s would be house corners5 road intersections5 field corners etc.

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    3igure '': %east squares estimation summarised in matri4 notation.

    The previous derivation in 3igure '' is a first"order polynomial which corrects for 

    scaling5 rotation and shearing. igher"order polynomials (c and r raised to a power

    can also be used to correct for warping (bending.

    Assessing Geometric Accurac#

    The co"ordinates resulting from a transformation are an estimate and need to bechec!ed for their degree of accuracy. Accuracy is normally e4pressed for each control

     point and overall root mean square. 3or e4ample5 in Table ' below control points '

    and ) have been evaluated for the degree of error they e4hibit in both the B and ;

    direction5 producing an individual point error which then contributes to the overall

    *$ error of the transformation. igh *$ values (H ' pi4el can indicate to the

    user how inaccurate the transformation is and whether the chosen #-/s were

    adequate5 the process can then be repeated with additional0different #-/s in order to

    decrease the point and total error.

    *ote: a high *$ error for a particular point can indicate to the user a #-/ that could

     be removed or replaced.

    Table ': *$ point and total error for a ) point e4ample

    /oint Error B Error y /oint Error

    ' "'.,&)2)+ '.+&=,>> ).2&1))=

    ) "2.=2&' '.>+1)>2 ).21+'=

    *$ '.2,>2 (pi4el

     7ote: This e4ample in Table ' is only for !nown points6 it tells us nothing aboutun!nown locations.

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    Resampling

    8nce the least squares coefficients have been derived and the (45y calculated for a

     pi4el5 a 97 must be assigned to it. This is done by a reverse least squares estimation.

    owever5 the resulting col0row of an B0; is li!ely not to be an integer as the corrected

     pi4el lies across two or more pi4els in the raw image (as illustrated in 3igure ') below. $o we need to estimate the new 97 value by interpolation this is called

    resampling.

    3igure '): /i4el interpolation after geometric correction.

    '2

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    Resampling

    Three interpolation routines can be used for resampling the image.

    (i 7earest neighbour:

    • In this procedure a pi4el is selected that is nearest to the estimated col0row of the reverse least squares:

    • The advantage of this approach is that it retains the original image histogram

    (distribution.

    • The disadvantage of this approach is that visually the resulting images can be

    Jbloc!yJ.

    (ii

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    3igure '+: After pre"processing the image may need clipping to a cover a specific

    study area.

    0he Result and the End

    The following figure (3igure '& represents AT data that has been geometrically

    corrected using a second"order least squares polynomial5 using +) ground control

     points resulting in a *$ of '. pi4els5 nearest neighbour resampling and clipped to

    match 8$ %andline (the left"hand figure. The final image after this pre"processing is

    illustrated on the right.

    3igure '&: An AT pre"processed image (right5 with digital land cover data (left.

    %onclusion 2 Pre-processing top-tips

    ')

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    !efore starting a pro3ect ala#s:

    • 9erive as much information from the vendor on what has been done to the

    image supplied to you.

    • -hec! carefully the header and all files supplied with the image.

    • Kisually chec! the image for visual atmospheric effects e.g.5 visible ha@e can

    occur in the blue spectral"band.

    Evaluate #our needs:

    • If not performing change detection or ratios you do not need to correct for 

    atmospheric effects.

    • If producing an image for visual overlay with map data then select bicubic

    resampling

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    +. ather5 /..5 '. -omputer processing of remotely"sensed images. -hapter 

    &5 pages >1", (E4cellent readable coverage5 including terrain correction

    which is not covered in the lecture.

    Lournal Articles:

    '. -have@5 /.$.5 '>>. An improved dar!"obDect subtraction technique for 

    atmospheric scattering correction of multi"spectral data. *emote $ensing of 

    Environment5 )&5 &,"&1.

    ). -have@5 /.$.5 '=. Image based atmospheric corrections revisited and

    improved. /hotogrammetric Engineering and *emote $ensing5 =)5 '2),"'2+=.

    +. 9uggin5 .L.5 '>,. 3actors influencing the discrimination and quantification

    of terrestrial features using remotely"sensed radiance. International Lournal of 

    remote $ensing5 =5 +")>.

    &. ill5 L.5 and Aifadopoulou5 9.5 '2. -omparative analysis of %andsat", Tand $/8T *K"' data for use in multiple sensor approaches. *emote $ensing

    of Environment5 +&5 ,,"12.

    ,. ar!ham5 .

    1. /rice5 L.-.5 '&. An update on visible and near infrared calibration of satellite

    instruments. *emote $ensing of Environment5 )&5 &'"&)).

    >. Teillet5 /..5 and 3edoseDevs5 #.5 ',. 8n the dar! target approach to

    atmospheric correction of remotely"sensed data. -anadian Lournal of *emote

    $ensing5 )'5 +1&"+>1. (

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    '. ?ardoulas5 7.#.5