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RAC/CUTC LIAISON GROUP Successful Partnerships Survey Jason Bittner/University of Wisconsin Sue Sillick/Montana DOT July 2011

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RAC/CUTC Liaison Group. Successful Partnerships Survey Jason Bittner/University of Wisconsin Sue Sillick/Montana DOT July 2011. Development of examples of successful partnerships between RAC and CUTC members through a survey and Development of case studies. Purpose. AK AZ CA CO GA HI - PowerPoint PPT Presentation

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RAC/CUTC LIAISON GROUP

Successful Partnerships Survey

Jason Bittner/University of WisconsinSue Sillick/Montana DOT

July 2011

Development of examples of successful partnerships between RAC and CUTC members

through a survey and Development of case studies

PURPOSE

AK AZ CA CO GA HI IA ID IL KA LA MA

MD ME MN MO MS MT NC NE NH NJ NM NY

OH OR PA RI SD TX UT WA WI WV 1 unidentified

state

RESPONDING STATES (35)

GA Institute of Technology

IA State University Jackson State

University KS State University MI Technological

University MT State University Morgan State

University OK State University

OR Transportation Research and Education Consortium (OTREC)

PA State University Rutgers, the State

University of NJ San Jose State

University University of AL,

Birmingham University of AL,

Tuscaloosa University of CA,

Davis

University of Memphis

University of MN University of NV,

Reno University of TN University of TX,

Austin UT State University University of VT University of WA University of WI 2 unidentified CUTC

members

RESPONDING CUTC MEMBERS (26)

QUESTION 1: STATE DOTS AND UNIVERSITIES WERE ASKED ABOUT THE TYPE OF ACTIVITIES THAT ARE CONDUCTED

JOINTLY.

Research Projects20%

Cross Membership on Committees or Advisory

Boards18%

Joint Meetings/Workshops14%

Development of Research Ideas13%

Workforce Development9%

Manage LTAP9%

Provide Continuing Edu-cation

9%

Other7%

State DOT

Research Projects18%

Cross Mem-

bership on

Com-mittees or Ad-visory

Boards15%

Joint Meet-ings/Workshops16%

Devel-opment

of Re-search Ideas15%

Workforce Development14%

Manage

LTAP7%

Provide Con-

tinuing Educa-

tion12%

Other4%CUTC

Activity State DOT CUTC

Research Projects 28 24

Cross Membership on Committees or Advisory Boards

25 20

Joint Meetings/Workshops 20 22

Development of Research Ideas 18 20

Workforce Development 13 19

Manage LTAP 12 9

Provide Continuing Education 13 16

Other 10 5

QUESTION 1: STATE DOTS AND UNIVERSITIES WERE ASKED ABOUT THE TYPE OF ACTIVITIES THAT ARE CONDUCTED

JOINTLY.

QUESTION 2: STATE DOTS WERE ASKED WHETHER THEY HAVE FORMAL AGREEMENTS WITH UNIVERSITY-BASED TRANSPORTATION CENTERS.

SIMILARLY, CUTC MEMBERS WERE ASKED WHETHER THEY HAVE FORMAL AGREEMENTS WITH STATE DOTS .

In state43%

Out of State6%

Both26%

None26%

State DOTs

In state71%

Both17%

None13%

CUTC

QUESTION 2: STATE DOTS WERE ASKED WHETHER THEY HAVE FORMAL AGREEMENTS WITH UNIVERSITY-BASED TRANSPORTATION CENTERS.

SIMILARLY, CUTC MEMBERS WERE ASKED WHETHER THEY HAVE FORMAL AGREEMENTS WITH STATE DOTS .

Agreements State DOTs CUTC

In state 15 17

Out of State 2 0

Both 9 4

None 9 3

QUESTION 3: STATE DOTS AND CUTC MEMBERS ASKED ABOUT THE TYPES OF AGREEMENTS THEY HAVE WITH

ONE ANOTHER.

Master Agreements w/ Project-Specific Task

Agreements40%

Project specific agreements only21%

Memo-randum

of Agree-ment

(MOA)/Memo-

randum of Un-der-

standing (MOU)

13%

Grants4%

Don’t Have Agreements13%

Other9%

State DOT

Master Agreements w/ Project-Specific

Task Agreements30%

Project specific agreements only30%

Memorandum of Agreement

(MOA)/Memo-randum of Un-

derstanding (MOU)

18%

Grants13%

Don’t Have Agreements

3% Other8%

CUTC

QUESTION 3: STATE DOTS AND CUTC MEMBERS ASKED ABOUT THE TYPES OF AGREEMENTS THEY HAVE WITH

ONE ANOTHER.Agreement Type State DOT CUTC

Master Agreements w/ Project-Specific Task Agreements

19 12

Project specific agreements only 10 12

Memorandum of Agreement (MOA)/Memorandum of Understanding (MOU)

6 7

Grants 2 5

Don’t Have Agreements 6 1

Other 4 3

QUESTION 4: THIS QUESTION ASKED HOW RESEARCH ACTIVITIES ARE FUNDED THROUGH THESE

AGREEMENTS.

As a Lump Sum13%

Project by Project64%

Don’t Have Agreements

13%

Other10%

State DOT

As a Lump Sum21%

Project by Project

75%

Don’t Have Agreement

4%

CUTC

QUESTION 4: THIS QUESTION ASKED HOW RESEARCH ACTIVITIES ARE FUNDED THROUGH THESE

AGREEMENTS.

Payment State DOT CUTC

As a Lump Sum 5 6

Project by Project 25 21

Don’t Have Agreements 5 1

Other 4 0

QUESTION 5: THIS QUESTION ASKED WHETHER STATE DOTS WERE REQUIRED TO PROVIDE MATCH FOR

THEIR CUTC MEMBER.

Yes26%

No74%

State DOT

Yes17%

No83%

CUTC

QUESTION 5: THIS QUESTION ASKED WHETHER STATE DOTS WERE REQUIRED TO PROVIDE MATCH FOR

THEIR CUTC MEMBER.

Match Required?

State DOT CUTC

Yes 9 4

No 26 20

QUESTION 6: STATE DOTS AND CUTC MEMBERS WERE ASKED TO IDENTIFY THE AGENCIES/ORGANIZATIONS WITH WHICH THEY HAVE AGREEMENTS. IN ADDITION, THEY WERE ASKED TO IDENTIFY EACH

AGREEMENT AND TO ELABORATE ON THE PURPOSE AND TERMS OF THE

AGREEMENTS.

QUESTION 7: THIS QUESTION ASKED IF THE AGREEMENT PROCESS WORKS WELL.

Yes63%

Sometimes29%

Don’t Have Agreements8%

CUTC

Yes54%Some

times26%

Don’t Have Agreements

20%

State DOT

QUESTION 7: THIS QUESTION ASKED IF THE AGREEMENT PROCESS WORKS WELL.

Agreement Process Works Well? State DOT CUTC

Yes 19 15

No 0 0

Sometimes 9 7

Don’t Have Agreements 7 2

 QUESTION 8: STATE DOTS AND CUTC

MEMBERS WERE ASKED ABOUT BARRIERS TO DEVELOPING AGREEMENTS WITH

THEIR IN-STATE COUNTERPART.

QUESTION 9: STATE DOTS WERE ASKED ABOUT BARRIERS IN DEVELOPING AGREEMENTS WITH OUT-

OF-STATE UNIVERSITIES.

No Need70%

Other30%

State DOT

QUESTION 9: STATE DOTS WERE ASKED ABOUT BARRIERS IN DEVELOPING AGREEMENTS WITH OUT-

OF-STATE UNIVERSITIES.

Barriers to Developing Out-of-State Agreements State DOT

State Law Prohibits Contracting with Out-of-State Agencies/Organizations

0

State Policy 0

Cost Considerations 0

No Need 16

Other 7

QUESTION 10: STATE DOTS AND CUTC MEMBERS WERE ASKED TO LIST THE CRITERIA FOR DEVELOPING

SUCCESSFUL PARTNERSHIPS.

1. Each partner must clearly understand the other’s culture, mission, goals, objectives, and schedules.

2. The partnership must be beneficial for all partners; it must address both current priority needs of the DOT and the academic and business goals of the university.

3. There must be a good working relationship among the partners based on trust, confidence, and respect.

4. There must be clear expectations and accountability for all partners, based on precise problem statements, scopes of work, contracts, and deliverables.

5. There must be effective, ongoing communication among the partners.6. There must be a willingness on all sides to contribute to the partnership (e.g.,

funds, expertise, equipment, time), creating incentives for all partners.7. All partners must have strong leaders who serve as champions for the

partnership.8. The research must not be overburdened by administrative requirements.9. There must be a collaborative process to identify research needs and select

projects. 10. A good partnership among organizations begins with good relationships among

individuals.

 QUESTION 11: STATE DOT AND CUTC

MEMBERS WERE ASKED TO RATE EACH PARTNERSHIP ON A SCALE OF 1 (LOW) TO

10 (HIGH).

QUESTION 12: THE LAST QUESTION ASKED IF THE RESPONDENTS WERE WILLING TO PROVIDE

ADDITIONAL INFORMATION FOR CASE STUDIES .(IN PROGRESS)

TIER 1IAKSMN

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MDMTWI

Questions?

ContactsJason Bittner

[email protected]

Sue [email protected]