public disclosure copy 990 return of organization exempt ... · station at the university of...

Form 990 Department of the Treasury Internal Revenue Service

A For the 2012 calendar

** PUBLIC DISCLOSURE COPY ** Return of Organization Exempt From Income Tax

Under section 501 (c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

~ The organization may have to use a copy of this return to satisfy state reporting requirements.

JUL 1 2 0 12 and JUN 30 2 0 13

OMB No. 1545-0047

2012

B Check If C Name of organization D Employer identification number applicable: UNIVERSITY OF CENTRAL MISSOURI

O~~~~~s I-_F_O_U_N_D_A_T_I_O_N _____________________ --l O Name

change 43-1181566 O

lnltlal return Number and street (or P.O. box if mail is not delivered to street address)

D· Terrnln- SMISER ALUMNI CENTER UCM ated

O~7'u~~ded City, town, or post office, state, and ZIP code

Dg~~~~n: I-..:..;Wc:.A:::R;...:;R:..;:;:::E;.::.N.:..;.S;:....;B::....;;.Uc:.R.;;..G"-'----'-M-'-O __ 6_4-'-O=9-:3::-::-::::---=-==-=-=::-:::'~=_==------_;

Briefly describe the organization's mission or most significant activities: ""S;,..:;E::..:E=--"S'--C ______ H __ E.:..:.D'_U-'-=L:.:E=--_O ____________ _

2 Check this box ~ D if the organization discontinued its operations or disposed of more than 25% of its

3 Number of voting members of the governing body (Part VI, line 1 a) .......................................................... ..

4 Number of independent voting members of the governing body (Part VI, line 1 b) ......................................... .

5 Total number of individuals employed in calendar year 2012 (Part V, line 2a) .............................................. ..

6 Total number of volunteers (estimate if necessary) ...................................................................................... .

7 a Total unrelated business revenue from Part VIII, column (C), line 12 ........................................................... .

b Net u

CD 8 Contributions and grants (Part VIII, line 1 h)

S 9 Program service revenue (Part VIII, line 2g) .............................................................. .

~ 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) ...................................... .

CC 11 Otherrevenue (Part VIII, column (A), lines 5, 6d, 8c, gc, 1 Dc, and 11 e) ...................... ..

12 I revenue' add lines 8 throu h 11 I Part VIII column

13 Grants and similar amounts paid (Part IX, column (A), lines 1·3) ................................ .

14 Benefits paid to or for members (Part IX, column (A), line 4) ...................................... .

III 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5·10) ........ . 3l c 16a Professional fundraising fees (Part IX, column (A), line 11 e) ........................................ .. ! b Total fundraising expenses (Part IX, column (D), line 25) ~ 205 , 628 •

17 Other expenses (Part IX, column (A), lines 11 a·11 d, 11 f·24e) ...................................... .

18 Total expenses. Add lines 13·17 (must equal Part IX, column (A), line 25) .................... .

Revenue less Subtract line 18 from Ii ................. ...................... .

Total assets (Part X, line 16) .................................................................................. ..

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, It is

true correct and complete Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge , ,

Sign ~ S ig natu re of office r Date

Here

~ JASON DRUMMOND, EXECUTIVE DIRECTOR Type or print name and title

PrintlType preparer's name ~Ireparer's signature J Date II ~heck D ~I PTIN Paid NORMA SCHLESSELMAN CPA ORMA SCHLESSELMAN C 10/30/ 13 ~elf-empIOyed 01296910 Preparer Firm's name ~ WILSON TOELLNER & ASSOC IATES L.L.C. Firm's EIN~ 43-1909489 Use Only Firm's address ~ PO BOX 228

SEDALIA, MO 65302-0228 Phone no. (660) 827-4990 May the IRS discuss this return with the preparer shown above? (see instructions) .............................................................. . [Xl Yes D No

232001 12-10-12 LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2012)

UNIVERSITY OF CENTRAL MISSOURI FOUNDATION 43-1181566 ~e2

Check if Schedule 0 contains a response to any question in this Part III ....................................................................................... [XJ 1 Briefly describe the organization's mission:

SEE SCHEDULE 0

2 Did the organization undertake any significant program services during the year which were not listed on

the prior Form 990 or 990·EZ? ....................................................................................................................................... DVes [XJ No If "Yes," describe these new services on Schedule O.

3 Did the organization cease conducting, or make significant changes in how it conducts, any program services?.... .......... ... D Ves [XJ No If "Yes," describe these changes on Schedule O.

4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses.

Section 501 (c)(3) and 501 (c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and

revenue, if any, for each program service reported.

4a (Code: ) (Expenses $ 1 , 0 1 8 , 2 5 1. Including grants 01 $ 1 , 0 1 8 , 2 5 1. ) (Revenue $

CONTRIBUTIONS TO THE UNIVERSITY TO PROVIDE 891 SCHOLARSHI=P~S-=T=O---------STUDENTS.

4b (Code: ) (Expenses $ 546, 778. Including grants 01$ 546, 778. ) (Revenue$ 51, 815. ) CONTRIBUTIONS TO THE UNIVERSITY TO SUPPORT ATHLETIC PROGRAMS. GIFTS PROVIDE FUNDS FOR STUDENT-ATHLETE RECRUITMENT, TO PURCHASE AND MAINTAIN ATHLETIC EQUIPMENT, FOR PROMOTIONAL ACTIVITIES AND OTHER TEAM NEEDS.

4c (Code: ) (Expenses $ 5 2 7 , 6 75. Including grants 01 $ 52 7 , 6 75. ) (Revenue $

CONTRIBUTIONS TO THE UNIVERSITY TO SUPPORT KTBG-FM AND KM·~O~S--=T=V~.--------PROVIDED FUNDING FOR PROGRAMMING AND OPERATIONS FOR THE PUBLIC BROADCASTING RADIO STATION AND THE PUBLIC BROADCASTING TELEVISION STATION AT THE UNIVERSITY OF CENTRAL MISSOURI.

4d Other program services (Describe in Schedule 0.)

(Expenses $ 1 , 053 , 608. Including grants 01$ 1 , 053 , 608 .) (Revenue $

4e Total program service expenses ~ 3 , 146 , 312 •

232002 12·10·12

2

Form 990 (2012)

17311030 787261 14325 2012.04040 UNIVERSITY OF CENTRAL MISSO 14325 1

OF CENTRAL MISSOURI 43-1181566

Is the organization described in section 501 (c)(3) or 4947(a)(1) (other than a private foundation)?

If "Yes, " complete Schedule A ............................................................................................................................................ .

2 Is the organization required to complete Schedule B, Schedule of Gon tribu torSi ................................................................. .

3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for

public office? If "Yes," complete Schedule C, Part I ........................................................................................................... . 4 Section 501 (c)(3) organizations. Did the organization engage In lobbying activities, or have a section 501 (h) election in effect

during the tax year? If "Yes," complete Schedule C, Part II .................................................................................................. .

5 Is the organization a section 501 (c)(4) , 501 (c)(5) , or 501 (c)(6) organization that receives membership dues, assessments, or

similar amounts as defined in Revenue Procedure 98·19? If "Yes, " complete Schedule C, Part 11/ ......................................... . 6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to

provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I

7 Did the organization receive or hold a conservation easement, including easements to preserve open space,

the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II ................... ...................... .

8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete

Schedule D, Part 11/ ........................................................................................................................................................... . 9 Did the organization report an amount in Part X, line 21 , for escrow or custodial account liability; serve as a custodian for

amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services?

If "Yes," complete Schedule D, Part IV ............................................................................................................................. .

10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent

endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V ....................................................................... .

11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X

as applicable.

a Did the organization report an amount for land, buildings, and equipment in Part X, line 1 O? If "Yes," complete Schedule D,

~~ ............................................................................................................................................................................. .

b Did the organization report an amount for investments· other securities in Part X, line 12 that is 5% or more of its total

assets reported in Part X, line 16? If "Yes, " complete Schedule D, Part VII .......................................................................... .

c Did the organization report an amount for investments· program related in Part X, line 13 that is 5 % or more of its total

assets reported in Part X, line 16? If "Yes, " complete Schedule D, Part VIIJ .......................................................................... .

d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in

Part X, line 16? If "Yes," complete Schedule D, Part IX ........................................................................................................ .

e Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X ................. .

Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses

the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X ........... .

12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes, " complete

Schedule D, Parts XI and XII ............................................................................................................................................ .

b Was the organization included in consolidated, independent audited financial statements for the tax year?

If "Yes, " and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional .............. .

13 Is the organization a school described in section 1 70(b)(1 )(A)(ii)? If "Yes, " complete Schedule E ......................................... .

14a Did the organization maintain an office, employees, or agents outside of the United States? ............................................... .

b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business,

investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000

3

4

5

X

X

X

or more? If "Yes," complete Schedule F, Parts I and IV ......................................................................................................... 14b X 15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization

or entity located outside the United States? If "Yes, " complete Schedule F, Parts II and IV ................................................... 15 X 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals

located outside the United States? If "Yes," complete Schedule F, Parts 11/ and IV ............................................................. .. X 17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX,

column (A), lines 6 and 11 e? If "Yes," complete Schedule G, Part I .... ......................... ..... .... .... ................. ........... ........... ...... 17 X 18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines

1 c and 8a? If "Yes, " complete Schedule G, Part II ............................................................................................................... 18 X 19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes,"

complete Schedule G, Part 11/ ............................................................................................................................................ . X 20a Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H

Form 990 (2012)

232003 12-10-12

17311030 787261 14325 3

2012.04040 UNIVERSITY OF CENTRAL MISSO 14325 1


21 Did the organization report more than $5,000 of grants and other assistance to any government or organization in the

United States on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II ..................................................... .

22 Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX,

column (A), line 2? If "Yes," complete Schedule I, Parts I and IIJ ........................................................................................ .. 23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current

and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete

Schedule J ........................................................................................................................................................................ 23 X 24a Did the organization have a tax·exempt bond issue with an outstanding principal amount of more than $100,000 as of the

last day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and complete

Schedule K. If "No ", go to line 25 ................................................. , .................................................................................... . b Did the organization invest any proceeds of tax·exempt bonds beyond a temporary period exception? ............................ : .. ..

C Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease

any tax·exempt bonds? .................................................................................................................................................... ..

d Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? ................................ .

25a Section 501 (c)(3) and 501 (c)(4) organizations. Did the organization engage in an excess benefit transaction with a

X

disqualified person during the year? If "Yes," complete Schedule L, Part I ................ .............. ........ ...... ........................ ....... 25a X b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and

that the transaction has not been reported on any of the organization's prior Forms 990 or 990·EZ? If "Yes," complete

Schedule L, Part I ............................................................................................................................................................ 25b X 26 Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified

person outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L, Part II ............ ..................... 26 X 27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial

contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member

of any of these persons? If "Yes, " complete Schedule L, Part IIJ ................................................................ : ........................ . 28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV

instructions for applicable filing thresholds, conditions, and exceptions):

a A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ................................ .

b A family member of a current or former officer, director, trustee, or key employee? If "Yes, " complete Schedule L, Part IV ..... .

c An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,

director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV, ............................................................ ..

29 Did the organization receive more than $25,000 in non·cash contributions? If "Yes," complete Schedule M .......................... .

30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation

contributions? If "Yes," complete Schedule M ........................... , ........................................................................................ .

31 Did the organization liquidate, terminate, or dissolve and cease operations?

If "Yes, " complete Schedule N, Part I ................................................................................................................................ .

32 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete

Schedule N, Part II ................................................................................................. ............................................................ 32 X 33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations

sections 301.7701,2 and 301.7701·3? If "Yes," complete Schedule R, Part I ............................................................ :.. ......... 33 X 34 Was the organization related to any tax·exempt or taxable entity? If "Yes, " complete Schedule R, Part II, IIJ, or IV, and

~V,h1 .................................................................................................................................................................... . 35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? .................................................... ..

b If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity

within the meaning of section 512(b)(13)? If "Yes, " complete Schedule R, Part V, line 2 ........................................................ .

36 Section 501 (c)(3) organizations. Did the organization make any transfers to an exempt non·charitable related organization?

If "Yes, " complete Schedule R, Part V, line 2 ...................................................................................................................... .. 37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization

and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part Vi .................. .... ..

38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 11 band 19?

232004 12-10-12

0 ......................................................................... .

4

Form 990 (2012)


UNIVERSITY OF CENTRAL MISSOURI FOUNDATION 43-1181566 Pa e5

1 a Enter the number reported in Box 3 of Form 1096. Enter ·0· if not applicable ............................... ..

b Enter the number of Forms W·2G included in line 1 a. Enter -0- If not applicable ............................ ..

c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming

(gambling) winnings to prize winners? ............................................................................................................................... .

2a Enter the number of employees reported on Forni W-3, Transmittal of Wage and Tax Statements,

filed for the calendar year ending with or within the year covered by this return ............................ ..

b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? ............................ ..

Note. If the sum of lines 1 a and 2a is greater than 250, you may be required to e-file (see instructions)

3a Did the organization have unrelated business gross income of $1 ,000 or more during the year?" ........................................ ..

b If "Yes," has it filed a Form 990-T for this year? If "No," provide an explanation in Schedule 0 ............................................ . 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a

financial account in a foreign country (such as a bank account, securities account, or other financial account)? .................... .

b If "Yes," enter the name of the foreign country: ~ ---------------------------------------------------See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.

5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? .................................. ..

b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? .......................... .

c If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ........................................................................................ ..

6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit

any contributions that were not tax deductible as charitable contributions? ...................................................................... ..

b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts

were not tax deductible? .................................................................................................................................................. .

7 Organizations that may receive deductible contributions under section 170{c)_

a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? 1---'--=-1----11--__

b If "Yes," did the organization notify the donor of the value of the goods or services provided? ............................................ .

c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required

to file Form 8282? ............................................................................................................................... . ........................ .

d If "Yes," indicate the number of Forms 8282 filed during the year ................................................ l.....'.7.::.d-'-_____ _

e Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? .................... .

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? .......................... .

g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? .. .

h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?

8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting

organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?

9 Sponsoring organizations maintaining donor advised funds.

a Did the organization make any taxable distributions under section 4966? ............................................................................ ..

b Did the organization make a distribution to a donor, donor advisor, or related person?

10 . Section 501 (c){7) organizations. Enter:

a Initiation fees and capital contributions included on Part VIII, line 12 ............................................ .

b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities ................ ..

11 Section 501 (c){12) organizations. Enter:

a Gross Income from members or shareholders ............................................................................ ..

b Gross income from other sources (Do not net amounts due or paid to other sources against

amounts due or received from them.) ........................................................................................ ..

12a Section 4947{a){1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of

b If "Yes," enter the amount of tax-exempt interest received or accrued during the year ................ ..

13 Section 501 (c){29) qualified nonprofit health insurance issuers.

a Is the organization licensed to issue qualified health plans in more than one state? .............................................................. .

Note. See the instructions for additional information the organization must report on Schedule O.

b Enter the amount of reserves the organization is required to maintain by the states in which the

organization is licensed to issue qualified health plans ................................................................ ..

c Enter the amount of reserves on hand ........................................................................................ ..

14a Did the organization receive any payments for indoor tanning services during the tax year?

232005 12-10-12

i i

5

Form 990 (2012)


UNIVERSITY OF CENTRAL MISSOURI FOUNDATION

1 a Enter the number of voting members ofthe governing body at the end of the tax year ................. .

If there are material differences in voting rights among members of the governing body, or if the governing

body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

43-1181566

b Enter the number of voting members included in line 1 a, above, who are independent .................. L.....:1..=b--'-_____ ....:....:c:::..

2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other

officer, director, trustee, or key employee? ....................................................................................................................... .

3 Did the organization delegate control over management duties customarily performed by or under the direct supervision

of officers, directors,.or trustees, or key employees to a management company or other person? ......................................... .

4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .............. .

5 Did the organization become aware during the year of a significant diversion of the organization's assets? .......................... .

6 Did the organization have members or stockholders? ........................................................................................................ .

7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or

more members of the governing body? ............................................................................................................................. .

b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or

persons other than the governing body? .......................................................................................................................... .

8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

a The governing body? ...... , ... ", .. ",,"" ....... ,""""", ... , .. ,"',',"', .. ,""" ......... ,"""', .. ,"" ...................... , .. ,',",""'" ........ " ........ ,,"

b Each committee with authority to act on behalf of the governing body? ............................................................................. ,

9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the

10a Did the organization have local chapters, branches, or affiliates? ........................................................................................ ..

b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,

and branches to ensure their operations are consistent with the organization's exempt purposes? ..................................... ..

11 a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?

b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990.

12a Did the organization have a written conflict of interest policy? If "No," go to line 13 .......................................................... .. b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ................ ..

c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe

in Schedule 0 how this was done , ........... ,""" ..... " .. , .. ,""",', ..... ,"",', .. ,""' ... ,"", .. ,', .. ', .. ,"'" ............ " .. " ................... ,.,., ... ,'

13 Did the organization have a written whistleblower policy? ................................................... , ....................................... , .. ' .. ..

14 Did the organization have a written document retention and destruction policy? ...... , ..................... , ................................... ..

15 Did the process for determining compensation of the following persons include a review and approval by independent

persons, comparability data, and contemporaneous SUbstantiation of the deliberation and decision?

a The organization's CEO, Executive Director, or top management official ................ , ........................ : .................................. ..

b Other officers or key employees of the organization .......................................................................................................... ..

If "Yes" to line 15a or 15b, describe the process in Schedule 0 (see instructions).

16a Old the organization invest in, contribute assets to, or participate In a joint venture or similar arrangement with a

taxable entity during the year? ...... ,', ... ,'" ....... ,", ... ' ........... ,""""" .. ', .. ,"", .... ,',"'," .................. ,""',","""""', .... , ... " .... , .. ,"

b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation

in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's

Section C. Disclosure NONE 17 List the states with Which a copy of this Form 990 is required to be filed ~ ------------------------

18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990·T (Section 501 (c)(3)s only) available

for public inspection. Indicate how you made these available. Check all that apply.

[X] Own website D Another's website [X] Upon request D Other (explain in Schedule 0)

19 Describe in Schedule 0 whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial

statements available to the public during the tax year.

20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization: ~ JASON DRUMMOND - 660-543-8000 -----SMISER ALUMNI CENTER, UCM, WARRENSBURG, MO 64093

232006 12-10-12 Form 990 (2012)

6 17311030 787261 14325 2012.04040 UNIVERSITY OF CENTRAL MISSO 14325 1

UNIVERSITY OF CENTRAL MISSOURI FOUNDATION 43-1181566 Pa e7

Check if Schedule 0 contains a response to any question in this Part VII ....................................................................................... D Section A_ Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1 a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year.

• List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

• List all of the organization's current key employees, if any_ See instructions for definition of "key employee." • List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable

compensation (Box 5 of Form W-2 and/or Box 7 of Form 1 099-MISC) of more than $100,000 from the organization and any related organizations. • List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of

reportable compensation from the organization and any related organizations. • List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization,

more than $10,000 of reportable compensation from the organization and any related organizations.

List persons In the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons.

[Xl Check this box if neither the organization nor any related organization compensated an~ current officer, director, or trustee.

(A) (8) (C) (D) (E) (F)

Name and Title Average Position Reportable Reportable Estimated (do not check more than one hours per box, unless person is both an compensation compensation amount of

week officer and a director/trustee) from from related other (list any J the organ izations compensation

hours for "0 organization 0N-2/1099·MISC) from the is !l i 0N·2/1 099·M ISC) related !l organization

organizations .f; .f;

~ E and related '" below ~ l5

~ 8l

organizations "0 1l 2i 1i'lo ~ :~ line) ~ ]! is

,., ~l § c£

(1 ) GARY ABRAM 1.00 DIRECTOR X o. o . o. (2 ) RAY BURTON 1.00 DIRECTOR X o. o . o. (3 ) PETER CARMACK 1.00 DIRECTOR X o. o . o. ( 4) WADE CARPENTER 1.00 DIRECTOR X o. o . o. ( 5) JAMES CLAIBORNE 1.00 DIRECTOR X o. o . o. (6 ) JONATHAN CLEVELAND 1.00 DIRECTOR X o. o . o. (7 ) ROBIN CROUCH 1.00 DIRECTOR X o. o. o. (8 ) MICHAEL CUNNINGHAM 1.00 DIRECTOR X o. o. o. (9 ) DIANE DUDLEY 1.00 DIRECTOR X o. o. o . (10) GARY ERVIN 1.00 DIRECTOR X o . o. o. (11) JOHN FAY 1.00 ...

DIRECTOR X o. o. o . (12) JOHN FERGUSON 1.00 DIRECTOR X o. o. o . (13) SHARON GABLE 1.00 DIRECTOR X o. o. o . (14) LINNETTE GARBER 1.00 DIRECTOR X o. o. o . (15) MIKE HANNA 1.00 DIRECTOR X o . o. o . (16) KELLY HARBERT 1.00 DIRECTOR X o . o. o . (17) JAMES HATFIELD 1.00 DIRECTOR X o . o. o . 232007 12·10·12 Form 990 (2012)


UNIVERSITY OF CENTRAL MISSOURI Form 990 (2012) FOUNDATION 43 1181566 - LFMbiOVnl Section A. Officers, Directors, Trustees Key Em lloyees, and Highest Compensated Employees (continued)

(A) (B) (C) (0) (E) (F)

Name and title Average Position Reportable Reportable Estimated (do not check more than one hours per box, unless person Is both an compensation compensation amount of

week officer and a director/trustee) from from related other (list any ~ the organizations compensation

hours for 'a "0 organization ryJ·2/1 099'M ISC) from the related

0

* 1 * ryJ·2/1099·MISC) organization organizations ~

~ ! and related .. below ~ §

§ 8;R organizations .,. j 1i 1ilo ~ line) ~ l§ >- ~l ~ ~

(18) GREG HOFFMAN 1.00 DIRECTOR X O. O. o • (19 ) TIMOTHY MCCLELLAN 1.00 DIRECTOR X O. O. O. (20) RICHARD PHILLIPS 1.00 DIRECTOR X O. O. O. (21) MERIDITH SAUER 1.00 DIRECTOR X O. O. O. (22) MARK SCHUPP 1.00 DIRECTOR X O. O. O. (23) RONALD UMPHENOUR 1.00 DIRECTOR X O. O. O. (24) LINDA WADE 1.00 DIRECTOR X o • O. O. (25) SUSIE WETZEL 1.00 DIRECTOR X O. O. O. (26) MITCH WHEELER 1.00 DIRECTOR X O. O. O.

1b Sub-total ............................................................................................. ~ O. O. O. c Total from continuation sheets to Part VII, Section A ........................ ~ O. 346,110. O. d Total (add lines 1 band 1 c) .................................................................. ~ O. 346,110. O.

2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable

~

3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on

line 1 a? If "Yes, " complete Schedule J for such individual .................................................................................................. .

4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization

and related organizations greater than $150,000? If "Yes;" complete Schedule J for such individual ................ ...................... .

5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services

Section B. Independent Contractors

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from

(A) Name and business address NONE

the

(B) Description of services

2 Total number of independent contractors (including but not limited to those listed above) who received more than

232008 12-10-12

o CONTINUATION SHEETS

8

(C) Compensation

Form 990 (2012)


Form 990

UNIVERSITY OF CENTRAL MISSOURI FOUNDATION 43-1181566

I:Piji!l/Vu:! Section A. Officers, Directors, Trustees, Key Employees and Highest Compensated Employees (continued)

(A) (8) (C)

Name and title Average Position hours (check all that apply) per

week ~ (list any i I hours for '8 "0

a !l I related !l organizations j;

j; ~ g

below ~ ·il 1l t j ~ ." line) ~ ]! is

", .9 ~ :c .E

(27) JAMES R WHITEMAN II 1.00 DIRECTOR X (28) VANCE DELOZIER 2.00 SECRETARY X X (29) DAN POWER 2.00 TREASURER X X (30 ) JESSE WEST 2.00 PRESIDENT X X (31) KEN WEYMUTH 2.00 VICE-PRESIDENT X X (32) JASON DRUMMOND 34.00 EXECUTIVE DIRECTOR EX-OFFICIO MEMBE 6.00 X (33) CHARLES AMBROSE 12.00 EX-OFFICIO MEMBER 28.00 X (34) MARVIN WRIGHT 1.00 EX-OFFICIO MEMBER 2.00 X

Totai to Part VII Section A line 1c ...........................................................................

232201 07-25-12

9

(D) (E) (F)

Reportable Reportable Estimated compensation compensation amount of

from from related other the organizations compensation

organization !W·2/1 099·M ISC) from the !W·2/1 099·M ISC) organization

and related organizations

o. o. o.

o. o. o.

o . o. o .

o. o. o.

o. o. o.

o. 129,056. o.

o. 217,054. o.

o. o. o.

346,110.



Statement of Revenue

.l!!./!! Cc ~ is b Membership dues " ....... " .......... ".

i~ c Fundralsing events ....................... .

8 ~ d Related organizations ................. . Vi E e Govemment grants (contributions)

~~ All other contributions, gifts, grants, and ~.s similar amounts not included above ...... 3 .;;0 § -g 9 Noncash contributions Included In lines 1a-1f $ _____ --=-=:.::....t_=_=_:

U~ .................................. .

2 a ADVERTISING REVENUE

b

c d

e f All other program service revenue .............. .

3 Investment income (including dividends, interest, and

other similar amounts) .................................................. . 4 Income from investment of tax-exempt bond proceeds

43-1181566

5 Royalties ······························C··:··:··~·lli~=IJill~~~LjllltllililiMITlllllllwlll1

Q) ::l C

~ a: ... Q)

5

6 a Gross rents .................... .

b Less: rental expenses ........ .

c Rental income or (loss) ..... .

d Net rental income or (loss) ... r-:-::c:..:.:.:.:.:..:..cc:..:.:.:.:.:..:..:.:.::,.:-c:..:.:.:.:.:..:..c:.:..:.:.:'------'-_l=====

7 a Gross amount from sales of

assets other than inventory

b Less: cost or other basis

and sales expenses ........ .

c Gain or (loss) .................... .

d Net gain or (loss) .......................................... ,:..:.:.:.:..:..::.:..:.:.:"-'-'----'---_

8 a Gross income from fundraising events (not

including $ 185 (715. of

contributions reported on line 1 c). See

Part IV, line 18 ... .... ....... ......... ................ a i------=--::~~

b Less: direct expenses .............................. b L-_.::...::...~:...::..::...::

C Net income or (loss) from fundraising events r' c:..:.:.:.:.:..:..c:.:..:.:.:~~ 9 a Gross income from gaming activities. See

Part IV, line 19 ....................................... a 1

b Less: direct expenses ........................... b L-----=-!f

C Net income or (loss) from gaming activities

10 a Gross sales of inventory, less retums

and allowances ............. .................... ...... a 1--___ _

Less: cost of goods sold b L-___ _

11 a b _____________ _

c

d All other revenue ...................................... .

e Total. Add lines 11 a·11 d ..... ........ ....... ....... ..... ......... .... ~ ~

Form 990 (2012) 10


Do not include amounts reported on lines 6b, 7b, 8b, Db, and fOb of Part VIII_

Grants and other assistance to governments and

CENTRAL MISSOURI

organizations in the United States. See Part IV, line 21 1--_2--'-__ --'----0_6_1_.-f-_----'---__ -'--___ 2 Grants and other assistance to indiViduals in

the United States. See Part IV, line 22 3 Grants and other assistance to governments,

organizations, and individuals outside the United States. See Part IV, lines 15 and 16 .. .

4 Benefits paid to orfor members .................... . 5 Compensation of current officers, directors,

trustees, and key employees ...................... .. 6 Compensation not included above, to disqualified

persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(8) ........ .

7 Other salaries and wages ............................ .. 8 Pension plan accruals and contributions (include

section 401 (k) and 403(b) employer contributions)

9 Other employee benefits ............................. .

10 Payroll taxes .............................................. .. 11 Fees for services (non-employees):

a Management .............................................. ..

b Legal ........................................................... . c Accounting ................................................. ..

d Lobbying ..................................................... .

1 018 251.

2 217.

e Professional fund raising services. See Part IV, line 17 I------;:-c;;----::-:::-;:::--

Investment management fees ...................... .. 9 Other. (If line 11g amount exceeds 10% of line 25,

4 3 -11 815 6 6 Pa e 10

2 217.

column (A) amount, list line 11 g expenses on Sch 0.) 1-------;;--7-'--:::-~:-1--------+--------=---=-+---~~~-=;-=-12 Advertising and promotion .......................... .

13 'Office expenses ............................................ . 14 Information technology ................................ .

15 Royalties ........... , ......................................... .

16 Occupancy .................................................. . 17 Travel ........................................................ . 18 Payments of travel or entertainment expenses

for any federal, state, or local public officials 19 Conferences, conventions, and meetings .... ..

20 Interest ........... , ........................................ .. 21 Payments to affiliates .................................. .. 22 Depreciation, depletion, and amortization .... ..

23 Insurance ................................................. .. 24 Other expenses. Itemize expenses not covered

above. (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule 0.) ......

a OTHER FUNDRAISING EXP b OTHER GENERAL ADMIN EXP c d

25 i 26 Joint costs. Complete this line only if the organization

reported in column (8) joint costs from a combined educational and fundraislng solicitation. Check here

232010 12-10-12

17311030 787261 14325

Form 990 (2012) 11


Vl Gi

~

Vl Q)

~ :a ctI

:.::i


1 Cash - non-interest-bearing .......................................................................... .

2 Savings and temporary cash investments ..................................................... .

3 Pledges and grants receivable, net ....................................................... .

4 Accounts receivable, net ............................. ' ............................................... .

5 Loans and other receivables from current and former officers, directors,

trustees, key employees, and highest compensated employees. Complete

Part II of Schedule L ................................................................................... .

6 Loans and other receivables from other disqualified persons (as defined under

section 4958(f)(1», persons described in section 4958(c)(3)(B), and contributing

employers and sponsoring organizations of section 501 (c)(9) voluntary

7

8

9

10a

b

11

12

13

14

15

17

18

19

20

21

22

23

24

25

26

employees' beneficiary organizations (see instr). Complete Part II of Sch L ..... .

Notes and loans receivable, net .................................................................... .

Inventories for sale or use ............................................................................. .

Prepaid expenses and deferred charges ..................................................... .

Land, buildings, and equipment: cost or other

basis. Complete Part VI of Schedule D ........ .

Less: accumulated depreciation ................. '

Investments· publicly traded securities ................................. " ..................... .

Investments - other securities. See Part IV, line 11 ......................................... .

Investments - program-related. See Part IV, line 11

Intangible assets ............... , ......................................................................... .

Other assets. See Part IV, line 11 ................................................................. .

I . .. ............ .

Accounts payable and accrued expenses ..................................................... .

Grants payable ............................................................................................ .

Deferred revenue ......................................................................................... .

Tax-exempt bond liabilities .......................................................................... .

Escrow or custodial account liability. Complete Part IV of Schedule D ........... .

Loans and other payables to current and former officers, directors, trustees,

key employees, highest compensated employees, and disqualified persons.

Complete Part II of Schedule L .................................................................... .

Secured mortgages and notes payable to unrelated third parties ................. .

Unsecured notes and loans payable to unrelated third parties ....................... .

Other liabilities (including federal income tax, payables to related third

parties, and other liabilities not included on lines 17-24). Complete Part X of

Schedule D

T Organizations that follow SFAS 117 (ASe 958), check here ~ complete lines 27 through 29, and lines 33 and 34.

27 Unrestricted net assets ................................................................................ .

28 Temporarily restricted net assets ................................................................. .

29 Permanently restricted net assets .............................................................. .

Organizations that do not follow SFAS 117 (ASe 958), check here ~ D and complete lines 30 through 34.

30 Capital stock or trust principal, or current funds ............................................ .

31 Paid-in or capital surplus, or land, building, or equipment fund ....................... .

32 Retained earnings, endowment, accumulated income, or other funds ........... .

33 Total net assets or fund balances ................................................................. .

232011 12-10-12

12

(A) Beginning of year

43-1181566

(8) End of year

Form 990 (2012)


OF CENTRAL MISSOURI 4 3 -11 815 6 6 Pa e 12

Check if Schedule 0 contains a response to any question in this Part XI

Total revenue (must equal Part VIII, column (A), line 12)

Total expenses (must equal Part IX, column (A), line 25)

Revenue less expenses. Subtract line 2 from line 1 .................................................................................. ..

6,426,185. 2 3,732,988. 3 2,693,197.

2

3 4

5

6

Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ............................ .. 4 37,375,185. Net unrealized gains (losses) on investments ............................................................................................ . 5 1,358,478. Donated services and use of facilities 6

7 Investment expenses .............................................................................................................................. f--'7=--t-----____ _

8 Prior period adjustments ... '. ....................................................................................................................... f--'8=---+--____ .".....",--~o-=--9 Other changes in net assets or fund balances (explain in Schedule 0) .................. ...................... ............ ..... t---'9'--t--____ 1_O--','--9_5_3_.

10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,

column (B)) ............................................................................................................................................ . 10 41,437,813. IJ1~ftmXU Financial Statements and Reporting

Check if

Accounting method used to prepare the Form 990: D Cash 00 Accrual D Other

If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.

2a Were the organization's financial statements compiled or reviewed by an independent accountant? .................................. ..

If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a

separate basis, consolidated basis, or both:

D Separate basis D Consolidated basis D Both consolidated and separate basis

b Were the organization's financial statements audited by an independent accountant? ........................................................ .

If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis,

consolidated basis, or both:

00 Separate basis D Consolidated basis D Both consolidated and separate basis

c If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,

review, or compilation of its financial statements and selection of an independent accountant? ............................................ .

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit

Act and OMB Circular A·133? ............................................................................................................................................ .

b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit

or edule i .............. .. ................ ..

232012 12-10-12

13

Form 990 (2012)


SCHEDULE A (Form 990 or 990-EZ) Public Charity Status and Public Support

Complete if the organization is a section 501 (c)(3) organization or a section

Department of the Treasury 494 7(a)(1) nonexempt charitable trust. Internal Revenue Service ~ Attach to Form 990 or Form 990-EZ. ~ See separate instructions.

Name of the organization UNIVERSITY OF CENTRAL MIS OURI FOUNDATION

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

1 0 A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

2 0 A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

3 0 A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

OMB No, 1545-0047

4 0 A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state: _________________________________________ _

5 [KJ An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

60 70

section 170(b)(1)(A)(iv). (Complete Part 11.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a SUbstantial part of its support from a governmental unit or from the general public described in

section 170(b)(1 )(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part 11.) sO 90 An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from

activities related to its exempt functions· subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment

income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30,1975.

See section 509(a)(2). (Complete Part 111.) 10 0 An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

11 0 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or

more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that

describes the type of supporting organization and complete lines 11 e through 11 h.

a 0 Type I b 0 Type II cO Type III . Functionally integrated dO Type III . Non·functionally integrated

e 0 By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than

foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III

supporting organization, check this box .,........................................................................................................................................ 0 g Since August 17,2006, has the organization accepted any gift or contribution from any of the following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below, Yes No

the governing body of the supported organization? ......................................................................................... . 11g(i)

(ii) A family member of a person described in (I) above? ........................................................................................ .. 11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ...................................................................... .. 11 g(iii)

h Provide the following information about the supported organization(s).

(i) Name of supported organization

(ii) EIN (iii) Type of organization (described on lines 1-9 above or IRe section (see instructions))

Is the organization (v) Did you notify the (vi) Is the (vii) Amount of monetary col. (i) listed in you organization in col. organization in col. (i) organized in the support

overning document? (i) of your support? U.S.?

Total

LHA For Paperwork Reduction Act Notice, see the Instructions for

Form 990 or 990-EZ.

Schedule A (Form 990 or 990-EZ) 2012

232021 12-04-12

17311030 787261 14325 14


UNIVERSITY OF CENTRAL MISSOURI Schedule A Form 990 or 990-EZ 2012 FOUNDAT I ON 43 -11815 6 6 Pa e 2

Support Schedule for Organizations Described in Sections 170(b){1){A){iv) and 170(b)(1)(A){vi) (Complete only if you checked the box on line 5,7, or 8 of Part lor if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Calendaryear(orfiscalyearbeginningin)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

1 Gifts, grants, contributions, and

membership fees received. (Do not include any "unusual grants.") ...... 2566000. 3736351. 3203342. 4059123. 4165126. 7729942.

2 Tax revenues levied for the organ-

ization's benefit and either paid to

or expended on its behalf ........... .

3 The value of services or facilities

fumished by a governmental unit to

the organization without charge .. .

4 Total. Add lines 1 through 3 ........ .

5 The portion of total contributions

by each person (other than a

governmental unit or publicly

supported organization) Included

on line 1 that exceeds 2% of the

Calendar year (or fiscal year beginning ~)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 Amounts from line 4 .................... .

8 Gross income from interest,

dividends, payments received on

securities loans, rents, royalties and income from similar sources ... 887 10 3. 876 533. 997 831. 998 838. 976 31 7. 4736622.

9 Net income from unrelated business

activities, whether or not the

business is regularly carried on ...

10 Other income. Do not include gain

or loss from the sale of capital

assets (Explain in Part IV.) ........... .

11 Total support. Add lines 7 through 10

12 Gross receipts from related activities, etc. (see instructions) .................................................................... .

13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)

organization, check this box and stop here .................... ........... ...... ............... ............. ....................... ..... ....... ................................... ~ D Section C. Computation of Public Support Percentage 14 Public support percentage for 2012 (line 6, column (f) divided by line 11, column (f)) ................................... . 75.27 %

15 Public support percentage from 2011 Schedule A, Part II, line 14 .............................................................. . 74.92 %

16a 33 1/3% support test - 2012. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and

stop here. The organization qualifies as a publicly supported organization ........ ...... ........ .......... ............ ........ ..................... ................. ~ 00 b 33 1/3% support test - 2011. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box

and stop here. The organization qualifies as a publicly supported organization .. ........ ...... .......... ............ ......... ..................... ... ............. ~ D 17a 10% -facts-and-circumstances test - 2012. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more,

and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the organization

meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ........ ................ ..... ......... ....... ~ D b 10% -facts-and-circumstances test - 2011. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or

more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part IV how the

organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ........................ ~ D 18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions .. ....... ~ D

232022 12-04-12

17311030 787261 14325

Schedule A (Form 990 or 990-EZ) 2012

15 2012.04040 UNIVERSITY OF CENTRAL MISSO 14325 1

Pa e 3

(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to

qualify under the tests listed below, please complete Part II.)

Section A. Public calendaryear(orfiscalyearbeginningin)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

1 Gifts, grants, contributions, and

membership fees received. (Do not

include any "unusual grants.") ..... .

2 Gross receipts from admissions, merchandise sold or services per· formed, or facilities furnished in any activity that is related to the organization's tax·exempt purpose

3 Gross receipts from activities that

are not an unrelated trade or bus·

iness under section 513

4 Tax revenues levied for the organ·

ization's benefit and either paid to

or expended on its behalf ........... .

5 The value of services or facilities

furnished by a governmental unit to

the organization without charge .. .

6 Total. Add lines 1 through 5 .. , ..... .

7a Amounts included on lines 1,2, and

3 received from disqualified persons ~-----t------+------+------+------+------b Amounts Included on lines 2 and 3 received

from other than disqualified persons that

exceed the greater of $5,000 or 1 % of the

amount on line 13 for the year ................. .

8 Pu I

Section 8. Total Support Calendar year (or fiscal year beginning in) ~

9 Amounts from line 6 ..................... 10a Gross income from interest,

dividends, payments received on securities loans, rents, royalties and income from similar sources ...

b Un related business taxable income

(less section 511 taxes) from businesses

acquired after June 30, 1975 ............

c Add lines 1 Oa and 10b .................. 11 Net income from unrelated business

activities not included in line 10b, whether or not the business is regularly carried on .....................

12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ............

13 Total support. (Add lines g, 10c, 11, and 12.)

(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total

14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3) organization,

check this box and stop here ................... ........... .... .... ....................... .............. ............. ...................... ........... ............................. ...... ~ D Section C. Com utation of Public Su ort Percentage 15 Public support percentage for 2012 (line 8, column (f) divided by line 13, column (f)) ............. ................. ...... %

16 Public su ort ercenta e from 2011 Schedule A Part III line 15 ............................................................ %

Section O. Computation of Investment Income Percentage 17 Investment income percentage for 2012 (line 1 Oc, column (f) divided by line 13, column (f)) ... ............. ........ %

18 Investment income percentage from 2011 Schedule A, Part III, line 17 ...................................................... %

19a 33 1/3% support tests - 2012. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not

more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .............................. ~ D b 33 1/3% support tests - 2011. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and

line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ............ ~ D 20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .................. ...... ~ D

232023 12·04·12 Schedule A (Form 990 or 990-EZ) 2012 16


Schedule B (Form 990, 990-EZ, or 990-PF) Department of the Treasury Internal Revenue Service

** PUBLIC DISCLOSURE COPY **

Schedule of Contributors ~ Attach to Form 990, Form 990-EZ, or Form 990-PF.

Name of the organization UNIVERSITY OF CENTRAL MISSOURI FOUNDATION

Organization type (check one):

Filers of: Section:

Form 990 or 990·EZ [KJ 501 (c)( 3) (enter number) organization

D 4947(a)(1) nonexempt charitable trust not treated as a private foundation

D 527 political organization

Form 990·PF D 501 (c)(3) exempt private foundation

D 4947(a)(1) nonexempt charitable trust treated as a private foundation

D 501 (c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.

OMB No, 1545-0047

2012 Employer identification number

43-1181566

Note. Only a section 501 (c)(7) , (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

D For an organization filing Form 990, 990·EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from anyone

contributor. Complete Parts I and II.

Special Rules

[KJ For a section 501 (c)(3) organization filing Form 990 or 990·EZ that met the 33 1/3% support test of the regulations under sections

509(a)(1) and 170(b)(1)(A)(vi) and received from anyone contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2%

of the amount on (i) Form 990, Part VIII, line 1 h, or (ii) Form 990·EZ, line 1. Complete Parts I and II.

D For a section 501 (c)(7), (8), or (10) organization filing Form 990 or 990·EZ that received from anyone contributor, during the year,

total contributions of more than $1,000 for use exclusively for religious, charitable, scientific, literary, or educational purposes, or

the prevention of cruelty to children or animals. Complete Parts I, II, and III.

D For a section 501 (c)(7) , (8), or (10) organization filing Form 990 or 990·EZ that received from anyone contributor, during the year,

contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to more than $1,000.

If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc.,

purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively

religious, charitable, etc., contributions of $5,000 or more during the year .""" ........... """"."" ..... " .... ,, .. ,, ... ~ $ _______ _

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990·EZ, or 990,PF),

but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990·EZ or on Part I, line 2 of its Form 990'PF, to

certify that it does not meet the filing requirements of Schedule B (Form 990, 990·EZ, or 990·PF).

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990·EZ, or 990·PF) (2012)

223451 12-21-12

Schedule B (Form 990, 990·EZ, or 990·PF) (2012)

Name of organization UNIVERSITY OF CENTRAL MISSOURI FOUNDATION

Page 2 Employer identification number

43-1181566

::::Iirtil:::::: Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.

(a) (b) (c) (d) No. Name, address, and ZIP + 4 Total contributions Type of contribution

1 Person [X] ---Payroll D

$ 139,959. Noncash [X] (Complete Part II if there is a noncash contribution.)



$ 221,179. Noncash [X] (Complete Part II if there is a noncash contribution.)



$ 100,000. Noncash D (Complete Part II if there is a noncash contribution.)


4 Person [X] ---

Payroll D $ 100,000. Noncash 0

(Complete Part II if there is a noncash contribution.)


5 Person [X] ---

Payroll D $ 158,416. Noncash D

(Complete Part II ifthere is a noncash contribution.)


6 Person [X] ---

Payroll D $ 200,000. Noncash D

(Complete Part II ifthere is a noncash contribution.)

223452 12-21-12 Schedule B (Form 990, 99O-EZ, or 990·PF) (2012) 18


Schedule B (Form 990, 990·EZ, or 990·PF) (2012) Name of organization


Page 3 Employer identification number

43-1181566

::::R-in::n::: Noncash Property (see instructions). Use duplicate copies of Part II if additional space Is needed.

(a) (c)

No. (b) FMV (or estimate)

(d) from Description of noncash property given

(see instructions) Date received

Part I

MEAL PLANS, FOOD DISCOUNTS, 1 REFRESHMENTS AT ATHLETIC EVENTS AND ---

BANQUETS {CASH CONTRIBUTIONS ALSO} $ 114,209. 06/30/13

(a) (c)



(see instructions) Date received Part I

SEV BOOM TRUCK 2 ---

$ 221,179. 08/03/12

(a) (c)




Part I

---

$

(a) (c)




Part I

---

$

(a) (c)




Part I

---

$

(a) (c)




Part I

---

$ 223453 12-21-12 Schedule B (Form 990, 990·EZ, or 990·PF) (2012)


Schedule B (Form 990, 990·EZ, or 990·PF) (2012) Page 4 Name of organization Employer identification number

UNIVERSITY OF CENTRAL MISSOURI FOUNDATION 43-1181566 /PadaU( Exclusivelyreligious, charitable, etc., individual contributions to section 501 (c)(7), (8), or (1 0) organizations that total more than 1,000 for the :::::::::::::;:::::::::::::::::::::::::;:: year. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter .....

the total of exclusively religious, charitable, etc., contributions of $1 ,000 or less for the year. (Enterthls Inlormation once.) ,... $ _________ _ Use duolicate cooies of Part III If additional soace is needed.

(a) No. from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held Part I

---

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee


---




---




---



223454 12-21-12 Schedule B (Form 990, 990-EZ, or 990-PF) (2012) 20


SCHEDULE D (Form 990)

Department of the Treasury Internal Revenue Service

Supplemental Financial Statements ~ Complete if the organization answered "Yes," to Form 990,

Part IV, line 6,7,8,9,10, 11a, 11b, 11c, 11d, 11e, 111, 12a, or 12b. ~ Attach to Form 990. ~ See separate instructions.

OMB No, 1545-0047

Name of the organization UNIVERSITY OF CENTRAL MISSOURI FOUNDATION

Employer identification number

1

2

3

4

43-1181566 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the

organization answered "Ves" to Form 990, Part IV, line 6. (a) Donor advised funds (b) Funds and other accounts

Total number at end of year "." ... "", .. ,.", .... , ............ ,.,,, ...

Aggregate contributions to (during year) ........................ Aggregate grants from (during year) .............................. Aggregate value at end of year .......................................

5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds

are the organization's property, subject to the organization's exclusive legal control? ......... " ............ "",, ..... , ...... , ....... ,.,,' 0 Yes ONo

6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only

ONo

Purpose(s) of conservation easements held by the organization (check all that apply).

o Preservation of land for public use (e.g., recreation or education) 0 Preservation of an historically important land area

o Protection of natural habitat ' 0 Preservation of a certified historic structure

o Preservation of open space

2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last

day of the tax year.

a Total number of conservation easements

b Total acreage restricted by conservation easements """""""""""""""""""".""""""."""""""".""." c Number of conservation easements on a certified historic structure included in (a) """" .... """.".,,.,,",,"'"

d Number of conservation easements Included in (c) acquired after 8/17/06, and not on a historic structure

listed in the National Register .......... " ........... ,., ...... , ...... ,.,"',." ........... , .. ,',., .. , ...... " .......... "." ...... , ... ".,"",. L...::2:.=d-'-_________ _

3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax year ~ _____ _

4 Number of states where property subject to conservation easement is located ~

5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of

violations, and enforcement of the conservation easements it holds? ".""""""""""""""""""."""."""""""""""""" 0 Yes 6 Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year ~

ONo

7 Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year ~ $ _____ _ 8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)

and section 170(h)(4)(B)(ij)? ...... ,,', .. ".,"'''''' ". """ """ .. ",,,,,,.,,,,., .. "". ".,"""" .... ,.,' """,,.,"', .. ,. " .. "".""""", ... """"" .. " 0 Yes ONo

9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and

include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for

conservation easements.

Idn~a.tm11 Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Ves" to Form 990, Part IV, line 8.

1 a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art,

historical treasures, or other similar assets held for public exhibition, education, or research In furtherance of public service, provide, in Part XIII,

the text of the footnote to its financial statements that describes these items.

b If the organization elected, as permitted under SFAS 116 (ASC 958), to report In its revenue statement and balance sheet works of art, historical

treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts

relating to these items:

(i) Revenues included in Form 990, Part VIII, line 1 "" ............. """""."" ...... "",,"",,"",, ....... ,,""""",, .. "." ~ $ _________ _ (ii) Assets included in Form 990, Part X """."""""""""""""""."."""""""""""""""""""."""""".""" ~ $ ________ _

2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide

the following amounts required to be reported under SFAS 116 (ASC 958) relating to these Items:

a Revenues Included in Form 990, Part VIII, line 1 '''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''' ~ $ _________ _ b Assets included in Form 990, Part X .""" . .'"""""""".""."""".,,"""",,.,,""""""",,.,,"""""""",,.,,""."." ~ $ _________ _

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. 232051 12-10-12

21

Schedule D (Form 990) 2012



3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of Its collection items

(check all that apply):

a D Public exhibition d D Loan or exchange programs

b D Scholarly research e D Other -----------------------------------------c D Preservation for future generations

4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII.

5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets

to be sold to raise funds rather than to be maintained as art of the or anization's collection? ..... ........ ............. .......... DYes D No

ParflV' Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

1 a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included

on Form 990, Part X? ................................................................................................................................................... DYes D No

b If "Yes," explain the arrangement in Part XIII and complete the following table:

Amount

c Beginning balance ................................................................................................................................ . 1c

d Additions during the year ....................................................................................................................... . 1d

e Distributions during the year ................................................................................................................. . 1e

Ending balance ...................................................................................................................................... . 1f

2a Did the organization include an amount on Form 990, Part X, line 21? ........................................................................... 0 Yes ONo

o b If "Y I' h t' P rt XIII Ch k h 'f th I t' h b 'd d' P rt XIII es explain t e arrangemen In a ec ere I e eXPlana Ion as een provi e In a ....................................... m:p$dUkr:::l Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

(a) Cu rrent year (b) Prior year (c) Two yea rs back (d) Th ree years back

1a Beginning of year balance ..................... 30 776 672. 27 825 908. 24 652 013. 21 897 290.

b Contributions .......................................... 1 390 802. 3 599 524. 793 884. 577 431.

c Net investment earnings, gains, and losses 3 312 450. 74 763. 4 662 010. 2 827 645.

d Grants or scholarships . . . . . . . . . . . . . " . . . . . . . . . . . . . 556 131. 319 185. 315 532. 345 749.

e Other expenditures for facilities

and programs ....................................... 351 455. 158 411. 1 718 341. 304 604.

f Administrative expenses . . . . . . . . . . . . . . . . . . . . . . . . 507 578. 245 927. 248 126.

9 End of year balance .............................. 34 064 760. 30 776 672. 27 825 908. 24 652 013.

2 Provide the estimated percentage of the current year end balance (line 1 g, column (a)) held as:

a Board designated or quasi·endowment ~ 42 . 0 0 %

b Permanent endowment ~ 52 . 0 0 %

c Temporarily restricted endowment ~ 6 • 00 %

The percentages in lines 2a, 2b, and 2c should equal 100%.

3a Are there endowment funds not in the possession of the organization that are held and administered for the organization

by:

(i) unrelated organizations ............................................................................................................................................... .

(ii) related organizations .................................................................................................................................................. .

b If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R?

1a Land ........................................................... .

b Buildings .................................................... ..

c Leasehold improvements ............................ ..

d Equipment .................................................. .

(e) Four years back

27 074 820.

595 418.

-4 120 723.

739 991.

656 018 •

256 216.

21 897 290.

Yes No

3a(i) X 3aJii) X

3b

(d) Book value

Schedule 0 (Form 990) 2012

232052 12-10-12

17311030 787261 14325 22



(1) Financial derivatives ............................................ .

(2) Closely-held equity interests ................................ .

(3) Other

2_ FIN 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's

liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part Xiii.................. 00 Schedule 0 (Form 990) 2012

232053 12-10-12

17311030 787261 14325 23


OF CENTRAL MISSOURI

1 Total revenue, gains, and other support per audited financial statements

2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:

a Net unrealized gains on investments ................................................................. .

b Donated services and use of facilities ................................................................. .

c Recoveries of prior year grants .......................................................................... .

d Other (Describe in Part XIII.) ............................................................................. .

e Add lines 2a through 2d ................................................................................................................................ .

3 Subtract line 2e from line 1 ............................................................................................................................. .

4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b ....................... .

b Other (Describe in Part XIII.) ............................................................................. .

Total expenses and losses per audited financial statements ............................................................................. .

Amounts included on line 1 but not on Form 990, Part IX, line 25:

a Donated services and use of facilities ................................................................. .

b Prior year adjustments ...................................................................................... .

c Other losses ..................................................................................................... .

d Other (Describe in Part XIII.) ............................................................................ ..

e Add lines 2a through 2d ............................................................................................................................... ..

3 Subtract line 2e from line 1 ............................................................................................................................ ..

4 Amounts included on Form 990, Part IX, line 25, but not on line 1:

a Investment expenses not included on Form 990, Part VIII, line 7b ...................... ..

b Other (Describe in Part XII!.) ............................................................................ ..

c Add lines 4a and 4b

Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1 a and 4; Part IV, lines 1 band 2b; Part V, line 4; Part

X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information. PART X, LINE 2: FOOTNOTE REGARDING ACCOUNTING FOR UNCERTAIN TAX

POSITIONS - THE FOUNDATION APPLIES THE PROVISIONS OF FASB ASC TOPIC

740,INCOME TAXES (ASC 740). AS REQUIRED BY THE UNCERTAIN TAX POSITION

GUIDANCE IN ASC 740, THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT

BENEFIT OF A TAX POSITION ONLY AFTER DETERMINING THAT THE RELEVANT TAX

AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN

AUDIT. FOR TAX POSITIONS MEETING THE MORE-LIKELY-THAN-NOT THRESHOLD, THE

AMOUNT RECOGNIZED IN THE FINANCIAL STATEMENTS IS THE LARGEST BENEFIT THAT Schedule D (Form 990) 2012

232054 12-10-12

17311030 787261 14325 24


OF CENTRAL MISSOURI 4 3 -11815 6 6 Pa e 5

HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE

SETTLEMENT WITH THE RELEVANT TAX AUTHORITY. THE FOUNDATION HAS ANALYZED

TAX POSITIONS TAKEN IN RETURNS FILED WITH THE INTERNAL REVENUE SERVICE AND

ALL STATE JURISDICTIONS IN WHICH IT OPERATES. THE FOUNDATION BELIEVES

THAT INCOME TAX FILING POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND

DOES NOT ANTICIPATE ANY ADJUSTMENTS THAT WOULD RESULT IN A MATERIAL

ADVERSE EFFECT ON THE FINANCIAL CONDITION, RESULTS OF OPERATIONS, OR CASH

FLOWS. ACCORDINGLY, THE FOUNDATION HAS NOT RECORDED ANY RESERVES, OR

RELATED ACCRUALS FOR INTEREST AND PENALTIES, FOR UNCERTAIN INCOME TAX

POSITIONS AT JUNE 30, 2013 OR 2012. THE FOUNDATION IS SUBJECT TO ROUTINE

AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR

ANY TAX PERIODS IN PROGRESS. THE FOUNDATION BELIEVES IT IS NO LONGER

SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2010. THE FOUNDATION

CLASSIFIES INCOME TAX RELATED INTEREST AND PENALTIES IN INTEREST EXPENSE

AND OTHER EXPENSES, RESPECTIVELY.

PART XI, LINE 2D - OTHER ADJUSTMENTS:

FUNDRAISING EVENTS DIRECT EXPENSES

PART XI, LINE 4B - OTHER ADJUSTMENTS:

FUNDRAISING EVENTS GOODS/SERVICES

PART XII, LINE 2D - OTHER ADJUSTMENTS:

FUNDRAISING EVENTS DIRECT EXPENSES

PART XII, LINE 4B - OTHER ADJUSTMENTS:

FUNDRAISING EVENTS GOODS/SERVICES

232055 12-10-12

Schedule 0 (Form 990) 2012


OF CENTRAL MISSOURI 4 3 -11815 6 6 Pa e 5

PART V, LINE 4 - INTENDED USES OF THE ENDOWMENT FUNDS - ENDOWMENT FUNDS

ARE INVESTED WITH THE OBJECTIVE OF CREATING A FLOW OF REASONABLY STABLE

AND PREDICTABLE INVESTMENT RETURNS TO MEET THE CURRENT AND FUTURE PROGRAM

OR EXPENDITURE NEEDS DESIGNATED BY THE DONOR.

232055 12-10-12

17311030 787261 14325

Schedule D (Form 990) 2012

26 2012.04040 UNIVERSITY OF CENTRAL MISSO 14325 1

SCHEDULEG (Form 990 or 990-EZ)


Supplemental Information Regarding Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. ~ Attach ns.

OMB No, 1545-0047

2012 Name of the organization UNI ITY OF CENTRAL MISSOURI Employer identification number

FOUNDATION 43-1181566 Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17. Form 990·EZ filers are not required to complete this part.

1 Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a D Mail solicitations e D Solicitation of non·government grants

b D Internet and email solicitations f D Solicitation of government grants

c D Phone solicitations g D Special fundraising events

d D In·person solicitations

2 a Did the organization have a written or oral agreement with any individual (inciuding officers, directors, trustees or

key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? DYes DNo

b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be

compensated at least $5,000 by the organization.

(i) Name and address of individual (ii~ Did

(iv) Gross receipts (v) Amount paid (vi) Amount paid fun raiser to (or retained by)

or entity (fundraiser) (ii) Activity ho~v';o~~~~fgr from activity fundraiser to (or retained by)

contributions? listed in col. (i) organization

Yes No

Total .................................................................................................................. ~ 3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration

or licensing.

LHA Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

232081 01-07-13

27

Schedule G (Form 990 or 990-EZ) 2012


UNIVERSITY OF CENTRAL MISSOURI

of fundraising event contributions and gross income on Form 990·EZ, lines 1 and 6b. List events with gross receipts greater than $5 000 , (a) Event #1 (b) Event #2 (c) Other events

\ATHLETIC FB TEAM GOLF iAUCTION trRNY 3

Q) (event type) (event type) (total number)

:J C Q)

204,625. 18,255. iii 1 Gross receipts .......................................... 38,507. 0:

2 Less: Contributions ................................. 157,344. 3,815. 22,094.

3 Gross income (line 1 minus line 2) ..... " ..... 47,28l. 14,440. 16,413.

4 Cash prizes .............................................

5 Noncash prizes ....................................... 1,776. 1,087. (/) Q) (/) c 6 Rent/facility costs 200. Q) .................................... Q.

J] 15 7 Food and beverages .............................. 42,50l. 353. 9,898. ~

(5

8 Entertainment .......................................... 9 Other direct expenses .............................. 28,174. 10,786. 3,717.

10 Direct expense summary. Add lines 4 through 9 in column (d) ........................................................................ ~ 11 Net income summary. Combine line 3 column (dl and line 10 .......................................................................... ~

J~ijiUnll Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than

$15,000 on Form 990·EZ, line 6a.

G revenue .......................................... .

* 2 Cash prizes ............................................ .

c ! 3 Noncash prizes ...................................... .

15 ~ 4 Rent/facility costs (5

5 Other direct A"r'An"'A~

6 Volunteer labor

(a) Bingo

Yes, ___ %

No

(b) Pull tabs/instant bingo/progressive bingo

Yes ___ %

No

(c) Other gaming

Yes, ___ %

No

7 Direct expense summary, Add lines 2 through 5 in column (d) ........................................................................ ~

............................................................. ~

(

(d) Total events

(add col. (a) through

col. (c))

261,387.

183,253.

78,134.

2,863.

200.

52,752.

42,677. 98,492~

-20,358.

Total gaming (add (a) through col. (e))

9 Enter the state(s) in which the organization operates gaming activities: ________________ --;====; __ --;===;--_

a Is the organization licensed to operate gaming activities in each of these states? .......... .............................. .................... DYes D No b If "No," explain: _______________________________________ _

10a Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? ........................... DYes D No b If "Yes," explain: _______________________________________ _

232082 01-07-13 Schedule G (Form 990 or 990-EZ) 2012


UNIVERSITY OF CENTRAL MISSOURI Schedule G (Form 990 or 990·EZ) 2012 FOUNDAT I ON 43 -11815 6 6 Page 3

11 Does the organization operate gaming activities with nonmembers? ................ ........... ............ .......... ....... ... ........ .............. DYes D No

12 Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity formed

to administer charitable gaming? ... .......... ................. ...... ......... ....... ...... ............ ........ ..... ... ........ ......... .... ........... .............. DYes D No 13 Indicate the percentage of gaming activity operated in:

a The organization's facility ............................................................................................................................................. 1-'-13::::a=+ ____ ~%

b An outside facility .............................................................................................................................. ........................... L..:..13=.;b::.....J... ____ -'-"%

14 Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name ~

Address ~ _________________________________________________________________________ __

15a Does the organization have a contract with a third party from whom the organization receives gaming revenue? .................. DYes D No

b If "Yes," enter the amount of gaming revenue received by the organization ~ $ ____________ and the amount

of gaming revenue retained by the third party ~ $ _________ _ c If "Yes," enter name and address of the third party:

Name ~

Address ~ ___________________________________________________________________________ __

16 Gaming manager information:

Name ~

Gaming manager compensation ~ $ __________ _

Description of services provided ~

D Director/officer D Employee D Independent contractor

17 Mandatory distributions:

a Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ....................................................................................................................................... DYes D No b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the

or anization's own exem t activities durin the tax ear ~ $ :Paaav: Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III,

lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

232083 01-07-13 Schedule G (Form 990 or 990-EZ) 2012 29


SCHEDULE I (Form 990)


Name of the organization

Grants and Other Assistance to Organizations,

Governments, and Individuals in the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 21 or 22.

.. Attach to Form 990.

OF CENTRAL MISSOURI

OMB No. 1545-0047

2012

Employer identification number 43-1181566

1 Does the organization maintain records to sUbstantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection

[XJ Yes DNo

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 21, for any

.................................................................... $ . ..... -, ................................................... _ .. - ., - ......................... -_ ...... __ ............ 1 (a) Name and address of organization (b) EIN (c) IRC section (d) Amount of (e) Amount of (1) Method of (g) Description of (h) Purpose of grant

or govemment if applicable cash grant non-cash valuation (book, non·cash assistance or assistance assistance FMV, appraisal,

other)

~ONTRIBUTIONS TO THE

UNIVERSITY OF CENTRAL MISSOURI PNIVERSITY TO SUPPORT

PO BOX 800 ~IO AND TV STATIONS,

WARRENSBURG MO 64093 44-6000293 501(C) (3) 1 599 133. 528 928. IsOOK ~THLETIC PROGRAMS

_. --

Enter total number of section 501 (c)(3) and govemment organizations listed in the line 1 table .. 1. 2

3 Enter total number of other organizations listed in the line 1 table ...... .......... .............. ............ ...... .... ............ .............. .......... .. ................ .......... .................. ............. ..

LHA

232101 12-18-12

For Paperwork Reduction Act Notice, see the Instructions for Form 990. SEE PART IV FOR COLUMN (H) DESCRIPTIONS

30

Schedule I (Form 990) (2012)


Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.· Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance (b) Number of (c) Amount of (d) Amount of non· (e) Method of valuation recipients cash grant cash assistance (book, FMV, appraisal, other)

SCHOLARSHIPS AND AWARDS TO STUDENTS ATTENDING THE

UNIVERSITY OF CENTRAL MISSOURI. 891 1 018 251. O.

43-1181566 Paae2

(f) Description of non·cash assistance

tmjifJffWm:1 Supplemental Information. Complete this part to provide the information required in Part I, line 2, Part Ill, column (b), and any other additional information.

SCHEDULE I, PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT

FUNDS - TO ENSURE FUNDS ARE USED ACCORDING TO DONOR WISHES, DISBURSEMENTS

ARE REVIEWED AND APPROVED BY UNIVERSITY FUND MANAGERS AND BY THE

FOUNDATION. FOLLOWING THE SUBMISSION OF APPROPRIATE DOCUMENTATION,

REIMBURSEMENTS ARE MADE MONTHLY TO THE UNIVERSITY OF CENTAL MISSOURI

THROUGH THE UNIVERSITY OFFICE OF ACCOUNTS PAYABLE.

PART II, LINE 1, COLUMN (H):

NAME OF ORGANIZATION OR GOVERNMENT: UNIVERSITY OF CENTRAL MISSOURI 232102 12-18-12 31 Schedule I (Form 990) (2012)


(H) PURPOSE OF GRANT OR ASSISTANCE: CONTRIBUTIONS TO THE UNIVERSITY TO

SUPPORT RADIO AND TV STATIONS, ATHLETIC PROGRAMS, INSTRUCTIONAL AND OTHER

DEPARTMENTAL PROGRAMS, INSTITUTIONAL SUPPORT FOR THE PLANT FACILITIES.

PART I, LINE 2

PROCEDURES FOR MONITORING THE USE OF SCHOLARSHIP FUNDS - A SELECTION

COMMITTEE IS CREATED FOR EACH SCHOLARSHIP, AND THEY ARE GIVEN THE

CRITERIA THAT MUST BE MET TO RECEIVE THE SCHOLARSHIP. STUDENTS SELECTED

ARE ENTERED ON SCHOLARSHIP AUTHORIZATION FORMS WHICH ARE APPROVED BY

THE DIRECTOR OF FINANCIAL OPERATIONS AND SCHOLARSHIP OFFICER. FORMS

ARE THEN SENT TO STUDENT FINANCIAL SERVICES WHERE IT IS VERIFIED THAT

THE STUDENT MEETS THE CRITERIA FOR THE SCHOLARSHIP.

PART III, (B)

NUMBER OF RECIPIENTS - 891 SCHOLARSHIPS/AWARDS WERE GIVEN DURING THE

FISCAL YEAR. THIS COUNT IS UNIQUE TO PERSON, DESIGNATION, AND

SEMESTER. IF AN INDIVIDUAL FOR EXAMPLE, RECEIVES TWO SCHOLARSHIPS,

THEY ARE COUNTED TWICE.

PART III, (C)

SCHOLARSHIPS ARE APPLIED DIRECTLY TO THE STUDENT'S ACCOUNT BY THE

UNIVERSITY OF CENTRAL MISSOURI. MONTHLY, THE FOUNDATION REIMBURSES THE

UNIVERSITY FOR THESE AMOUNTS.

232291 05-01-12

Schedule I (Form 990)


SCHEDULE J (Form 990)

Department of the Treasury Internal I

Compensation Information For certain Officers, Directors, Trustees, Key Employees, and Highest

Compensated Employees ~ Complete if the organization answered "Yes" to Form 990,

Part IV, line 23.

OMS No. 1545-0047

2012 Name of the organization Employer identification number

43-1181566

1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed in Form 990,

Part VII, Section A, line 1 a. Complete Part III to provide any relevant information regarding these items.

o First·class or charter travel 0 Housing allowance or residence for personal use

o Travel for companions 0 Payments for business use of personal residence

o Tax indemnification and gross-up payments 0 Health or social club dues or Initiation fees

o Discretionary spending account 0 Personal services (e.g., maid, chauffeur, chef)

b If any of the boxes on line 1 a are checked, did the organization follow a written policy regarding payment or

reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain ................................ .

2 Did the organization require sUbstantiation prior to reimbursing or allowing expenses incurred by all officers, directors,

trustees, and the CEO/Executive Director, regarding the items checked in line 1 a? .............................................................. .

3 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's

CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to

establish compensation of the CEO/Executive Director, but explain in Part III.

o Compensation committee 0 Written employment contract

o Independent compensation consultant 0 Compensation surveyor study

o Form 990 of other organizations 0 Approval by the board or compensation committee

4 During the year, did any person listed in Form 990, Part VII, Section A, line 1 a, with respect to the filing

organization or a related organization:

a Receive a severance payment or change-of'control payment? ............................................................................................ .

b Participate In, or receive payment from, a supplemental nonqualifled retirement plan? .......................................................... ..

c Participate In, or receive payment from, an equity·based compensation arrangement? .......................................................... ..

If "Yes" to any of lines 4a·c, list the persons and provide the applicable amounts for each item in Part III.

Only section 501 (0)(3) and 501 (c)(4) organizations must complete lines 5-9.

5 For persons listed in Form 990, Part VII, Section A, line 1 a, did the organization payor accrue any compensation

contingent on the revenues of:

a The organization? ............................................................................................................................................................. ..

b Any related organization? ................................................................................................................................................. ..

If "Yes" to line 5a or 5b, describe in Part III.

6 For persons listed in Form 990, Part VII, Section A, line 1 a, did the organization payor accrue any compensation

contingent on the net eamings of:

a The organization? .............................................................................................................................................................. .

b Any related organization? .................................................................................................................................................. .

If "Yes" to line 6a or 6b, describe in Part III.

7 For persons listed in Form 990, Part VII, Section A, line 1 a, did the organization provide any non·fixed payments

not described in lines 5 and 6? If "Yes," describe in Part III .................................................................................................. .

8 Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the

initial contract exception described in Regulations section 53.4958·4(a)(3)? If "Yes," describe in Part III ................................ .

9 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in

I ..................................................... ..

7

8

9

x

x

LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2012

232111 12-10-12

17311030 787261 14325 33


UNIVERSITY OF CENTRAL MISSOURI FOUNDATION 43-1181566

:~#ilj]t:::1 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. Paae2

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row OQ. Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)oo·Oii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1 a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title

(1) CHARLES AMBROSE

EX-OFFICIO MEMBER

------

232112 12-12-12

---------

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

I lm

(8) Breakdown ofW·2 and/or 1099·MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation other deferred benefits (B)oo·(D) reported as deferred

(i) Base (ii) Bonus & (iii) Other compensation in prior Form 990 compensation incentive reportable

compensation compensation

o. o. o. o. o. o. o. 217,054. o. o. o. o. 217,054. o.

;

Schedule J (Form g90) 2012

34

SCHEDULE M (Form 990)

Noncash Contributions OMB No. 1545-0047


Name of the organ

.. Complete if the organizations answered "Yes" on Form

990, Part IV, lines 29 or 30.

2012 UNIVERSITY OF CENTRAL MISSOURI FOUNDATION 43-1181566

Art· Works of art ..................................... .. 2 Art . Historical treasu res .......................... .

3 Art . Fractional interests ............................. .

4 Books and publications ............................ ..

5 Clothing and household goods ................. .

6 Cars and other vehicles ............................. .

7 Boats and planes ..................................... ..

8 Intellectual property ............................... ..

9 Securities· Publicly traded ....................... .

10 Securities· Closely held stock ................... .. 11 Securities· Partnership, LLC, or

trust interests ........................................ .. 12 Securities· Miscellaneous ....................... . 13 Qualified conservation contribution·

Historic structures .................................. .. 14 Qualified conservation contribution' Other ...

15 Real estate· Residential ......................... ..

16 Real estate· Commercial .......................... .

17 Real estate· Other ................................... .

18 Collectibles ............................................... .

19 Food inventory ........................................ ..

20 Drugs and medical supplies ...................... ..

21 Taxidermy ............................................... . 22 Historical artifacts ................................... .

23 Scientific specimens ............................... ..

24 Archeological artifacts ............................ .. 25 Other" (EQUIP/SUPPLY ) 26 Other" (TICKETS ) 27 Other" (FOOD DONATION) ..

Check if Number of applicable contributions or

(c) Noncash contribution' amounts reported on

i

29 Number of Forms 8283 received by the organization during the tax year for contributions

for which the organization completed Form 8283, Part IV, Donee Acknowledgement .......... ..

30a During the year, did the organization receive by contribution any property reported in Part I, lines 1·28 that it must hold for

at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for

the entire holding period? .................................................................................................................................................. . b If "Yes," describe the arrangement in Part II.

31 Does the organization have a gift acceptance policy that requires the review of any non·standard contributions?

32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ................................................................................................................................................................. . b If "Yes," describe in Part II.

33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

I LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule M (Form 990) (2012)

232141 12-20-12

17311030 787261 14325 35


Supplemental Information to Form 990 or 990-EZ SCHEDULE 0 (Form 990 or 990-EZ)

Department of the Treasury

Complete to provide information for responses to specific questions on Form 990 or 990-EZ or to provide any additional information.

~ Attach to Form 990 or 990-EZ.

Name of the organization UNIVERSITY OF CENTRAL MISSOURI Employer identification number FOUNDATION 43-1181566

FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:

THE FOUNDATION IS A NON-PROFIT, CHARITABLE ORGANIZATION DEDICATED TO

SUPPORTING THE MISSION OF THE UNIVERSITY OF CENTRAL MISSOURI. THE

FOUNDATION PROCURES, ATTRACTS, MAINTAINS AND ADMINISTERS PHILANTHROPIC

RESOURCES GIFTED TO THE UNIVERSITY TO ADVANCE THE CAUSE OF THE

UNIVERSITY AND ASSIST STUDENTS WITH FINANCIAL NEEDS.

FORM 990, PART I, LINE 5

TOTAL NO. OF EMPLOYEES/PART V LINE 2A NUMBER OF EMPLOYEES REPORTED ON W-3

INDIVIDUALS ARE EMPLOYED AND PAID BY THE UNIVERSITY OF CENTRAL

MISSOURI. COMPENSATION AND BENEFITS PAID TO SOME UNIVERSITY EMPLOYEES

THAT PROVIDE SERVICES FOR THE FOUNDATION ARE REIMBURSED BY THE

FOUNDATION.

FORM 990, PART III, LINE 1

ORGANIZATION'S MISSIO~

THE FOUNDATION IS A NON-PROFIT, CHARITABLE ORGANIZATION DEDICATED TO

SUPPORTING THE MISSION OF THE UNIVERSITY OF CENTRAL MISSOURI. THE

FOUNDATION PROCURES, ATTRACTS, MAINTAINS AND ADMINISTERS PHILANTHROPIC

RESOURCES GIFTED TO THE UNIVERSITY TO ADVANCE THE CAUSE OF THE

UNIVERSITY AND ASSIST STUDENTS WITH FINANCIAL NEEDS.

FORM 990, PART III, LINE 4D, OTHER PROGRAM SERVICES:

INCLUDES CONTRIBUTIONS TO THE UNIVERSITY FOR INSTITUTIONAL SUPPORT FOR LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. 232211 01-04-13

36

Schedule 0 (Form 990 or 990-EZ) (2012)


Pa e 2 OF CENTRAL MISSOURI Employer identification number

43-1181566

THE PLANT FACILITIES AND CONTRIBUTIONS TO THE UNIVERSITY TO SUPPORT

INSTRUCTIONAL AND OTHER DEPARTMENTAL PROGRAMS AS RESTRICTED BY THE

DONORS FOR SUCH ACTIVITIES.

EXPENSES $ 1,053,608. INCLUDING GRANTS OF $ 1,053,608. REVENUE $ O.

FORM 990, PART VI, SECTION B, LINE 11: COPIES OF THE FORM 990 WERE MADE

AVAILABLE TO THE FINANCE COMMITTEE AT A BOARD MEETING AND TO OTHER BOARD

MEMBERS BY EMAIL.

FORM 990, PART VI, SECTION B, LINE 12C: CONFLICT OF INTEREST POLICY -

BOARD OFFICERS AND MEMBERS MUST FILE AN ANNUAL WRITTEN DISCLOSURE STATEMENT

FOR ANY CONFLICT OF INTEREST. A CONFLICT OF INTEREST DISCLOSURE FORM IS

DISTRIBUTED TO THE OFFICERS AND MEMBERS ANNUALLY AT A BOARD MEETING.

FORM 990, PART VI, SECTION B, LINE 15A: DETERMINING COMPENSATION - THE

UNIVERSITY'S VICE PRESIDENT FOR ADVANCEMENT SERVES AS THE FOUNDATION'S

EXECUTIVE DIRECTOR. THIS INDIVIDUAL'S COMPENSATION IS PAID BY THE

UNIVERSITY BASED ON THE CENTRAL JOB SYSTEM CLASSIFICATION ADOPTED BY THE

UNIVERSITY. OTHER INDIVIDUALS THAT PERFORM SERVICES FOR THE FUNDATION ARE

ALSO UNIVERSITY EMPLOYEES. OFFICERS AND OTHER BOARD MEMBERS DO NOT RECEIVE

COMPENSATION.

FORM 990, PART VI, SECTION C, LINE 18: TAX FORMS - THE FOUNDATION MAKES

ITS TAX FORMS AVAILABLE TO THE PUBLIC UPON REQUEST. THE FOUNDATION

CURRENTLY HAS ITS FORM 990 ON ITS WEBSITE.

FORM 990, PART VI, SECTION C, LINE 19: GOVERNING

DOCUMENTS/POLICIES/FINANCIAL STATEMENTS - THE FOUNDATION MAKES ITS 232212 01-04-13

17311030 787261 14325

Schedule 0 (Form 990 or 990-EZ) (2012) 37


Schedule 0 Form 990 or 990·EZ 2012 Pa e 2 Name of the organization UNIVERSITY OF CENTRAL MISSOURI

FOUNDATION Employer identification number

43-1181566

GOVERNING DOCUMENTS, POLICIES AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO

THE PUBLIC UPON REQUEST. THE FOUNDATION CURRENTLY HAS ITS AUDITED

FINANCIAL STATEMENTS AND POLICIES ON ITS WEBSITE.

FORM 990, PART VI, SECTION B, LINES 13 AND 14

WHISTLEBLOWER/DOCUMENT RETENTION POLICIES

THE FOUNDATION CURRENTLY FOLLOWS THE UNIVERSITY'S WRITTEN POLICIES. THE

FOUNDATION IS CONSIDERING SUCH POLICIES FOR THE ORGANIZATION IN THE

FUTURE.

FORM 990, PART XI, LINE 9, CHANGES IN NET ASSETS:

ADJUSTMENTS TO ACTUARIAL LIABILITY OF ANNUITIES PAYABLE 5,953.

OTHER CHANGES IN NET ASSETS 5,000.

TOTAL TO FORM 990, PART XI, LINE 9 10,953.

FORM 990, PART XII, LINE 2C

OVERSIGHT OF AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT

THE FINANCE COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT AND

THE PROCESS OF SELECTING THE INDEPENDENT AUDITOR. APPROVAL IS ALSO

NEEDED BY THE FULL BOARD OF DIRECTORS.

AN AUDIT COMMITTE WAS FORMED IN THE SPRING OF 2013 THAT IS NOW

RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT AND SELECTING THE

INDEPENDENT AUDITOR. APPROVAL IS ALSO NEEDED BY THE FULL BOARD OF

DIRECTORS.

232212 01-04-13

17311030 787261 14325

Schedule 0 (Form 990 or 990-EZ) (2012) 38


SCHEDULE R (Form 990) Department of the Treasury Internal Revenue Service

Name of the organization

Related Organizations and Unrelated Partnerships ~ Complete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37_

~ Attach to Form 990_ ~ See separate instructions_


i:ifID1il:i:::::: Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)

(a) (b) (c) (d)

OMS No. 1545-0047

1·::·::::.::If.liI6~~:::ii::::::: Employer identification number

43-1181566

(e) (f)

Name, address, and EIN Of applicable) Primary activity Legal domicile (state or Total income End-of-year assets Direct controlling of disregarded entity foreign country) entity

--

)pii1Jft Identi.fic~tion of ~elated Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt ....... :.:.:.:.:.:........ organIzations dUring the tax year.)

(a) (b) (c) (d) (e) (f) (g)

Name, address, and EIN Primary activity Legal domicile (state or Exempt Code Public charity Direct controlling Section 512(b)(13)

controlled

of related organization foreign country) section status (if section entity entity?

501 (c) (3) Yes No

UNIVERSITY OF CENTRAL MISSOURI - 44-6000293

PO BOX 800

WARRENSBURG, MO 64093 PNIVERSITY M:ISSOURI ~Ol(C) (3) IUINE 6 X

For Paperwork Reduction Act Notice, see the Instructions for Form 990_ Schedule R (Form 990) 2012

232161 12-10-12 LHA 39

UNIVERSITY OF CENTRAL MISSOURI Schedule R (Form 990) 2012 FOUNDATION 43-1181566 Page 2

:::p'~dnif~ Identi!ic~tion of Related Organizat.ions ~axable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related .... :.:.:::.:::.:.:.:.::::: organIzations treated as a partnership dUring the tax year.)

(a) (b) (c) (d) (e) (1) (g) (h) (i) U1 (k)

Name, address, and EIN Primary activity Legal Direct controlling Predominant income Share of total Share of Disproportion- CodeV·UBI General 0 Percentage of related organization domicile entity (related, unrelated, income end·of-year amount in box managing ownership (state or ate allocations? partner?

foreign excluded from tax under assets Yes T No

20 of Schedule Ye~rNo country) sections 512-514) K-1 (Form 1065)

I I

i':pM¥W) Identi!ic~tion of Related Organiz~tions Taxable.as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related :::.:.:::.:.:.:.:.:.:::.:::.:::::: organIzations treated as a corporation or trust dUring the tax year.)

(a) (b) (c) (d) (e) (1) (g) (h) (i)

Name, address, and EIN Primary activity Direct controlling Type of entity Share of total Share of Percentage Section

Legal domicile 512(b)(13) of related organization (state or entity (C corp, S corp, income end·of·year ownership C"e~~'t0d foreign or trust) assets

country) Yes I No

232162 12-10-12 40 Schedule R (Form 990) 2012


::l{~r.;WI:: Transactions With Related Organizations (Complete if the organization answered "Yes" to Fonm 990, Part IV, line 34, 35b, or 36.)

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

1 During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity

b Gift, grant, or capital contribution to related organization(s)

c Gift, grant, or capital contribution from related organization(s)

d Loans or loan guarantees to orfor related organization(s)

e Loans or loan guarantees by related organization(s)

f Dividends from related organization(s)

g Sale of assets to related organization(s)

h Purchase of assets from related organization(s)

Exchange of assets with related organization(s)

Lease of facilities, equipment, or other assets to related organization(s)

k Lease of facilities, equipment, or other assets from related organization(s)

Performance of services or membership or fundraising solicitations for related organization(s)

m Performance of services or membership or fundraising solicitations by related organization(s)

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s)

o Sharing of paid employees with related organization(s)

p Reimbursement paid to related organization(s) for expenses

q Reimbursement paid by related organization(s) for expenses

r Other transfer of cash or property to related organization(s)

s Other transfer of cash or propertv from related

2 - for inf, . line. incl ................. __ .......................... u .................................... , ................................................................................................... __ ............ _ ...................... , .............................................. _ .......................... __ ... _ ....................................................

(a) (b) (c) (d) Name of other organization Transaction Amount involved Method of determining amount involved

type (a-s)

(1) UNIVERSITY OF CENTRAL MISSOURI L 230,813. ACTUAL EXPENSE

(2) UNIVERSITY OF CENTRAL MISSOURI N 34,87l. PERCENT OF COST

(3) UNIVERSITY OF CENTRAL MISSOURI 0 933,767. ALLOCATION

(4) UNIVERSITY OF CENTRAL MISSOURI P 3,018,220. ~T REMITTED

(5) UNIVERSITY OF CENTRAL MISSOURI R 528,928. lA,PPRAISED VALUE

~UNIVERSITY OF CENTRAL MISSOURI B 2,128,061. AMT CONTRIBUTED 232163 12-10-12 41 Schedule R (Form 990) 2012


:::e!~::w.:::: Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

232164 12-10-12

(a)

Name, address, and EIN of entity

(b)

Primary activity

(c)

Legal domicile (state or foreign

country)

(d) (e) (1)

Predominant income Are all

Share of partners sec. (related, unrelated, 501(c)(3) total excluded from tax O19S.?

under section 512-514) Yes! No income

42

(g) (h) (i) (j) (k)

Share of Dispropor- Code V-UBI Percentage General 0

end-of-year tionate amount in lJox 20 managing

ownership I aliocaronS? of Schedule K-1 I parr? assets Yes No (Form 1065) Yes No

Schedule R (Form 990) 2012


Complete this part to provide additional information for responses to questions on Schedule R (see instructions).

232165 12-10-12 Schedule R (Form 990) 2012 43


Form 990-T Exempt Organization Business Income Tax Return OMS No. 1545-0687

2012 (and proxy tax under section 6033(e» Department of the Treasury Internal Revenue Service For calendar year 2012 or other tax year beginning JUL 1, 2012 , and ending JUN 30, 2013 ~~1(~)f:i') ~~~~gi~~~Fo~~tlg~l~r A o Check box if Name of organization ( 0 Check box if name changed and see instructions.)

address changed UNIVERSITY OF CENTRAL MISSOURI B Exempt under section Print FOUNDATION [XJ 501(C)( 3 ) or Number, street, and room or suite no. If a P.O. box, see instructions. o 408(e) D220(e)

Type SMISER ALUMNI CENTER, UCM 0408A 0530(a) City or town, state, and ZIP code 0529(a) WARRENSBURG, MO 64093

C Book value of all assets F Group exemption number (see instructions) ~ at end of year G Check organization type ~ [][I 501 (c) corporation o 501(c) trust o 401 (a) trust

42,941,248.

1 a Gross receipts or sales

b Less returns and allowances c Balance ......... ~

2 Cost of goods sold (Schedule A, line 7) .................................................. . 3 Gross profit. Subtract line 2 from line 1 c .............................................. ..

4 a Capital gain net income (attach Schedule D) ............................................ . b Net gain (loss) (Form 4797, Part II, line 17) (attach Form 4797) ................ ..

c Capital loss deduction for trusts .......................................................... .. 5 Income (loss) from partnerships and S corporations (attach statement) ........ .

6 Rent income (Schedule C) ................................................................ .. 7 Unrelated debt-financed income (Schedule E) ........................................ .. 8 Interest, annuities, royalties, and rents from controlled organizations (Sch. F) .. . 9 Investment income of a section 501 (c)(7), (9), or (17) organization

(Schedule G) .................................................................................. .. 10 Exploited exempt activity income (Schedule I) ........................................ ..

11 Advertising income (Schedule J) .......................................................... .. 12 other income (see instructions; attach statement) .................................. ..

i Deductions Not Taken Elsewhere (see instructions for limitations on deductions) (except for contributions, deductions must be directly connected with the unrelated business income)

14 Compensation of officers, directors, and trustees (Schedule K) ...................................................................................... .

15 Salaries and wages ............................................................................................................................................... .

16 Repairs and maintenance ...................................................................................................................................... .

17 Bad debts ........................................................................................................................................................... . 18 Interest (attach statement) ................................................................................. ; ................................................... .. 19 Taxes and licenses ............................................................................................................................................... . 20 Charitable contributions (see instructions for limitation rules) ...................................................................................... .

21 Depreciation (attach Form 4562) .................................................................................. .. 22 Less depreciation claimed on Schedule A and elsewhere on return ...................................... .

23 Depletion ........................................................................................................................................................... . 24 Contributions to deferred compensation plans .......................................................................................................... ..

25 Employee benefit programs .................................................................................................................................. ..

26 Excess exempt expenses (Schedule I) ...................................................................................................................... .. 27 Excess readership costs (Schedule J) ....................................................................................................................... . 28 other deductions (attach statement) .......................................................................................................................... . 29 Total deductions. Add lines 14 through 28 .......................................................................................................... .. 30 Unrelated business taxable income before net operating loss deduction. Subtract line 29 from line 13 .................................. ..

31 Net operating loss deduction (limited to the amount on line 30) ....................................... ~.~.~ .... ~.'J;',l~:':r:'.~.~~.Nr:r .... L. 32 Unrelated business taxable income before specific deduction. Subtract line 31 from line 30 .................................................. . 33 Specific deduction (generally $1 ,000, but see instructions for exceptions) ...................................................................... ..

34 Unrelated business taxable income. Subtract line 33 from line 32. If line 33 is greater than line 32, enter the smaller of zero or line 32

g1~7r-113 LHA For Paperwork Reduction Act Notice, see instructions. 45

D Employer identification number (Employees' trust, see Instructions.)

43-1181566 E Unrelated business activity codes

(See Instructions)

541800

o other trust

o Yes [][I No

o. Form 990-T (2012)


OF CENTRAL MISSOURI Form 990-T (2012)

35 Organizations taxable as corporations (see Instructions fortax computation). Controlled group members (sections 1561 and 1563) check here ~ D See instructions and:

a Enter your share of the $50,000, $25,000, and $9,925,000 taxable income brackets (in that order):

(1) 1$ I (2) 1 $ I (3) 1.-"-1 $ ____ ---l

b Enter organization's share of: (1) Additional 5% tax (not more than $11,750) III $'--_____ ~ (2) Additional 3% tax (not more than $100,000) ....................................... lll$'--_____ ~

43-1181566

c Income tax on the amount on line 34 .... ...... .................................... ...................... .............................. ...... ....... ~ 36 Trusts taxable at trust rates (see Instructions for tax computation). Income tax on the amount on line 34 from:

D Tax rate schedule or D Schedule 0 (Form 1041) ................................................................................. ~ 37 Proxy tax (see instructions) ............................. ........................................................................................... ~ 38

40a Foreign tax credit (corporations attach Form 1118; trusts attach Form 1116) ...................... ..

b other credits (see instructions) ................................................................................ . c General business credit. Attach Form 3800 ................................................................ .. d Credit for prior year minimum tax (attach Form 8801 or 8827) ........................................ ..

e Total credits. Add lines 40a through 40d .: ............................................................................................................ . 41 Subtract line 40e from line 39 ............................................................................................................................ ..

Page 2

o.

42 other taxes. Check if from: D Form 4255 D Form 8611 D Form 8697 D Form 8866 D other (attaCh statement) ~~----------~-

43 Tota Itax. Add lines 41 and 42 .................................................................................. . 44 a Payments: A 2011 overpayment credited to 2012 ........................................................ .

b 2012 estimated tax payments .................................................................................. .. c Tax depOSited with Form 8868 .................................................................................. .. d Foreign organizations: Tax paid or withheld at source (see instructions) ............................ ..

e Backup withholding (see instructions) ...................................................................... .. f Credit for small employer health insurance premiums (Attach Form 8941) ...................... .. g Other credits and payments: D Form 2439 D Form 4136 D other Total ~

45 Total payments. Add lines 44a through 44g .......................................................................................................... .. 46 Estimated tax penalty (see instructions). Check if Form 2220 is attached ~ D ........................................................ .

Tax due. If line 45 is less than the total of lines 43 and 46, enter amount owed .. ................ ............................ ........... ~ Overpayment. If line 45 is larger than the total of lines 43 and 46, enter amount overpaid ~

At any time during the 2012 calendar year, did the organization have an interest in or a signature or other authority over a financial account (bank, securities, or other) in a foreign country? If "Yes," the orga.nization may have to file Form TO F 90-22.1, Report of Foreign Bank and Financial

Accounts. If "Yes," enter the name of the foreign country here ~ 2 During the tax year, did the organization receive a distribution from, or was it th~e g;;';ra;:;;n;;;to';';r o:'f,-;;;or'"tr;;;;an;;Csf;;:;er;;;;or"'to;-, a;;-]I;;:;or;:;ceig;:;;;n"tr:;;-;us"'t?,--------------

If "Yes," see Instructions for other forms the organization may have to file, ................................................................................................................. ..

3

Purchases ................................ . Cost of labor ............................... .. Additional section 263A costs (att. statement) ;........:-"-j--_____ ----j

other costs (attach statement) .........

Inventory at end of year ................................... . 7 Cost of goods sold. Subtract line 6

from line 5. Enter here and in Part I, line 2 .......... .. 8 Do the rules of section 263A (with respect to

property produced or acquired for resale) apply to

Under penalties of perjury, I deciare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true,

Sign Here

correct, and complete. Deciaration of preparer (other than taxpayer) is based on ali Information of which preparer has any knowledge,

~ Signature of officer

PrintlType preparer's name

Paid ORMA SCHLESSELMAN

Preparer PA

Use Only

Firm's address

223711 01-11-13

17311030 787261 14325

Date

parer's signature

~EXECUTIVE DIRECTOR "Title

Check RMA SCHLESS self- employed

PA

65302-022

46 2012.04040 UNIVERSITY OF CENTRAL

discuss this return with

if PTIN

MISSO 14325 1

UNIVERSITY OF CENTRAL MISSOURI Form 990-T(2012) FOUNDATION 43-1181566 Page 3 Schedule C - Rent Income (From Real Property and Personal Property Leased With Real Property)(see instructions)

1. Description of property

(1)

(2)

(3)

(4)

2. Rent received or accrued

(a) From personal property (If the percentage of (b) From real and personal property (If the percentage 3(a) Deductions directly connected with the income in

rent for personal property Is more than of rent for personal property exceeds 50% or If columns 2(a) and 2(b) (attach statement)

10% but not more than 50%) the rent Is based on profit or Income)

m (2)

(3)

(4)

Total O. Total O. (C) Total income. Add totals of columns 2(a) and 2(b). Enter (b) Total deductions.

here and on page 1, Part I, line 6, column (A) ..................... ~ O. Enter here and on page 1, ~ O. Part I, line 6, column (B) ...

Schedule E - Unrelated Debt-Financed Income (see instructions) 3. Deductions directly connected with or allocable

2. Gross Income from to debt-financed property

1. or allocable to debt- (a) Straight line depreciation (b) Other deductions Description of debt-financed property financed property (attach statement) (attach statement)

(1 ) (2)

(3)

(4)

4. Amount of average acquisition 5. Average adjusted basis 6. Column 4 divided 7. Gross income 8. Allocable deductions debt on or allocable to debt-financed of or allocable to by column 5 reportable (column (column 6 x total of columns

property (attach statement) debt-financed property 2 x column 6) 3(a) and 3(b)) (attach statement)

(1) %

(2) %

(3) %

(4) %

Enter here and on page 1 , Enter here and on page 1, Part I, line 7, column (A). Part I, line 7, column (B).

Totals ......... ", ................... , ..................................................... " ..................................... ~ O. O. Total dividends-received deductions included in column 8 ................................................................................................... ~ O • ..

Schedule F - Interest, AnnuitIes, Royalties, and Rents From Controlled OrganizatIons (see Instructions) Exempt Controlled Organizations

1. Name of controlled organization 2. 3. 4. 5. Part of column 4 that Is 6. Deductions directly Employer Identification Net unrelated Income Total of specified included In the controlling connected with income

number (loss) (see Instructions) payments made organlzatlon's gross Income In column 5

(1) (2)

(3)

(4)

Nonexempt Controlled Organizations

7. Taxable Income 8. Net unrelated Income (loss) 9. Total of specified payments 10. Part of column 9 that Is Included 11. Deductions directly connected (see Instructions) made In the controlling organlzation's with Income In column 10

gross income

(1) (2)

(3)

(4)

Add columns 5 and 10. Add columns 6 and 11.

Enter here and on page 1, Part I, Enter here and on page 1, Part i,

line 8, column (A). line 8, column (B).

Totals ........................................................................................................................ ~ O. O.

223721 01-11-13 Form 990-T (2012) 47


UNIVERSITY OF CENTRAL MISSOURI Form 990-T (2012) FOUNDATION Schedule G - Investment Income of a Section 501(c)(7), (9), or (17) Organization

(see instructions)

1. Description of Income 2. Amount of Income

Enter here and on page 1. Part I, line g, column (A).

Totals. . .. ......... .. .......................... ~ o. Schedule I - Exploited Exempt Activity Income, Other Than Advertising Income

(see instructions)

1 . Description of exploited activity

2. Gross unrelated business

income from trade or business

Enter here and on page 1, Part I,

line 10, col. (A).

3. Expenses directly connected

with production of unrelated

business Income

Enter here and on page 1, Part I,

line 10, col. (B).

... .................... ~ o. o. Schedule J - ng Income (see instructions)

4. Net Income (loss) from unrelated trade or

business (column 2 minus column 3). If a gain, compute cols. 5

through 7.

lil?:art4i/llncome From Periodicals Reported on a Consolidated Basis

1 . Name of periodical

2. Gross advertising

income

815.

3. Direct advertising costs

51 167.

4. Advertising gain or (loss) (col. 2 minus

col. 3). If a gain, compute cols. 5 through 7.

648.

5. Gross Income from activity that Is not unrelated

business Income

5. Circulation income

43-1181566

4. Set-asides (attach statement)

6. Expenses attributable to

column 5

6. Readership costs

Page 4

5. Total deductions and set-asides

I col.

Enter here and on page 1, Part I, line g, column (B).

o.

7. Excess exempt expenses (column 6 minus column 5, but not more than

column 4).

Enter here and on page 1,

Part II, line 26 .

o.

7. Excess readership costs (column 6 minus column 5, but not more

than column 4).

o. Income Reported on a Separate Basis (For each periodical listed in Part II, fill in columns 2 through 7 on a line·by·line basis.)

223731 01-11-13

1 . Name of periodical

1. Name

17311030 78726·1 14325

2. Gross advertising

Income

3. Direct advertising costs

4. Advertising gain or (loss) (col. 2 minus

col. 3). If a gain, compute cols. 5 through 7.

2. Title

48

5. Circulation Income

6. Readership costs

7. Excess readership costs (column 6 minus column 5, but not more

than cdlumn 4).

Enter here and on page 1,

Part II, line 27.

o.

4. Compensation attributable to unrelated business

Form 990-T (2012)


UNIVERSITY OF CENTRAL MISSOURI FOUNDATIO 43-1181566

FORM 990-T NET OPERATING LOSS DEDUCTION STATEMENT 1

LOSS PREVIOUSLY LOSS AVAILABLE

TAX YEAR LOSS SUSTAINED APPLIED REMAINING THIS YEAR

06/30/12 345. o. 345. 345.

NOL CARRYOVER AVAILABLE THIS YEAR 345. 345.

49 STATEMENT(S) 1 17311030 787261 14325 2012.04040 UNIVERSITY OF CENTRAL MISSO 14325 1

public disclosure copy 990 return of organization exempt ... · station at the university of...

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