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Programme update on Prequalification of Diagnostics 6 th PQ Stakeholders Meeting 4 April 2011 1 | Programme update WHO Prequalification of Diagnostics Programme update WHO Prequalification of Diagnostics Dr Gaby Vercauteren Diagnostics and Laboratory Technology Department of Essential Health Technologies Dr Gaby Vercauteren Diagnostics and Laboratory Technology Department of Essential Health Technologies N Prequalification of Medicines, Diagnostics and Vaccines th Consultative Stakeholders Meeting, Geneva, 4 April 2011

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Page 1: Programme update WHO Prequalification of Diagnostics · 2016-06-13 · Programme update on Prequalification of Diagnostics 6th PQ Stakeholders Meeting 4 April 2011 4| Large number

Programme update on Prequalification of Diagnostics6th PQ Stakeholders Meeting 4 April 2011

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Programme updateWHO Prequalification of Diagnostics

Programme updateWHO Prequalification of Diagnostics

Dr Gaby VercauterenDiagnostics and Laboratory Technology

Department of Essential Health Technologies

Dr Gaby VercauterenDiagnostics and Laboratory Technology

Department of Essential Health Technologies

UN Prequalification of Medicines, Diagnostics and Vaccines

6th Consultative Stakeholders Meeting, Geneva, 4 April 2011

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ContentsContents

� Overview and importance of PQ Dx

� Recent progress

� Facing the challenges

� Future plans

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� To promote and facilitate

access to safe and appropriate

diagnostic technologies of good

quality in an equitable manner

� To increase in-country capacity to effectively regulateand to monitor quality in-

market

Quality diagnostics improve the

health of people in low- and

middle-income countries

Aim of Prequalification of Diagnostics Aim of Prequalification of Diagnostics

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Large number of HIV & malaria tests procuredLarge number of HIV & malaria tests procured

Source: WHO and UNICEF annual procurement data from WHO (GSM) and UNICEF Supply Division. Shows numbers of tests procured from 2005 through to 2010.

Millions

Number of tests procured by WHO and UNICEF

02

46

810

1214

1618

20

2005 2006 2007 2008 2009 2010

Number of tests

Total HIV

Total Malaria

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� Changing global market for diagnostics for priority diseases: HIV, TB, malaria

� Production of many diagnostics has moved to countries with less stringent regulations

� Of 193 WHO Member States, fewer than one-third have a regulatory system in place for diagnostics

In response: A rigorous process to identify diagnostics that meet

quality standards, of which product testing is one

component

The need for PQ DxThe need for PQ Dx

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The impact of WHO PQ DxThe impact of WHO PQ Dx

� Often the only agency that ensures the quality of diagnostics for priority diseases in LMIC at reduced cost

� Simplifying fair procurement and supply chain management at country level

� Promoting innovation targeted at resource-limited settings

� Improving manufacturers' capacity to produce quality diagnostics of public health importance

� Improving capacity at country level to regulate and monitor the quality of diagnostics on their market

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ContentsContents

� Overview and importance of PQ Dx

� Recent progress

� Facing the challenges

� Future plans

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Strong progress was made in 2010Strong progress was made in 2010

� Strong progress since first dossiers received in June 2010– PQ Dx procedures in place & aligned with new international standards

– Regularly updated status of PQ applications on the web pages

– Robust PQ Dx pipeline

� Speeding up process without sacrificing quality– "Batching" of priority applications for steady dossier throughput;

– Manufacturing site inspections combined where possible

– Potential for fast-track procedure reviewed

� Balanced approach to ensure a variety of products– Initial focus on HIV and malaria rapid tests

– Now also HCV tests, HIV viral load, CD4 technologies

� First product prequalified (SD Bioline Malaria Ag P.f) in Dec 2010; more products for 2011

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The PQ Dx processThe PQ Dx process

� Submission of application form (review within 15 days1)

� Signed letter of agreement and fee payment

� Review of product and performance (screen within 30 days, full review and report approx. 150 days)

� Assessment of manufacturer’s quality management system (inspection and report 120 days + scheduling)

� Laboratory evaluation of operational and performance characteristics of the product by WCC2 (120 days)

� If a product meets the prequalification requirements, then it can become eligible for inclusion in UN procurement tenders

Application submission

Site inspection

Product testing

LoA

Dossier review

PQ

(1) Target (DLT working days) (2) WHO Collaborating Centre. WHO Global Malaria Programme coordinated malaria product testing

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PQ Dx applications receivedPQ Dx applications received

Status as of 28 March 2011, based on analysis of PQ tracking document

0

0

0

1

5

0

4

Other

6

N/A

6

CD4 Technologies

9

0

9

Virological Technologies

1288325Total

202Other

31292Malaria

1266HBV

19108HCV

110HIV/HCV

63377HIV

TotalRapid Tests

EIA

Test format

Analyte

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Country of manufacture of products submittedCountry of manufacture of products submitted

Based on analysis of PQ Tracking document 30 March 2011

� Four countries

account for >70% of

all products submitted

for PQ Dx

� PQ required for

products even from

countries with

stringent regulatory

authorities

Where are products manufactured?

(applications by country and % of total, total n=132)

USA

15%

China

14%

India

24%France

7%

Germany4%

Israel

2%Russia

2%

Canada

2%

Hong Kong1%

South Africa

1%

South Korea

18%

Turkey

3%

Japan4%UK

3%

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PQ Dx progress: applications and dossiersPQ Dx progress: applications and dossiers

Applications:

� First wave of priority applications (24)– April - May 2010

� Second wave of priority applications (27)– Oct - Nov 2010

Dossiers:

� 29 dossiers received (11 pending)– 13 HIV – 5 CD4

– 9 malaria – 1 VL

– 1 HCV

� 29 dossiers screened – All required amendments

� 13 dossiers under full assessment– 9 completed , 4 under review

Status as of 11 Nov 2010, based on analysis of PQ tracking document

Prioritized applications, by type

20, 41%

12, 25%

6, 13%

6, 13%

3, 6%1, 2%

HIV rapid Malaria rapid

CD4+ HIV VL

HCV HIV/HCV rapid

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A pool of assessors and inspectors is in placeA pool of assessors and inspectors is in place

� In 2010, the pool of external experts supporting PQ Dx was

expanded to:

– Facilitate timely review of dossiers

– Ensure sufficient capacity for manufacturing site inspections

� Dossier assessor pool now 13

� External inspector pool

expanded to 14, with 7 more

potential inspectors identified (in discussion)

Expert pool in place to support

PQ Dx activities

0

5

10

15

20

25

Assessors Inspectors

Confirmed In discussion

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PQ Dx progress: lab evaluations & site inspectionsPQ Dx progress: lab evaluations & site inspections

� Inspections of manufacturing sites and lab evaluations are

are being aligned with dossier assessment

� Manufacturing site inspections are ongoing

– Inspections for 16 products conducted

– 6 additional inspections confirmed

– Scheduling for 8 products in preparation

� Lab evaluations completed for many malaria products

(data from GMP); scheduled for HIV-related products

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PQ Dx progress reflects a range of product typesPQ Dx progress reflects a range of product types

Prequalification in progress: selected PQ Dx activities

0

5

10

15

20

25

30

35

New dossiers

requested

Dossiers

received &

screened

Dossiers

under full

review

New

inspections

scheduled

Inspections

performed

Inspection

reports with

manufacturer

HIV rapids

Malaria

CD4

HCV

HIV virological tech.

HIV ELISA

Status as of 24 March 2011

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CD4 technologies, HIV tests & VL technologiesCD4 technologies, HIV tests & VL technologies

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Pilot countriesPilot countries

� Strengthen regulatory

capacity

� Strengthen post-market

surveillance of diagnostics

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Pilot country achievementsPilot country achievements

� Burkina Faso, Côte d'Ivoire, South Africa, Tanzania– country missions completed

– SWOT analysis conducted

– Key partners in countries identified

– Country action plan

• Tanzania: completed

• Burkina Faso & South Africa: under development

• Côte d'Ivoire & PR China postponed (alternative countries lined up)

� Staff of NRA and NRL participated in capacity building activities

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Communication - Advocacy Events Communication - Advocacy Events

� Manufacturers

– Several interactions with individual manufacturers &

manufacturers associations

� Regulatory Authorities

– AFFSAPS, FDA, PHAC, PEI, GHTF

� UN Agencies

– UNDP PSM Workshop, Copenhagen, May 2010

– Interagency Pharmaceutical Coordination group meetings

� Others

– Global Fund, procurement agencies, implementers

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Tools for stakeholdersTools for stakeholders

� List of prequalified products– Information on each product includes product code and

manufacturing site

� Updated information on PQ status for individual products– List of PQ applications received & status in PQ process

– Frequently asked Questions

[email protected]

– http://www.who.int/diagnostics_laboratory/pq_status/en/index.html

� Communication with stakeholders– PQ Dx Update (newsletter) issued quarterly with progress report

and hints

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ContentsContents

� Overview and importance of PQ Dx

� Recent progress

� Facing the challenges

� Future plans

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Key challengesKey challenges

� Delays due to alignment with new international standards

� Establishing fast-tracking procedures: Regulatory versions of products submitted to WHO differ from those approved by stringent regulatory authorities

� Existing backlog of PQ Dx applications: 1 new hire, batch approach to resolve it

� Poor quality of dossiers & manufacturing sites: Capacity and time required for manufacturers to respond

� Voluntary applications from manufacturers: Outreach to manufacturers

� Comparative data requires testing in a batch: Requires that all products are complete and commercialized (CD4 technologies, Viral load)

� More regular communication to key stakeholders: Communication plan

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Progress also depends on manufacturersProgress also depends on manufacturers

� Most manufacturers request an extension to submit dossier

– Extension for 37 products (90% )

– Average extension requested was 31 working days (range: 7-140 days)

� All dossiers required amendments

� Observed variability in quality management systems at the manufacturing sites

– Often more time required to resolve non-conformities noted in the inspection report

Dossier submission extension

requested

Yes

90%

No

10%

Status as of 24 Mar 2011, based on analysis of PQ tracking document

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DLT is committed to process improvementDLT is committed to process improvement

� Increased staff & pool of assessors and inspectors

� Experience gained allows for increased efficiency

� Process tracking to identify areas to streamline

� Fast-tracking procedure in development in collaboration

with stringent regulatory authorities (SRAs)

� Are we focussing on the right priorities ?

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Progress tracking shows reduced processing timeProgress tracking shows reduced processing time

PQ Dx progress tracking: application and dossier assessment

64

134

21

15

6

4

47

45

5

7

21

23

49

55

13

15

0 50 100 150 200 250 300

Batch 2, n=28

Batch 1, n=24

LoA invitation

LoA and payment attestation

Dossier invitation

Dossier preparation (incl. extension)

Dossier admin. processing

Dossier screen for completeness

Resolution of issues flagged in screening

Revised dossier processing

WHO activities in blue;

manufacturer in yellow/ gold

In progress*

Where Day 0 = Date of decision to prioritize. * average reflects those in progress

Status as of 30 Mar 2011, based on analysis of PQ tracking document

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Dossier review will be accelerated (fast tracking)Dossier review will be accelerated (fast tracking)

Section of WHO Product Dossier

11.3 Quality management system certificate

11.2. Quality management system documents

11.1. Quality manual

10. Regulatory History

9.2. Adverse events and field safety corrective actions

9.1. Countries of supply

8.2. Instructions for use

8.1. Labels

7.4. Clinical evidence (sensitivity and specificity)

7.3. Software verification and validation

7.2 Stability (claimed shelf-life, in-use, shipping)

7.1. Analytical studies

6.2. Manufacturing process

6.1. Product design

5.4 Risk analysis and control summary

5.3. Essential Principles (EP) checklist

5.2. Product description incl. variants and accessories

5.1. Regulatory versions of this product

HC Class IIIHC Class IVEU CE MarkFDA 510(K)FDA PMA

Illustrative excerpt - procedures in draft= potential to fast track

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Development of prioritization frameworkDevelopment of prioritization framework

� A draft conceptual

framework for

prioritization is in

development

� The aim is to focus

prequalification efforts

on diagnostics that will

optimize impact

Public Health PrioritiesBurden of disease

Public health benefit of diagnostics :WHO guidelines and recommendations

International commitment

Priority Product Categories

Prequalified diagnostics per categoryProcurement volumes (demand)

Market impact, infrastructure needs & fit with health system

Product-Specific IssuesInnovativeness of product

Original manufacturerPerformance

QMS & reg. status

PQDx

Draft conceptual framework

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ContentsContents

� Overview and importance of PQ Dx

� Recent progress

� Facing the challenges

� Future plans

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The way forward: 2011-2012The way forward: 2011-2012

� Continue to prequalify additional products

� Improve manufacturers' preparedness for dossier submission & inspections

� Implement "Fast Tracking" procedures

� Finalize and implement the prioritization framework for PQ Dx

� Extend PQ Dx applications for new products of public health value

� Conduct survey of manufacturers & update business plan

� Build further on synergies with other PQ programmes

� Build capacity for regulation and post-market surveillance of diagnostics in countries

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Contact usContact us

� Help shape PQ Dx by letting us know what your PQ Dx

needs are

– Which diseases?

– Which specific products?

– Suggestions for improvement

� Email [email protected]

� More information at

http://www.who.int/diagnostics_laboratory/en/

Thank You