procurement document forms - emesrt

19
3. PROCUREMENT DOCUMENT FORMS SECTION 3 Procurement Document Forms SECTION 1 Introduction SECTION 5 Design Philosophies SECTION 2 EMESRT Position on Standards SECTION 3 Procurement Document Forms SECTION 4 Design OMAT Training Manual

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Page 1: Procurement Document Forms - EMESRT

3. Pr

oc

ur

em

en

t D

oc

um

en

t Fo

rm

s

sectIon 3

Procurement Document Forms

SECTION 1Introduction

SECTION 5Design Philosophies

SECTION 2EMESRT Position on Standards

SECTION 3Procurement Document Forms

SECTION 4Design OMAT Training Manual

Page 2: Procurement Document Forms - EMESRT

An IntroductIon to EdEEP ExcEl documEnt:

EDEEP – EMESRT Design Evaluation for Equipment Procurement - is designed as a way for OEMs to generate and document information for provision to prospective equipment purchasers which describes the design features of the equipment which reduce the risks associated with operation and maintenance of the equipment. The EDEEP documentation is comprised of several sections including a final ‘Safe Design Information’ document which is to be supplied to prospective purchasers for evaluation.

PTI (Priority Task Identification) information:

The PTI form is for OEM use only. The aim of the form is to assist the identification of priority tasks for subsequent detailed risk assessment. All operation and maintenance tasks associated with the equipment are examined to determine whether any of 20 potential unwanted events derived from the EMESRT Design Philosophies may occur during the performance of the task. If so, the maximum reasonable consequence which may arise from each relevant potential unwanted event is assessed. Combining this information with the frequency with which the task is performed provides a means of prioritising the operation and maintenance tasks for further attention.

DP Reference Information:

Each of the 20 Potential Unwanted Events utilised within the Priority Task Identification template is associated with one or more references to the EMESRT Design Philosophies. Hyperlinks within the PTI template link the unwanted events to associated DP references and, in turn, to the 8 EMESRT Design Philosophies.

the 8 EmESrt design philosophies:

The 8 EMESRT DPs provide detailed descriptions of detailed potential unwanted events related to a specific DP.

The 8 EMESRT Design Philosophies comprise:

1. A&W@H (Access and Working at Heights)

2. Tires

3. ExpHE (Exposure to Harmful Energies)

4. Fire

5. MOC (Machine Operation and Controls)

6. HIF (Health Impacting Factors)

7. ManTasks (Manual Tasks)

8. CSRWA (Confined Spaces and Restricted Work areas)

Page 3: Procurement Document Forms - EMESRT

Operability and Maintainability (OMAT) information:

The OMAT template provides a means of documenting the outcomes of a task-based risk assessment conducted using the Operability and Maintainability Analysis Technique described in detail in the OMAT manual. The risk assessment is required to be undertaken with the involvement of mining company-based operation and maintenance personnel. This information is for OEM use only.

Safe Design Information:

The Safe Design Information template provides a common format for the supply of information drawn from the outcomes of a task-based risk assessment (such as OMAT) to prospective purchasers. For each priority task and relevant Potential Unwanted Event, the design features which control the risks are listed along with a rationale and evaluation of the effectiveness of these features. In many cases this will require making reference to additional reports which are to be supplied with the completed Safe Design Information template.

Document Control Information

Information identifying the equipment to which the information relates and other document control information (eg., author, revision history) should be entered here. It is also critical that information be entered regarding the positions and experience of the participants in task-based risk assessments from which the Safe Design information is drawn (whether OMAT or other technique is utilised).

Page 4: Procurement Document Forms - EMESRT

Task Description

Task Type

Task Frequency

Consequence Input

Potential Unwanted Events

Total inherent risk score

1

Fall from height

2

Fall on same level

3

Egress blocked during

emergency

4

Struck by/contact with

materials, substances or moving

objects

5

Caught between moving objects

6

Wheel assembly, rim or tire failure,

explosion

7

Fire

8

Exposure to hazardous

manual tasks

9

Collisions

10

Loss of machine stability

11

Inadvertent or erroneous

operation of a controls

12

Incorrect understanding

of display or label

13

Failure to respond to

an alarm

14

Extreme temperature

exposure

15

Respirable dust exposure

16

Exposure to DPMs or

other particulates

17

Harm due to noise

exposure

18

Whole-body or peripheral

vibration exposure

19

Failure of control

system

20

Exposure to irrespirable

atmosphere in confined

space

Access platform

Oper 6 3 150

Roof Bolting

Oper 6 2 2 3 3 3 4 1 3 1116

Rib Bolting

Oper 3 2 3 3 3 4 3 540

Cutting & loading

Oper 6 2 4 3 630

Break away

Oper 4 2 20

Tramming Oper 4 3 4 4 1 704

Pre-start inspection

Main 5 2 25

Changing picks

Main 4 2 4 3 420

Filling oil Main 5 3 3 250

Monthly inspections

Main 3 2 15

PRIORITY TASK IDENTIFICATION (for OEM records only)

Task Frequency1. Annually

2. Quarterly

3. Monthly

4. Weekly

5. Shiftly

6. Many times per shift

Equipment details

Maximum Reasonable Consequence1. Minor - No treatment or first aid only

2. Medium - Medical treatment, no lost time

3. Serious - Lost time injury

4. Severe - Single fatality or severe irreversible injury / illness

5. Catastrophic - Multiple fatalities or severe irreversible injuries

Worked Example - Underground Coal Integrated Bolter Miner

Page 5: Procurement Document Forms - EMESRT

Assessment reference number: Worked Example - Integrated Bolter Miner

Task No:

2

Name of Task: Roof Bolting Date:

Task Process Map Reference: Location:

Team: Facilitator:

Task Step ID # Potential Unwanted Event Relevant DP Event Likelihood Maximum Reasonable Consequence

Risk Ranking Current Design Controls Control Evaluation Suggested New Design Controls Suggested Administrative Controls

1 - retrieve bolting materials

Hazardous Manual Tasks Manual Tasks Almost Certain Minor Moderate Provision of storage pod allowing bolts and plates and other supplies to be accessed without requring awkward postures.

Passive engineering control which reduces exposure to awkward postures. Task still requires repeated manual handling - manual task risk evaluation required.

Would be eliminated by automated bolting.

Ensure supply pod is loaded onto CM via LHD.

2 - walk along platform

Fall on same level Access Possible Medium Moderate Platform is single level and sufficiently wide to allow miners wearing self-rescuer and battery to walk without turning sideways. Storage locations are provided for dril steels, chemicals, plates etc which do not impinge on the walkway and reduce the risk of tripping hazards. Platform handrails are provided.

Passive engineering control which reduces risk of tripping. Assess via general arrangement drawing with respect to large male with rescuer & battery.

Platform lighting would reduce the risk further, requires careful placement to ensure no glare in operator’s eyes. Lighting survey required.

Ensure good house keeping.

3, 6, 7 - handle drill steel and

bolts

Hazardous Manual Tasks Manual Tasks Almost Certain Serious Critical Drill rigs are oriented to place drill head close to platform. Platform space adjacent to bolting rigs is ample to allow miner wearing self-rescuer and battery to get as close as possible to drill head, reducing reach distance to 0.5m.

Passive engineering control which reduces reach distances, and thus shoulder load during these tasks steps. The task still requires repeated manual handling - manual tasks risk evaluation required.

Would be eliminated by automated bolting.

Consider task rotation.

4 - place mesh in position

Hazardous Manual Tasks Manual Tasks Almost Certain Medium High A mesh carrier is provided which allows a mesh to be loaded via LHD and brought forward to the bolting rigs without manual handling. A step is provided to allow bolters to reach roof mesh.

The engineering control allows bolters the option of reducing the awkward posture required to reach roof mesh, however it creates a slip/trip hazard. manual tasks risk evaluation required.

Provision of a height adjustable platform would allow the reach distance to be minimised regardless of cutting height. Would be eliminated by automated bolting (and automated mesh placement) or use of a spray on polymer to provide skin protection.

Consider task rotation.

5, 8, 9, 10 - operate bolting

controls

Struck by materials / Caught between moving objects

Machine operation and

controls

Possible Major Critical Two handed control operation is required for fast feed operations. Hydraulic hosing in the operator workstation is behind covers or otherwise protected.

Engineering control prevents the operator from having a hand in a hazardous zone during fast-feed operations. Operator is isolated from hydraulic fluid as far as possible. Audit with respect to MDG35.1 & MDG41.

Would be eliminated by automated bolting.

Training and supervision to ensure two-handed control is not defeated.

5, 8, 9, 10 - operate bolting

controls

Inadvertant or erroneous control operation

Machine operation and

controls

Likely Major Critical Guarding is provided to prevent inadvertent operation from falling materials. Controls are shape coded and in consistent loactions to reduce selection errors. Directional control-response relationships are compatible.

Engineering control will reduce but not eliminate probability of unwanted event. Shape coded controls could be swapped during maintenance. Requires ergonomist to assess HMI.

Ensure different shape handles cannot be swapped during maintenance. Would be eliminated by automated bolting.

Training and objective assessment of operator competency.

5, 8, 9, 10 - operate bolting

controls

Hazardous manual tasks Manual Tasks Possible Minor Low Control layout and design allows operation without exposure to awkward postures or forceful exertions.

Passive engineering control which reduces manual tasks risks ALARP. MDG35.1 requires assessment of reach distances etc.

Would be eliminated by automated bolting.

OMAT TAsk-BAsed Risk AssessMenT (for OEM records only)

Page 6: Procurement Document Forms - EMESRT

EMESRT DESign PhiloSoPhy

(DP) PromPts

PlEASE noTE: These examples are provided for guidance only. Complete forms and source DPs with full detail and all linkages can be viewed and completed electronically on the flash drive.

Page 7: Procurement Document Forms - EMESRT

EMESRT Design Philosophy (DP) Potential Unwanted Events

1 2 3 4 5 6 7 8 9 10

Fall from height Fall on same levelEgress blocked during

emergency

Struck by/contact with materials, substances or

moving objects

Caught between moving objects

Wheel assembly, Rim or tire failure, explosion

FireExposure to hazardous

manual tasksCollisions Loss of machine stability

1.1 1.1 1.3 1.4 2.2 2.5 4.1 5.1 5.4 5.7

1.6 7.4 4.4 1.5 3.5 2.8 4.2 7.1 5.5

7.5 8.7 2.1 3.3 2.9 4.3 7.7 5.6

3.1 3.4 2.1 4.5 8.3 5.10

3.2 7.2 2.6 4.6 2.3

3.6 7.6 2.7 4.7 2.11

3.7 7.7

3.8

3.10

4.6

5.2

7.3

8.5

EMESRT Design Philosophy (DP) Prompts

11 12 13 14 15 16 17 18 19 20

Inadvertent or erroneous operation of a control

Incorrect understanding of display or label

Failure to respond to an alarm

Extreme temperature exposure

Respirable dust exposureExposure to DPMs or

other particulates Harm due to noise

exposureWhole-body or peripheral

vibration exposure Failure of control system

Exposure to irrespirable atmosphere in confined

space

5.8 5.9 5.11 6.1 6.1 6.1 6.1 6.1 6.2 8.1

3.9 8.2 6.3 6.3 6.3 6.3 8.6

6.4 6.6 8.4

6.5 2.4 8.8

PlEASE noTE: These examples are provided for guidance only. Complete forms and source DPs with full detail and all linkages can be viewed and completed electronically on the flash drive.

Page 8: Procurement Document Forms - EMESRT

PLE

ASE

NO

TE

: The

se e

xam

ple

s ar

e p

rovi

ded

fo

r g

uid

ance

onl

y.

Co

mp

lete

fo

rms

and

so

urce

DP

s w

ith

full

det

ail a

nd a

ll li

nkag

es

can

be

view

ed a

nd c

om

ple

ted

ele

ctro

nica

lly

on

the

flas

h d

rive

.

DP

1. A

cces

s &

Wo

rkin

g a

t H

eig

hts

Po

tent

ial U

nwan

ted

Eve

nts

Det

aile

d P

ote

ntia

l Unw

ante

d E

vent

s (P

UEs

)Fa

ll fr

om

he

ight

Fall

on

sa

me

leve

lSp

rain

/str

ain

inju

ry

dur

ing

mai

nten

ance

Blo

cked

ac

cess

/eg

ress

Falli

ng

mat

eria

ls

Stri

king

pro

trus

ion

dur

ing

acc

ess/

egre

ss

Acc

ess

syst

ems

rest

rict

ing

vis

ibili

ty

1. In

jury

dur

ing

acc

ess

to e

qui

pm

ent

and

its

rout

ine

serv

ice

and

insp

ecti

on

po

ints

, w

ork

pla

tfo

rms

and

op

erat

or

wo

rkst

atio

n d

ue t

o p

oo

r lo

cati

on

of

serv

ice

and

in

spec

tio

n p

oin

ts, l

ack

of

fall

fro

m h

eig

ht p

rote

ctio

n, s

lipp

ery

surf

aces

, acc

umul

atio

n o

f d

irt

or

oth

er m

ater

ial,

 or

po

orl

y lit

env

iro

nmen

t

1.1

1.1

2. S

pra

ins

and

str

ains

dur

ing

acc

ess

to e

qui

pm

ent

due

to

the

nee

d t

o a

do

pt

erg

ono

mic

ally

diffi

cult

bo

dy

po

siti

ons

to

neg

oti

ate

the

des

igne

d a

cces

s p

oin

t o

r sy

stem

1.2

3. H

arm

due

to

ent

rap

men

t o

r o

bst

ruct

ion

sho

uld

no

rmal

acc

ess

be

blo

cked

by

fire

(i

nclu

din

g t

ire

heat

ing

) or

mac

hine

dam

age

1.3

4. H

arm

fro

m m

ater

ials

fal

ling

off

pla

tfo

rms

on

to p

erso

ns b

elo

w1.

4

5. In

jury

cau

sed

by

fast

ener

s, b

rack

ets

hose

s, a

nd fi

ttin

gs

that

pro

trud

e in

to t

he

wal

kway

s an

d w

ork

are

as1.

5

6. In

jury

fro

m f

alls

cau

sed

by

usin

g c

hain

s as

par

t o

f th

e ha

ndra

il o

r la

dd

er o

pen

ing

p

rote

ctio

n1.

6

7. In

jury

fro

m c

olli

sio

ns d

ue t

o r

estr

icte

d o

per

ato

r vi

sio

n fr

om

the

cab

in d

ue t

o

mac

hine

acc

ess

and

pla

tfo

rm s

truc

ture

s, a

nd/o

r th

eir

loca

tio

n 1.

7

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 9: Procurement Document Forms - EMESRT

DP

2. T

ires

& R

ims

Po

tent

ial U

nwan

ted

Eve

nts

Det

aile

d P

ote

ntia

l Unw

ante

d E

vent

s (P

UEs

) U

nco

ntro

lled

rel

ease

of

pre

ssur

e

Stru

ck b

y/ca

ught

b

etw

een

dur

ing

m

aint

enan

ce

Spra

in/s

trai

n in

jury

dur

ing

m

aint

enan

ce

Exp

osu

re t

o

per

iphe

ral

vib

rati

on

Ass

emb

ly

failu

reR

im o

r

tire

fai

lure

Pyr

oly

sis/

exp

losi

on

of

tire

&

rim

ass

emb

ly

1. H

arm

due

to

unc

ont

rolle

d r

elea

se o

f p

ress

ure

fro

m t

he t

ire

and

rim

ass

emb

ly

dur

ing

op

erat

ion

and

mai

nten

ance

due

to

:a.

Ove

rly

com

plic

ated

rim

ass

emb

ly s

yste

ms

that

dri

ve u

nwan

ted

beh

avio

urs

such

as

i. Fa

ilure

to

rem

ove

pre

ssur

e fr

om

tir

esii.

Fai

lure

to

fo

llow

the

co

rrec

t p

roce

dur

e o

r se

que

nce

whe

n at

tem

pti

ng t

o m

aint

ain

or

rem

ove

the

mb

. Int

er-r

elia

nce

of

com

po

nent

s

2.1

2. C

rush

inju

ry d

urin

g m

aint

enan

ce a

ctiv

itie

s d

ue t

o:

a. P

hysi

cal s

ize

of

the

whe

els

b. N

eed

to

hav

e p

eop

le w

ork

ing

insi

de

the

arm

s o

f ti

re m

anip

ulat

ors

c. Im

pra

ctic

al a

nd in

acce

ssib

le ja

ckin

g p

oin

ts

2.2

3. S

trai

n an

d s

pra

ins

dur

ing

mai

nten

ance

act

ivit

ies

2.3

4. C

hro

nic

heal

th im

plic

atio

ns (e

.g. m

uscu

losk

elet

al d

iso

rder

s (M

SDs)

, whi

te fi

nger

, he

arin

g lo

ss) f

rom

hig

h fr

eque

ncy

use

of

mai

nten

ance

to

olin

g2.

4

5. H

arm

due

to

ab

norm

al r

im c

ond

itio

n th

at b

eco

mes

evi

den

t o

nly

whe

n th

e ri

m

fast

enin

g s

yste

m is

rel

ease

d2.

5

6. H

arm

due

to

ass

emb

ly f

ailu

re f

rom

mis

mat

ched

co

mp

one

nts

on

mul

tip

le

com

po

nent

rim

ass

emb

lies

2.6

7. H

arm

fro

m p

yro

lysi

s /

exp

losi

on

of

the

tire

and

rim

ass

emb

ly d

ue t

o e

.g. i

mp

rop

erly

fi

tted

tir

e/ri

m u

nder

co

rrec

t in

flat

ion

pre

ssur

e2.

7

8. H

arm

due

to

a.

whe

el n

uts

falli

ng o

ffb

. stu

d f

ailu

re d

ue t

o o

ver-

torq

uec.

fai

lure

to

ret

orq

ue s

om

e ti

me

afte

r fi

tmen

t

2.8

9. H

arm

due

to

tir

e o

r ri

m f

ailu

re o

ccur

ring

bec

ause

the

re is

no

pro

visi

on

for

rep

air

hist

ory

or

pre

vio

us d

uty

to b

e lin

ked

to

ind

ivid

ual t

ires

and

rim

s2.

9

10. H

arm

due

to

tir

e o

per

atin

g c

ond

itio

n b

eco

min

g c

riti

cal w

itho

ut t

he o

per

ato

r’s

kno

wle

dg

e2.

10

11. M

uscu

losk

elet

al o

r cr

ush

inju

ry c

ause

d b

y m

oun

ting

and

dis

mo

unti

ng o

f sp

are

tire

s fr

om

sto

rag

e o

r ca

rrie

rs2.

11

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 10: Procurement Document Forms - EMESRT

DP

3. E

xpo

sure

to

Har

mfu

l Ene

rgie

sP

ote

ntia

l Unw

ante

d E

vent

s

Det

aile

d P

ote

ntia

l Unw

ante

d E

vent

s (P

UEs

)St

ruck

by

/co

ntac

t w

ith

ho

t su

rfac

es

Stru

ck b

y/co

ntac

t w

ith

elec

tric

al

com

po

nent

s

Stru

ck b

y/co

ntac

t w

ith

com

pre

ssed

ai

r

Stru

ck b

y/co

ntac

t w

ith

hig

h p

ress

ure

flui

ds

Stru

ck b

y/co

ntac

t w

ith/

caug

ht

bet

wee

n m

ovi

ng/

falli

ng o

bje

cts

Exp

osu

re t

o

rad

iati

on

Res

idua

l ene

rgy

in

iso

late

d s

yste

ms

Uni

nten

ded

or

erro

neo

us a

ctiv

atio

n o

f o

per

atio

nal

cont

rols

Failu

re o

f co

mp

one

nts,

ho

ses,

pip

es

or

fitt

ing

s

1. H

arm

fro

m e

xpo

sure

to

ene

rgie

s su

ch a

s he

at;

elec

tric

ity;

rad

iati

on;

co

mp

ress

ed a

ir; h

igh

pre

ssur

e fl

uid

s,

incl

udin

g h

ydra

ulic

flui

ds;

and

fal

ling

ob

ject

s 3.

13.

13.

13.

13.

13.

1

2. F

rict

ion

bur

ns, i

njec

tio

n o

r o

ther

har

m d

ue t

o w

ork

ing

in

clo

se p

roxi

mit

y to

hyd

raul

ic e

qui

pm

ent

or

syst

ems

3.2

3. E

ntan

gle

men

t in

ro

tati

ng p

arts

incl

udin

g e

ngin

e fa

ns;

pul

leys

; dri

ve b

elts

; gea

rs; d

rive

dru

ms;

ro

llers

; and

ro

tati

ng s

haft

s, in

clud

ing

dri

ll ro

ds

and

ste

els

3.3

4. In

jury

fro

m b

eing

str

uck

by

a re

leas

e o

f p

oo

rly

secu

red

m

ovi

ng o

r ro

tati

ng e

qui

pm

ent

or

com

po

nent

s3.

4

5. E

ntra

pm

ent,

ent

ang

lem

ent,

and

/or

crus

hing

fro

m

mo

ving

eq

uip

men

t su

ch a

s: a

rms,

jaw

s, g

ates

, do

ors

, pul

l d

ow

n ro

pes

/cha

ins,

win

ches

and

fo

ot

clam

ps

3.5

6. S

cald

ing

or

bur

ning

fro

m e

xpo

sure

to

acc

essi

ble

ho

t su

rfac

es in

clud

ing

but

no

t lim

ited

to

, eng

ines

, ho

t ex

haus

t, e

ngin

e co

mp

one

nts,

co

olin

g s

yste

ms

and

hy

dra

ulic

co

mp

one

nts

3.6

3.6

7. E

lect

rocu

tio

n o

r b

urni

ng f

rom

co

ntac

t w

ith

elec

tric

al

swit

ches

, wir

es o

r d

evic

es3.

7

8. H

arm

fro

m e

xpo

sure

to

:a.

Ene

rgy

ind

uced

in h

ydra

ulic

sys

tem

s fr

om

cyl

ind

ers.

b. E

nerg

y in

adve

rten

tly

rele

ased

by

seco

ndar

y sy

stem

s eg

fi

re s

yste

ms,

air

bag

s.c.

Res

idua

l ene

rgy

reta

ined

aft

er is

ola

tio

n an

d a

pp

aren

t d

e-en

erg

isat

ion

eg in

sp

ring

s, r

op

es, c

onv

eyo

r sy

stem

s,

accu

mul

ato

rs, r

ecei

ver

tank

s an

d fi

re s

yste

ms

d. E

nerg

y re

leas

ed f

rom

pre

ssur

e ve

ssel

s th

at h

ave

not

bee

n sa

fely

dep

ress

uris

ed, i

nclu

din

g p

rem

atur

e re

mov

al

of

rad

iato

r ca

ps

3.8

3.8

3.8

3.8

9. H

arm

fro

m e

xpo

sure

to

har

mfu

l ene

rgy

due

to

a.

uni

nten

ded

act

ivat

ion

of

cont

rols

b. f

ailu

re t

o is

ola

te a

nd s

ecur

e co

mp

one

nts

wit

h st

ore

d

ener

gy

eg r

aise

d, s

lew

ed o

r ar

ticu

late

d e

qui

pm

ent

3.9

3.9

3.9

10. H

arm

fro

m e

xpo

sure

to

hig

h p

ress

ure

flui

ds

as a

res

ult

of

failu

re o

f co

mp

one

nts,

ho

ses,

pip

es o

r fi

ttin

gs

due

to

:a.

Co

rro

sio

nb

. Exc

essi

ve p

ress

ure

bui

ld u

pc.

Dam

age

(eg

fro

m f

alle

n m

ater

ial)

3.10

3.10

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 11: Procurement Document Forms - EMESRT

DP

4. F

ire

Po

tent

ial U

nwan

ted

Eve

nts

Det

aile

d P

ote

ntia

l Unw

ante

d E

vent

s (P

UEs

)Fi

re a

risi

ng f

rom

dam

age

to e

lect

rica

l cab

les,

hy

dra

ulic

ho

ses,

fue

l lin

es

Hea

t g

ener

ated

by

surf

ace

fric

tio

ns

Igni

tio

n o

f co

mb

usti

ble

m

ater

ials

Fire

blo

ckin

g

emer

gen

cy

egre

ss

Iso

lati

on

po

ints

lo

cate

d in

fire

ha

zard

zo

nes

Acc

iden

tal

/del

ayed

ac

tiva

tio

n o

f FS

S

Stru

ck b

y/co

ntac

t w

ith

FSS

com

po

nent

s

Unc

ont

rolle

d

spre

ad o

f fi

re

1. H

arm

fro

m fi

re a

risi

ng f

rom

dam

age

(inc

lud

ing

hea

ting

, mel

ting

and

cha

ffing

) to

ele

ctri

cal c

able

s an

d c

om

po

nent

s; h

ydra

ulic

ho

ses;

and

fue

l lin

es d

ue t

o

des

ign

inad

equa

cies

, inc

lud

ing

a. p

oo

r lo

cati

on

b. i

nad

equa

te s

egre

gat

ion

of

fuel

and

igni

tio

n so

urce

sc.

flaw

s in

cla

mp

ing

or

rest

rain

ts

4.1

2. H

arm

fro

m fi

re a

risi

ng f

rom

hea

t g

ener

ated

by

surf

ace

fric

tio

ns

(inc

lud

ing

tir

es)

4.2

3. H

arm

fro

m fi

re ig

niti

ng in

, or

bei

ng p

rop

agat

ed b

y, t

he b

uild

up

of

com

bus

tib

le m

ater

ial e

.g. d

irt,

oily

rag

s4.

3

4. H

arm

fro

m e

ntra

pm

ent

in t

he c

abin

due

to

fire

blo

ckin

g e

mer

gen

cy e

gre

ss4.

4

5. H

arm

fro

m e

ntry

into

haz

ard

zo

nes

due

to

the

loca

tio

n o

f is

ola

tio

n p

oin

ts4.

5

6. In

jury

to

per

sonn

el, e

ithe

r d

urin

g n

orm

al o

per

atio

n o

r in

the

eve

nt o

f a

roll

ove

r o

r o

ther

acc

iden

t, f

rom

inha

lati

on,

ing

esti

on,

ski

n ab

rasi

on,

slip

s, t

rip

s o

r o

ther

mec

hani

sm d

ue t

o:

a. F

SS c

om

po

nent

s th

at a

re p

oo

rly

loca

ted

b. A

ccid

enta

l act

uati

on

of

the

FSS

4.6

4.6

7. H

arm

fro

m e

xces

sive

/unc

ont

rolle

d s

pre

ad o

f fi

re, d

ue t

o:

a. L

ack

of

auto

mat

ic e

ngin

e sh

utd

ow

n an

d/o

r is

ola

tio

n o

f fu

el s

our

ces

b. I

nact

ivat

ion

of

FSS

due

to

the

eff

ects

of

fire

and

/or

oth

er d

amag

e c.

Del

ayed

act

ivat

ion

of

FSS

due

to

diffi

cult

acc

ess

to F

SS c

ont

rols

d. R

educ

ed e

ffec

tive

ness

of

FSS

as a

res

ult

of

OEM

fitt

ed o

pti

ons

, suc

h as

no

ise

sup

pre

ssio

n b

lank

ets

4.7

4.7

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 12: Procurement Document Forms - EMESRT

DP

5. M

achi

ne O

per

atio

n &

Co

ntro

lsP

ote

ntia

l Unw

ante

d E

vent

s

Det

aile

d P

ote

ntia

l Unw

ante

d E

vent

s (P

UEs

)M

uscu

losk

elet

al

inju

ry f

rom

man

ual

task

s ri

sk f

acto

rs

Stru

ck b

y p

rotr

usio

n in

to w

ork

sp

ace

Har

m f

rom

ad

vers

e en

viro

nmen

tal

cond

itio

ns

Har

m f

rom

w

hole

-bo

dy

vib

rati

on

exp

osu

re

Co

llisi

ons

due

to

res

tric

ted

vi

sib

ility

Loss

of

mac

hine

st

abili

ty

Inad

vert

ent/

erro

neo

us

op

erat

ion

of

cont

rols

Inco

rrec

t un

der

stan

din

g

of

dis

pla

ys o

r la

bel

s

Mis

sed

or

ineff

ecti

ve

com

mun

icat

ion

Ala

rms

bei

ng

und

etec

ted

, m

isun

der

sto

od

o

r ig

nore

d

1. M

uscu

losk

elet

al in

jury

or

illne

ss d

ue t

o w

ork

stat

ion

des

ign,

incl

udin

g s

eat

and

sea

tbel

t d

esig

n, o

pen

ing

s an

d c

ab h

eig

ht, t

hat

pro

mo

tes

bio

mec

hani

cally

co

mp

rom

ised

po

stur

es f

or

the

5th

per

cent

ile f

emal

e to

95t

h p

erce

ntile

mal

e b

od

y d

imen

sio

ns in

clud

ing

:a.

Inap

pro

pri

ate

or

com

pro

mis

ed h

ead

/nec

k p

ost

ure

due

to

res

tric

ted

vis

ibili

ty

and

/or

cont

rol a

nd d

isp

lay

po

siti

oni

ngb

. Ina

pp

rop

riat

e o

r co

mp

rom

ised

han

d/w

rist

po

stur

e d

ue t

o m

echa

nism

req

uire

d

to m

anip

ulat

e/g

rasp

co

ntro

lc.

Inap

pro

pri

ate

or

com

pro

mis

ed s

houl

der

and

bac

k p

ost

ure

due

to

ext

end

ed

reac

h to

co

ntro

lsd

. Exc

essi

ve f

orc

es r

equi

red

to

ap

pro

pri

atel

y o

per

ate

but

tons

, tri

gg

ers,

han

d &

fo

ot

cont

rols

, lev

ers

and

oth

er d

evic

ese.

Inap

pro

pri

ate

or

com

pro

mis

ed p

ost

ure

due

to

lack

of

adju

stab

ility

of

seat

, p

edal

s, s

teer

ing

whe

el/c

ont

rols

, mo

nito

rs/d

isp

lays

f. P

ost

ures

ari

sing

fro

m p

oo

r se

at a

nd b

elt

des

ign,

res

ulti

ng in

imp

rop

er o

per

ato

r ut

iliza

tio

n e.

g.

i. In

adeq

uate

lum

bar

sup

po

rt a

nd a

dju

stab

ility

ii. In

adeq

uate

red

ucti

on

of

exp

osu

re t

o w

hole

-bo

dy

vib

rati

on

5.1

5.1

2. In

jury

due

to

wo

rkst

atio

n d

esig

n &

ext

erna

l str

uctu

res,

incl

udin

g:

a. P

rotr

udin

g s

truc

ture

sb

. Sha

rp e

dg

esc.

Str

uctu

res

not

adeq

uate

ly fi

xed

to

eq

uip

men

td

. Ro

ll o

ver

pro

tect

ion

stru

ctur

es (R

OP

S)e.

Intr

usio

n in

to t

he c

ab b

y o

ther

eq

uip

men

t, s

uch

as t

he t

ray

of

ano

ther

hau

l tru

ck

5.2

3. In

jury

or

illne

ss f

rom

phy

sica

l and

/or

men

tal f

atig

ue d

ue t

o:

a. In

adeq

uate

co

ntro

l of

envi

ronm

enta

l co

ndit

ions

in t

he c

ab e

.g. h

eat,

co

ld, d

ust

b. I

nad

equa

te il

lum

inat

ion

of

cab

and

dis

pla

ys

c. G

lare

fro

m r

eflec

tive

so

urce

sd

. Who

le-b

od

y an

d h

and

/arm

vib

rati

on

5.3

5.3

4. H

arm

fro

m im

pai

red

vis

ibili

ty (i

nclu

din

g d

isto

rted

or

deg

rad

ed v

isio

n) o

r im

pai

red

aw

aren

ess

of

haza

rds

in a

var

iety

of

op

erat

ing

co

ndit

ions

due

to

:a.

inad

equa

te li

ght

ing

fo

r he

adlig

hts,

tai

l, re

vers

ing

, tur

n, b

rake

, str

ob

e, fl

ashi

ng

light

s, e

tcb

. ina

deq

uate

ly li

t in

spec

tio

n ar

eas

c. la

ck o

f fi

t fo

r p

urp

ose

rec

epta

cles

fo

r lig

ht fi

ttin

gs

that

sui

t st

and

ard

&

alte

rnat

ive

light

sd

. dev

ices

(mir

rors

, cam

eras

, win

dsc

reen

wip

ers

and

was

hers

etc

) tha

t ar

e no

t fi

t fo

r p

urp

ose

.

5.4

CO

NTI

NU

ED O

VER

LEA

F...

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 13: Procurement Document Forms - EMESRT

DP

5. M

achi

ne O

per

atio

n &

Co

ntro

lsP

ote

ntia

l Unw

ante

d E

vent

s

Det

aile

d P

ote

ntia

l Unw

ante

d E

vent

s (P

UEs

)M

uscu

losk

elet

al

inju

ry f

rom

man

ual

task

s ri

sk f

acto

rs

Stru

ck b

y p

rotr

usio

n in

to w

ork

sp

ace

Har

m f

rom

ad

vers

e en

viro

nmen

tal

cond

itio

ns

Har

m f

rom

w

hole

-bo

dy

vib

rati

on

exp

osu

re

Co

llisi

ons

due

to

res

tric

ted

vi

sib

ility

Loss

of

mac

hine

st

abili

ty

Inad

vert

ent/

erro

neo

us

op

erat

ion

of

cont

rols

Inco

rrec

t un

der

stan

din

g

of

dis

pla

ys o

r la

bel

s

Mis

sed

or

ineff

ecti

ve

com

mun

icat

ion

Ala

rms

bei

ng

und

etec

ted

, m

isun

der

sto

od

o

r ig

nore

d

5. H

arm

fro

m r

estr

icte

d o

r im

ped

ed o

per

ato

r vi

sio

n o

f th

e su

rro

und

ing

en

viro

nmen

t an

d f

or

too

l op

erat

ion,

due

to

:a.

Cab

layo

ut, l

oca

tio

n o

f w

ind

ow

s an

d e

xter

nal s

truc

ture

s (c

atw

alks

, han

dra

ils,

pro

tect

ive

stru

ctur

es, l

ine

of

site

mir

rors

, etc

.)b

. Po

orl

y lo

cate

d o

r d

esig

ned

inte

rnal

att

achm

ents

, suc

h as

scr

eens

, har

dw

are,

eq

uip

men

t d

isp

lays

, sun

blin

ds,

etc

5.5

6. H

arm

fro

m c

olli

sio

ns d

ue t

o p

erso

ns a

nd s

mal

l veh

icle

s b

eing

enc

our

aged

/fo

rced

, by

the

eq

uip

men

t d

esig

n, t

o lo

cate

on

the

op

erat

or’

s b

lind

sid

e.5.

6

7. H

arm

fro

m lo

ss o

f m

achi

ne s

tab

ility

whi

le o

per

atin

g, t

ram

min

g, a

rtic

ulat

ing

or

relo

cati

ng d

ue t

o:

a. In

app

rop

riat

e g

ear

sele

ctio

n o

r o

ver

spee

d c

ond

itio

ns o

n a

gra

de

b. W

ork

ing

out

sid

e lim

its

of

lifti

ng c

apac

ity

and

op

erat

ing

rad

ius

c. In

corr

ect

load

pla

cem

ent

or

ove

rlo

adin

g, w

hich

may

cau

se lo

ss o

f st

eeri

ng

cont

rol

d. F

ailu

re o

f st

abili

ty d

evic

es (e

g. o

utri

gg

ers)

e. F

ailu

re t

o w

arn

op

erat

or

whe

n d

esig

n lim

its

are

bei

ng e

xcee

ded

.

5.7

8. H

arm

from

inco

rrec

t use

of e

quip

men

t con

trol

s, in

corr

ect/

inac

cura

te c

alib

rati

on o

r in

effec

tive

mai

nten

ance

due

to p

oorl

y de

sign

ed c

ontr

ols

and

disp

lays

, inc

ludi

ng:

a. la

ck o

f und

erst

andi

ng o

r mis

unde

rsta

ndin

g ab

out f

unct

ion

of th

e co

ntro

l or d

ispl

ayb.

cou

nter

-intu

itiv

e de

sign

and

con

figu

rati

onc.

inco

nsis

tenc

y in

dis

play

or f

unct

ion

in c

ompa

riso

n w

ith

othe

r con

trol

s or

dis

play

s (w

ithi

n ve

hicl

e)d.

not

app

ropr

iate

ly c

onsi

deri

ng s

imul

tane

ous

cont

rol o

pera

tion

e. a

bilit

y fo

r uni

nten

tion

al o

pera

tion

or s

elec

tion

f.

unex

pect

ed o

pera

ting

mod

e (m

ode

erro

rs)

g. fr

eque

ntly

use

d an

d/or

saf

ety

crit

ical

con

trol

s no

t bei

ng lo

cate

d w

ithi

n th

e zo

ne o

f re

ach

h. in

suffi

cien

t cle

aran

ce a

roun

d co

ntro

ls a

nd o

ther

wor

ksta

tion

equ

ipm

ent

5.8

9. H

arm

from

mis

inte

rpre

tatio

n of

info

rmat

ion

due

to d

ispl

ays

or la

bels

bei

ng:

a. Il

legi

ble

b. In

com

preh

ensi

ble

c. N

ot v

isib

led.

Inap

prop

riate

ly lo

cate

de.

Not

usi

ng u

nive

rsal

sym

bols

or s

tand

ardi

zed

term

inol

ogy

f. N

ot d

urab

le

5.9

10. H

arm

due

to

diffi

cult

acc

ess

to c

om

mun

icat

ion

syst

ems,

suc

h as

no

tw

o-w

ay

rad

io p

rovi

sio

n in

cab

in5.

10

11. H

arm

, inc

lud

ing

men

tal o

verl

oad

, fro

m w

arni

ngs

and

ala

rms

bei

ng o

verl

oo

ked

, ig

nore

d o

r no

t he

ard

due

to

the

se:

a. N

ot

bei

ng s

een/

hear

d o

r un

der

sto

od

b. N

ot

bei

ng r

elia

ble

or

suffi

cien

tly

sens

itiv

ec.

Bei

ng o

ver

sens

itiv

ed

. No

t fu

lly in

teg

rate

d o

r in

terl

ock

ed w

ith

oth

er w

arni

ng s

yste

ms

e. B

eing

ove

r-us

ed,

tam

per

ed w

ith

or

com

pro

mis

ed in

any

way

e.g

. bei

ng t

urne

d

off

5.11

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 14: Procurement Document Forms - EMESRT

DP

6. H

ealt

h Im

pac

ting

Fac

tors

Po

tent

ial U

nwan

ted

Eve

nts

Po

tent

ial U

nwan

ted

Eve

nts

(PU

Es)

Har

m d

ue t

o e

xtre

me

tem

per

atur

e ex

po

sure

Har

m d

ue t

o

resp

irab

le d

ust

exp

osu

re

Har

m d

ue t

o D

PM

s o

r o

ther

par

ticu

late

s ex

po

sure

Har

m d

ue t

o

nois

e ex

po

sure

Har

m d

ue t

o

who

le-b

od

y vi

bra

tio

n ex

po

sure

Har

m d

ue t

o

per

iphe

ral v

ibra

tio

n ex

po

sure

Failu

re o

f

cont

rol s

yste

ms

1. H

arm

fro

m e

xpo

sure

to

hea

lth

haza

rds

such

as

a. e

xtre

me

tem

per

atur

esb

. exc

essi

ve v

ibra

tio

n an

d n

ois

e le

vels

c. r

esp

irab

le d

ust,

DP

M a

nd o

ther

par

ticu

late

s w

ithi

n th

e o

per

atin

g w

ork

spac

e d

ue t

o:

I. In

adeq

uate

or

no c

limat

e co

ntro

lII.

Inad

equa

te a

tten

uati

on

and

res

trai

nt s

yste

ms

III. O

pen

win

do

ws/

do

ors

IV. I

nad

equa

te w

ind

ow

/do

or

seal

s

6.1

6.1

6.1

6.1

6.1

6.1

2. In

jury

due

to

fai

lure

of

crit

ical

co

ntro

l sys

tem

s, s

uch

asa.

Ele

ctro

nic

syst

ems

b. C

om

put

er s

yste

ms

c. E

qui

pm

ent

cont

rols

bei

ng d

amag

ed (b

rid

gin

g, a

bra

sio

n, e

tc.)

by

resp

irab

le d

ust,

DP

M a

nd/o

r o

ther

p

arti

cula

tes

ente

ring

the

se s

yste

ms

6.2

3. H

arm

fro

m in

adve

rten

t ex

po

sure

to

hea

lth

haza

rds,

incl

udin

ga.

res

pir

able

dus

t, D

PM

or

par

ticu

late

haz

ard

sb

. fib

res

in b

rake

and

oth

er li

ning

mat

eria

ls

c. e

xces

sive

leve

ls o

f no

ise

d. e

xces

sive

vib

rati

on

due

to

op

erat

ors

no

t b

eing

aw

are

of

det

erio

rati

on

of

equi

pm

ent,

suc

h as

un

cap

ture

d m

achi

ne d

egra

dat

ion,

des

ign

limit

s o

r co

ndit

ions

6.3

6.3

6.3

6.3

6.3

4. H

arm

fro

m n

ois

e le

vels

tha

t in

duc

e he

arin

g lo

ss, m

enta

l and

/or

phy

sica

l fa

tig

ue f

or

per

sonn

el in

the

wo

rksh

op

and

oth

er w

ork

ing

env

iro

nmen

ts d

ue t

o

mai

nten

ance

act

ivit

ies

asso

ciat

ed w

ith

the

equi

pm

ent

6.4

5. H

arm

cau

sed

by

dis

trac

tio

n an

d/o

r im

pai

red

ab

ility

to

hea

r au

dib

le w

arni

ngs

or

alar

ms

(e.g

ho

rns,

dir

ecti

ona

l rev

ersi

ng a

larm

s) d

ue t

o

a. e

xces

sive

and

/or

hig

h im

pac

t no

ise

leve

ls g

ener

ated

by

equi

pm

ent

b. e

xces

sive

leve

ls o

f sp

ecta

tor

nois

e p

enet

rati

ng t

he o

per

ato

r w

ork

spac

e

6.5

6. A

cute

or

cum

ulat

ive

mus

culo

skel

etal

inju

ry, a

dve

rse

heal

th e

ffec

ts t

o b

od

y o

rgan

s an

d in

crea

sed

leve

ls o

f fa

tig

ue f

rom

exc

essi

ve le

vels

of

who

le-b

od

y vi

bra

tio

n, e

spec

ially

in c

onj

unct

ion

wit

h su

stai

ned

and

/or

awkw

ard

po

stur

es, d

ue

to p

oo

r er

go

nom

ic d

esig

n o

f eq

uip

men

t

6.6

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 15: Procurement Document Forms - EMESRT

DP

7. M

anua

l Tas

ksP

ote

ntia

l Unw

ante

d E

vent

s

Det

aile

d P

ote

ntia

l Unw

ante

d E

vent

s (P

UEs

) M

uscu

losk

elet

al in

jury

d

ue t

o e

xpo

sure

to

man

ual t

asks

ri

sk f

acto

rs

Cau

ght

bet

wee

n/st

ruck

b

y m

ovi

ng p

arts

or

too

lsSt

ruck

by

falli

ng m

ater

ials

o

r liq

uid

s Fa

ll o

n

sam

e le

vel

Fall

fro

m

heig

hts

1. M

uscu

losk

elet

al in

jury

fro

m e

xpo

sure

to

the

fo

llow

ing

ris

k fa

cto

rs o

r co

mb

inat

ions

the

reo

f:

a. f

orc

eful

exe

rtio

n b

. aw

kwar

d o

r st

atic

po

stur

ec.

rep

etit

ion

or

pro

long

ed d

urat

ion

d. H

and

arm

&/o

r w

hole

bo

dy

vib

rati

on

[ins

ert

link

to W

BV

DP]

(inc

lud

ing

car

ryin

g, l

ifti

ng, r

each

ing

, pus

hing

or

pul

ling

, gra

spin

g, m

anip

ulat

ing

, str

ikin

g, t

hro

win

g, o

r ho

ldin

g a

load

) d

ue t

o m

anua

l tas

ks a

sso

ciat

ed w

ith

inst

allin

g, o

per

atin

g a

nd m

aint

aini

ng t

he e

qui

pm

ent

7.1

2. C

rush

inju

ry o

ccur

ring

dur

ing

op

erat

ion

and

mai

nten

ance

tas

ks d

ue t

o p

oo

rly

des

igne

d c

rush

an

d p

inch

po

int

loca

tio

ns7.

2

3. In

jury

occ

urri

ng d

urin

g o

per

atio

n an

d m

aint

enan

ce t

asks

(eg

. fal

ling

mat

eria

l, ha

ndlin

g li

qui

ds,

mac

hine

co

nsum

able

s an

d s

pill

age)

due

to

no/

inad

equa

te d

esig

n fo

r th

ese

acti

viti

es7.

3

4. In

jury

res

ulti

ng f

rom

slip

s, t

rip

s an

d f

alls

due

to

une

ven

wo

rk s

urfa

ces

or

pla

tfo

rms

7.4

5. In

jury

due

to

inap

pro

pri

ate

acce

ss a

nd/o

r eg

ress

[ins

ert

link

to A

cces

s &

Wo

rkin

g a

t H

eig

hts

DP]

7.5

6. In

jury

due

to

use

of

inap

pro

pri

ate

too

ls f

or

man

ual t

asks

ass

oci

ated

wit

h in

stal

ling

, op

erat

ing

an

d m

aint

aini

ng t

he e

qui

pm

ent

7.6

7. In

jury

dur

ing

han

dlin

g o

f eq

uip

men

t co

mp

one

nts

due

to

a.

exc

essi

ve w

eig

ht a

nd/o

r b

. lac

k o

f su

itab

le li

ftin

g p

oin

ts o

r ha

nd h

old

s co

mb

ined

wit

h aw

kwar

d p

osi

tio

ning

7.7

7.7

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 16: Procurement Document Forms - EMESRT

DP

8. C

onfi

ned

Sp

aces

& R

estr

icte

d W

ork

Are

asP

ote

ntia

l Unw

ante

d E

vent

s

Po

tent

ial U

nwan

ted

Eve

nts

(PU

Es)

Asp

hyxi

atio

n fr

om

exp

osu

re

to ir

resp

irab

le

atm

osp

here

Har

m f

rom

ex

cess

ive

heat

Mus

culo

skel

etal

inju

ry f

rom

ex

po

sure

to

man

ual t

asks

ri

sk f

acto

rs

Res

tric

ted

m

ove

men

tH

arm

fro

m fi

re/

chem

ical

haz

ard

s

Co

ntac

t w

ith

hyd

raul

ic h

ose

s o

r p

ipin

g

Entr

apm

ent

due

to

blo

cked

eg

ress

Res

cue

diffi

cult

ies

1. A

sphy

xiat

ion

fro

m ir

resp

irab

le a

tmo

sphe

re d

ue t

o la

ck

of

adeq

uate

ven

tila

tio

n8.

1

2. H

arm

fro

m e

xces

sive

hea

t d

ue t

o la

ck o

f ad

equa

te v

enti

lati

on

o

r p

roxi

mit

y to

hea

t ra

dia

ting

co

mp

one

nts

8.2

3. P

hysi

cal i

njur

y d

ue t

o in

adeq

uate

erg

ono

mic

des

ign

that

re

stri

cts

wo

rker

mo

vem

ent

to p

erfo

rm w

ork

or

acce

ss/e

gre

ss8.

38.

3

4. In

jury

or

illne

ss f

rom

fire

or

chem

ical

haz

ard

s d

ue t

o t

he

rout

ing

of

hosi

ng o

r p

ipin

g w

ithi

n co

nfine

d s

pac

e8.

4

5. B

urns

fro

m c

ont

act

wit

h hy

dra

ulic

ho

ses

or

pip

ing

wit

hin

co

nfine

d s

pac

e8.

5

6. H

arm

due

to

eng

ulfm

ent

fro

m m

ater

ials

or

inun

dat

ion

b

y g

as o

r liq

uid

s8.

6

7. E

ntra

pm

ent

due

to

lack

of

alte

rnat

e ro

ute

of

egre

ss

in a

n em

erg

ency

8.7

8. H

arm

due

to

res

cue

diffi

cult

ies

asso

ciat

ed w

ith

diffi

cult

o

r m

inim

al a

cces

s8.

8

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 17: Procurement Document Forms - EMESRT

No

te t

hat

‘Elim

inat

ion,

Sub

stit

utio

n an

d M

inim

isat

ion’

co

ntro

ls r

efer

to

the

ha

zard

no

t th

e un

wan

ted

eve

nt

C

ons

eque

nce

Like

liho

od

Insi

gni

fica

ntM

ino

rM

od

erat

eM

ajo

rC

atas

tro

phi

c

Ver

y Li

kely

Med

ium

Hig

hH

igh

Ext

rem

eE

xtre

me

Like

lyM

ediu

mM

ediu

mH

igh

Ext

rem

eE

xtre

me

Po

ssib

leLo

wM

ediu

mM

ediu

mH

igh

Ext

rem

e

Unl

ikel

yLo

wLo

wM

ediu

mM

ediu

mH

igh

Ver

y U

nlik

ely

Ver

y Lo

wLo

wLo

wM

ediu

mM

ediu

m

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 18: Procurement Document Forms - EMESRT

PAR

T 3

. IN

fOR

mA

TIO

N f

RO

m T

hE

TA

Sk b

ASE

D R

ISk

ASS

ESS

mE

NT

FOR

TH

E M

ININ

G C

OM

PAN

Y

12

34

56

7

#P

rio

rity

OEM

Tas

k

fro

m C

TI (P

art

1)

Rel

evan

t

EMES

RT

DP

#

Iden

tifi

ed P

ote

ntia

l Unw

ante

d

Even

ts (P

UEs

) F

eatu

res

or

Co

ntro

ls t

o A

dd

ress

ea

ch P

UE

Pic

ture

of

the

Fe

atur

e o

r C

ont

rol

Rat

iona

le/e

valu

atio

n in

clud

ing

any

as

sum

pti

ons

PAR

T 2

. TA

sk-B

Ase

d R

isk

Ass

ess

me

nT

(T

BR

A)

FOR

OEM

REC

OR

DS

ON

LY

Nam

e o

f Ta

sk:

Dat

e:

Task

Pro

cess

Map

Ref

eren

ce:

Loca

tio

n:

Team

:Fa

cilit

ato

r:

12

34

56

78

9

Task

Ste

p

ID #

Des

crip

tio

n o

f P

oss

ible

U

nwan

ted

Eve

ntR

elev

ant

DP

Even

t Li

kelih

oo

dIn

here

nt C

ons

eque

nces

Ris

k R

anki

ngC

urre

nt D

esig

n C

ont

rols

Co

ntro

l Int

ent

re:

Hie

rarc

hy o

f C

ont

rol

Sug

ges

ted

New

Des

ign

Co

ntro

ls

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.

Page 19: Procurement Document Forms - EMESRT

Task

#Ta

skP

ote

ntia

l U

nwan

ted

Eve

ntEM

ESR

T D

PD

esig

n fe

atur

e/s

whi

ch c

ont

rol t

he r

isk

o

f in

jury

or

illne

ssEv

alua

tio

n o

f th

e d

esig

n fe

atur

e/s

incl

udin

g

refe

renc

e to

ad

dit

iona

l do

cum

enta

tio

n /

rep

ort

s Su

gg

este

d a

dm

inis

trat

ive

cont

rols

2R

oo

f b

olt

ing

Haz

ard

ous

M

anua

l Tas

ksM

anua

l tas

ksP

rovi

sio

n o

f a

sto

rag

e p

od

allo

win

g b

olt

s an

d p

late

s an

d o

ther

sup

plie

s to

be

acce

ssed

w

itho

ut r

equr

ing

aw

kwar

d p

ost

ures

. Dri

ll ri

gs

are

ori

ente

d t

o p

lace

dri

ll he

ad c

lose

to

p

latf

orm

. Pla

tfo

rm s

pac

e ad

jace

nt t

o b

olt

ing

ri

gs

is a

mp

le t

o a

llow

min

er w

eari

ng s

elf-

resc

uer

and

bat

tery

to

get

as

clo

se a

s p

oss

ible

to

d

rill

head

, red

ucin

g r

each

dis

tanc

e to

0.5

m. A

m

esh

carr

ier

is p

rovi

ded

whi

ch a

llow

s a

mes

h to

be

load

ed v

ia L

HD

and

bro

ught

fo

rwar

d

to t

he b

olt

ing

rig

s w

itho

ut m

anua

l han

dlin

g.

An

adju

stab

le h

eig

ht p

latf

orm

is p

rovi

ded

to

m

inim

ise

awkw

ard

po

stur

es a

sso

ciat

ed w

ith

reac

hing

ro

of

mes

h. C

ont

rol l

ayo

ut a

nd d

esig

n al

low

s o

per

atio

n w

itho

ut e

xpo

sure

to

aw

kwar

d

po

stur

es o

r fo

rcef

ul e

xert

ions

.

Att

achm

ent

A p

rovi

des

gen

eral

arr

ang

emen

t d

raw

ing

s w

hich

illu

stra

tes

the

spac

e av

aila

ble

o

n th

e p

latf

orm

and

at

the

bo

ltin

g w

ork

stat

ion

in r

elat

ions

hip

to

the

dim

ensi

on

of

a la

rge

mal

e w

eari

ng s

elf-

resc

uer

and

cap

lam

p b

atte

ry.

The

atta

ched

man

ual t

asks

ris

k ev

alua

tio

n (A

ttac

hmen

t B

) pro

vid

es a

det

aile

d a

naly

sis

of

the

man

ual t

asks

ris

ks c

ond

ucte

d b

y an

in

dep

end

ent

erg

ono

mis

t w

hich

co

nclu

des

tha

t w

hile

a r

isk

of

mus

culo

skel

etal

inju

ry r

emai

ns a

s a

cons

eque

nce

of

the

man

ual b

olt

ing

pro

cess

, th

e en

gin

eeri

ng c

ont

rols

em

plo

yed

red

uce

the

risk

of

man

ual t

asks

rel

ated

inju

ries

ALA

RP.

A

n as

sess

men

t o

f th

e la

yout

of

bo

ltin

g

cont

rols

as

req

uire

d b

y M

DG

35.1

is p

rovi

ded

(A

ttac

hmen

t C

).

Cus

tom

ers

sho

uld

ens

ure

that

the

bo

ltin

g

sup

ply

po

d is

load

ed o

n to

the

CM

via

LH

D, a

nd

sho

uld

co

nsid

er t

ask

rota

tio

n. T

rain

ing

in t

he

corr

ect

use

of

the

pla

tfo

rm h

eig

ht a

dju

stm

ent

is r

equi

red

.

2R

oo

f b

olt

ing

Stru

ck b

y

mat

eria

ls/

Cau

ght

bet

wee

n m

ovi

ng o

bje

cts

Har

mfu

l en

erg

ies

Two

han

ded

co

ntro

l op

erat

ion

is r

equi

red

fo

r fa

st f

eed

op

erat

ions

. Hyd

raul

ic h

osi

ng in

th

e o

per

ato

r w

ork

stat

ion

is b

ehin

d c

ove

rs o

r o

ther

wis

e p

rote

cted

.

Eng

inee

ring

co

ntro

l pre

vent

s th

e o

per

ato

r fr

om

hav

ing

a h

and

in a

haz

ard

ous

zo

ne d

urin

g

fast

-fee

d o

per

atio

ns. T

he d

esig

n m

eets

the

re

qui

rem

ents

of

MD

G 3

5.1

and

MD

G 4

1(se

e au

dit

s in

Att

achm

ent

D a

nd E

res

pec

tive

ly).

Trai

ning

and

Sup

ervi

sio

n to

ens

ure

that

tw

o-

hand

ed o

per

atio

n is

no

t d

efea

ted

.

2R

oo

f b

olt

ing

Inad

vert

ent

or

erro

neo

us

op

erat

ion

Mac

hine

o

per

atio

n an

d

cont

rols

Gua

rdin

g is

pro

vid

ed t

o p

reve

nt in

adve

rten

t o

per

atio

n fr

om

fal

ling

mat

eria

ls. C

ont

rols

are

sh

ape

cod

ed a

nd in

co

nsis

tent

loca

tio

ns t

o

red

uce

sele

ctio

n er

rors

. The

co

ntro

ls c

anno

t b

e in

terc

hang

ed d

urin

g m

aint

enan

ce. D

irec

tio

nal

cont

rol-r

esp

ons

e re

lati

ons

hip

s ar

e co

mp

atib

le.

An

eval

uati

on

of

the

Hum

an M

achi

ne In

terf

ace

cond

ucte

d b

y an

ind

epen

den

t er

go

nom

ist

(Att

achm

ent

F) c

onc

lud

es t

hat

whi

le t

he r

isk

of

of

inad

vert

ent

or

erro

neo

us o

per

atio

n re

mai

ns,

it h

as b

een

red

uced

to

ALA

RP.

Trai

ning

, and

an

ob

ject

ive

asse

ssm

ent

of

op

erat

or

com

pet

ency

, is

reco

mm

end

ed p

rio

r

to o

per

ato

r ce

rtifi

cati

on.

2R

oo

f b

olt

ing

Fall

on

leve

lA

cces

s &

WA

HP

latf

orm

is s

ing

le le

vel a

nd s

uffici

entl

y w

ide

to

allo

w m

iner

s w

eari

ng s

elf-

resc

uer

and

bat

tery

to

wal

k w

itho

ut t

urni

ng s

idew

ays.

Sto

rag

e lo

cati

ons

are

pro

vid

ed f

or

dri

l ste

els,

che

mic

als,

p

late

s et

c w

hich

do

no

t im

pin

ge

on

the

wal

kway

an

d r

educ

e th

e ri

sk o

f tr

ipp

ing

haz

ard

s.

Pla

tfo

rm li

ght

ing

and

han

dra

ils a

re p

rovi

ded

.

See

Att

achm

ent

A f

or

pla

tfo

rm d

imen

sio

ns

wit

h re

spec

t to

max

imum

like

ly o

per

ato

r si

ze.

Att

achm

ent

A a

lso

pro

vid

es p

hoto

gra

phs

ill

ustr

atin

g t

he lo

cati

on

of

bo

ltin

g s

upp

ly

sto

rag

e an

d h

and

rails

pro

vid

ed. A

lig

htin

g

surv

ey is

pro

vid

ed in

Att

achm

ent

G. T

hese

d

esig

n fe

atur

es r

educ

e th

e ri

sk o

f fa

lling

on

the

pla

tfo

rm A

LAR

P.

Trai

ning

and

sup

ervi

sio

n to

ens

ure

the

pla

tfo

rm

is m

aint

aine

d c

lear

of

mat

eria

ls.

ed

ee

P -

sAfe

de

sig

n in

foR

mA

Tio

n (

to b

e su

pp

lied

to

po

tent

ial p

urch

aser

)

Equi

pmen

t D

etai

ls: W

ork

ed e

xam

ple

- Int

egra

ted

Bo

lter

Min

er

Ris

k A

sses

smen

t re

fere

nce

num

ber:

The

info

rmat

ion

belo

w s

umm

aris

es t

he o

utco

mes

of

a ta

sk b

ased

ris

k as

sess

men

t in

volv

ing

expe

rien

ced

min

ing

com

pany

-bas

ed o

pera

tio

nal a

nd m

aint

enan

ce s

taff

PLE

ASE

NO

TE: T

hese

exa

mpl

es a

re p

rovi

ded

for

guid

ance

onl

y. C

om

plet

e fo

rms

and

sour

ce D

Ps

wit

h fu

ll de

tail

and

all l

inka

ges

can

be v

iew

ed a

nd c

om

plet

ed e

lect

roni

cally

on

the

flas

h dr

ive.