p_road safety audit chap 15

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    Road Safety Audit

    Hossein Naraghi

    CE 590 Special Topics

    Safety

    June 2003

    Time spent:9 hrs

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    Road Safety Audit

    A complementary action to accidentreduction is accident prevention

    The aim is to ensure that the road systemis safe

    One of the key component of accidentprevention involves the use of safetychecks or safety audits

    The focus is on the design of new road andtraffic schemes

    Sometimes the focus is on the existing roadway

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    Definition and objectives ofroad safety audit (continued)

    The Roads and Traffic Authority ofNew South Wales describe safety

    audit asA means of checking the design,

    implementation and operation of roadprojects against a set of safety principlesas a means of accident prevention andtreatment

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    Essential elements

    The essential elements of the roadsafety audit process are

    A formal process and not an informalcheck

    An independent process

    Carried out by someone with appropriateexperience and training

    Restricted to road safety issues

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    Safety audit objectives

    The objective of the road safety audit is to

    Minimize the risk and severity of roadaccidents that might be affected by theroad project at the site or nearby network

    Minimize the need for remedial work afterconstruction

    Reduce the whole-life costs of the project Improve the awareness of the safe design

    practices by all of those involved in theplanning, design, construction and

    maintenance of roads

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    Safety audit objectives(continued)

    Road safety audit can work in two ways:

    1. Removing preventable crash producingelements at the planning or design stage e.g. inappropriate intersection layouts

    2. Mitigating the effects of remaining orexisting problems

    Inclusion of suitable accident reducingfeatures Anti-skid surfacing

    Guard fencing

    Traffic control devices

    Delineation, and etc

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    Safety audit objectives(continued)

    Highway designers and traffic engineershave always practiced a form of safety audit

    What is important about the recentemergence of the practice is

    Its specific incorporation as a discrete phase

    Independent of the designer

    Development of defined auditing procedures

    Followed within a road or traffic agency

    May be incorporated within an overall qualitymanagement or quality assurance process within

    the agency

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    Use of road safety audit

    The concept of road safety auditemerged initially in Britain in 1980s

    It was one of the key response to theGovernments target of reducing roadfatalities by one-third by the year 2000

    It was given impetus by the preparation of

    two key publications1. Road Safety Code of Good Practice

    Local Authorities Association, 1989

    2. Guidelines for the Safety Audits of Highways

    Institution of Highways and Transportation, 1990

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    Use of road safety audit(continued)

    Road safety audit was made mandatory for allnational trunk roads and motorways in 1991

    In the light of the success of British experiencesthe process has also adopted in

    New Zealand began the safety audit process in1992

    From 1993, safety audit was mandatory in 20 percentsample of State highway projects

    A comprehensive road safety audit policy has beenprepared

    The World Bank has begun to show an interest in

    the safety audit subject in 1992

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    Application of road safetyaudit

    Road safety audit may be carried out at anyor all following stages

    Stage 1: Feasibility

    A safety audit can influence the scope of a project

    route choice

    selection of design standards

    impact on existing road network route continuity

    provisions of interchanges or intersections

    access control

    number of lanes

    route terminals, stage development, etc

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    Application of road safetyaudit (continued)

    Stage 2: Draft design This audit stage is undertaken on completion

    of a draft plan or a preliminary design.

    Typical considerations include Horizontal and vertical alignment

    Sightlines

    Intersection layouts

    Lane and shoulder width

    Super elevation

    Overtaking lanes

    Provisions for parked and stationary vehicles

    Provisions for bicyclists and pedestrians

    Effects of departures from standards and guidelines

    Safety during construction, etc

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    Application of road safetyaudit (continued)

    Stage 3: Detailed design

    This stage is on completion of detaileddesign, normally before preparation ofcontract documents, considerations include:

    Line markings

    Signing

    Delineation

    Lighting Intersection details

    Clearance to roadside objects

    Provision to road user groups with special requirements

    Temporary traffic management and control duringconstruction

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    Application of road safetyaudit (continued)

    Drainage

    Roadside objects

    Landscaping

    Batters Guard fencing, etc

    Stage 4: Pre-opening

    Prior to opening of the road to traffic

    The audit would involve driving, riding andwalking through the project to check theadequacy for the needs of all road users

    Involve night-time inspection

    Inspection of both wet and dry conditions

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    Application of road safetyaudit (continued)

    It would consider similar issues raised in stage 2and 3, but with the view of assessing theiradequacy as actually constructed

    Taking specific note of variations that might haveoccurred from the plans in the process ofconstruction

    Stage 5: In-service

    Systematic examination of sections of theexisting road network to assess the adequacyof the road, intersection, roadside, etc froman explicit safety viewpoint

    This can have two applications

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    Application of road safetyaudit (continued)

    Monitoring a new scheme after it is openedto traffic

    i.e. in the weeks and months following the stage 4

    audit Safety audit of an existing road network with

    a view of identifying safety-relateddeficiencies

    Although all 5 of the above stages canand have been used

    In practice the first and last of these stagesare less common

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    Safety audit process

    The key requirements are

    Management commitment Auditors are outsiders brought in to find things

    wrong with their work Audit process brings specialists advice to the design

    team

    In relation to implementation of the safetymanagement system in the USA, Hall 1993 wasconcerned about

    Other functional units may believe that the accomplishmentof their goals are threatened by the infringement of safetymanagement initiatives into their territory

    Care should be taken throughout system implementation tomaintain an atmosphere of cooperation and mutual respectamong affected functional areas

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    Safety audit process(continued)

    An agreed road safety audit process

    The process aim to reduce the whole life cost

    of a scheme Although there will be cost of audit process, it

    is worthwhile if offset against the potential forsavings elsewhere

    The savings may be from Timely alteration to plans It is much cheaper to change a detail on a plan

    than to replace or remove a feature once installed

    Subsequent accident prevention

    Reduction in the costs resulting from litigation

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    Safety audit process(continued)

    An independent auditor or audit team

    There must be a designated procedurefor acting upon the audit report

    If a specialist team is used, one of threeprocedures can be followed

    1. Prior agreement to accept safety audit

    recommendations2. Assessment of the audit report by theclient

    3. Assessment of the audit report by thedesigner

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    Safety audit process(continued)

    An agency developing a road safety auditprocess will need to determine which of theseprocedures to follow, depending upon its own

    expertise and the role of safety auditing within awider institutional framework such as qualitymanagement

    No matter which procedure is adopted the

    key factors are as follow The audit team must include specialistknowledge of road safety engineering

    Safety audit findings should be formallydocumented and reported at each step of theaudit process

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    Safety audit process(continued)

    A set of checklists

    Use of checklists which show type of issues

    and problems that can potentially arise at therelevant stage of the project

    Checklists are a memory prompt

    When using checklists, it is less likely to

    overlook problems They can not be a substitute for expertise

    One of the main benefits of checklists is thatdesigners can use that to audit themselves

    before their work gets to the auditor

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    Safety audit process(continued)

    Training and development of expertise

    The size of the audit team depends on the size

    and complexity of the project British experience says at the feasibility or

    layout design stage, three-person team wouldbe suitable, Comprising

    A road safety specialist with experience in crashinvestigation and safety engineering principles andpractice

    A highway design engineer

    A person with experience in safety audit, who is ableto generate discussion and assist in the procedure

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    Safety audit process(continued)

    Monitoring and evaluation

    Process of monitoring and evaluation

    involves three aspectsProcedures, problem encountered, andeffectiveness of the system

    Critical appraisal of the checklists and

    their use

    Evaluation of costs and resources byscheme type and stage

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    Liability

    The Australian guidelines include a chapteron legal issues, with following conclusion

    No case involving a road safety audit has yetcome before a court

    The legal implication must be speculative

    The predictions are not guesswork, they are

    based upon well established principles of tortlaw

    Safety audit will create a safer roadenvironment

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    Liability (continued)

    A major objective of litigation is encouragesafety, therefore the use of safety audit willbe encouraged by the legal system

    Roads can be made safe by different methods

    Black spot treatment

    Periodic inspection

    Adoption of higher standards of engineeringpractice

    Greater allocation of funds and road safety audits

    It is for highway authorities to decide whichmix of these is best for a given project

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    Audits of existing roads

    A formal program of safety audit of existingroads can be an important component of theoverall audit process

    The aim of this stage of audit is to identify anyexisting safety deficiency of design, layout, andstreet furniture which are not consistent withroads function

    There should be consistency of standards

    Many items may be related to maintenance of theroad, therefore the benefit of the safety auditprocess is to ensure that these items are placed

    on the maintenance program

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    Audit of developmentprojects

    An extension of the road safety audit in somelocal authorities is to require thatdevelopment proposals be audited, thesemay include

    A new commercial development which willgenerate traffic on an existing road

    A residential development which involves streetconstruction

    In a road safety audit context, these would needto be independently audited and a reportsubmitted as part of development application

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    Audit of developmentprojects (continued)

    Audit report of development projectsmay address

    The safety impact of peak periodcongestion

    The generation of pedestrians andbicyclists movements across existingroads

    The safe provision of public transportation

    Vehicular and pedestrian access to the site

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    Audit of developmentprojects (continued)

    Adequacy of parking provision from asafety viewpoint

    Pedestrian-vehicle conflicts on andadjacent to the site

    Type and layout of intersections and newroad alignments

    Speeds within the site

    visibility

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    Effectiveness of road safety audit

    Although safety audit is relatively a newtechnique, evidence is emerging that safetyaudit is a cost-effective safety measure

    A formal requirement that a project be subjectedto a safety audit will very likely lead to improvedsafety

    UK experience suggests that for individualschemes perhaps one-third of crashes have thepotential for removal by safety audit

    It should be noted that the resources need to bedevoted to safety audit are in fact quite small

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    Effectiveness of road safety audit(continued)

    UK experience suggests that one safety auditor isrequired to cover an area experiencing 1000casualty crashes per year

    Australian and New Zealand experience suggestthat safety audit adds 4% to road design costswithout consideration of whole life savings fromsafety audit

    There have been some attempt to quantify the

    benefits of safety audit One highway authority in Scotland, 1991 has estimated

    that one-third of future accidents at road improvementsare preventable by audit, and that a one percent accidentsaving per year worth $1.5 million at resource of

    $100,000, a benefit:cost ratio of 15:1

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    Benefits of road safety audit

    Austroads, 1994 summarizes the benefits ofroad safety audit

    The possibility of crashes on the road network canbe reduced

    The severity of crashes can be reduces

    Road safety is given greater prominence in themind of road designers and traffic engineers

    The need for costly remedial work is reduced

    The total cost of the project to the community isreduced