president - nea-jc · 5 i forgot here that this message is intended for the readers of this...
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NEA-JC Newsletter Volume 6, Issue 2
2
President
Er. Dr. Netra Prakash Bhandary
Secretary
Er. Dhruba Panthi
Treasurer
Er. Ram Pd. Dhungana
Vice President
Er. Dr. Madhu Sudan Kayestha
Member
Er. Satya Narayan Sharma
Member
Er. Hari Bdr. Pahari
Member
Er. Justin Shrestha
7th Executive Committee, NEA-JC
NEA-JC Newsletter Volume 6, Issue 2
3
Professional Relation Committee (PRC)
Er. Dr. Netra Prakash Bhandary (Coordinator)
Er. Dr. Hari Ram Parajuli (Member)
Er. Dr. Tara Nidhi Lohani (Member)
Er. Dr. Ved Prasad Kafle (Member)
Er. Dr. Vishnu Prasad Pandey (Member)
Membership Management Committee (MMC)
Er. Ram Prasad Dhungana (Coordinator)
Er. Kamal Kumar Adhikari (Member)
Er. Dr. Madhu Sudan Kayastha (Member)
Web Page Management Committee (WPMC)
Er. Dr. Madhu Sudan Kayastha (Coordiantor)
Er. Krishna Kumar Bhetwal (Member)
Er. Ram Prasad Dhungana (Member)
Publication Committee (PC)
Er. Justin Shrestha (Coordinator)
Er. Dhruba Panthi (Member)
Er. Nabaraj Shrestha (Member)
Event Management Committee (EMC)
Er. Dhruba Panthi (Coordinator)
Er. Hari Bahadur Pahari (Member)
Er. Laxmi Prasad Suwal (Member)
Er. Rishi Ram Parajuli (Member)
Er. Satya Narayan Sharma (Member)
NEA-JC Newsletter Volume 6, Issue 2
4
President's message President's Message Dear Engineer Colleagues and Readers:
On behalf of the whole Nepalese engineers community in Japan, I extend my warm seasonal
greetings and slightly belated Nepalese new year greetings to you all.
A complete one year term of my team in the NEA-JC office is going to end on 30th this month. As a
matter of fact, I also had an opportunity to serve NEA-JC at the time of its establishment back in
2003. After almost two-three years of continuous efforts to consolidate the base of Nepal Engineers
Association in Japan, it was in my time in the Ad hoc Committee that we finally established
NEA-JC through minimum requirements of preparing the working guidelines in the form of the
center statute and forming the first executive committee through the electoral procedures. It was
also under my leadership as the Coordinator of the Ad hoc Committee that considering various
factors we proposed a one-year term for the executive committee in NEA-JC. Now, after serving
NEA-JC again and not being fully accountable to what I promised to all NEA-JC members at the
time of my electoral manifesto, I felt that the very one-year term we established in this organization
is too short to accomplish too many promises! So, here again, I would like to express my greatest
apologies for all those unaccomplished promises.
Nevertheless, I and my team in the current executive committee have somewhat been able to set a
few new trends, which we suppose will greatly contribute to the development of NEA-JC into a
more professional and a strong organization in Japan. We do also hope that the activities we have
been regularly conducting for the past 5-6 years and the activities we have recently started will be
exemplary in the whole NEA community back home as well as abroad.
We still greatly suffer from some of our engineer colleagues’ choice to stay away from NEA-JC.
The current membership strength of about 65 is still less than the available number of all Nepalese
engineers in Japan. Many of our efforts to bring the non-member engineer colleagues in this com-
munity have failed because of unscientific and unjustifiable membership issuing criteria as well as
too primitive application procedures for a new membership set by our seniors in the parent
organization. I regret that we were not able to address this problem, but I do sincerely hope that the
next executive committee will look into the possibilities of easing the membership issuing method
through some concrete discussions with the executive committee of the parent organization.
I personally feel deep in my heart that I had a great team in this executive committee. Despite the
fact, however, that each of us in the executive committee was elected unopposed, I might have
probably developed a feeling of dictatorship while implementing my agendas of development and
activities as if I was the sole winner in the election and all team members had to listen to my plans.
I no doubt have a strong sense of democratic accountability, but I regret that I missed to put into
practice while working in NEA-JC this time. So, I also apologize though this message to my
executive committee colleagues although they might not have felt what I sometimes did in my way
of working in the committee.
NEA-JC Newsletter Volume 6, Issue 2
5
I forgot here that this message is intended for the readers of this newsletter. Publishing two
newsletters in a year has been one of the regular activities of NEA-JC so far although I personally
feel that a readership survey may be helpful to evaluate the impact and significance of publishing
this material. I hope the next to-be-formed Publication Committee will take up this work and let us
know the importance of NEA-JC newsletter in terms of its role in professionalizing NEA-JC. The
current Publication Committee led by Er. Justin Shrestha has done a wonderful job by publishing
two newsletters and one Research Digest. I believe these publications truly represent professionalism
in NEA-JC, and I hope we will soon start a truly research publication in addition to these regular
materials.
Finally, please allow me to appreciate you all through this message for the support you extended to
the executive committee and sub-committees including the Publication Committee. Your continued
support to all office bearers in NEA-JC in the days ahead will certainly lead this organization to
greater heights.
Thank you.
Netra Prakash Bhandary
President
The 7th Executive Committee
Nepal Engineers Association Japan Center (NEA-JC)
The editorial team is very pleased to publish yet another issue of NEA-JC Newsletter for this
tenure. In this issue, we have included five research articles, four of which were presented in
the “Sixth NEA-JC Symposium on Current and Future Technologies”.
The Senior’s Insight section of the present issue features Dr. Dinesh Manandhar who has been
in Japan for his studies and professional career for more than 15 years. We believe that shar-
ing of his thoughts and experiences collected in Japan in different roles will be interesting and
useful to our readers.
We have also briefly included a summary of recent NEA-JC activities with some photographs.
We hope you will enjoy going through this issue.
With best regards,
Justin Shrestha
Dhruba Panthi
Naba Raj Shrestha
Editorial
NEA-JC Newsletter Volume 6, Issue 2
6
Activity reports
Sixth NEA-JC Symposium on Current and Future Technologies….………..………...7
Participation in 8th NESAJ Symposium on
Knowledge Sharing for the Welfare of Nepal...…………………………………………... 9
Senior's insight
Er. Dr. Dinesh Manandhar…………..………………………………………………………..10
Research papers NUMERICAL APPROACH TO ANALYZE NATURAL DAM FAILURE BY SEEPAGE FLOW
BADRI BHAKTA SHRESTHA……………………………………………………………………..13
RAINFALL INTENSITY DURATION FREQUENCY CURVES UNDER CLIMATE CHANGE SCENARIO IN URBAN KATHMANDU VALLEY BINAYA KUMAR MISHRA AND SRIKANTHA HERATH……….…………………….……. …...19
EXPERIMENTAL EVIDENCES OF HYDRODYNAMIC INSTABILITIES IN AN AXIALLY ROTATING PIPE FLOW
K.SHRESTHA, L.PARRAS, C.DEL PINO……….………….……………….…………………….. 23
DYNAMICS OF ANTHROPOGENIC PRESSURE AND HABITAT QUALITY ASSESSMENT IN A MOSAIC LANDSCAPE USING REMOTE SENSING AND GIS- A CASE STUDY OF CHITWAN VALLEY, NEPAL
PRATIVA SAH……….………….……………….……………………………..………………....27
CHARACTERISTICS OF VIBRATION AND NOISE IN RESIDENTIAL ENVIRONMENT INDUCED BY ROAD TRAFFIC AND RAILWAY
SATYA NARAYAN SHARMA……….………….……………………………..………….………32
Congratulatory messages……………………….…………………..…. 36
Contents Page No.
NEA-JC Newsletter Volume 6, Issue 2
7
As an annual event of the Japan Center of Nepal
Engineers’ Association (NEA-JC), the Event Man-
agement Committee (EMC) successfully organized
the Sixth Symposium on Current and Future Tech-
nologies in Tokyo on December 9, 2012 (Sunday).
The symposium was attended by about three dozens
of Nepalese academics, researchers, experts and
students from various engineering, natural science
and social science disciplines.
The symposium program was divided into five dif-
ferent sessions: Opening Plenary; Invited Lecture;
Information and Communication Technologies;
Ecology and Environment; and Hydraulics, Geo-
technology and Structures. The opening plenary was
kicked off with a welcome speech by the NEA-JC
President Er. Dr. Netra Prakash Bhandary. After the
welcome speech, an inaugural speech was delivered
by the chief guest H.E. Dr. Madan Kumar Bhattarai,
the Ambassador of Nepal to Japan. Guests of the
opening plenary Er. Dr. Ved Prasad Kafle and Er.
Rajan Bhattarai delivered greeting remarks on be-
half of the Non-Resident Nepali Association
(NRNA) Japan and Nepalese Students’ Association
Japan (NESAJ), respectively. The session was con-
cluded with vote of thanks by Er. Dhruba Panthi,
Coordinator of the Organizing Committee. Er. Hari
Bahadur Pahari, an executive committee member of
NEA-JC, was the MC of the session.
In the second session of the symposium, an invited
lecture was presented by Er. Dr. Ramesh Kumar
Pokharel, a professor at Kyushu University, on tech-
nology transfer with a special example of Egypt-
Japan University of Science and Technology (E-
JUST). In his lecture, Er. Dr. Pokharel also gave a
brief account of his own research that focused on
wireless communication technologies. Er. Dr. Netra
Prakash Bhandary had served as the chair of the
session.
The third session, chaired by Er. Dr. Ved Prasad
Kafle, included two papers on information and com-
munication technologies. Er. Chandi Subedi from
SoftBank Corporation made a presentation on
BYOD (Bring Your Own Device), an emerging ap-
proach to corporate computing, whereas Er. Kumar
Simkhada from KDDI Corporation discussed the
basic procedures involved in software development
with insights on skill requirements of successful IT
professionals.
In the fourth session, Er. Dr. Binaya Kumar Mishra
from United Nations University presented his re-
search on Rainfall Intensity Duration Frequency
Curves under Climate Change Scenario with a spe-
cial case of Kathmandu Valley. The second present-
er of the session Ms. Prativa Sah from The Universi-
ty of Tokyo talked about her case study of Chitwan
valley on the dynamics of anthropogenic pressure
and habitat quality assessment using remote sensing
and GIS. The session was chaired by Er. Dr. Ramesh
Kumar Pokharel.
Three papers from different fields of civil engineer-
ing were presented in the last session which was
chaired by Er. Dr. Dinesh Manandhar. Er. Kiran
Shrestha from Saitama University presented his ex-
perimental findings for an axially rotating Hagen-
Poiseuille (fully developed laminar) pipe flow,
whereas Er. Keshab Gyawali from The University of
Tokyo discussed his ongoing research on experi-
mental reproduction of mechanical weathering in-
duced in rocks. Er. Satya Narayan Sharma from
Saitama University talked about the effects of vibra-
tion and noise in residential environment as a result
of road traffic and railway.
At the end of the symposium, NEA-JC President Er.
Dr. Bhandary presented "President's Award" to Er.
Satya Narayan Sharma who was selected as the best
presenter among students. The award was initiated
this year with an aim to encourage young engineer-
ing students and recognize their contributions to the
field of engineering. The selection for the award was
made by an evaluation committee of five senior
NEA-JC members based on several criteria such as
presentation quality, scientific content, and time
management.
Acknowledgments
The organizing committee would like to express its
sincere gratitude to the Institute of Industrial Science
(IIS), The University of Tokyo for providing the
venue for the symposium.
Sixth NEA-JC Symposium on Current and Future Technologies
The University of Tokyo, Komaba Research Campus, 4-6-1 Komaba, Meguro-ku, Tokyo
9th December 2012 (Sunday)
NEA-JC Newsletter Volume 6, Issue 2
8
Participant's opinion Er. Dr. Binaya Kumar Mishra
" It has been an excellent forum to meet and discuss different points of view on matters relating to technology transfer and global change processes towards sustainable development of Nepal. With a title of 6th NEA-JC symposium on “Current and Future Technologies”, it had speakers and participants from different educational background. I believe that the presentations and discussions will have positive impact for better future of the country. The symposium provided participants with the rich opportunity to explore relevant issues. Participants also commented on the value of connecting education and activities. There were many other highlights of the symposium, including invaluable networking, the high-quality and in-depth sessions, the innovative good practices. Excellent suggestions were made to session topics. "
Chief guest H.E. Dr. Madan Kumar Bhattarai, the Ambassador of Nepal to Japan, delivering his inau-
gural speech
A moment during the opening plenary
Er. Dr. Netra Prakash Bhandary presenting " President's Award" to Er. Satya Narayan Sharma
for the best presentation Time for photo session:
participants taking a group photo
NEA-JC Newsletter Volume 6, Issue 2
9
In a cordial invitation from Nepalese Students Association in Japan (NESAJ), President Dr. Netra Prakash Bhandary represented NEA-JC in the 8th NESAJ Symposium on Knowledge Sharing for the Welfare of Nepal held in Nagoya. Dr. Bhandary delivered a speech in the inaugural session of the
symposium where he also proposed to organize a joint program by both NEA-JC and NESAJ in near future. The symposium was attended by about 40 participants including Nepalese professors, researchers, students and some Japanese guests.
Par�cipa�on on 8th NESAJ Symposium on Knowledge Sharing for the Welfare
of Nepal
Nagoya
13th
January 2013
We would like to extend our heartfelt congratulations and best wishes to the newly elected Eighth Executive Committee under the leadership Er. Dr. Achyut Sapkota. We are confident that the new executive team will be able to deliver its best for moving NEA-JC ahead.
Seventh Executive Committee
Nepal Engineers� Association�Japan Center �NEA�JC�
NEA-JC Newsletter Volume 6, Issue 2
10
Namaskar!
Welcome to NEA-JC Newsletter.
Namaskar. Dhanyabad.
How long have you been staying in Japan?
Are you with your family here?
I have been in Japan for 15 years. I am staying
with my family; wife, daughter and son.
Why did you choose Japan?
I chose Japan because of my strong R&D inter-
est in Remote Sensing, GIS and Satellite Navi-
gation during my master studies at Asian Insti-
tute of Technology (AIT), Thailand. I found
The University of Tokyo was the most suitable
university for my studies from research view-
point. After completing my Ph. D. at the Uni-
versity of Tokyo, I got deeply involved in 3D-
Mapping and Satellite Navigation fields which
led me to be in Japan till now.
Where do you work at present?
I work at the University of Tokyo (Centre for
Spatial Information Science) and at GNSS
Technologies Inc., a Japanese company. At
both places my field and nature of works are
related with Satellite Navigation Technology.
The work at the university is more research ori-
ented and the work at the company is business
oriented research.
Did you have work experience in Nepal before
coming to Japan?
Yes, I worked at Nepal Telecom for about ten
years. I worked in Network Planning and devel-
oped AM/FM-GIS System for Telecommunica-
tion Network. This was the first system among
the SAARC countries at that time (early 90s).
Would you please give us some brief idea
about the nature of your current job?
My current working field is in Satellite Naviga-
tion. GPS, GLONASS, GALILEO, QZSS, and
BEIDOU are different types of Satellite Navi-
gation Systems developed by USA, Russia, Eu-
rope, Japan and China respectively. India is also
Senior’s Insight
Dr. Dinesh Manandhar
Dr. Dinesh Manandhar obtained Bachelor’s degree in Electrical Engineering from Punjab University, Chandigarh (India) in 1988. After working for Nepal Telecommunication Corporation (now Nepal Telecom) for almost 10 years, he joined Master’s degree at Asian Institute of Technology (AIT), Thailand in 1997 and graduated from the Space Technology Application and Re-search Program in 1998. He received his PhD from the Depart-ment of Civil Engineering at the University of Tokyo in 2001 with a dissertation on “Development of Vehicle-borne Laser Mapping System (VLMS) for Acquisition of Urban 3-D Data.” Dr. Manandhar is currently affiliated with the Center for Spatial Information Science, The University of Tokyo as well as with GNSS Technologies Inc. His broad areas of research include re-mote sensing, geographic information system (GIS), global navi-gation satellite system (GPS, QZSS, Galileo, Glonass, BeiDou etc), laser mapping, and image processing. Dr. Manandhar has been awarded with Mahendra Vidya Bhushan “Ka” and “Kha”, and Tim Kendall Memorial Prize from AIT.
NEA-JC Newsletter Volume 6, Issue 2
11
going to develop their own systems called GA-
GAN and IRNSS. These systems are widely
used in navigation, mapping, surveying, moni-
toring, tracking and so many other applications
where position data are needed.
Currently, I am involved in R&D of Japanese
Navigation Satellite System, QZSS. I am in-
volved in signal design that is compatible with
GPS and QZSS satellite signals for indoor navi-
gation to be used by mobile phones and GPS
receivers. This allows one to know the location
of a mobile phone user even when the user is
inside the building, tunnel or underground areas
regardless of availability of communication or
satellite signals. This is a revolutionary technol-
ogy to provide location information that has
great business values.
At the university, I am working for authentica-
tion of GPS and QZSS satellite signals. Please
watch the James Bond movie “Tomorrow Never
Dies” to understand about this research. The
movie is about how a false GPS signal can be
generated to change the position of target vessel
or aircrafts that leads to a conflict between Chi-
nese and British military. My current research is
how to detect such fake (spoof) GPS signals.
Would you tell us something more about the
importance/scope of your research
activity? Is it applicable in context of
Nepal?
My research field and studies are very much
applicable in the context of Nepal. My research
has two parts. One part is developing the tech-
nology itself and the other part is developing the
applications to promote the technologies for the
social benefit. Of course, Nepal itself does not
need to launch satellites but it can receive satel-
lite data and use these data for social benefits.
Such data are used in infrastructure develop-
ment, planning and management. These days,
satellite data are available at very low cost and
affordable even to non-industrialized countries
like Nepal. Satellite Navigation (for example:
GPS) related technologies are used in many
fields like security (tracking, monitoring and
navigation), Surveying, Mapping, Atmosphere
observation and so on. These systems can also
be used for Search-And-Rescue (SAR), Broad-
casting of emergency messages, Route Guidance
to tourists and so on.
Early this year (January 2013), JAXA (Japan
Aerospace Exploration Agency) has assisted
Survey Department of Nepal to establish a
QZSS base station at Nagarkot, Nepal under my
coordination. This station monitors GPS (USA),
QZSS (Japan), GLONASS (Russia) data contin-
uously and provides services for surveying,
mapping and many other applications that need
position data. In the coming days, we are plan-
ning to provide capacity-building and academic
support in Space Technology Applications
through University Consortium. We would be
very happy to be in contact with academic and
research institutes as well as government organi-
zations that are interested in Space Technology
Applications. You can contact me at
[email protected] if you are interested in
this program.
Would you please share with us about your
overall impression while studying and working
in Japan?
I found that higher education in Japan is more
research oriented. A huge research budget by the
government is made available for R&D to uni-
versities and research organizations every year.
However, due to Japanese language as primary
means of communication in universities and or-
ganizations, the available source of information
will be limited unless you can read, write and
speak Japanese to business level. For example, a
common e-mail send to the students, researchers
and staffs is available only in Japanese in most
of the cases. Nevertheless, Japan does provide
an excellent opportunity for top class research
and higher studies.
Working in Japan could be a very unique experi-
ence. I found that working in Japan is quite chal-
lenging unless you are accustomed to the Japa-
nese culture. Japanese work culture is bound by
the team. You have to be “compatible” with
your co-workers and work culture. Rules and
regulations are strictly followed. Strict disci-
plines, manners and behaviors are followed dur-
ing the business meetings and discussions. A
clear boundary between private and business
affairs are maintained. For example, never use
office phone for your private calls.
NEA-JC Newsletter Volume 6, Issue 2
12
Do you have memorable moments in your pro-
fessional career, which you would like to
share with us?
Some of the memorable moments during the
professional career are:
Completion of Ph. D. Thesis: “Development of
Vehicle-borne Laser mapping System”. This
technology has become a base for today’s com-
mercial MMS (Mobile Mapping System) using
Laser Scanner).
Serving the US-JAPAN GPS-QZSS Sub-
Working Group Technical Committee to design
new signal for Indoor Navigation compatible
with GPS/QZSS system.
How do you see the role of engineers in
Nepal’s development?
The role of engineers in Nepal’s development is
extremely important. They shall not be under-
estimated at any stage. I think the Nepalese en-
gineers can best understand the Nepalese envi-
ronment. The Nepalese engineers are able to
plan and design infrastructure projects. During
my observation of the past fifteen years abroad
and ten years in Nepal (working with foreign
expats from JICA, DANIDA, FINIDA, GTZ,
WB and ADB), I have found Nepalese engi-
neers excellent in performing their jobs and
most of the times superior to their counterparts
from other countries. However, the Nepalese
engineers do need international exposure for
real experience to keep them updated with new
technologies.
What message do you want to convey to aspir-
ing young engineers entering Japan for high-
er studies or for research career?
Japan spends huge budget for R&D and top
level research are conducted in Japan in various
engineering and science fields. If you are really
interested in new and challenging research top-
ics, Japan is the best place for you. However, as
I mentioned above, the primary language of
communication in Japan is Japanese. Although,
lectures are given in English in many universi-
ties that target foreign students, most of other
resources are available only in Japanese. This
may limit you to get most of the information
that you would like to have unless you are flu-
ent in reading Japanese. If you want to have
your career in Japan, be ready to learn Japanese.
For higher studies, I recommend you (top level
students) to give priority to English Speaking
countries.
Would you please share your ideas about the
current activities of NEA-JC? Do you have
any suggestions for improvement?
I hear about NEA-JC few times a year. One
time is during the workshop/seminar, other time
is during the request for publication lists
(research digest?) and yet another one is during
the election (including the election of NEA
mother chapter). I get more e-mail during the
election period than other activities.
I would like to recommend the followings:
Conduct workshops/seminars at least
once in every two months
Conduct such programs together with
other institutes
Publish a Journal
Refrain from politically oriented issues
(especially during the election of mother
chapter).
Request the regular members to get in-
volved in various activities of NEA-JC
This makes the members to feel their responsi-
bilities for the organization. In most of our or-
ganizations, the executive members limit the
activities within their capabilities.
Final words.
Finally, I would like to thank all the executive
teams since its establishment to till now to bring
NEA-JC to today’s form.
Thank you very much.
NEA-JC Newsletter, Volume 6, Issue 2
13
NUMERICAL APPROACH TO ANALYZE NATURAL DAM FAILURE
BY SEEPAGE FLOW
BADRI BHAKTA SHRESTHA
International Centre for Water Hazard and Risk Management (ICHARM), Public Works Research Institute
(PWRI), Minamihara 1-6, Tsukuba, Japan
Abstract: The outburst discharge from the natural dam such as landslide dam or moraine dam can cause
catastrophic flood disasters along the river valley. It is thus pressing need development of numerical approaches
to analyze such catastrophic floods and debris flows caused by natural dam failures. In this paper, a numerical
approach to analyze natural dam failure by seepage has been discussed. The seepage and slope stability models
were integrated with a flood and debris flow routing model. The results of numerical simulation were compared
with results obtained from experiments. The numerical approach described in this paper could be useful tool for
risk assessment of potential outburst floods from natural dam failure.
Keywords: Natural dam; slope stability; seepage flow; failure of dam; numerical approach
INTRODUCTION
Floods and debris flows caused by natural dam
failure such as failure of landslides or moraine dams
are frequently occurred in the mountains areas [1]. A
usual natural dam such as landslide dam is especially
likely to occur at places where a construction in the
valley floors or lower valley sides and form by
landslide or slope failure mass in the river. However,
moraine dam lakes are normally formed near glacier
terminus by moraine debris lay down directly by a
glacier or pushed up by it at the point of its greatest
progress. Moraine dams are usually located down
slope from steep crevassed glaciers and vertical rock
slopes, and located upslope from steep canyons with
easily erodible materials. The material composition
of most natural dams is a heterogeneous
accumulation of unsorted soil, rock, boulder and
other materials [2].
To fail the natural dam, trigger mechanism is
normally required such as water level rising, seepage
flow/piping, rock fall/landslides into the upstream
reservoir and earthquake [1]. However moraine dam
can be burst also due to glacier/ice fall into the lake
and melting of dead ice inside the dam. The outburst
floods from natural dam failure can cause
catastrophic disasters along the river valley with
losses of lives and damage to properties. Thus it is
necessary to investigate failure mechanism of natural
dam in order to manage hazards and risk.
In this paper, a numerical approach to analyze natural
dam failure due to seepage flow is presented. The
seepage and slope stability models were integrated
with a flood and debris flow routing model. The
results of numerical simulation were compared with
results obtained from experiments.
NUMERICAL MODELS
Seepage Flow Model
The change in pore water pressure through
unsaturated-saturated soils of the natural dam was
computed by using Richards’ equation as follows [3]:
tC
zK
zxK
xzx
1
(1)
where is the water pressure head, xK and
zK are
the hydraulic conductivity in x and z directions, C
/ is the specific moisture capacity, is the
volumetric water content of the soil, x is the
horizontal spatial coordinate, z is the vertical spatial
NEA-JC Newsletter, Volume 6, Issue 2
14
coordinate taken as positive upwards and t is the
time.
The water storage coefficient and the coefficient of
permeability are required to solve transient seepage
problem associated with a unsaturated-saturated soil
system using Eq. (1). Thus, the constitutive
relationships given by van Genuchten [4] are used to
compute the water storage coefficient and the
coefficient of permeability as follows:
01
01
1
if
ifS
m
rs
re
(2)
0
0)1(12/15.0
ifK
ifSSKK
s
mm
ees (3)
whereeS is the effective saturation,
s andr are
saturated and residual moisture content of the
sediment mix respectively, and are parameters
related with matric potential of soil and are
determined by using a curve fitting of soil-water
retention curve, sK is the saturated hydraulic
conductivity and /11m . By differentiation of
Eq. (3), the relationship of the specific moisture
capacity can be described as
00
0)()()(1 11
if
ifm
C
rs
m
(4)
Slope Stability Model
A potential failure surface of the dam body can be
computed by equating the resisting forces and driving
forces applied along the failure surface. The factor of
safety sF for slip surface is defined by using the
simplified Janbu’s method as follows [3]:
i
i
sT
RF (i = 1, 2, 3, 4, ……..n) (5)
whereiR is the total normal force in each slice and
iT
is the mobilized shear force in each slice. These
forces can be expressed as follows:
sii
iiiiiii
F
luWclR
/tantan1cos
tancoscos2
(6)
iii WT tan (7)
in which c is the cohesion of the material of the dam
body, il is the length of the base of each slice,
i is
the slope of the bottom of each slice, iW is the
weight of each slice including surface water, iu is
the average pore water pressure on the bottom of
each slice and is the effective angle of internal
friction.
Figure 1 Experimental flume setup.
Figure 2 Particle size distribution curves of sediment
materials of the dam body.
Figure 3 Position of 1 to 9 WCRs in the dam body.
Fig. 9 Experimental flume setup
40
18
30 30
500254
50
65
180 VC-1
VC-2
PC
40
18
30 30
500254
50
65
180 VC-1
VC-2
PC
Servo type
water gauge
Load cell
Discharge
collection Sediment
collection
(All units in cm)
0
20
40
60
80
100
0.01 0.1 1 10
Diameter (mm)
Perc
en
t F
iner
by
Weig
ht
(%)
.
Sediment mix 1-6
Sediment mix 1-7
Fig. 24 Position of 1 to 9 WCRs in the dam body
All dimensions in cm
8 8 99
3 55
5
1
2
3
4
5
6
7
89
15
Figure 4 Comparison of the simulated and experimental moisture content profile, sediment mix 1-6 case.
EXPERIMENTAL ANALYSIS
The failure mechanism of natural dam due to seepage
flow was investigated through the flume experiments.
A 500cm long, 30cm wide and 50cm deep flume was
used for the experiments. The horizontal length of
upstream end of the lake reservoir from the axis of
dam crest is 254cm and the length of downstream
end of the flume from the axis of dam crest is 70cm
as shown in Fig. 1. A dam body was made by silica
sand (Sediment mix 1-6 and Sediment mix 1-7). The
sediment material of sediment mix 1-6 was prepared
by mixing uniformly distributed silica sand S1, S2,
S3, S4, S5 and S6 in equal proportion and sediment
mix 1-7 was prepared by mixing silica sand S1, S2,
S3, S4, S5, S6 and S7 in equal proportion. Fig 2
shows the particle size distribution curve of the
sediment materials. The mean diameter (md ) of
sediment mixes 1-6 and 1-7 are 1.4mm and 1.04mm,
respectively. The maximum particle size (maxd ) and
sediment density ( ) of both sediment mixes 1-6 and
1-7 are 4.75mm and 2.65g/cm3, respectively.
The lake/reservoir water was filled by supplying a
constant water discharge from the upstream end of
the lake. The lake water was filled up to about 16cm
in depth by supplying constant water discharge from
the upstream end of the lake. The moisture
movement in the dam body was measured by using
the Water Content Reflectometers (WCRs) (Figure 3).
RESULTS AND DISCUSSIONS
The simulated results of seepage analysis were
compared with the experimental results. The
moisture movement in the dam body was measured
by using 9 WCRs in different location as shown in
Figure 3. The parameters of numerical analysis are as
follows; the grid sizes cmdx 1 and cmdz 5.0 and
time interval sec004.0dt . The values of the soil
parameters of the constitutive relationships of van
Genuchten ( =6.3, 1.3 and =4.0, 3.2 for
sediment mixes 1-6 and 1-7) were determined by
using a curve fitting of soil-water retention curve of
the both sediment mixes. The measured values
sec/0005.0 mKs and 312.0s for sediment mix
1-6 and sec/00025.0 mKs and 296.0s for
sediment mix 1-7 were used. The equations of a
seepage flow model
Fig. 25 Comparison of the simulated and experimental moisture content profile, Case-VII
0
20
40
60
80
100
0 200 400 600
Time (sec)
Deg
ree
of
Sat
ura
tio
n (
%)
.
Exp (WCR-1)
Sim (WCR-1)
0
20
40
60
80
100
0 200 400 600
Time (sec)
Deg
ree
of
Sat
ura
tion (
%)
.
Exp (WCR-3)
Sim (WCR-3)
0
20
40
60
80
100
0 200 400 600
Time (sec)
Deg
ree
of
Sat
ura
tio
n (
%)
.
Exp (WCR-5)
Sim (WCR-5)
0
20
40
60
80
100
0 200 400 600
Time (sec)
Deg
ree
of
Sat
ura
tio
n (
%)
.
Exp (WCR-7)
Sim (WCR-7)
16
Figure 5 Comparison of the simulated and experimental moisture content profile, sediment mix 1-7 case.
Figure 6 Calculated temporal variations of moisture
movement inside the dam (0m=upstream end).
were solved by Line Successive Over Relaxation
(LSOR) scheme with an implicit iterative finite
difference schemes as used by Freeze [5,6]. The
simulated and experimental results of moisture
profile in the dam are shown in Figures 4 and 5. The
simulated results are agreeable with the experimental
results. The moisture movement in the dam body is
due to the depth of the lake water in the upstream.
The relationships of water storage coefficient and the
coefficient of permeability are very important to
compute the moisture movement in the unsaturated
region. The moisture movement in the earth soil
strongly depends on the saturated hydraulic
conductivity. Figure 6 shows the calculated temporal
variations of moisture movement in the dam.
Figure 7 shows the failure surfaces of natural dam
due to seepage flow in the experiments. Figures 8
and 9 show the comparison of the simulated and
experimental slip surface of natural dam failure due
to seepage. In case of sediment mix 1-6, the
simulated result of slip surface is very good
agreement with the experimental result. However in
case of sediment mix 1-7, there is some variation in
the simulated result with compared to the
experimental result, which may be due to the effect
of suction in the soil strength that is not considered in
the slope stability analysis and other factors. In
overall, the simulated slip surface of the natural dam
failure is fairly agreeable with the experimental slip
surface.
0
20
40
60
80
100
0 200 400 600
Time (sec)
Deg
ree
of
Sat
ura
tio
n (
%)
.
Exp (WCR-3)
Sim (WCR-3)
0
20
40
60
80
100
0 200 400 600
Time (sec)
Deg
ree
of
Sat
ura
tion (
%)
.
Exp (WCR-4)
Sim (WCR-4)
0
20
40
60
80
100
0 200 400 600
Time (sec)
Deg
ree
of
Sat
ura
tion (
%)
.
Exp (WCR-6)
Sim (WCR-6)
0
20
40
60
80
100
0 200 400 600Time (sec)
Deg
ree
of
Sat
ura
tio
n (
%)
.
Exp (WCR-8)
Sim (WCR-8)
Fig. 27 Comparison of the simulated and experimental moisture content profile, Case-VIII
50sec
125sec
100sec
150sec
175sec
50sec
125sec
100sec
150sec
175sec
NEA-JC Newsletter, Volume 6, Issue 2
17
Figure 7 Failure surfaces of natural dam due to
seepage flow.
Figure 8 Slip surface of dam failure due to seepage,
Sediment mix 1-6.
Figure 9 Slip surface of dam failure due to seepage,
Sediment mix 1-7.
CONCLUSIONS
The numerical approach to analyze natural dam
failure by seepage has been presented. The seepage
and slope stability models were integrated with a
flood and debris flow routing model. The calculated
results of moisture movement inside the dam and
failure surfaces of the dam were agreeable with
results obtained from experiments. The moisture
movement in the dam body strongly effects on the
stability of the dam by decreasing the shear strength
of the sediment mixture of the dam body. The
numerical approach described in this paper could be
useful tool for risk assessment of potential outburst
floods from natural dam.
REFERENCES
[1] Shrestha, B. B., Nakagawa, H., Kawaike, K.,
Baba, Y., and Zhang, H., Glacial hazards in the
Rolwaling valley of Nepal and numerical approach to
predict potential outburst flood from glacial lake,
Landslides, Springer publication, 2012. DOI
10.1007/s10346-012-0327-7
[2] Costa, J. E. and Schuster, R. L., The formation
and failure of natural dams, Geological Society of
America Bulletin 100:1054-1068, 1988.
[3] Shrestha, B. B., Nakagawa, H., Kawaike, K.,
Baba, Y., and Zhang, H., Glacial lake outburst due to
moraine dam failure by seepage and overtopping
with impact of climate change, Annuals of Disaster
Prevention Research Institute, Kyoto University, No.
53 B, pp.569-582, 2010.
[4] van Genuchten, M. T., A closed-form equation
for predicting the hydraulic conductivity of
unsaturated soils, Soil Science Society of America
Journal, Vol. 44, pp.892-898, 1980.
[5] Freeze, R. A., Influence of the unsaturated flow
domain on seepage through earth dams, Water
Resources Research, Vol. 7, pp.929-941, 1971.
[6] Freeze, R. A., Mathematical models of hillslope
hydrology, In M. J. Kirkby, (ed), Hillslope
Hydrology, John Wiley, pp.177-225, 1978.
AUTHOR’S PROFILE
Name: Badri Bhakta Shrestha
Affiliation: ICHARM, PWRI
Correspondence address:
1-6, Minamihara, Tsukuba-shi, Ibaraki-ken,
305-8516, Japan
Fig. 20 Moraine dam failure due to seepage and critical
failure surface, upstream water depth is about 16cm
Failure surface
(a) Case-VII, Sediment mix 1-6
(b) Case-VIII, Sediment mix 1-7
Failure surface
Fig. 26 Slip surface of moraine dam failure due to seepage, Sediment mix 1-6, Case VII
0
5
10
15
20
01020304050607080
Distance (cm)
Ele
vatio
n (c
m) .
Sim failure surface
Exp failure surface
Fig. 28 Slip surface of moraine dam failure due to seepage, Sediment mix 1-7, Case VIII
0
5
10
15
20
01020304050607080
Distance (cm)
Ele
vatio
n (c
m) .
Sim failure surface
Exp failure surface
NEA-JC Newsletter, Volume 6, Issue 2
18
Education background:
PhD (Engineering) (2009), Kyoto University, Japan.
M. Sc. in Water Resources Engineering (2004),
Institute of Engineering, Tribhuvan University, Nepal.
B. E. in Civil Engineering (2001), Institute of
Engineering, Tribhuvan University, Nepal.
Selected publications:
1. Shrestha, B. B., Nakagawa, H., Kawaike, K.,
Baba, Y. and Zhang, H.: Prediction of potential
outburst floods from glacial lake due to moraine
dam failure, Floods: from Risk to Opportunity,
IAHS Red book Series, IAHS publication, Vol.
57, pp.241-252, 2013.
2. Shrestha B. B., Nakagawa, H., Kawaike, K.,
Baba, Y., and Zhang, H., Glacial hazards in the
Rolwaling valley of Nepal and numerical
approach to predict potential outburst flood from
glacial lake, Landslides, Springer publication,
2012. DOI 10.1007/s10346-012-0327-7
3. Shrestha B. B., Nakagawa, H., Kawaike, K.,
Baba, Y., and Zhang, H., Driftwood deposition
from debris flows at slit-check dams and fans,
Natural Hazards, Springer publication,
61(2):577-602, 2012. DOI 10.1007/s11069-011-
9939-9
Professional affiliations:
- Nepal Engineers’ Association (NEA)
- Nepal Engineering Council (NEC)
- Japan Society of Civil Engineers (JSCE)
NEA-JC Newsletter, Volume 6, Issue 2
19
RAINFALL INTENSITY DURATION FREQUENCY CURVES UNDER CLIMATE CHANGE SCENARIO IN URBAN KATHMANDU VALLEY
BINAYA KUMAR MISHRA1 AND SRIKANTHA HERATH
2
1Research Associate, United Nations University, Tokyo, Japan
2Senior Academic Programme Officer, United Nations University, Tokyo, Japan
Abstract: Rainfall intensity duration frequency (IDF) curves, which provide information on maximum likely
rainfall intensities for different durations and return periods, are important in design of urban stormwater
management infrastructures such as flood detention reservoirs, sewer systems etc. One of the basic assumptions
in preparation of rainfall IDF curves is that historic extremes will characterize the extremes of future rainfall.
However, this stationary assumption is not valid under changing climate which is expected to increase
magnitude and frequency for extreme rainfall events. Objective of this study is to assess the change in rainfall
IDF curves under climate change scenario in urban Kathmandu valley, Nepal. The study area was found to have
very few sub-daily rainfall data, and hence a simple scaling theory was applied for deriving the sub-daily rainfall
intensities from daily rainfall data. The scaling behavior of observation rainfall intensities was examined and it
was revealed that the statistical properties of observation rainfall follow the assumption of simple scaling. The
research employed 20-km daily global climate model (GCM) rainfall output of Meteorological Research Institute
(MRI), Japan for investigating the climate change impact. Using regionalized quantile-quantile bias-corrected
annual maximum rainfall data of 1979-2003 and 2075-2099 periods as present and future climate respectively,
potential climate change impacts on rainfall IDF curves were assessed. A total of six different durations (1, 2, 3,
6, 12 and 24-hrs) for return periods of 2, 5, 10, 25, 50 and 100 years were analyzed for preparing the IDF curves.
Comparison of IDF curves for present and future climate indicated a significant increase in maximum rainfall
intensities which has major implications on planning and design of urban stormwater drainage systems.
Keywords: Bias correction; climate change; rainfall IDF curves; simple scaling.
INTRODUCTION
Rainfall intensity duration frequency (IDF) curves,
which provides an estimate of rainfall intensities for
different durations and return periods, are important
in design of urban stormwater management
infrastructures such as flood detention reservoirs,
sewer systems etc. One of the basic assumptions in
preparation of rainfall IDF curves is that historic
extremes will characterize the extremes of future
rainfall. This assumption is not valid under changing
climatic scenario which will bring change in the
magnitude and frequency for extreme rainfall. Such
changes in extreme rainfall pattern point out for new
design and regulations in urban stormwater
infrastructures management. Stormwater
management has been a major problem in urban
areas including Kathmandu metropolitan. Several
households in Kathmandu get flooded due to
inadequate drainage as storm water no longer drains
away as it used to and the technical systems put in
place are not sufficiently flexible to deal with a
changing climate (IIED report, 2009).
In this study, an assessment of climate change impact
on rainfall IDF curves in urban Kathmandu valley,
Nepal has been made. Kathmandu valley is situated
inside Bagmati river system. The valley has a
centripetal drainage system. The climate of the valley
is subtropical to monsoon with hot and wet summer
and cold and fairly dry winter. About 80% of the
total annual rainfall occurs during the months of June
to September. Average annual rainfall in the basin is
1650 mm. The assessment of climate change impact
on rainfall IDF curves includes these major steps: (i)
bias correction of global climate model (GCM)
rainfall projections for current and future climate
period; (ii) derivation of rainfall IDF relationships for
short-duration rainfall from daily rainfall data; and
(iii) comparative analysis for rainfall IDF curves.
NEA-JC Newsletter, Volume 6, Issue 2
20
Climate projections are widely used to assess likely
changes in rainfall pattern in future. Global climate
models (GCM) are currently the most credible tools
available for simulating the response of the global
climate system to increasing greenhouse gas
concentrations, and provide climatic variables such
as temperature, rainfall etc. These projections are
available for current and future climate. A very high
resolution global climate model (GCM) rainfall
projections of Meteorological Research Institute
(MRI), Japan has been employed for assessing the
climate change impact. Because of flaws in model
structure and coarse resolution input, GCM outputs
are found to have large biases when compared with
observation data. Therefore, direct use of GCM
precipitation outputs may not suitable for the climate
change impact assessment at basin level.
Bias correction techniques reduce error in GCM
outputs with added emphasis on statistical
characteristics of observation data. Rescaling is the
easiest bias-correction technique to rectify the
systematic error in the mean rainfall amount. Leander
and Buishand (2007) applied a power law
transformation to correct coefficient of variation and
mean of the rainfall values. Recently, quantile-
quantile bias correction technique is popular for
correcting biases in GCM rainfall. In this study,
correction of GCM rainfall data is based on
regionalized quantile-quantile bias correction
technique (Mishra et al. 2011).
Establishment of IDF relationships goes back to the
1930’s. Sub-daily rainfall data of longer periods,
which is important for preparing rainfall IDF curves,
is rarely available at most of the stations in many
countries including Nepal. Because daily rainfall data
is the most accessible and abundant source of rainfall
information, it is natural to develop and apply
methods to derive the IDF characteristics for short
durations events from the daily rainfall statistics. Use
of scaling properties for deriving IDF characteristics
of sub-daily rainfall from daily rainfall is largely
popular. Menabde (1999) applied simple scaling
theory to describe rainfall IDF in Australia and South
Africa. It was shown that the cumulative distribution
function for the annual maximum rainfall had a
simple scaling property over the range of 30 min to
24 hours and in some instances to 48 hours. Nhat et
al. (2006) derived rainfall IDF relationships for short-
duration rainfall from daily rainfall in Yodo river
basin, Japan. Bara et al. (2009) applied the simple
scaling theory to the intensity-duration-frequency
(IDF) characteristics of short duration rainfall in
Slovakia. In this study, scaling properties of extreme
rainfall are examined at Kathmandu airport in order
to establish scaling behavior of statistical moments.
Accordingly, rainfall IDF curves were prepared for a
period of 1979-2003 and 2075-2099 as current and
future climates respectively. Comparison of these
IDF curves provides information on changes in
extreme rainfall events in future which are
particularly important to the design, operation and
maintenance of municipal water management
infrastructure.
BIAS CORRECTION
Body text Daily observation rainfall data were
compared with corresponding GCM grid cell data for
identifying the bias pattern. Comparison of daily
rainfall series pointed significantly smaller peaks for
GCM data. GCM rainfall data were also found to
have significantly more wet days than that of
observation rainfall. It was also found that monsoon
months (June to September) had nearly all wet days
for GCM rainfall which is different than reality.
Other months were found to have 15 or more number
of wet days. However, in reality other months are
mostly dry. Mean monthly rainfall amount was more
or less similar for GCM and observation data series;
however rainfall intensity was significantly
underestimated in the GCM data series because of
too many wet days. In other words, GCM rainfall
consists of biases in rainfall frequency and intensity.
Rainfall frequency correction
Bias in number of wet days was corrected by
determining a threshold value such that GCM wet
days matches to observation wet days. In this study,
threshold value was obtained by linking the GCM
rainfall to non-exceedance probability of zero
observation rainfall value. Two-parameter gamma
distribution was fitted to both GCM and observation
rainfall values. Probability of non-exceedance for
zero GCM rainfall is significantly smaller than that
of historical data series. The GCM rainfall values
below threshold value were changed to zero i.e. dry
days. This enabled approximately similar number of
wet days in GCM and observation rainfall data series
(Figure 1).
Rainfall intensity correction
In no bias situation for present climate, the
distribution parameter values are expected to be
similar for observation and corresponding GCM
rainfall datasets. Considering this viewpoint, GCM
rainfall above threshold value is corrected by taking
inverse of GCM CDF with observation distribution
parameters (Figure 2). In relation to correction of
future GCM rainfall data series, a scaling factor is
derived for each of the quantile. The scaling factor is
ratio of inverse of CDF of future GCM rainfall to the
observation and present GCM rainfall datasets.
NEA-JC Newsletter, Volume 6, Issue 2
21
Figure 1: Comparison of wet days
Figure 2: Comparison of rainfall intensities
DERIVING SUB-DAILY RAINFALL
INTENSITIES
Scaling properties of extreme rainfall are examined
to establish scaling behaviour of statistical moments
over different durations. Such scaling or scale-
invariant models enable to scale data from one
temporal resolution to another, and thus help to
overcome the lack of extreme rainfall data of sub-
daily durations. Based on empirical evidence, it is
assumed and verified that random variable Id and ID
as annual maximum rainfall intensities over time
duration d and D respectively can have the following
scaling property (Menabde et al., 1999):
(1)
In equation 1, the equality refers to identical
probability distribution for both variables and η
represents the scaling exponent. In order to determine
if the data follows simple scaling or multi-scaling,
slopes K(q) of moment versus duration lines was
plotted against the moment order q. Figure 3 shows
linear dependence, thereby confirming about simple
scaling. Hence, simple scaling can be assumed for
estimation sub-daily rainfall intensity duration
frequency curves in urban Kathmandu valley. Scale
factor is estimated by slope of the regression line as
0.6761.
Figure 3: Simple scaling at Kathmandu airport
Applying scaling theory, IDF relationship with i as
rainfall intensity, T as return period and d as duration
of extreme event can be expressed in the following
form (equation 2):
(2)
where μ=μDDη and σ=σDD
η. Assuming Gumbel
distribution as suitable candidate, the following
simple rainfall IDF can be derived (equation 3):
(
)
(3)
Equation 3 enabled generation of rainfall IDF curves
for present and future climate over Kathmandu value
by smoothing maximum rainfall intensities over d =
1, 2, 3, 6, 12 and 24 hours. Figure 4 & 5 show
rainfall IDF curves estimated for 2-, 5-, 10-, 25-, 50-
and 100-years return periods. An important
observation is made by visual inspection for all
return periods, for all durations that rainfall
intensities are significantly greater for future climate
than present climate. Numerical analysis pointed out
that there will be an average increase of 18.9%
ranging from 10.9% to 22.2% in extreme rainfall
intensities. These observations have major
implications for the design, operation and
maintenance of storm water infrastructures in urban
Kathmandu valley.
Figure 4: Rainfall IDF curves for present climate
NEA-JC Newsletter, Volume 6, Issue 2
22
Figure 5: Rainfall IDF curves for future climate
CONCLUSIONS
Potential impact of climate change on rainfall
extremes have been studied by analysing rainfall IDF
curves for present and future climate at urban
Kathmandu valley, Nepal. The assessment has been
made by using 20-km daily MRI-GCM rainfall
projections over the Kathmandu valley. Regionalized
quantile-quantile bias correction successfully reduced
any significant biases in the MRI-GCM rainfall
projections. The properties of the time scale
invariance of selected rainfall quantiles were
investigated at Kathmandu airport. It has been
shown that the rainfall at Kathmandu airport follow
assumption simple scaling properties. Accordingly,
following the revision of Menabde et al. (1999), it
was possible to derive the rainfall IDF curves for
shorter durations from daily rainfall intensities.
Results of this study are of significant practical
importance for design, operation and maintenance of
storm water management infrastructures under
changing climate scenario.
REFERENCES
[1] Bara, M., Kohnova, S., Gaal, L., Szolgay, J. and
Hlavcoval, K., 2009. Estimation of IDF curves of
extreme rainfall by simple scaling in Slovakia,
Geophysics and Geodesy, 39(3), 187-206.
[2] IIED report, 2009. Climate change and the urban
poor: Risk and resilience in 15 of the world's most
vulnerable cities
(http://pubs.iied.org/pdfs/G02597.pdf).
[3] Kusunoki, S., Yoshimura, J., Yoshimura, H.,
Mizuta, R., Oouchi, K. and Noda A., 2008. Global
warming projection by an atmospheric global model
with 20-km grid, Journal of Disaster Research, 3(1),
4-14.
[4] Menabde M., Seed A. and Pegram G., 1999. A
simple scaling model for extreme rainfall, Water
Resour. Res., 35, 1, 335–339.
[5] Mishra, B.K. and Herath S., 2011. Climate
Projections Downscaling and Impact Assessment on
Precipitation over Upper Bagmati River basin, Nepal,
Proceedings of 3rd International Conference on
Addressing Climate Change for Sustainable
Development through Up-Scaling Renewable Energy
Technologies, 275-
281(http://cecar.unu.edu/groups/cecarweb/blog/?tag=
research+article).
[4] Nhat L. M., Tachikawa Y., Sayama T. and Takara
K., 2007. Regional rainfall intensity duration-
frequency relationships for ungauged catchments
based on scaling properties, Annuals of Disas. Prev.
Res. Inst., Kyoto Univ., 50B, 33-43.
AUTHOR’S PROFILE
Name: Binaya Kumar Mishra
Affiliation: Research Associate, Institute for
Sustainability and Peace, United Nations University,
Tokyo, Japan
Correspondence address: 53-70, Jingumae 5-chome,
Shibya, Tokyo 150-8925; Email: [email protected]
Education background: M.Sc. (Water Resources
Engineering), Ph.D. (Engineering)
Selected publications:
1. Mishra, B.K. and Herath, S. (2011): Climate
Projections Downscaling and Impact Assessment
on Precipitation over Upper Bagmati River
basin, Nepal, Proceedings of 3rd International
Conference on Addressing Climate Change for
Sustainable Development through Up-Scaling
Renewable Energy Technologies, Kathmandu,
pp. 275-281.
2. Mishra, B.K., Takara, K., Yosuke Yamashiki
and Tachikawa, Y. (2010): An assessment of
predictive accuracy for two regional flood-
frequency estimation methods, Annual Journal
of Hydraulic Engineering, JSCE, vol. 54, 7-12.
3. Mishra, B.K. and Takara, K. (2009):
Implementation of folk-song program in flood
disaster awareness raising, Proceedings of the
International Conference on Hydrology and
Disaster Management in conjugation with 17th
regional steering committee for Southeast Asia
and the Pacific, UNESCO-IHP, Jakarta, pp. 101-
106.
Professional affiliations: Japanese Society of Civil Engineers (200600494
‘General’)
Nepal Engineering Council (1705 ‘Civil’)
Nepal Engineers’ Association (4366 ‘Life
member’)
The Institution of Engineers (India)
(A/524224/0)
NEA-JC Newsletter, Volume 6, Issue 2
23
EXPERIMENTAL EVIDENCES OF HYDRODYNAMIC INSTABILITIES
IN AN AXIALLY ROTATING PIPE FLOW
K.SHRESTHA1, L.PARRAS
2, C.DEL PINO
2
1Graduate School of Science and Engineering, Saitama University, 255, Shimo-Okubo, Sakura, Saitama 338-
8570, Japan 2 Fluid Mechanics, Universidad de Malaga, E.T.S. Ingenieria Industrial, Campus de Teatinos, 29071, Malaga,
Spain
Abstract: This paper describes an experimental study of flow instabilities in a pipe with a rotating Hagen-
Poiseuille flow (RHPF) by means of flow visualizations. Good agreement is found in a Reynolds number –Swirl
parameter (Re-L) plane, between the experimental values and the theoretical predictions for the onset of
convective hydrodynamic instabilities. As the Reynolds number or the swirl parameter were increased, the
transition from convective to absolute instabilities appeared, and one could observe a clear change in the flow
structure in the inlet region. Though absolute instabilities were related to negative axial velocities, we provide
here the experimental evidence on an onset of absolute instabilities in a pipe flow with the positive flow rate.
Keywords: Rotating Hagen-Poiseuille flow, Convective, absolute instabilities.
INTRODUCTION
Swirling flows are significant in many engineering
applications (combustion process, particle
transportation, etc.). In addition, there is some
problem within a certain piping facility where the
rotation is not introduced. This is the case of
nuclear and hydraulic power plants. For example,
there are cooling systems in nuclear plants which
are designed by Japanese companies using a main
pipe (bigger diameter) suppling water to several
pipes (smaller diameter). This system can be
considered as a sudden contraction. Though the
pipes are not rotating, a non-desired swirl could
appear due to the geometry. This case is briefly
described in Sanmiguel-Rojas & Fernandez-Feria,
2006 [3]. Due to high demand within the power
plant, sometimes it is required to supply high flow
rate. This high flow supplied in a sudden
contraction could promote the appearance of
fluctuations in the flow rate and it reached the
absolute unstable condition [2] & [4]. These
fluctuations are dangerous for the system because
they can introduce periodic changes in the power
supplied by the main reactor. On the other hand,
Pelton turbines with several jets are another
example of this sudden contraction. The spiral
camera must be well designed in order to avoid the
induced swirl in the jets.The small changes in the
jets even produce an unbalanced axial coupled
within the electric generator.
There are more theoretical details, fundamental
aspects, as well as practical applications in
Shrestha et al. 2012[5].
EXPERIMENTAL SETUP
We used the experimental setup depicted in figure
1, which allows us to obtain the base RHPF in a
horizontal pipe. The main parts were a head tank, a
condition chamber, where a diffuser and a
honeycomb were placed to reduce any disturbance
effect in the pipe inlet, a pipe, a DC motor and a
storage tank. A transparent perspex pipe was used
for proper visualization and was recorded by a
digital video camera (30 frames per second). A
small quantity of Mearlmaid AA was added to tap
water in the storage tank. These particles (flakes)
can highlight the flow pattern when a light sheet
strikes vertically onto the pipe. This allows flow
visualization. Videos were taken on a (r, x)-plane.
NEA-JC Newsletter, Volume 6, Issue 2
24
Figure 1. Sketch of the experimental setup
The Reynolds number is defined as Re = U.D/ ν ,
where U is the mean velocity, ν is the kinematic
viscosity and D is the diameter of pipe. On the
other hand, the swirl parameter is, L =Ω.D/(4.U) ,
being Ω the angular velocity. Several series of
experiments corresponding to Reynolds numbers
ranging from 50 to 450 have been performed and
the swirl parameters have been varied between 0
and 4. The pipe length was long enough to
achieve RHPF for the values of the control
parameters (Re and L ). [1], reported that the
minimum non-dimensional pipe length, L/R=0.
113Re, for achieving fully developed RHPF,
starting with a uniform flow. In our case, the
length and diameter of pipe were selected to
achieve the flow completely parabolic near by
the inlet region .
RESULTS AND DISCUSSION
Typical flow visualizations in two locations
along the pipe, one in the inlet region and the
other one in the downstream region were
performed. Qualitative and quantitative analyses
of flow visualizations for different values of Re
and L, allowed us to obtain the critical values of
Re and L for the onset of both convective and
absolute instabilities, as well as their
corresponding critical frequencies and wave
numbers (see Shrestha, K. et al for more details
of the comparison between the theoretical and the
experimental frequencies and the wavelengths).
Due to the configuration of the experimental
setup, the fluid entered the pipe without swirl,
which developed along the inlet region. Thus,
this first window always corresponds to this
entrance length where the RHPF is not fully
established, while the second is related, in all the
cases reported here, to the fully developed RHPF.
Figure 2. Flow visualization at inlet [a, b, c] and
downstream regions [d,e,f].
Figures 2 (a) and 2 (d) show the flow
visualization for a stable case, where one can
observe the rotating boundary layer development
region with an axisymmetric conical shape
(ACS) in the inlet region (a), and the downstream
region (d). As the Reynolds or the swirl
parameter were smoothly increased, new final
states were reached, so the frames highlighted
sinusoidal shapes in the downstream region (e)
which represent convective travelling waves. In
this case, one can observe the same ACS
structure of figure 2(a). However, the change
from 2(d) to 2(e) allow us the cut off criterion for
the onset of convective instabilities. When both
the Reynolds number and the swirl parameter
were increased, the perturbation downstream
affects the entire pipe and the cone in the inlet
[ACS, figure 2 (a)] is broken to a Steady Wavy
Cone (SWC), as it is shown in figure 2 (b),
though no changes are observed downstream
[figure 2 (e) and figure 2 (f)]. Therefore, the
transition from 2 (a) to 2 (b) allow us the cut off
criterion for the onset of absolute instabilities. As
one increased the swirl parameter, the SWC
changed to a Non steady wavy cone [figure 2 (c)].
RESULTS FOR THE INLET REGION
The analysis of the videos taken in the inlet
region of the rotating pipe is analyzed and two
different neutral curves were determined as
shown in figures 3. In the figure, the triangle
symbols represent the stable flow [ACS, figure 2
(a)], the green square symbols correspond to the
steady wavy cone [SWC, figure 2 (b)], and
diamonds are related to non steady wavy cones
[NSWC, figure 2 (c)]. The dashed and solid lines
in figure 3 represent the theoretical curve of R.
Fernandez-Feria and C. del Pino, 2002 for
convective and absolute instabilities, respectively.
NEA-JC Newsletter, Volume 6, Issue 2
25
Figure 3. Neutral curve in the (L, Re)-plane
RESULTS FOR THE DOWNSTREAM REGION
The experimental results show the different unstable
modes that exist when a solid body rotation is
superimposed into a Hagen-Poiseuille flow (HPF).
The experimental data is depicted in figure 4 as a
function of L and Re. The circle symbol in the figure
represents the stable flow [figure 2 (d)], whereas the
diamond symbol represents the convective unstable
flow [figure 2 (e)]. The experimental and the
theoretical data are in good agreement for the onset
of convective hydrodynamic instabilities.
Figure 4. Transition plot from stable to convective
instabilities
Figure 5 shows the neutral curve for the convective
to absolute unstable transition. The diamonds and
stars correspond to the experimental results of the
convective [figure 2 (a)] and absolute [figure 2 (b)]
instabilities. The experimental results show a good
agreement between the theoretical and the
experimental data. The absolute instabilities imply
small oscillations or perturbation which completely
changes the flow pattern within the system and may
be dangerous if it is not predicted properly.
Furthermore, non-linear effects appeared in the inlet
region as the Reynolds number was increased.
Figure 5. Transition plot from convective to absolute
instabilities
CONCLUSIONS
The experimental observations related to the sudden
rotation applied to Hagen Poiseuille flow have been
reported in this study. Good agreement has been
found with the predicted critical values of the
Reynolds number and the swirl parameter for both
the transition from stable to convectively unstable
flow and for the onset of absolute instability. A wide
range of Reynolds numbers and swirl parameters
have been tested, though there was a constraint in
this experimental study related to the length of the
pipe, which limited the fully developed RHPF to
swirl numbers, L<=2 for the Reynolds numbers
considered. Further theoretical and numerical works
about the absolute instability of the whole developing
flow that take into account non-linear and non-local
effects are required in a future research work. In
addition it should be needed to obtain the velocity
field by means of Particle Image Velocimetry.
REFERENCES
[1] Christiansen, E.B. and Lemmon, H.E. 1965
Entrance region flow AIChe Journal, 11 (6) 995-999
[2] Fernandez-Feria, R. & del Pino, C. 2002 The
onset of absolute instability of rotating Hagen-
Poiseuille Flow: A spatial stability analysis. Phys. of
Fluids 14 (9), 3087-3097.
[3] Sanmiguel-Rojas, E. & Fernandez-Feria, R. 2006
Nonlinear instabilities in a vertical pipe flow
discharging from a cylindrical container. Phys. of
Fluids 18, 024101
[4] Sanmiguel-Rojas, E. & Fernandez-Feria, R. 2005
Nonlinear waves in the pressure driven flow in a
finite rotating pipe. Phys. of Fluids 17, 014104.
10-1
100
50
100
150
200
250
300
350
400
450
L
Re
Experimental data for stable flow
Experimental data for convective instability
Theoretical curve
100
0
50
100
150
200
250
300
350
400
450
L
Re
Experimental data for convective instability
Experimental data for absolute instability
Theoretical curve
NEA-JC Newsletter, Volume 6, Issue 2
26
[5] Shrestha, K., Parras, L., del Pino, C., Sanmiguel-
Rojas, E. and Fernandez-Feria, R. 'Experimental
evidence of convective and absolute instabilities in
rotating Hagen-Poiseuille flow', J. Fluid Mech.,
Volume 716 / February 2013.
AUTHOR’S PROFILE
Name: Kiran Shrestha
Affiliation: Doctoral Student, Saitama University
Correspondence address:
International House Chamber, Sakura-ku, Saitama –
shi, Saitama 645 Shimookubo, 2211
Education background:
Bachelor in Civil Engineering and Master of Science
in Water Resources Engineering from Pulchowk
Campus
2008-2012 Design Engineer in Chilime Hydropower
Company Ltd.
Selected publications:
1. Shrestha, K., Parras, L., del Pino, C., Sanmiguel-
Rojas, E. and Fernandez-Feria, R. 'Experimental
evidence of convective and absolute instabilities
in rotating Hagen-Poiseuille flow', J. Fluid Mech
Volume 716 / February 2013.
Professional affiliations:
Nepal Engineering Association (NEA)
Nepal Engineering Council (NEC)
NEA-JC Newsletter, Volume 6, Issue 2
29
DYNAMICS OF ANTHROPOGENIC PRESSURE AND HABITAT
QUALITY ASSESSMENT IN A MOSAIC LANDSCAPE USING
REMOTE SENSING AND GIS- A CASE STUDY OF CHITWAN
VALLEY, NEPAL
PRATIVA SAH
Institute of Environmental Science, The University of Tokyo
Abstract: Forest is one of the richest natural resources of the world. On top of that forest also has a unique
ability to capture and store carbon, and lessen the vulnerability of people and ecosystems to climate change.
However, ever increasing anthropogenic pressure is changing the pattern of landscape and threatening the
existence of biodiversity (flora and fauna). Such pattern and process also severely degraded habitat quality.
Therefore, understanding the natural process of a landscape and embedded forest ecosystem along with the
people living in and around it is essential to devise required counter measures. Satellite based earth observation
remote sensing, which have been started since 1970s, have wealth of spatial and temporal data that can be used
to assess the change of wildlife habitat worldwide. Analyzing such data in the GIS environment can reveal
spatio-temporal change pattern of such. Furthermore, remote sensing also captures anthropogenic activities,
which can be supplemented with the demographic statistical survey of a country. After assessing such changes
and under lying anthropogenic pressure may help to devise a sustainable landscape management.
Keywords: Anthropogenic Pressure, Habitat quality, Rhinoceros, Fragmentation, Mosaic landscape, GIS and
remote sensing
INTRODUCTION
Tropical forests contribute in mitigation of global
climate in several ways, such as CO2 sequestering,
biodiversity and human well beings (Banfai &
Bowman, 2008) According to WRI (1996), from
1980 to 1990, >6% of worldwide tropical forests and
10% of Asian tropical forests were converted to
shifting cultivation. The world’s forests, especially in
the tropic, are dramatically shrinking (Apan, 1999).
Tropical forests are being destroyed despite its
ecological, social and economic importance.
Deforestation is one of the invasive ecological
changes taking place in tropical regions (Lambin,
1994).
Globally, around 13 million hectares of forests were
converted to other uses or lost through natural causes
each year between 2000 and 2010 as compared to
around 16 million hectares during the 1990s (FAO,
2011). However the increasing rate of shifting
cultivation is increasing day by day, which is
severely affecting biodiversity. On another hand,
forest fragmentation is also pushing biodiversity to
be confined, impacting significantly on the species.
Overview and land Fragmentation in Nepal
Nepal’s geophysical location makes it one of the
world’s most diverse ecological zones in terms of
forest and biodiversity (FAO, 2000). Nepal
comprised only 0.1% of land area on a global scale,
but it possesses a disproportionately rich diversity of
flora and fauna. Nepal’s share of flora is 2.8% and
fauna is 1.23% of global totals (ICIMOD, 2007). Its
physiography extends from the Terai plains with a
27
NEA-JC Newsletter, Volume 6, Issue 2
28
minimum altitude of 60m above sea level in the south,
through to the Siwalik Hills, Middle mountains and
Himalayas (up to 8848m). The Terai region is
tropical lowland and a subtropical belt of flat land. It
covers 14% of total land area of country which is
under cultivation and extends from east to west along
the southern side of country (MPFS, 1988). 29% of
Nepal's land area is covered with forest and 23.23%
is under protected areas where around 9.6% of
Nepal's forest covers are estimated as relatively intact
primary forest (DNPWC, 2010). The total population
is estimated to 26 million, increasing from 23 million
(census 2011). Nepal has some 1,240 known species
of amphibians, birds, mammals,
Figure 1: Study Area, Chitwan
and reptiles, according to figures from the World
Conservation Monitoring Centre. Of these, 2.9
percent are endemic, meaning they exist in no other
country, and 5.6 percent are threatened. Nepal is
home to at least 6,973 species of vascular plants, of
which 4.5 percent are endemic. Officially, 7.6
percent of Nepal is protected under IUCN categories
I-V (BPP, 1995; HMGN/MFSC, 2002).
About 75% of households and 90% of rural
households rely on wood products for domestic
purposes for their daily basic needs of timber, fodder,
grasses, litter and traditional herbal medicines mainly
from forests (Hobley, 1996). According to FAO
(2011), the rate of deforestation decreased in 2000-
2010 by 0.7%, whilst previously (1999-2000) the rate
was 2.1% (92 ha). Despite of this decrease in
deforestation rate in past few years, is still continues
with alarming pace, and forests declining both
qualitatively and quantitatively. There are various
driver forces which causing the deforestation and
forest degradation. The main issues are legal and
illegal conversion of forest land into agriculture,
infrastructure development, unplanned use and
overexploitation of forest products, and uncontrolled
forest fire. These major contributors cause also
NEA-JC Newsletter, Volume 6, Issue 2
29
insufficiency of forest products, degrading soil
quality and accelerated soil erosion, downstream
sediments and decreased agricultural productivity
(HMG/DFRS, 1999; FAO, 2000). Thus, the aim of
this research is to present and discuss some aspects of
forest fragmentation in Chitwan valley, emphasizing
the fact that the underlying unplanned growing
activities of several human activities putting risk not
only the forest, but also on the indicator species
Rhinos.
Figure 2: Land Use and Land Cover change detection (1975-2009)
METHODOLOGY
The study was conducted in a mosaic landscape,
comprising of natural and commercial forest,
agricultural lands, protected area, and national forest
of Chitwan district, Nepal. The research
methodology has a trans- disciplinary approach with
a combination of land use and land cover (LULC)
change, socioeconomic analysis, and indicator
species analysis (Rhinoceros). Satellite imagery
analysis and Visual interpretation of Landsat images
were processed for evaluating LULC change
occurred. Anthropogenic analyses were performed by
demography trend followed by Socio-economic
Disadvantage (SED) index of socioeconomic
parameters. Rapid Rural Appraisal (RRA) was used
for household survey in five VDCs of Chitwan.
Finally, all the parameters were integrated to analysis
impact on indicator species.
RESULTS
Socio-economic Consequences
Anthropogenic reasons for deforestation and forest
degradation were observed, mainly from; population
factors, poverty, forest dependency (timber, fuel and
grazing), and LULC change (intensive agriculture).
The rapid population growth and in-migration in the
region contributing more or less risk in forest loss
and fragmentation on wildlife habitat. Similarly,
there are a numbers of inhabitants still dependent on
forests products which ultimately accounts for further
forest degradation. At the same time, agriculture
accompanied by livestock farming, brutally
encourages the deforestation in the region. However,
with the interventions of various conservations
measures; protected area, community forestry and
leasehold forestry programs and effectiveness of
NEA-JC Newsletter, Volume 6, Issue 2
30
forest polices in the recent decades has been playing
a positive role in forest management process.
Figure 3: Change detection analysis (1975-2003)
Land Use and Land Cover Changes
Three images; Earliest MSS 1975 image
(01/04/1975), middle ETM 2003 image (16/02/2003)
and final ETM 2009 image (22/10/2009) were
analyzed. Numbers of major and minor changes have
been concluded during 2009. From 1975-2003, a
heavy increment on agricultural land especially east
and west part of Barandabhar Corridor Forest (BCF).
Forests were also heavily degraded along CNP.
Furthermore, degradation of forest and conversion of
land legally or illegally for agriculture continued in
2003-2009. Even though there is heavy land
conversion, regeneration has been contributed a lot in
forest stability in some extend in the region. However,
LULC trend can be concluded as agricultural land is
increasing whereas forests were decreasing.
Figure 4: Change detection analysis (2003-2009)
Impact of anthropogenic activities on habitat
fragmentation
Loss of degradation of natural landscape especially
by human activities has given rise to reduction and
fragmentation of habitat. Fragmented land
exhilarated conflicts between wildlife and human
(Ogada et. al, 2003). Due to habitat destruction and
poaching, they are limited to few conservations areas.
Rise in rhinoceros population since 1973 which is
attributed to the proclamation of CNP along with
effective enforcement law by Nepal army (refer
figure 5). However, a noticeable drop out during
2000-2005 implies the impact of insurgency in the
Figure 5: Rhino trend and mortality rate
country security and excess of poaching (refer figure
5). With the stability of insurgency in the country,
rhinoceros trend is again in path of improvement.
This reveals the fact without enforcement of rules
and regulations, conservation of rhinoceros will be
on threat.
CONCLUSIONS
- Human dimensions such as demography,
poverty, agricultural expansion & infrastructure
development are major underlying factors for
deforestation & forest degradation.
- These triggering factors are further limiting
wildlife accessibility to habitat.
- Correlated dynamics of population growth,
LULC change & forest dependency have a great
influence on forest & wildlife.
- Demographic growth and the growing pressure
for access land, it is clear that human and
wildlife conflicts cannot be eradicated easily.
- Hence, fragmentation threat on the Chitwan
valley remains uncertain.
NEA-JC Newsletter, Volume 6, Issue 2
31
REFERENCES
[1] Apan A.A., 1999. GIS Application in Tropical
Forestry. Faculty of Engineering and Surveying,
University of Southern Queensland, Australia.
[2] Banfai D.S., Bowman M.J.S., 2008. Patterns
and Processes in Forest Landscapes. Springer
Science+ Business Media B.V
[3] CBS, 2011. Statistical Year Book of Nepal
2011. Central Bureau of Statistics, Kathmandu,
Nepal.
[4] DNPWC, 2010. Annual Report (2010/11).
Department of National Parks and Wildlife
Conservation, Ministry of Forests and Soil
Conservation, Kathmandu.
[5] FAO, 2000. Global Forest Resources
Assessment 2005(FRA 2005). Food and Agricultural
Organization of the United Nations, Rome, Italy.
[6] FAO, 2011. State of the World’s Forests. Food
and Agricultural Organization, the United Nations
(Rome).
[7] HMGN/MFSC, 2002. Nepal Biodiversity
Strategy. Government of Nepal, Ministry of Forests
and Soil Conservation, Global Environment Facility
and UNDP.132 pages.
[8] Hobley M., 1996. Participatory Forestry: The
Process of Change in India and Nepal. Overseas
Development Institute, London, UK.
[9] HMG/DFRS, 1999. Forest Resources of Nepal.
Department of Forest Research and Survey,
Kathmandu, Nepal.
[10] ICIMOD, 2007. Nepal Biodiversity Resources
Books. Protected Areas, Ramsar Sites and World
Heritage Sites,MOEST/GON.
[11] Lambin E.F., 1994. Modeling Deforestation
Process: A Review, Luxemburg. European
Commission.
[12] MPFS 1998. Master Plan for the Forestry
Sector, Nepal. His Majesty’s Government of Nepal/
Asian Development Bank/ FINNIDA.
[13] Ogada M., Wooroffe R., Frank G., 2003.
Limiting Depredation by African Carnivores: The
Role of Livestock Husbandary. Conservation
Biology, 17(6): 1521-1530.
[14] WRI, 1996. World Resources 1996-1997. The
United Nations Environment Programme, the World
Bank.
AUTHOR’S PROFILE
Name: Prativa Sah
Affiliation: Master Student, University of Tokyo
Correspondence address:
Hikonari 4-6-3-306, Misato, Saitama
Education background:
2008-2009 Research Assistant, TU
2010 (Jan-Mar) Intern, IGES
NEA-JC Newsletter, Volume 6, Issue 2
32
CHARACTERISTICS OF VIBRATION AND NOISE IN RESIDENTIAL ENVIRONMENT INDUCED BY ROAD TRAFFIC AND RAILWAY
SATYA NARAYAN SHARMA Graduate School of Science and Engineering, Saitama University, 255, Shimo-Okubo, Sakura, Saitama 338-
8570, Japan
Abstract: Heavy machines or vehicles generate vibration and noise, which can be detected by the people and
can affect them in many ways such as their quality of life and working efficiency can be reduced. The
simultaneous effects of vibration and noise might lead to a total disturbance in residential environment. The main
objective of this study is to investigate the simultaneous effects of vibration and noise on subjective responses.
Measurements of building vibration induced by road traffic and railway were made by our research group at
several single-family Japanese houses. Vibration data were analyzed to understand the characteristics of
vibration and noise that occurs in real residential environments. The results show that dominant frequencies are
largely varied with location and source. Frequencies of the 10 Hz and 12.5 Hz are observed as highly dominant
in the substructure level and second floor for the vertical direction. However, the frequency of 5 Hz is found
dominant for both the substructure level and the second floor, where 6.3 Hz is found to be dominant for the
second floor for horizontal direction. The magnitude of the vertical vibration seemed to be generally higher than
that of the horizontal vibration recorded in all houses. The knowledge of the analysis result will be used to
investigate the combined effects of vibration and noise on the annoyance in residential environment.
Keywords: vibration, noise, dominant frequency, vibration magnitude, sound pressure level.
INTRODUCTION
Annoyance in residential environment due to the
combined effects of vibration and noise has been a
worldwide problem. In terms of building vibration
which may affect human occupants, vibration source
may be either external or internal. Vibrations induced
by external sources, such as road traffic and railway
may cause intolerable discomfort to humans in
residential environment. Vibrations in buildings due
to these sources are complex in nature such as
intermittent events characterizing pass-bys of road
traffic and train involve various directions,
magnitudes, frequencies, and durations of motion.
The vibration usually occurs simultaneously with
noise.
Previous studies concerned with simultaneous noise
and vibration have mainly dealt with the effect of one
stimulus on the another. Howarth and Griffin [1]
discussed the experimental results that the increase in
noise has a less effect on the annoyance rating at
higher magnitude of vibration and vice versa. Only
few studies have been concerned with the combined
effect of environmental stimuli. The combined
effects of vibration and noise on annoyance are
reported by Howarth and Griffin [2] and Paulsan and
Kastka [3]. It was reported by Howarth and Griffin
[4] that the total annoyance is the summation of the
individual effects of vibration and noise stimuli.
The objective of the present investigation is to
understand the characteristics of vibration and noise
in real residential environments so as to investigate
the subjective responses to simultaneous vibration
and noise experimentally.
METHODOLOGY
Measurements of environmental vibration and noise
were made at five single-family Japanese houses by
the side of a road and railway station. Vibrations
were measured simultaneously at the substructure
and the second floor in all three orthogonal directions.
Noises were measured at two locations that were
inside and outside of the house with the windows
closed. The duration of the measurement were over
40 minutes, which was long enough to record typical
vibration and noise induced by road traffic or railway.
NEA-JC Newsletter, Volume 6, Issue 2
33
The properties of source and house are given in Table
1.
Table: 1
House Type of
House
Source of
vibration
and noise
Location
A 2-Storey
wooden
house
Surface
railway
Near kitaurawa
B 2-Storey
wooden
house
Elevated
railway
Near
minamiyono
C 2-Storey
wooden
house
Undergro
und
railway
Along
musashino line
D 2-Storey
wooden
house
6-lane
road
traffic
Along kyu
nakasendo
E 3-Storey
wooden
house
2-lane
road
traffic
Along saitama
by-pass
Analysis results of vibration and noise presented in
this paper are based on frequency weighting (defined
as weighting characteristics of frequency). It means
some frequencies are given more weight or
importance than others. The Fourier transform was
applied to the vibration and noise records so as to
understand the frequency contents of the vibration
and noise from their spectra. For the evaluation of
vibration with respect to human responses, the
Vibration Level (VL in dB), Vibration dose value
(VDV in [ms-1.75
]) and Maximum transient vibration
value (MTVV in [ms-2
]) were calculated with the
data recorded. The Vibration Level is defined in the
Japanese Industrial standards (JIS) C 1510 [5] that
has been adopted in Japan as legal specifications for
vibration measurement and evaluation under the
vibration Regulation Law. The VL is defined as Eq.1
and Eq. 2
0
0
10log20a
taVL w
(Eq. 1)
2
1
2
0
0 0
1
t tt
ww dtetata
(Eq. 2)
where,
ao : reference acceleration, 10-5
[m/s2]
aw(t) : frequency weighted acceleration [m/s2]
τ : time constant : 0.63 sec
On the other hand, VDV and MTVV are defined in
the International standards (ISO 2631-1:1997) [6]
that have been adopted in worldwide as legal
specifications for vibration measurement and
evaluation under the vibration Regulation Law. The
VDV and MTVV are defined as Eq.3 and Eq. 4
respectively.
4
1
0
4
T
w dttaVDV (Eq. 3)
0
1max taMTVV w (Eq. 4)
2
1
2
10
10
1
0
1
t tt
ww dtetata
where,
T : duration of measurement
τ1 : time constant : 1 sec
The directions of vibration measurement defined in
the ISO 2631-1:1997 [6] are three orthogonal
directions related to structure rather than the human
body and similar to those for a seated person in Fig 1.
Fig.1: Principal basicentric axes for seated person.
RESULTS AND DISCUSSION
An example of the time history of vibration record
and its spectrum is shown in Fig. 2. The vibration
shown in Fig. 2 was recorded at the second floor in a
house. It can be seen that the vibration are of
transient nature. The dominant frequency presented
in this paper is defined as a frequency at which the
spectrum obtained by the Fourier analysis is greatest.
The data of one event for 16 seconds were analyzed
to make a comparison of amplitude spectra of signals
recorded at the substructure and the second floor.
NEA-JC Newsletter, Volume 6, Issue 2
34
(b)
(a)
Fig.2: Recorded signals at 2nd floor (a) in time
domain, and (b) in frequency domain.
Fig.3: Vibration magnitude in terms of VL, MTVV
and VDV for all five houses.
From Fig.3, it can be seen that the vertical (Z-axis)
vibration is higher in all the three orthogonal
directions for all houses. On the other hand, the
magnitude of vibration is the highest in surface
railway among all the five houses. Therefore, the
vertical vibration might induce intolerable annoyance
to humans inside buildings than the horizontal
vibration (X and Y axis).
It is seen from Fig. 4 (a) and (b) that the dominant
frequencies largely vary from 3.15 Hz to 80 Hz. To
summarize the results of dominant frequencies for
five houses, center frequencies in 1/3 octave band are
chosen as the reference values. The values of
dominant frequencies, which are closer to a 1/3
octave center frequency, are collected and gathered
into one group represented by that center frequency.
Number of appearances (NOA) of dominant
frequencies is counted. The normalized NOA is
defined as the ratio between NOA and the total
number of analyzed events at which the dominant
frequencies occur. The normalized NOA may reveal
how frequently those frequencies occur in the
analyzed set of field record.
For the evaluation of noise with respect to human
responses, 1/3 octave band are chosen to present
frequency content with the sound pressure level
(SPL). “A-weighting” frequency weighting are used
for the evaluation of noise of 16 second record for
house A. According to A-weighting, the human ear
has peak response around 2000 Hz to 3000 Hz and
has a relatively low response at the low frequencies.
From Fig. 5 it can be seen that the value of sound
pressure level is 41.94 dB (maximum) at 2 kHz and -
2.5 dB (minimum) at 20 kHz.
Fig.4: Normalized NOA. dominant frequencies of all
five house (a) substructure, and (b) second Floor.
Fig.5: Sound pressure level of 16 second noise
record for house A.
CONCLUSIONS
Road traffic and railway induced vibrations are
transient and intermittent. The duration of these
vibrations varies widely from 10 second for road-
induced vibrations to 30 second for train induced
0 500 1000 1500 2000 2500 3000 3500-0.1
-0.05
0
0.05
0.1
Time [sec]
accela
tion (
m/s
ec2
)
Time history of vertical vibration
0 5 10 15 20 25 30 350
20
40
60
Frequency(Hz)
Am
plit
ude s
pectr
um
Second floor
(a)
(b)
NEA-JC Newsletter, Volume 6, Issue 2
35
vibrations. Dominant frequencies in both the vertical
and horizontal directions are affected by several
factors such as frequency content of excitation forces,
dynamic characteristics of the ground, and dynamic
characteristics of the house structure. Frequencies of
10 Hz and 12.5 Hz are highly dominant in the
substructure level and the second floor for vertical
direction. However, the frequency of 5 Hz is found
dominant for both the substructure level and the
second floor, where 6.3 Hz is found to be dominant
for the second floor for horizontal direction.
The magnitude of vertical vibration seemed to be
generally higher than that of the horizontal vibration
recorded in all the houses. The magnitude of sound
pressure level is seen maximum at 2 kHz.
REFERENCES
[1] H. V. C. Howarth and M. J. Griffin (1990)
Applied Ergonomics 21(2), 129-134. The relative
importance of noise and vibration from railways.
[2] H. V. C. Howarth and M. J. Griffin (1990)
Journal of Sound and Vibration 143, 443-454.
Subjective response to combined noise and vibration:
summation and interaction effects.
[3] R. Paulsen and J. Kastka (1995) Journal of Sound
and Vibration 181(2), 295-314. Effects of combined
noise and vibration on annoyance.
[4] H. V. C. Howarth and M. J. Griffin (1991)
Journal of the acoustical Society of America 89(5),
2317-2323. The annoyance caused by simultaneous
noise and vibration from railways.
[5] The ministry of the Environment, Japan, Review
of the execution status of Vibration Regulation Law
in the fiscal year Heisei 20, 2009 (In Japanese)
[6] ISO 2631-1 (1997) Mechanical Vibration and
Shock – Evaluation of human exposure to whole
body vibration – part 1: General requirements.
AUTHOR’S PROFILE
Name: Satya Narayan Sharma
Affiliation: Graduate Student, Saitama University
Correspondence address: 338-0825 Saitama ken,
Saitama –shi, Sakura-ku, Shimo Okubo 738, Shimura
Kopo-106
Education background:
Bachelor in Civil Engineering from Institute of
Engineering (IOE) Pulchowk Campus, Nepal and
Master of Science in Structure Engineering from
Saitama University, Japan
Work experience:
2008-2011 Design Engineer in Tisha Nirman Sewa
Pvt. Ltd Kathmandu, Nepal.
Professional affiliations:
Nepal Engineering Association (NEA)
Nepal Engineering Council (NEC)
NEA-JC Newsletter Volume 6, Issue 2
36
On behalf of NEA-JC, we would like to congratulate our graduate on the accomplishment of his PhD
degree in March 2013.
We wish him all the best for future endeavors. Mr. Laxmi Prasad Suwal
Department of Civil Engineering
The University of Tokyo
NEA-JC family would like to congratulate Ms. Ritu Bhusal Chhatkuli (The University of Tokyo) for receiving following
prestigious awards. We wish all the best in her research ahead.
Best Presenter Award (発表賞) at 9th Annual Conference of Japan
Society of Maintenolgy (July 2012).
&
Chairman’s Award (大会長賞) at 104th Scientific Conference of
Japan Society of Medical Physics (September 2012).
NEA-JC Newsletter Volume 6, Issue 2
37
On behalf of NEA-JC, we would like to congratulate all the graduates on the accomplishment of their Master's degree in March 2013.
We wish them all the best for their future endeavors.
Ms. Alina Shrestha Suwal
Department of Civil and Environmental Engineering
Saitama University
Mr. Keshab Gyawali
Department of Civil Engineering
The University of Tokyo
Mr. Manoj Nakarmi
Department of Civil Engineering
The University of Tokyo
Ms. Ritu Bhusal Chhatkuli
Department of Bioengineering
The University of Tokyo
Mr. Satya Narayan Sharma
Department of Civil and Environmental Engineering
Saitama University
NEA-JC Newsletter Volume 6, Issue 2
38
Contact information:
For any comments and suggestions please contact any of the
following publication committee members.
Justin Shrestha ([email protected]) Dhruba Panthi ([email protected])
Naba Raj Shrestha ([email protected])