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about this book This book has been written to make it suitable for students and lecturers of employment relations, personnel management and human resource management, and in particular, for students with no prior exposure to this subject. However, it also gives access to some of the more advanced knowledge in the area, which makes it of use to those who wish to commence studying the subject at a higher level. More specifically, the book is directed at final-year undergraduate and postgraduate students taking these subjects as part of a first degree, diploma or masters degree. The book has also been written for use on programmes that are recognised as meeting the professional qualifica- tions framework for managing employment relations, as set out by the Chartered Institute of Per- sonnel and Development (CIPD). There are several components of the book that facilitate this: integration chapters, which explain the connections between processes and themes competence and skills-based chapters, such as Chapters 7, 8 and 12, which cover discipline and grievance handling, dismissal, redundancy and negotiating skills pause for reflection exercises critical discussion questions ‘real-world’ case studies margin notes review and discussion questions. In addition, an online learning centre accompanies the book (www.mcgraw-hill.co.uk/textbooks/ dundon), containing extra resources for both lecturers and students. These include additional teaching materials, assignments and skills exercises. The way that the book provides coverage of the CIPD’s professional qualifications framework is summarised in Table M1. CIPD learning outcomes for Managing Employment Relations module Indicative context for CIPD Managing Employment Relations module (code: 7MER) Corresponding chapters in Understanding Employment Relations Understand, analyse and critically evaluate different theories and perspectives on employment relations unitarism, pluralism and radical theories; legal, economic and psychological contract perspectives; power and authority; voluntarism; regulation; beneficial constraints; co-operation and compliance; the contested nature of work; good employment relations Chapter 1 Chapter 2 Table M1 CIPD professional qualifications framework for employee relations Source: adapted from the CIPD HR Profession Map and the Managing Employment Relations module (January 2010; www.cipd.co.uk). Preface x

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about this bookThis book has been written to make it suitable for students and lecturers of employment relations, personnel management and human resource management, and in particular, for students with no prior exposure to this subject. However, it also gives access to some of the more advanced knowledge in the area, which makes it of use to those who wish to commence studying the subject at a higher level. More specifically, the book is directed at final-year undergraduate and postgraduate students taking these subjects as part of a first degree, diploma or masters degree. The book has also been written for use on programmes that are recognised as meeting the professional qualifica-tions framework for managing employment relations, as set out by the Chartered Institute of Per-sonnel and Development (CIPD). There are several components of the book that facilitate this:

■ integration chapters, which explain the connections between processes and themes

■ competence and skills-based chapters, such as Chapters 7, 8 and 12, which cover discipline and grievance handling, dismissal, redundancy and negotiating skills

■ pause for reflection exercises

■ critical discussion questions

■ ‘real-world’ case studies

■ margin notes

■ review and discussion questions.

In addition, an online learning centre accompanies the book (www.mcgraw-hill.co.uk/textbooks/dundon), containing extra resources for both lecturers and students. These include additional teaching materials, assignments and skills exercises. The way that the book provides coverage of the CIPD’s professional qualifications framework is summarised in Table M1.

CIPD learning outcomes

for Managing Employment

Relations module

Indicative context for CIPD Managing

Employment Relations module

(code: 7MER)

Corresponding

chapters in

Understanding

Employment Relations

Understand, analyse and

critically evaluate different

theories and perspectives on

employment relations

unitarism, pluralism and radical theories;

legal, economic and psychological

contract perspectives; power and

authority; voluntarism; regulation;

beneficial constraints; co-operation and

compliance; the contested nature of

work; good employment relations

Chapter 1

Chapter 2

Table M1 CIPD professional qualifications framework for employee relationsSource: adapted from the CIPD HR Profession Map and the Managing Employment Relations module (January 2010; www.cipd.co.uk).

Preface

x

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PREFACE xi

Understand, analyse and

critically evaluate the impact

of local, national and global

contexts shaping employment

relations climates

impact of organisational and external

factors, including workforce diversity;

fragmented organisational hierarchies;

globalisation; international and

political developments; labour and

product markets; liberal-market

economic influences; co-ordinated

market influences; the European

Union; comparative employment

relations systems

Chapter 3

Integration 1

Chapter 4 (in part)

Chapter 6 (in part)

Chapter 10 (in part)

Understand, analyse and

critically evaluate the roles

and functions of the different

parties to control and manage

the employment relationship

management functions; corporate

governance; union and non-union

management styles; employer

associations; trade union strategies;

union growth and decline; the role of

the State and its institutions; types

of legal intervention; individual and

collective employment law; how the

law operates

Chapter 4

Chapter 5

Chapter 6

Integration 2

Understand, analyse and

critically evaluate the

importance of organisational-

level employment relations

processes that support

organisational performance

employee voice; collective bargaining;

negotiation and persuasion skills;

individual and collective pay systems;

employee engagement (informal

and formal); conflict and industrial

sanctions; dispute resolution; third-

party conciliation, mediation and

arbitration; management strategies

to control employee behaviours to

mitigate organisational risk; change

management; resistance to change;

policy and practice for diversity

management

Chapter 3 (in part)

Chapter 6 (in part)

Chapter 9

Chapter 10

Chapter 11

Chapter 12

Chapter 13

Integration 4

Understand, analyse and

critically evaluate the

importance of employment

relations procedures that help

mitigate organisational risk

natural justice; discipline and grievance

policies; factors that influence

effective discipline and grievance

handling; legal aspects of discipline,

grievance, dismissal and redundancy;

collective redundancy consultation;

creative solutions for the equitable

handling of redundancy in support of

organisational goals, including skills

needed to negotiate redundancy

agreements and implement policy

Chapter 7

Chapter 8

Integration 3

Chapter 12 (in part)

Table M1 Continued

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PREFACExii

Understand, analyse and

critically evaluate the

integration of employment

relations processes and

how they impact on policy,

practice and organisational

outcomes such as

performance and employee

engagement

interconnections between

employment relations processes;

impact of employment relations

processes on organisational

climate, performance and employee

engagement; implementation plans

for the effective integration of

employment relations processes to

improve organisational effectiveness

Chapter 3 (in part)

Chapter 4 (in part)

Integration 2

Integration 3

Integration 4

Table M1 Continued

The way in which the employment relationship is managed is at the heart of all management activity. The wealth and performance of organisations, and indeed society as a whole, is derived from the value and effort of those people employed in organisations. A comprehensive knowledge and understanding of employment relations is therefore extremely important, not only for the actual practices of management activities but also in understanding changes affecting the management of employment relations. For example, there can be complex informal as well as formal workplace rules that shape management and employee actions. These facets pervade small and large firms, and union and non-union organisations. It is also important to understand many of the changes that have occurred in the past three dec-ades, some of which have had a strong influence on the ways in which employment relationships are made and modified. For example, the globalisation of trade has resulted in a more unstable and volatile environment in which firms have to operate, which in turn means that firms themselves have to change more frequently. There has also been a vast increase in the amount of legislation affecting employment, which gives an additional reason for firms to make internal adjustments. Moreover, the structure of industry itself has changed in significant ways, as has the nature and composition of the labour market in Great Britain. Perhaps most important of all, working people could well have different aspirations in terms of the rewards and obligations they expect from paid employment. Therefore, employment relations is important given the diversity of implicit and informal contracts – for example, the psychological contract and whether this is satisfied for employees, or alternatively why it may be violated in some way because of changes in contextual factors or employer actions. The role of government, through its ideology and subsequent legislation, puts the manage-ment of the employment relationship centre stage in many areas. For example, government agencies, such as ACAS, sponsor the well-respected Workplace Industrial Relations Survey that helps to inform and shape policy. Government reports point towards areas of so-called best prac-tice, such as the report on employee engagement, alternative dispute resolution, or approved Codes of Practice in essential areas such as employee information and consultation, discipline and redundancy (among others). The study of employment relations therefore requires that we acknowledge the complex and dynamic nature of the relationships between employers and employees, and the institutions and contexts shaping those relationships at enterprise level. It also requires that we recognise that there are both formal and informal aspects of the relationship, and that, as well as having tangible physical and economic dimensions, the relationship also has psychological and social outcomes which are equally important in small and large firms, and in unionised and non-unionised settings.

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Using the book

PART 1 INTRODUCINGEMPLOYMENT RELATIONS

Chapter 1: The subject of employmentrelations

Chapter 2: Control in employmentrelations

Chapter 3: The changing contexts ofemployment relations in Great Britain

Integration 1: Comparing employmentrelations systems

PART 2 THE PARTIESIN EMPLOYMENT RELATIONS

Chapter 4: Employers, managersand management styles

Chapter 5:Trade unions

and othercollective

associationsof employees

Chapter 6:The role ofthe State inemployment

relations

Integration 2: Integrating parties andcontexts in employment relations

PART 3: INTERPERSONALPROCESSES IN EMPLOYMENT

RELATIONS

Chapter 7:Discipline

andgrievance

Chapter 8:Dismissal

andredundancy

Integration 3: Integrating the effectsof interpersonal processes

PART 4 ORGANISATIONAL PROCESSESIN EMPLOYMENT RELATIONS

Chapter 9: Employee voice

Chapter 11: Collectivebargaining

and paydetermination

Chapter 12:Negotiation

Chapter 13:Conflict and

protest inemployment

relations

Chapter 10:Equality and

diversitymanagement

Integration 4: Integrating the effectsof organisational processes

The structure of the bookThe above diagram, which indicates the contents of the book, has two main uses. As can be seen, while the book is divided into four main parts, it is important to note that straddling the boundaries of each part there are double-headed arrows. These reflect the idea that the issues or topics covered in different chapters are all interconnected in some way. Thus the first use for the diagram is to emphasise that the reality of employment relations is often highly complex and varied. The second use for the diagram, which is somewhat simpler, is as a navigational aid to help the reader steer him or herself through the book. For this reason it will reappear in a slightly modified form in the short introductions that precede the four parts into which the book is divided. Each of these parts deals with topics that are focused on a particular facet of employment relations, and are briefly described in what follows.

Figure M1(a) A conceptual map for the book

PREFACE xiii

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PREFACExiv

Part 1 Introducing employment relationsThis part contains three chapters that provide a theoretical and practical introduction. The first provides a general introduction on employment relations, and is based on the assumption that the reader has had little or no prior exposure to this subject. The concepts and perspectives intro-duced here are important in helping to explain and understand issues and processes discussed in the rest of the book. The second chapter draws attention to the centrality of control in managing the employment relationship. The ways in which managers seek to control different aspects of the employment relationship are explained separately in this chapter, as control (and consent) are important elements in subsequent processes discussed throughout the book. The third chapter deals with the effects of wider environmental factors on employment relations. It explains how changes in the surrounding contexts have influenced the nature of British employment relations. These three chapters are followed by the first of the four integrative chapters in the book. This extends the discussion initiated in Chapters 1, 2 and 3 by demonstrating how the characteris-tics of employment relations in three additional countries reflect the influence of certain inbuilt features, such as national cultures, laws and economic conditions.

Part 2 The parties in employment relationsThis part contains three chapters, each of which is focused on one of the main parties in employ-ment relations. These are: employers and managers (Chapter 4); trade unions and other collec-tive employee associations (Chapter 5); and the State (Chapter 6). At its end, this part has a short integrative chapter (Integration 2), which traces some of the ways in which the actions of these parties are interconnected and influenced by wider environmental factors. It also shows that the behaviour of any two of these parties can have an impact on the behaviour of the third.

Part 3 Interpersonal processes in employment relationsThe two chapters in this part both deal with what the CIPD standards refer to as professional activities and competences in managing employment relations (see Table M1). These are: disci-pline and grievance (Chapter 7), and dismissal and redundancy (Chapter 8). They are followed by an integrative chapter (Integration 3) that traces links between the ways in which the conduct of these processes can affect the employment relations climate in a firm.

Part 4 Organisational processes in employment relationsThe chapters in this part deal with several important organisational level processes and profes-sional competences: employee voice (Chapter 9); equality and diversity management (Chapter 10); collective bargaining and pay determination (Chapter 11); negotiation (Chapter 12); and conflict and protest behaviour (Chapter 13). These are followed by the fourth integrative chapter (Integration 4), which explains how the processes are interconnected; how conduct of these proc-esses can have an impact on the employment relations climate of an organisation; and how the ways in which they are conducted can impact on other processes and outcomes.

How to use the bookGeneralThere is considerable variation between lecturers in terms of what they consider to be the neces-sary minimum coverage for a particular topic. They also differ in terms of the amount of time they have available for instruction. However, in the interests of providing a text that can be used

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PREFACE xv

by the widest possible number of lecturers, this book has purposely been made comprehensive in terms of the number of theories and concepts covered in each chapter. Indeed, some chapters will contain far more information than a lecturer wishes to use. For this reason, chapters have been written in a way that allows (if necessary) some of the material to be omitted. Therefore, lecturers should not hesitate to be selective about the concepts and theories they use from each chapter. For the most part chapters in the book deal with separate topics, and each one has a clear set of learning outcomes that can be met by covering its contents. Therefore, providing the general structure of the book is followed, it is not vital to use the chapters in the order in which they appear. The material reflects teaching styles that have now become more common in higher education institutions. It is also cognisant of the new qualifications framework of the CIPD, which places an emphasis on learning and applying knowledge to real-world situations. Both of these mean that there is now less emphasis on formal, in-class instruction, and students are required to take increasing responsibility for aspects of their own learning outside the classroom. For this reason, periods of instruction often have a stronger focus on checking that learning has taken place, and applying the skills and concepts through exercises and/or case studies. To facilitate this, the book has been written as a complete vehicle of instruction in its own right, rather than just background reading. Each chapter contains a full explanation of the concepts and theories it contains, together with associated exercises and/or case studies that can be used to apply the material. There are two main reasons for doing this: first, to produce a text in which students and instructors have confidence; second, to eliminate the need for an additional workbook to support the text. This latter point reflects the difficulty of persuading students to buy any book, let alone an additional one, at a time when their income has been progressively reduced by cutbacks in funding.

activities featured in the textA set of Learning outcomes is given at the start of each chapter, and these tell the reader what he or she should be able to understand or accomplish. A number of Pause for reflection exercises are included in each chapter. These are very short exercises that confront the reader with ques-tions that encourage the application of concepts and theories covered in the text, but in a way that prompts them to draw on his or her own learning and experiences. Critical discussion questions have been included in all the chapters to prompt students to engage in some of the more contro-versial and debatable topics. While these are primarily designed to be an aid to more critical and reflective learning, they can, along with the Pause for reflection exercises, be used for classroom discussion. The text also provides Margin notes, which define new concepts as they are intro-duced, and these are also brought together at the end of the book in a Glossary. Each chapter contains a number of Real-world case studies, which give students the oppor-tunity to apply their learning. In addition, the online learning centre contains supplementary cases, which bring together several concepts or theories. Most cases are drawn from real-life situ-ations, some from the authors’ own experiences when collecting research data. Others have been extracted from the media or were reported to the authors by students or colleagues. Although primarily intended for in-class use, the longer cases can also be used as material around which assignments or examination questions can be based. Exhibit boxes will also be found in most chapters. These are not case studies in the accepted meaning of the term, although they can be used to illustrate a point or to stimulate discussion in applying skills and knowledge. Rather, they are real-world examples of the application of con-cepts or theories covered in the text, and sometimes they supplement a point already made in the chapter. Their main use is to emphasise the idea that theories and concepts in employment relations are not abstract pieces of knowledge constructed for the amusement of academics, but things that find real-world applications in organisations.

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PREFACExvi

Summary points will also be found at the end of each major section of a chapter. Each one consists of a list of bulleted points that re-emphasise concepts, theories, ideas and themes con-tained in the section. At the end of each chapter there is a block of Review and discussion questions. These can be used for a final review of its contents, or to re-emphasise its major points. They can also be used for separate tutorials, or as a check on learning. Finally, for those who may wish to delve deeper into a particular topic or issue, each chapter also contains a short list of Further reading at its end.

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