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Page 1: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 1

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Power Chips™Power Chips™Technical OverviewTechnical Overview

Power Chips plcPower Chips plc

Page 2: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 2

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Technology IntroductionTechnology Introduction

Thermionic ConverterThermionic Converter

e-

Power Chip™Power Chip™

Power Chips™ can be shown as a simple schematic using a classic diode. In a Power Chip™, heat is applied to the cathode, or emitter. The heat makes the electrons more active, and the hottest ones boil off of the surface, and bring their heat, and their charge, to the opposite side. Thus, power is created by the thermal differential. The Thermionic Converter is an old technology; invented about 1900. Significant development occurred in the US during the 1950s and 60s, by companies like GE and General Atomics. The development effort was virtually abandoned by the mid-1970s. The reasons were simple: the devices did not work unless the two large plates were very close (microns) together, and in a time when semiconductor technology was still

undeveloped, this meant hand-assembly. Complicating this was the second factor: in order to function, the thermionic converter required a cesium environment. Cesium is very difficult to work with in hand assembly. So while the technology was moderately efficient, it was not economic. Borealis has solved both of these problems. We can mass-produce, and we do not require hand assembly. Power Chips™ are based on the same principle of electron flow, but with using tunneling. Because of this solution, we can operate at very low temperatures, something which classic thermionic converters could never do. And so we have the Power Chip™.

Page 3: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 3

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Physics OverviewPhysics Overview

eVEF

EF

d=1-10 micron

EF

EF

eV

d=1-10 nm

Thermionic ConverterThermionic Converter Thermotunnel ConverterThermotunnel Converter

The Thermionic Converter, to minimize space charge, has a distance between the plates on the order of 1-10 microns. This is a gap which can be readily built using today’s technology (Borealis has built centimeter-scale chips which have 0.5 micron gaps). The manufacturing problem which ended research in the West by the early 1970s has clearly been solved. However, the other problems remain. In order to get an electron to jump over the barrier, it must have a low work function. The lowest work function materials are based on Alkali metals such as cesium, and they approach 1 eV. Most metals are in the 4-5eV range. At 4-5eV, copious emission does not occur until the cathode is very hot -- hotter than 2000°K. Some metals melt before they emit electrons. Thoriated tungsten, which is used for cathode ray tubes, is heated to 1,950°K. Power Generation at these temperatures is not very useful in most applications. So thermionics require a very low work function material. The problem is that these materials

have not been found, despite much searching. However, there is another approach which has all the same advantages as thermionics. If the two electrodes are close enough to each other, electrons do not need to jump over a barrier. Under the well-known laws of quantum mechanics, they can ‘tunnel’ from one side to another. The distance must be on the order of 1-10 nanometers, or 1-10 billionths of a meter. This is much more challenging to build than a 10 micron gap, but if it can be built, there are several key advantages. 1: No low work function material is required. Standard materials can be used. 2: If the spacing is right, the power density can in theory be as high as 5000 watts/square centimeter. 3: Lower temperature operation is possible, allowing for temperatures well below freezing, and a broader range of applications. 4: Since the electrons “tunnel” from one side to the other, there is no space charge. This leads to a large increase in the theoretical efficiency.

Page 4: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 4

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Physics OverviewPhysics OverviewTheoretical Efficiency

Work at Stanford calculated the theoretical output of a thermotunnel device with a vacuum gap+

• Third-party verification of theory• Does not challenge Borealis’ ownership of the technology

• Does not pre-date Borealis’ work• Paper published 4 years after Borealis’ initial patent filings

+ (Hishinuma Y, Geballe TH, Moyzhes BY, Kenny TW (2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574)

The theoretical underpinnings of thermotunneling are well established. There is considerable research showing tunneling characteristics through an insulator, and there is some work discussing tunneling across a gap. The Stanford paper showed the relationship between the work function of the materials used, the spacing between the electrodes, and the resulting cooling densities which can be achieved. It is recommended that this paper be

reviewed carefully when evaluating Power Chips™. For intellectual property reasons it is important to note that the Borealis work in thermotunneling predated that of Stanford by several years. And while Stanford presents an excellent discussion of the theory, no practicable device is presented -- and therefore, there is nothing patentable in the Stanford paper.

Page 5: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 5

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Prior DevicesPrior Devices

AlAl2O3

Al

Thickness2 nm

+ F.N.Huffman et. al.. “Thermotunnel Converter” patent 3,169,200 (1965)

Intercalated Graphite, Cesium - GIC

? F.N.Huffman (1985)

F.N. Huffman, 1965F.N. Huffman, 1965++ F.N. Huffman, 1985F.N. Huffman, 1985??

Other work in thermotunneling has been done in the past. This work faced several problems which hampered efforts, and prevented development of a workable technology. Fred Huffman worked on thermotunneling for at least a 20 year period. His idea was to use aluminum layers, insulated from each other using thin aluminum oxide layers. The basic premise and physics of this approach is sound, but it suffers from a key problem: as the temperature difference grows, the heat conduction through the very wide and thin insulating layer grows as well. The device was so inefficient with a large ∆T that approximately 1 million layers would be needed to have a useful device. This was clearly uneconomic. 20 years later, Huffman patented the same invention using a better insulator in the middle. This approach requires fewer layers, but the number is still on the order of 100,000 layers. This approach to thermotunneling is quite similar to thermoelectrics. Also called Peltier Devices, these devices resemble the Huffman approach of stacked materials, except that they do not use

thermotunneling as the transport mechanism. But thermoelectrics suffer from precisely the same efficiency problem: there is a large thermal pathway. In other words, the heat flows across the device without being harnessed. This problem has been met by attempts to find materials which conduct electricity but thermally insulate. This coefficient, also called ZT, needs to be very high in order to have efficient power conversion. Current thermoelectrics in production are 5-8% efficient (measured as a percentage of maximum theoretical conversion). Some new approaches may yield efficiencies on the order of 20-30%. But the ideal insulation material is not a material at all. A vacuum is a better thermal insulator than any solid, and it presents no obstacle for tunneling electrons. The Power Chips™ solution is to have a physical gap between the electrodes, which allows for excellent thermal insulation and high electrical conductivity. The result is a technology capable of a ∆T of several hundred degrees in a single stage, with very high efficiency and power density.

Page 6: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 6

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Development Roadmap, January 2003Development Roadmap, January 2003

Conception

Patenting

Test Machine Development

“Sandwich” Development

Proof of Concept:Tunneling >10 amps

Production Design

Macro Issues

Micro Issues

Materials Integration

Current Status

1997 1998 1999 2000 2001 2002 2003

Completion of Working Devices

The Development Roadmap shows what has been achieved, and what lies ahead. Borealis has been working on thermionic conversion since 1994, and the thermotunneling concept was a result of that earlier work. The basic invention of thermotunneling across a gap was completed several years ago, and patenting commenced then. To date, we have completed “Sandwich” development, and testing inside the test machine.

The proof of concept experiment, showing tunneling currents across a gap on the order of 10 amps, was completed in the first half of 2001. Production designs are now being explored, and this is expected to continue. The gaps between the electrodes look good, with both broad “Macro” conformity, and very low surface roughness “Micro”. The last step before we expect to produce useful working devices is the integration of necessary thin films in the gap.

Page 7: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 7

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Test MachineTest MachineInterelectrodeInterelectrode Gap Regulation using PiezoGap Regulation using Piezo PositionersPositioners

Capacitancesensors

Piezo positioners with0.1 nm accuracy

Gap

Side ViewSide View TopTop--down Viewdown View

The critical notion then, for understanding what makes Power Chips™ unique, is that it uses thermotunneling across a gap. The gap itself, however, is very small. Nanometer spacing is very difficult to achieve, and even once it is achieved, maintaining the gap can be problematic. The solution is borrowed from standard Scanning Tunneling Microscopes (STM). In those devices, a very small tip is controlled by a piezo element. Piezo elements are single crystal quartz structures which change their shape, extremely rapidly and precisely, in response to applied voltages. The STM uses a feedback loop to keep the tip close to, but not touching, the surface. The closer two surfaces come to each other, the more current flows across the gap. Capacitance sensors measure that current flow, and provide feedback through an analog loop to control the voltages going to the piezo.

The Test Machine, which was completed a few years ago (a picture is on Slide 10), uses this same technique, albeit on a larger scale. The piezo elements (shown as green) change their length to keep the electrodes close to each other, but not touching. The speed, accuracy, and reliability of piezo units and this solution means that the device can withstand any external vibration (short of crushing), and thermal gradients between the electrodes of up to 400° C. It is a very rugged solution. The thermal gradient is achieved in part by selecting materials for the anode and cathode which have very different thermal expansion coefficients. Broad surface matching can then be achieved for a large swing in temperature for any given thermal operating range.

Page 8: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 8

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

“Sandwich” Development“Sandwich” Development

Emitter0.5 micron

Collector

1 cm

Limits of Electrode Polishing Technology

The problem with broad-based thermotunneling across a gap is that the gap required is dwarfed by the amount of unevenness found in any surface. Large, perfectly flat surfaces are almost impossible to create, and they would certainly be too expensive for market production.

The best polished surfaces available today, such as a silicon wafer, vary by about 0.5 microns across a square centimeter. 0.5 microns is 500 nanometers, and Power Chips™ requires spacing on the order of 1-10 nanometers, and this precise spacing needs to spread across much of the area of the electrode. Clearly two polished surfaces cannot be used.

Page 9: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 9

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

“Sandwich” Development“Sandwich” Development

Ti film 80-100 nm

Ag film 2-2.5 micron

Cu layer 450-650 micron

Wafer

Matching Collector and Emitter SurfacesMatching Collector and Emitter Surfaces

The Borealis solution is to avoid the need for flat surfaces, and instead have surfaces which match one another. First, we start with a polished silicon wafer. Then we deposit a thin film of titanium on the silicon. The titanium bonds well with the silicon, and provides the metal face for high thermal and electrical conductivity. Then a thin film of silver is deposited on the titanium, with the adhesion between the two carefully regulated. A copper top is then electrochemically grown on the silver.

The silicon and the copper have very different thermal expansion coefficients. Freezing the sandwich separates the two electrodes cleanly across the titanium-silver barrier, and the two sides move apart. They can then be brought more closely together, and operate as a tunneling converter. In this way, two surfaces are made which mirror each other, and which can be brought close enough to allow for copious tunneling currents.

Page 10: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 10

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Photographs of Sandwich Mounting Inside Test MachinePhotographs of Sandwich Mounting Inside Test Machine

“Sandwich” and Test Machine“Sandwich” and Test Machine

This slide shows the test machine (in the center, with tubes connected) and the test sandwiches lined up in the rack to the right.

The tubes provide a vacuum source for the test machine. The alligator clips lead to a micrometer which measures voltage and current.

Page 11: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 11

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Proof of ConceptProof of ConceptIV CURVEIV CURVE

The Proof of Concept was achieved when tunneling currents on the order of 10 amps were measured across a gap. This is several orders of magnitude more current than has ever been reported before. The active area for these sandwiches remains pretty small (<1 mm), but is vast in comparison to the 50-100 nm spacing in the other dimension.

Once the Proof of Concept was completed, the task was to increase the active area, so that a significant percentage of the electrodes had the required spacing. At the same time, with an eye on production, Borealis has been working on designing a solution which can be mass-produced, inexpensively. Devices must be easy to fabricate in a dedicated facility. This work moves in parallel with increasing the output of the devices.

Page 12: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 12

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Development Roadmap, January 2003Development Roadmap, January 2003

Conception

Patenting

Test Machine Development

“Sandwich” Development

Proof of Concept:Tunneling >10 amps

Production Design

Macro Issues

Micro Issues

Materials Integration

Current Status

1997 1998 1999 2000 2001 2002 2003

Completion of Working Devices

The Development Roadmap shows what has been achieved, and what lies ahead. Borealis has been working on thermionic power conversion since 1994, and the thermotunneling concept was a result of that earlier work. The basic invention of thermotunneling across a gap was completed several years ago, and patenting commenced then. To date, we have completed “Sandwich” development, and testing inside the test machine.

The proof of concept experiment, showing tunneling currents across a gap on the order of 10 amps, was completed in the first half of 2001. Production designs are now being explored, and this is expected to continue. The gaps between the electrodes look good, with both broad “Macro” conformity, and very low surface roughness “Micro”. The last step before we expect to produce useful working devices is the integration of necessary thin films in the gap.

Page 13: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 13

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Macro IssuesMacro Issues

• Development of smaller sandwich (done)Reduction of electrode surface area can increase percentage of active area

• Electrochemical growth temperature stabilization (done)

• Electrochemistry process reviewCyanide processing may yield higher quality sandwiches. This is optional.

• Better control of production steps (done)Increased control and understanding of these steps will increase yields

Stress free, conformal wafers have been completed.

TasksTasks

We recently completed what we term the “Macro Issues”. This was improving the sandwich recipe such that when the electrodes are separated, and then brought back close together, they are broadly conformal. The electrodes need to have a good conformal fit to allow for electron tunneling. In order to increase yields, it is important to first reduce the size of the chips themselves. Production chips, for a number of reasons, will be no larger than 1 square cm, and we have now produced chips of that size (down from 9 square

cm). The macro issues become much less problematic when working with a smaller area. In other steps, temperatures have been stabilized, and the overall quality of the process is improved. Note that all the work completed to date has been done in a standard lab environment -- not a clean room. Even a poor quality clean room would certainly improve yields and results. The same is true if better equipment were to be applied. But the production of conformal wafers shows that this step has been completed.

Page 14: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 14

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Micro Issues, October 2002Micro Issues, October 2002

SEM and Profilometer (Zygo) testing revealed that there are no local roughness issues precluding the fabrication of high outputdevices, once the necessary electrode material has been integrated.

The smoothness of the wafers are as shown in the following slides.

Page 15: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 15

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Titanium at 60000XTitanium at 20000X

Micro Issues Micro Issues -- SEM ImagingSEM Imaging

This is the bottom electrode, the first layer on top of the Silicon substrate. Images captured with a Scanning Electron Microscope (SEM) lacked sufficient resolution to adequately profile surface roughness. For proper analysis, resolution should be on the order of approximately 5 Angstroms.

At the resolution shown here, surfaces appear to be perfectly smooth. In fact, because of this “perfect” smoothness, the technicians went so far as to recalibrate the SEM equipment to confirm that the images were accurate. The conclusion was that an Optical Interferometry Profilometer would be required to collect data with the necessary resolution.

Page 16: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 16

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Micro Issues Micro Issues -- ProfilometryProfilometry

These images represent the Silver layer of the top electrode surface. The results are superb. The local roughness is less than 1 nm, and as such is at the smoothness required for high output devices. REFERENCE: The filled contour plot is a 2 dimensional plot which shows the surface heights as viewed along the instrument's z axis (a bird's eye view). Different heights are represented by different colors. Red shows high points and violet shows low points. The horizontal lines found in the filled contour plot represent the data slice or slices found in the Profile Plot. Oblique plot is a three dimensional display of the data with the x-axis horizontal, the y-axis inclined from horizontal, and the z-axis vertical.

Areas with different magnitudes (height) are represented by different colors. Red shows high points and violet shows low points. Measurements are generated using 20x Mirau Objective at 2.0x zoom. PV = peak to valley Ra = The average surface roughness, or average deviation, of all points from a plane fit to the test part surface (this is the most important measurement for developing high output devices). rms = The root-mean-square average of the measured height deviations taken within the evaluation length or area and measured from the mean linear surface.

Page 17: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 17

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Micro Issues Micro Issues -- ProfilometryProfilometry

These images represent the Silver layer of the top electrode surface. The results are superb. The local roughness is less than 1 nm, and as such is at the smoothness required for high output devices. REFERENCE: The filled contour plot is a 2 dimensional plot which shows the surface heights as viewed along the instrument's z axis (a bird's eye view). Different heights are represented by different colors. Red shows high points and violet shows low points. The horizontal lines found in the filled contour plot represent the data slice or slices found in the Profile Plot. Oblique plot is a three dimensional display of the data with the x-axis horizontal, the y-axis inclined from horizontal, and the z-axis vertical.

Areas with different magnitudes (height) are represented by different colors. Red shows high points and violet shows low points. Measurements are generated using 20x Mirau Objective at 2.0x zoom. PV = peak to valley Ra = The average surface roughness, or average deviation, of all points from a plane fit to the test part surface (this is the most important measurement for developing high output devices). rms = The root-mean-square average of the measured height deviations taken within the evaluation length or area and measured from the mean linear surface.

Page 18: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 18

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Micro Issues Micro Issues -- ProfilometryProfilometry

For comparison, this is the “perfect flat” surface used for calibration. REFERENCE: The filled contour plot is a 2 dimensional plot which shows the surface heights as viewed along the instrument's z axis (a bird's eye view). Different heights are represented by different colors. Red shows high points and violet shows low points. The horizontal lines found in the filled contour plot represent the data slice or slices found in the Profile Plot. Oblique plot is a three dimensional display of the data with the x-axis horizontal, the y-axis inclined from horizontal, and the z-axis vertical. Areas with different magnitudes (height) are

represented by different colors. Red shows high points and violet shows low points. Measurements are generated using 20x Mirau Objective at 2.0x zoom. PV = peak to valley Ra = The average surface roughness, or average deviation, of all points from a plane fit to the test part surface (this is the most important measurement for developing high output devices). rms = The root-mean-square average of the measured height deviations taken within the evaluation length or area and measured from the mean linear surface.

Page 19: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 19

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Materials IntegrationMaterials Integration

• Select thin films (known cesiated materials) for a given thermal regime

• Integration of films

Work has commenced, and is expected to take some months to complete

TasksTasks

The last remaining step is to lower the work function of the electrodes. Because the technology relies on tunneling, and not thermionics, the work functions required are on the order of 1-1.2 eV (which are off-the-shelf), and not 0.3eV (which may not exist). The simplest solution is simply to apply a cesium compound to the interior of the chip. Cesium’s work function, at 1eV, allows for 5000 watts of power output at 5 nanometer spacing. Before we reach that theoretical maximum, other, external

limits would apply, such as the supply of power and external heat fluxes. There are other materials solutions using alkali compounds which have higher work functions. These may have their own advantages, but cesium would do the job for any anticipated power load. Over time, different desired operating parameters will result in variations in the materials used. Lab work is underway.

Page 20: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 20

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Conclusion of DevelopmentConclusion of Development

Once prior steps are complete, high output, high efficiency Power Chips™ will be ready for:

• Application in high-margin low-volume applications

• Transition to mass production in dedicated fab

Every stage discussed to date occurs in a lab, so lab-scale production of Power Chips™ will be the next logical step. The product of lab

assembly would be used for testing, applications engineering, operating within certain high performance applications.

Page 21: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 21

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency Calculation

• Intrinsic Efficiency

• Practical Efficiency

Types of CalculationsTypes of Calculations

The efficiency of the devices can be understood as two separate pieces: 1: The intrinsic efficiency, considering only the physics of the conversion mechanism

2: The practical efficiency, allowing for losses which occur in real-world devices. These figures are only rough estimates, but they allow for some general conclusions about the efficiency of the Power Chips™ technology. These will be taken in turn.

Page 22: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 22

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency Calculation

• Intrinsic output calculations were developed at Stanford+

• Output up to 5000 watts/cm2 is projected for room temperature conversion.

• Calculated intrinsic efficiency for Power Chips is on the order of 95% of Carnot (Maximum possible COP)

Intrinsic Output CalculationIntrinsic Output Calculation

+ (Hishinuma Y, Geballe TH, Moyzhes BY, Kenny TW (2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574)

The Stanford paper developed the output figures for tunneling across a gap, and those figures are large.

The intrinsic efficiency for power conversion using thermotunneling is estimated to be on the order of 95% of Carnot.

Page 23: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 23

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Theoretical EfficiencyTheoretical Efficiency

+ (Hishinuma Y, Geballe TH, Moyzhes BY, Kenny TW (2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574)

This graph, Fig 3 from the Stanford paper, shows the theoretically available power available for different work function surfaces and different gaps between the parallel plates. Note the importance of the small gap. 50A is 5 nm, so achieving consistent gaps on the order of 5-7nm will provide the bulk of the power generation at low temperatures, with larger gaps at higher temperatures. Things to note: assuming a 1.0eV surface, the room-temperature (300K) flux is on the order of 5,000 watts/cm^2. As the temperature goes up, the amount of power available goes up dramatically; one can extrapolate to 500K or

above. This graph also explains why current devices, using materials with work functions on the order of 4.5 eV do not currently provide power generation. If one extrapolates from the existing graphs towards the lower-right, it is clear that the power available is less than 10^-6 watts/cm^2, which is so small that it cannot be reliably measured. This is why today's devices which achieve the required gap, are only showing small amounts of power (microvolts). With the addition of the thin film layer (providing 1.1-1.2eV surfaces), the power output comes into the useful realm.

Page 24: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 24

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency Calculation

Efficiency essentially scales with outputIncreased output results in increased efficiency

Loss terms for Power Chips™ include:• Radiation• Residual gas• Resistive heating• Thermal backflow

As losses are temperature dependent, they are all calculated as a percentage of Carnot efficiency (maximum possible COP)

Practical LossesPractical Losses

Current devices are not efficient, because their output is low. Practically all the loss terms have to do with the losses associated with having a thermal difference between the hot and cold sides. To put it simply: losses decrease as a percentage of output when the output goes up.

The calculations presented in this section cover all the major loss terms. To make sure the conclusions are conservative, the assumed heat flux is 3 watts/cm2. If the heat flux is higher (we expect to operate in the 50-200 watt range where possible), the losses will be lower.

Page 25: Power Chips™(2001) Refrigeration by combined tunneling and thermionic emission in vacuum: use of nanometer scale design. Applied Physics Letters 78(17):2572-2574) The theoretical

Slide 25

Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency CalculationRadiativeRadiative LossesLosses

Radiation losses are proportional to Thot side4 - Tcold side

4.

Dropping the temperature by a factor of 5 reduces radiation losses by factor of 625.

The Stanford paper predicts <0.1 W/cm2 at room temperature for black box radiation. Real losses are lower.

Effect on Carnot EfficiencyEffect on Carnot EfficiencyRadiation losses are dependent on the temperature ratio and

electrode material emissivity

Any hot surface radiates heat (which is how the sun works through vacuum). But radiation is very closely tied to the temperature of the hot

side. For Power Chips parameters, the loss is on the order of 1% of Carnot. Radiation is not a significant loss term.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency CalculationResidual Gas LossesResidual Gas Losses

Residual gases, a product of all imperfect vacuums, will be anadditional efficiency loss term.

Effect on Carnot EfficiencyEffect on Carnot Efficiency<1% due to the small distance between the emitter and collector,

which is less than the mean free path of the gas electrons:http://www.electronics-cooling.com/html/2002_november_techdata.html

Residual gases are a problem in classic thermionic converters, which have comparatively large spacing between the anode and cathode. For Power Chips™ the observed thermal conductivity of a gas in an area which is measured in nanometers is less than 1%. This effect, while counterintuitive, has been well documented in the literature, http://www.electronics-

cooling.com/html/2002_november_techdata.html. What this slide means is that Power Chips™ do not require a vacuum environment. The space between the electrodes can be filled with an inert gas, at atmospheric pressure. This makes sealing the device far simpler, and certainly prolongs its lifespan.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

25 cm

10 A

35.5 V 7 °C

52 °C

25 cm

Resistive Losses and Heat Conduction Losses viaResistive Losses and Heat Conduction Losses viaElectrical Connections in an ArrayElectrical Connections in an Array

Effect on Carnot EfficiencyEffect on Carnot EfficiencyUsing copper, the losses are 12%-15%, depending on

assumptions. If a superior connector material is identified, these losses could be partially mitigated.

Efficiency CalculationEfficiency Calculation

Power Chips™ will operate in an array. Because each device delivers a high amperage, and a low voltage, it will be most useful to wire them electrically in series, and thermally in parallel. This keeps the amperage constant, and boosts the voltage into the normal range. There are two kinds of losses which will occur with an array. The first is that the wires connecting the chips will run from the hot side, to the cold side. They will provide a thermal backpath, which reduces

efficiency. To maximize efficiency, one uses a thin wire. The second loss comes from the fact that a lot of power is flowing across the wire. Resistive heating will occur. To maximize efficiency, one uses a thick wire. This is a classic engineering tradeoff: find the ideal wire thickness to minimize the losses. Using copper, the losses are on the order of 12-15% of Carnot. This makes the thermal connectors the largest single loss term.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency CalculationThermal Backflow Losses from SeparationThermal Backflow Losses from Separation

• These losses are geometry dependent

• To minimize separation losses, edge supports will be used, with no internal spacers. Thermal back-path is thereby minimized

SiO2

When heat flows from the hot side to the cold side, and it does so through active (hot) electrons, the device is efficient. Power Chips™ are designed to only allow electron flow -- there is no direct thermal contact between the hot and cold sides. But when heat can flow without the electrons carrying it with them (as it does through simple conduction), the device loses efficiency. A solid-state converter which has no gap between the hot and cold side is like a dam with holes in it. Some

of the water is used to turn the turbine. Some of it just goes through the holes. Power Chips, by having a gap, removes the key inefficiency which has plagued thermoelectric devices since their invention. To maximize this advantage, the device should be built so as to have a long, thin, thermal pathway. Heat, in order to reach the other side, will need to travel the longest path. Efficiency is increased.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency CalculationThermal Backflow Losses from SeparationThermal Backflow Losses from Separation

Geometry and materials will determine the precise separation loss. These will be selected based on device temperature range, efficiency, cost, and other requirements.

= (∆T)λAl

A=cross-sectional areal = length

Effect on Carnot EfficiencyEffect on Carnot EfficiencyProduction devices will vary

Prototype has a separation loss of <1.2 x 10-3 watts per degree Kelvin ? T, or <1%

This loss term can be adjusted, depending on device geometry, to have high losses, or low losses. The test machine used by Borealis has a long quartz tube as the thermal backpath, and the losses are very small -- less than 1% of Carnot.

It is expected that production devices will have higher separation losses, but keeping these losses within reasonable bounds is straightforward.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency CalculationTotal Practical LossesTotal Practical Losses

Given the assumptions used in these calculations, total practical losses are:

• 15% at low temperature ratios,

to 25% at high temperature ratios.

In conclusion, assuming a 3 watt/cm2 heat flux, the practical losses are on the order of 15-25% of the theoretical maximum. These are very acceptable losses, and compare quite favourably with other technologies.

As the power density increases, the practical losses will decrease, since most of these losses occur as a result of the ∆T across the diode. On the other hand, as the ∆T increases (for high performance applications), the practical losses will increase.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Efficiency CalculationEfficiency CalculationOverall EfficiencyOverall Efficiency

Combining Intrinsic and Practical loss terms, approximate efficiencies are:

70%–80% of maximum possible COP

The result of these efficiency calculations show that Power Chips™ are highly competitive with other technologies. Thermoelectrics are 5-8% efficient. If recent breakthroughs are confirmed, they may achieve 20-30% efficiency.

Compressors are 40-50% efficient. This is a mature technology, with only incremental improvements in its future. Power Chips™ will clearly be far more efficient than the competition.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

Fabrication CostFabrication Cost

Power Chips™ are chip-based technologies, with precise, but simple construction.• Non-exotic materials with moderate contamination tolerance• No costly materials involved in processes• Very small devices require small amounts of material

Marginal cost of Power Chips™, in production, could be as low aspennies per watt capacity

In addition to high efficiency, Power Chips™ are expected to be very inexpensive to make. A number of factors come into play when estimating the cost of a product like a turbine or a compressor. The marginal costs (the cost of making one more unit on an already-present assembly line), are heavily dependent on the following factors: 1: Materials quantity. No device can cost less than its parts. And big, heavy machines like turbines and compressors have a lot of steel, copper and iron in them. This is an unavoidable cost. Power Chips™ use very little in the way of raw materials -- at least an order of magnitude less than the competition. A single chip, capable of 100 watts of output, will be circular and 1 square cm in active area, and be only a few millimeters thick.

2: Material quality. As machines improve, the specifications for their components become ever more demanding. If the components must be of very high materials purity, a significant cost is added. This cost, unlike, say economies of scale, is not reduced easily. The price of 99% pure iron is far less than 99.9999% pure iron. Power Chips™ can use relatively impure materials. 3: Machining/assembly costs. The more welding, bonding, sealing, etc. which is required, the higher the costs as well. Power Chips™ are extremely simple to manufacture -- much less complicated than an Intel 386 processor, for example. 4: Component costs. The more piece’s that have to be put together, the more it will cost. Power Chips™ have a very small component count, much less than competing technologies.

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Borealis Technical Limited/ Power Chips plcProprietary - Property of Borealis Technical Limited and Power Chips plc

The Big PictureThe Big Picture

Power Chips™ are projected to be a superb way to extract power from waste and low grade heat.

… Inexpensive to manufacture, and maintenance-free in operation… Superior to all other existing and projected technologies… Proprietary, allowing a 20 year head start… Environmentally Friendly