poly(vinyl alcohol) hydrogels in medicine · poly (vinyl alcohol) • first synthesized by hermann...

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Cambridge Polymer Group, 56 Roland Street, Suite 310 Boston, MA 02129 7-17 Presentation (10/1/2010) Poly(vinyl alcohol) hydrogels in medicine Structure and mechanics Gavin Braithwaite

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Page 1: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Cambridge Polymer Group, 56 Roland Street, Suite 310

Boston, MA 02129

7-17 Presentation (10/1/2010)

Poly(vinyl alcohol) hydrogels in medicineStructure and mechanics

Gavin Braithwaite

Page 2: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Poly (vinyl alcohol)

• First synthesized by Hermann and Haehnel in 1924• First commercialized in US by Dupont in 1939• Not polymerized directly

– Vinyl acetate formed through catalyzed addition of acetic acid to acetylene

– Radical polymerization to PVAc– Converted to PVA by hydrolyzation in alcohol in presence of catalyst

• Conversion rates influence solubility and application

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Page 3: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

PVA uses

• Market (2006) > 1 million metric tons • Precursors - Reacted to create polyvinyl acetals• Solutions - Emulsion polymerization aid and rheology modifier• Fiber production - Clothing, Concrete reinforcement• Paper products - Adhesives, Sizing (preparation)• Barriers - Water soluble and CO2 barrier films• Medicine – Sponges, Eye drops, Embolization, Nerve guides, cartilage• Children’s toys - slime• Sport - fishing

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Page 4: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

PVA structure

• Solubility and mechanical properties variable– Hydrolysis rates 87-99+%– Naturally atactic but syndiotactic can be obtained– Broad range of molecular weights

• Hydroxyl groups– Crystal structure similar to PE– Water soluble– Does not melt (decomposes)– Hydrogen bonds

• Biocompatible– Cells grow happily– No known toxicity– Not naturally degraded– Generally not persistent

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Billmeyer (1984)

Page 5: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Crosslinking of PVA

• Chemical crosslinking– Formaldehyde, Glutaraldehyde etc– Radiation

• Physical crosslinking– Hydrogen bonding between hydroxyls– Mediated by water molecules– Borate ion (“slime”)– Formation of crystallites in water– Solutions not long-term stable

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Page 6: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Physical Association

• Freeze-thaw process– “Cryogels” first proposed in 1971 (Peppas)– Repeated freeze-thaw cycles

• Properties influenced by– Cycles, concentration, molecular weight,

hydrolysis, time of freezing

– Freezing process• Liquid-liquid phase separation• Polymer-poor regions freeze first

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Holloway et al. 2013

Page 7: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Hydrogen bonded crystals

• Hydrogen bonds form crystals– Onset ~55 °C, Peak ~70 °C, H 1-5 J/g– (solid PVA 161 J/g, Tm ~230 °C)

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Holloway et al. 2013

Page 8: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

PVA cryogel structure

• Croygel structure driven by formation of ice crystals – Fine pores form during melting of

polymer rich regions– Structure “sharpens” with

increasing freeze-thaw– Phase separation process– Hydrogen bonded “crosslinks”

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Scale bar: 10 m

1 FT

2 FT

5 FT

15% PVA 25% PVA10% PVA5% PVAConfocal microscopy. All images and gels MGH.

200 kDa 99.9+% PVA in DI water8 hour freeze, 8 hour thaw

Confocal Images: Jeeyoung Choi (MGH)

Page 9: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Gelation of PVA

• Coarseness of gel depends on– Molecular weight– Number of cycles– Concentration– Age– Hydrolysis

• Crystal junctions– Not a conventional gel– Polymer-rich “bridges”

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Bercea et al. 2013

Page 10: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Solvent-driven gelation

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• An entangled polymer solution in a good solvent is stable and homogeneous

• If the solvent quality is dropped • The solution enters an unstable condition

where there is coexistence of a polymer rich and polymer poor region

• The polymer can phase separate into two concentration regions as the solvent quality changes

• When the temperature is dropped the hydrogen-bonded crystals can form in the polymer-rich regions

• A physical crosslinked hydrogel is formed

Image: ESEM CPGSimulation unknown

20 m

Page 11: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Theta point

• Freeze-thaw PVA hydrogel - Swell Ratio at equilibrium in mixed solvent (measurements using CPG SRT)

• 0% PEG “good” solvent, 15% PEG “poor” solvent, 28% PEG “bad” solvent• Solvency approximately inversely related to temperature for these systems

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Theta solvent swelling line

Page 12: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Thetagel structure

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• Names defined as (wt% PVA-wt% PEG 400) relative to water– 200 kDa 99.9+% hydrolyzed PVA

• Distinctive pore structure– Order 10 m diameter– Size and morphology depends on PVA concentration

15-28 DP10-28 DP 25-28 DP

Scale bar 20 m

Page 13: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

PVA in water

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Theta temperature for PVA in water is 97 °C (Polymer Handbook, Brandrup)

• 15% PVA in DI water is essentially stable up to 93 °C

0

10

20

30

40

50

60

70

80

90

100

1

10

100

1000

0 50 100 150 200 250

Tem

p [

C]

G',

G" [

Pa]

Time after start [min]

G' Cool onlyG'' Cool onlyG' Heat and coolG'' Heat and cool93 C 89 C

80 C 80 C

40 C

Page 14: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Effect of solvent quality

• 15-x: 15% PVA in x% PEG in water• 15% PEG behaves qualitatively the same as DI at all temperatures• 28% PEG is unstable below approximately 50 °C

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0102030405060708090100

10

100

1000

0 20 40 60 80 100 120 140

Pha

se a

ngle

(d) [

deg]

G* [

Pa]

Time after start [min]

15-0 G* 15-15 G* 15-28 G*15-0 delta 15-15 delta 15-28 delta

80 ºC Cool to 40 ºC 40 ºC

Page 15: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

0102030405060708090100

10

100

1000

10000

100000

0 10 20 30 40 50 60 70 80 90 100 110 120 130 140

Pha

se a

ngle

(del

ta) [

deg]

G*

[Pa]

Time after start [min]

G* 15-28 hold at 60CG* 15-28 cool to 40CG* 15-28 hold at 20Cdelta 15-28 hold at 60Cdelta 15-28 cool to 40Cdelta 15-28 hold at 20C

60C 40C 20CCooling starts

• 15-28 (15% PVA in 28% PEG400/water)• Temperature below 55 °C drives gelation

Importance of temperature

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Page 16: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

00.10.20.30.40.50.60.70.80.9

1

0 2 4 6 8 10 12 14 16Time [hr]

Stra

in [m

m/m

m]

20-28 250PVA 20-28 100PVA15-28 250PVA 15-28 100PVA25-28 250PVA 25-28 100PVA

PVA hydrogel creep properties

• “Diurnal cycle” 0.5 MPa on, 0.05 MPa off• Higher molecular weight implies stiffer• High creep strain and poor creep recovery

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Page 17: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

20%-65%* Loading Curve E

0

0.5

1

1.5

2

2.5

3

DP DP DP AG RSA3 AG RSA3 AG RSA3-PEG

AG RSA3-PEG

1FT 5FT 5FT

10-28 15-28 25-28 15-28 25-28 15-28 25-28 15-28 15-28 15%

Elas

tic M

odul

us [M

Pa]

Elastic Modulus

n=5

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Cartilage ~ 10MPa

Page 18: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

0.000

0.100

0.200

0.300

0.400

0.500

0.600

0.700

0.800

0.900

1.000

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00

EWC [mass water/mass hydrogel]

Max

imum

cre

ep s

trai

n af

ter 8

hrs

at 0

.5 M

Pa [m

m/m

m]

10-28 DP15-28 DP25-28 DP15-28 1FT15-28 5FT15% 5FT15-28 AG RSA315-28 AG RSA3-PEG25-28 AG RSA325-28 AG RSA3-PEG

EWC vs. max creep strain

n=3 in all cases. Scale bar 20 m

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Page 19: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Injecting PVA

• Phase separation not instantaneous– “window” of useful time for injections or manipulation

• Allows injection of PVA hydrogel without toxic crosslinkers

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0

10

20

30

40

50

60

70

80

90

10

100

1000

-50 -30 -10 10 30 50

Pha

se a

ngle

(del

ta) [

deg]

G*

[Pa]

Time after reached 40C [min]

G* 15-28 10C/minG* 15-28 30C/mindelta 15-28 10C/mindelta 15-28 30C/min

45 degree phase angle

Page 20: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Mitral Regurgitation

• Common complication of coronary artery disease – Doubles risk of late death

• Heart attack results in compromised muscle• Over time changes geometry of chamber

– Wall thins and distorts• Deforms mitral valve tethers• Results in reversed flow through valve• Chronic problem, usually fatal

• Current solutions inadequate– Ring annuloplasty

• Invasive and complex

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Work performed in collaboration with MGH under NIH 1R01HL092101-01A1

Page 21: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Tissue bulking

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• Mitigation of Mitral Regurgitation (MR)– Inject bulking agent to displace muscle wall

AO

Restored Leaflet

Coaptation

AO

PM

Leaflet Tenting

MR

Biomaterial

Echo Transducer

Apex

Ischemic LV

LA

Coapting Surface

Biomaterial

AO

Restored Leaflet

Coaptation

AO

PM

Leaflet Tenting

MR

Biomaterial

Echo Transducer

Apex

Ischemic LV

LA

Coapting Surface

Biomaterial

Page 22: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

MR reduction in ovine model

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Figure 2

Page 23: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Load-bearing applications

• Applications– Spine– Mosaicplasty– Interpositional Devices– Resurfacing

• Requirements– High fatigue resistance– Good recovery– Loads over 3 kN intermittently

• Thetagels (and cryogels) do not have sufficient properties – Cartilage ~ 10MPa compressive modulus– Chemical crosslinking– “Toughening” by annealing

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Page 24: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Toughening of thetagels – “annealing”

• Annealing of PVA gels (dehydration) changes morphology

• For 15-28, annealing procedure results in thicker struts and a more closed pore structure.

• For 25-28, pores appear to shrink or collapse

25-28

15-28 15-28 annealed

25-28 annealed

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Page 25: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

20%-65%* Loading Curve E

0

0.5

1

1.5

2

2.5

3

DP DP DP AG RSA3 AG RSA3 AG RSA3-PEG

AG RSA3-PEG

1FT 5FT 5FT

10-28 15-28 25-28 15-28 25-28 15-28 25-28 15-28 15-28 15%

Elas

tic M

odul

us [M

Pa]

Elastic Modulus

n=5

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Page 26: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

0

10

20

30

40

50

60

70

80

90

100

DP DP DP AG RSA3 AG RSA3 AG RSA3-PEG

AG RSA3-PEG

1FT 5FT 5FT

10-28 15-28 25-28 15-28 25-28 15-28 25-28 15-28 15-28 15%

Rec

over

ed S

trai

n [%

]Strain Recovery as a % of strain at 10 N

n=5

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Page 27: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

0

10

20

30

40

50

60

70

80

90

100

DP DP DP AG RSA3 AG RSA3 AGRSA3-PEG

AGRSA3-PEG

1FT 5FT 5FT

10-28 15-28 25-28 15-28 25-28 15-28 25-28 15-28 15-28 15%

Tota

l cre

ep s

trai

n af

ter 8

hr a

t 0.5

Mpa

[%]

Total Creep Strain

n=5

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Page 28: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

0.000

0.100

0.200

0.300

0.400

0.500

0.600

0.700

0.800

0.900

1.000

0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00

EWC [mass water/mass hydrogel]

Max

imum

cre

ep s

trai

n af

ter 8

hrs

at 0

.5 M

Pa [m

m/m

m]

10-28 DP15-28 DP25-28 DP15-28 1FT15-28 5FT15% 5FT15-28 AG RSA315-28 AG RSA3-PEG25-28 AG RSA325-28 AG RSA3-PEG

EWC vs. max creep strain

n=3 in all cases

Scale bar 20 m

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Page 29: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Plot: MGH OBBL

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Page 30: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

CoF on a rheometer

1 Kavehpour and McKinley “Tribo-rheometry: from gap-dependent rheology to tribology” Tribology Letters (2004) 17(2) 327-335

Spring

Annulus

Surface

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Page 31: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Hydrogel coefficient of friction

• CoCr against hydrogel flats

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0.0

0.5

1.0

1.5

2.0

2.5

3.0

0.0 10.0 20.0 30.0 40.0 50.0Nominal contact pressure [kPa]

CO

F

15-28 DP, CPG15-28 AG RSA3, CPG15-28 DP, MGH15-28 AG RSA3, MGH

Page 32: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Where next?

• PVA appealing– Readily available– Biocompatible– Already in use

• PVA thetagels– injectable

• Limited application – Poor mechanicals– Tissue bulking?– Degradables?– Mucoadhesives?

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Page 33: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Functional proteins

• Mucins - Terminal groups cysteine-rich and naturally gel-forming• Lubricin (PRG4) - present in synovial fluid as lubricant

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Page 34: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Thiolation of PVA

• Conversion of some OH groups to thiol groups adds thiol pendant groups directly to the PVA backbone– Mercaptopropionic acid reacted with PVA– Thiol groups react with cysteine residues in proteins to form disulfide

bonds

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Page 35: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

1H NMR of TPVA

• 1H NMR of converted product indicate presence of mercaptopropionic ester fragment– Degree of modification ~3%

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Page 36: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Molecular Weight Distribution of PVA and TPVA

• Gel Permeation Chromatography indicates a small fraction of higher molecular weight species

0

1

2

3

4

5

6

7

8

9

2 3 4 5 6 7

Wn

(Log

M) *

10-

1

Log M

TPVA

PVA

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Page 37: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

T-PVA/Mucin reaction

• Mixing of TPVA with mucin and tracking rheology response proves molecular interactions– Complex viscosity of TPVA (green), mucin (blue) and TPVA combined

with mucin (red) measured at 25 °C.

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0 10.0 20.0 30.0 40.0 50.0 60.0time (min)

0.01000

0.1000

1.000

|n*|

(Pa.

s)

Page 38: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Synthesis of TPVA/PEGDA Hydrogels

• TPVA crosslinking with difunctional poly (ethylene glycol) – thiol-reaction forms hydrogel through Michael-Type addition reaction– Thiol groups control crosslink density– PEGDA chain length control molecular weight between crosslinks– Physiologically benign reaction

b+

TPVA

PEGDApH 7.4 1xPBS

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Page 39: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Gelation kinetics

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Polymer

concentration,

% [w/v]

Temperature, °C

25 °C 37 °C

Gelation

time, [min]

G’

[Pa]

G’’

[Pa]

Gelation

time, [min]

G’

[Pa]

G’’

[Pa]

3.0 23.3 803 5 4.2 3607 480

4.5 9.2 6440 133 3.0 9860 280

0 2.5 5.0 7.5 10.0 12.5 15.0time global (min)

1.000E-3

0.01000

0.1000

1.000

10.00

100.0

1000

10000G

' (Pa

)

1.000E-3

0.01000

0.1000

1.000

10.00

100.0

1000

10000

G'' (Pa)

Page 40: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Degradability

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• Esters are relatively unstable bonds– hydrolyzable

b

0

10

20

30

40

50

60

0 5 10 15

Swel

ling,

%

Time, days

Gel disintegration

onset

Page 41: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

TPVA Degradation Products by GPC Analysis

• Cleaving of ester bonds yields species with TPVA and PEGDA molecular weights

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10

11

12

13

14

15

3 5 7 9 11 13 15

Sign

al M

V * 1

0

Elution Volume (mL)

TPVA/PEGDADegradation products

TPVA

PEGDA

Page 42: Poly(vinyl alcohol) hydrogels in medicine · Poly (vinyl alcohol) • First synthesized by Hermann and Haehnel in 1924 • First commercialized in US by Dupont in 1939 • Not polymerized

Thank you

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