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PROGRAMMED CELL DEATH 4 IS A DIRECT TARGET OF MIR-21 AND REGULATES INVASION IN ORAL SQUAMOUS CELL CARCINOMA by Miranda Joan Tomenson A thesis submitted in conformity with the requirements for the degree of Master of Science Graduate Department of Medical Biophysics University of Toronto © Copyright by Miranda Joan Tomenson, 2009

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Page 1: PDCD4 IS A DIRECT TARGET OF MIR-21 IN OSCC AND … · OSCC originates in the mucosal lining of tissues such as the tongue, floor of the mouth, cheek lining, gingiva or palate. The

PROGRAMMED CELL DEATH 4 IS A DIRECT TARGET OF MIR-21 AND

REGULATES INVASION IN ORAL SQUAMOUS CELL CARCINOMA

by

Miranda Joan Tomenson

A thesis submitted in conformity with the requirements for the degree of Master of Science

Graduate Department of Medical Biophysics

University of Toronto

© Copyright by Miranda Joan Tomenson, 2009

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Programmed Cell Death 4 is a Direct Target of miR-21 and Regulates Invasion in Oral Squamous Cell Carcinoma

Miranda Tomenson Degree of Master of Science, 2009 Graduate Department of Medical Biophysics University of Toronto

Abstract

Programmed Cell Death 4 (PDCD4) is a known tumour suppressor, lost in carcinomas of the

breast, prostate, colon, lung and ovary. This study found significantly reduced levels of PDCD4

mRNA and protein in both primary patient oral squamous cell carcinomas (OSCCs) and OSCC

cell lines. Moreover, lower PDCD4 mRNA levels were significantly correlated with nodal

metastasis (P=0.019). To determine the functional significance of PDCD4 down-regulation in

OSCC we asked whether PDCD4 played a role in invasion. In fact, over-expression of PDCD4

decreased invasion of OSCC lines. We then sought to determine a mechanism for PDCD4

down-regulation in OSCC. Previous studies in breast and colon carcinomas suggested that

reduced PDCD4 expression was due to over-expression of miR-21. Interestingly, miR-21 was

inversely correlated to PDCD4 mRNA (P=0.002) and PDCD4 protein (P<0.001) levels in

OSCC patient samples. Moreover, we found that miR-21 directly regulated PDCD4 protein

expression in OSCC cell lines. This is the first report in OSCC that demonstrates that PDCD4 is

down-regulated by miR-21 and may play a role in OSCC invasion.

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This thesis is dedicated to my grandmother, Joan Tomenson, and my grandfather, Fausto Canella, who both lost their lives to cancer.

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Acknowledgements

I would like to thank all my family and friends for their support. I would especially like to thank

Sara and Bianca for being there when I needed a study break, my parents for their constant

encouragement and Rikki for keeping me sane. I would like to acknowledge all the members of

the Kamel-Reid lab, past and present, for their advice and support. In particular, I would like to

thank: Patricia Reis for all her help with my project and proofreading of this manuscript, Rikki

Bharadwaj and Yali Xuan for their technical assistance, Mahadeo Sukhai for all his constructive

criticism and proofreading of this manuscript and Jerry Machado for helping me get started in

the lab. I would like to thank my committee members: Jonathan Irish, Igor Jurisica, Anne Koch

and Bayardo Perez-Ordonez for all of their guidance and support. Finally, I would like to show

my sincere appreciation and thankfulness to my supervisor, Suzanne Kamel-Reid, for teaching

me how to work hard and for encouraging me to be my best.

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Table of Contents

Abstract .......................................................................................................................................... ii

Dedication ..................................................................................................................................... iii

Acknowledgements....................................................................................................................... iv

Table of Contents ............................................................................................................................ v

List of Tables ............................................................................................................................... vii

List of Figures ............................................................................................................................. viii

Chapter 1: Oral Squamous Cell Carcinoma.................................................................................... 1

1.1 Definition and Epidemiology ................................................................................................ 2

1.2 Risk Factors ........................................................................................................................... 3

1.3 Presentation, Staging and Prognosis ..................................................................................... 4

1.4 Recurrence............................................................................................................................. 8

1.5 Metastasis .............................................................................................................................. 9

1.6 Treatment ............................................................................................................................ 12

Chapter 2: Biology of Oral Squamous Cell Carcinoma ............................................................... 15

2.1 Tumour Progression ............................................................................................................ 15

2.2 Molecular Alterations.......................................................................................................... 15

2.3 Microarrays Identify Important Genetic Alterations in OSCC ........................................... 20

Chapter 3: Programmed Cell Death 4 ........................................................................................... 22

3.1 Structure and Sub-cellular Localization .............................................................................. 22

3.2 Inhibition of Neoplastic Transformation ............................................................................. 24

3.3 Inhibition of Translation ..................................................................................................... 25

3.4 Regulation of Invasion ........................................................................................................ 26

3.5 Role in Cell-cycle and Apoptosis ........................................................................................ 28

3.6 Regulation of PDCD4 ......................................................................................................... 29

Chapter 4: Micro-RNA 21 ............................................................................................................ 32

4.1 Micro-RNAs and their Involvement in Cancer ................................................................... 32

4.2 Predicted miR-21 Targets ................................................................................................... 34

4.3 miR-21 Regulation of PDCD4 Expression and Function ................................................... 35

Chapter 5: Hypotheses and Objectives ......................................................................................... 37

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Chapter 6: Materials and Methods ................................................................................................ 39

6.1 Sample Collection ............................................................................................................... 39

6.2 Patient Information.............................................................................................................. 39

6.3 Cell Culture ......................................................................................................................... 42

6.4 RNA Extraction ................................................................................................................... 42

6.5 Detection of mRNA levels by quantitative RT-PCR .......................................................... 46

6.6 Detection of miR-21 levels by Taqman PCR ...................................................................... 48

6.7 Immunohistochemistry ........................................................................................................ 49

6.8 Detection of Protein by Western Blot ................................................................................. 51

6.9 Detection of PDCD4 Protein by Confocal Microscopy ...................................................... 53

6.10 Plasmids ............................................................................................................................ 53

6.11 Pre-miRs, Anti-miRs and si-RNA .................................................................................... 55

6.12 Transfection....................................................................................................................... 55

6.13 Transwell Invasion Assay ................................................................................................ 56

6.14 Flow Cytometry ............................................................................................................... 58

6.15 In Silico Analysis for miR Binding Sites ......................................................................... 58

6.16 PDCD4 Mutation Assay .................................................................................................... 59

6.17 Statistical Analysis ........................................................................................................... 61

Chapter 7: Results ......................................................................................................................... 63

7.1 PDCD4 Expression is Lost in OSCC .................................................................................. 63

7.2 PDCD4 Affects Invasion of OSCC Cell Lines ................................................................... 71

7.3 PDCD4 Does Not Affect the Cell Cycle/Apoptosis in OSCC Cell Lines .......................... 74

7.4 miR-21 is Over-expressed and Inversely Correlated to PDCD4 in OSCC ......................... 81

7.5 miR-21 Regulates PDCD4 in OSCC cell lines ................................................................... 85

7.6 PDCD4 is a Direct Target of miR-21 .................................................................................. 87

7.7 Post-translational Regulation of PDCD4 in OSCC ............................................................. 91

7.8 PDCD4 Downstream targets ............................................................................................... 94

Chapter 8: Discussion ................................................................................................................... 97

8.1 PDCD4 is a Under-expressed in OSCC .............................................................................. 97

8.2 PDCD4 Regulates Invasion in OSCC Cell Lines .............................................................. 99

8.3 The Mechanism by which PDCD4 Regulates Invasion .................................................... 100

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8.4 PDCD4 Effects on Cell Proliferation in OSCC ................................................................ 103

8.5 PDCD4 Regulation in OSCC ............................................................................................ 104

8.7 PDCD4 as a Potential Therapeutic in OSCC ................................................................... 107

8.8 Conclusions ....................................................................................................................... 107

Chapter 9: Future Directions ...................................................................................................... 109

Chapter 10: References ............................................................................................................... 113

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List of Tables

Table I: TNM classification system used for OSCC ...................................................................... 6

Table II: Molecular alterations in OSCC ...................................................................................... 19

Table III: Description of patients, tumour site, clinical, histopathological data and outcome ..... 40

Table IV: Summary of patient information .................................................................................. 41

Table V: Clinical data of patients from whom the cell lines were derived .................................. 44

Table VI: Cell line characteristics ................................................................................................ 45

Table VII: Primer sequences for quantitative RT-PCR ................................................................ 47

Table VIII: Scoring of PDCD4 expression in OSCC tissues using IHC ...................................... 50

Table IX: Antibody conditions used for Western blotting ........................................................... 52

Table X: PDCD4 median expression levels in relation to clinicopathological data .................... 65

Table XI: Summary of PDCD4 IHC in patient samples .............................................................. 68

Table XII: Association between very low PDCD4 expression and clinicopathological data ..... 69

Table XIII: Relative invasion of OSCC cell lines ....................................................................... 78

Table XIV: PDCD4 effect on cell viability of OSCC cell lines ................................................... 80

Table XV: miR-21 median expression levels in relation to clinicopathological data ................. 83

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List of Figures

Figure 1.1: Metastatic process ...................................................................................................... 10 Figure 1.2: Sites of cervical lymph node metastasis in the head and neck ................................... 11 Figure 2.1: Representation of phenotypic progression from normal to invasive carcinoma ........ 16 Figure 3.1: PDCD4 protein structure ............................................................................................ 23 Figure 6.1: PDCD4 expression plasmids and miR-21 binding site .............................................. 54 Figure 6.2: Transwell invasion assay............................................................................................ 57 Figure 6.3: Site-directed mutagenesis of PDCD4 plasmid ........................................................... 60

Figure 7.1: PDCD4 mRNA in OSCC patient samples ................................................................. 64 Figure 7.2: PDCD4 IHC in normal and OSCC tissues ................................................................. 67 Figure 7.3: PDCD4 mRNA and Protein levels in OSCC cell lines .............................................. 70 Figure 7.4: Optimization of PDCD4 transfection ......................................................................... 72 Figure 7.5: Optimization of invasion Assay ................................................................................ 73 Figure 7.6: Confirmation of PDCD4 transfection ........................................................................ 75 Figure 7.7: Representative sections showing cellular invasion of OSCC cell lines .................... 76 Figure 7.8: Relative invasion of OSCC cell lines ......................................................................... 77 Figure 7.9: PDCD4 effect on cell viability and cell cycle ............................................................ 79 Figure 7.10: miR-21 levels in OSCC ........................................................................................... 82 Figure 7.11: miR-21 levels in OSCC cell lines ........................................................................... 84

Figure 7.12: Optimization of miR-21 transfection and knock-down .......................................... 86

Figure 7.13: miR-21 over-expression and knock-down in OSCC ................................................ 88

Figure 7.14: miR-21 regulation of PDCD4 mRNA expression in OSCC .................................... 89

Figure 7.15: miR-21 regulation of PDCD4 protein expression in OSCC .................................... 90

Figure 7.16: Effect of PDCD4 3’UTR miR-21 Binding Site Mutation ....................................... 92

Figure 7.17: PDCD4 cellular localization and phospho-PDCD4 expression in OSCC cell lines .......... 93

Figure 7.18: PDCD4 and c-Jun protein expression in OSCC cell lines ....................................... 95

Figure 7.19: Effect of PDCD4 on MMP-2 and MMP-9 expression ............................................. 96

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Oral cancer is a disease that is more common with increasing age, as approximately 95% of

cases occur in people who are older than 40 years old (Burket et al., 2003a; SEER Cancer

Statistics Review, 2009). From 2000 – 2004, the median age of diagnosis was 62 in the United

States (SEER Cancer Statistics Review, 2009). However, the incidence of oral cancer in

Chapter 1: Oral Squamous Cell Carcinoma

1.1 Definition and Epidemiology

Head and neck cancer includes those cancers that originate from certain locations in the upper

aerodigestive tract, including the nasal cavity, lip, paranasal sinuses, pharynx, larynx and the

oral cavity. In the oral cavity, oral squamous cell carcinoma (OSCC) comprises 90% of all oral

cancers (Scully and Felix, 2006) and 2 – 3% of all human malignancies (Parkin et al., 2005).

OSCC originates in the mucosal lining of tissues such as the tongue, floor of the mouth, cheek

lining, gingiva or palate.

The annual incidence of oral cancer world-wide is approximately 275,000 cases, making it the

eleventh most common cancer in the world and among the ten most common causes of cancer

related death (Ferlay et al., 2004; Parkin et al., 2005; Warnakulasuriya, 2008). In North

America, oral cancer accounts for approximately 3% of all cancers diagnosed and the age

adjusted mortality rates of oral cancer is estimated to be 3-4 per 100,000 men and slightly less

than 1.5 per 100,000 women (Burket et al., 2003a). Canada had an estimated oral cancer

incidence of approximately 3,400, including 2,300 males and 1,100 females in 2008 (Canadian

Cancer Statistics, 2008). The 5-year survival rate for OSCC is approximately 62%, which has

been steadily improving (~2% per year) for the past decade (Canadian Cancer Statistics, 2008).

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younger individuals (under the age of 45) is gradually increasing in Europe and North America

(Shiboski et al., 2005; Warnakulasuriya, 2008).

The most common sites of OSCCs are the tongue and the floor of mouth, while tumours of the

gingivae, buccal mucosa and palate are less frequent. The tongue is the most common site for

oral cancer in North American populations, and accounts for 40-50% of oral cancers

(Warnakulasuriya, 2008). However, buccal cancer is more common among Asian populations.

In Sri Lanka, about 40% of oral cavity tumours are found in the buccal mucosa (National

Cancer Control Programme, 2005). In order to understand these differences in incidence rates

for various sites and in different parts of the world, it is necessary to understand the

environmental risk factors that contribute to OSCC.

1.2 Risk Factors

Current risk factors for OSCC include tobacco and alcohol abuse, betel quid chewing and some

viruses (Neville and Day, 2002). Smoking has been associated with 80% of oral carcinomas

(Burket et al., 2003a). Studies have shown a 5 – 9 times greater risk of developing oral cancer

for smokers compared to non-smokers, and as much as 17 times greater risk for heavy smokers

(> 80 cigarettes/day) (Neville and Day, 2002). Additionally, the risk is higher in current smokers

than ex-smokers and in individuals who started smoking at an early age (International Agency

for Research on Cancer, 2004). In the literature, most studies focus on smoking, but other forms

of tobacco use are associated with an increased risk of OSCC. For example, betel quid chewing

is common in India and Southeast Asia and has been strongly associated with an increased risk

of buccal cancer there (Jacob et al., 2004; Murti et al., 1995; Yen et al., 2007). The quid usually

consists of a betel leaf wrapped around a mixture of areca nut and slaked lime and can contain

tobacco and sweeteners. Chewing of betel quid results in a progressive scarring of the mouth,

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which leads to a precancerous condition called oral submucous fibrosis, which may transform to

cancer (Murti et al., 1995). Other risk factors for OSCC include marijuana use (Silverman,

2001; Zhang et al., 1999), snuff and chewing tobacco (Warnakulasuriya and Ralhan, 2007).

All forms of alcohol, including hard liquor, beer and wine, have been implicated in the

development of OSCC. In fact, up to 50% of OSCC patients have a clinically significant history

of alcohol abuse (> 21 drinks per week; 1 drink is equal to 12 oz. beer at 4% alcohol, 1.5 oz. of

hard liquor at 40% alcohol or 5 oz. of wine at 11% alcohol) (Elwood et al., 1984). Although

ethanol is non-carcinogenic in animal models, its primary metabolite, acetaldehyde, can cause

DNA damage and heighten cancer risk (Boffetta and Hashibe, 2006). Since the oral cavity is in

direct contact with alcohol, it is at high risk for damage. The risk of oral cancer rises with an

increased amount of alcohol consumption per day, but not necessarily with the duration of use

when consumed in a moderate amount (Blot et al., 1988; Franceschi et al., 2000). Frequent

tobacco abuse (> 40 cigarettes per day) and heavy consumption of alcohol (> 4 drinks per day)

puts individuals at a risk of oral carcinogenesis, reported to be 35 times as high compared to

non-exposed individuals (Blot et al., 1988). The synergistic effect of alcohol and tobacco on risk

of oral cancer has been attributed to their ability to increase the permeability of the mucosal

lining to carcinogenic agents (Kademani, 2007).

The role of viruses in OSCC tumourigenesis has also been of interest recently, particularly the

role of human papilloma virus (HPV) subtypes 16, 18 and 31 (Gillison and Shah, 2001; Mork et

al., 2001). Analysis of samples from 47 studies world-wide showed that HPV DNA was present

in 38.1% of OSCCs, but the frequencies of HPV prevalence in different studies of OSCC varied

from 0 to 100% (Termine et al., 2008). These differences are likely due to the fact that a number

of these studies did not report the sub-sites of the OSCCs and some did not differentiate between

oropharyngeal carcinoma (OPC) and OSCC. Since OPC is associated with HPV (Gillison and

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Shah, 2001), this may have led to an over-estimate of HPV prevalence in some studies (Termine

et al., 2008). Our laboratory has recently investigated HPV status in OSCC and has found that

4% (2/51) of cases are positive for HPV (Machado et al., unpublished data). This suggests that

HPV infection may not be a risk factor in the development of OSCC.

1.3 Presentation, Staging and Prognosis

Oral Cancer is generally painless and asymptomatic in its early stages, and, therefore, is usually

detected at later stages when symptoms develop. Indeed, symptoms are more common in

patients with advanced-stage disease (Kademani, 2007), and may include non-specific pain,

loose teeth, bleeding, ear pain, difficulty speaking and swallowing, sensory and motor nerve

alterations and a lesion or ulcers at the primary site. In particular, paresthesia and anesthesia in

the absence of trauma are suggestive of an invasive tumour (Kademani, 2007).

Tumours are currently staged by the TNM classification system (International Union Against

Cancer, 2002), which is described in detail in Table I. Briefly, this method stages tumours based

on their size (T1 – T4), the number of lymph nodes which are positive for cancer (N0 – N3) and

the presence of distant metastasis (M0 – M1). Typically, T1 and T2 lesions are associated with a

10% and 30% risk of metastasis, respectively, while T3 and T4 lesions have an even higher risk

(Woolgar et al., 1999). In some cases, however, small or undetectable primary tumours may

lead to metastasis and death and some large tumours may be slow to metastasize, suggesting that

these tumours are biologically distinct. The presence of cervical lymph node metastasis is one of

the most important predictors of prognosis and reduces the 5-year survival of patients by 50%

(Kademani, 2007; Shah, 1990a; Woolgar and Scott, 1995). OSCC patients with evidence of

distant metastasis have a mean survival of approximately 4 months and 87% of these patients

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die of disease within a year after diagnosis (Calhoun et al., 1994). Therefore the general trend is

that prognosis becomes worse with more advanced oral cancer.

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Histological assessment of the OSCC is important in order to provide information about the

tumour, which may aid in determining post-operative treatment protocols and/or patient

prognosis. Pathological examination determines tumour thickness, degree of differentiation,

invasiveness, and the presence of lymphatic and perineural invasion (Burket et al., 2003a).

Greater tumour thickness has been associated with an increased risk of local tumour recurrence,

nodal metastasis and decreased survival (Po Wing Yuen et al., 2002).

The World Health Organization (WHO) grading system (Pindborg et al., 1997) characterizes

tumours as Grade 1 (well differentiated), Grade 2 (moderately differentiated) and Grade 3

(poorly differentiated). Well differentiated tumours retain some anatomic features of the

epithelial cells and still may be able to produce keratin, whereas poorly differentiated tumours

have lost any type of epithelial structure or function (Burket et al., 2003b). Patients with poorly

differentiated tumours have a higher rate of cervical lymph node metastasis (48.5%), and thus a

higher rate of tumour recurrence, as compared to patients with well-differentiated tumours

(8.5%) (Kademani et al., 2005).

The presence of angiolymphatic invasion (tumour cells present within blood vessels or an

infiltration of blood vessels into the tumour) and perineural invasion (invasion of the nerves at

the tumour front) has been correlated with an increased risk of local recurrence and poor

survival (Woolgar, 2006).

Histological assessment of resection margins, which include the surface mucosa at the edges of

the tumour and the sub-mucosal and deeper connective tissue surrounding the malignancy, are

used to determine successful excision of the tumour during surgery. Resection margins are

classified as either involved (tumour cells present within 2 mm of the primary tumour), close

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(tumour cells present within 3-4 mm of the primary tumour) or clear (no tumour present at 5

mm or greater distance from the primary tumour) (Batsakis, 1999). Patients with margins that

are either involved or close have an increased risk of tumour recurrence (Woolgar, 2006).

1.4 Recurrence

Tumour recurrence can be local, regional or distant. Local recurrence, defined as a tumour

recurrence within 2 cm of the primary lesion (Braakhuis et al., 2002), occurs in 18 – 30% of

patients and is the most common cause of death for patients with oral cancer (Kademani and

Dierks, 2006; Woolgar et al., 1999). Regional recurrence, defined as tumour recurrence in the

cervical lymph nodes, accounts for 7 – 15% of death (Kademani and Dierks, 2006; Woolgar et

al., 1999; Woolgar et al., 1995) and death from distant disease is relatively uncommon and

occurs in 1 – 5% of oral cancer patients (Kowalski et al., 2005; Leon et al., 2000).

The presence of tumour or dysplasia in surgical resection margins is known to be associated

with an increased risk of local recurrence (Woolgar, 2006). However, local recurrence still

occurs in 10 – 30% of OSCC patients, even with histologically normal margins (Leemans et al.,

1994; van Houten et al., 2002). This is thought to be due to minimal residual disease (the

presence of tumour cells undetected by histology) (Hermanek et al., 1999), or to the field

cancerization effect. The concept of field cancerization in OSCC was first described in 1953

(Slaughter et al., 1953), and suggests that a field of genetic alterations present in the surrounding

tissue may lead to a second malignancy. Identification of these alterations may help predict

whether an OSCC will recur.

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1.5 Metastasis

Metastasis (Figure 1.1) of OSCC can be regional or distant. Regional metastasis involves

metastasis to the lymph nodes of the neck (cervical lymph nodes). It involves the cancer cells

breaking away from the primary OSCC, moving through the extracellular matrix, invading the

lymph vessels and then growing in the lymph nodes. Cervical lymph node metastasis of OSCCs

is found in as many as 30% of patients at the time of diagnosis (Shah et al., 1990). Patients with

tongue carcinoma have an even higher frequency (66%) of lymph node metastasis due to the

tongue’s rich blood supply and lymphatic drainage (Shah et al., 1990). OSCCs frequently

metastasize to the cervical lymph nodes (Figure 1.2) on the same side as the tumour (ipsilateral

nodes). Tumours from the floor of mouth, however, may involve the submental nodes. Opposite

side (contralateral) or bilateral cervical metastases are more frequent in advanced-stage tongue

carcinomas (Shah et al., 1990). Extra-capsular spread (ECS) occurs when the tumour has

perforated the capsule of the lymph node and has invaded into the surrounding connective tissue

(Sano and Myers, 2007). This process may lead to distant metastasis, which occurs when the

tumour cells are able invade through the blood vessel walls into surrounding tissue and

multiplying at a distant site (Steeg, 2003). The most common site for OSCC metastasis are the

lungs (50%), but distant disease can also be found in the thyroid gland, diaphragm and liver

(Takei et al., 1989).

The most important prognostic factor in OSCC is the presence of metastasis in cervical lymph

nodes at the time of diagnosis (Burket et al., 2003b; Kademani, 2007; Shah, 1990a). The

presence of a positive node in the neck reduces the 5-year survival rate to 50% (Shah, 1990a),

and the presence of a metastatic node on both sides of the neck reduces the survival rate to 25%

(Som, 1992).

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There is considerable evidence in the literature that patients with ECS of the tumour in cervical

lymph nodes have a poor prognosis (Alvi and Johnson, 1996; Jose et al., 2003; Moor et al.,

2004). However, there are still cases of OSCCs that recur with no evidence of metastasis at

presentation (Keski-Santti et al., 2006). There has been a growing emphasis on identifying

molecular biomarkers in OSCCs, which can be used, together with histology, to improve

histopathological assessment and patient prognosis. In particular, those genes that are

associated with cervical lymph node metastasis may have prognostic implications.

1.6 Treatment

Treatment of OSCC varies and depends on the size and location of the primary tumour, lymph

node status, tumour grade (degree of differentiation), the presence or absence of distant

metastasis and the ability to achieve adequate surgical margins. The gold standard for treatment

in North America is surgery and/or radiation therapy (Burket et al., 2003b). T1 and T2 stage

tumours are generally treated with surgery or radiation, while surgery with post-operative

radiation therapy is used to treat more advanced-stage disease. Recent evidence suggested that

adjuvant chemotherapy may increase the survival of patients with advanced-stage tumours

(Scarpace et al., 2009).

Surgery for OSCC involves resection of the primary tumour and surrounding tissue (margins)

(Argiris et al., 2008). Additionally, patients with clinically staged N0 tumours are subjected to

neck dissection for nodal staging if the risk of lymph node metastasis is greater than 15%. This

occurs if the tumour has a depth of invasion into the stroma greater than 4-mm or the tumour is

classified as T2 or higher (Scully and Bagan, 2007; Shah, 1990b; Woolgar et al., 1999; Woolgar

and Scott, 1995). Typically, those patients with neck dissection specimens that are histologically

negative require no further therapy. Patients with one or more positive nodes diagnosed by

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histology, after neck dissection, are treated with post-operative radiotherapy at the primary

tumour site and the positive cervical lymph nodes (Chang, 2006).

Neck dissection has also been shown to prevent regional recurrence. In one study of patients

with node negative, T1/T2 stage tumours, only 20% (9/46) of patients who underwent elective

neck dissection showed disease recurrence compared to 44% (15/34) of patients who did not

undergo this procedure (Keski-Santti et al., 2006). However, elective neck dissection is a radical

treatment, and may not always be necessary as this study also showed that 56% of patients who

did not undergo this procedure remained free of a second malignancy. Thus, it would be useful

to more accurately determine which patients would benefit the most from this type of therapy.

One potential approach is through the identification of molecular markers that are

predictive of nodal metastasis; such markers may be useful to help individualize treatment

and prevent unnecessary neck dissections.

In patients with advanced and/or unresectable OSCC, chemotherapy is used in combination with

radiotherapy, and has shown encouraging results (Scully and Bagan, 2007). An improved

response and survival rate of OSCC patients was shown after treatment with Cisplatin, 5-

fluoroacil (5-FU) and cetuximab, when given in combination with radiation therapy, compared

to radiation therapy alone (Scarpace et al., 2009). A study that involved an aggressive treatment

of docetaxel (TXT), cisplatin (CDDP) and 5-FU reduced the incidence of local recurrence

(Rapidis et al., 2006). Combining oxiplatin and folinic acid (FA) and 5-FU to treat patients with

recurrent, unresectable OSCC resulted in 21.1% of patients with complete response and 39.4%

of patients with a partial response to treatment (Raguse et al., 2006). Additional studies in head

and neck cancer also showed improved response and survival from the use of chemotherapy in

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unresectable disease (Chufal et al., 2006; Yoshitomi et al., 2006). However, some of the side

effects of chemotherapy are hematologic toxicity, acute kidney disease, diarrhea, nausea and

vomiting (Scarpace et al., 2009).

Molecular targeted therapy is currently under investigation for patients with OSCC. For

example, the epidermal growth factor receptor (EGFR) inhibitor, gefitinib (Iressa) has been

tested as a therapeutic against oral cancer cell lines (Shintani et al., 2003) and oral cancer

xenographs in mice (Shintani et al., 2004). EGFR is linked to neoplastic transformation, cell

growth, invasion and metastasis and its mRNA and protein over-expression has been identified

as a common genetic change in OSCC (Table II). Gefitinib decreased the invasive phenotype of

OSCC cell lines and inhibited tumour growth and metastasis in an OSCC mouse model

(Shintani et al., 2004). A study of gefinitib treatment in OSCC patients found that gefinitib

increased OSCC patient survival (Kirby et al., 2006). These results indicate that molecular

targeted therapy may be beneficial for OSCC patients and warrants further investigation

into the identification of additional molecular alterations/genetic pathways involved in the

pathogenesis and progression of OSCC.

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Chapter 2: Biology of Oral Squamous Cell Carcinoma

2.1 Tumour Progression

OSCC is the result of a multi-stage process that involves development of normal tissue to

dysplastic lesions to carcinoma in situ (CIS) and eventually to a squamous cell carcinoma

(Figure 2.1) (Argiris et al., 2008). Dysplastic lesions may be present before the development of

a carcinoma or they may not. These lesions are characterized as mild, moderate or severe based

on histological criteria. Mild dysplasia is characterized by dysplastic cells present in the basal

layer of the epithelium, while moderate dysplasia and severe dysplasia involve changes in

cellular morphology and increasing thickness of the epithelium. The risk of a dysplasia

progressing to OSCC is approximately 33% (Burket et al., 2003b). CIS is a lesion with

abnormal cells present in the entire epithelium without invading the basement membrane and

invasive carcinoma occurs when there is disruption of the basement membrane and invasion into

the underlying connective tissue (Burket et al., 2003b).

2.2 Molecular Alterations

It is believed that the process of malignant transformation leading to OSCC development is due

to an outgrowth of a common pre-malignant progenitor cell, followed by the expansion of clonal

populations of cells that accumulate genetic alterations (Neville and Day, 2002; Prince et al.,

2007; Tsantoulis et al., 2007). This is termed multi-step carcinogenesis and is enabled by the

increasing aberrant function of genes that positively or negatively regulate pathways involved in

proliferation, apoptosis, genome stability, angiogenesis, invasion and metastasis (Hanahan and

Weinberg, 2000).

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Gene function can be deregulated in many ways: proto-oncogenes are activated to become

oncogenes as a result of point mutations, amplification, chromosomal re-arrangements or over-

expression (Croce, 2008) and tumour suppressor genes (TSGs) may be inactivated by deletions,

point mutations or promoter methylation (Tsantoulis et al., 2007).

Oncogenes increase malignant potential by promoting aberrant cell proliferation, through

deregulating the G1–S, G2–M and M checkpoints of the cell cycle, preventing apoptosis,

enabling cellular survival under unfavourable conditions and increasing invasive and metastatic

ability (Croce, 2008). Tumour suppressor genes prevent cells from acquiring malignant

characteristics. They usually regulate cell-cycle checkpoints and monitor DNA replication and

mitosis. Cellular stress and various insults can activate tumour suppressor pathways and prevent

proliferation of a damaged cell (Tsantoulis et al., 2007).

Identification of alterations in oncogenes and TSGs during OSCC progression has improved the

understanding of the molecular mechanisms of this disease. It has been postulated that

approximately 3 - 6 genetic events are required for the development of oral cancer (Wong et al.,

1996). Studies have identified that the earliest events in OSCC progression involve alterations of

genes involved in cell cycle regulation and cellular proliferation. In later steps during

progression, genes involved in angiogenesis, invasion and metastasis become deregulated

(Tsantoulis et al., 2007). A summary of some of the commonly deregulated genes in OSCC is

shown in Table II.

Expanding on this list of deregulated genes would improve our knowledge of OSCC progression

and possibly aid in patient treatment and/or prognosis. As previously discussed, the presence of

neck metastasis is predictive of recurrence. It is likely that the oncogenes or tumor suppressor

genes that are involved in metastasis are also deregulated in the primary tumour. It would

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therefore be useful to identify which genes are deregulated in the primary OSCC and also

involved in invasion/metastasis. These genes may be useful to predict, at the time of

surgical resection, which OSCCs will have the ability to invade and metastasize.

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2.3 Microarrays Identify Important Genetic Alterations in OSCC

There is a growing emphasis on improving histopathological assessment by identifying

molecular biomarkers deregulated in OSCCs, with the aim of improving diagnosis and

prognosis (Woolgar, 2006). Many groups have focused on the identification of novel molecular

markers using a high-throughput identification system, such as gene expression microarrays.

Gene expression microarrays are capable of measuring the mRNA expression of thousands of

genes within the same sample. Microarray analyses have been shown useful to determine genes

significantly associated with diagnosis, prognosis and therapy in human cancer.

Gene expression microarrays have been utilized to identify genes that are involved in

progression of OSCC, lymph node metastasis and patient prognosis. One study comparing

mRNA expression profiles of OSCC cell lines derived from normal cells, pre-malignant and

malignant lesions at different stages identified several genes involved in OSCC progression

(Hasina et al., 2003). A previous study by this laboratory (Warner et al., 2004) used cDNA

microarrays and determined that genetic profiles were able to classify OSCC based on tumour

stage. Moreover, these data were used to define a genetic signature correlated with nodal

metastasis. Additional studies comparing metastatic versus non-metastatic OSCC have

identified genes related to the extracellular matrix, adhesion, motility and protease inhibition,

which are associated with a metastatic profile (Nagata et al., 2003; Schmalbach et al., 2004).

Recently, our laboratory used oligonucleotide array analysis to identify a global genetic

signature that distinguished invasive OSCC from histologically normal tissues. Among genes

identified, the Programmed Cell Death 4 (PDCD4) gene was found to be consistently under-

expressed in tumours. These data were confirmed in an independent cohort of OSCC patients

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and showed that PDCD4 was under-expressed or absent, both at the mRNA and protein levels,

in tumours compared to normal oral mucosa samples.

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Chapter 3: Programmed Cell Death 4

3.1 Structure and Sub-cellular Localization

Programmed Cell Death 4, neoplastic transformation inhibitor (PDCD4), was originally

identified as up-regulated in apoptotic cells (Shibahara et al., 1995). It was first isolated from a

human glioma library by screening for an antibody against a nuclear antigen in proliferating

cells (Matsuhashi et al., 1997). PDCD4 (also known as MA-1, TIS, H731 and DUG) is highly

conserved in vertebrates throughout evolution, homolog sequences have been found in

invertebrates, such as the fruit fly, Drosophila melanogaster, as well as in the sponge Suberites

domuncula, which suggests that this gene is of functional importance (Bohm et al., 2003). In

human, PDCD4 is located on chromosome 10q24 (Soejima et al., 1999) and encodes two

mRNA transcripts, known as PDCD4 Variant 1 (H731) and PDCD4 Variant 2 (H731L). The

PDCD4 Variant 1 lacks 11 amino acids present within the N-terminus of PDCD4 Variant 2

(Yang et al., 2003a; Yang et al., 2003b), but no functional difference has yet been identified.

The PDCD4 protein (Figure 3.1) contains two copies of a highly conserved domain, MA-3,

which are located at the center (mMA-3) and the C-terminal region (cMA-3) of the protein

(LaRonde-LeBlanc et al., 2007; Shibahara et al., 1995; Suzuki et al., 2008; Waters et al., 2007).

The MA-3 domains are particularly important for protein-protein interactions. Recently, the

crystal structure of one of the MA-3 domains was resolved (LaRonde-LeBlanc et al., 2007;

Waters et al., 2007). The N-terminus of PDCD4 contains a region important for RNA binding

and two nuclear export signal (NES) regions; NES2 is particularly important for its nuclear

export (Bohm et al., 2003). PDCD4 was shown to bind RNA, suggesting that PDCD4 may be

involved in some part of nuclear RNA metabolism (Bohm et al., 2003).

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Immunohistochemistry analysis of human tissue revealed PDCD4 expression is abundant and

nuclear in normal cells and reduced or absent in tumour cells from various tissue types (Goke et

al., 2004a). In normal colonic mucosa, PDCD4 shows nuclear staining in the apical and middle

portions or the crypts in the epithelia but not in the deeper portion, which showed no nuclear or

cytoplasmic staining. In normal tissues of prostate, breast, and lung, all epithelial layers showed

intense PDCD4 staining, exclusively nuclear. In addition to epithelial cells, intense PDCD4

staining was also found in the nuclei of endothelia, stromal fibrocytes, and lymphocytes. In

contrast, tissue from advanced stage lung, breast, colon and prostate carcinoma showed low or

absent PDCD4 expression. In vitro studies confirmed that PDCD4 localizes to the nucleus under

normal growing conditions, but serum withdrawal from the growth medium results in the export

of PDCD4 from the nucleus (Bohm et al., 2003). PDCD4 thus localizes to the nucleus of human

cells under normal growth conditions and may be delocalized to the cytoplasm under stress.

3.2 Inhibition of Neoplastic Transformation

PDCD4 was first identified as a transformation suppressor gene in a mouse keratinocyte (JB6

cells) model of tumour promotion, in which high levels of PDCD4 rendered cells resistant to

transformation by the tumour-promoter 12-O-tetradecanoyl-phorbol-13-acetate (TPA) (Cmarik

et al., 1999). PDCD4 suppresses skin tumour carcinogenesis in both cell culture (Cmarik et al.,

1999) (Yang et al., 2001) (Yang et al., 2003b) and animal models (Jansen et al., 2005). Further

studies showed that PDCD4 functioned as a transformation suppressor in JB6 cells by

preventing activation of activator protein 1 (AP-1) components, c-Jun and c-Fos (Yang et al.,

2003b) and inhibiting transcription of AP-1 target genes (Yang et al., 2001). Transgenic mice

that over-express PDCD4 in the epidermis (K14-PDCD4) showed significantly less papilloma

formation, carcinoma incidence and papilloma-to-carcinoma conversion when treated with TPA

(Jansen et al., 2005). Furthermore, K14-PDCD4 mice had decreased cap-dependent translation

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and AP-1 dependent transcription. These in vivo results confirmed in vitro observations and

showed that PDCD4 plays a role in preventing neoplastic transformation. Additional in vivo

studies showed that targeted disruption of the PDCD4 gene promoted lymphomagenesis in mice

(Hilliard et al., 2006).

Loss of PDCD4 expression has been strongly implicated in the development and progression of

several kinds of human cancer. PDCD4 levels are reduced in cell lines derived from different

types of human tumours (Chen et al., 2003; Jansen et al., 2004; Zhang et al., 2006a).

Furthermore, PDCD4 expression has been found to be decreased in primary human tumour

samples from lung cancer (Chen et al., 2003), hepatocarcinoma (Zhang et al., 2006a), breast

carcinoma (Afonja et al., 2004), colon cancer (Mudduluru et al., 2007; Wang et al., 2008),

glioma (Gao et al., 2007), pancreatic cancer (Lu et al., 2008; Ma et al., 2005) and esophageal

cancer (Hiyoshi et al., 2009). Recent studies have attempted to elucidate the role of PDCD4 in

human cancer.

3.3 Inhibition of Translation

PDCD4 has been found to function as an inhibitor of translation. PDCD4 was first found to be

involved in regulating translation when it was found to interact with translation initiation factors

(eIFs) eIF4A and eIF4G1 (Goke et al., 2002; Kang et al., 2002; Yang et al., 2003a). eIF4A,

eIF4G and eIF4E are sub-units of a multiple-subunit complex, eIF4F, which is required for cap-

dependent translation. eIF4G serves as a scaffold that contains several binding sites for the cap-

binding protein, eIF4E (Mader et al., 1995), and for eIF4A (Imataka and Sonenberg, 1997).

eIF4A is a member of the DEAD-box RNA helicase family; this protein catalyzes the

unwinding of mRNA secondary structure at the 5’untranslated region to facilitate 40S ribosomal

scanning in a 5’ to 3’ direction from the initiation start codon (Hershey et al., 2000). PDCD4 has

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been shown to directly interact with eIF4A via its MA3-c domain (LaRonde-LeBlanc et al.,

2007; Waters et al., 2007). This interaction inhibits the helicase activity of eIF4A and interrupts

the assembly of the eIF4F complex (Goke et al., 2002; Yang et al., 2003a; Yang et al., 2003b;

Zakowicz et al., 2005). In vivo translation assays further confirmed that PDCD4 inhibited cap-

dependent, but not internal ribosome entry site (IRES)-dependent translation. In fact, a mutant

inactivated for binding to eIF4A, was unable to inhibit cap-dependent or AP-1 transactivation

(Goke et al., 2002). Moreover, this mutant failed to suppress transformation of mouse

keratinocyte cell line (Yang et al., 2003a). Therefore, PDCD4 binding to eIF4A disrupts cap-

dependent translation to inhibit cell transformation.

Inhibition of translation and subsequent decreased expression of AP-1 target genes by PDCD4 is

required to suppress transformation in mice, therefore suggesting that this pathway may function

in human cells as well. Both cap-dependent translation and activation of AP-1 target genes are

important processes required for a cancer cell to grow and proliferate, survive pro-apoptotic

signals and metastasize. Thus, PDCD4 loss may be one of the crucial steps involved in cancer

progression.

3.4 Regulation of Invasion

PDCD4 has been found to regulate invasion and metastasis in human cancers. Several studies in

breast and colon cancer have attempted to elucidate the mechanism by which PDCD4 regulates

invasion. These studies have focused on correlating clinical patient data to PDCD4 expression

status and determining the effects of PDCD4 expression in vitro, using cancer cell lines.

PDCD4 was shown to regulate invasion in breast tumours. Immunohistochemical staining

revealed that PDCD4 is only slightly decreased in ductal carcinoma in situ, but is markedly

decreased in invasive ductal carcinoma, suggesting that its loss may be required for invasion

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(Wen et al., 2007). It was also demonstrated that cytokines, PGE2 and IL-8, decreased the

expression of PDCD4 in breast cancer cell lines and increased their invasive ability (Nieves-

Alicea et al., 2009). Moreover, over-expression of PDCD4 was found to suppress invasion by

up-regulating the tissue inhibitor of matrix-metalloprotease 2 (TIMP-2) (Nieves-Alicea et al.,

2009).

Increased expression of PDCD4 has been shown to decrease the invasive potential of colon

cancer cells (Leupold et al., 2007; Yang et al., 2006), and down-regulation of PDCD4 has been

shown to enhance invasion of colon cancer cells (Wang et al., 2008). Decreased invasion of

colon cancer cell lines by PDCD4 is believed to be due to its down-regulation of AP-1. AP-1 is

a transcription factor composed of Jun-Jun homodimers or Jun-Fos heterodimers. The Fos

protein family includes c-Fos, Fra-1, Fra-2 and FosB. The Jun family members consist of

protein c-Jun, JunB and JunD. AP-1 has been found to regulate certain events that are required

for cell invasion, including MMP expression (Benbow and Brinckerhoff, 1997; Crawford and

Matrisian, 1996; Curran and Murray, 2000) and cell motility (Pilcher et al., 1997; Shin et al.,

2001). Over-expression or activation of AP-1 component proteins increased invasion (Dong et

al., 1997; Hennigan et al., 1994; Marconcini et al., 1999), and inhibition of AP-1 activity

suppressesed invasion in keratinocytes (Dong et al., 1997), fibroblasts (Lamb et al., 1997), and

squamous carcinomas (Yuspa, 1998) and inhibited progression of papillomas to carcinomas

(Cooper et al., 2003). AP-1 activity is induced through activation of the mitogen activated

kinase (MAPK) cascade, which includes three signal transduction pathways; jun N-terminal

kinase (JNK), ERK and p38 signalling (Robinson et al., 1998).

PDCD4 has been shown to interfere upstream of AP-1 to inhibit its activation, and subsequently

decrease neoplastic transformation or invasion. There are several mechanisms that appear to be

responsible for the inhibition of c-Jun activation by PDCD4. Conditional expression of PDCD4

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in colon cancer cell lines showed PDCD4 interacted with c-Jun and prevented its

phosphorylation by JNK and prevented its recruitment of p300, a histone acetyl transferase

required for transcription of AP-1 target genes by c-Jun (Bitomsky et al., 2004). Additionally,

PDCD4 was found to decrease the transcription of the gene encoding the protein kinase,

MEKK1, resulting in inhibition of the JNK-signalling pathway, but not p38 or ERK (Yang et

al., 2006). These mechanisms lead to inhibition of c-Jun activity and down-regulation of AP-1

responsive promoters and a less invasive phenotype in colon cancer cell lines (Yang et al.,

2006).

Loss of PDCD4 expression in breast and colon carcinomas has been shown to be an important

step leading to increased invasion. However, PDCD4 was first identified because it was induced

upon apoptosis. While the reports cited above do not find that PDCD4 affects the cell-cycle or

apoptosis, some studies have found that PDCD4 plays a role in these pathways.

3.5 Role in Cell-cycle and Apoptosis

A variety of studies showed that up-regulation of PDCD4 inhibits cell growth through a range of

mechanisms. In carcinoid cell lines, HEK293 and Bon-1, PDCD4 suppressed carbonic

anhydrase type II protein expression and inhibited cell growth (Goke et al., 2004b; Lankat-

Buttgereit et al., 2004). In colon cancer cells, NS-398, a selective cyclo-oxygenase-2 inhibitor,

increased mRNA levels of PDCD4 and inhibited cell growth (Zhang and DuBois, 2001). In

prostate cancer cells, PDCD4 was shown to interact directly with the DNA binding domain of

the transcription factor Twist1 and reduced cell growth via down-regulation of the Twist1 target

gene Y-box binding protein-1 (YB-1) (Shiota et al., 2009). Growth suppression by PDCD4

expression was completely recovered by either Twist1 or YB-1 expression. Also, an inverse

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correlation between nuclear PDCD4 and YB-1 expression levels was observed in 37 clinical

prostate cancer specimens.

PDCD4 has also been reported to be involved in apoptosis of cancer cell lines when stimulated

with cytotoxic agents. In the human hepatocellular cell line (Huh7), PDCD4 up-regulation

enhanced TGF-β1 induced apoptosis (Zhang et al., 2006a). Another study in renal cell

carcinoma (RCC) cells demonstrated that fluvastatin, a new generation of statins

(pharmacologic inhibitors of the 3-hydroxy-3-methylglutaryl-coenzyme A reductase), induced

apoptosis mediated by down-regulation of the Akt/mammalian target of rapamycin pathway

(mTor) pathway and up-regulation of PDCD4 (Woodard et al., 2008). Moreover, PDCD4 over-

expressing cells were more sensitive to chemotherapeutics, cisplatin and paclitaxel but not to

etoposide or 5-fluorouracil (Shiota et al., 2009).

In summary, PDCD4 seems to play an important role in cell cycle arrest, which perhaps

explains why it sensitizes cells to cytotoxic agents. However, the mechanism by which PDCD4

induces cell cycle arrest appears to be dependent on cell type. Thus, it is important to determine

whether PDCD4 is more important to promote cell cycle arrest/apoptosis or to inhibit invasion

in OSCC.

3.6 Regulation of PDCD4

Mechanisms that are frequently involved in the down-regulation of TSGs commonly involve

mutational inactivation and deletion (Tsantoulis et al., 2007), but studies indicate that these

mechanisms do not apply to PDCD4. Several mechanisms of down-regulation of PDCD4 have

been reported such as hypermethylation of its promoter region, increased proteasomal

degradation and silencing by the micro-RNA, miR-21.

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PDCD4 down-regulation in human glioma has been attributed to methylation of its 5’ promoter

region (Gao et al., 2008). Loss of PDCD4 mRNA in glioma tissue was significantly associated

with methylation of the 5’ CpG islands in the PDCD4 promoter and was correlated with worse

patient prognosis. Additionally, treatment of glioma cells with the DNA methyltransferase

inhibitor, 5’aza-2’-deozycytidine, restored PDCD4 gene expression, in vitro.

Mitogen-activated signalling via the phosphoinositide-3 kinase (PI3K)-Akt-mTOR pathway, has

been shown to down-regulate PDCD4 (Dorrello et al., 2006). In response to various survival

and growth factors, PI3K activation leads to phosphorylation of Thr308 and Ser473 of Akt via

PDK-1 (Bellacosa et al., 1998; Chan et al., 1999). Akt plays a crucial role in the induction of

antiapoptotic, pro-survival signals and has multiple targets, including PDCD4 (Palamarchuk et

al., 2005) and mTOR, which is upstream of the kinase, p70/S6K1 (Bhaskar and Hay, 2007; Hay,

2005; Li et al., 2004). Additional studies have shown that PDCD4 is phosphorylated at Ser67

and Ser457 by Akt, which prevented its inhibition of AP-1 responsive promoters (Palamarchuk et

al., 2005). Additionally, PDCD4 phosphorylation of Ser457 by Akt caused nuclear translocation

of PDCD4. Another study established that PDCD4 is also a substrate for p70/S6K1 and that

p70/S6K1 phosphorylation of Ser67 leads to binding of the E3-ubiquitin ligase β-TrCP and

subsequent ubiquitylation and proteasomal degradation (Dorrello et al., 2006). MEK-ERK

signalling has been shown to facilitate the proteasomal degradation of PDCD4 (Schmid et al.,

2008). Considering that PI3K is frequently deregulated in cancer, including OSCC (Table II;

Kozaki et al., 2006), this pathway may be responsible for PDCD4 under-expression.

PDCD4 has also been reported to be a functional target of miR-21 in various aspects of tumour

progression. In breast cancer, miR-21 down-regulated PDCD4 and increased cell proliferation,

invasion, metastasis, and neoplastic transformation (Lu et al., 2008; Zhu et al., 2007; Zhu et al.,

2008). In colon cancer, miR-21 decreased PDCD4 levels and increased invasion and metastasis

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of colon cancer cell lines (Asangani et al., 2008). In esophageal cancer, down-regulation of

miR-21 led to an increase in PDCD4 protein levels and a decrease in cellular proliferation and

invasion of esophageal cell lines (Hiyoshi et al., 2009). In cholangiocarcinomas, miR-21 is

over-expressed and inhibits PDCD4 (Selaru et al., 2009). Thus, over-expression of miR-21 is

associated with PDCD4 regulation in many tumour types.

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Chapter 4: MicroRNA-21

4.1 Micro-RNAs and their involvement in Cancer

Micro-RNAs (miRs) are naturally occurring, non-coding RNAs that control gene expression by

either targeting mRNAs for degradation or repressing their translation (Berezikov et al., 2005;

Pillai, 2005; Zamore and Haley, 2005). Primary miRs are transcribed by RNA polymerase II

from non-coding regions of the genome (Kim, 2005). These transcripts are then cleaved by

Drosha into pre-miRs of 70 nucleotides, which are then processed to 17- to 24-nucleotide

miRs by Dicer (Bartel, 2004). These mature miRs are transferred to Argonaute proteins in the

RNA-induced silencing complex (RISC).

Currently, it is known that miRs inhibit expression of their target genes by two main

mechanisms: degradation of its target mRNA and/or translational repression of mRNA without

degradation. The former involves the miR guiding the RISC complex to its target mRNA,

where it binds with perfect complementarity to a site within the 3’ untranslated region of the

mRNA (Tomari and Zamore, 2005). The Argonaute protein, within the RISC complex, then

cleaves the mRNA and subsequently, exonucleases complete its degradation (Orban and

Izaurralde, 2005). However, in mammalian systems miRs usually bind their target with

imperfect complementarity. Although the mechanism is not perfectly worked out, it is believed

that imperfect binding of a miR to its target mRNA results in the sequestration of the mRNA

into cytoplasmic processing bodies (P-bodies) (Liu et al., 2005). Thus, the P-bodies act as

storage sites for mRNAs inhibited by miRs. When miR expression decreases, its target mRNAs

are released back into the cytoplasm and can be translated. However, if a miR remains over-

expressed, its target mRNA will likely be degraded (Bhattacharyya et al., 2006).

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The human genome contains over 700 miRs (Griffiths-Jones et al., 2006; Saini et al., 2007) and

miRs are expressed in a tissue-specific manner (Volinia et al., 2006). Recently, the cell- and

tissue-specific expression map of several hundred miRs, in multiple mammalian cell systems,

has been compiled (Landgraf et al., 2007). It has been established that each miR targets over 200

transcripts, directly or indirectly (Zhang et al., 2006b). miRs may also increase translation of

select mRNAs (Vasudevan et al., 2007).

MiRs play an important regulatory role in processes such as cell differentiation, proliferation,

and inhibition of apoptosis (Chen et al., 2004; Croce and Calin, 2005). Importantly, it has been

shown that some of these miRs can act as either tumour suppressor genes or oncogenes, known

as oncomirs (Esquela-Kerscher and Slack, 2006). miRs with a tumour suppressive function are

commonly under-expressed in cancer. For example, miRs let-7, miR-15, and miR-16 are

typically found down-regulated or deleted in lung cancer and leukemia (Calin et al., 2002;

Takamizawa et al., 2004). Oncomirs tend to be over-expressed in tumours.

miR-21 stands out as the microRNA most often over-expressed in diverse types of malignancy,

and miR-21 expression and cancer-related processes such as proliferation, apoptosis, invasion,

and metastasis have been correlated (Volinia et al., 2006). It has been suggested that miR-21 can

function as an oncogene in breast cancer (Iorio et al., 2005; Volinia et al., 2006), brain tumours

(Chan et al., 2005), lung cancer (Markou et al., 2008; Volinia et al., 2006), prostate cancer

(Volinia et al., 2006), ovarian cancer (Iorio et al., 2007), pancreatic cancer (Roldo et al., 2006;

Volinia et al., 2006), colon cancer (Slaby et al., 2007; Volinia et al., 2006), gastric cancer (Chan

et al., 2008; Volinia et al., 2006), cholangiocarcinoma (Meng et al., 2006), hepatocellular

cancer (Meng et al., 2007; Tran et al., 2007) head and neck cancer (Chang et al., 2008; Tran et

al., 2007) and esophageal cancer (Feber et al., 2008). Inhibition of miR-21 has been found to

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suppress tumour cell growth in vitro and tumour growth in a xenograph mouse model (Si et al.,

2007).

Our laboratory has recently used high-throughput micro-RNA expression arrays to determine a

micro-RNA expression profile associated with progression of OSCC. miR-21 was among the

micro-RNAs consistently identified to be involved in early stages of tumour progression. Thus,

over-expression of miR-21 is likely an important event and identification of its protein

targets may be important for better understanding its role in OSCC tumourigenesis.

4.2 Predicted miR-21 Targets

Studies have identified several miR-21 target genes associated with cancer progression: the

phosphatase and tensin homologue (PTEN; Meng et al., 2006; Meng et al., 2007), tropomysin 1

(TPM1; Zhu et al., 2007), maspin (Zhu et al., 2008) and PDCD4 (Asangani et al., 2008; Frankel

et al., 2008; Hiyoshi et al., 2009; Zhu et al., 2008), among other predicted targets.

PTEN is involved in inhibiting the growth stimulatory effects of the PI3K pathway. A decrease

in PTEN activity results in constitutive activation of Akt, a downstream mediator of the PI3K

pathway, which leads to tumour progression and metastasis (Sansal and Sellers, 2004). Aberrant

expression of miR-21 was shown to down-regulate the tumour suppressor PTEN and result in

increased proliferation, invasion and migration in vitro in human hepatocellular cell lines (Meng

et al., 2007).

TPM1 stabilizes actin microfilaments and is thus an important regulator of cellular migration

(Boyd et al., 1995) and maspin is a serine protease inhibitor. Both TPM-1 and maspin are direct

targets of miR-21 (Zhu et al., 2008). Down-regulation of TPM1 by over-expression of miR-21

led to an increase in anchorage-independent cell growth (Lu et al., 2008). Moreover, over-

expression of TPM1 or maspin decreased cellular invasion of breast cancer cell lines (Zhu et al.,

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2008). Thus, miR-21 is believed to promote invasion by targeting multiple genes that regulate

this process.

4.3 miR-21 Regulation of PDCD4 Expression and Function

Recently, many studies have focused on the regulation of PDCD4 by miR-21. In breast cancer,

miR-21 targets were identified by knocking down miR-21 in MCF-7 cells and using micro-array

analysis to identify its potential targets (Frankel et al., 2008). About 737 transcripts had altered

mRNA expression (either due to direct binding by miR-21 or by secondary effects) indicating

the important role of miR-21 in cellular function. Among the transcripts that showed altered

expression by miR-21, PDCD4 and p53-regulated genes were under-expressed. Subsequent

experiments in this study confirmed that miR-21 inhibition increased endogenous PDCD4

protein and decreased cellular proliferation. Moreover, the effect of miR-21 inhibition on

decreased proliferation was abrogated when mutations were introduced in the miR-21 binding

site in the PDCD4 3’ untranslated region (UTR). This study implicated a role for the miR-

21/PDCD4 pathway in regulating cellular proliferation in cells with a functional p53 protein.

Other studies in aggressive breast cancer cell lines have shown that miR-21 down-regulated

PDCD4 and increased invasion and metastasis (Zhu et al., 2008). In this study, miR-21 down-

regulated wild type PDCD4, but not PDCD4 with a mutated miR-21 binding site. miR-21 had

no affect on cell proliferation. However, transfection of these cell lines with anti-miR-21

reduced the ability of cells to migrate through a matrigel by approximately 60%. Additionally,

when anti-miR-21 transfected cell lines were injected into mice, lung metastasis was

significantly reduced. Also, primary breast cancer specimens showed an inverse correlation

between PDCD4 protein expression and miR-21 in 8 tissue samples.

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An inverse correlation between miR-21 and PDCD4 was also observed in colon cancer cell lines

(Asangani et al., 2008). Using a luciferase reporter system, in which a luciferase gene replaced

the translated region of the PDCD4, miR-21 over-expression decreased luciferase activity in the

RKO colorectal cancer cell line. Moreover, a mutation of the miR-21 binding site in the PDCD4

3’UTR prevented this down-regulation by miR-21. This indicated that miR-21 regulates PDCD4

translation by binding to its 3’UTR. Also, this study found that knock down of miR-21

decreased invasion and metastasis (Asangani et al., 2008).

In esophageal cancer, PDCD4 has been found to be an important target of miR-21. miR-21 and

PDCD4 protein expression were inversely correlated in a study of 20 esophageal carcinomas

(Hiyoshi et al., 2009). Additionally, down-regulation of miR-21 led to an increase in PDCD4

protein levels and a decrease in cellular proliferation and invasion of esophageal cell lines

(Hiyoshi et al., 2009).

In glioblastoma cell lines, miR-21 inversely correlated with PDCD4 protein expression. Knock-

down and over-expression of miR-21 increased and decreased PDCD4 expression, respectively,

in the glioblastoma cell line, T98G. Moreover, over-expression of miR-21 inhibited PDCD4

induced apoptosis in this cell line (Chen et al., 2008).

In conclusion, it is evident that the miR-21/PDCD4 pathway is crucial for various aspects of

tumourigenesis, including cell proliferation, invasion and metastasis. However, the downstream

effects of this pathway seem to be cell type specific. Therefore, it is necessary to investigate

this pathway further in other cancers, such as OSCC, in order to gain further insight into

its cellular effects.

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Chapter 5: Hypotheses and Objectives

(1) Hypothesis: PDCD4 under-expression is associated with clinicopathological characteristics

(nodal metastasis) of OSCC

Rationale: Preliminary findings by our lab showed that PDCD4 was frequently under-

expressed in OSCC (Dos Reis et al., in preparation). In this study, we attempted to verify

PDCD4 under-expression and determine whether PDCD4 loss was associated with any

clinical or pathological characteristics.

Objectives:

(i) Quantify PDCD4 mRNA and protein expression in primary human OSCC samples

and OSCC cell lines.

(ii) Use statistical analysis to determine whether PDCD4 expression is associated with

clinicopathological variables, such as smoking and/or alcohol abuse, tumour site,

stage, grade, status of the cervical lymph nodes, presence of angiolymphatic or

perineural invasion and tumour recurrence.

(2) Hypothesis: Restored PDCD4 expression decreases invasion of OSCC cell lines and down-

regulates proteins involves in invasion and metastasis

Rationale: PDCD4 over-expression has been found to decrease the invasive and metastatic

potential of breast, colon and esophageal cancer cell lines. Since lymph node metastasis is

common in OSCC and is correlated with poor prognosis, we aimed to determine whether

PDCD4 regulated the invasive potential of OSCC cell lines.

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Objectives:

(i) Measure invasive potential of OSCC cell lines using the transwell invasion assay

following over-expression or knock-down of PDCD4.

(ii) Determine down-stream targets of PDCD4 that are also known invasion and

metastasis-related proteins.

(3) Hypothesis: PDCD4 under-expression in OSCC is due, in part, to regulation by miR-21

Rationale: In order to determine the cause of PDCD4 under-expression in OSCC, we sought

to determine a possible mechanism for its down-regulation. miR-21 has been reported to be

over-expressed in HNSCC and has been previously demonstrated to target PDCD4 and

reduce its expression in vitro in various other cell types.

Objectives:

(i) Quantify miR-21 expression in primary human OSCC samples and determine

whether it is inversely correlated with PDCD4 expression

(ii) Determine whether PDCD4 is a direct target of miR-21 in OSCC cell lines

(iii) Investigate other possible mechanisms of PDCD4 regulation in OSCC

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Chapter 6: Materials and Methods

6.1 Sample Collection

Forty oral cavity samples from OSCC and adjacent normal mucosa were obtained at the time of

surgery from the Toronto General Hospital (Toronto, Canada). The research ethics board (REB)

of the University Health Network (UHN) approved this work, and informed consent was

obtained from all patients prior to sample collection. These tissues were snap-frozen in liquid

nitrogen and stored at -80°C until use. Corresponding hemotoxylin-eosin (H&E) stained

sections were examined by an experienced head and neck pathologist, Dr. Bayardo Perez-

Ordonez. Histopathological diagnosis confirmed the presence of tumour in at least 80% of cells

from each OSCC specimen and confirmed that adjacent normal tissue was free of tumour or

dysplasia.

6.2 Patient Information

Medical records were examined in order to obtain detailed clinical data for each patient,

including age, sex, history of tobacco and alcohol consumption, histopathological diagnosis and

disease stage (Tables III,IV). Tumours were staged according to the current TNM classification

system as recommended by the AJCC (American Joint Committee on Cancer) and the UICC

(International Union against Cancer. et al., 2002). This patient cohort is representative of a

typical oral cancer population within North America (SEER Cancer Statistics Review, 2009).

However, the mean and median age is slightly higher, 64 and 65.6, respectively, since this

patient cohort does not include younger patients (age < 40 years).

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6.3 Cell Culture

The OSCC cell lines used in this study were provided by Dr. Reidar Grenman from the

University of Turku, Finland (Lansford et al., 1999). Clinical data of patients from whom

tumour cell lines were derived is described in Table IV. UT-SCC-15, 20A, 24A, 28, 74A, 87

and 90A oral cancer cell lines were maintained in Dulbecco’s Modified Eagle Media (DMEM)

containing 10% FBS, 1% Penicillin-Streptomycin and 1% L-Glutamine at 37 °C in a 5% CO2

humidified incubator. Human Oral Keratinocyte cell lines (HOK; Invitrogen) were derived from

normal oral mucosa and used as a control. HOK were maintained in Oral Keratinocyte Media

(OKM) supplemented with 1% keratinocyte growth factor/epithelial growth factor mixture.

6.4 RNA Extraction

Total RNA was obtained from patient samples (Table III, IV) and cell lines (Table V, VI).

Patient tissue was kept frozen in liquid nitrogen and homogenized using a mortar and pestle.

After grinding, tissue was re-suspended in 1 mL TRIzol reagent (Invitrogen). TRIzol contains a

buffer to lyse the cell membrane, phenol to dissolve protein and isoamyl alcohol to dissolve the

nucleic acids (Chomczynski and Sacchi, 1987). Next, the aqueous phase containing RNA was

separated from the organic phase by adding 200 uL of chloroform followed by centrifugation at

10,000 rpm for 15 minutes at 4°C. The aqueous phase was mixed with 500 uL of isopropanol

and incubated at -70°C for 30 minutes to precipitate the RNA. The isopropanol solution

containing the RNA was transferred to the appropriate columns provided by the RNeasy Kit

(Qiagen). The columns were then washed with solutions provided (to remove impurities from

the RNA), as per manufacturer’s instructions, and then RNA was dissolved in 30 uL nuclease-

free water (Sigma). For cell lines, media was removed, cells were collected in 1 mL TRIzol

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reagent and total RNA was extracted as described above. Total RNA was quantified using

Nanodrop 1000 (Nanodrop).

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6.5 Detection of mRNA levels by quantitative RT-PCR

Total RNA (120 ng; determined to be the lowest amount of RNA required) from 31 patient

tissues (Table III; some patients were excluded due to low RNA yield) and 7 cell lines was used

to make cDNA using the Moloney Murine Leukemia Virus (M-MLV) reverse transcriptase

(Invitrogen) as per manufacturer’s protocol. Briefly, RNA was denatured at 65°C for 5 minutes

in the presence of 0.8 uM T20 primers and 0.8 mM dNTPs. Reverse transcription (RT) was

carried out at 37°C for 50 minutes using M-MLV (200 units) in the presence of 50 mM Tris-

HCl (pH 8.3 at room temperature), 75 mM KCl, 3 mM MgCl2, 0.01 M DTT and 50 units RNase

Inhibitor (Ambion). An RT- (no template control) was included.

Quantitative PCR was used to determine mRNA levels of PDCD4, MMP-2 and MMP-9 using

the Applied Biosystems Prism 7900 Sequence Detection System (Applied Biosystems, Foster

City, CA). GAPDH was used as the internal control, as it was determined by the laboratory to

have similar and reproducible Ct values in OSCC and adjacent normal samples (mean=14.53 ±

1.51; OSCC, mean=14.47± 1.38; normal, mean=14.99± 1.20). GAPDH is also frequently used

as a control in quantitative studies using DNA or RNA (Bustin, 2000; Reis et al., 2002).

Quantitative PCR was carried out using 1X SYBR Green 1 dye (a fluorescent dye that binds to

double-stranded DNA), 1 uM primers (Table VII) and 1 uL cDNA. Primers were designed using

mRNA sequences obtained from a public online database, https://www.genome.ucsc.edu (Kuhn

et al., 2009), using Primer 3 primer design software (Rozen and Skaletsky, 2000).

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Gene expression in tumours was calculated as fold-change relative to adjacent normal tissue

using the ΔΔCt method (Livak and Schmittgen, 2001). Briefly, quantification of expression of

our genes of interest was accomplished by measuring the fractional cycle number at which the

amount of expression reached a fixed threshold (Ct), which was directly related to the amount of

product, and therefore the mRNA levels of our genes of interest. The relative quantification

given by the Ct values was determined for duplicate reactions for each sample. Duplicate Ct

values were averaged and the control gene Ct subtracted to achieve ΔCt [ΔCt = Ct (gene of

interest) - Ct (control gene)]. Then relative expression level was determined as 2-ΔΔCt, where ΔΔ

Ct = ΔCt (target sample) - ΔCt (reference sample). For the reference sample, ΔΔCt equals 0 and

20 equals 1, so the fold change in the reference sample equals 1 by definition. For the unknown

samples, evaluation of 2-ΔΔCt indicates the fold change in gene expression relative to the

reference sample. A fold change was considered significant if greater than 1.5 (over-expressed)

or less than 0.67 (under-expressed). This was based on a false-positive rate of 0.05(Crowley and

Ankerst, 2006). Values are expressed as log10 n-fold differences in target gene expression and

are representative of 2 independent experiments. To ensure primer specificity, dissociation

curves were run for all reactions.

6.6 Detection of miR-21 levels by Taqman PCR

Total RNA from the 32 patient tissues and all 7 cell lines (Table III,IV,V,VI; these samples

were also used for PDCD4 mRNA expression analysis) was used for detection of miR-21 levels.

PCR-based detection of mature miR-21 was performed using the TaqMan micro-RNA assays

(Applied Biosystems). RT reactions were carried out using 100 ng total RNA by Multi-Scribe

Reverse Transcriptase (50 units) in the presence of 1 mM dNTPs, 1X Reverse Transcription

Buffer (Ambion) and RNase inhibitor (0.25 units) and miR-specific primers against the target

sequences (miR-21, 5’UAGCUUAUCAGACUGAUGUUGA3’; RNU44 endogenous control,

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5’CCUGGAUGAUGAUAGCAAAUGCUGACUGAACAUGAAGGUCUUAAUUAGCUCUA

ACUGACU3’). The RT products were subjected to real-time quantitative PCR. miR-21 levels

were normalized against then internal control, RNU44, and then expressed as log10 fold-change

using the ΔΔCt method, as described in Section 6.5. RNU44 has been described as expressed at

similar levels in oral tissues (Cervigne et al., under review) and other tissue types (Mestdagh et

al., 2009) and it was thus reliable as the internal control miR.

6.7 Immunohistochemistry

Tissue blocks from 35 patients were available for immunohistochemistry (IHC) analysis (Table

III). Of these 35, 26 had RNA available (Table III) and were used for gene expression analysis

(Described in Section 6.5 and 6.6). Subsequently, IHC was used to evaluate PDCD4 protein

expression in both the OSCC and its adjacent normal oral mucosa. PDCD4 expression was

evaluated semi-quantitatively for each sample (Table VIII), considering staining intensity (0 =

absent; 1 = weak; 2 = moderate; 3 = strong) and percentage of cells positively stained (0 = no

detectable immunostaining; 1 = immunostaining detected in 10% or less of cells; 2 = 11 – 30%;

3 = 31 – 60%; 4 = greater than 60%). The PDCD4 IHC score for each sample (tumour and

normal) was obtained by adding the intensity and percentage positive scores, as previously

published (Dos Reis et al., 2008). The PDCD4 IHC score in normal oral tissues ranged from 4 –

6, with a median score of 5.0 and a mean score of 5.2. Therefore, PDCD4 expression in the

OSCC was characterized as absent, very low, low, unchanged or high depending on its PDCD4

IHC score (absent = 0; very low = 2,3; low = 4; unchanged = 5,6; high = 7). Slides were scored

in a blinded fashion by a pathologist, Dr. Bayardo Perez-Ordonez and myself.

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6.8 Detection of Protein by Western Blot

OSCC cells (Table V, VI) were pelleted, washed once in PBS and lysed in RIPA buffer [NaCl,

150 mmol/L; NP-40, 1%; deoxycholic acid, 0.5%; SDS, 0.1%, Tris (pH 8.0), 50 mmol/L; with

protease inhibitor cocktail tablet (Roche). Total protein was extracted from cells and protein

concentration was determined using the Bradford Assay (Bio-Rad) as per manufacturer’s

instructions. Western blotting was done according to standard procedures. Briefly, protein (25

ug) was resolved by SDS-PAGE (10% acrylamide gel) and electrotransferred onto a PVDF

membrane (Bio-Rad) at 30V for 16 hours then 70V for 1 ½ hours at 4°C. Immunodetection was

carried out using antibodies directed toward the protein targets of interest (c-Jun, MMP-2,

MMP-9, PDCD4, phospho-PDCD4; Table IX), followed by incubation with secondary antibody

(horseradish peroxidise (HRP)-conjugated; Table IX) for chemiluminescent detection. β-Actin

(HRP-conjugated; Table IX) was detected to correct for unequal protein loading. The protein

signals were detected with the ECL plus Detection System (GE Healthcare), and signal intensity

was determined by NIH-ImageJ (Girish and Vijayalakshmi, 2004). PDCD4 protein expression

was determined semi-quantitatively based on ratio of the signal intensity of PDCD4 to Β-Actin.

Phosphorylated PDCD4 protein expression was determined semi-quantitatively based on the

ratio of the signal intensity of phospho-PDCD4 to PDCD4. c-Jun protein expression was

determined based on the signal intensity of c-Jun to β-Actin. Relative expression of PDCD4 and

phospho-PDCD4 in OSCC cell lines was determined compared to the HOK cell line.

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6.9 Detection of PDCD4 Protein by Confocal Microscopy

Cell lines (5x104 cells; Tables IV,V) were grown on glass coverslips (22mm x 22mm) in

DMEM containing 10% FBS, 1% Penicillin-Streptomycin and 1% L-Glutamine at 37 °C in a

5% CO2 humidified incubator for 24 hours. Subsequently, cells were washed in 1X warm PBS,

dried and fixed in 4% paraformadehyle (PFA)/PBS and incubated with anti-PDCD4 rabbit

antibody (1:200; Rockland), followed by anti-rabbit fluorescent conjugated secondary antibody

(1:500; DyLight 594; Jackson Immunoresearch). Cells were co-stained with DAPI (Invitrogen)

and mounted onto glass slides. Fluorescence was analyzed by confocal microscopy (LSM 510

Confocal; Advanced Optical Microscopy Facility).

6.10 Plasmids

Plasmids used in this study included a commercially available control plasmid, PCMV6-XL4

(PCMV6; Origene) and a PDCD4 expressing plasmid, PCMV6-XL4-PDCD4 (PDCD4;

Origene). The basic structures of both plasmids are presented in Figure 6.1 A,B. The PDCD4

plasmid consists of the 2,640 base pair PDCD4 cDNA sequence (RefSeq: NM014456) inserted

into the multi-cloning site of the PCMV6 plasmid. Both PCMV6 and PDCD4 plasmids were

expanded in E. coli in the presence of ampicillin (50 ng/mL). Briefly, 1 uL aliquot of either

plasmid was incubated with 25 uL of concentrated E. coli cells on ice for 30 minutes. E. coli

were heat shocked at 42°C for 2 minutes to allow for uptake of the plasmid and then incubated

at 37°C for 1 hour. Cells were further expanded at 37°C for 16 hours in the presence of

ampicillin (50 ng/mL). Thus, only cells expressing the plasmid (which contains the ampicillan

resistance gene) would grow. Surviving E. coli were pelleted at 5,500 rpm for 10 minutes and

plasmid DNA was then extracted using the Plasmid Midi-prep Kit (Qiagen). DNA was

quantified using using Nanodrop 1000 (Nanodrop).

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6.11 Pre-miRs, Anti-miRs and si-RNA

Commercially available pre-miR-21, anti-miR-21 and control miR were purchased from

Ambion and re-suspended in nuclease-free water to a concentration of 50 μM. PDCD4 siRNA

and control siRNA was purchased from Santa Cruz Biotechnology (Santa Cruz, California) and

re-suspended in nuclease-free water to a concentration of 50 μM. The specific miR and siRNA

sequences were kept confidential by the company.

6.12 Transfection

Cell lines (Table V, VI; UT-SCC24A, 74A, 87 and 90A) were seeded in 6-well plates (2x105

cells/well) in DMEM containing 10% FBS, 1% Penicillin-Streptomycin and 1% L-Glutamine.

Subsequently, cells were transiently transfected with either empty vector, PCMV6-XL4

(PCMV6; Origene), PCMV6-XL4-PDCD4 (PDCD4; Origene), 50 pmol of control si-RNA or

PDCD4 si-RNA (Santa Cruz); 50 pmol of scramble-miR, pre-miR-21 or anti-miR-21 (Ambion)

using 3 uL Lipofectamine-2000 reagent (Invitrogen). After 72 hours, media was removed and

cells were washed with 2 mL PBS. Cells were then detached from the plate by adding 0.5 mL

trypsin and incubating at 37 °C in 5% CO2 for 5 minutes. 2 mL DMEM containing 10% FBS,

1% Penicillin-Streptomycin and 1% L-Glutamine was added to neutralize the trypsin. For each

transfection condition, the cell suspension was collected and separated into two parts, one for

RNA and the other for protein. The cell suspensions were pelleted by centrifugation at 1,400

rpm for 3 minutes and media was removed. For each transfection condition, one pellet was re-

suspended in 1.0 mL Trizol for RNA extraction (Section 6.4) and the other was washed in cold

PBS and then subjected to protein extraction (Section 6.8). Transfection was confirmed by

quantitative RT-PCR and Western blotting.

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6.13 Transwell Invasion Assay

The invasive potential of cell lines (Table V, VI; UT-SCC-24A, 74A, 87 and 90A) transfected

with PDCD4, PDCD4 si-RNA or controls (mock, PCMV6 vector or si-scramble transfected)

was evaluated using the transwell invasion assay. Cells were transfected as described in Section

6.12. After 48 hours, media was removed and cells were washed with 2 mL PBS. Cells were

then detached from the plate by adding 0.5 mL trypsin and incubating at 37 °C in 5% CO2 for 5

minutes. 2 mL DMEM containing 10% FBS, 1% Penicillin-Streptomycin and 1% L-Glutamine

was added to neutralize the trypsin. An aliquot of 50 uL of cells per well was mixed with 50 uL

trypan blue and counted using a haemocytometer. The remaining cells were spun at 1,400 rpm

for 3 minutes, media was removed and then cells were re-suspended at a concentration of either

5.0x105 or 7.5x105 cells/mL in DMEM containing 2% FBS, 1% Penicillin-Streptomycin and 1%

L-Glutamine As per protocol, cells (either 5x104 or 7x104) were plated on a Matrigel (BD

Biosciences) coated membrane with 8-μM pores (VWR) for 24 hours. Using these same cell

lines, our laboratory previously demonstrated that 24 hours after plating the cells was an optimal

time to allow cells to invade through the chamber (Dos Reis et al., 2008). Cells were incubated

in 200 uL low-serum media (DMEM containing 1% FBS, 1% Penicillin-Streptomycin and 1%

L-Glutamine). Contained on the other side of the membrane was 600 ul high-serum media

(DMEM containing 10% FBS, 1% Penicillin-Streptomycin and 1% L-Glutamine) used as a

chemo attractant. Thus, cells would migrate toward the serum-supplemented media (Figure 6.3).

Cells that invaded the lower surface of the Matrigel-coated membrane were stained using the

Diff Quick Stain set (Dade Behring, Newark, Del) and fixed onto a glass slide. The number of

invading cells was quantified using NIH-ImageJ (Girish and Vijayalakshmi, 2004) and

normalized to controls. Data are representative of 3 experiments.

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6.14 Flow Cytometry Analysis

Flow cytometry analysis was used to determine the percentage of cells in each phase of the cell

cycle. OSCC cell line, UT-SCC-87, was transfected with PDCD4 or control (untransfected,

mock or PCMV6 transfected) as described in Section 6.12. After 48 hours, media was collected

into 5 mL polystyrene round-bottom tubes to collect any floating/dead cells. The viable cells

were then detached from the plate by adding 0.5 mL trypsin and incubating at 37 °C in 5% CO2

for 5 minutes. 2 mL DMEM containing 10% FBS, 1% Penicillin-Streptomycin and 1% L-

Glutamine was the added and cells were collected into the round-bottom tubes. Next, the cells

were pelleted by centrifugation at 1,400 rpm for 3 minutes and media was removed. Cells were

incubated on ice with 400 uL propidium iodide (PI) staining solution containing 5 uL PI/1 mL

hypotonic buffer (0.1% sodium citrate, 0.1% Triton X-100 in ddH2O). The isotonic buffer

permeabilizes the cells to the PI, which binds to the major groove of double-stranded DNA.

Thus, the amount of PI within the cell indicates what phase of the cell cycle each individual cell

is in. PI content was measured using the Becton Dickinson FACS calibur flow cytometer. Data

acquisition and analysis was performed using CellQuest software.

6.15 In Silico Analysis for miR Binding Sites

In order to determine the sequence of potential miR binding sites in the 3’UTR of PDCD4 an

online resource, microRNA.org (Betel et al., 2008; John et al., 2004), was consulted. Typing the

gene name, PDCD4, and the species, Homo sapiens, into the search engine located all

mammalian miRs that have the potential to bind to sites within the PDCD4 3’ UTR. Only those

miRs with an alignment score ≥ 140 are predicted to bind the mRNA of interest. This alignment

score is based on the number of matching base pairs between the miR and its predicted binding

site. Therefore, this software tool is valuable for predicting whether such an interaction occurs in

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vivo. miR-21 was predicted to bind PDCD4 with an alignment score of 157. Previous reports

confirmed the potential miR-21 binding site (Frankel et al., 2008; Zhu et al., 2008).

6.16 PDCD4 Mutation Assay

The full length PDCD4 plasmid (Origene; Figure 6.1B) containing the miR-21 binding site

within the 3’UTR of PDCD4 was used as a template to make miR-21 binding site mutations

(Figure 6.2). The miR-21 binding site was mutated using the QuikChange Lightning Site-

Directed Mutagenesis Kit (Stratagene). Briefly, PCR (18 cycles; annealing temperature of 68°C)

was performed using PDCD4 as template (Figure 6.2A) and primers (Forward Primer: 5’-

GGAGGGACAGAAAAGTAACCTCTTAAGTGGAATATTCTAAGGAATTCCCTTTTGTA

AGTGCC-3’; Reverse Primer: 5’GGCACTTACAAAAGGCCCGGGCTTAGAATATTCCAC

TTAAGAAGAGGTTACTTTTCTGTGTCCCTCC-3’; mutation is in bold) designed to

introduce point mutations in the miR-21 binding site. PCR product (Figure 6.2B) was then

digested with the restriction enzyme, DpnI, to remove any template (unmutated) DNA. The

digestion product (Figure 6.2C) was transformed into competent DH5-alpha cells and plated

onto ampicillin (50 ng/mL) coated agar plates (Figure 6.2D). Colonies were expanded and

plasmid DNA was extracted using the Plasmid Mini-prep Kit (Qiagen). The mutated PDCD4

plasmid, PDCD4-UTRmut (Figure 6.1E), was sequenced (DNA Sequencing Facility, UHN) to

confirm the presence of the mutation (Figure 6.2E). PDCD4-UTRmut plasmid was expanded in

E. Coli (as described in Section 6.10) and plasmid DNA was then extracted using the Plasmid

Midi-prep Kit (Qiagen). 200 ng PDCD4 or PDCD4-UTRmut plasmid were co-transfected with

50 pmol pre-miR-21 or scramble-miR (control) using 3 uL Lipofectamine-2000 (Invitrogen)

into UT-SCC74A (described in Section 6.12) and RNA and protein was isolated after 72 hrs.

Transfection of PDCD4 and pre-miR-21 was confirmed by Western blot and TaqMan real time

PCR, respectively.

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6.17 Statistical Analysis

Statistical analyses were performed using the SPSS Software Version 12.0 (Prentice Hall).

Correlation between PDCD4 mRNA and protein levels in patient samples was performed using

the Wilcoxon signed rank test (Wilcoxin, 1947). This method is a non-parametric version of the

paired T-test. Moreover, this method tests the null hypothesis that both samples have the same

distribution within a population (Downing and Clark, 1997). In this case, the samples we

compared were PDCD4 mRNA (Sample A) and PDCD4 protein levels (Sample B). The

absolute value of difference between the samples from A and B were pooled and ranked as

either positive or negative differences, giving T- and T+. Since the sample size was large (>8), T

has an approximately normal distribution with the parameters:

μT = N(N+1)/4 and σT2= N(N+1)(2N+1)/24

The standard normal random variable, (T-μT)/σT is used to either accept or reject the null

hypothesis. If this value is within the 95% confidence interval, then you accept the null

hypothesis. For example, when comparing PDCD4 mRNA and protein expression, T = 41, μT =

162.5 and σT = 37.5 and the standard normal variable is -3.3, Degrees of Freedom = N-1 = 24.

Our cut-off is P < 0.05 for significance. Thus we accept the null hypothesis with P = 0.002.

Correlation between PDCD4 mRNA and miR-21 levels, and PDCD4 protein and miR-21 levels

was also performed using the Wilcoxon signed rank test.

Statistical analysis of the relationship between PDCD4 mRNA or miR-21 levels in OSCCs to

clinicopathological data was performed using the Wilcoxon rank sign test as was previously

used by our lab to compare the relationship of CLDN-1 mRNA expression to clinicopathological

variables (Dos Reis et al., 2008). This method is a non-parametric test used to compare

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numerical values between 2 groups, such as the distribution of PDCD4 mRNA level in smokers

versus non-smokers.

Statistical analysis of the relationship between PDCD4 IHC score in OSCCs to

clinicopathological data was performed using the chi-squared test as was previously used by our

lab to compare the relationship of CLDN-1 protein expression to clinicopathological data (Dos

Reis et al., 2008). This method is a non-parametric test used to compare ordinal values between

2 groups, such as the PDCD4 IHC scores in smokers versus non-smokers.

Statistical analysis of in vitro experiments was performed using One-way Anova. This method

of analysis is used to make a comparison between 2 or more samples (the independent variable)

on one dependent variable (Urdan, 2005). The question addressed by One-way Anova is

whether the average difference/variation between the values of the different samples is large or

small compared to the difference/variation between values within the same samples. First, the

average amount of variation, Mean Square Error (MSE), between each sample is calculated.

Next, the variation between groups, Mean Square Between (MSB), is calculated. The F stastic is

then calculated by dividing MSB/MSE. If F is statistically significant (P < 0.05) then there are

differences between the sample means. Fisher’s test was used to determine whether the mean

value between two groups was significantly different. Differences were considered significant

if P-values were less than 0.05.

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Chapter 7: Results

7.1 PDCD4 Expression is Lost in OSCC

Using microarray analysis, previous findings by our lab showed that PDCD4 expression was

lost in tumours compared to their adjacent normal mucosa in a cohort of patients with OSCC.

Preliminary IHC studies of an independent set of OSCC specimens showed that PDCD4 protein

expression was lost in tumours (Dos Reis et al., in preparation). This current study aimed to

measure PDCD4 mRNA and protein in an expanded cohort of OSCC specimens in order to

verify these previous findings. Moreover, we aimed to determine whether PDCD4 loss was

associated with clinicopathological variables.

The fold change of PDCD4 mRNA levels in each OSCC compared to its adjacent normal was

determined for 31 of 40 patients. PDCD4 mRNA (median, 0.32; range, 0.05 – 5.28) was

decreased (fold change < 0.67) in 80.6% (25/31), unchanged in 12.9% (4/31) and over-

expressed (fold change > 1.5) in 6.4% (2/31) of OSCCs. PDCD4 mRNA log10 fold change for

each OSCC was plotted for better visualization (Figure 7.1). To determine whether loss of

PDCD4 mRNA was related to clinicopathological data, univariate analysis was performed to

compare PDCD4 mRNA levels with clinical variables. Loss of PDCD4 mRNA expression was

significantly lower in tumours of patients with nodal metastasis (0.22 versus 0.45; P=0.019;

Table X). Also, although not significant, median PDCD4 mRNA levels were lower in tumours

with angiolymphatic invasion (0.20 vs 0.34, P=0.245). PDCD4 mRNA loss was not associated

with any other clinical variables.

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Immunohistochemical analysis of PDCD4 protein (Figure 7.2) showed that PDCD4 was

strongly expressed in the nuclei of normal oral squamous epithelia. However, PDCD4

expression was considerably decreased in a majority of OSCC samples. Also noteworthy is that

PDCD4 expression, although still positive, seemed to decrease slightly in dysplastic lesions and

carcinoma in situ (CIS). Using IHC, PDCD4 expression score (Table XI A,B) was absent in

5.7% (2/35), very low in 54.3% (19/35), low in 28.6% (10/35) and unchanged in 11.4% (4/35)

of cases. Thus, PDCD4 was under-expressed in 88.6% (31/35) of OSCCs. Loss of PDCD4

protein expression was significantly associated with more well differentiated tumour grade

(P=0.038, Table XII) and there was a trend towards lower PDCD4 protein expression in cases

with nodal metastasis versus no nodal metastasis (P=0.115; Table XII). PDCD4 mRNA and

protein levels were significantly correlated (P=0.002, Wilcoxon signed rank test).

In order to determine whether the UT-SCC cell lines were representative of our primary patient

OSCCs and to assess whether they could be used for functional studies involving PDCD4, we

quantified their PDCD4 mRNA expression and protein expression (Figure 7.3A,B). The fold-

change of PDCD4 mRNA expression in OSCC cell lines (Table IV,V; UT-SCC-15, 20A, 24A,

28, 74A, 87 and 90A) was determined compared to a normal oral keratinocyte cell line (HOK;

Invitrogen). PDCD4 mRNA levels were decreased in all but one OSCC cell line (UT-SCC-15).

PDCD4 protein expression was lower in all seven OSCC cell lines compared to the HOK cell

line (Figure 7.3B). Indeed, UT-SCC-74A expresses the lowest amount of mRNA and protein

(Relative Ratio to HOK (RR) = 0.23), while UT-SCC-20A, 24A, 87 express similar levels of

PDCD4 mRNA and protein (RR = 0.6, 0.49, 0.43, respectively) as each other. Moreover, UT-

SCC-90A (RR = 0.82) expresses the highest levels of PDCD4 protein, although it is still under-

expressed when compared to the HOK cell line (RR = 1.0).

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7.2 PDCD4 Affects Invasion of OSCC Cell Lines

In other studies, down-regulated PDCD4 expression was implicated in breast, colon, lung and

esophageal cancer cell invasion and metastasis. Since lymph node metastasis is common in

OSCC patients and is associated with poor prognosis (Burket et al., 2003a), we decided to

investigate whether PDCD4 regulates invasion of OSCC cell lines using a transwell matrigel

invasion assay (Katerinaki et al., 2006).

To determine an optimal amount of PDCD4 or PCMV6 control plasmid to transfect, we tested

the toxicity of various amounts of plasmid in UT-SCC-24A (Figure 7.4A). We found that a

concentration of plasmid greater than 500 ng was toxic to the cells (less than 60% cell viability

after 72 hrs). Next, we determined the effect of 200 and 500 ng of plasmid on PDCD4 mRNA

and protein expression by quantitative RT-PCR and western blot, respectively. We found that

both 200 ng and 500 ng of PDCD4 plasmid led to an increase in PDCD4 mRNA (Figure 7.4B)

and protein (Figure 7.4C) compared to control.

We then tested whether UT-SCC-24A cells could invade through a matrigel following

transfection of 200 ng or 500 ng of PDCD4 (Figure 7.10A,B) compared to PCMV6. Our results

indicated that 200 ng PDCD4 plasmid effectively decreased invasion compared to control (22 ±

6% versus 80 ± 11%). However, both 500 ng PDCD4 and PCMV6 control plasmid also

decreased invasion (1 ± 0% and 24 ± 2%). Thus, we chose to use 200 ng PDCD4 and PCMV6

control plasmid for all subsequent experiments. Also, to obtain a higher level of invasion in our

control, subsequent experiments were performed using 7x104 cells per matrigel insert instead of

5x104 cells used in this experiment.

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To confirm our preliminary findings suggesting that PDCD4 up-regulation decreases OSCC

invasion, we determined the effect of PDCD4 over-expression and knock-down in 4 OSCC cell

lines (UT-SCC-24A, 74A, 87 and 90A; as determined to be our only OSCC cell lines that were

reproducibly transfected with PDCD4 plasmid). Effective over-expression and suppression of

PDCD4 was confirmed by western blot (Figure 7.6). Representative examples of invading cells

are shown in Figure 7.7. Our results (Figure 7.8) indicated that over-expression of PDCD4 in

OSCC cell lines, UT-SCC-24A, UT-SCC-74A, UT-SCC-87 and UT-SCC-90A, significantly

decreased invasion as only 10.0% (p<0.01), 19% (p<0.05), 18% (p<0.05) and 16% (p<0.05)

of each cell line, respectively, migrated through the matrigel compared to mock transfected

control (Table XIII A). Moreover, knock-down of PDCD4 increased invasion by 118%

(p<0.01), 230% (p<0.01), 128% (N.S.) and 108% (N.S.) in UT-SCC-24A, UT-SCC-74A, UT-

SCC-87 and UT-SCC90A (Table XI B). These data suggested that PDCD4 plays a role in

regulating invasion of OSCC cell lines.

7.3 PDCD4 Does Not Affect the Cell Cycle/Apoptosis in OSCC Cell Lines

Previous reports showed that PDCD4 affects cell proliferation by inhibiting cell cycle

progression (Goke et al., 2004b). Thus, PDCD4 induction may have decreased invasion by the

same mechanism in OSCC cell lines. The affect of PDCD4 transfection on cell viability was

determined relative to controls (untransfected, mock or PCMV6). As shown in Figure 7.9A,

PDCD4 had no effect on cell viability. To further confirm that PDCD4 did not induce cell cycle

arrest, we determined the % of cells in each phase of the cell cycle using flow cytometry. In

OSCC cell lines, we found that ~65% of our cells were in G1, ~12% in S-phase, ~10% in G2

and ~11% in G0 (Figure 7.9E). These values were unchanged in PDCD4 transfected cells. Thus,

PDCD4 does not appear to regulate cell growth or the cell cycle.

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7.4 miR-21 is Over-expressed and Inversely Correlated to PDCD4 in OSCC

miR-21 has been shown to regulate PDCD4 in numerous studies (Section 3.6) and has been

reported to be over-expressed in HNSCC (Chang et al., 2008; Tran et al., 2007). Therefore, we

sought to verify these data in OSCC and determine whether miR-21 may be involved in

regulation of PDCD4 in OSCC. miR-21 expression was measured in OSCCs and their adjacent

normal mucosa (n = 32; Figure 7.10A) and in OSCC cell lines (n=7; Figure 7.11). miR-21

(median = 1.95; range, 0.42 – 30.03) was over-expressed (fold change > 1.5) in 66.6% (21/32),

unchanged in 25.0% (8/32) and under-expressed (fold change < 0.67) in 9.4% (3/31) of primary

patient OSCCs and over-expressed in all OSCC cell lines. Statistical analysis showed that over-

expression of miR-21 was not associated with any clinical variables (Table XV). However, there

was a trend that showed median miR-21 expression was higher in more advanced stage tumours

(2.66 vs 1.82, P=0.260).

miR-21 was inversely correlated to PDCD4 mRNA (P=0.001, Wilcoxon signed rank test) and

PDCD4 protein (P <0.001, Wilcoxon signed rank test) in patient OSCCs. When we grouped the

samples based on PDCD4 protein expression scores (absent, very low, low or unchanged), the

average miR-21 expression level was higher in those samples that expressed the lowest amount

of PDCD4 protein (Figure 7.10B; P < 0.01, One-way Anova). Taken together, these results

point toward a possible role for miR-21 in the down-regulation of PDCD4 in OSCC.

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7.5 miR-21 Regulates PDCD4 in OSCC Cell Lines

In order to investigate whether miR-21 regulated endogenous PDCD4 in OSCC cell lines, we

determined the effect of transient transfection of miR-21 on PDCD4 protein levels. First, we

transfected a range (25, 50, 75 or 100 pmol) of scramble-miR into UT-SCC-74A (Figure

7.12A). Thus, we were able to determine the maximum concentration that could be transfected

for 72 hours without causing significant toxicity to the cells. Using either 25 or 50 pmol of

scramble-miR did not significantly decrease cell viability (91.3 ±5.7% and 89.3 ± 2.4%,

respectively) compared to mock transfected. However, 75 and 100 pmol of scramble-miR did

significantly decrease cell viability (61.7 ± 2.5% and 29.0 ± 5.8%, respectively). Thus, we did

not perform subsequent transfections with greater than 50 pmol. Next, we tested the effect of

transfection using 25 and 50 pmol of scramble-miR, pre-miR-21 and anti-miR-21 in UT-SCC-

74A. Cell viability was measured and both concentrations were non-toxic (Figure 7.12B).

Moreover, we confirmed that pre-miR-21 and anti-miR-21 led to over-expression and knock-

down of miR-21, respectively (Figure 7.12C), using Taqman real-time PCR. Additionally, both

concentrations of pre-miR-21 and anti-miR-21 caused a decrease and increase in PDCD4

protein expression, respectively (Figure 7.12D), by Western blot. These preliminary findings

suggested that miR-21 regulates PDCD4 and prompted us to investigate if this was the case in

additional OSCC cell lines. To ensure sufficient over-expression and knock-down in these

OSCC cell lines, we chose to perform our subsequent transfections with 50 pmol pre- or anti-

miR-21.

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We performed transfections using pre-miR-21 or anti-miR-21 (compared to scramble-miR

control) in the highest PDCD4 expressing OSCC cell line, UT-SCC-90A, the moderate PDCD4

expressing cell lines, UT-SCC24A and 87 and lowest PDCD4 expressing cell line, UT-SCC-

74A (Figure 7.3B). Taqman real-time PCR was used to measure miR-21 and confirmed

transfection (Figure 7.13). PDCD4 mRNA and PDCD4 protein expression was determined by

quantitative RT-PCR (Figure 7.14) and Western blot (Figure 7.15), respectively. We found that

pre-miR-21 successfully inhibited PDCD4 protein expression in all cell lines, although had a

more profound effect in low and low/moderate PDCD4 expressing cell lines (UT-SCC-24A,

74A and 87). We also found that anti-miR-21 was capable of up-regulating PDCD4 protein

levels in UT-SCC-74A, but not to the same degree in UT-SCC-24A, 87 and 90A. However,

mRNA levels of PDCD4 were unchanged in all cell lines transfected with pre- or anti-miR-21.

Taken together, these results indicated that miR-21 regulates PDCD4 at the protein level, but not

at the mRNA level, in OSCC cell lines.

7.6 PDCD4 is a Direct Target of miR-21

miR-21 is predicted to have hundreds of target genes (Griffiths-Jones et al., 2006; Grimson et

al., 2007; Krek et al., 2005). We thus sought to determine whether PDCD4 was a direct target of

miR-21 in OSCC or whether miR-21 was indirectly regulating PDCD4 by targeting another

gene. In order to answer this question, we performed in silico analysis (Section 6.14) to

determine the miR-21 binding site in the 3’UTR of PDCD4 (Figure 6.1C). Using site-directed

mutagenesis, we mutated the PDCD4 plasmid at this site so that it would no longer be bound by

mir-21 and called this PDCD-UTRmut (Figure 6.1E). Sequencing analysis was performed and

confirmed the presence of this mutation prior to its use.

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Transient transfection of PDCD4 and PDCD4-UTRmut into UT-SCC-74A confirmed that both

plasmids led to upregulation of PDCD4 compared to control (Figure 7.16A). However, when

miR-21 was co-transfected with PDCD4, a significant decrease in protein expression of PDCD4

was observed, compared to co-transfection with PDCD4-UTRmut (Figure 7.16B). Thus, these

results suggested that miR-21 directly binds to the PDCD4 3’UTR and this is a potential

mechanism by which miR-21 regulates its expression.

7.7 Post-translational Regulation of PDCD4 in OSCC cell lines

In addition to down-regulation by miR-21, previous studies in colon cancer showed that PDCD4

is down-regulated due to phosphorylation by p70/S6K, delocalization to the cytoplasm and

subsequent proteasomal degradation (Dorrello et al., 2006). Therefore, we attempted to

determine whether PDCD4 may be also regulated by this mechanism in OSCC. First, we

determined PDCD4 localization in OSCC cell lines using confocal microscopy. Our data

showed that PDCD4 was localized in the nucleus and in the cytoplasm in OSCCs but localized

mainly to the nucleus in HOK (Figure 7.17A). In some cell lines, such as UT-SCC-74A,

PDCD4 appeared predominantly in the cytoplasm. To determine whether phosphorylation of

PDCD4 may be responsible for its cytoplasmic translocation, the levels of phosphorylated

PDCD4 were measured in OSCC cell lines. We detected similar levels of phosphorylated

PDCD4 in OSCC cell lines and HOK (Figure 7.17B). However, the ratio of phosphorylated

PDCD4 to PDCD4 was less in HOK than OSCC cell lines, which suggests that there is more

phosphorylated PDCD4 in OSCC cell lines. Also, UT-SCC-74A seems to express the highest

amount of phosphorylated PDCD4 and appears to be almost completely localized to the

cytoplasm. Our preliminary data suggest that phosphorylation and cytoplasmic translocation of

PDCD4 may occur in OSCC cell lines, and could be another possible mechanism by which

PDCD4 is down-regulated in OSCC.

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7.8 PDCD4 Downstream Targets (Preliminary Data)

Decreased invasion of colon cancer cell lines by PDCD4 is believed to be due to its down-

regulation of activator protein-1 (AP-1). AP-1 is a transcription factor composed of Jun-Jun

homodimers or Jun-Fos heterodimers. In the OSCC cell lines, we noticed a possible inverse

correlation between PDCD4 and cJun (Figure 7.18 A,B). These preliminary data suggested that

PDCD4 may be down-regulating c-Jun, and possibly AP-1, in OSCC. AP-1 has been found to

increase expression of MMP-2 and MMP-9, proteases implicated in enhancing tumour invasion

(Benbow and Brinckerhoff, 1997). We reasoned that if PDCD4 is regulating the AP-1

component protein, c-Jun, then may also be regulating expression of MMPs. In fact, PDCD4

over-expression has been shown to decrease protease activity in colon cancer cell lines (Yang et

al., 2006). Therefore, we investigated whether PDCD4 affected MMP expression to determine

whether this was a possible mechanism for the effect of PDCD4 on OSCC cell invasion.

Following transfection of PDCD4 or PCMV6 (control), we measured the expression of MMP-2

and MMP-9 by quantitative PCR (Figure 7.19A,B) and western blot (Figure 7.19C). Although

we detected no affect of PDCD4 on MMP-2 and MMP -9 mRNA expression, we did notice a

decrease in MMP-2 and -9 protein levels in OSCC cell lines. Over-expression of PDCD4 was

associated with decreased MMP-2 protein expression in UT-SCC-74A and 90A and decreased

MMP-9 protein expression in UT-SCC24A, 74A and 90A. These data suggested that PDCD4

has an effect on protein expression of MMP-2 and -9, but not at the mRNA level.

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Chapter 8: Discussion

8.1 PDCD4 is Under-expressed in OSCC

We showed that PDCD4 is under-expressed at both the mRNA and protein levels in primary

patient OSCCs and cell lines (Figure 7.1, 7.2, 7.3). This finding is consistent with work showing

reduced PDCD4 expression in lung cancer (Chen et al., 2003), hepatocarcinoma (Zhang et al.,

2006a), breast cancer (Afonja et al., 2004), colon cancer (Mudduluru et al., 2007; Wang et al.,

2008), glioma (Gao et al., 2007), pancreatic cancer (Lu et al., 2008; Ma et al., 2005) and

esophageal cancer (Hiyoshi et al., 2009). Although our patient sample set consisted of tumours

that were predominantly derived from older patients, some of our cell lines were derived from

younger patients and also showed PDCD4 under-expression. PDCD4 mRNA and protein

expression were correlated (P<0.001) in primary patient samples and for most cell lines.

However, UT-SCC-15 expressed higher levels of PDCD4 mRNA and lower levels of PDCD4

protein than HOK. Therefore, a possible mechanism of PDCD4 down-regulation in most OSCC

cell lines is at the level of gene expression, but not in UT-SCC-15.

Interestingly, our IHC data confirmed reduced PDCD4 expression in invasive carcinomas

compared to normal oral mucosa, dysplasia and CIS (Figure 7.2), suggesting that PDCD4 loss

could play a role in OSCC invasion. Moreover, our results showed that lower PDCD4 mRNA

levels were significantly correlated with nodal metastasis. Indeed, other studies in OSCC have

shown that deregulation of genes whose protein products are involved in invasion, are correlated

with metastasis (Nagata et al., 2003; Schmalbach et al., 2004). For example, mRNA expression

of invasion related genes, such as MMP-1, MMP-3, and urokinase plasminogen activator

receptor ligand (uPA), were all increased in primary OSCC tumours with cervical lymph node

metastasis versus tumours without evidence of nodal metastasis (Nagata et al., 2003). Also,

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serpine protease inhibitor-2 (SERPINB2) mRNA, which down-regulates proteins involved in

degradation of the extra-cellular matrix, was found to be down-regulated in metastatic

oropharyngeal squamous cell carcinomas (OPSCCs) and OSCCs (Schmalbach et al., 2004).

These data suggest that reduced or absent PDCD4 expression may be associated with OSCC

invasion and metastasis.

Interestingly, in our sample set, loss of PDCD4 protein expression was significantly associated

with a well differentiated tumour grade. This contrasts to previous findings in other cancers

which demonstrate that PDCD4 expression is lost in poorly differentiated tumours (Chen et al.,

2003). However, our data set only contained 2 cases of well differentiated tumours and 6 poorly

differentiated tumours in comparison to 27 cases of moderately differentiated tumours, thus

these findings may represent a Type I error (false positive), which is commonly encountered

when applying statistical analyses to such a small sample size. Expanding on the number of

cases of well and poorly differentiated tumours would be necessary to verify or disprove these

findings.

It would also be useful to determine an alternative method for measuring PDCD4 protein

expression that was more quantitative than IHC. Although IHC has its benefits, such as the

ability to visualize protein expression, it is hard to quantify this expression. Perhaps using

additional methods to quantify protein expression should be used, such as quantitative imaging.

It has also been reported that IHC can sometimes lead to false negative results, due to improper

tissue fixation, poor antigen retrieval methods or other experimental error (Kok et al., 2009).

These factors may even explain the fact that lower PDCD4 protein levels were not significantly

correlated with nodal metastasis, even though lower PDCD4 mRNA level was.

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8.2 PDCD4 Regulates Invasion of OSCC Cell Lines

Using OSCC cell lines, we showed that PDCD4 over-expression decreased the ability of OSCC

cell lines to invade through a matrigel and that the converse, knock-down of PDCD4, increased

invasion. The finding that PDCD4 acted as a negative regulator of invasion in OSCC cell lines

is similar to findings in other human carcinoma cells. In particular, in colon cancer cells,

PDCD4 suppressed the invasion and intravasation (ability of tumour cells to enter the

bloodstream) implicating PDCD4 as regulator of invasion and metastasis (Asangani et al.,

2008). Taken together, our findings provide evidence that PDCD4 may regulate invasion and

metastasis in OSCC.

Future studies may be warranted to determine whether loss of PDCD4 expression can be used

clinically to determine the risk of cervical lymph node metastasis. Currently, staging of the

primary tumour determines whether or not a patient is subject to neck dissection (removal of the

cervical lymph nodes) (Scully and Bagan, 2007). However, this is a particularly radical

treatment and if PDCD4 can be used as a reliable biomarker of nodal metastasis then it would

reduce the number of patients that undergo this procedure unnecessarily.

Knock-down of PDCD4 did not significantly decrease invasion in UT-SCC-87 and 90A. These

cell lines are highly invasive, compared to the other cell lines, which may have masked any

effect caused by knock-down of PDCD4. In fact, it has previously been shown that it is difficult

to modify invasion of such highly invasive cell lines. For example, previous experiments

performed in our laboratory showed that knock-down of CLDN-1 decreased invasion of UT-

SCC-74A and 90A and over-expression of CLDN-1 increased invasion of UT-SCC-24A, but

did not significantly increase invasion of UT-SCC-90A cells (Dos Reis et al., 2008).

Additionally, just one study shows that PDCD4 knock-down increases invasion (Wang et al.,

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2008), while most studies in other cancers focus on the effect of PDCD4 over-expression on

decreasing invasion (Asangani et al., 2008; Leupold et al., 2007; Nieves-Alicea et al., 2009;

Yang et al., 2006; Zhang et al., 2009). This one study examined HT29 colon carcinoma cells,

which showed very little invasion prior to PDCD4 knock-down. Taken together, these findings

suggest that, although PDCD4 knock-down did not significantly increase invasion of all the UT-

SCC cell lines tested, PDCD4 may still play an important role because its over-expression was

associated with a significant decrease in OSCC cell invasion.

8.3 The Mechanism by which PDCD4 Regulates Invasion

The mechanism by which PDCD4 regulates invasion in OSCC and other cancers is not well-

understood, although several studies have attempted to clarify it. PDCD4 has been shown to

decrease mRNA and protein expression of E-cadherin (Wang et al., 2008), a trans-membrane

glycoprotein, which is an important component of the tight junctions found between epithelial

cells and is involved in regulation of β-catenin (Cavallaro and Christofori, 2004). In fact,

decreased expression of E-cadherin following PDCD4 knock-down was required to increase

invasion of these cell lines (Wang et al., 2008). Loss of E-cadherin also resulted in the

translocation of β-catenin to the nucleus, where it dimerized with T cell factor/lymphoid

enhancer factor (TCF4) and activated transcription (Wang et al., 2008). Transcriptional targets

of β-catenin/TCF include genes which are involved in cell proliferation, invasion and metastasis

(Lo Muzio, 2001). In OSCC, IHC analysis showed loss of E-cadherin expression at the invasive

tumour front (Dos Reis et al., 2008). Thus, there is evidence that loss of E-cadherin may be a

consequence of PDCD4 under-expression in OSCC as well.

A separate study showed that PDCD4 over-expression decreased invasion and metastasis in

colon cancer cell lines by down-regulation of uPAR mRNA and protein (Leupold et al., 2007).

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Interestingly, u-PAR is a transcriptional target of β-catenin/TCF (Lo Muzio, 2001). u-PAR is a

cell surface receptor and, when bound by its ligand (u-PA), promotes degradation of extra-

cellular matrix component proteins such as collagen and fibrin. u-PAR protein expression is

found to be increased in OSCC and is correlated with increased invasion, lymph node metastasis

(Nozaki et al., 1998) and poor prognosis (Bacchiocchi et al., 2008; Nozaki et al., 1998). Also,

knock-down of u-PAR has been shown to inhibit progression and metastasis of OSCC

xenografts in nude mice (Zhou et al., 2009). Our preliminary data in OSCC cell lines were

inconclusive as to whether over-expression of PDCD4 increased mRNA levels of E-cadherin

and u-PAR (data not shown). Further experiments are warranted to investigate whether PDCD4

suppressed invasion in OSCC through up-regulation of E-cadherin and down-regulation of u-

PAR.

Several studies have shown that another β-catenin/TCF4 target, c-Jun, is also a targeted by

PDCD4. Inhibition of c-Jun by PDCD4 is necessary to inhibit invasion in vitro (Yang et al.,

2006). c-Jun is a component of the AP-1 transcription factor complex, which has been found to

up-regulate transcription of genes required for cell invasion (Dong et al., 1997; Hennigan et al.,

1994; Marconcini et al., 1999). In addition to down-regulation of c-Jun expression (Wang et al.,

2008), PDCD4 has been shown to regulate c-Jun post-translationally. PDCD4 interacts with c-

Jun and prevents its phosphorylation by Jun terminal kinase (JNK) (Yang et al., 2001). Also,

PDCD4 has also been found to inhibit expression of mitogen activated protein 4 kinase 1

(MAP4K1), a kinase upstream of JNK, subsequently decreasing JNK activity (Yang et al.,

2006). The consequence is decreased JNK-dependent phosphorylation of c-Jun, which

destabilizes it and prevents it from promoting transcription of AP-1 target genes (Bitomsky et

al., 2004; Wang et al., 2008). Our preliminary data showed that c-Jun and PDCD4 protein

expression may be inversely correlated; suggesting that PDCD4 may regulate c-Jun in OSCC. c-

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Jun has been reported to be over-expressed and localized to the nucleus in OSCC compared to

normal oral mucosa (de Sousa et al., 2002; Turatti et al., 2005). It is possible that loss of

PDCD4 may be, in part, responsible for increased c-Jun expression. If so, it would be interesting

to determine whether over-expression of c-Jun is able to rescue the effect of PDCD4, thus

leading to increased invasion in OSCC.

Target genes of AP-1, including MMP-2 and -9, are known to code for proteins involved in

invasion and metastasis (Benbow and Brinckerhoff, 1997; Crawford and Matrisian, 1996;

Curran and Murray, 2000). Our preliminary data showed that MMP-2 and -9 protein expression

were decreased by PDCD4 in OSCC. However, PDCD4 doesn’t seem to regulate MMP-2 and -9

mRNA expression. This may indicate that PDCD4 is regulating MMP protein expression

independent of AP-1 in OSCC. Indeed, PDCD4 has been shown to inhibit cap-dependent

translation (Yang et al., 2003a), which would include translation of MMPs. However, we did

not observe a decrease in MMP-2 expression in all cell lines that over-expressed PDCD4; this

indicates that a more selective mechanism of inhibiting the expression of MMPs may exist in

OSCC. This mechanism may be disrupted in UT-SCC-24A, explaining why MMP-2 protein

expression is unchanged in this cell line. Alternatively it is possibly that down-regulation of

MMPs in PDCD4 transfected OSCC cell lines is mediated by u-PAR., as knock-down of u-PAR

led to an increase in MMP-2 and -9 protein expression in OSCC xenograft mice (Zhou et al.,

2009), Another possible explanation for why PDCD4 does not affect MMP-2 and -9 mRNA

levels may be because we missed any transcriptional changes in our experiments, since the cells

were harvested 72 hours after transfection. Also, since transient transfection is never 100%

efficient, it may be more useful to look at downstream mRNA targets of PDCD4 using stably

transfected PDCD4 cell lines. We can therefore hypothesize that the mechanism by which

PDCD4 decreased invasion of OSCC cells may require its upregulation of E-cadherin and/or its

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down-regulation of u-PAR, c-Jun and MMPs. Future studies are required to determine, which, if

any, of these targets are important for OSCC cell invasion.

8.4 PDCD4 Affects on Cell Proliferation in OSCC

Our results showed that PDCD4 does not affect cell growth or affect the cell cycle in OSCC cell

lines. This is in contrast to some reports that identify PDCD4 as playing a role in decreasing cell

proliferation in neuroendocrine (Goke et al., 2004b), glioma (Gao et al., 2008) and ovarian

carcinoma cell lines (Wei et al., 2009). It also contrasts reports that PDCD4 over-expression can

induce apoptosis in breast (Afonja et al., 2004) and hepatocellular carcinoma cell lines (Zhang

et al., 2006a). However, our findings agree with other studies (Frankel et al., 2008; Nieves-

Alicea et al., 2009; Wang et al., 2008; Yang et al., 2006), which show that PDCD4 regulates

invasion, but not cell proliferation or apoptosis. These observations indicate that PDCD4

function may be cell type or tissue specific. PDCD4 may be only capable of inhibiting cell

cycle, thus affecting proliferation, if functional p53 is present. In fact, PDCD4 has been shown

to induce cell cycle arrest by up-regulation of p53 target genes (Bitomsky et al., 2008). In breast

cancer cell lines, knock down of p53 partially abrogated the proliferation decrease that followed

PDCD4 over-expression (Frankel et al., 2008). Since all our OSCC cell lines harbour p53

mutations (Lansford et al., 1999), this may explain why their growth does not appear to be

affected by PDCD4 expression. However, more studies are necessary to provide conclusive

evidence whether the function of PDCD4 depends on the p53 status of the cell. One potential

mechanism is that although PDCD4 is unable to induce growth arrest/apoptosis, it can still

interfere with other downstream targets that regulate invasion.

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8.5 PDCD4 Regulation in OSCC

In this study, we sought to understand the mechanism of PDCD4 down-regulation, in order to

elucidate the upstream pathways of PDCD4, which may also be deregulated in OSCC.

Regulation of PDCD4 has been attributed to post-translational PI3K induced p70/S6K1

phosphorylation of PDCD4, leading to cytoplasmic translocation and subsequent proteasomal

degradation (Dorrello et al., 2006). Our preliminary data indicated a decrease in nuclear PDCD4

and a possible increase in phosphorylated PDCD4 in OSCC cell lines. In fact, PI3K has been

found to be over-expressed in OSCC tissue, but not pre-malignant lesions (Fenic et al., 2007;

Kozaki et al., 2006). Thus, down-regulation of PDCD4 may be by activation of this pathway

later during OSCC progression.

In addition to post-translational regulation, PDCD4 has been shown to be regulated post-

transcriptionally by miR-21 in breast (Frankel et al., 2008), colon (Asangani et al., 2008) and

esophageal carcinoma (Hiyoshi et al., 2009). Furthermore, miR-21 is over-expressed in HNSCC

(Chang et al., 2008; Tran et al., 2007), making it a potential upstream regulator of PDCD4. In

our patient cohort, miR-21 expression inversely correlated with PDCD4 mRNA and protein.

This prompted our investigations to determine whether miR-21 could affect endogenous

PDCD4 in OSCC cell lines.

miR-21 over-expression and knock-down in OSCC cell lines led to decreased and increased

PDCD4 protein expression, respectively. We observed that the effect of miR-21 on PDCD4

protein expression varied between cell lines. This is consistent with reports showing that miR-21

had diverse effects in different breast cancer cell lines (Frankel et al., 2008; Zhu et al., 2008).

Although miR-21 had a tumour suppressive function in both, its specific function varied. In

MCF-7 cells it inhibited proliferation and in MDA-MB-231 cells it inhibited invasion but not

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proliferation. Thus, the functional effects of miR-21 likely depend on the genetic make-up of the

cell lines. In this study, the UT-SCC cell lines that expressed low levels of endogenous PDCD4

(UT-SCC-74A and -87) were most sensitive to PDCD4 regulation by miR-21. UT-SCC-90A

expressed higher levels of PDCD4, and miR-21 did not seem to affect PDCD4 expression to the

same extent. These differences may be explained by the involvement of other mechanisms of

PDCD4 regulation, since PDCD4 plays key roles in cellular function. If PDCD4 and miR-21

expression are both high in the same cell line, that cell line might not be as dependent on miR-

21 to regulate PDCD4 levels. It is also possible that complete inhibition of PDCD4 expression

by miR-21 requires other miRs that have yet to be identified. This means that in order for miR-

21 to alter expression of its target genes, such as PDCD4, it would require co-operative

regulation between miR-21 and other miRs, which has been shown to be a common mechanism

(Hobert, 2004).

These data demonstrated that miR-21 affects PDCD4 protein levels. However, mRNA levels of

PDCD4 were unchanged in all cell lines transfected with pre- or anti-miR-21 (Figure 7.7). This

contrasted with our data that showed a significant inverse correlation between PDCD4 mRNA

and miR-21 in both patient OSCC samples and cell lines. Similar results were shown in a study

in colon cancer (Asangani et al., 2008); miR-21 affected PDCD4 protein, but not mRNA

expression in vitro, and there was a trend in which PDCD4 mRNA was inversely correlated to

miR-21 levels in patient samples. In breast cancer cell lines, PDCD4 mRNA levels increased

after stably knocking down miR-21 (Frankel et al., 2008). These studies suggest that miR-21

could also regulate PDCD4 mRNA levels, but this does not appear to be the case in our system.

In mammalian systems, miRs regulate mRNA expression by binding imperfectly to their target

mRNA; interfering with translation initiation factor binding and relocating the mRNA to P-

bodies (Liu et al., 2005). Once the mRNA is in the P-body, it is not translated and may re-enter

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the cytoplasm, but can also be degraded over time (Bhattacharyya et al., 2006). Thus, even

though most miRs show quick inhibition of protein expression, long term heightened expression

of miRs may be able to promote mRNA degradation as well. If this was the case it would

explain why miR-21 is inversely correlated with PDCD4 mRNA in vivo but transient, short-term

miR-21 over-expression does not regulate PDCD4 mRNA in a cell line model.

It is also known that miR-21 may target several genes, which led us to investigate whether miR-

21 was directly targeting PDCD4 and not regulating another protein upstream of PDCD4.

Studies to date have shown that miR-21 directly binds to a construct expressing only the

PDCD4 3’UTR in esophageal cancer cell lines (Hiyoshi et al., 2009) and immortalized kidney

cell lines (Zhu et al., 2008) or a tagged PDCD4 mRNA construct in breast cancer cell lines

(Frankel et al., 2008). These studies they did not take into account the fact that secondary

structure in PDCD4 mRNA may interfere with miR-21 binding in vivo. This study improved

upon previous findings by expressing the full length PDCD4 mRNA with the mutation in its

3’UTR, a more accurate way of reflecting the in vivo situation (Figure 6.1). Our findings

indicated that miR-21 directly targeted and down-regulated PDCD4 in OSCC.

As with over-expression of PDCD4, miR-21 knock-down has been shown to inhibit neoplastic

transformation (Lu et al., 2008), cell proliferation (Frankel et al., 2008; Lu et al., 2008) or

invasion (Hiyoshi et al., 2009; Zhu et al., 2008). Several studies have shown that PDCD4 is an

essential downstream target of miR-21 in various cell systems. For example, expression of miR-

21 in 12-O-tetetradecanoylphorbol-13-acetate (TPA)-resistant JB6 cells (mouse cells that do not

undergo neoplastic transformation after treatment with TPA versus TPA-sensitive JB6 cells and

have high endogenous PDCD4 expression compared to TPA-sensitive JB6 cells) rendered cells

sensitive to TPA-induced transformation and increased cell proliferation by down-regulating

PDCD4 (Lu et al., 2008). Also, knock-down of PDCD4 significantly reversed the anti-

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proliferative effect of miR-21 depletion in MCF-7 breast cancer cells (Frankel et al., 2008).

Finally, knock-down of miR-21 decreased invasion and metastasis and concurrently upregulated

PDCD4 (Zhu et al., 2008). These findings indicate that PDCD4 is a crucial mediator of the

oncogenic affects of miR-21. Furthermore, it warrants more study into whether PDCD4 is also a

crucial downstream target of miR-21 in OSCC invasion.

8.7 PDCD4 as a Potential Therapeutic Target in OSCC

The fact that PDCD4 is down-regulated in a number of different cancers, including OSCC,

suggests that restoring its expression could be a promising mode of therapy. Aerosol gene

delivery was used to effectively deliver the PDCD4 gene into the lungs of mice with lung cancer

(Jin et al., 2006). Moreover, delivered PDCD4 facilitated apoptosis, inhibited pathways

involved in cell proliferation and suppressed pathways that are known to be involved in tumour

angiogenesis. In another study, aerosol-based PDCD4 was delivered into the lungs of AP-1

luciferase reporter mice. PDCD4, but not a mutant PDCD4 that doesn’t bind eIF4A, induced

apoptosis, regulated proteins involved in cell-cycle control and suppressed AP-1 activity

(Hwang et al., 2007). Studies such as these showed that it is possible to effectively deliver a

functional PDCD4 gene to tumours. Although our data do not demonstrate that PDCD4 inhibits

apoptosis, it does inhibit invasion. Since invasion is required for the tumour to metastasize,

PDCD4 gene delivery may help to treat unresectable OSCC tumours in order to decrease or

prevent metastatic spread.

8.8 Conclusions

PDCD4 has been previously implicated in invasion, cell-cycle regulation or apoptosis in a

number of cancers. Our data demonstrated that PDCD4 is under-expressed in primary patient

OSCCs and OSCC cell lines. Lower PDCD4 mRNA levels were associated with OSCCs from

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patients with nodal metastasis. Moreover, PDCD4 affected invasion of OSCC cell lines. PDCD4

protein expression was down-regulated in OSCC cell lines by direct binding of miR-21. These

data indicate a possible role for loss of PDCD4 in OSCC tumourigenesis, specifically in its

potential for invasion and metastasis. Future studies are warranted to elucidate a mechanism for

PDCD4’s involvement in invasion and to determine whether these findings can be extended in

vivo and in the clinical setting.

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Chapter 9: Future Directions

We have answered our questions that asked whether restoring PDCD4 expression can decrease

invasion of OSCC cell lines and whether PDCD4 is regulated by miR-21 in OSCC. Future

studies should determine whether PDCD4 has prognostic value specific to clinical and

pathological variables, using a larger patient cohort. Also, a focus should be on identifying a

mechanism for PDCD4’s role in decreasing OSCC invasion, and whether PDCD4 can regulate

invasion in vivo. Finally, other mechanisms of PDCD4 regulation should be explored to give a

more thorough understanding of PDCD4 regulation.

In order to determine whether PDCD4 has prognostic value specific to clinical and pathological

variables, it would be important to validate our findings in a larger and independent sample set.

This sample set should consist of enough patients so that a correlation between PDCD4

expression in T1 and T2 stage tumours can be made with nodal metastasis. Since most of the

uncertainty as to whether or not nodal neck dissection will be beneficial arises in these patients,

knowledge of whether PDCD4 status is predictive of nodal metastasis is particularly important

for this patient cohort. Additionally, this sample set would ideally consist of both younger and

older patients.

The use of high-throughput screens comparing PDCD4 over-expressed cell lines with controls,

in order to delineate important molecular differences in each, would contribute to understanding

the mechanism(s) by which PDCD4 affects invasion. Using microarray analysis of PDCD4

over-expressing cell lines versus control could be used to identify differentially expressed genes

that may be regulated by PDCD4.

Also, it may be useful to perform additional studies to determine whether PDCD4 can affect

invasion in vivo. Using a mouse model similar as to what has been described previously using

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HNSCC cell lines (Kudo et al., 2006), we could determine the effect of PDCD4 over-expression

in a mouse model. Briefly, OSCC cell lines stably over-expressing PDCD4 versus control could

be injected into the tongue of athymic (nude) mice. Animals would be monitored for tumour

formation, and eventually sacrificed. Tongue tumours, cervical lymph nodes and lungs (a

common site of distant metastasis for OSCC) would be removed. Tumour volume and the

presence or absence of metastasis would be determined. Should PDCD4 over-expression reduce

invasion in this model, then it would verify the findings of this report that PDCD4 plays an

important role in decreasing invasion in OSCC.

It is known that a functionally important protein, such as PDCD4, may have multiple

mechanisms of regulation. Therefore, it is likely that PDCD4 is regulated by multiple miRs. In

fact, there are many miRs predicted to bind to PDCD4 mRNA sequence based on the

computational algorithm, miRanda (Betel et al., 2008; John et al., 2004). It would be useful to

determine which of these miRs are likely to regulate PDCD4 in vivo. Using additional

computation algorithms, such as miRBase (Griffiths-Jones et al., 2008) or miRacle (Scaria et

al., 2009), would help determine which miRs are most likely to bind PDCD4. miRBase is based

on a similar algorithm to miRanda and miRacle and takes into account miR secondary structure

when determining whether a miR will interact with a given mRNA. Those miRs that are

predicted to bind PDCD4 by multiple algorithms and have been linked to OSCC or other

cancers might be important for PDCD4 regulation and it would be useful to verify their

interaction both in vitro and in vivo. Interestingly, miR-158b, also over-expressed in OSCC

(Cervigne et al., submitted) is predicted to bind the PDCD4 3’UTR by miRanda (Betel et al.,

2008; John et al., 2004). Currently, there is no role for miR-158b in cancer but that does not

mean it isn’t important. Future studies could be aimed at identifying whether it interacts with

PDCD4 in a similar fashion as miR-21 does.

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PDCD4 protein expression has also been shown to be down-regulated by increased PI3K

activity (Dorrello et al., 2006). PI3K induced p70/S6K1 phosphorylation of PDCD4 on serine

67, leads to its cytoplasmic translocation and subsequent proteasomal degradation. Preliminary

data suggested that PDCD4 is delocalized to the cytoplasm and is phosphorylated, indicating

that perhaps this mechanism may also regulate PDCD4 protein levels. Future studies, in which

components of the PI3K pathway are inhibited, may be able to determine whether PDCD4 is

regulated by this pathway in OSCC.

Our studies do not show that miR-21 regulates PDCD4 mRNA in cell lines, however,

endogenous PDCD4 mRNA was decreased in both OSCC cell lines and primary patient

samples. In order to identify whether miR-21 is in fact capable of down-regulating PDCD4

mRNA, as well as protein, future studies could involve creating stable cell lines over-expressing

miR-21. Such a model would be more representative of the mechanism of miR-21 inside the

primary tumour. Moreover, this model could be used to determine whether consistent over-

expression of miR-21 affects PDCD4 mRNA level. These studies would provide a possible

mechanism for the inverse correlation found when comparing PDCD4 mRNA and miR-21

levels in primary OSCC tumours. Also, they may explain the puzzling lack of a similar

correlation using in vitro manipulation.

It may also be important to determine if there are other mechanisms of PDCD4 mRNA

regulation. To date, it is unknown whether there are deletions or mutations in the chromosomal

sequence containing PDCD4. Sequencing analysis would provide a definitive answer as to

whether genetic mutations are present in the PDCD4 gene. It could then be determined whether

these genetic mutations have an effect on mRNA expression using site-directed mutagenesis.

Additionally, to test whether PDCD4 under-expression is due to silencing by histone

deacetylases (HDACs) or methylation, one could treat cell lines with HDAC or methylation

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inhibitors and examine the affect on PDCD4 mRNA. Should PDCD4 expression be increased

upon treatment, additional experiments in patient samples would be warranted to investigate

methylation or the presence of HDACs at the PDCD4 promoter.

It would also be important to determine whether a functional difference exists between the two

different PDCD4 isoforms. While our studies were focused on identifying the relevance and

function of PDCD4 Variant 1, which lacks 11 amino acids present in Variant 2, it would be

important to determine whether PDCD4 Variant 2 has a different function. Perhaps performing

micro-array analysis comparing cell lines over-expression each of the isoforms would help us to

gain insight into whether they have different targets and, therefore, different functions. Since

both variants are picked up by mRNA and IHC analysis, this would be an important factor when

deciding whether loss of PDCD4 expression can be used as a biomarker in the clinic.

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