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Page 1: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Sterile Barrier Packaging:Common Causes of Failuresand How to Prevent Them

Wendy Mach, RM (NRCM), CQA (ASQ)

Packaging Section LeaderNelson Laboratories

2014

Page 2: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Sterile Barrier Packaging:Common causes of failures

and how to correct them

Wendy Mach, B.S., RM (NRCM), CQA ASQ, CPLP (ISTA) Packaging Section Leader

801-290-7810 [email protected]

www.nelsonlabs.com

Copyright Nelson Laboratories 2014 1

Page 3: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Agenda

• Purpose of Packaging

• Standards

• Test Methods/Failures

• Sample prep

Copyright Nelson Laboratories 2014 2

Page 4: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Purpose of Packaging Testing

• Evaluate the performance of each sterile barrier system or packaging system before selection and implementation to ensure conditions for sterilization, storage, and handling.

• Can be a requirement – FDA

• Can be guidance – European ISO

Copyright Nelson Laboratories 2014 3

Page 5: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Control

Copyright Nelson Laboratories 2014 4

FDA Inspection Categories (observed during review of sterilization validation) 1) Supplier Problems New supplier/material not qualified Packaging process not validated Pin holes 2) Design Device in the seal Sharp edges Package too small Wrong packaging configuration

Page 6: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Control

FDA Inspection Categories (cont.)

3) Production and Process Controls

Improper line clearance

Incorrect parameters used for sealing

Equipment changes not validated

4) Personnel Problems

Not following procedures

Inadequate training

Not following procedures

Copyright Nelson Laboratories 2014 5

Page 7: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Current Standards

ANSI/AAMI/ISO 11607 part 1 & 2

Part 1: Materials and Sterile Barrier

Requirements

Part 2: Forming, Sealing and Assembly

Approved as the FDA consensus

standard

6 Copyright Nelson Laboratories 2014

Page 8: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

ISO 11607

The document divides the testing into 2 separate area’s:

• Performance Characteristics –

– temperature, humidity, pressure, light, cleanliness, electrostatic conductivity

• Package Properties

– microbial, physical and chemical properties, sterilization compatibility

Copyright Nelson Laboratories 2014 7

Page 9: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

ISO 11607

• Evaluated through all intended processes

– Sterilization

– Handling

– Distribution

– Storage

• Include all materials – IFU, labeling

Copyright Nelson Laboratories 2014 8

Page 10: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

ISO 11607

• Evaluated for expected worse case scenarios

– Medical Device (heavy, light, sharp)

– Material (porous , nonporous)

– Manufacture parameters (sealing)

– Sterilization (single, multiple)

– Distribution, storage, handling

Copyright Nelson Laboratories 2014 9

Page 11: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Typical Validation Plan

Shipping studies early-

feasibility

Ship prior to all

performance & stability

tests

Perform 3 tests:

strength, integrity, microbial

3 lots/batch

of 11 samples

Perform baseline testing -

Performance

Use same tests

throughout

Minimum of 3 points for entire process

10 Copyright Nelson Laboratories 2014

Page 12: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Strength Integrity Microbial Barrier

Seal Peel Dye Migration F1608

Burst Test Dye Immersion Microbial challenge

Creep Test Bubble Emission F2638-07

Visual Inspection

Common Packaging Tests

11 Copyright Nelson Laboratories 2014

Page 13: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Packaging tool

Copyright Nelson Laboratories 2014 12

Available at Nelson Labs Booth #812

Page 14: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 13

Visual Inspection ASTM F1886

Visual Inspection is a process of methodically and purposefully examining a package for a specific range of defects and recording observations.

Page 15: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Visual Inspection Channels

Bubble test failure, due to channels in the seal. The area circled in red, shows the emission of bubbles from a single point in the seal.

Dye Migration failure, due to channels in the seal. The channels are indicated by the areas where the blue dye traveled through the entire width of the seal.

Page 16: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Visual Inspection

Copyright Nelson Laboratories 2012 15

Example of crease through a seal.

Page 17: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Visual Inspection

Copyright Nelson Laboratories 2014 16

Page 18: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Visual Inspection Undersealed

Copyright Nelson Laboratories 2014 17

Open seal

Nonhomogeneous seal, lacks uniformity in color.

Page 19: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Unsealed Areas

Copyright Nelson Laboratories 2014 18

This is an example of an opened seal on a Tyvek pouch

Page 20: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Visual Inspection Oversealed

Clarified Seal

Slightly

clarified seal

Oversealed foil pouch

Leakage through a seal, due to oversealing of Tyvek

Page 21: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Narrow Seal, due to tray misalignment

Narrowing of seal, due to internal creep, which was caused by warping of the tray

Narrow Seal, due to internal creep

Visual Inspection Narrow Seals

Page 22: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 21

Seal Peel Test

Page 23: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Seal Peel Test ASTM F88

Determines the strength of the seal at a specific place on the package

2 seals

•Manufacturer’s

•MDM Seal

Can be helpful in setting the

sealing parameters during IQ

testing

Measure a one inch segment

of the package along one of

the seals.

•cut the package so that there are 3

inches of material on each side of

the seal

Results are reported as load at yield

and energy to break

22 Copyright Nelson Laboratories 2014

Page 24: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Seal Peel Test

Copyright Nelson Laboratories 2014 23

Identifying the material in each grip is critical as it

can have an affect on the results.

Tyvek in mobile grip

Film in stationary grip

1 inch across

Page 25: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 24

Seal Peel Test

90° Unsupported Usually provides the most conservative value (lowest)

Tail is free floating during the pull

Page 26: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Seal Peel Test

Copyright Nelson Laboratories 2014 25

90° Supported

Tail is manually held with slight pressure during the pull

Page 27: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Seal Peel Test

Copyright Nelson Laboratories 2014 26

Tail is held with a backing plate during the pull

180° Supported Provides values significantly higher than with tail in 90 ° position. Plate is placed in the stationary grip.

Page 28: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 27

Seal Peel Test

Over sealed as a result of too high temperatures causing melting/bending of materials and voids in the seals.

Page 29: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 28

Seal Peel Test

Delamination as a result of too high temperatures causing fiber tear.

Page 30: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 29

Burst Test ASTM F1140

Determines package seal strength

Perform by pressurizing the package until it

bursts

Test system pressure is pre-set to a point above the known burst point

Results include the burst pressure data and a description where the seal failure occurred.

•This provides a better idea of where the stress points are located

Page 31: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Burst Test

Copyright Nelson Laboratories 2014 30

Page 32: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 31

Burst Failures

Page 33: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 32

Dye Migration Test ASTM 1929

Determines the integrity of the package seal

Involves injecting dye into the package

•Placing the weight of the solution against each portion of the seal for a specific length of time

Examine package for evidence of seal failure

•Demonstrated by dye slipping through the seal

Page 34: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Dye Migration Test

Copyright Nelson Laboratories 2012 33

Page 35: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Dye Migration Failure

Copyright Nelson Laboratories 2014 34

Page 36: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 35

Dye Migration Failure

~125um

~75um

~50um

Page 37: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Copyright Nelson Laboratories 2014 36

Dye Migration Failure

Page 38: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Bubble Emission Test ASTM F2096

Copyright Nelson Laboratories 2014 37

Determines the integrity of the package and the seal

Involves inflating the package and

submerging it into a surfactant solution

Package examined for evidence of seal failure or holes in packaging,

demonstrated by bubbles emerging through the seal

Page 39: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Bubble Emission Test ASTM F2096

Copyright Nelson Laboratories 2012 38

Page 40: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Bubble Emission Failures

Copyright Nelson Laboratories 2014 39

Tyvek® folds

Page 41: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Bubble Emission Failures

Copyright Nelson Laboratories 2014 40

Page 42: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Microbial Ranking Test ASTM F1608

Copyright Nelson Laboratories 2014 41

Determines the Log Reduction Value (LRV) of porous material

Sample size must be a

minimum of 47mm in width

Packages placed into a chamber

and exposed to a specific

organism (Bacillus)

Filters are blended and

plated to determine titer

values

Page 43: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Microbial Ranking Test

Copyright Nelson Laboratories 2012 42

Page 44: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Microbial Aerosol Challenge

Copyright Nelson Laboratories 2014 43

Determines the integrity of the whole package

Packages placed in an aerosol chamber and exposed to a specific organism (Bacillus)

Contents of the packages are then tested for the

presence/absence of the indicator organism

Page 45: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Microbial Aerosol Challenge

Copyright Nelson Laboratories 2014 44

Indicator testing

Immersion

Flush

Media fill

Page 46: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Microbial Aerosol Challenge

Copyright Nelson Laboratories 2012 45

Page 47: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

ASTM F2638

Copyright Nelson Laboratories 2014 46

• Measures aerosol filtration performance of porous materials

• Results in the max penetration of material

• Uses 1.0 µm latex spheres

Page 48: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

ASTM F2638

Copyright Nelson Laboratories 2014 47

Page 49: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Sample Prep

Copyright Nelson Laboratories 2014 48

Page 50: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Sample Preparation

• Packages should be manufactured in a validated process

• Must be sterilized using validated sterilization processes including multiple exposures

• Should include device/facsimile labeling and IFU’s

Copyright Nelson Laboratories 2014 49

Page 51: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Other tools…

• Microscopic examination

• Risk analysis

– Fishbone diagram

– Failure Mode Effectiveness Analysis (FMEA)

– Flow diagrams

– In-process reviews

Copyright Nelson Laboratories 2014 50

Page 52: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

• Test method validation

– Precision and bias

• Look at Product, Process, Package, People and Environment

Copyright Nelson Laboratories 2014 51

Other tools…

Page 53: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

Thank you

Copyright Nelson Laboratories 2014 52

Wendy Mach, B.S., RM (NRCM) Packaging Section Leader 801-290-7810 [email protected] www.nelsonlabs.com

Don’t forget – the slide rule is available at Nelson Labs Booth #812

Page 54: packaging configuration. Control FDA Inspection Categories (cont.) 3) Production and Process Controls ... •Package Properties –microbial,

View additionalOMTEC 2014

speaker presentations.

www.OMTECexpo.com

2014