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Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration with the National Renewable Energy Laboratory, USA - Supported by Research Corporation and the Petroleum Research Fund

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Page 1: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Optical properties of lattice-mismatched semiconductors for thermo-photovoltaic cells

TIM GFROERER, Davidson CollegeDavidson, NC USA

in collaboration with the National Renewable Energy Laboratory, USA

- Supported by Research Corporation

and the Petroleum Research Fund

Page 2: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

OutlineMotivation

Sample Structure and Experimental technique

Results and Analysis

Conclusions and Future Work

Page 3: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Motivation: Thermophotovoltaic(TPV) Power

TPV Cells are designed to convert infrared blackbody radiation into electricity.

Semiconductor TPV Converter Cells

Heat Source Blackbody Radiator

Heat Blackbody Radiation

Page 4: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Motivation (continued)

0.0 0.5 1.0 1.5

0.0

0.2

0.4

0.6

0.8

1.0

T = 1300oC

Nor

mal

ized

inte

nsity

Energy (eV)

Increasing the Indium concentration in the InGaAs lowers the bandgap and increases the fraction of blackbody radiation that is absorbed in the cell.

Blackbody Radiation AbsorbedBandgap vs. Alloy Composition

5.6 5.7 5.8 5.9 6.0 6.10.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

InAs

GaAs

SevereMismatch

Substrate

Ban

dgap

(eV

)

Lattice parameter (Angstroms)

Page 5: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Sample Structure

Active Layer Active

Layer

Nominal Epistructure Parameters

Eg(x) x y m n

0.73 eV 0.47 0 0 0

0.65 eV 0.40 0.14 -0.46 2

0.60 eV 0.34 0.27 -0.87 4

0.55 eV 0.28 0.40 -1.28 6

0.50 eV 0.22 0.53 -1.69 8

m = Total Mismatch (%)

InAsP grading layers above the substrate are used to reduce the density of misfit dislocations at the interfaces of the active layer.

Page 6: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Experimental Setup

: Laser Light : Luminescence

Laser Diode1 Watt @ 980 nm

ND Filters

Cryostat @ 77K

Sample

Photodiode

Lowpass Filter

Page 7: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Experimental Data

Photoluminescence intensity (normalized by the excitation power) vs. the rate of electron-hole pair generation and recombination in steady state.

1018 1020 1022 1024

0

20

40

60

80

100

A

bsol

ute

Rad

iativ

e E

ffici

ency

e-h Pair Generation and Recombination (cm-3s-1)

Eg= 0.73 eV

Eg= 0.65 eV

Eg= 0.60 eV

Eg= 0.55 eV

Eg= 0.50 eV

Page 8: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Results: Data Calibration

1018 1020 1022 1024

0.0

0.5

1.0

1.5

2.0

Rel

ativ

e R

adia

tive

Effi

cien

cy (

a.u.

)

e-h Pair Generation and Recombination (cm-3s-1)

Eg= 0.73 eV

3rd Order Polynomial Fit

The derivatives show where the curvature of the relative efficiency inflects. We scale the relative efficiency to 50% absolute efficiency at the infection point.

Data from Eg = 0.73 eV Sample Derivatives of Best-Fit Curve

18 20 22 24-40

-30

-20

-10

0

10

20

30

40

Inflection Point

Der

ivat

ive

(arb

itrar

y un

its)

Log[Generation and Recombination (cm-3s-1)]

First Derivative of Fit Second Derivative

Page 9: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

A Simple Theoretical Model

Efficiency =

Where A = SRH Coefficient, B = Radiative Coefficient and n = Carrier Density

2

2

Rate Total

Rate Radiative

BnAn

Bn

1018 1020 1022 1024

0

20

40

60

80

100

Abs

olut

e R

adia

tive

Effi

cie

ncy

e-h Pair Generation and Recombination (cm-3s-1)

Eg= 0.73 eV

Theoretical Fit

Page 10: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Defect-related vs. Radiative Rate

Exceeding a threshold mismatch of ~1% increases the defect-related rate relative to the radiative rate.

0.50 0.55 0.60 0.65 0.70 0.751020

1021

IncreasingLatticeMismatch

Threshold

A2 /B

(cm

-3s-1

)

Nominal Bandgap Energy (eV)

@ 50% Radiative Efficiency, n = A/B________________

Total Rate @ 50% Efficiency =

An + Bn2 = 2A2/B

Page 11: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Shape of the Efficiency Curve

While the simple theory fits well in the lattice-matched case, the model does not fit the shape of the efficiency curve in the mismatched samples.

1018 1020 1022 1024

0

20

40

60

80

100

Ab

solu

te R

adi

ativ

e E

ffici

enc

y

e-h Pair Generation and Recombination (cm-3s-1)

Eg= 0.73 eV

Theoretical Fit

1018 1020 1022 1024

0

20

40

60

80

100

Abs

olut

e R

adia

tive

Effi

cien

cye-h Pair Generation and Recombination (cm-3s-1)

Eg= 0.60 eV

Theoretical Fit

Lattice-matched case Lattice-mismatched case

Page 12: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Defect-related Density of States

Distribution of defect levels in simple theory

Distribution of defect levels in better theory

valence band edge

valence band edge

conduction band edge

conduction band edge

0.0 0.1 0.2 0.3 0.4 0.5 0.610-1

102

105

108

1011

1014

1 x 1014

Den

sity

of s

tate

s (c

m-3eV

-1)

Energy (eV)

0.0 0.1 0.2 0.3 0.4 0.5 0.610-1

102

105

108

1011

1014

3 x 1013

Energy (eV)

Page 13: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

1018 1020 1022 1024

0

20

40

60

80

100

Ab

solu

te R

ad

iativ

e E

ffici

en

cy

e-h Pair Generation and Recombination (cm-3s-1)

Eg= 0.60 eV

Theoretical Fit

A Better Theoretical Fit

1018 1020 1022 1024

0

20

40

60

80

100

Abs

olut

e R

adia

tive

Effi

cien

cy

e-h Pair Generation and Recombination (cm-3s-1)

Eg= 0.60 eV

Theoretical Fit

DOSDOS

The addition of band-edge exponential tails to the density of defect states gives a much better fit.

Page 14: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Conclusions Moderate mismatch does not increase defect-

related recombination relative to the radiative rate in these structures. Large mismatch has an appreciable effect on this ratio.

The threshold that distinguishes these two regimes is approximately 1% lattice mismatch.

The shape of the efficiency curve in all mismatched samples differs from the lattice-matched case.

The change is attributed to a re-distribution of defect levels within the gap.

Page 15: Optical properties of lattice- mismatched semiconductors for thermo-photovoltaic cells TIM GFROERER, Davidson College Davidson, NC USA in collaboration

Future Work Continue fitting low temperature efficiency

curves to more detailed theory accounting for the distribution of energy levels at defects.

Compare results with complementary transport measurements including photoconductivity and DLTS.

Connect defect-related density of states with the microscopic structure of defects.

Measure efficiency curves at higher temperatures to further characterize defect-related, radiative, and Auger recombination.