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Health and Safety Laboratory
Annual Report and Accounts
2006 / 2007
ONE SIMPLE VISION
AND A WEALTHOF WORLD CLASSEXPERTISE
ALL WORKING TOSAVE ANDIMPROVE THELIVES OFWORKERS
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 03
Contents
04 Chief Executive’s Foreword
06 Introducing HSL
08 Improving health
12 Controlling hazards
18 Choosing the best
27 Highlights of 2006 / 07
29 Management Commentary
41 Accounts 2006 / 07
48 Notes to the Accounts
04 Chief Executive’s Foreword
06 Introducing HSL
08 Improving health
12 Controlling hazards
18 Choosing the best
27 Highlights of 2006 / 07
29 Management Commentary
41 Accounts 2006 / 07
48 Notes to the Accounts
Contents
AND A WEALTH OF WORLD CLASS EXPERTISE
ALL WORKING TO SAVE AND IMPROVE THE LIVES OF WORKERS
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 03
≈ The board from left to right:
Andrew Curran, Ruth Gilbody, John Verney,
David Kershaw-Wright, Eddie Morland, Sue Ion,
Peter Watson and Karen Russ
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 05
The laboratory continues to focus on
the key areas of keeping things healthy
and safe, winning new business,
delivering it and investing for the future.
Foreword
By the Chief Executive Eddie Morland
As HSL enters its second decade as
an agency of the Health and Safety
Executive, I am pleased to be able to
report that the Laboratory is busier
than ever before. This achievement
is all the more remarkable given the
significant re-structuring of the
organisation, including wholesale
changes to the make-up of the HSL
Board that we undertook during
the year. Furthermore, the significant
increase in earned revenues was
achieved with increased efficiency,
improved financial contribution and,
as you will see in the body of this
report, with scientific excellence across
an amazingly diverse set of industrial
sectors and disciplines. I would
therefore like to take this opportunity,
up front, to thank all staff at HSL for
their tremendous performance and
commitment throughout the year.
The structure of the Laboratory has
been simplified to improve business
efficiency and also to ‘map’ more
closely on to our customers’ needs.
The former six ‘discipline-focused’
operating groups of HSL have now
been consolidated into three, larger,
‘solution-focused’ groups.
These are:
Health Improvement:
focused on the health and safety
of workers
Hazard Reduction:
focused on the safety of industrial plant
Human Factors:
focused on individual human and
social-group interactions which
affect either workers or plant safety
In another change, each of the new
operating Groups is now represented
on the HSL Board. I am therefore
pleased to welcome Dr Andrew
Curran, Mr David Kershaw-Wright
and Dr Karen Russ as the new Group
Directors of Health Improvement,
Hazard Reduction and Human Factors
respectively. Andrew was promoted
internally from a senior management
position in HSL. David joined us in
September from the Building Research
Establishment and Karen joined at
the same time from Pilkington Plc.
Karen also holds the additional role
of Director of Technical Programmes,
focused on cross-HSL operational
processes, and is my official Deputy.
Mr Graham Ince, former Head of
Business Infrastructure, retired during
the year and we thank him for
his services to the Laboratory over
many years. Graham’s areas of
responsibility have been re-distributed
among the remaining Directors.
The Laboratory continues to focus
on the key areas of keeping things
healthy and safe, winning new
business, delivering it and investing
for the future.
In terms of health, I am pleased to
report that absence due to sickness
was 1.3 days better than target, at an
average of 4.9 days per person over
the year. Working closely with our
colleagues in HSE, we instigated new
procedures to improve rehabilitation
of staff returning from long-term
sickness and more pro-active initiatives
such as automated self-service DSE
assessment and advice. Regarding
safety indicators, Board-level safety
walkabouts were all completed to
target and encouragingly we achieved
higher levels of reporting of both
near misses and accidents than last
year. Disappointingly, however, we did
have four RIDDOR events during the
year, thereby missing our target of no
more than two. In response to this,
we shall increase both the frequency
and extent of risk assessment
training across the whole laboratory.
Finally, working with our PFI
partners, we have instigated new
standards and requirements for the
management of contractors’ safety,
including a DVD-based introduction
to working at HSL and a mandatory
test which must be passed before
contractors can begin work on site.
In terms of winning new business,
HSL had its most successful year
ever in securing new contracts,
from both HSE and non-HSE
customers. In particular, we have
worked very closely with HSE during
the year to develop a new strategic
partnership with them and this is
embodied in a new Framework
Document. On non-HSE business,
our strategy of ‘focus’ on key market
sectors and areas of technology is
paying dividends.
We are seeing both repeat business
and ‘cross-buying’ from our largest
customers, and the growing visibility
of HSL resulted in not only a record
value of contracts won during the year,
but also a strong forward order book.
In terms of delivering contracted
work, HSL improved still further on
last year’s record performance.
Overall, the Laboratory delivered
revenues of £34.1m, a rise of 7.5%
on the previous year. HSE revenues
were up by £1.2m (4.5%) and non-
HSE revenues by £1.2m (25.0%).
As already mentioned, this work was
delivered more efficiently, with the ratio
of non-chargeable to total available
staff time reducing by 2.7% against a
target improvement of 2%. Expenditure
was also well managed, with the
result that HSL significantly reduced
its requirement for transition funding
from HSE - down to £1.4m from
£3.7m last year. As a consequence,
HSE’s gross spend on HSL reduced
by around £1m compared to last year.
In looking after the longer-term future
of the Laboratory, we have enhanced
management processes in addition
to continued investment. We have
now successfully implemented a new
process for identifying and managing
arising intellectual property (IP) and
have concluded an IP ‘concordat’
with HSE to formalise arrangements.
We have also established a formal
investment committee as a sub
group of the HSL Board, both to better
align capital investment plans with
strategic objectives and to monitor
the forward business performance
of new facilities.
Taking all of this together, HSL has
had a very successful year. Not only
has the Laboratory secured and
delivered record levels of business,
it has done so more efficiently,
at lower total cost to HSE and with
a wider direct benefit to non-HSE
customers. However, while the
financial performance undoubtedly
shows that we are realising the great
potential of our new facility, the real
‘pay-off’ is that HSL is extending
its sustainable contribution to the
health, safety and productivity of
work in the United Kingdom.
04 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
By the Chief Executive Eddie Morland
Foreword
04 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
As HSL enters its second decade as
an agency of the Health and Safety
Executive, I am pleased to be able to
report that the Laboratory is busier
than ever before. This achievement
is all the more remarkable given the
significant re-structuring of the
organisation, including wholesale
changes to the make-up of the HSL
Board that we undertook during
the year. Furthermore, the significant
increase in earned revenues was
achieved with increased efficiency,
improved financial contribution and,
as you will see in the body of this
report, with scientific excellence across
an amazingly diverse set of industrial
sectors and disciplines. I would
therefore like to take this opportunity,
up front, to thank all staff at HSL for
their tremendous performance and
commitment throughout the year.
The structure of the Laboratory has
been simplified to improve business
efficiency and also to ‘map’ more
closely on to our customers’ needs.
The former six ‘discipline-focused’
operating groups of HSL have now
been consolidated into three, larger,
‘solution-focused’ groups.
These are:
Health Improvement:
focused on the health and safety
of workers
Hazard Reduction:
focused on the safety of industrial plant
Human Factors:
focused on individual human and
social-group interactions which
affect either workers or plant safety
In another change, each of the new
operating Groups is now represented
on the HSL Board. I am therefore
pleased to welcome Dr Andrew
Curran, Mr David Kershaw-Wright
and Dr Karen Russ as the new Group
Directors of Health Improvement,
Hazard Reduction and Human Factors
respectively. Andrew was promoted
internally from a senior management
position in HSL. David joined us in
September from the Building Research
Establishment and Karen joined at
the same time from Pilkington Plc.
Karen also holds the additional role
of Director of Technical Programmes,
focused on cross-HSL operational
processes, and is my official Deputy.
Mr Graham Ince, former Head of
Business Infrastructure, retired during
the year and we thank him for
his services to the Laboratory over
many years. Graham’s areas of
responsibility have been re-distributed
among the remaining Directors.
The Laboratory continues to focus
on the key areas of keeping things
healthy and safe, winning new
business, delivering it and investing
for the future.
In terms of health, I am pleased to
report that absence due to sickness
was 1.3 days better than target, at an
average of 4.9 days per person over
the year. Working closely with our
colleagues in HSE, we instigated new
procedures to improve rehabilitation
of staff returning from long-term
sickness and more pro-active initiatives
such as automated self-service DSE
assessment and advice. Regarding
safety indicators, Board-level safety
walkabouts were all completed to
target and encouragingly we achieved
higher levels of reporting of both
near misses and accidents than last
year. Disappointingly, however, we did
have four RIDDOR events during the
year, thereby missing our target of no
more than two. In response to this,
we shall increase both the frequency
and extent of risk assessment
training across the whole laboratory.
Finally, working with our PFI
partners, we have instigated new
standards and requirements for the
management of contractors’ safety,
including a DVD-based introduction
to working at HSL and a mandatory
test which must be passed before
contractors can begin work on site.
In terms of winning new business,
HSL had its most successful year
ever in securing new contracts,
from both HSE and non-HSE
customers. In particular, we have
worked very closely with HSE during
the year to develop a new strategic
partnership with them and this is
embodied in a new Framework
Document. On non-HSE business,
our strategy of ‘focus’ on key market
sectors and areas of technology is
paying dividends.
We are seeing both repeat business
and ‘cross-buying’ from our largest
customers, and the growing visibility
of HSL resulted in not only a record
value of contracts won during the year,
but also a strong forward order book.
In terms of delivering contracted
work, HSL improved still further on
last year’s record performance.
Overall, the Laboratory delivered
revenues of £34.1m, a rise of 7.5%
on the previous year. HSE revenues
were up by £1.2m (4.5%) and non-
HSE revenues by £1.2m (25.0%).
As already mentioned, this work was
delivered more efficiently, with the ratio
of non-chargeable to total available
staff time reducing by 2.7% against a
target improvement of 2%. Expenditure
was also well managed, with the
result that HSL significantly reduced
its requirement for transition funding
from HSE - down to £1.4m from
£3.7m last year. As a consequence,
HSE’s gross spend on HSL reduced
by around £1m compared to last year.
In looking after the longer-term future
of the Laboratory, we have enhanced
management processes in addition
to continued investment. We have
now successfully implemented a new
process for identifying and managing
arising intellectual property (IP) and
have concluded an IP ‘concordat’
with HSE to formalise arrangements.
We have also established a formal
investment committee as a sub-
group of the HSL Board, both to better
align capital investment plans with
strategic objectives and to monitor
the forward business performance
of new facilities.
Taking all of this together, HSL has
had a very successful year. Not only
has the Laboratory secured and
delivered record levels of business,
it has done so more efficiently,
at lower total cost to HSE and with
a wider direct benefit to non-HSE
customers. However, while the
financial performance undoubtedly
shows that we are realising the great
potential of our new facility, the real
‘pay-off’ is that HSL is extending
its sustainable contribution to the
health, safety and productivity of
work in the United Kingdom.
The laboratory continues to focus on
the key areas of keeping things healthy
and safe, winning new business,
delivering it and investing for the future.
≈ The board from left to right:
Andrew Curran, Ruth Gilbody, John Verney,
David Kershaw-Wright, Eddie Morland, Sue Ion,
Peter Watson and Karen Russ
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 05
Keeping people healthy and safe
Our twin focus on the needs of
Government and business is central
to how we operate. At its simplest,
we provide the scientific services they
need to improve health and safety at
both a national and international level.
As the in-house laboratory of the
Health and Safety Executive (HSE),
we make a very important
contribution to delivering the
Government's strategy for improving
health and safety in Great Britain.
This is defined in the Health and
Safety Commission's (HSC) Strategy
for Workplace Health and Safety in
Great Britain to 2010 and Beyond.
Our main role is to provide HSE with
the scientific assistance it needs to
meet its Public Service Agreement
(PSA) targets and its enforcement
and other statutory duties.
The PSA targets concentrate on
progressively improving risk control
for measurably better health and
safety at work by 2008. This chiefly
means delivering on its two Strategic
Delivery Programmes (SDPs):
≥ Fit for work, fit for life, fit for
tomorrow (Fit3) focuses on
reducing injuries, ill-health and
days lost due to work activity
≥ Major Hazards regulates and
assures safe management of
those industries where failure to
manage risks can have
catastrophic effects
At the Health and Safety Laboratory
(HSL), we have a simple but very
important vision – to use our brains
to save and improve the lives of
workers.
We do this by focusing all aspects
of science onto the diverse range of
health and safety issues that arise
in the workplace. We use our
experience and know-how to identify
the problems and propose solutions
that work. We focus on improving
processes and plant and their
interactions with, and effects on,
people. This is our strategic goal,
the driving force behind our mission
to improve people's health and control
the hazards they face at work.
Our work concentrates on two main
areas. First, we are helping deliver
the Government's objectives –
improving the nation's economy and
competitiveness in a global market
through a healthy, safe and highly
productive workforce.
Second, we are meeting the needs
of industry and commerce –
reducing plant failures and staff
absences due to work-related ill-
health or injury to increase productivity
and maximise competitiveness.
Our record makes us internationally
recognised as one of the world's
premier health and safety
laboratories. This is because we
have a diverse range of scientific,
engineering and technical specialists
and health professionals to draw on,
improving health and reducing risk.
And the scope of our attention is
vast too, from fire, explosion and
process safety to occupational
health and environmental sciences,
safety engineering and human factors.
We are closely involved in HSE's
enabling activities that support the
SDPs - these include working in
partnership with local authorities,
promoting the benefits of sensible
health and safety management and
worker involvement. We also fulfil a
vital role helping to deliver the
evidence base in support of HSE's
inspection and enforcement activities.
But our scientific services are not
restricted to HSE. An increasingly
important part of our business is
our work for other organisations in
both the public and private sectors.
This continues to grow strongly as
we help Government and industry
meet their objectives by bringing
business, workers and the national
economy the benefits of well-
managed, sensible, health and
safety processes.
This report tells the story of HSL’s
activities in 2006-07 – a story of
applying science to make workplaces
healthier, safer and more productive.
In short, delivering our vision of
using our brains to save and improve
the lives of workers.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 07
We are internationally recognised
as one of the world's premier health
and safety laboratories. This is because
we have a diverse range of scientific,
engineering and technical specialists
and health professionals to draw on.
INTRODUCING HSL
AT THE HEALTH AND SAFETY
LABORATORY, OUR SIMPLE
BUT VERY IMPORTANT VISION
REMAINS THE SAME OVER THE
YEARS – TO USE OUR BRAINS TO
SAVE AND IMPROVE THE LIVES
OF WORKERS.
06 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
INTRODUCING HSL
AT THE HEALTH AND SAFETY
LABORATORY, OUR SIMPLE
BUT VERY IMPORTANT VISION
REMAINS THE SAME OVER THE
YEARS – TO USE OUR BRAINS TO
SAVE AND IMPROVE THE LIVES
OF WORKERS.
06 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
At the Health and Safety Laboratory
(HSL), we have a simple but very
important vision – to use our brains
to save and improve the lives of
workers.
We do this by focusing all aspects
of science onto the diverse range of
health and safety issues that arise
in the workplace. We use our We are internationally recognised experience and know-how to identify
the problems and propose solutions
that work. We focus on improving
processes and plant and their
interactions with, and effects on,
people. This is our strategic goal,
the driving force behind our mission
to improve people's health and control
the hazards they face at work.
Our work concentrates on two main
areas. First, we are helping deliver
the Government's objectives –
improving the nation's economy and
competitiveness in a global market
through a healthy, safe and highly
productive workforce.
Second, we are meeting the needs
of industry and commerce –
reducing plant failures and staff
absences due to work-related ill-
health or injury to increase productivity
and maximise competitiveness.
Our record makes us internationally
recognised as one of the world's
premier health and safety
laboratories. This is because we
have a diverse range of scientific,
engineering and technical specialists
and health professionals to draw on,
improving health and reducing risk.
And the scope of our attention is
vast too, from fire, explosion and
process safety to occupational
health and environmental sciences,
safety engineering and human factors.
as one of the world's premier health
and safety laboratories. This is because
we have a diverse range of scientific,
engineering and technical specialists
and health professionals to draw on.
Keeping people healthy and safe
Our twin focus on the needs of
Government and business is central
to how we operate. At its simplest,
we provide the scientific services they
need to improve health and safety at
both a national and international level.
As the in-house laboratory of the
Health and Safety Executive (HSE),
we make a very important
contribution to delivering the
Government's strategy for improving
health and safety in Great Britain.
This is defined in the Health and
Safety Commission's (HSC) Strategy
for Workplace Health and Safety in
Great Britain to 2010 and Beyond.
Our main role is to provide HSE with
the scientific assistance it needs to
meet its Public Service Agreement
(PSA) targets and its enforcement
and other statutory duties.
The PSA targets concentrate on
progressively improving risk control
for measurably better health and
safety at work by 2008. This chiefly
means delivering on its two Strategic
Delivery Programmes (SDPs):
≥ Fit for work, fit for life, fit for
tomorrow (Fit3) focuses on
reducing injuries, ill-health and
days lost due to work activity
≥ Major Hazards regulates and
assures safe management of
those industries where failure to
manage risks can have
catastrophic effects
We are closely involved in HSE's
enabling activities that support the
SDPs - these include working in
partnership with local authorities,
promoting the benefits of sensible
health and safety management and
worker involvement. We also fulfil a
vital role helping to deliver the
evidence base in support of HSE's
inspection and enforcement activities.
But our scientific services are not
restricted to HSE. An increasingly
important part of our business is
our work for other organisations in
both the public and private sectors.
This continues to grow strongly as
we help Government and industry
meet their objectives by bringing
business, workers and the national
economy the benefits of well-
managed, sensible, health and
safety processes.
This report tells the story of HSL’s
activities in 2006-07 – a story of
applying science to make workplaces
healthier, safer and more productive.
In short, delivering our vision of
using our brains to save and improve
the lives of workers.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 07
CWH – a partnershipfor excellence
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 09
Today, the Centre for Workplace Health
(CWH) is recognised as a national
centre of excellence in occupational
health and safety research, training
and service provision.
Its progress has been rapid – it was
created in September 2005, when,
to cement our long-standing
partnership, we signed a
memorandum of understanding
with the University of Sheffield and
the Sheffield Teaching Hospitals
NHS Foundation Trust.
The unique blend of expertise,
experience and facilities shared by
the three partners and our
associates enables CWH to provide
practical solutions to workplace ill-
health problems – all based on
high-quality science.
With the recent announcement of a
number of groundbreaking
government initiatives, CWH is
facing exciting times in the world of
occupational health and safety.
It has secured widespread support
and is currently involved in large
programmes of work focusing on a
broad range of occupational health
issues, including respiratory disease,
rehabilitation and ageing workers.
Improving health
Workplace injuries and ill- This work is wide-ranging,
health can have serious bringing together many
consequences, both for business scientific disciplines from
and the individuals concerned. social science to clinical
medicine, analytical chemistry
For the past year, we have to psychology. We can only
applied our expertise to include a few examples here,
supporting HSE in delivering but the pieces that follow
its Fit3 strategic programme illustrate how we have helped
and its statutory duties. to improve the health of
And we have provided workers and those affected by
occupational health solutions
to other customers, including
government departments and
private sector organisations.
work activities.
Stress consultancy at RAF Wyton
Work-related stress is one of the
biggest causes of working days lost.
Some 10.5 million days were lost in
2005/06, with one person in six
saying that they found their work
very or extremely stressful.
We helped produce the Management
Standards for Work-related Stress,
launched by HSE in 2004.
Based on recognised good
management practice, these use a
risk assessment process to manage
and reduce the risks of stress.
HSL offers a range of bespoke
services to help organisations
implement the standards, including
help with setting up and briefing
Work-related stress is one of the biggest causes of working days lost. Some 10.5 million days were lost in 2005/06, with one person in six saying that they found their work very or extremely stressful.
steering groups, tailoring the HSE
questionnaire (called the ‘Indicator
Tool’) to the needs of their business,
analysing data, facilitating focus
groups and training their people as
facilitators. Once results have been
presented to the steering groups
and management, we can also help
them develop action plans to
address any issues identified during
the risk assessment process.
One such organisation was RAF
Wyton, part of the Ministry of Defence,
who asked for help after attending an
HSL training course on work-related
stress. First, we used the Indicator
Tool to identify key areas of work
design which may lead to ill-health
if not managed properly, sending
questionnaires to over 2,000 staff
with a 60% response rate.
We analysed the results, looking at
location, grade, gender, hours of
work, teams and types of personnel,
and identified both areas of concern
and aspects of good practice,
which RAF Wyton could learn from
and share with other teams.
Following a full report to the
Director General and project team,
RAF Wyton is now keen for us to
train some of their staff in
facilitating focus groups so they can
continue the process themselves.
08 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
08 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Work-related stress is one of the biggest causes ofworking days lost. Some 10.5 million days were lostin 2005/06, with one person in six saying that theyfound their work very or extremely stressful.
Improving health
Work-related stress is one of the
biggest causes of working days lost.
Some 10.5 million days were lost in
2005/06, with one person in six
saying that they found their work
very or extremely stressful.
We helped produce the Management
Standards for Work-related Stress,
launched by HSE in 2004.
Based on recognised good
management practice, these use a
risk assessment process to manage
and reduce the risks of stress.
HSL offers a range of bespoke
services to help organisations
implement the standards, including
help with setting up and briefing
steering groups, tailoring the HSE
questionnaire (called the ‘Indicator
Tool’) to the needs of their business,
analysing data, facilitating focus
groups and training their people as
facilitators. Once results have been
presented to the steering groups
and management, we can also help
them develop action plans to
address any issues identified during
the risk assessment process.
One such organisation was RAF
Wyton, part of the Ministry of Defence,
who asked for help after attending an
HSL training course on work-related
stress. First, we used the Indicator
Tool to identify key areas of work
design which may lead to ill-health
if not managed properly, sending
questionnaires to over 2,000 staff
with a 60% response rate.
Stress consultancyat RAF Wyton
Workplace injuries and ill-
health can have serious
consequences, both for business
and the individuals concerned.
For the past year, we have
applied our expertise to
supporting HSE in delivering
its Fit3 strategic programme
and its statutory duties.
And we have provided
occupational health solutions
to other customers, including
government departments and
private sector organisations.
This work is wide-ranging,
bringing together many
scientific disciplines from
social science to clinical
medicine, analytical chemistry
to psychology. We can only
include a few examples here,
but the pieces that follow
illustrate how we have helped
to improve the health of
workers and those affected by
work activities.
We analysed the results, looking at
location, grade, gender, hours of
work, teams and types of personnel,
and identified both areas of concern
and aspects of good practice,
which RAF Wyton could learn from
and share with other teams.
Following a full report to the
Director General and project team,
RAF Wyton is now keen for us to
train some of their staff in
facilitating focus groups so they can
continue the process themselves.
CWH – a partnership for excellence
Today, the Centre for Workplace Health
(CWH) is recognised as a national
centre of excellence in occupational
health and safety research, training
and service provision.
Its progress has been rapid – it was
created in September 2005, when,
to cement our long-standing
partnership, we signed a
memorandum of understanding
with the University of Sheffield and
the Sheffield Teaching Hospitals
NHS Foundation Trust.
The unique blend of expertise,
experience and facilities shared by
the three partners and our
associates enables CWH to provide
practical solutions to workplace ill-
health problems – all based on
high-quality science.
With the recent announcement of a
number of groundbreaking
government initiatives, CWH is
facing exciting times in the world of
occupational health and safety.
It has secured widespread support
and is currently involved in large
programmes of work focusing on a
broad range of occupational health
issues, including respiratory disease,
rehabilitation and ageing workers.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 09
In the past, most occupational
diseases have arisen from physical
hazards such as toxic chemicals or
physically demanding jobs.
Today, things are not as clear cut.
Psychological and social factors are
now thought to be increasingly
important, with the transition from
manual to desk-based jobs driving
a significant increase in the
prevalence of conditions such as
stress, musculoskeletal disorders,
anxiety and depression.
HSE asked HSL to undertake a
large-scale review of the available
literature to examine how approaches
based on a new ‘biopsychosocial’
view can usefully be applied to
managing the risks associated with
contemporary occupational health.
The biopsychosocial approach to
health takes an holistic view,
regarding it as the interplay between
The ‘biopsychosocial’view of occupational health
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 11
metal-working fluids, and the
largest single outbreak of
occupational asthma.
But the story did not end there.
The collaboration resulted in
significant advances in
understanding the complex factors
involved, as well as close co-
operation with industry – the British
Lubricants Association in particular.
HSE produced new guidance,
contacted all large UK users to
check standards, and where
necessary pursued enforcement to
improve management standards.
It also launched a publicity
campaign to raise awareness of the
health risks associated with metal-
working fluids, culminating in a
press conference in early 2006.
Early suspicions focused on thepossibility of microbiologicalcontamination of metal-working fluidsused in the machining process.
Understandinglung diseaseoutbreak
biological (e.g. physical stress on
tissues), psychological (e.g. coping
strategies, personality) and social
(e.g. social support, organisational
culture) and macro (e.g. socio-
economic policies) factors.
HSL’s review will help equip HSE and
its partners with a flexible framework
for more effective handling of 21st
century occupational health issues.
When it was reported that a number
of people working at a car
manufacturing plant in England
were suffering from a respiratory
disease, early suspicions focused on
the possibility of microbiological
contamination of metal-working fluids
used in the machining process.
HSE began an investigation of the
plant, with a multi-disciplinary team
from HSL, the Birmingham Chest
Clinic and Warwick University.
This involved a full assessment of
how metal-working fluids and oils
were managed, an occupational
hygiene investigation and the
detailed clinical and immunological
investigation of staff.
By the time the company entered
receivership in 2005, the investigation
had obtained all the significant
information it needed. This showed
that some 10% of the car-
manufacturing workforce met a pre-
defined case definition for
respiratory disease (extrinsic allergic
alveolitis, occupational asthma and/
or humidifier fever). It also
implicated microbial contamination
of the metal-working fluids.
With 101 cases, this is thought to be
the world’s largest outbreak of
occupational lung disease linked to
Understanding noise and vibration from sanders and polishers
Painful and disabling disorders of
the hands and arms can result from
regular exposure to the vibration
caused by hand-held power tools.
Without proper controls, the excessive
noise they produce can lead to
permanent hearing damage.
Manufacturers are required to provide
noise and vibration emission
information to help users assess the
exposure risks. But while standards
for evaluating vibration emissions
are currently being improved,
there is little available information
on the relationship between
manufacturers’ data and the actual
risks of noise exposure.
As part of its programme of work on noise and
hand-arm vibration, HSE asked HSL to look at workplace
exposures and assess the quality of the emission
data that sander and polisher manufacturers provide.
As part of its programme of work on
noise and hand-arm vibration,
HSE asked HSL to look at workplace
exposures and assess the quality of
the emission data that sander and
polisher manufacturers provide.
First we measured noise and
vibration emissions in our anechoic
chamber, surrounding the tools with
microphones and fitting vibration
transducers to the handles.
To gain representative measurements,
we needed to place the transducers
in the best location on the handles.
We achieved this by first studying
the vibration deflection shapes of
the handles while in use, enabling
us both to avoid spots where
vibration levels were untypically low
or high and to understand the
rotational vibration modes of the tools.
To provide comparative data with
our laboratory results, we then
measured noise and vibration levels
in real workplaces, such as vehicle
and furniture manufacturers,
yacht builders and the automotive
and train body repair industry.
Our work is now helping HSE to
understand problems with
manufacturers’ current data and to
improve the underlying standards
for testing machine emissions.
This is particularly important
following the recent introduction of
new UK regulations for the control
of workplace noise and vibration,
that encourage employers to use
manufacturers’ data in their own
risk assessments.
10 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
10 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
To provide comparative data with
our laboratory results, we then
measured noise and vibration levels
in real workplaces, such as vehicle
and furniture manufacturers,
yacht builders and the automotive
and train body repair industry.
Our work is now helping HSE to
understand problems with
manufacturers’ current data and to
improve the underlying standards
for testing machine emissions.
This is particularly important
following the recent introduction of
new UK regulations for the control
of workplace noise and vibration,
that encourage employers to use
manufacturers’ data in their own
risk assessments.
As part of its programme of work on
noise and hand-arm vibration,
HSE asked HSL to look at workplace
exposures and assess the quality of
the emission data that sander and
polisher manufacturers provide.
First we measured noise and
vibration emissions in our anechoic
chamber, surrounding the tools with
microphones and fitting vibration
transducers to the handles.
To gain representative measurements,
we needed to place the transducers
in the best location on the handles.
We achieved this by first studying
the vibration deflection shapes of
the handles while in use, enabling
us both to avoid spots where
vibration levels were untypically low
or high and to understand the
rotational vibration modes of the tools.
Painful and disabling disorders of
the hands and arms can result from
regular exposure to the vibration
caused by hand-held power tools.
Without proper controls, the excessive
noise they produce can lead to
permanent hearing damage.
Manufacturers are required to provide
noise and vibration emission
information to help users assess the
exposure risks. But while standards
for evaluating vibration emissions
are currently being improved,
there is little available information
on the relationship between
manufacturers’ data and the actual
risks of noise exposure.
Understanding noise andvibration from sanders and polishers
As part of its programme of work on noise and
hand-arm vibration, HSE asked HSL to look at workplace
exposures and assess the quality of the emission
data that sander and polisher manufacturers provide.
In the past, most occupational
diseases have arisen from physical
hazards such as toxic chemicals or
physically demanding jobs.
Today, things are not as clear cut.
Psychological and social factors are
now thought to be increasingly
important, with the transition from
manual to desk-based jobs driving
a significant increase in the
prevalence of conditions such as
stress, musculoskeletal disorders,
anxiety and depression.
that some 10% of the car-
manufacturing workforce met a pre
defined case definition for
respiratory disease (extrinsic allergic
alveolitis, occupational asthma and/
or humidifier fever). It also
implicated microbial contamination
of the metal-working fluids.
With 101 cases, this is thought to be
the world’s largest outbreak of
occupational lung disease linked to
The ‘biopsychosocial’ view of occupational health
HSE asked HSL to undertake a
large-scale review of the available
literature to examine how approaches
based on a new ‘biopsychosocial’
view can usefully be applied to
managing the risks associated with
contemporary occupational health.
The biopsychosocial approach to
health takes an holistic view,
regarding it as the interplay between
metal-working fluids, and the
largest single outbreak of
occupational asthma.
But the story did not end there.
The collaboration resulted in
significant advances in
understanding the complex factors
involved, as well as close co
operation with industry – the British
Lubricants Association in particular.
HSE produced new guidance,
contacted all large UK users to
check standards, and where
necessary pursued enforcement to
improve management standards.
It also launched a publicity
campaign to raise awareness of the
health risks associated with metal
working fluids, culminating in a
press conference in early 2006.
Understanding lung disease outbreak
When it was reported that a number
of people working at a car
manufacturing plant in England
were suffering from a respiratory
disease, early suspicions focused on
the possibility of microbiological
contamination of metal-working fluids
used in the machining process.
HSE began an investigation of the
plant, with a multi-disciplinary team
from HSL, the Birmingham Chest
Clinic and Warwick University.
This involved a full assessment of
how metal-working fluids and oils
were managed, an occupational
hygiene investigation and the
detailed clinical and immunological
investigation of staff.
By the time the company entered
receivership in 2005, the investigation
had obtained all the significant
information it needed. This showed
biological (e.g. physical stress on
tissues), psychological (e.g. coping
strategies, personality) and social
(e.g. social support, organisational
culture) and macro (e.g. socio
economic policies) factors.
HSL’s review will help equip HSE and
its partners with a flexible framework
for more effective handling of 21st
century occupational health issues.
Early suspicions focused on the possibility of microbiological contamination of metal-working fluids used in the machining process.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 11
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 13
Recent major accidentinvestigations in the UKand abroad have reportedshortcomings in operators’systems to monitor themanagement of their majorhazard risks.
Controlling hazards
Some believe that improving safety is an unwarranted burden on
industry, making products more expensive and eating into profits.
In reality, it is the unplanned downtime of plant and machinery
that has a great impact on profitability. And failure to manage risk A key lesson from these effectively – particularly in major hazard industries – can have investigations was that companies
devastating consequences for workers and the public. should develop and maintain a set
As a major incident investigator for HSE, we understand a great
deal about how and why incidents happen. We can apply this
expertise in many ways to help industry – assessing the robustness
of systems, identifying weaknesses and advising on improvements.
In this section you will find some examples of how we are helping
HSE deliver its major hazards strategic programme, and some of
our work with other agencies and industry. These examples
of key performance indicators (KPIs)
for their major hazards and ensure
that process safety performance is
monitored and reported against
defined targets.
Identifying such KPIs and
encouraging their use is an
important element of HSE’s Major
Hazards strategic programme,
which HSL has supported with a
number of projects.
illustrate the importance of considering not just the physical and One such project is helping
organisations ensure that the areas engineering sciences, but the human factors as well. where they are most vulnerable
receive adequate coverage. We have
In this way, they demonstrate HSL’s key strength in bringing
together a wide range of specialisms to make industry not only
safer, but more profitable too.
Major hazards performance indicators
Management systems, like any other
system, can deteriorate over time,
particularly in areas where
performance monitoring is not
sufficiently robust. The results of
poor performance monitoring
systems can be particularly
devastating in the major hazard
industries such as oil and gas,
where failures can be catastrophic.
Recent major accident investigations
in the UK and abroad have reported
shortcomings in operators’ systems
to monitor the management of their
major hazard risks, with an over
reliance on conventional lost-time
injury performance. This can lead to
false confidence that these risks are
being managed effectively.
helped develop a framework to assist
organisations to benefit from the
implementation of ‘dual assurance’
indicators in line with HSE Guidance
HSG254: Developing Process Safety
Indicators: A step-by-step guide for
chemical and major hazard
industries. Under the dual assurance
approach, both ‘leading’ (process or
input) and ‘lagging’ (outcome)
indicators are monitored. In developing
the framework, we studied current
practice in major hazard industries,
identified generic principles for
setting indicators, explored scoring
mechanisms for benchmarking
performance and recommended a
common terminology.
We continue to work with HSE and
industry on developing such
indicators – particularly those
relating to measures of safety culture,
using techniques currently being
evaluated in the nuclear industry.
As more organisations develop
indicators, the framework will enable
benchmarking between partners
and across major hazard industry
sectors, thus promoting dialogue
and improved knowledge-sharing
among duty holders. This will
increase assurance that major hazard
management systems are performing
in a sustained, appropriate manner.
12 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Controlling hazards
Some believe that improving safety is an unwarranted burden on
industry, making products more expensive and eating into profits.
In reality, it is the unplanned downtime of plant and machinery
that has a great impact on profitability. And failure to manage risk
effectively – particularly in major hazard industries – can have
devastating consequences for workers and the public.
As a major incident investigator for HSE, we understand a great
deal about how and why incidents happen. We can apply this
expertise in many ways to help industry – assessing the robustness
of systems, identifying weaknesses and advising on improvements.
In this section you will find some examples of how we are helping
HSE deliver its major hazards strategic programme, and some of
our work with other agencies and industry. These examples
illustrate the importance of considering not just the physical and
engineering sciences, but the human factors as well.
In this way, they demonstrate HSL’s key strength in bringing
together a wide range of specialisms to make industry not only
safer, but more profitable too.
Management systems, like any other
system, can deteriorate over time,
particularly in areas where
performance monitoring is not
sufficiently robust. The results of
poor performance monitoring
systems can be particularly
devastating in the major hazard
industries such as oil and gas,
where failures can be catastrophic.
Recent major accident investigations
in the UK and abroad have reported
shortcomings in operators’ systems
to monitor the management of their
major hazard risks, with an over
reliance on conventional lost-time
injury performance. This can lead to
false confidence that these risks are
being managed effectively.
Major hazardsperformanceindicators
A key lesson from these
investigations was that companies
should develop and maintain a set
of key performance indicators (KPIs)
for their major hazards and ensure
that process safety performance is
monitored and reported against
defined targets.
Identifying such KPIs and
encouraging their use is an
important element of HSE’s Major
Hazards strategic programme,
which HSL has supported with a
number of projects.
One such project is helping
organisations ensure that the areas
where they are most vulnerable
receive adequate coverage. We have
helped develop a framework to assist
organisations to benefit from the
implementation of ‘dual assurance’
indicators in line with HSE Guidance
HSG254: Developing Process Safety
Indicators: A step-by-step guide for
chemical and major hazard
industries. Under the dual assurance
approach, both ‘leading’ (process or
input) and ‘lagging’ (outcome)
indicators are monitored. In developing
the framework, we studied current
practice in major hazard industries,
identified generic principles for
setting indicators, explored scoring
mechanisms for benchmarking
performance and recommended a
common terminology.
We continue to work with HSE and
industry on developing such
indicators – particularly those
relating to measures of safety culture,
using techniques currently being
evaluated in the nuclear industry.
As more organisations develop
indicators, the framework will enable
benchmarking between partners
and across major hazard industry
sectors, thus promoting dialogue
and improved knowledge-sharing
among duty holders. This will
increase assurance that major hazard
management systems are performing
in a sustained, appropriate manner.
12 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Recent major accident investigations in the UK and abroad have reported shortcomings in operators’ systems to monitor the management of their major hazard risks.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 13
Engineers play a vital role in managing
risks, including those relating to
workplace health and safety. While it
is essential that engineering graduates
are properly prepared for this
responsibility, degree courses across
the UK vary widely in the content of
risk management concepts.
In particular, the teaching they receive
does not always match the risk that
graduates may be responsible for
managing in their professional lives.
Professional and educational bodies
have recognised this important
knowledge gap, and HSE has
sponsored HSL, in partnership with
others, to develop suitable teaching
materials.
HSL has been working with the
University of Liverpool on a project
to incorporate risk education into
the curriculum of an undergraduate
engineering degree course.
An early step was the design of a
questionnaire to determine students’
understanding of risk issues. Its use
during a class test has confirmed it to
be a reliable indicator of their
awareness. Results were used to help
set the appropriate level of tuition on
the undergraduate course, and the
questionnaire will be used in future
to evaluate the effectiveness of the
new syllabus.
Further achievements include the
embedding of risk topics into core
engineering modules, through formal
and keynote lectures on professional
practice. Together, we also designed
a new ‘virtual laboratory’ exercise,
based on a real-life accident
investigation at Port Ramsgate.
In association with the chair of the UK
Engineering Inter-Institutional Group
on Health and Safety and a software
development house, we have produced
a multi-media CD to demonstrate a
sample of e-learning materials.
The project’s results have been
presented at a number of professional
forums to promote this approach to
other educational institutions.
Nuclear site licences require the holder
to produce a detailed safety case for
all operations that may affect safety.
It is the responsibility of HSE’s Nuclear
Safety Directorate (NSD) to assess
these safety cases, which need to be
revised regularly in the light of new
challenges and emerging scientific
knowledge.
An important element of the safety
case for Advanced Gas-Cooled
Reactors (AGRs) is the structural
integrity of the graphite core. It must
include scientific evidence that shows
acceptable densities for the graphite
and the prevalence of any defects
within the graphite moderator bricks.
A previously unseen class of defects
was observed in 2004 at an AGR
power station. This involved two cracks
within a single moderator brick, a
phenomenon that in sufficient
numbers could affect core safety
functions. Current safety cases
therefore specify acceptable limits on
the prevalence of such defects.
For safety-related inspections to be
conducted on the graphite core, the
reactors need to be shut down and
fuel moved into storage before visual
and mechanical equipment can be
inserted into the fuel channels for data
recording. These checks are disruptive,
time-consuming and expensive, so
any improvement in efficiency that
does not compromise safety is an
important advance.
For some time, the periodic collection
of data from a sample of fuel channels
in different reactors has been used to
establish whether safety criteria are
being challenged, without needing to
assess the entire reactor core.
Recently, HSL scientists have been
working with NSD and British Energy
on developing complex mathematical
models that describe the development
of cracks over time, based on data
from periodic inspections of four AGR
stations between 1985 and 2006.
We have shown that reactors will not
challenge defined safety criteria
regarding the number of moderator
bricks containing two cracks in the
short-term future and that proposed
future inspection regimes, monitoring
the structural integrity of the graphite
core, are adequate for this purpose.
Risk education
Mathematical modelling forthe nuclear industry
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 15
Controlling third-party damage to Major Accident Hazard Pipelines
Regular maintenance and upgrading of the UK’s MAHPs has revealed unsatisfactory levels of ‘near miss’ reporting as well as several instances where damage to pipelines has not been reported.
The latest figures estimate that every
year utility companies dig some four
million holes – and this excludes
any excavations undertaken by the
construction industry. So it is not
surprising that third-party damage to
underground services of all kinds is a
significant source of potential danger.
When that service is a Major Accident
Hazard Pipeline (MAHP), the
consequences of a rupture can be
devastating for people and the
environment. Indeed, 24 people were
killed in Ghislenghien, Belgium in
2004, when nearby construction work
damaged a gas pipeline.
The potential for such third party
damage is considerable unless
adequate control is exercised over
excavation works close to pipelines.
This potential rises sharply where
pipelines enter urban areas or are
sited close to communication routes.
Regular maintenance and upgrading
of the UK’s MAHPs has revealed
unsatisfactory levels of ‘near miss’
reporting as well as several instances
where damage to pipelines has not
been reported to the operator.
Recognising that there was little
understanding of the human factors
potentially involved in such
infringements, HSE commissioned
HSL to work on a pilot project designed
to identify the main factors.
With the help of three major
contractors, we used a qualitative
approach to collecting data, including
observation, focused group
discussions and semi-structured
interviews with a range of personnel
from the contractors.
Key findings identified poor
communication between utility
companies as an important factor, and
highlighted the important role of
supervisors in balancing the demands
of safety with production.
All parties were pleased with the range
and depth of the information gathered,
which now helps HSE influence
companies to improve their
management of excavations near
pipelines.
14 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Controlling third-party damageto Major Accident Hazard Pipelines
14 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
The latest figures estimate that every
year utility companies dig some four
million holes – and this excludes
any excavations undertaken by the
construction industry. So it is not
surprising that third-party damage to
underground services of all kinds is a
significant source of potential danger.
When that service is a Major Accident
Hazard Pipeline (MAHP), the
consequences of a rupture can be
devastating for people and the
environment. Indeed, 24 people were
killed in Ghislenghien, Belgium in
2004, when nearby construction work
damaged a gas pipeline.
The potential for such third party
damage is considerable unless
adequate control is exercised over
excavation works close to pipelines.
This potential rises sharply where
pipelines enter urban areas or are
sited close to communication routes.
Regular maintenance and upgrading
of the UK’s MAHPs has revealed
unsatisfactory levels of ‘near miss’
reporting as well as several instances
where damage to pipelines has not
been reported to the operator.
Recognising that there was little
understanding of the human factors
potentially involved in such
infringements, HSE commissioned
HSL to work on a pilot project designed
to identify the main factors.
With the help of three major
contractors, we used a qualitative
approach to collecting data, including
observation, focused group
discussions and semi-structured
interviews with a range of personnel
from the contractors.
Key findings identified poor
communication between utility
companies as an important factor, and
highlighted the important role of
supervisors in balancing the demands
of safety with production.
All parties were pleased with the range
and depth of the information gathered,
which now helps HSE influence
companies to improve their
management of excavations near
pipelines.
Regular maintenanceand upgrading of the UK’sMAHPs has revealedunsatisfactory levels of‘near miss’ reporting aswell as several instanceswhere damage to pipelineshas not been reported.
Risk education
Engineers play a vital role in managing
risks, including those relating to
workplace health and safety. While it
is essential that engineering graduates
are properly prepared for this
responsibility, degree courses across
the UK vary widely in the content of
risk management concepts.
In particular, the teaching they receive
does not always match the risk that
graduates may be responsible for
managing in their professional lives.
Professional and educational bodies
have recognised this important
knowledge gap, and HSE has
sponsored HSL, in partnership with
others, to develop suitable teaching
materials.
HSL has been working with the
University of Liverpool on a project
to incorporate risk education into
the curriculum of an undergraduate
engineering degree course.
An early step was the design of a
questionnaire to determine students’
understanding of risk issues. Its use
during a class test has confirmed it to
be a reliable indicator of their
awareness. Results were used to help
set the appropriate level of tuition on
the undergraduate course, and the
questionnaire will be used in future
to evaluate the effectiveness of the
new syllabus.
Further achievements include the
embedding of risk topics into core
engineering modules, through formal
and keynote lectures on professional
practice. Together, we also designed
a new ‘virtual laboratory’ exercise,
based on a real-life accident
investigation at Port Ramsgate.
In association with the chair of the UK
Engineering Inter-Institutional Group
on Health and Safety and a software
development house, we have produced
a multi-media CD to demonstrate a
sample of e-learning materials.
The project’s results have been
presented at a number of professional
forums to promote this approach to
other educational institutions.
Mathematical modelling for the nuclear industry
Nuclear site licences require the holder
to produce a detailed safety case for
all operations that may affect safety.
It is the responsibility of HSE’s Nuclear
Safety Directorate (NSD) to assess
these safety cases, which need to be
revised regularly in the light of new
challenges and emerging scientific
knowledge.
An important element of the safety
case for Advanced Gas-Cooled
Reactors (AGRs) is the structural
integrity of the graphite core. It must
include scientific evidence that shows
acceptable densities for the graphite
and the prevalence of any defects
within the graphite moderator bricks.
A previously unseen class of defects
was observed in 2004 at an AGR
power station. This involved two cracks
within a single moderator brick, a
phenomenon that in sufficient
numbers could affect core safety
functions. Current safety cases
therefore specify acceptable limits on
the prevalence of such defects.
For safety-related inspections to be
conducted on the graphite core, the
reactors need to be shut down and
fuel moved into storage before visual
and mechanical equipment can be
inserted into the fuel channels for data
recording. These checks are disruptive,
time-consuming and expensive, so
any improvement in efficiency that
does not compromise safety is an
important advance.
For some time, the periodic collection
of data from a sample of fuel channels
in different reactors has been used to
establish whether safety criteria are
being challenged, without needing to
assess the entire reactor core.
Recently, HSL scientists have been
working with NSD and British Energy
on developing complex mathematical
models that describe the development
of cracks over time, based on data
from periodic inspections of four AGR
stations between 1985 and 2006.
We have shown that reactors will not
challenge defined safety criteria
regarding the number of moderator
bricks containing two cracks in the
short-term future and that proposed
future inspection regimes, monitoring
the structural integrity of the graphite
core, are adequate for this purpose.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 15
Passive fire protection
We participated during the year with
MMI Engineering Ltd on a project
designed to develop acceptance
criteria for damaged and repaired
passive fire protection (PFP) coatings.
These coatings protect structures and
plant from the effects of severe fires.
The performance of ageing,
weathered, damaged or repaired
PFPs is a major concern, particularly
offshore where it is often a safety-
critical factor.
The two most commonly used types
of PFP materials are cementitious
and intumescent. Cementitious
PFPs work initially by holding the
temperature of the substrate to
around 100°C until all the bound
water has been driven off and then
act as passive insulators.
Intumescent PFPs have an organic
base which, when subjected to fire,
expands to produce a stable char with
good thermal insulating properties.
The collaborative project was
sponsored by several offshore
operators and specialist
manufacturers. Our role was to
undertake jet fire resistance tests
and expert analysis, using different
methodologies to investigate the
performance of typical damaged
and repaired test pieces.
The project’s findings are providing
important input into a new
procedure for identifying when
repair or replacement is necessary,
and which forms of repair are most
effective. Results have also been
presented at a seminar attended by
some 100 industry and regulatory
representatives.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 17
Gap analysis for the Maritime and Coastguard Agency
As more and more people each year
spend part of their leisure time in or
on the water, inland and on the sea,
demands on the emergency services
for water-safety interventions are
increasing.
Knowledge of the numbers involved
in water-based leisure is improving,
as is our understanding of the risks
involved. For the Maritime and
Coastguard Agency (MCA)
the UK’s maritime regulatory
authority - ready access to high-
quality information on fatalities,
injuries and accident causation is a
necessity as it seeks to minimise
the risks more effectively,
in partnership with such groups as
the National Water Safety Forum.
MCA, responsible through HM
Coastguard for initiating and co
ordinating maritime search and
rescue operations in the UK,
commissioned HSL to provide a
snapshot of current UK data and
make recommendations on how it
could be improved.
This research revealed a complex
picture. A gap analysis showed that,
while the presence of at least one
emergency service ensures that
current reporting systems do
capture all fatal accidents, data
collection on other incidents and
near misses is sporadic and
opportunist. It is therefore likely
that large quantities of information
are being overlooked.
Looking at the overall situation we
suggested an entirely new model
for future data collection.
We recommended building on
established links with key
organisations to ensure a flow of
accident data to a central
depository. We also proposed that
sports governing bodies should
encourage the reporting of
incidents and near misses with the
use of a standardised report form.
Recommendations have also been
provided to the National Water
Safety Forum as a means of
supporting their work.
For the Maritime and
Coastguard Agency
(MCA) - the UK’s maritime
regulatory authority
ready access to high-
quality information on
fatalities, injuries and
accident causation is
a necessity.
1616 HH EEALALTH & SAFTH & SAFETETY LY LABORABORAATTORORY RY REEPPOORRTT & A& A CCCCOOUUNNTS 2TS 2006 / 2006 / 2000077
As more and more people each year
spend part of their leisure time in or
on the water, inland and on the sea,
demands on the emergency services
for water-safety interventions are
increasing.
Knowledge of the numbers involved
in water-based leisure is improving,
as is our understanding of the risks
involved. For the Maritime and
Coastguard Agency (MCA) -
the UK’s maritime regulatory
authority - ready access to high-
quality information on fatalities,
injuries and accident causation is a
necessity as it seeks to minimise
the risks more effectively,
in partnership with such groups as
the National Water Safety Forum.
Gap analysis for the Maritimeand Coastguard Agency
16 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
MCA, responsible through HM
Coastguard for initiating and co-
ordinating maritime search and
rescue operations in the UK,
commissioned HSL to provide a
snapshot of current UK data and
make recommendations on how it
could be improved.
This research revealed a complex
picture. A gap analysis showed that,
while the presence of at least one
emergency service ensures that
current reporting systems do
capture all fatal accidents, data
collection on other incidents and
near misses is sporadic and
opportunist. It is therefore likely
that large quantities of information
are being overlooked.
Looking at the overall situation we
suggested an entirely new model
for future data collection.
We recommended building on
established links with key
organisations to ensure a flow of
accident data to a central
depository. We also proposed that
sports governing bodies should
encourage the reporting of
incidents and near misses with the
use of a standardised report form.
Recommendations have also been
provided to the National Water
Safety Forum as a means of
supporting their work.
For the Maritime and
Coastguard Agency
(MCA) - the UK’s maritime
regulatory authority -
ready access to high-
quality information on
fatalities, injuries and
accident causation is
a necessity.
16 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Passive fire protection
We participated during the year with
MMI Engineering Ltd on a project
designed to develop acceptance
criteria for damaged and repaired
passive fire protection (PFP) coatings.
These coatings protect structures and
plant from the effects of severe fires.
The performance of ageing,
weathered, damaged or repaired
PFPs is a major concern, particularly
offshore where it is often a safety-
critical factor.
The two most commonly used types
of PFP materials are cementitious
and intumescent. Cementitious
PFPs work initially by holding the
temperature of the substrate to
around 100°C until all the bound
water has been driven off and then
act as passive insulators.
Intumescent PFPs have an organic
base which, when subjected to fire,
expands to produce a stable char with
good thermal insulating properties.
The collaborative project was
sponsored by several offshore
operators and specialist
manufacturers. Our role was to
undertake jet fire resistance tests
and expert analysis, using different
methodologies to investigate the
performance of typical damaged
and repaired test pieces.
The project’s findings are providing
important input into a new
procedure for identifying when
repair or replacement is necessary,
and which forms of repair are most
effective. Results have also been
presented at a seminar attended by
some 100 industry and regulatory
representatives.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 17
HSL was called to the scene at an
early stage in both investigations.
In London, our mechanical
engineers and specialist
photographers spent seven days on
site, carrying out a detailed
examination of the collapsed
structure and observing recovery
operations. The jib slewing rig and
sections of the mast were brought to
HSL for further examination,
a major logistical exercise involving
a fleet of seven lorries.
A similar HSL team was onsite at
Liverpool for nine days. Here the
recovery operation was hampered by
high winds and the need to free
some of the evidence from concrete
that had set after the collapse.
We continue to examine the jib and
counterbalance platform.
Both investigations are complex and
will take several months to complete.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 19
Each year we are asked by HSE
and other organisations to
provide forensic support to over
200 serious industrial accident
investigations.
Choosing the best
HSL has been leading the way was awarded an Honorary Sheffield for his work on
in health and safety since Fellowship by the Faculty of in vitro metabolism of industrial
1911 – and our acknowledged
expertise, incident investigation
record and years of partnership
with HSE and industry make
us the UK’s leading provider of
health and safety services.
Occupational Medicine.
Others who achieved significant
personal success last year
include process safety
specialists, Laurence Cusco,
chemicals. Steve Stagg gained
his Diploma in Occupational
Hygiene from the University
of Manchester.
But qualifications and
who became a Fellow of the fellowships are only part of the
But it is vital to recruit and Institution of Chemical story. Here we look at more of
develop people with the Engineers, and Ju Lynne Saw the year’s achievements at
necessary skills and experience who became a Member of this HSL, many of them award-
if we are to maintain this Institution and a Chartered winning, and some leading
position, and deliver our vision
of ‘using our brains to save and
improve the lives of workers’.
More than 85% of our scientific
staff are educated to degree level
or higher, and we are committed
to encouraging them to expand
their knowledge further and
gain recognition from relevant
professional bodies.
This is just as true of the Board
as those delivering frontline
services. So in 2006 it was
very satisfying to see Eddie
Morland, Chief Executive and
Karen Russ, Director of Human
Factors and Technical
Programmes, both awarded
Fellowships of the Institute of
Physics. Eddie also became a
Fellow of the Royal Society of
Medicine, and Andrew Curran,
Director of Health Improvement,
Chemical Engineer.
Johanna Beswick, David Fox,
Nadine Mellor and Kirsten
Rogers all achieved Chartered
Occupational Psychologist
status with the British
Psychological Society.
Nadine also gained a
distinction in her MSc from
Leicester University for her
work on the effects of
leadership behaviours on
employee absence through
sickness.
Jeremy Ferreira was admitted
as a Registered Member of the
Ergonomics Society and Leanne
Stanley attained a distinction
in her MSc in ergonomics from
the University of Surrey.
Craig Sams was awarded a
PhD from the University of
areas of research in fields
including the health and safety
aspects of nanomaterials and
alternative fuels.
Investigating tower crane failures
Each year we are asked by HSE and
other organisations to provide
forensic support to over 200 serious
industrial accident investigations.
The work is as varied as our own
expertise and covers the full range
of industry sectors from factories
and farms to petrochemical plants
and offshore installations.
The last year was busier than ever,
with work continuing to establish the
cause of the incident at the Buncefield
Oil Storage Depot and a number of
new, high profile investigations.
On the engineering front, our work
has been dominated by the collapse
of two tower cranes in less than four
months at sites in south London and
Liverpool, which tragically took the
lives of two workers and one
member of the public. The same
company supplied both cranes,
and HSE took the precaution of
prohibiting the use of cranes of this
type until their safety could be
independently demonstrated.
18 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Each year we are asked by HSE and
other organisations to provide
forensic support to over 200 serious
industrial accident investigations.
The work is as varied as our own
expertise and covers the full range
of industry sectors from factories
and farms to petrochemical plants
and offshore installations.
The last year was busier than ever,
with work continuing to establish the
cause of the incident at the Buncefield
Oil Storage Depot and a number of
new, high profile investigations.
On the engineering front, our work
has been dominated by the collapse
of two tower cranes in less than four
months at sites in south London and
Liverpool, which tragically took the
lives of two workers and one
member of the public. The same
company supplied both cranes,
and HSE took the precaution of
prohibiting the use of cranes of this
type until their safety could be
independently demonstrated.
Investigating towercrane failures
18 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Choosing the best
HSL has been leading the way
in health and safety since
1911 – and our acknowledged
expertise, incident investigation
record and years of partnership
with HSE and industry make
us the UK’s leading provider of
health and safety services.
But it is vital to recruit and
develop people with the
necessary skills and experience
if we are to maintain this
position, and deliver our vision
of ‘using our brains to save and
improve the lives of workers’.
More than 85% of our scientific
staff are educated to degree level
or higher, and we are committed
to encouraging them to expand
their knowledge further and
gain recognition from relevant
professional bodies.
This is just as true of the Board
as those delivering frontline
services. So in 2006 it was
very satisfying to see Eddie
Morland, Chief Executive and
Karen Russ, Director of Human
Factors and Technical
Programmes, both awarded
Fellowships of the Institute of
Physics. Eddie also became a
Fellow of the Royal Society of
Medicine, and Andrew Curran,
Director of Health Improvement,
was awarded an Honorary
Fellowship by the Faculty of
Occupational Medicine.
Others who achieved significant
personal success last year
include process safety
specialists, Laurence Cusco,
who became a Fellow of the
Institution of Chemical
Engineers, and Ju Lynne Saw
who became a Member of this
Institution and a Chartered
Chemical Engineer.
Johanna Beswick, David Fox,
Nadine Mellor and Kirsten
Rogers all achieved Chartered
Occupational Psychologist
status with the British
Psychological Society.
Nadine also gained a
distinction in her MSc from
Leicester University for her
work on the effects of
leadership behaviours on
employee absence through
sickness.
Jeremy Ferreira was admitted
as a Registered Member of the
Ergonomics Society and Leanne
Stanley attained a distinction
in her MSc in ergonomics from
the University of Surrey.
Craig Sams was awarded a
PhD from the University of
Sheffield for his work on
in vitro metabolism of industrial
chemicals. Steve Stagg gained
his Diploma in Occupational
Hygiene from the University
of Manchester.
But qualifications and
fellowships are only part of the
story. Here we look at more of
the year’s achievements at
HSL, many of them award-
winning, and some leading
areas of research in fields
including the health and safety
aspects of nanomaterials and
alternative fuels.
Each year we are asked by HSE
and other organisations to
provide forensic support to over
200 serious industrial accident
investigations.
HSL was called to the scene at an
early stage in both investigations.
In London, our mechanical
engineers and specialist
photographers spent seven days on
site, carrying out a detailed
examination of the collapsed
structure and observing recovery
operations. The jib slewing rig and
sections of the mast were brought to
HSL for further examination,
a major logistical exercise involving
a fleet of seven lorries.
A similar HSL team was onsite at
Liverpool for nine days. Here the
recovery operation was hampered by
high winds and the need to free
some of the evidence from concrete
that had set after the collapse.
We continue to examine the jib and
counterbalance platform.
Both investigations are complex and
will take several months to complete.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 19
We successfully secured funding in
2006, under the DTI’s Public Sector
Research Exploitation (PSRE) scheme,
to help us commercialise and add
value to the intellectual property we
develop.
The PSRE fund was established
following the publication of the
Baker Report (August 1999) on
realising the economic potential of
public sector research
establishments. The fund enables
such organisations to maximise the
impact of their science and technology
through improved commercial
exploitation, and provides seed
capital for the very early stages of any
business arising from new ideas.
We are concentrating on two main
areas – implementing a
commercialisation process and
targeting investment into prioritised
projects.
Our first step was to establish a
Commercialisation Steering Group,
which meets regularly to oversee
implementation. It has already
achieved a great deal – most
importantly, we now have a better
definition of the process by which
ideas may be considered, including
agreed criteria for independently
assessing commercial opportunities.
We have also run workshops for our
staff to explain the process and
show how we are protecting our
intellectual property.
Six of the 25 opportunities we have
identified this year are now at
various stages of development,
including one at the full business
planning stage. This progress has
been made possible by the PSRE
fund, which is demonstrating the
critical importance of early stage
backing for scientific discoveries,
new technologies and novel
solutions, further supporting HSL’s
mission and preventing opportunities
from being overlooked.
Transferring ourknowledge –HSL training
Transferring ourknowledge –the PSRE fund
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 21
The commercial training courses we
deliver provide a highly effective way
of sharing our health and safety
expertise as well as contributing
towards HSE’s goals – our manual
handling courses, for example,
directly support their injury
reduction targets.
2006 saw rapid expansion of our
training delivery, following the launch
of our dedicated Training and
Conference Unit in 2005. We have
introduced many new topics, ranging
from biological monitoring to drug
and alcohol policy implementation,
from gas safety to lone working and
human reliability assessment.
Of our more established offerings,
our course on health surveillance for
Hand-Arm Vibration Syndrome
(accredited by the Faculty of
Occupational Medicine) continues to
be particularly well received.
One delegate called it “one of the
best, most professionally presented
courses I have been on.”
Commenting on the growth of our
training portfolio, Jill De Nardo,
head of our Training and Conference
Unit, said: “I want HSL to be seen as
the first port of call for training.
After all, delegates can be sure that
their training is being delivered by
top experts in their field.”
≥ Paul Grant
HSL’s Commercialisation Manager
The PSRE fundwas establishedfollowing thepublication of theBaker Report(August 1999) onrealising theeconomic potentialof public sectorresearchestablishments.
Highly commended rail investigation
Our investigative work received
particular praise in September 2006,
when the Chief Constable of British
Transport Police (BTP) formally
commended two of our staff at a
ceremony in Manchester for their work
on the Tebay rail accident investigation.
This followed the tragedy of
15 February 2004, when four men
died in Cumbria after being struck
by a runaway trailer at Tebay.
The ensuing BTP and Railway
Inspectorate investigation relied
heavily on our engineering and
scientific expertise, resulting in
manslaughter convictions at
Newcastle Crown Court.
Although many of our staff were
involved, Terry Gee and Ed Hollis
were specifically commended for
their role in specifying and
manufacturing the physical models
used to explain to the jury the
technical aspects of the
investigation. These models were
outstanding in their attention to
detail, and were of great importance
in presenting the case.
20 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Our investigative work received
particular praise in September 2006,
when the Chief Constable of British
Transport Police (BTP) formally
commended two of our staff at a
ceremony in Manchester for their work
on the Tebay rail accident investigation.
This followed the tragedy of
15 February 2004, when four men
died in Cumbria after being struck
by a runaway trailer at Tebay.
The ensuing BTP and Railway
Inspectorate investigation relied
heavily on our engineering and
scientific expertise, resulting in
manslaughter convictions at
Newcastle Crown Court.
Although many of our staff were
involved, Terry Gee and Ed Hollis
were specifically commended for
their role in specifying and
manufacturing the physical models
used to explain to the jury the
technical aspects of the
investigation. These models were
outstanding in their attention to
detail, and were of great importance
in presenting the case.
Highly commendedrail investigation
20 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Transferring our knowledge – the PSRE fund
We successfully secured funding in
2006, under the DTI’s Public Sector
Research Exploitation (PSRE) scheme,
to help us commercialise and add
value to the intellectual property we
develop.
The PSRE fund was established
following the publication of the
Baker Report (August 1999) on
realising the economic potential of
public sector research
establishments. The fund enables
such organisations to maximise the
impact of their science and technology
through improved commercial
exploitation, and provides seed
capital for the very early stages of any
business arising from new ideas.
We are concentrating on two main
areas – implementing a
commercialisation process and
targeting investment into prioritised
projects.
Our first step was to establish a
Commercialisation Steering Group,
which meets regularly to oversee
implementation. It has already
achieved a great deal – most
importantly, we now have a better
definition of the process by which
ideas may be considered, including
agreed criteria for independently
assessing commercial opportunities.
We have also run workshops for our
staff to explain the process and
show how we are protecting our
intellectual property.
Six of the 25 opportunities we have
identified this year are now at
various stages of development,
including one at the full business
planning stage. This progress has
been made possible by the PSRE
fund, which is demonstrating the
critical importance of early stage
backing for scientific discoveries,
new technologies and novel
solutions, further supporting HSL’s
mission and preventing opportunities
from being overlooked.
≥ Paul Grant
HSL’s Commercialisation Manager
Transferring our knowledge – HSL training
The commercial training courses we
deliver provide a highly effective way
of sharing our health and safety
expertise as well as contributing
towards HSE’s goals – our manual
handling courses, for example,
directly support their injury
reduction targets.
2006 saw rapid expansion of our
training delivery, following the launch
of our dedicated Training and
Conference Unit in 2005. We have
introduced many new topics, ranging
from biological monitoring to drug
and alcohol policy implementation,
from gas safety to lone working and
human reliability assessment.
Of our more established offerings,
our course on health surveillance for
Hand-Arm Vibration Syndrome
(accredited by the Faculty of
Occupational Medicine) continues to
be particularly well received.
One delegate called it “one of the
best, most professionally presented
courses I have been on.”
Commenting on the growth of our
training portfolio, Jill De Nardo,
head of our Training and Conference
Unit, said: “I want HSL to be seen as
the first port of call for training.
After all, delegates can be sure that
their training is being delivered by
top experts in their field.”
The PSRE fund was established following the publication of the Baker Report (August 1999) on realising the economic potential of public sector research establishments.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 21
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 23
3. Exposure assessment and control
Tried and tested control systems are
vital to ensure workers are not
exposed to potentially harmful
nanoparticles. Well-validated
measurement methods to assess
exposure are equally important.
We are currently focusing on
improving methods of generating
nanoparticle aerosols so that we can
investigate the performance of
control and measurement devices.
This work includes the development
of new sampling methods and
techniques to assess nanomaterial
dustiness.
A report by the Royal Society and
Royal Academy of Engineering
(‘Nanoscience and Nanotechnologies:
Opportunities and uncertainties’)
identified university and research
laboratory researchers as the people
most likely to be exposed to
airborne nanoparticles. For this
reason, our initial attention is on
measuring airborne engineered
nanoparticles in university
nanoparticle research laboratories.
This work is also contributing to
NANOSH, a larger, Europe-funded
project on the inflammatory and
genotoxic effects of engineered
nanoparticles.
Meeting the nanochallenge
Nanotechnology – a fast-moving science that covers a very wide range of technologies and materials with one thing in common: their very small size. Nanomaterials have at least one dimension of less than 100 nanometres.
If we are to maintain our ‘best in class’
position, it is vital for HSL to stay at
the forefront of the health and
safety risks represented by new
technologies.
Nowhere is this truer than in the
growing field of nanotechnology –
a fast-moving science that covers a
very wide range of technologies and
materials with one thing in common:
their very small size. Nanomaterials
have at least one dimension of less
than 100 nanometres.
As the production and use of
nanomaterials grows in innovative
products as diverse as sports
equipment, IT applications and
cosmetics, so the potential for
worker exposure increases. But the
risks of such exposure are currently
far from understood.
Last year, we reported on
Nanochallenge, the three-year
programme of work on
nanomaterials that we established
under our Investment Research
Programme. Below, we describe
progress made to date under its
three main streams of work.
1. The explosion risk
Fine powders, particularly organic
and metallic materials, are a serious
explosion risk when dispersed in air.
While much is known about the
explosion properties of materials at
the micron scale, little knowledge
exists on the behaviour of
nanomaterials in the presence of
ignition sources.
Assessing their explosion risks
poses many challenges. As particles
approach molecular size, the energy
needed to ignite them may become
too small to measure using
conventional dust-cloud apparatus.
Furthermore, extrapolating data
from micron-scale to nano-scale
particles cannot be carried out with
any degree of confidence, because
of marked differences in their
chemical and physical properties.
In standard tests for fine powders,
we use compressed air to disperse
the materials in test apparatus.
The large surface-to-volume ratio of
nanomaterials, however, means that
on exposure to air many are
spontaneously flammable or surface
oxidisation changes their properties.
There is therefore a need for
smaller-scale equipment that avoids
oxidisation until the point of
ignition. No such equipment is
commercially available, and during
the last year we reviewed all existing
knowledge on test methods to see
what has been attempted.
We are now actively developing
specialist equipment capable of
measuring both the ignition energy
and explosion characteristics of
these very fine materials.
2. The toxicity risk
While we know that nanoparticles’
very large surface area (relative to
their mass) can affect their toxicity
compared with larger counterparts,
there is little information on the
human health effects of exposure to
manufactured nanoparticles.
Various strategies to improve our
knowledge have been proposed,
including the use of human or animal
cells grown in the laboratory (in vitro)
and testing on animals (in vivo).
There are obvious advantages to
in vitro testing for screening new
materials – not least, reduced
animal suffering – but its predictability
is unknown.
HSL is now developing a novel
in vitro test that uses whole human
blood, in which we are following effects
on different blood cells, using
biomarkers of cellular stress,
inflammation and death. Unlike most
in vitro models that use only one cell
type, this approach is enabling us to
reproduce the response to
nanoparticles of a whole tissue,
which may depend on interactions
between different cells.
We presented this strategy in
February 2007 at an event in the
House of Commons, attended by
over 30 MPs, organised by the
National Centre for the Replacement,
Refinement and Reduction of
Animals in Research (NC3Rs) to
showcase its work. We are now NC3Rs’
ambassador for nanotechnology,
providing them with relevant
information on this fast-moving field.
We have also drafted a report on
‘In Vitro Methods for Assessing the
Toxicity of Nanoparticles’ for the
Nanotechnology Research Co
ordination Group (NRCG). The
report is published on the Defra
website as part of the Government’s
progress report.
22 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
22 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Meeting thenanochallenge
If we are to maintain our ‘best in class’
position, it is vital for HSL to stay at
the forefront of the health and
safety risks represented by new
technologies.
Nowhere is this truer than in the
growing field of nanotechnology –
a fast-moving science that covers a
very wide range of technologies and
materials with one thing in common:
their very small size. Nanomaterials
have at least one dimension of less
than 100 nanometres.
As the production and use of
nanomaterials grows in innovative
products as diverse as sports
equipment, IT applications and
cosmetics, so the potential for
worker exposure increases. But the
risks of such exposure are currently
far from understood.
Last year, we reported on
Nanochallenge, the three-year
programme of work on
nanomaterials that we established
under our Investment Research
Programme. Below, we describe
progress made to date under its
three main streams of work.
1. The explosion risk
Fine powders, particularly organic
and metallic materials, are a serious
explosion risk when dispersed in air.
While much is known about the
explosion properties of materials at
the micron scale, little knowledge
exists on the behaviour of
nanomaterials in the presence of
ignition sources.
Assessing their explosion risks
poses many challenges. As particles
approach molecular size, the energy
needed to ignite them may become
too small to measure using
conventional dust-cloud apparatus.
Furthermore, extrapolating data
from micron-scale to nano-scale
particles cannot be carried out with
any degree of confidence, because
of marked differences in their
chemical and physical properties.
In standard tests for fine powders,
we use compressed air to disperse
the materials in test apparatus.
The large surface-to-volume ratio of
nanomaterials, however, means that
on exposure to air many are
spontaneously flammable or surface
oxidisation changes their properties.
There is therefore a need for
smaller-scale equipment that avoids
oxidisation until the point of
ignition. No such equipment is
commercially available, and during
the last year we reviewed all existing
knowledge on test methods to see
what has been attempted.
We are now actively developing
specialist equipment capable of
measuring both the ignition energy
and explosion characteristics of
these very fine materials.
2. The toxicity risk
While we know that nanoparticles’
very large surface area (relative to
their mass) can affect their toxicity
compared with larger counterparts,
there is little information on the
human health effects of exposure to
manufactured nanoparticles.
Various strategies to improve our
knowledge have been proposed,
including the use of human or animal
cells grown in the laboratory (in vitro)
and testing on animals (in vivo).
There are obvious advantages to
in vitro testing for screening new
materials – not least, reduced
animal suffering – but its predictability
is unknown.
HSL is now developing a novel
in vitro test that uses whole human
blood, in which we are following effects
on different blood cells, using
biomarkers of cellular stress,
inflammation and death. Unlike most
in vitro models that use only one cell
type, this approach is enabling us to
reproduce the response to
nanoparticles of a whole tissue,
which may depend on interactions
between different cells.
We presented this strategy in
February 2007 at an event in the
House of Commons, attended by
over 30 MPs, organised by the
National Centre for the Replacement,
Refinement and Reduction of
Animals in Research (NC3Rs) to
showcase its work. We are now NC3Rs’
ambassador for nanotechnology,
providing them with relevant
information on this fast-moving field.
We have also drafted a report on
‘In Vitro Methods for Assessing the
Toxicity of Nanoparticles’ for the
Nanotechnology Research Co-
ordination Group (NRCG). The
report is published on the Defra
website as part of the Government’s
progress report.
Nanotechnology – a fast-moving science that coversa very wide range of technologies and materialswith one thing in common: their very small size.Nanomaterials have at least one dimension of lessthan 100 nanometres.
3. Exposure assessment and control
Tried and tested control systems are
vital to ensure workers are not
exposed to potentially harmful
nanoparticles. Well-validated
measurement methods to assess
exposure are equally important.
We are currently focusing on
improving methods of generating
nanoparticle aerosols so that we can
investigate the performance of
control and measurement devices.
This work includes the development
of new sampling methods and
techniques to assess nanomaterial
dustiness.
A report by the Royal Society and
Royal Academy of Engineering
(‘Nanoscience and Nanotechnologies:
Opportunities and uncertainties’)
identified university and research
laboratory researchers as the people
most likely to be exposed to
airborne nanoparticles. For this
reason, our initial attention is on
measuring airborne engineered
nanoparticles in university
nanoparticle research laboratories.
This work is also contributing to
NANOSH, a larger, Europe-funded
project on the inflammatory and
genotoxic effects of engineered
nanoparticles.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 23
Prize winningresearch on IBCs
Intermediate bulk containers (IBCs)
have had many uses for over a
decade now, including the storage of
flammable and combustible liquids.
However, until a recent project in
which HSE asked us to investigate
the issue, no one had looked at how
IBCs containing flammable liquids
behave when exposed to fire.
The results of a series of
experiments carried out by our fire
specialists were quite startling.
Vulnerable parts of the container,
such as the valve, are very easily
ignited. As the fire develops, the
contents of up to a tonne are lost in
a few tens of seconds. A tonne of
burning liquid released in this way
spreads fire at an unusually rapid
rate, giving little chance for
successful fire-fighting.
The project has generated
considerable interest. A paper on
the earlier stages of the work by
HSL’s Sean O‘Sullivan won an award
for the best paper by a young
chemical engineer in 2004.
In 2006, a conference paper on the
subject by HSL’s Graham Atkinson
and Nigel Riley of HSE’s Hazardous
Installations Directorate received a
top award from the Institution of
Chemical Engineers for the best
research paper presented that year.
On such an important risk it is vital
that research results can be easily
and quickly disseminated. HSL
therefore produced a DVD on the
subject which is now in great demand.
The DVD demonstrates not only the
consequences of a fire involving IBCs,
but also how simple measures can
mitigate their effects or prevent them
altogether. An important contribution
to loss prevention, the DVD could
also prove to be a real life-saver.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 25
A conference paper on the subject
received a top award from the Institution
of Chemical Engineers for the best
research paper presented in 2006.
Hydrogen and fuel cell applications
The EC and HSE-
funded HyPer project
was launched in
November 2006 to
address a range of
issues concerning fuel
cell systems powered
by hydrogen, natural
gas or other fuels.
Curbing greenhouse gas emissions
and securing cheap, environmentally
friendly energy supplies are major
economic and social drivers that can
be met by hydrogen and fuel cell
technologies. This is widely accepted,
and small stationary hydrogen and
fuel cell systems are an important
part of the proposed future energy
infrastructure and economy.
This is the background to the EC
and HSE-funded HyPer (Installation
Permitting Guidance for Hydrogen
and Fuel Cell Stationary Applications)
project, launched in November
2006 to address a range of issues
concerning fuel cell systems powered
by hydrogen, natural gas or other fuels.
HSL led the technical development
and is the technical co-ordinator of
the project, with much of the
experimental work making use of
our unique facilities. The University
of Manchester is administrative co
ordinator.
The project will develop and agree a
comprehensive installation process
for developers, design engineers,
manufacturers, installers and
authorities to provide guidance for
fast-tracking the approval of safety
and procedural issues.
HyPer has brought together a
consortium of interested parties
from Europe, the USA and Russia,
comprising 27 organisations (15
partners and 12 supporting group
members) that include hydrogen
system and fuel cell manufacturers,
installers, operators, regulators,
research laboratories, gas companies
and universities.
Our main roles at HSL are: (i) to carry
out experiments looking at the
hazards posed by hydrogen storage,
fuel cell system components such as
fuel cell stacks, fuel reformers,
compressors and auxiliary parts; and
(ii) to write the installation guidance.
The project will make use of a high-
pressure (1,000 bar) hydrogen release
system, which is being developed
on our extensive site as part of
HSL’s investment programme.
This system is unique in Europe and
will be used within HyPer, and on
other projects, to simulate potential
faults and test components from
current and future hydrogen storage
systems and technologies.
The need for guidance is urgent,
so the project will be completed
within two years, with guidance
available in late 2008. Once
published, this will be maintained
by HySafe, a European Network of
Excellence of which we are a part.
24 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Hydrogen andfuel cell applications
Curbing greenhouse gas emissions
and securing cheap, environmentally
friendly energy supplies are major
economic and social drivers that can
be met by hydrogen and fuel cell
technologies. This is widely accepted,
and small stationary hydrogen and
fuel cell systems are an important
part of the proposed future energy
infrastructure and economy.
This is the background to the EC
and HSE-funded HyPer (Installation
Permitting Guidance for Hydrogen
and Fuel Cell Stationary Applications)
project, launched in November
2006 to address a range of issues
concerning fuel cell systems powered
by hydrogen, natural gas or other fuels.
HSL led the technical development
and is the technical co-ordinator of
the project, with much of the
experimental work making use of
our unique facilities. The University
of Manchester is administrative co-
ordinator.
The project will develop and agree a
comprehensive installation process
for developers, design engineers,
manufacturers, installers and
authorities to provide guidance for
fast-tracking the approval of safety
and procedural issues.
HyPer has brought together a
consortium of interested parties
from Europe, the USA and Russia,
comprising 27 organisations (15
partners and 12 supporting group
members) that include hydrogen
system and fuel cell manufacturers,
installers, operators, regulators,
research laboratories, gas companies
and universities.
Our main roles at HSL are: (i) to carry
out experiments looking at the
hazards posed by hydrogen storage,
fuel cell system components such as
fuel cell stacks, fuel reformers,
compressors and auxiliary parts; and
(ii) to write the installation guidance.
The project will make use of a high-
pressure (1,000 bar) hydrogen release
system, which is being developed
on our extensive site as part of
HSL’s investment programme.
This system is unique in Europe and
will be used within HyPer, and on
other projects, to simulate potential
faults and test components from
current and future hydrogen storage
systems and technologies.
The need for guidance is urgent,
so the project will be completed
within two years, with guidance
available in late 2008. Once
published, this will be maintained
by HySafe, a European Network of
Excellence of which we are a part.
24 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
The EC and HSE-
funded HyPer project
was launched in
November 2006 to
address a range of
issues concerning fuel
cell systems powered
by hydrogen, natural
gas or other fuels.
Prize winning research on IBCs
Intermediate bulk containers (IBCs)
have had many uses for over a
decade now, including the storage of
flammable and combustible liquids.
However, until a recent project in
which HSE asked us to investigate
the issue, no one had looked at how
IBCs containing flammable liquids
behave when exposed to fire.
The results of a series of
experiments carried out by our fire
specialists were quite startling.
Vulnerable parts of the container,
such as the valve, are very easily
ignited. As the fire develops, the
contents of up to a tonne are lost in
a few tens of seconds. A tonne of
burning liquid released in this way
spreads fire at an unusually rapid
rate, giving little chance for
successful fire-fighting.
The project has generated
considerable interest. A paper on
the earlier stages of the work by
HSL’s Sean O‘Sullivan won an award
for the best paper by a young
chemical engineer in 2004.
In 2006, a conference paper on the
subject by HSL’s Graham Atkinson
and Nigel Riley of HSE’s Hazardous
Installations Directorate received a
top award from the Institution of
Chemical Engineers for the best
research paper presented that year.
On such an important risk it is vital
that research results can be easily
and quickly disseminated. HSL
therefore produced a DVD on the
subject which is now in great demand.
The DVD demonstrates not only the
consequences of a fire involving IBCs,
but also how simple measures can
mitigate their effects or prevent them
altogether. An important contribution
to loss prevention, the DVD could
also prove to be a real life-saver.
A conference paper on the subject
received a top award from the Institution
of Chemical Engineers for the best
research paper presented in 2006.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 25
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 27
Highlights of 2006/07
We received visits from two
Government ministers last year,
including the Rt Hon John Hutton
MP, Secretary of State for Work and
Pensions, who visited us in the
company of High Peak MP Tom Levitt.
After talking with staff about our
research on respiratory disease and
work on older workers, return to
work and sickness absence for the
Department of Work and Pensions
(DWP) and HSE, Mr Hutton and
Mr Levitt watched some research in
action on our outdoor facilities.
Wearing hi-visibility vests and
hearing protection, they viewed a
dust explosion on our specialist test
range – part of a European-funded
project developing computational
fluid dynamics for use with dust
explosions.
Speaking about his visit, Mr Hutton
commented: “It was fantastic to
have such an illustrative display of
the important work HSL does. I fully
support the Laboratory’s dedication
to all health and safety matters,
from the health of workers to the
protection of the general public.”
Lord Mackenzie of Luton, the newly
appointed Parliamentary
Undersecretary (Lords) at DWP with
ministerial responsibility for health
and safety, also visited the Laboratory.
On seeing first hand some of our
work on occupational asthma and
lung disease, and receiving a brief
on our role in the Buncefield
investigation, he said: “HSL is truly
fascinating. I’m not a scientist,
but it’s impossible not to recognise
the professionalism here. There’s some
really ground-breaking occupational
health work going on.”
Ministerial visits
Professor Dame Carol Black, the
Government’s first National Director
for Health and Work, emphasised
her commitment to improving the
health and well-being of the UK’s
working population during a visit to
HSL in late 2006.
This was an important visit to the
Laboratory by a high profile
government figure who will steer
key national strategies aimed at
improving the health and opportunities
for the working age population.
After an overview of HSL given by
Eddie Morland, she talked to a
number of scientists about current
research, training and service
National Director forHealth and Work visits HSL
delivery during a tour of the
Laboratory. In the afternoon,
attention moved to the Centre for
Workplace Health (see page 9 of this
report), with a visit to Sheffield’s
Royal Hallamshire Hospital where
Dame Carol met other CWH Board
members including Professor
Moira White (University of Sheffield),
Chris Linacre and Chris Welsh
(Sheffield Teaching Hospitals).
Dame Carol showed great interest in
the research activities of HSL and
CWH, particularly the concept of
using quality science to provide
practical solutions. She praised the
partnership approach adopted by
CWH and offered her future support.
Award winning local authority project
The Health and Safety Commission (HSC) set a new strategic direction for Great Britain’s health and safety system in 2004. This included a programme designed to enable closer working partnerships between HSC’s two enforcing authorities – HSE and local authorities (LAs).
One of the first partnership activities won a national award in 2006. The Midlands Builders’ Merchants project was a joint winner of the Innovation Award, presented in December 2006 at the HSE/LA partnership conference.
This involved collaboration between HSE and 74 local authorities in the Midlands to manage and deliver a series of Safety and Health Awareness Days (SHADs) for independent builders’ merchants. The events focused on four priorities: slips and trips; workplace transport; falls from height; and manual handling.
Public reporting
Every event involved each builders’ merchant producing an action plan to combat risk in each priority area.
As part of the partnership programme, HSC made funds available to LAs to help them investigate how their enforcement activities could be better supported through the increased use of science – HSL’s scientific resources in particular. Through this funding initiative, HSL was able to participate as part of the project team helping to develop the SHADs project. The team developed presentation materials including case studies, video, action plan templates and links to reference materials. Materials were collated, edited and produced on CD for distribution to all attendees. More than 200 CDs are now in circulation.
The project is still running, and follow-
As part of the
partnership programme,
HSC made funds
available to LAs to help
them investigate how
their enforcement
activities could be better
supported through the
increased use of science.
and accountability awards
up visits are due to be made over the next few months to all companies who attended.
It is not just HSL’s scientific and
technical work that has received
recognition this year.
Our 2004/05 Annual Report
reached the finals of the prestigious
Public Reporting and Accountability
(PRA) awards, run by the Chartered
Institute of Public Finance and
Accountability (CIPFA) and
PricewaterhouseCoopers. We were
delighted to receive a certificate
marking this achievement at an
awards ceremony in June 2006.
The PRA awards encourage
excellence in public reporting,
identifying and celebrating the
best practice organisations whose
imaginative approach helps achieve
real advances in accountability.
They are supported by HM Treasury,
the National Audit Office, the Audit
Commission, Audit Scotland and
the Northern Ireland Audit Office.
26 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
It is not just HSL’s scientific and
technical work that has received
recognition this year.
Our 2004/05 Annual Report
reached the finals of the prestigious
Public Reporting and Accountability
(PRA) awards, run by the Chartered
Institute of Public Finance and
Accountability (CIPFA) and
PricewaterhouseCoopers. We were
delighted to receive a certificate
marking this achievement at an
awards ceremony in June 2006.
The PRA awards encourage
excellence in public reporting,
identifying and celebrating the
best practice organisations whose
imaginative approach helps achieve
real advances in accountability.
They are supported by HM Treasury,
the National Audit Office, the Audit
Commission, Audit Scotland and
the Northern Ireland Audit Office.
The Health and Safety Commission(HSC) set a new strategic directionfor Great Britain’s health and safetysystem in 2004. This included aprogramme designed to enable closerworking partnerships between HSC’stwo enforcing authorities – HSE andlocal authorities (LAs).
One of the first partnership activitieswon a national award in 2006.The Midlands Builders’ Merchantsproject was a joint winner of theInnovation Award, presented inDecember 2006 at the HSE/LApartnership conference.
This involved collaboration betweenHSE and 74 local authorities in theMidlands to manage and deliver aseries of Safety and Health AwarenessDays (SHADs) for independentbuilders’ merchants. The eventsfocused on four priorities: slips andtrips; workplace transport; falls fromheight; and manual handling.
Award winning localauthority project
Public reportingand accountability awards
26 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Every event involved each builders’merchant producing an action planto combat risk in each priority area.
As part of the partnershipprogramme, HSC made fundsavailable to LAs to help theminvestigate how their enforcementactivities could be better supportedthrough the increased use of science– HSL’s scientific resources inparticular. Through this fundinginitiative, HSL was able to participateas part of the project team helping todevelop the SHADs project. The teamdeveloped presentation materialsincluding case studies, video, actionplan templates and links to referencematerials. Materials were collated,edited and produced on CD fordistribution to all attendees. Morethan 200 CDs are now in circulation.
The project is still running, and follow-up visits are due to be made over thenext few months to all companieswho attended.
As part of the
partnership programme,
HSC made funds
available to LAs to help
them investigate how
their enforcement
activities could be better
supported through the
increased use of science.
Highlights of 2006/07
Ministerial visits
We received visits from two
Government ministers last year,
including the Rt Hon John Hutton
MP, Secretary of State for Work and
Pensions, who visited us in the
company of High Peak MP Tom Levitt.
After talking with staff about our
research on respiratory disease and
work on older workers, return to
work and sickness absence for the
Department of Work and Pensions
(DWP) and HSE, Mr Hutton and
Mr Levitt watched some research in
action on our outdoor facilities.
Wearing hi-visibility vests and
hearing protection, they viewed a
dust explosion on our specialist test
range – part of a European-funded
project developing computational
fluid dynamics for use with dust
explosions.
Speaking about his visit, Mr Hutton
commented: “It was fantastic to
have such an illustrative display of
the important work HSL does. I fully
support the Laboratory’s dedication
to all health and safety matters,
from the health of workers to the
protection of the general public.”
Lord Mackenzie of Luton, the newly
appointed Parliamentary
Undersecretary (Lords) at DWP with
ministerial responsibility for health
and safety, also visited the Laboratory.
On seeing first hand some of our
work on occupational asthma and
lung disease, and receiving a brief
on our role in the Buncefield
investigation, he said: “HSL is truly
fascinating. I’m not a scientist,
but it’s impossible not to recognise
the professionalism here. There’s some
really ground-breaking occupational
health work going on.”
National Director for Health and Work visits HSL
Professor Dame Carol Black, the
Government’s first National Director
for Health and Work, emphasised
her commitment to improving the
health and well-being of the UK’s
working population during a visit to
HSL in late 2006.
This was an important visit to the
Laboratory by a high profile
government figure who will steer
key national strategies aimed at
improving the health and opportunities
for the working age population.
After an overview of HSL given by
Eddie Morland, she talked to a
number of scientists about current
research, training and service
delivery during a tour of the
Laboratory. In the afternoon,
attention moved to the Centre for
Workplace Health (see page 9 of this
report), with a visit to Sheffield’s
Royal Hallamshire Hospital where
Dame Carol met other CWH Board
members including Professor
Moira White (University of Sheffield),
Chris Linacre and Chris Welsh
(Sheffield Teaching Hospitals).
Dame Carol showed great interest in
the research activities of HSL and
CWH, particularly the concept of
using quality science to provide
practical solutions. She praised the
partnership approach adopted by
CWH and offered her future support.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 27
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 29
HSL was established as an in-house
Agency of the Health and Safety
Executive (HSE) on 1 April 1995 and
operates on “Next Steps Agency”
principles. Prior to this date the
Laboratory was a division of HSE.
HSE is a statutory body established,
together with the Health and Safety
Commission, by section 10 of the
Health and Safety at Work etc.
Act 1974. HSE is a Crown Non-
Departmental Public Body,
sponsored by the Department for
Work and Pensions.
The accounts have been prepared
in accordance with a direction given
by HSE. They are prepared on an
accruals basis and show the full
in-year resource costs of HSL.
The accounts of HSL are audited
by the Comptroller and Auditor
General. The audit is undertaken by
agreement, rather than because of
any statutory requirement, as HSL’s
transactions and balances are
included in the statutory accounts
of HSE, and this discharges
the responsibility to report to
Parliament. The audit provides an
opinion on whether the financial
statements provide a true and fair
view and have been properly
prepared in accordance with the
accounts direction given by HSE.
The cost reflected in the accounts
for audit services provided by NAO
for the year was £40,000 (2005/06
£35,811). No non-audit works were
carried out by NAO, nor were any
further assurance services provided.
Management commentary
HSL’s principal activities are:
≥ to carry out and publish
research and provide scientific
and forensic services to high
scientific and ethical standards
to meet the needs of its
customers in a cost-effective
way;
≥ to continue to maintain and
advance its scientific
competence and expert
knowledge of scientific
developments relevant to health
and safety world-wide to meet
the needs of its customers;
≥ to achieve the effective
exploitation of intellectual
property, in conjunction with
the relevant customers;
≥ to develop the business by
carrying out seed-corn research
and staff training to maintain
and improve its scientific
capability and expertise in
relevant key areas of technology.
The research and development work
of the Laboratory underpins the
activities of HSE, which are to
protect the health, safety and
welfare of employees and to
safeguard others, principally the
public, who may be exposed to
risks from work activities.
HSL’s forward strategy recognises
these principal activities and the
overwhelming importance of key
relationships between customers
and staff. The strategy is based on
three principal objectives:
1. Building a strategic relationship
between HSL and HSE which is
of growing benefit to both
entities
2. Growing sustainable and value-
adding non-HSE business
3. Growing HSL’s capability in
terms of expertise and delivery
Health and SafetyLaboratory (HSL) -Backgroundinformation Principal activities
The strategy is guided by our vision where we see ourselves
using our brains to save and improve the
lives of workers.
Our mission can therefore be simply stated:
To make the very best use of our resources
and expertise to improve the health and
safety of workers and reduce the hazards
arising from work in Great Britain.
“This meeting will be World Health Organisation – considered a key milestone
Meeting of European Collaborating in the implementation of Centres in Occupational Health WHO’s Global Plan of
HSL hosted the World Health
Organisation’s (WHO) fifth Network
Meeting of European Collaborating
Centres in Occupational Health in
March 2007.
WHO has dozens of collaborating
centres across the world, with specialist
expertise in a number of disciplines.
The various centres meet every
couple of years to discuss progress
and plans for the future. We have
been a collaborating centre in
occupational health and safety
research for four years.
“Let me congratulate and thank you cordially for the best meeting to date, which you and your staff organised so skilfully. As well as being highly professional, it was an excellent social event.”
Professor Jorma Rantanen,
President of the International
Commission on Occupational Health
Delegates attended from 26
European countries, alongside
representatives from the European
Commission, the International
Labour Organisation and the
International Commission on
Occupational Health.
Significant changes are sweeping
Europe. The network gives Eastern
European countries access to some
of the excellent work that is going
on both within and outside WHO.
For example, many are making use
of Britain’s Control of Substances
Hazardous to Health (COSHH)
regulations as a starting point for
their own legislation.
The meeting was organised by
Andrew Curran, Director of HSL’s
Health Improvement Group,
who said: “This has been a good
opportunity to network with sister
organisations in this country and
abroad, to share best practice and
to discuss research. It’s also allowed
us to influence the international
thinking and direction of
occupational health, and to apply
our experience to the benefit of
others around the world.”
Action on Workers’ Health, 2008 – 2017, in the European region.”
Dr Rokho Kim,
Programme Manager,
Occupational Health, WHO
Alternative fuels meeting
Our research on alternative fuels
received prominence in November
2006 when we hosted a special
meeting of the Institution of
Chemical Engineers Safety and
Loss Prevention Subject Group on
Alternative Fuels and Carbon Capture.
The drivers for new technologies to
change how energy is produced and
controlled are well known – rising
costs, security of supply and climate
change among them. In some new
technologies, safety issues are
prominent, while in others it is
environmental life cycle analysis that
commands the attention.
HSL’s Dr Laurence Cusco gave an
overview of the possible hazards in
biofuel processing and manufacture,
and presented information on
carbon capture and sequestration.
Dr Stuart Hawksworth, also of HSL,
described advances made in
investigating hydrogen safety and
our involvement for HSE in several
European hydrogen safety projects.
Other speakers included
representatives from major energy
companies.
28 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Management commentary
Health and Safety Laboratory (HSL) Background information
HSL was established as an in-house
Agency of the Health and Safety
Executive (HSE) on 1 April 1995 and
operates on “Next Steps Agency”
principles. Prior to this date the
Laboratory was a division of HSE.
HSE is a statutory body established,
together with the Health and Safety
Commission, by section 10 of the
Health and Safety at Work etc.
Act 1974. HSE is a Crown Non-
Departmental Public Body,
sponsored by the Department for
Work and Pensions.
The accounts have been prepared
in accordance with a direction given
by HSE. They are prepared on an
accruals basis and show the full
in-year resource costs of HSL.
The accounts of HSL are audited
by the Comptroller and Auditor
General. The audit is undertaken by
agreement, rather than because of
any statutory requirement, as HSL’s
transactions and balances are
included in the statutory accounts
of HSE, and this discharges
the responsibility to report to
Parliament. The audit provides an
opinion on whether the financial
statements provide a true and fair
Principal activities
HSL’s principal activities are:
≥ to carry out and publish
research and provide scientific
and forensic services to high
scientific and ethical standards
to meet the needs of its
customers in a cost-effective
way;
≥ to continue to maintain and
advance its scientific
competence and expert
knowledge of scientific
developments relevant to health
and safety world-wide to meet
the needs of its customers;
≥ to achieve the effective
exploitation of intellectual
property, in conjunction with
the relevant customers;
≥ to develop the business by
carrying out seed-corn research
and staff training to maintain
and improve its scientific
capability and expertise in
relevant key areas of technology.
The research and development work
of the Laboratory underpins the
activities of HSE, which are to
protect the health, safety and
welfare of employees and to
safeguard others, principally the
public, who may be exposed to
risks from work activities.
HSL’s forward strategy recognises
these principal activities and the
overwhelming importance of key
relationships between customers
and staff. The strategy is based on
three principal objectives:
1. Building a strategic relationship
between HSL and HSE which is
of growing benefit to both
entities
2. Growing sustainable and value-
adding non-HSE business
3. Growing HSL’s capability in
terms of expertise and delivery
The strategy is guided by our vision where we see ourselves
view and have been properly
prepared in accordance with the using our brains to save and improve the accounts direction given by HSE. lives of workers. The cost reflected in the accounts
for audit services provided by NAO
for the year was £40,000 (2005/06
£35,811). No non-audit works were
carried out by NAO, nor were any
further assurance services provided.
Our mission can therefore be simply stated:
To make the very best use of our resources
and expertise to improve the health and
safety of workers and reduce the hazards
arising from work in Great Britain.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 29
Service Performance
As part of its Framework Agreement, HSL is required to prepare
an Annual Performance Agreement, which lays down overall
objectives for key areas where service performance is then measured
against pre-defined targets. These objectives, and performance
against the targets are given below.
Service Objectives
A. Contribute to delivery of DWP’s
health and safety PSA targets
and other HSC/E priorities by
delivering fit-for-purpose
research projects and
information to agreed standards.
B. Achieve Financial/Efficiency
Targets agreed with HSE.
C. To transfer HSL knowledge to
others and to demonstrate
competitiveness by winning
non-HSE business.
Service Delivery Targets
To deliver research projects,
scientific intelligence and forensic
work to HSE in line with the HSC
Science Strategy and to other
customers
HSC’s Science Strategy 2005 to
2008 - Gathering Evidence;
Developing Understanding;
Identifying Solutions - supports the
delivery of HSE’s health and safety
Public Service Agreement targets
and other enforcement and
statutory duties. It sets out how HSE
will apply science to understand
problems and develop effective
practical solutions to control a range
of workplace risks; provide HSE with
evidence on the causes of ill-health
and incidents in the workplace;
and influence HSE’s priorities.
In 2006/07 HSL delivered a
wide range of research, forensic
investigation and other scientific
and technological services closely
aligned to HSE’s two Strategic
Delivery Programmes (SDPs),
four Strategic Enabling Programmes
(STEPs) and operational
investigation and enforcement
activities.
The figure on page 31 shows the
distribution of HSE’s spend with
HSL in 2006/07 and the three
previous years across HSE’s main
areas of science and technology
activity as follows:
≥ Fit3 Strategic Delivery
Programme - Fit for work, Fit for
life, Fit for tomorrow - aimed at
reducing injuries, ill-health and
working days lost from work-
related injury and ill-health.
≥ Major Hazards Strategic Delivery
Programme - this regulates and
assures safe management of
those industries where failure to
manage risks can have
catastrophic effects.
≥ Mandatory Activities Programme
- this supports front line and
regulatory work and includes
forensic support to
investigations.
≥ Overarching and Underpinning
Research and Support work
(OURS) - this includes support
to HSE’s four STEPs
Worker Involvement,
Business Involvement,
Local Authority/HSE
Partnership, and Enforcement
Policy - as well as support for
underpinning work to ensure
HSE’s effectiveness, where such
work cuts across the SDPs and
STEPs. Examples are evaluation,
epidemiology and statistics,
horizon scanning and cross
cutting research.
≥ Nuclear Safety Programme
this is designed to achieve
effective and efficient nuclear
safety regulation.
30 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Trends in HSE S&T spend with HSL by programme
16,000
14,000
12,000
10,000
8,000
6,000
4,000
2,000
0£ ’
00
0
Fit3 Major Mandatory OURS Nuclear Hazards
2003/04 2004/05 2005/06 2006/07
Note: Figures exclude investment research and key facilities spend. Fit3 programme began in 2005/06,
figures before that date relate to a similar programme of activity.
The figures show a continuing
increase in spend on Fit3, in line
with HSE’s increased programme of
work to reduce occupational ill-
health, the number of reportable
injuries and working days lost due
to ill-health. The upturn in OURS
Safety targets
To have no more than two RIDDOR
events.
There were four reportable events in
2006/07 (2005/06: one) under the
spend reflects HSL’s support for
horizon scanning and the HSE and
Local Authorities Working in
Partnership S&T Initiative launched
in May 2005. The changing pattern
of spend between major hazards
and mandatory activities is in part
Reporting of Injuries Diseases and
Dangerous Occurrences Regulations
(RIDDOR).
due to the tighter focus of the major
hazards programme on delivering
its PSA targets, with work of wider
application across industry being
funded by the mandatory
programme.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 31
Financial Targets
To recover Full Economic Costs
(FEC) on an accruals basis taking
one year with another.
HSL is required to cover its FEC for
the services it provides to HSE and
other public and private sector
customers, taking one year with
another. At 1 April 2006, HSL had
accumulated surpluses brought
forward of £8,259,000 (see Note
12B. In year, HSL made a deficit of
£1,392,000 (2005/06:
£3,664,000), but as agreed
previously with HSE, HSL utilised
from the accumulated surplus an
amount equal to the deficit, in order
to reflect neither a surplus nor a
deficit within the year.
To reduce by 2 percentage points
the number of non-chargeable
hours as a proportion of total
available hours.
HSL achieved a reduction of 2.7
percentage points in the financial
year, and plans to continue to strive
to increase efficiency by further
reductions in each of the
subsequent three years.
To achieve non-HSE income of
£5.7m in 2006/07 with an aim of
20% (£7.7m) of turnover in
2007/08 from non-HSE sources.
Science and Technology income in
2006/07 from non-HSE customers
was £5.8m (17%) (2005/06: £4.6m
(15%)).
To install a process to generate
income from Intellectual Property
exploitation.
HSL successfully secured funding
in 2006, under the DTI’s Public
Sector Research Exploitation (PSRE)
scheme, to help it commercialise
and add value to the intellectual
property it develops.
A Commercialisation Steering
Group has been established to
oversee implementation of the
commercialisation process.
Future developments
In 2006/07, HSL’s scientific and
technical output to non-HSE
customers was increased by 2%
to 17%. In 2007/08 and beyond,
HSL will continue to seek increased
value-adding income from other
sources, whilst continuing to
develop its special relationship
with HSE as its prime supplier
for scientific services. To this end,
further changes have been made at
Board level.
A second non-executive director,
Dr Sue Ion, was appointed to the
Board from April 2006, to
strengthen further both governance
and business management
Early work of this group has focused
on setting out a better definition of
the process by which ideas may
be considered, including agreed
criteria for independently assessing
commercial opportunities.
Workshops have been run for staff
to explain the process and show
how to protect HSL’s intellectual
property. Six of the 25
opportunities identified this year
are now at various stages of
development, including one at
the full business planning stage.
Further details can be found on
page 21.
arrangements. HSL’s operational
management has been reinforced
by the appointment of three new
Board directors with line-
management responsibilities,
all being in place by September
2006. The new directors bring with
them substantial experience of
managing science and engineering
service organisations in the public
and private sectors. These changes
will enhance the commercial,
operational and governance
capability of the Board as HSL
moves into the next phase of its
development as a world-class public
sector research establishment.
32 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Workforce matters - Human Resources (HR)
There have been considerable
changes in the provision of the HR
function over the past year, the key
one being the transfer of service
provision to the HSE HR Service
Centre, supported by a new
computer system, SAP HR.
HSL retains an HR Business
Employee numbers
Partner focusing on strategy and
HR support to the Board. The
introduction of two new externally
recruited Board members, including
one taking responsibility for HR,
has brought a different perspective
to career progression.
The average number of whole time equivalent employees during the year
was made up as follows:
2007 2006
Staff with a permanent (UK) contract
Professional/specialist staff 307 305
Non-specialist staff 80 83
Sub Total 387 388
Other staff engaged on HSL objectives
Professional/specialist staff - -
Non-specialist staff - 3
Total Staff 387 391
HSL has filled 14 posts, to replace
leavers and adjust the skill base to
fit business need. 40 staff left,
giving an end of year total staff in
post figure of 391 (2005/06: 417
(re-stated)). Turnover of staff for
2006/07 was 9.9% (2005/06: 5.9%).
Learning and development
HSL is recognised as an Investors in
People (IiP) organisation and,
building on action commenced in
2006/07, HSL will be further
developing a framework for
Learning & Development (L&D) in
2007/08. The annual corporate
training plan identifies L&D
priorities and individual employee
development plans provide the
detail. The HSL Local Career Review
Group manages the succession
plan, which identifies potential
successors for key positions and the
development they require to be
ready to fill these posts.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 33
Diversity Health and Safety
HSL is actively participating in
HSE’s “Equal” forum, as part of the
HSE Equality Schemes Vision.
HSL’s new Board member
responsible for HR also brings
experience of diversity audits in two
major UK companies, allowing HSL
to benchmark with the private
sector. Diversity is discussed at the
monthly HSL Board meeting and,
as an equal opportunities employer,
HSL ensures everyone is treated
fairly irrespective of gender, age,
ethnic origin, religious belief, sexual
orientation or disability. HSL has a
new policy on young people,
allowing HSL to offer work
experience opportunities to those
aged 16 to 18. In addition,
HSL supports individual employees
working with school-age people to
promote scientific careers.
Employee involvement
HSL operates a system of quarterly
meetings with the recognised trade
unions. Between meetings the
unions are consulted on appropriate
issues as they arise. In addition,
there are various arrangements
for communicating with staff.
For example, the Chief Executive
makes half-yearly addresses to
staff during which he updates
people on plans, achievements
and challenges, frequent
“Communication Briefs” by email,
and the Chief Executive and Group
Directors visit sections on a regular
basis to discuss work issues and
listen to staff views.
There are quarterly meetings of the
Safety, Health and Environment
(SHE) committee, comprising
management and staff safety
representatives, to discuss progress
on the Health and Safety Plan,
accident and near miss statistics
and other SHE issues of concern to
staff (see right).
Safety, health and environmental
issues continue to be given a high
priority as HSL seeks to become a
Beacon of Excellence in Health,
Safety and the Environment.
In conducting its scientific
activities, HSL needs to control a
significant number of risks, ranging
from those normally associated with
the operation of a laboratory
through to those associated with
large scale field trials. Control of
these activities is achieved using a
safety management system based
on Health and Safety (Guidance)
publication HS(G)65.
Each year HSL reviews its
performance and sets a challenging
and measurable Health and Safety
Plan for improvement. A key aim
has been to improve: cooperation
and communication between HSL,
Investors in the Community (Buxton)
Limited ((ICB Ltd) - the PFI Special
Purpose Vehicle) and Interserve
Facilities Management ((IFM) - the
onsite facilities management
provider). Examples of initiatives
implemented are:
≥ The new Chief Executive of ICB
Ltd now attends the six monthly
high level safety, health and
environment meetings.
≥ There have also been changes
to the site Safety, Health and
Environment Committee with
the Chief Executive of ICB Ltd,
their General Manager and
their safety consultant regularly
attending meetings. This is in
addition to the IFM site Contract
Manager and one of their
employees who represent the
staff side.
≥ A joint HSL/ICB Ltd/IFM
workshop was held to discuss
ways of improving working
together.
All the HSL Board members
together with the Chair of ICB Ltd
successfully passed an IOSH
accredited Safety for Senior
Executives course.
We have been developing proposals
for looking at staff engagement in
the process of behaviour change at
HSL. The aim being to ensure all
employees at HSL are consistent,
unwavering and dedicated ‘Beacons
of Excellence’, in health, safety and
pro-environmental practices by
utilising effective staff engagement
and behaviour change processes.
A Liaison Action Group has been
established to facilitate moving
technical safety, health and
environmental issues forward and
to discuss accident/ill-health/near
miss reports and actions arising
from the SHE committee.
The group, with representation
from HSL, IFM and the staff side,
currently meets fortnightly.
All parties have found these
meetings very useful, and progress
has been made on a number
of issues.
Road safety is an area of concern
for HSL. An incident report form
has been produced to enable us
to capture and monitor driving
incidents. Replies are being
monitored to identify potential
accident black spots. In addition,
the approach road has been
identified as a problem area. Other
users of the road are being invited
to a meeting to discuss the issues.
HSL commissioned the Transport
Research Laboratory to assess
the approach road and make
recommendations for improvement.
HSL is considering their report.
HSL reported 47 events in
2006/07. Nine of the events
involved cases of ill-health, five
of which were DSE related.
34 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Prompt payments Declaration
HSL is committed to the prompt
Four events were reportable under payment of bills for goods and
the Reporting of Injuries, Diseases services received, in accordance
and Dangerous Occurrences with the CBI Code of Prompt
Regulations (RIDDOR), one of Payments. Payments are normally
these was a dangerous occurrence made as specified in the contract.
concerning a fire within one of our If there is no contractual provision,
thermal chambers. HSL thus or other understanding, payment is
unfortunately missed its target of due to be made within 30 days of
no more than two RIDDOR events. the receipt of the goods or services
or presentation of a valid invoice or
In addition, 83 near misses were similar demand, whichever is later.
reported, up from 12 in 2005/06. In 2006/07 HSL achieved a
The increased level of near miss performance of 99.9% (2005/06:
events reflects the new system for 99.9%) of invoices paid within the
the reporting of minor near misses agreed credit period.
that was implemented during the
latter part of 2005/06. This new
system has provided a significant
improvement in reporting as well as
beneficial feedback on a wide range
of events.
Environment
HSL has continued to pursue and
promote best environmental
practice and to implement the
initiatives established by the
Government.
In particular, the Carbon Trust has
carried out an energy audit of the
site, and HSL is working with the
Trust to reduce HSL’s carbon
footprint. Measures undertaken have
included replacing light switches in
corridors with passive infra-red
sensors and installing photo-electric
sensors in other areas.
HSL has met the Derbyshire Wildlife
Trust to discuss the ecological and
nature management of the site. HSL
is a site of national/international
importance for fungi and also
provides a habitat for a number
of nationally and regionally rare
species of flora. A number of areas
of the site have been classed by
the Trust as Local Wildlife Sites.
So far as the accounting officer is
aware, there is no relevant audit
information of which the entity’s
auditors are unaware. The
accounting officer has taken all the
steps that he ought to have taken to
make himself aware of any relevant
audit information and to establish
that HSL’s auditors are aware of the
information.
Financial position and results for the year
With effect from 1 April 1996, HSL
has been controlled on the basis of
its Net Administration Costs. HSL is
required to recover its Full Economic
Costs, taking one year with another,
through charges it makes for the
services it provides to HSE and
other public and private sector
customers.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 35
Results for the year - Income and Expenditure Account
During the year, HSL generated
sales of £34,023,000 (2005/06:
£31,651,000) against net costs of
£29,407,000 (2005/06:
£29,440,000), to achieve an
operating surplus of £4,616,000
(2005/06: £2,211,000). After
deducting interest payable and
similar charges, but before taking
account of an exceptional item of
transitional funding, HSL reported a
deficit of £1,392,000 (2005/06:
£3,664,000) for the financial year.
As previously agreed with HSE, HSL
has utilised, from a previously
accumulated surplus (see Note 12B
Reserves), an amount of transitional
funding equal to the calculated
in-year deficit, such that HSL
showed no surplus or deficit for the
financial year. The balance of
previously accumulated surplus
remaining at 31 March 2007 was
£6,867,000 (31 March 2006:
£8,259,000).
Note
Against Estimate, HSL’s Turnover
was broadly on target, though this
was accompanied by an increase in
Operating Surplus, mainly as a
result of a lower Cost of sales figure
and a reduction in Administrative
costs, resulting in the requirement
for Transitional Funding being
£598,000 lower than the Estimate.
Outturn Estimate Variance
£’000 £’000 £’000
Turnover 2 34,023 34,108 (85)
Cost of sales 3A 1,885 2,421 536
Gross surplus 32,138 31,687 451
Expenses – Administrative 3B 24,369 24,751 382
– Programme 3C 3,250 3,154 (96)
Total Expenses 27,619 27,905 286
Other operating income 4 97 70 27
Operating surplus 4,616 3,852 764
Interest payable & similar charges 5 6,008 5,842 (166)
(Deficit)/surplus on ordinary activities (1,392) (1,990) 598
Exceptional Item – Transitional Funding 12B 1,392 1,990 (598)
Surplus for the financial year 12A 0 0 0
Financial position - Balance sheet
Tangible fixed assets with a net
book value of £68.3m are a
significant component of the
balance sheet, comprising £60.6m
of land and buildings (see PFI
details below).
HSL’s balance sheet shows debtors
of £6.1m (the main item of which is
the £4.2m deferred proceeds for
the Sheffield buildings in 2004/05,
of which £4.1m falls due more than
12 months after 31 March 2007),
and creditors of £62.2m, of which
£60.1m relates to PFI obligations,
including deferred interest of
£3.7m.
HSL has an on-balance sheet PFI
contract for the provision of
serviced accommodation for
laboratory and support services at
the Buxton site. This is represented
on the balance sheet by the long-
term liability to pay finance lease
charges referred to above.
Cash flow
The cash flow statement shows cash
generated from operating activities
of £6,841,000 (2005/06
£3,729,000), reflecting principally
the improvements in Operating
Surplus and Creditors when
compared to the previous year.
Net cash outflow of £1.6m from
investing activities has, as the most
significant constituents, expenditure
on Plant & Machinery and IT asset
additions.
36 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Remuneration report - Unaudited information
HSL management structure
The new Chief Executive was
appointed in open competition and
is retained on an open-ended
contract, which may be terminated
on 13 weeks notice from either side.
The remuneration of Board
members who are Senior Civil
Servants (SCS) is in line with the
recommendations by Cabinet Office
and the Senior Salaries Review
Body. Performance management
and reward, and the proportion of
remuneration subject to
performance conditions for SCS,
are managed within HSL in line
with the relevant recommendations
by the Senior Salaries Review Body.
The standard terms and conditions
defined by Cabinet Office for SCS
apply where appropriate, including
those applicable to the provision of
compensation for early retirement.
The remuneration of non SCS who
are members of the Board is dealt
with as part of HSE’s annual pay
negotiations. Their performance
management and reward, and the
proportion of remuneration subject
to performance conditions,
are managed in line with the HSE
appraisal policies and procedures.
The standard terms and conditions
defined by Cabinet Office for Civil
Servants apply where appropriate,
including those applicable to the
provision of compensation for early
retirement.
Remuneration report - Audited information
The HSL Board is responsible for the day to day running of the Agency’s operations and for ensuring that
customers’ requirements are met. Membership of the HSL Board in 2006/07, together with details of the service
contract for each Board member who has served on the Board during 2006/07, are shown below.
Name Position Board Membership Contract Unexpired Term Notice
From To Date @ 31.3.07 period
Mr Eddie Morland Chief Executive* 01/04/2006 31/03/2007 19/09/2005 Open ended 13 weeks
Dr Norman West Operations Director 01/04/2006 09/04/2006 ** ** **
Dr Andrew Curran Health Improvement 01/06/2006 31/03/2007 07/10/1991 Open ended 13 weeks
Group Director
Dr Karen Russ Human Factors & 04/09/2006 31/03/2007 04/09/2006 Open ended 13 weeks
Technical Programmes
Group Director
Mr David Hazard Reduction 04/09/2006 31/03/2007 04/09/2006 Open ended 13 weeks
Kershaw-Wright Group Director
Mr John Verney Head of Finance 01/04/2006 31/03/2007 08/05/1989 Open ended 13 weeks
Ms Ruth Gilbody Business 01/04/2006 31/03/2007 01/06/2005 2 months*** 5 weeks
Development Director
Mr Graham Ince Head of Business 01/04/2006 26/03/2007 01/04/1999 **** ****
Infrastructure Group
Dr Peter Watson Non-Executive 01/04/2006 31/03/2007 01/03/2006 1 year 11 months 13 weeks
Director
Dr Sue Ion Non-Executive 01/04/2006 31/03/2007 01/04/2006 2 years 13 weeks
Director
* Mr Morland is also a member of the HSE Board.
** Norman West retired on 9 April 2006.
*** Ruth Gilbody resigned in April 2007, her notice period expiring on 31 May 2007.
**** Graham Ince retired on 26 March 2007.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 37
Chief Executive and Board Members – Salary and Pension Entitlements
Total actual emoluments of the Chief Executive
Salary band
Taxable benefits in kind
Real increase in pension at 60
Total accrued pension at 60 at 31 March
CETV at 31 March
Real increase in CETV
Eddie Morland
2006/07
£’000
120-125
£
4,800
£’000
55-57.5 + 0 lump sum
£’000
55-60 + 0
lump sum
£’000
834
£’000
816
2005/06
Joined 19/9/05
55-60 2,400 0-2.5 + 0 lump sum
0-5 + 0 lump sum
12 11
David Buchanan
2006/07
£’000
N/A
£
N/A
£’000
N/A
£’000
N/A
£’000
N/A
£’000
N/A
2005/06
Left 26/12/05
70-75 0 0-2.5 + 0-2.5 lump sum
10-15 + 30-35 lump sum
279 19
Notes
“Salary” includes gross salary; performance pay or bonuses, overtime; recruitment and retention allowances and any
other allowance to the extent that it is subject to UK taxation.
The taxable benefit amount for the current Chief Executive relates to the provision of a Private User Scheme car for
the year 2006/07 (the 2005/06 figure related to a part year).
As a member of the Premium pension scheme, no lump sum is payable to Mr E Morland
38 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
Total emoluments of other Board members were:
Salary band
Taxable benefits in kind
Real increase in
pension at 60
Total accrued pension at 60 at 31 March
CETV at 31 March
Real increase in CETV
2006/07 £’000 £ £’000 £’000 £’000 £’000
Dr N West Left 9/4/06
0-5 0 None 30-35 + 100-105 lump sum
812 0
Dr K Russ Started 4/9/06
40-45 0 0-2.5 + 0 lump sum
0-5 + 0 lump sum
8 7
Dr A Curran From 1/6/06
55-60 0 0-2.5 + 5-7.5 lump sum
10-15 + 30-35 lump sum
127 22
Mr D Kershaw-Wright Started 4/9/06
30-35 0 0-2.5 + 0 lump sum
0-5 + 0 lump sum
6 5
Mr J Verney 55-60 0 0-2.5 + 2.5-5 lump sum
25-30 + 80-85 lump sum
639 22
Ms R Gilbody 55-60 0 0-2.5 + 0 lump sum
0-5 + 0 lump sum
20 9
Mr G Ince Left 26/3/07
55-60 0 0-2.5 + 2.5-5 lump sum
25-30 + 80-85 lump sum
642 29
Dr P Watson 10-15 0 See Notes See Notes See Notes See Notes
Dr S Ion Started 3/4/06
10-15 0 See Notes See Notes See Notes See Notes
2005/06 £’000 £ £’000 £’000 £’000 £’000
Dr N West 65-70 0 0-2.5 + 2.5-5 lump sum
30-35 + 100-105 lump sum
836 18
Dr C Jackson Left 20/10/05
30-35 0 0-2.5 + 0-2.5 lump sum
25-30 + 75-80 lump sum
637 19
Mr J Verney 55-60 0 0-2.5 + 2.5-5 lump sum
25-30 + 75-80 lump sum
595 30
Ms R Gilbody Started 1/6/05
45-50 0 0-2.5 + 0 lump sum
0-5 + 0 lump sum
9 8
Mr G Ince From 3/10/05
25-30 0 0-2.5 + 2.5-5 lump sum
20-25 + 70-75 lump sum
602 36
Mr S Sampson Left 31/1/06
15-20 0 See Notes See Notes See Notes See Notes
Dr P Watson Started 1/3/06
0-5 0 See Notes See Notes See Notes See Notes
Notes
≥ “Salary” includes gross salary;
performance pay or bonuses,
overtime; recruitment and
retention allowances and any
other allowance to the extent
that it is subject to UK taxation.
≥ Dr Norman West’s accrued
pension details are as at
9 April 2006.
≥ Dr Peter Watson’s and
Dr Sue Ion’s appointments
as Non-Executive Directors
are non-pensionable.
≥ As members of the Premium
pension scheme, no lump sums
are payable to Ms R Gilbody,
Dr K Russ & Mr D Kershaw-Wright.
≥ HSL made payments during
2006/07 in respect of John
Verney, totalling £3,934
(2005/06 £15,740), in relation
to his relocation to the Buxton
area. Such payments were
available to all HSL staff who
were eligible for a move at
public expense.
≥ No significant awards were made
to past senior managers, nor
was any compensation payable
to former senior managers, nor
were any amounts payable to
third parties for services of a
senior manager.
HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007 39
Civil Service Pensions (CSP)
Pension benefits are provided
through the CSP arrangements.
From 1 October 2002, civil servants
may be in one of three statutory
based ‘final salary’ defined benefit
schemes (Classic, Premium,
and Classic Plus). The Schemes are
unfunded with the cost of benefits
met by monies voted by Parliament
each year. Pensions payable under
Classic, Premium, and Classic Plus
are increased annually in line with
changes in the Retail Price Index.
New entrants after 1 October 2002
may choose between membership
of the Premium scheme or joining
a good quality ‘money purchase’
stakeholder arrangement with a
significant employer contribution
(Partnership Pension account).
Employee contributions are set
at the rate of 1.5 per cent of
pensionable earnings for Classic
and 3.5 per cent for Premium and
Classic Plus. Benefits in Classic
accrue at the rate of 1/80th of
pensionable salary for each year of
service. In addition, a lump sum
equivalent to three years’ pension
is payable on retirement.
For Premium, benefits accrue at the
rate of 1/60th of final pensionable
earnings for each year of service.
Unlike Classic, there is no
automatic lump sum (but members
may give up (commute) some of
their pension to provide a lump
sum). Classic Plus is essentially
a variation of Premium, but with
benefits in respect of service before
1 October 2002 calculated broadly
as per Classic.
The Cash Equivalent Transfer Value (CETV)
This is the actuarially assessed
capitalised value of the pension
scheme benefits accrued by a
member at a particular point in
time. The benefits valued are the
members’ accrued benefits and any
contingent partner’s pension
payable from the scheme. A CETV
is a payment made by a pension
scheme or arrangement to secure
pension benefits in another pension
scheme or arrangement when the
member leaves a scheme and
chooses to transfer the pension
benefits they have accrued in their
former scheme. The pension figures
shown relate to the benefits that the
individual has accrued as a
consequence of their total
membership of the pension
scheme, not just their service in a
senior capacity to which disclosure
applies. The CETV figures, and
from 2003/04 the other pension
details, include the value of any
pension benefit in another scheme
or arrangement which the individual
has transferred to the CSP
The Partnership Pension account is
a stakeholder pension arrangement.
The employer makes a basic
contribution of between 3 per cent
and 12.5 per cent (depending on
the age of the member) into a
stakeholder pension product chosen
by the employee. The employee
does not have to contribute but
where they do make contributions,
the employer will match these up to
a limit of 3 per cent of pensionable
salary (in addition to the employer’s
basic contribution). Employers also
contribute a further 0.8 per cent of
pensionable salary to cover the cost
of risk benefit cover (death in
service and ill-health retirement).
Further details about the CSP
arrangements can be found
at the website:
www.civilservice-pensions.gov.uk
arrangements and for which the
Civil Superannuation Vote has
received a transfer payment
commensurate to the additional
pension liabilities being assumed.
They also include any additional
pension benefit accrued to the
member as a result of their
purchasing additional years of
pension service in the scheme at
their own cost. CETVs are calculated
within the guidelines and framework
prescribed by the Institute and
Faculty of Actuaries.
The real increase in the value of the CETV
This reflects the increase in CETV
effectively funded by the employer.
It takes account of the increase in
accrued pension due to inflation,
contributions paid by the employee
(including the value of any benefits
transferred from another pension
scheme or arrangement) and uses
common market valuation factors
for the start and end of the period.
Mr E Morland
Chief Executive, Health and Safety Laboratory
accounting officer 13 June 2007
40 HEALTH & SAFETY LABORATORY REPORT & ACCOUNTS 2006 / 2007
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Health and Safety Laboratory
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Buxton
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United Kingdom
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The Health and Safety Laboratory is an
Agency of the Health and Safety Executive