oah reverse total shoulder arthroplasty protocol

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Chris Lena MD, James Alvarez PAC Arthroscopic and Reconstructive Surgery of the Shoulder and Knee Sports Medicine MEA’s Karen Smith, Jackie Zuidema, Annmarie Fiore Tel: (860) 549-8249 - FAX: (860) 244-8813 www.oahct.com Reverse Total Shoulder Arthroplasty Protocol General Information: Reverse or Inverse Total Shoulder Arthroplasty (rTSA) is designed specifically for the treatment of glenohumeral (GH) arthritis when it is associated with irreparable rotator cuff damage, complex fractures as well as for a revision of a previously failed conventional Total Shoulder Arthroplasty (TSA) in which the rotator cuff tendons are deficient. It was initially designed and used in Europe in the late 1980s by Grammont; and only received FDA approval for use in the United States in March of 2004. The rotator cuff is either absent or minimally involved with the rTSA; therefore, the rehabilitation for a patient following the rTSA is different than the rehabilitation following a traditional TSA. Important rehabilitation management concepts to consider are: • Joint protection: There is a higher risk of shoulder dislocation following rTSA than a conventional TSA. o Avoidance of shoulder extension past neutral and the combination of shoulder adduction and internal rotation should be avoided for 12 weeks postoperatively. o Patients with rTSA don’t dislocate with the arm in abduction and external rotation. They typically dislocate with the arm in internal rotation and adduction in conjunction with extension. As such, Tucking in a shirt or performing bathroom / personnel hygiene with the operative arm is a particularly dangerous activity particularly in the immediate peri-operative phase. • Deltoid function: Stability and mobility of the shoulder joint is now dependent upon the deltoid and periscapular musculature. This concept becomes the foundation for the postoperative physical therapy management for a patient that has undergone rTSA • Function: As with a conventional TSA, maximize overall upper extremity function, while respecting soft tissue constraints. • ROM: Expectation for range of motion gains should be set on a case-by-case basis depending upon underlying pathology. Normal/full active range of motion of the shoulder joint following rTSA is not expected. Reverse Total Shoulder Arthroplasty Biomechanics The rTSA prosthesis reverses the orientation of the shoulder joint by replacing the glenoid fossa with a glenoid base plate and glenosphere and the humeral head with a shaft and concave cup. This prosthesis design alters the center of rotation of the shoulder joint by moving it medially and inferiorly. This subsequently increases the deltoid moment arm and deltoid tension, which enhances both the torque produced by the deltoid as well as the line of pull / action of the deltoid. This enhanced mechanical advantage of the deltoid compensates for the deficient RC as the deltoid becomes the primary elevator of the shoulder joint. This results in an improvement of shoulder elevation and often individuals are able to raise their upper extremity overhead.

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Page 1: OAH Reverse Total Shoulder Arthroplasty Protocol

Chris Lena MD, James Alvarez PAC

Arthroscopic and Reconstructive Surgery of the Shoulder and Knee Sports Medicine MEA’s Karen Smith, Jackie Zuidema, Annmarie Fiore

Tel: (860) 549-8249 - FAX: (860) 244-8813 www.oahct.com

ReverseTotalShoulderArthroplastyProtocol

GeneralInformation:ReverseorInverseTotalShoulderArthroplasty(rTSA)isdesignedspecificallyforthetreatmentofglenohumeral(GH)arthritiswhenitisassociatedwithirreparablerotatorcuffdamage,complexfracturesaswellasforarevisionofapreviouslyfailedconventionalTotalShoulderArthroplasty(TSA)inwhichtherotatorcufftendonsaredeficient.ItwasinitiallydesignedandusedinEuropeinthelate1980sbyGrammont;andonlyreceivedFDAapprovalforuseintheUnitedStatesinMarchof2004.TherotatorcuffiseitherabsentorminimallyinvolvedwiththerTSA;therefore,therehabilitationforapatientfollowingtherTSAisdifferentthantherehabilitationfollowingatraditionalTSA.Importantrehabilitationmanagementconceptstoconsiderare:

•Jointprotection:ThereisahigherriskofshoulderdislocationfollowingrTSAthanaconventionalTSA.oAvoidanceofshoulderextensionpastneutralandthecombinationofshoulderadductionandinternalrotationshouldbeavoidedfor12weekspostoperatively.oPatientswithrTSAdon’tdislocatewiththearminabductionandexternalrotation.Theytypicallydislocatewiththearmininternalrotationandadductioninconjunctionwithextension.Assuch,Tuckinginashirtorperformingbathroom/personnelhygienewiththeoperativearmisaparticularlydangerousactivityparticularlyintheimmediateperi-operativephase.

•Deltoidfunction:Stabilityandmobilityoftheshoulderjointisnowdependentuponthedeltoidand

periscapularmusculature.ThisconceptbecomesthefoundationforthepostoperativephysicaltherapymanagementforapatientthathasundergonerTSA

•Function:AswithaconventionalTSA,maximizeoverallupperextremityfunction,whilerespectingsoft

tissueconstraints.

•ROM:Expectationforrangeofmotiongainsshouldbesetonacase-by-casebasisdependinguponunderlyingpathology.Normal/fullactiverangeofmotionoftheshoulderjointfollowingrTSAisnotexpected.

ReverseTotalShoulderArthroplastyBiomechanicsTherTSAprosthesisreversestheorientationoftheshoulderjointbyreplacingtheglenoidfossawithaglenoidbaseplateandglenosphereandthehumeralheadwithashaftandconcavecup.Thisprosthesisdesignaltersthecenterofrotationoftheshoulderjointbymovingitmediallyandinferiorly.Thissubsequentlyincreasesthedeltoidmomentarmanddeltoidtension,whichenhancesboththetorqueproducedbythedeltoidaswellasthelineofpull/actionofthedeltoid.ThisenhancedmechanicaladvantageofthedeltoidcompensatesforthedeficientRCasthedeltoidbecomestheprimaryelevatoroftheshoulderjoint.Thisresultsinanimprovementofshoulderelevationandoftenindividualsareabletoraisetheirupperextremityoverhead.

Page 2: OAH Reverse Total Shoulder Arthroplasty Protocol

ReverseTotalShoulderArthroplastyProtocol:Theintentofthisprotocolistoprovidethephysicaltherapistwithaguideline/treatmentprotocolforthepostoperativerehabilitationmanagementforapatientwhohasundergoneaReverseTotalShoulderArthroplasty(rTSA).Itisbynomeansintendedtobeasubstituteforaphysicaltherapist’sclinicaldecisionmakingregardingtheprogressionofapatient’spostoperativerehabilitationbasedontheindividualpatient’sphysicalexam/findings,progress,and/orthepresenceofpostoperativecomplications.IfthephysicaltherapistrequiresassistanceintheprogressionofapostoperativepatientwhohashadrTSAthetherapistshouldconsultwiththereferringsurgeon.Thescapularplaneisdefinedastheshoulderpositionedin30degreesofabductionandforwardflexionwithneutralrotation.ROMperformedinthescapularplaneshouldenableappropriateshoulderjointalignment.ShoulderDislocationPrecautions:

•Noshouldermotionbehindback.(NOcombinedshoulderadduction,internalrotation,andextension.)•Noglenohumeral(GH)extensionbeyondneutral.

*Precautionsshouldbeimplementedfor12weekspostoperativelyunlesssurgeonspecificallyadvisespatientor

therapistdifferently.SurgicalConsiderations:Thesurgicalapproachneedstobeconsideredwhendevisingthepostoperativeplanofcare.•TraditionallyrTSAprocedureisdoneviaatypicaldeltopectoralapproach,whichminimizessurgicaltraumato

theanteriordeltoid.ProgressiontothenextphasebasedonClinicalCriteriaandTimeFramesasAppropriate.PhaseI–ImmediatePostSurgicalPhase/JointProtection(Day1-6weeks):Goals:

•Patientandfamilyindependentwith:oJointprotectionoPassiverangeofmotion(PROM)oAssistingwithputtingon/takingoffslingandclothingoAssistingwithhomeexerciseprogram(HEP)oCryotherapy

•Promotehealingofsofttissue/maintaintheintegrityofthereplacedjoint. •EnhancePROM. •Restoreactiverangeofmotion(AROM)ofelbow/wrist/hand. •Independentwithactivitiesofdailyliving(ADL’s)withmodifications. •Independentwithbedmobility,transfersandambulationorasperpre-admissionstatus.PhaseIPrecautions: •Slingiswornfor3-4weekspostoperatively.Theuseofaslingoftenmaybeextendedforatotalof6weeks,

ifthecurrentrTSAprocedureisarevisionsurgery. •Whilelyingsupine,thedistalhumerus/elbowshouldbesupportedbyapillowortowelrolltoavoid

shoulderextension.Patientsshouldbeadvisedto“alwaysbeabletovisualizetheirelbowwhilelyingsupine.” •NoshoulderAROM. •Noliftingofobjectswithoperativeextremity. •Nosupportingofbodyweightwithinvolvedextremity. •Keepincisioncleananddry(nosoaking/wettingfor2weeks);Nowhirlpool,Jacuzzi,ocean/lakewadingfor4

weeks.

Page 3: OAH Reverse Total Shoulder Arthroplasty Protocol

AcuteCareTherapy(Day1to4):•BeginPROMinsupineaftercompleteresolutionofinterscaleneblock.

oForwardflexionandelevationinthescapularplaneinsupineto90degrees.oExternalrotation(ER)inscapularplanetoavailableROMasindicatedbyoperativefindings.Typicallyaround20-30degrees.

oNoInternalRotation(IR)rangeofmotion(ROM). •Active/ActiveAssistedROM(A/AAROM)ofcervicalspine,elbow,wrist,andhand. •Beginperiscapularsub-maximalpain-freeisometricsinthescapularplane. •Continuouscryotherapyforfirst72hourspostoperatively,thenfrequentapplication(4-5timesadayfor

about20minutes). •Insurepatientisindependentinbedmobility,transfersandambulation •Insureproperslingfit/alignment/use. •Instructpatientinproperpositioning,posture,initialhomeexerciseprogram •Providepatient/familywithwrittenhomeprogramincludingexercisesandprotocolinformation.

Day5to21:•Continueallexercisesasabove. •Beginsub-maximalpain-freedeltoidisometricsinscapularplane(avoidshoulderextensionwhenisolating

posteriordeltoid.) •Frequent(4-5timesadayforabout20minutes)cryotherapy.

3Weeksto6Weeks: •Progressexerciseslistedabove. •ProgressPROM:oForwardflexionandelevationinthescapularplaneinsupineto120degrees.oERinscapularplanetotolerance,respectingsofttissueconstraints. •Gentleresistedexerciseofelbow,wrist,andhand. •Continuefrequentcryotherapy.Criteriaforprogressiontothenextphase(PhaseII): •ToleratesshoulderPROMandisometrics;and,AROM-minimallyresistiveprogramforelbow,wrist,and

hand. •Patientdemonstratestheabilitytoisometricallyactivateallcomponentsofthedeltoidandperiscapular

musculatureinthescapularplane.PhaseII–ActiveRangeofMotion/EarlyStrengtheningPhase(Week6to12):Goals: •ContinueprogressionofPROM(fullPROMisnotexpected). •GraduallyrestoreAROM. •Controlpainandinflammation. •Allowcontinuedhealingofsofttissue/donotoverstresshealingtissue. •Re-establishdynamicshoulderandscapularstability.Precautions: •Continuetoavoidshoulderhyperextension. •InthepresenceofpoorshouldermechanicsavoidrepetitiveshoulderAROMexercises/activity. •Restrictliftingofobjectstonoheavierthanacoffeecup. •Nosupportingofbodyweightbyinvolvedupperextremity.

Page 4: OAH Reverse Total Shoulder Arthroplasty Protocol

Week6toWeek8: •ContinuewithPROMprogram. •At6weekspostopstartPROMIRtotolerance(nottoexceed50degrees)inthescapularplane. •BeginshoulderAA/AROMasappropriate.oForwardflexionandelevationinscapularplaneinsupinewithprogressiontositting/standing.oERandIRinthescapularplaneinsupinewithprogressiontositting/standing. •BegingentleglenohumeralIRandERsub-maximalpainfreeisometrics. •Initiategentlescapulothoracicrhythmicstabilizationandalternatingisometricsinsupineasappropriate.Begingentleperiscapularanddeltoidsub-maximalpainfreeisotonicstrengtheningexercises,typicallytowardtheendofthe8

thweek.

•Progressstrengtheningofelbow,wrist,andhand. •Gentleglenohumeralandscapulothoracicjointmobilizationsasindicated(GradeIandII). •Continueuseofcryotherapyasneeded. •Patientmaybegintousehandofoperativeextremityforfeedingandlightactivitiesofdailylivingincluding

dressing,washing.Week9toWeek12: •Continuewithaboveexercisesandfunctionalactivityprogression. •BeginAROMsupineforwardflexionandelevationintheplaneofthescapulawithlightweights(1-3lbs.or

.5-1.4kg)atvaryingdegreesoftrunkelevationasappropriate.(i.e.supinelawnchairprogressionwithprogressiontositting/standing).

•ProgresstogentleglenohumeralIRandERisotonicstrengtheningexercisesinsidelyingpositionwithlightweight(1-3lbsor.5-1.4kg)and/orwithlightresistanceresistivebandsorsportcords.

Criteriaforprogressiontothenextphase(PhaseIII): •Improvingfunctionofshoulder. •Patientdemonstratestheabilitytoisotonicallyactivateallcomponentsofthedeltoidandperiscapular

musculatureandisgainingstrength.PhaseIII–Moderatestrengthening(Week12+)Goals: •Enhancefunctionaluseofoperativeextremityandadvancefunctionalactivities. •Enhanceshouldermechanics,muscularstrengthandendurance.Precautions: •Noliftingofobjectsheavierthan2.7kg(6lbs)withtheoperativeupperextremity •Nosuddenliftingorpushingactivities.Week12toWeek16: •Continuewiththepreviousprogramasindicated. •Progresstogentleresistedflexion,elevationinstandingasappropriate.PhaseIV–ContinuedHomeProgram(Typically4+monthspostop):•Typicallythepatientisonahomeexerciseprogramatthisstagetobeperformed3-4timesperweekwith

thefocuson:o Continuedstrengthgainso Continuedprogressiontowardareturntofunctionalandrecreationalactivitieswithinlimitsasidentifiedby

progressmadeduringrehabilitationandoutlinedbysurgeonandphysicaltherapist.Criteriafordischargefromskilledtherapy: •PatientisabletomaintainpainfreeshoulderAROMdemonstratingpropershouldermechanics.(Typically

80–120degreesofelevationwithfunctionalERofabout30degrees.) •Typicallyabletocompletelighthouseholdandworkactivities.