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Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can coatings” on 11 and 12 June, 2013 in Düsseldorf, Germany Juha Nikkola*, Jari Vartiainen, Mika Vähä-Nissi and Kalle Nättinen VTT Technical Research Centre of Finland *Speaker information: Juha Nikkola, PO. Box 1300; 33101 Tampere, Finland; +358 20 722 3672; [email protected]

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Page 1: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

Novel packaging materials using functional

thin films and coatings

European Coatings Conference

“Packaging and can coatings”

on 11 and 12 June, 2013 in Düsseldorf, Germany

Juha Nikkola*, Jari Vartiainen, Mika Vähä-Nissi and Kalle Nättinen

VTT Technical Research Centre of Finland

*Speaker information: Juha Nikkola, PO. Box 1300; 33101 Tampere,

Finland; +358 20 722 3672; [email protected]

Page 2: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

2 14/06/2013

Outline

Introduction

Novel packaging materials

Coatings and surface modification

Sol-gel coatings

Atomic layer deposition

Conclusion

Page 3: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

3 14/06/2013

Innovative materials and surfaces

Agile processes

Testing services

Protection and quality maintenance of packed products

Consumer convenience

Printing and communication

Value network development

Safe and sustainable value chain

VTT

PACKAGING

Page 4: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

4 14/06/2013

Eco-efficient materials

Biofoam materials

Thin film barriers

Biobased latex

Biobased plastics

Biobarriers and hybrid materials

Biobased glues and adhesives

Bio-inks

Mouldable fiber web Renew

Light weight materials

High performance hybrid

materials and barriers

Bioreplacement oil-based

materials

Replacement of aluminum

Resource efficient fiber based

materials

Reduce

Recycle

Page 5: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

5 14/06/2013

100% bio based packaging

Recyclable fiber based and biopolymer materials.

Efficiently processable biopolymer solutions

for packaging applications.

Flexible working models to interact and co-operate

with the industry and packaging value chain.

Mouldable

Light

Page 6: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

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Limitations of bio based packaging

The current trend in packaging materials heads towards green

chemistry using sustainable and renewable materials

However, they have minor challenges, such as sensitivity to

moisture

The thin coatings (e.g. sol-gel or ALD) could solve the problem,

by improving the moisture, gas and grease barrier performance.

Page 7: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

7 14/06/2013

Source: SustainPack and Pira International Ltd

Grafted

Hemicel.

PO

+C

ell

ble

nd

Nanocel. Sol-

gel

ALD

Pectin

hybride

TOFA

Cellulose

Barrier properties of typical coatings (normalized to 100μm thickness)

Page 8: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

8 14/06/2013

Routes for Surface Functionalization

Functionalized

surfaces

Unmodified

surfaces

Atmospheric Plasma

ALD/MLD

Sol-gel Technology

Deposition

Activation

Further surface

processing

Page 9: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

9 14/06/2013

Important Base Material Parameters

Roughness

and pore

structure

Thermal stability

Moisture content

Surface chemistry Surface morphology

Paper/board/

bulk polymer

Polymer surface

Diffusion &

solubility

Based on our hypothesis surface chemistry affects nucleation, initial

layer growth rate and bonding potential making biopolymer surfaces

very interesting substrates

Factors related to surface interactions and having effect on layer

performance include choice of precursors and surface pretreatments

Page 10: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

10 14/06/2013

Key Tools and Facilities

ALD reactor in

semi-clean room Pilot coating environments at VTT in

addition to versatile laboratory tools

Plasma online

system by VITO/AFS

Page 11: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

Sol-gel coatings

Page 12: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

12 14/06/2013

Sol-gel synthesis and crosslinking

R

X

Si

OH

O

O

HO

Si

X

X

O

OH

Si

O Si

OH

Si

O

O

Si

Si

Si

O

O

O

Si Si

X

X

O

O

O

Si

O

Si

O

X

Si

O

Si O

HO

H O

O

O

Si

X

O

OH

R

O

Si O

OH

O

O Si

M

Si

O

X

X

X

X

R

R

R

R

O

O

O

M

O R

O

O

OH

RO M

OR

OROR + RO Si

R

OROR

RO Si

X

OROR+

T, h•

R

Si

OH

O

O

HO

Si

O

OH

Si

O Si

OH

Si

O

O

Si

Si

Si

O

O

O

Si Si

O

O

O

Si

O

Si

O

Si

O

Si O

HO

H O

O

O

Si

O

OH

R

O

Si O

O

O Si

M

Si

O

R

R

R

O

O

O

M

O R

O

O

OH

R

OH

+H2O

-ROH

-H2O

Source: Dr. Klaus Rose, Fraunhofer ISC

X = reactive groups for cross-linking;

~ = cross-linked polymer chain;

R = functional organic groups or components;

M = metals such as Zr, Ti, Al.

Page 13: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

13 14/06/2013

Sol-gel coating application methods

Brabec, C., Dyakonov, V. & Scherf, U. . Organic Photovoltaics - Materials, Device Physics, and Manufacturing

Technologies. John Wiley & Sons. ISBN 978-3-527-31675-5.

Page 14: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

14 14/06/2013

Roll-to-roll coated sol-gel coating on PLA-Cardboard

Sol-gel hybrid coating on PLA laminated paperboard.

Page 15: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

15 14/06/2013

Grease barrier performances

Uncoated Paper, Paper + LDPE and Paper + PLA (T0 + 1h and 6h):

Sol-gel coated paper + PLA (T0 + 14d):

Fluorinated Non-fluorinated

Page 16: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

Atomic layer deposition (ALD)

Page 17: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

17 14/06/2013

Principle of Atomic Layer Deposition (ALD)

Above: single cycle with trimethylaluminium and water vapor as precursors

Thin film grows layer-by-layer based on self-limiting gas-solid reactions

Pressure from 10 Pa to atmospheric and temperature 50-500 C

Typical applications range from catalysts, microelectronics and beyond

Purging the slowest process step

www.beneq.com

Page 18: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

18 14/06/2013

Effect of Oxidant & Pretreatment on PLA-coated Board

Pre-treatments prior to the ALD can improve barrier properties,

Most likely surface chemistry affects nucleation and initial growth rate

Choice of oxidant affects barrier properties – denser Al2O3 films with O3

Eveness of polymer-coating is of high importance for the ALD

Page 19: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

19 14/06/2013

Coating of Fibres and Nanocoral Structures

ALD-Al2O3 on NFC fibres

ALD-Al2O3 on PVA fibres

Hollow ALD-Al2O3 fibres

Page 20: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

20 14/06/2013

Flexibility Through Structural Tailoring

Metal oxide layers are brittle

Mechanical stresses and thick

layers lead to impaired barrier

There are indications that

chemical bonding with base

substrate is beneficial

Flexibility & elasticity improved

by dividing thick barrier layer

into thinner stacks and

separating these with flexible

”organic spacer” layer

”Organic spacer”

Inorgnic barrier

Inorgnic barrier

”Organic spacer”

Ino

rgn

ic b

arr

ier

Surface of streched

PLA film with Al2O3

Page 21: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

21 14/06/2013

Effect of 5-layer Al2O3/Alucone Nanolaminates on BoPLA

OT

R,

cm

3/m

2/d

/10

5 P

a

Strain, %

10 nm of Al2O3 Al2O3/alucone (150/50/150/50/150)

Al2O3/alucone (50/100/50/100/50)

Al2O3/alucone (50/50/50/50/50)

Strain, % W

VT

R,

g/m

2/d

Oxygen transmission rate (OTR): Water vapor transmission rate (WVTR):

OTR sensitive to defects, WVTR more to overall thin film properties

25 nm of Al2O3

0

50

100

150

200

250

300

350

0 1 2 3

0

10

20

30

40

50

60

70

80

0 1 2 3

Page 22: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

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ALD-Al2O3 layer (25 nm) does not impair disintegration

0

100

0 5 10 15

No

n-d

egr

ade

d s

amp

le (

%)

Weeks

positive control

negative control

board

board+ PLA

board+PLA+ALD

0

100

0 5 10 15 20 25

No

n-d

egr

ade

d s

amp

le (

%)

Weeks

BOPLA

BOPLA+ALD

BOPLA metallized

2 x BOPLA+ALD

2 x BOPLA metallized

Role and distribution of base substrate dominates!

PLA with &

without ALD

after 5 weeks:

PLA + board with

& without ALD:

Page 23: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

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Towards R2R Processing

Lotus Applied Tech.

Beneq

General Electric

Kodak

Applied Materials

Page 24: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

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Conclusions & Summary

Bio-based packaging materials have many advantages over their non-

biodegradable competitors.

However, they have minor challenges, such as sensitivity to moisture,

restricting their use in some application, which requires high barrier

properties.

Therefore, application of additional thin coating layer (e.g. sol-gel or

ALD) could be one way to overcome these problems and to improve

the barrier properties of such materials.

Page 25: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

25 14/06/2013

Acknowledgements

Funding:

EU-FP7-NMP (PLASMANICE project)

Tekes – Finnish Funding Agency for Technology and Innovation

VTT Technical Research Centre of Finland

Collaboration:

Fraunhofer ISC, Germany (Dr. Klaus Rose)

Tampere University of Technology, Finland (Dr. Johanna Lahti)

Josef Stefan Institute, Slovenia (Dr. Janez Kovac)

Page 26: Novel packaging materials using functional thin films and ... · Novel packaging materials using functional thin films and coatings European Coatings Conference “Packaging and can

26 14/06/2013

VTT creates business from technology

http://www.foresttech.fi/

http://www.vtt.fi