Note: Statistics based on Filer Address

FinCEN Suspicious Activity Report by Securities and Futures FirmsGeographic Distribution for the State of Colorado

For the Period March 1, 2012 through December 31, 2012

FinCEN SARs by Securities and Futures FirmsNumber within parenthesis represents totalZIP Codes in listed range

2 (2)

1 (5)

0 (649)

Denver County (Denver)

Note: Statistics based on Filer Address

FinCEN Suspicious Activity Report by Securities and Futures FirmsGeographic Distribution for the State of Colorado

For the Period January 1, 2013 through December 31, 2013

FinCEN SARs by Securities and Futures FirmsNumber within parenthesis represents totalZIP Codes in listed range

101 to 283 (1)

31 to 100 (5)

6 to 30 (1)

1 to 5 (11)

0 (638)

Denver County (Denver)

Filings by County

Filings by Metropolitan Statistical Area

Characterizations by Suspicious Activity

Added Value Summary Report SpreadsheetsFor the State of Colorado

For Calendar Years 2012 and 2013

Note: By clicking on the above enhancements you will be able to review a two-year comparison of Filings by County; Metropolitan Area; and Characterization of Suspicious Activity for the Suspicious Activity Report filed by Securities and Futures Firms (FinCEN Form 111).