nordberg, john · 2019. 7. 26. · nordberg, john a. date of reot 71712010 . jij. n 0 n-jnves tment...

POSITION NAME OF ORGANIZA TIONIENTITY

(_/)

'

,_ ' c:::

.. PARTIES TERMS

-. -:::

'

• •

AOJO Rev. 112010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. f§ 101-JJ 1)

I. Person Reporting (last name, fim, middle initial)

Nordberg, John A.

2. Court or Organization

Northern District of nlinois

4. Title (Article IJ1 judges indicate active or senior status; magistrate judges indicate foll- or part-time)

U.S. District Judge Senior

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial 0 Annual

Sb. 0 Amended Report

0 Final

7. Chambers or Office Address

Chambers 1886 219 South Dearborn Street Chicago, Illinois 60604-1706

8. On the basis of the infGrmation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable Jaws and regulations.

Reviewing Officer_... -- Date

3. Date of Report

717/2010

6. Reporting Period

01101/2009 to

12/3112009

JM PORT ANT NO TES: The instruction:; accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

l. POSIT! 0 NS. (Reporting individual only; see pp. 9-13 of filing insuuctions.)

D NONE (No reportable positions.)

I. Trustee - non-paid Trust# I

2.

3.

4.

5.

c:- ......,c.:J C5 ::;rJ

· '-- �-;·i · :· = c= ...- (')II. AGREEMENTS. (Reportitig in;Nvidual only; see pp. 14-16 of filing i11slructions.)

( lN[ZJ NONE (No reportable agreements.) c .__

,-, ;:____ C)-rt ---· J> rnAND '1 cp 0 C')l'1 ..i:=I.

2.

3.

Nordberg, John A.

SOURCE

TYPE

SOURCE LOCATION PURPOSE

·---------- ------·------------------------

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

of13

Name of Person Reporting

Nordberg, John A.

Date of Report

71712010

JIJ. N 0 N-JNVES TMENT INC 0ME. (Reporling individual and spouse; see pp. 17-14 offiling instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

AND TYPE INCOME (yours. not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - Ifyou were married during any portion oftlie reporting year, comp/eJe this section.

(Dollar amount not required except for honoraria.)

[Z] NONE (No reportable non-investment income.)

SOURCE AND

I.

2.

3.

4.

JV. REJ1\1BURSEMENTS - transportation, lodging, food, entertalnmenL

(Includes those to spouse and dependent children; see pp. 25 27 of filing ;nstructions-)

[Z] NONE (No reportable reimbursements.)

I.

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRJPTIQN VALUE CODE


of13


Nordberg, John A.

Date of Report

717/2010

V. GIFTS. (includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[ZJ NONE (No reportable gifts.)

I.

2.

3.

4.

5.

Vl. LI ABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[ZJ NONE (No reportable liabilities.)

l.

2.

3.

4.

5.

----------------------------------

----

-------�

!

i

i

!

,1: i

··--------

------ l


of13


Nordberg, John A.

Date of Report

717/2010

VII. INVESTMENTS and TRUSTS - mcome, varue, transactions (Includes 1huse of spouse and dependent ch1rdrm; •••pp. 34-60 of fiTinc instructions.)-D NONE (No reportable income, assets, or transactions.) -r ------I i.

J 2.

I 3.

I 4.

! 5.

6.

7_

8.

'9.

JO.

11.

12.

! 13.

14.

15.

i 16.

17.

A. Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Mylan Labs, Inc. C.S.

Valspar Corp. C.S.

Sprint Nextel Corp. C.S.

Waste Management C.S.

Dreyfus W.W.D.M.M.F.

Fidelity Select Health M.F.

Nicholas M.F.

Nicholas 11 M.F.

Nicholas Ltd. M.F.

T.R. Price lot'! Disc. M.F.

T.R. Price Int'! Stk. M.F.

T.R. Price Sci-Tech. M.F.

Columbia Mid-Cap Growth F.

American Century Ultra M.F.

Fidelity Div. Growth M.F. IRA

Illinois Judges' Retir. Pension

AIM Health Sciens F.

B. c. Income during Gross value at end

reporting period of reporting period (1)

,Amount: Code I

(A-H)

D

A

A

A

A

A

A

A

A

c

B

D

E

A

(2)Type (e.g.,div., ren

or int)

None

Dividend

None

Dividend

Dividend

Dividend

Distribution

Distribution

Distribution

Distribution

Distribution

None

Distribution

Dividend

Distribution

Distribution

Distribution

(I) (2)Value Value Code 2 Method

(J-P) Code3 (Q-W)

L T

N T

J T

J T

J T

L T

J T

L T

J T

K T

K T

K T

M T

N T

M T

N w

J T

(I)Type (e.g.,buy, sell,

redemption)

Sold (part)

D. Transactions during reporting period

I c2) (3)1 Date ValueI_mmlddiyy Code 2 : (J-P)

12131/09 K

(4)Gain

f Code I ! (A-H)

(5)Identity of

buyer/seller(if private

transaction)

Redemption MRD

. . --------· I. Income Gain Codes: A:r::Sl,OOOorkss ll =$1,00l • S2.500 C =$2,)0l - S5,000 D=S5,001 • $15.000

- ---- ---,E =$15,001 -SW,000 I

(See Columns Bl and 04)

2. Value Codes (Sc:::c Coh1mDs Cl and 03)

3. Value Mc1hod Codes

(Sec Column C2}

F =$50,001 -$100,000

J ""Sl5,000 or less N -s250,001 -1.100,000

Pl =$25,000,001 - $50.000,000

Q=Appraisal

U ""Book Voluc

G =$100,001 - Sl.000,000 K =$15,001 -$50,000

0 =$500,001 -Sl,000,000

R =CoS1 (Real estate Ooly)

V =Other

HJ s1,ooo.001-s5,ooo.ooo

L =$50,001 -$100,000

Pl =St,000,001-$5,000,000

P4 =Mote than $50,000,000

s =Ass<ssmcol

W =Estimated

H2 =Mon: thao $5,000.000

M =$100,001 - $250,000 P2 =$5,000,001 - $25,000.000

T =Cash Marke1 --------·· --- -- ------

I

I I I

1

In i

124.

126.

'

r

r

---· -

r;-· (I) (2) (2) (I)

!

··----L----'---- ---'-----------

K T

J

T

-

! I

FINANCIAL DISCLOSURE REPORT of13


Nordberg, John A.

Date of Report

717/2010

VII. INVESTMENTS and TRUSTS - income, •arue, transactions anctudes those of spouse and dependent children: see pp. 14-60 of filing tnstructians.J

D NONE (No reportable income, assets, or transactions.)

i I&.

'19.

: 20.

: 21.

i22. i

i

25.

27.

28.

29.

30.31.

32.

33.

34.

A.

Description of Assels

(including trust assets)

Place "(X)" afler each asset

exempt from prior djsclosure

U.S. Bancorp C.S.

Gabelli Global Telecomm. F.

Alltel C.S.

Trust #I - See VIII

ComCastCorp. New Class A C.S.

Wells Fargo Co ..

Wells Fargo Common Stock Mutual Fund

Pfizer Corp. C.S.

Charles Schwab M.M.F.

Janus Overseas M.F.

Paychex C.S.

General Dynamics

AT&TCorp.

Western Union Co.

Spousal Jnvestments

AT&TCorp.

DeVry Inc. C.S.

I. Income Gain Codes: A =-$1,000 or less

(Sec Columns Bl and 04) F =SS-0,00 I - S 100,000 2. Value Code:s J =-Sl5,000 or less

($c-c: Columns Cl and 03) N •$250,00t • $500.000

B. c. D. lncomc during Gross value at end Transactions during reporting period

reporting period of rcponing period

"(4)1(I) ) (3) (5):Amount Type (e.g., Value Value Type (e.g .• e Value Gain Identity of . Code I div. rent. Code 2 Method buy, sell, mmldd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P} Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction)

-------·-·--

-·--·-- . .. -...... . - .. ·-------..

A Dividend

A Distribution K T

A Dividend K T

c Royalty J w

A Dividend T

A Dividend K T

None L

A Dividend J T

A Interest J T

A Dividend K T

A Dividend K T

A Dividend K T

B Dividend K T

A Dividend J T

B Dividend K T

A Dividend K T

B Sl.001 -$2.lOO C =S2,l0! -Sl.000 D =$5.00! • SlS,000 E=Sll,001-SSO,COO

G •$100,001 • $1,000,000 Ill =s1.ooo,001 - ss.000,000 H2 =More than Sl,000,000 K =$! l,001 - Sl0,000 L =SlO.OOt - SI00.000 M =$ l 00,00 l • $250.000 0 =$500.001 - s 1.000.000 Pl =Sl,000,001 • Sl.000,000 P2 •$5.000,001 - S25,000.000

rJ •$'25,000.001 . sso.000.000 N "'More than $50,000.000

LValue Mcth<KI Codes Q =Appraisal R .::.{:osl (Real Estatl! Only) s =Asscssrnent T =<:ash Marlee! (Se< Column C2) U =-Book Value v·=Othcr W=E.srimalc.d

·· --· ---·· · --------

I

! '

!

I

i

--(2)

____

---- ---- -----···

J (5)

j

I i i

i I

!

i

i l

I

I

-1 ---- ------- -___ j

50.

(I)

(J-P) (J-P)

E=SIS,OOl

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Nordberg, John A.of13 71712010

VII. INVESTMENTS and TRUSTS - income, value, minsaclions r1ncrudes those of spouse and dependent children; see pp. 14-60 of filing instructions.)

NONE (No reportable income, assets. or transactions.) D -··-

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) r«porting period of rep orting period

(1) ·1 (2) (2)(1) (3) (4)Value Type (e.g., Place "(X)" al\er each asset Amount Type (e.g., Value Date Value Gain Identity of

Code I ! div., rent, mrnidd/yy , Code 2 Code l buyer/seller

(A-H) (if private Code 2 Methodexempt from prior disclosure buy, sell,

(A-H) or int.) Code3 redemption)

transaction)(Q-W} ,

! 35.

36.

37.

38.

39.

40.

41.

42.

i 43.

44.

[45.

I4

6

.

CenturyTel Inc. (formerly Embarq Corp.)

Diamond Hill Finl Trends

Johnson & Johnson C.S.

Kilroy Realty C.S.

Eli Lilly & Co. C.S.

M.G.I.C. C.S.

Mylan Labs

Northern Trust C.S.

Paychex Inc. C.S.

Sprinl Nextel Corp.

A

c

A

A

A

A

A

Dividend J T

None J T

Dividend M T

Dividend K T

Dividend J T

Dividend j T

None J T Sold(part)

Sold (part)

Buy(add'!)

Dividend J T

Dividend J T Buy(add'!)

None J T

04/14/09 J

07/09/09 J

08/12/09 J

08/12/09 J

i

47. Windstream C.S. A . Dividend J T

i 48. Columbia Acorn Int'! F. A Dividend K T

49. Evergreen M.M. Trust A Dividend J T

Nicholas F. B Dividend M T

51. Berkshire Hathaway CJ. B None J T Sold 07/09/09 J (part)

c =$2,501 - $5.000 Bl •Sl,000,D01-S5,000,000 L =$50,001 -SJ00.000

Pl =SJ,000,001 -$5,000,000

P4 =Mon: than SS0.000,000 S ==Assessment W .=Estimated

D =SS.DOI • $15,000

fl2 Moce than S5,000.000 M =$100.001 - $250,000

Pl =$5,000,00 I -$25,000,000

T =Cash Market

I. Income Gain Codes: (See Columns B t and 04)

2. Value Codes (See Columns Ci and 03)

3. Value MetbOO Codes (Sec Column C."2)

A =S 1,000 or Jess f •$50,001 -SI00,000

J .. s l 5,000 or kss N •$250.001 · S500,000 P3 =$25,000,001 - $50.000.DOO

Q•Appr.iisal

U •Book Value

B =SI.DOI - $2,500

o s100.001 -sr.000.000

K=StS,DOt -$50.000 0 •SSDO,OOt -$t,OOO.OOO

R =Cost {Real fatate Only) V =Other

I

154.

1

i !

!

16&

1, Amount

I J

- -red-•m_p_t_i•-n)----

--(J--P) __ I

(I)

Name or Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT of13 Nordberg, John A. 717120 lO

VII. INVESTMENTS and TRUSTS - incQme, value, transactions (Includes those of spouse and Jependen/ cl:ildren; see PP· 34-60 of filing instructions.)


A. B. c. D. Description of Assets Gross value at end Transactions during reporting period

(including trust assets) reporting period

(I)--(2)

of reporting period

{2) oi (2) (3) (4)Value Date Value I Gain

buy, sell, mm/dd/yy Code 2 Code II (5)

Identity of buyer/seller

• (if private

Type (e.g., Place "(X)" aflet each asset , Type (e.g., Value

or int.)

Code I Method: div., rent,exempt from prior disclosure , Code 2

(A- {A-H)Code3(J-P)

i (Q-W) lransaction)

52. M&I Bank Baird M.M.F.

I s3 Charles Schwab M.M.F.

1. Chase Bank Checking

!

55. Fidelity Div. Growth IRA

56. Gabelli Global Telecom M.F.

57. Wells Fargo Co.

58. Wells Fargo Common Stock Mutual Fund

59. Capital Fed. Finl. C.S.

60. Capital Fed. Finl. C.S.

61. Charter Fin. Corp. West C.S.

62. Investors Bancorp

63. Stamps.com

64. Stamps.com

65. Adobe

A Interest

A Interest

A Interest

c Distribution

A Distribution

c Distribution

A Dividend

A Dividend

A Dividend

A Dividend

None

None

None

None

J

J

L

J

L

L

T

T

T

T Part. Redemp 12i31/09 J

T

T

T

Sold 07/09/09 J (part)

Sold 08125/09 J

Sold 07/09/09 J

Sold 08/26/09 J

Sold 07/09/09 J (part)

Sold I 1/04/09 J

Sold 07/09109 J (part)

66. Adllbe None Sold 10/13/09 J

67. Brown-Forman Corp Cl. B A Dividend J T Buy 0&/12/09 J (add'l)

Canadian Superior Energy Inc. None Sold 01/13/09 J

I. hx:onlc Gz.ia Codes: A =Si ,000 or less B =Sl,CXH • S2,500 C =S2,501 - SS,000

(See Columns 61 o.nd D-1) F =$50,00l - Sl00,000 G =SI00,001 - Hl =Sl,000,00! - $5,000,000 Sl,000,000 2. V:ilue Code.s J =SlS,000 or less K-Sl5.00l-S50,000 L =SS0.001 • S!00,000

(Sec Columns Cl and 03) N =S250.001 • SS00,000 0 •$500,001 • Sl,000,000 Pl =Sl,000.001 - Ss,000,000

Pl =$25.000.001 · $50,000.000 P4 =More than $50,000,000 3. Value Method Codes 0"-"Appraisal R =Cost (Real Eslate Only) S=A=ssment

(See Column C2) U ""Book Value V =-Other W =Estimaled

0•$5,001 · SIS.000 E =SIS.001 - SS0.000 H2 =More thao S.\000,000

M =SI00,001·5250,000

P2 =$5,000,001 - S25,000.000

T =Cash Market

I

I (I)

\ __

(2) (2)

84.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of13 Nordberg, John A. 7/7/20l0

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(l) (I) Place "(X)" after each asset Amount Type (e.g .• Value Value Type (e.g.,

exempt from prior disclosure ·Code I div.• rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption)

(Q-W)

(2) (3) (4) (5) Dale Value Gain ldcntity of

mn\/dd/yy ' Code 2 Code l buyer/seller (J-P) (A-H) (ifprivate

transaclion)

69. Eaton Vance Corp. A Dividend J T Buy (add'l)

70. Fastenal Company A Dividend J T

71. Fiserv Inc. None J T

72. Johnson Controls lnc A Dividend Sold

73. Markel Corp. None J T Sold (part)

74. Markel Corp. None J T Buy (add'!)

75. Sigma Aldrich Corp. A Dividend J T Buy (add'l)

76. Winn Dixie Stores Inc. None J T Sold (pan)

77. Winn Dixie Stores, Inc. None Sold

78. Market Vectors ETF TR Gold Miners Fund None Sold

79. Pros hares Trust Short S&P 500 None Sold

80. Proshares Trust Short Russell 2000 None Sold

08/12/09 J

05/12109 J

07/09/09 J

08112/09 J

08/12109 J

07/09/09 J

I0/28/09 J

06/11109 J

05105i09 J

05/05109 J

Sl. Rydex Inverse Russell 2000 None Sold 05/05/09 K

82. Rydex Inverse S&P 500 None Sold 05/05109 K

83. Chevron Corp. C.S. A Dividend J T Buy 8/18/09 J

Cimarex Energy Co. A Dividend Sold 07/09109 J (part)

85. Cimarex Energy Co.

I. lneOf'nC Gain Codes: (See Columns BI and 04)

2. Value Code." {Sec Columns Cl ond DJ)

3. Value Me1hod Codes (Sec Column C2)

· · · ----

A

A =Sl,000 or k:ss F =$50,001 • SI00,000 J "'S 15,000 or k::ss N =5250,001 · S500.000 Pl •$25,000,001 · $50,000,IX)O Q =Appraisal U •Book Value --

-··--

Dividend

u =$1,001 -$2,500

G=StOO,OOl ·Sl,000.000 K =Sl5,00t · S50,000 0 =$500,00l • Sl.000,000

R =Cost (Real Estate Only) V =Other

Buy (add'!}

C =S2,501 • $5,000 H! 41,000,001-S5,000,000

L=lS0.001- $100,000 Pl =Sl,000,00t • $5,000.000 P4 :m:More than SS0,000,000 s •Asscssrn<nt W ""Estimaled

08/12/09 J

D =S5,00I • $15,000 f:. =Si 5,001 . $50,000 112 •More 1ban $5,000,000

M =Sl00,001 • $250,000

P2 =Ss.ooo.oot • $25,000.000

T =Cash Marke<

···--·----

! '

1 89.

(2)

-- e ,;oo ,._l ��-

FINANCIAL DISCl,OSURE REPORT

of13


Nordberg, John A.

Date of Report

?n/2010

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc111d•s those of spouse and dependent children; see PP· 3'-1>0 of filing instructions.)


A. B. C. Description of Assets Income during Gross valtle at end (including trust assets) reporting period of reporting period

Place "(X)" after each asset exempt from prior disclosure

86. Cimarex Energy Co.

87. Intersections Inc.

! 88. Leucadia National Corp.

Leucadia National Corp.

90. Roche Holding Limited Sponsored ADR

91. Roche Holding Limited Sponsored ADR

92. SPDR Gold Trust Gold Share.

93. Vulcan Materials Co.

94. BCG Partners Inc.

: 95. BCG Partners Inc.

96. Cisco Systems Inc.

97. lntegrys Energy Group

98. Integrys Energy Group

99. Integrys Energy Group

100. Microsoft Corp

JOI. Oracle

l 02 .

Pepsico Inc.

I. 1ncome Gain Codes: (Soc Colwnns BI aod 04)

1. Value Codes (See Columns Cl and D3}

A=S.t,OOOorlcss

F =150,001 - SI00,000

J =-$l5,000 or le55

N =$250,001 • SS00,000

{I) AmountCode l (A-H)

A

A

A

A

A

A

A

A

3. Value Method Codes (See Column C2)

P3 =$25,000,001 -SS0,000,000 Q=ApproisalU =Book Value

(2) (1) Type (e.g., Value div., rent, Code 2

or int.) (J-P)

None

None J

None

None

Dividend J

None J

None J

Dividend

Dividend

None

None J

Dividend J

Dividend J

Dividend J

Dividend J

None J

Dividend J

B =Sl,001. S2,';00 G •Sl00,001-Sl,000,000 K =$15,001 • SS0,0000 =SS00,001 • Sl.000.000

R =Cost (Real E.staie Only)V "'-Olber

(2) (1)

Value Type(e.g.,Method buy, sell, Code3 redemption)(Q-W)

Sold

T Sold

(part)

Sold (part)

Sold

T Sold (part)

T Buy (add'!)

T

Sold

Sold (part)

Sold

T Buy

T Buy

T Buy (add'!)

T Sold (part)

T Buy

T Buy

T Buy

C =S2,S01 • SS,000

HI =$1,000,001 • SS,000,000

L=$S0.00I · SI00,000Pl •St,000,001. $5.000,000

?4 =Mon: tban SS0,000,000

S =Assessment W =Estimated

D.Transactions during reporting period

Date mm/dd/yy

08/31/09

07109109

07/09/09

I J/04/09

07/09/09

08/12109

05104109

07109109

12109109

11/04/09

06/22109

08/12/09

l !/04/09

08/18/09

11/04/09

08/18/09

(3) i (4) V» j G•o

Code 2 Code I (J-P) (A-H)

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

H2 •More than SS,000,000

M =SI00,001- S250,000

P2 =SS.000,001 • S2S,OOO,OOO

T <=Cash Markel

(5) Identity of

buyer/seller(if private

transaction)

'""'"""•

- •.

-·---

--

-

--

-

-

-

·

-

I I I

'

{I)

----

--

--

I I !

I

---D-· -S5 -, 00-I ·-S-15-,000-- - --- E-· --·SI ..l

-

(!} (2)

5,001

- $50,000..

Name of Person Reporting Date ofReportFINANCIAL DISCLOSURE REPORT

Page IO of 13 Nordberg, John A. 717/2010

VII. INVESTMENTS and TRUSTS - Income, value, transacdons (Includes thou ofspouse and dependent children; see PP· J4-60 offiling instrucrlons.)


A.

Description of Assets

B. Incomeduring

C.

Gross value at end D.

Transactions during reporting period

--·---·--··----·-

(including trust assets) reportingperiod of reporting period

(2) (!) (2) (3) (4) (5)Place "(X)" after each asset

exempt from prior dis.dosurc

Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of Code I div., rent, Code2 Method buy.sell,

i

rrun/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (if private(J-P) (A-H)

{Q-W) transaction}

l 03. Pfizer Inc.

I 04. Procter & Gamble Co

105. Quide!Corp

106_ Wal-Mart Stores Inc.

107. Abbott Laboratories

l08. International Speedway Corp

109. Rydex S&P 500 Fund Cl A

110. Rydex S&P 500 Fund Cl A

: ll l. Rydex Russell 2000 Cl A

112. Rydex Russell 2000 Cl A

113. !shares Barclays TIPS

'114. !shares Barclays TIPS

115. !shares Barclays TIPS

A

A

A

A

A

A

Dividend J T Buy 08/18/09 J


None J T Buy 05/14/09 J

None J T Buy 11/04/09 J


None Sold 01/27/09 J

None Buy 05/05/09 J

None Sold 07/09/09 K

None Buy 05/05/09 K

None Sold 07/09/09 K

Dividend Buy 01127/09 J

Dividend Buy 06/22109 J (add'I}

Dividend Buy 07/09/09 K (add'!)

! 116. !shares Barclays TIPS A Dividend Sold 08/12109 K

J 17. Vanguard Fixed Short Temi A Dividend Buy 01/28/09 J

l 18. Vanguard Fixed Short Term A Dividend Buy 06/23/09 J (add'l)

l 19. Vanguard Fixed Short Term A Dividend Buy 07/10/09 K (add'I)

i. JacomeGain Codes; A "'$ i ,000 or less ll 4t ,00! · S2,500 C =S250! - $5,000 (Sec Columns Bl and D4) F •S.l0.001 - I00,000 G = I00,001 -Sl, ,000 HI st ,000.001 • S5.000,000 H2=More1han $5.000,000

2. Valu Codes J """SI S,000 or l s.'> K=SI5,001-S50.000000 L=$50,00t -St00.000 M=SI00.001-$250,000S S(See Columns Cl and DJ) N •S250,00t - $500,000 0 •SS00,001 -Sl,000,000 - Pl =St,000.00t - SS,000.000 P2 =$5,000,00 - S25.000.000

P3 =S2S.000.00t - 50.000,000 P4 =More than SS0,000,000 13. Value Method Codes Q "'Appraisal R =Cost (Real Estate Only) S ""Assessmc:o1 T ash MarketV "'Other · -- ·

--

I $(See Column C2) U =Book Value -·· - -

--

--· - · ---- - · ·

- - W =Estimated

--· -

--

--

I

B.

(1) (I) (I)

FINANCIAL DISCLOSURE REPORT of 13


Nordberg, John A.

Date of Report

717/2010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes tho•• ofspouu and dependent children; see PP· 11-60 of filing instructions.>

D NONE (No reportable income, assets, or transactions.) A. ·1 c D.

Description of Assets Income during Gross value al end Transactions during reporting period

(including trust assets) reporting period of reporting period

(2) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Typc(c.g.•Type(c.g.• Value Value

Code 1 buy, sell,div.? rent. Code2 Methodexempl from prior disclosure (A-1-1) or int.) (J-P} CodeJ redemption)

(Q-W)

Date Value Gain Identity of

mm/dd/yy Code 21 Code 1 buyer/seller

(J-P) : (A-H) (ifprivate

transaction}

120. Vanguard Fixed short Term A Dividend Sold 08/!3/09 K

12 L Baird Core Plus Bond A Dividend J T Buy 07/09/09 K

I. loc:omc Gain Codo;:

(See Colunms 81 and D4) 2. Value Codes

(See <":oh.mms Cl iiad 03)

.1 Value Method Codes (Sec Co!wnn C2)

A =$1,000 or lc::ss

F =$50.001 - Sl00,000

J =$15,000 or less N =$250,001 - S500,000

ri -s2s.ooo.001 - sso.000.000

Q =Appraisal

lJ :i10ook Value --------- -------

B 4t,001 - S2.500

G •SI00,001 -Sl,000,000

K =SI 5.001 - SS0,000 .

o -ssoo.001 -SI ,000,000

R -Cost (Real Estate Only)

V =Other

C •$2,501 - SS,000 m ·s1,ooo,001 - ss.000,000 L •$50.001 -$100,000

Pl =Sl,000,001- SS,000.000 P4 =More than S51l.OOO.OOO

S =Assessmml W =Estimated

D•S5.00l-Sl5,000

H2 =More tban SS 000.000

M =SI00,001 - $250,000

P2 =SS.000,001 - $25,000,000

T =Cash M a.rket

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of13 Nordberg, John A. 717/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReport.)

#21. Trust# 1 - sole assets: cash and partial interest in oil and gas rights in Texas County, Oklahoma. As of December 31, 2009, I was one of the remaining 4 beneficiaries with approximately l/4 interest in Trust.

International Speedway Corp inadvertently omitted on prior report.

IVIL

Name of Person Reporting Date of Report

Nordberg, John A. 71712010


ofl3

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatur

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFI AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Colwnbus Circle, N.E.

Washington, D.C. 20544

nordberg, john · 2019. 7. 26. · nordberg, john a. date of reot 71712010 . jij. n 0 n-jnves tment...

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