noncommutative complete isolated singularities by … · acknowledgments there are many people who...

70
NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY JUSTIN LYLE A Thesis Submitted to the Graduate Faculty of WAKE FOREST UNIVERSITY GRADUATE SCHOOL OF ARTS AND SCIENCES in Partial Fulfillment of the Requirements for the Degree of MASTER OF ARTS Mathematics May, 2015 Winston-Salem, North Carolina Approved By: Frank Moore, Ph.D., Advisor Ellen Kirkman, Ph.D., Chair Jeremy Rouse, Ph.D.

Upload: others

Post on 28-Jul-2020

3 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES

BY

JUSTIN LYLE

A Thesis Submitted to the Graduate Faculty of

WAKE FOREST UNIVERSITY GRADUATE SCHOOL OF ARTS AND SCIENCES

in Partial Fulfillment of the Requirements

for the Degree of

MASTER OF ARTS

Mathematics

May, 2015

Winston-Salem, North Carolina

Approved By:

Frank Moore, Ph.D., Advisor

Ellen Kirkman, Ph.D., Chair

Jeremy Rouse, Ph.D.

Page 2: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Acknowledgments

There are many people who helped to make this thesis possible. First and foremostis my advisor, Dr. Frank Moore. I would, of course, like to thank him for his time andeffort with this project, but more importantly, I wish to thank him for the camaraderieand encouragement he has shown me over the past year and a half. Half of what Iknow about abstract algebra I owe to him.

I would like to also thank Dr. Andy Conner who is responsible for the other half,as well as Dr. Ron Taylor and Dr. Eric McDowell who are responsible for getting meinterested in math in the first place.

Additionally, I would like to acknowledge the wonderful faculty at Wake Forest.In particular, I want to recognize Dr. Jason Parsley, Dr. Steve Robinson, and Dr.Sarah Raynor, who I had the privilege of taking courses with, as well as Dr. JeremyRouse and Dr. Ellen Kirkman who took the time to appear on my thesis committee.

I would like to extend the deepest of gratitude to my family and friends, especiallymy parents Tracey and Kim Lyle, whose support for me has been steadfast andundying throughout my entire life.

Finally, I would like to say a special thanks to my classmates, especially ElliottHollifield, Andrew Kobin, Elena Palesis, and Amelie Schreiber, for letting me bounceideas off them, often in an unsolicited manner, and for otherwise helping to make thelast two years a wonderful experience.

ii

Page 3: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Table of Contents

Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii

Abstract . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv

Chapter 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

Chapter 2 Determinants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

Chapter 3 Isolated Singularities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10

3.1 The Commutative Case and Kleinian Singularities . . . . . . . . . . . 10

3.2 Graded Isolated Singularities . . . . . . . . . . . . . . . . . . . . . . . 13

3.3 The Skew Group Ring . . . . . . . . . . . . . . . . . . . . . . . . . . 18

Chapter 4 Ascent to the Completion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

4.1 Henselian Rings and Idempotent Lifting . . . . . . . . . . . . . . . . 22

4.2 The Ascent . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25

Chapter 5 AR Theory. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35

5.1 The Category of Gradeable Modules . . . . . . . . . . . . . . . . . . 35

5.2 AR Sequences . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38

5.3 Duality and The Functorial Isomorphism . . . . . . . . . . . . . . . . 40

5.4 Existence and Uniqueness . . . . . . . . . . . . . . . . . . . . . . . . 41

Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45

Appendix A Graded Rings and Categories . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49

A.1 Graded Rings and Modules . . . . . . . . . . . . . . . . . . . . . . . 49

A.2 Quotient Categories . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

Appendix B Inverse Systems and Ring Completion . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

B.1 Inverse Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54

B.2 Inverse Limits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

B.3 Ring Completion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

Curriculum Vitae . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65

iii

Page 4: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Abstract

Justin Lyle

Commutative local isolated singularities are a class of rings that have been studiedextensively. Much work has been devoted in the area of noncommutative algebrain generalizing the notion of an isolated singularity for graded rings. However, onemaintains a desire to directly adapt the notion of a Commutative local isolated singu-larity to the noncommutative case. We present some motivating theory in chapter 2building to the definition and some extended theory of graded isolated singularities inchapter 3. In chapter 4 we build theory around ring completions allowing us to passresults about a connected graded isolated singularity A, to it’s completion R = AmA

,which will necessarily be local. Finally, in chapter 5 we are able to use the ideasof previous chapters to prove the existence of Auslander-Reiten sequences for a wellchosen category of modules over R.

iv

Page 5: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Chapter 1: Introduction

In commutative algebra, one has access to geometric notions for several classes

of rings. In particular, regular, Gorestein and Cohen-Macaulay rings correspond to

interesting geometric phenomena. Since each these properties can be characterized by

homological algebra, it’s possible to generalize these classes to the noncommutative

setting. However, certain other classes of rings, while studied extensively in the

commutative case, are so entwined with their geometry that they have not be studied

with nearly the same intensity in the noncommutative realm. In particular, while

extensive theory has been developed for graded isolated singularities, very little theory

exists for rings that are not graded. Moreover, it is unclear that what theory exists

coincides, in any natural way, with the graded theory. As commutative Henselian

local isolated singularities have interesting properties in a category theoretic sense,

it is natural to desire a noncommutative generalization of this case. We are able

to extend the graded theory of isolated singularities, via the completion functor, to

certain noncommutative complete local rings. We have the following main results:

Theorem 1.1. Let A be a connected graded Noetherian k-algebra. Suppose A is a

graded isolated singularity with gldim(tailsA) = d and suppose there exists a graded

subring B ⊆ Z(A) ⊆ A so that A is module-finite over B. Then for all i > d,

ExtiA(M,N) is finite dimensional over k for any finitely generated graded A-modules

M and N .

We would like to use this result to claim that ExtiA(M,N) is complete with respect

to the A≥1-adic filtration. However, there is an obvious problem with this which is

that ExtiA(M,N) does not generally possess an A-module structure. The assumption

that A is module-finite over B allows us to circumvent this issue. We do this via the

1

Page 6: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

following result:

Theorem 1.2. Suppose A is a connected graded Noetherian k-algebra with B ⊆

Z(A) ⊆ A a graded subring such that A is a module-finite B-algebra. Denote mA =

A>0 and mB = B>0. Let (−)mAdenote the completion with respect to the mA-adic

filtration, and let (−)mBdenote completion with respect to the mB-adic filtration. If

these functors are restricted to the category of finitely generated A-modules, then we

have (−)mA

∼= (−)mBas functors.

This result allows us to express our noncommutative completion as a commutative

completion, allowing us to access the well-developed theory of commutative comple-

tions. We derive a number of corollaries from this result to eventually obtain that,

for a connected k-algebra A that is a graded isolated singularity,

ExtiA(M,N) ∼= ExtiAmA

(MmA, NmA

)

as BmB-modules, for i > gldim tailsA and for finitely generated graded modules M

and N .

We are able to use this result to prove the existence of almost-split sequences

for Cohen-Macualay gradeable AmA-modules, which are finitely generated Cohen-

Macualay AmA-modules that lie in the image of the completion functor (−)mA

.

2

Page 7: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Chapter 2: Determinants

In studying linear algebra, one quickly recognizes the vast amount of information

captured by the determinant. One who studies linear algebra on a more abstract level

will further note the convenience, especially as a theoretical tool, of using a coordinate

free definition of the determinant. This definition is usually given in terms of exterior

algebras. If we have a field F, an F-vector space V of dimension d, and a group G

acting on V , then this induces a graded action on the exterior algebra

∧(V ) = ∧1(V )⊕ ∧2(V )⊕ · · · ⊕ ∧d(V ).

Since the action is graded, in particular, we have an action of G on ∧d(V ). But ∧d(V )

has dimension(dd

)= 1, so we may take a generator v of ∧d(V ). It follows that for any

g ∈ G, we have g · v = cv for some c ∈ F. We define c = det(g), and it can be proven

that this definition coincides with that of the usual matrix determinant obtained by

viewing G as a group of automorphisms of V and choosing a basis for V . While

certainly a large quantity of information can be gleaned from the determinant, it is

not always necessarily the “right” information on the level of algebras. An example

of this will be seen later in this chapter.

Given this, it is natural to seek out constructions similar to that of our wedge

product construction of the determinant. In order to pursue this idea, we first need

a few definitions.

Definition 2.1. We denote the graded Ext by Ext so that

ExtiA(M,N) =⊕m

ExtiGrMod(A)(M,N(m))

where Ext∗GrMod is the Ext∗ in the category of GrMod(A). If m = An≥1 is the graded

3

Page 8: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

maximal ideal of A, we use write H∗m for the local cohomology functors, so that

H im(M) = lim

−→n

ExtiA(A/A≥n,M).

Definition 2.2. A connected graded algebra A is called AS Gorenstein (resp. AS-

regular) of dimenson d and of Gorenstein parameter l if

1. injdimAA = injdimAop A = d <∞ (resp. gldimA = d <∞), and

2. ExtiA(k,A) ∼= ExtiAop(k,A) ∼={k(l) if i = d,

0 if i 6= d

Definition 2.3. Suppose A is a connected graded k-algebra and let m = A>0. For a

graded left A-module M , we define

depthAM = inf RΓm(M) = inf{i | H im(M) 6= 0},

and

ldimA = supRΓm(M) = sup{i | H im(M) 6= 0}.

We say that M is (graded) Maximal Cohen-Macaulay (MCM) if depthAM =

ldimAM = depthAA <∞. If this statement holds when M = A and when M = Aop,

then we say that A is AS-Cohen-Macaulay. If further A admits a balanced dual-

izing complex D in the notion of [Yek92], then we say that A is Balanced Cohen-

Macaulay if D ∼= ωA[d] for some A-A bimodule ωA. In this case we call ωA the

canonical module for A.

These definitions should be thought of as generalizations of the notions Regular,

Gorenstein, and Cohen Macaulay rings from commutative algebra. The AS definitions

coincide with their AS-less versions in the commutative case, and moreover, one has

the familiar chain of implications

4

Page 9: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

AS-Regular ⇒ AS-Gorenstein ⇒ AS-Cohen-Macaulay.

With these notions in hand, we may define what is known as the homological

determinant. The homological determinant defines a group homomorphism from the

group of graded automorphisms of a connected graded k-algebra to the multiplicative

group of the field k×. While there exist more general constructions of the homological

determinant, as long as our k-algebra of interest is Noetherian and AS-Gorenstein, we

may define the homological determinant in a manner reminiscent of our “basis-free”

definition of the determinant. Indeed, let A be a Noetherian AS-Gorenstein algebra

of dimension d and of Gorenstein parameter l, let f be a k-linear homomorphism

from a left A-module M to a left A-module N , and let g be a graded automorphism

of A. We define gN to have the same abelian group structure as N but with A action

given by a · n = g(a)n. We say f is a g-linear map if it gives a homomorphism of

A-modules, F : M → gN , i.e., if f(am) = g(a)f(m) for all a ∈ A, m ∈M . Note that

g : A→ A is itself g linear, and of course if f : M →M is g-linear, then f : M → gN

is A-linear. So if we have M → E• an injective resolution, then f lifts to an A-linear

chain map E• → gE•, i.e., to a g-linear chain map E• → E•. That is, g-linear maps

lift to g-linear chain maps, and so a g-linear map f : M → M induces g-linear maps

on local cohomology,

H im(f) : H i

m(M)→ H im(M).

In particular, g : A→ A induces a map

Hdm(g) : Hd

m(A)→ Hdm(A).

By Lemma 2.1 [JZ00], Hdm∼=A A∗(l) where ∗ is the graded vector space dual. By

Lemma 2.2 [JZ00], Hdm(g) = c(g−1)∗ for some c ∈ k×, and we define the homological

determinant of g, to be hdet g = c−1.

As it turns out the homological determinant, much like the determinant, captures

5

Page 10: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

very powerful, albeit at times very different, information. However, unlike the deter-

minant, the homological determinant is generally very difficult to compute. However,

it can be computed in a nice way using the trace function, provided we impose ad-

ditional conditions on A. It follows from Lemma 2.6 [JZ00] and Theorem 4.2 [JZ00],

that these conditions are satisfied when A is AS-regular, and in fact this is the only

case with which we will concern ourselves.

Definition 2.4. We define the trace series of g ∈ GrAut(A) to be the series

TrA(g, t) =∞∑i=0

tr(g|Ai)ti ∈ k[[t]].

By Lemma 2.6 [JZ00], if A is an AS-regular algebra of dimension d, then for all

g ∈ Aut(A), we have TrA(g, t) is a rational function in t, and hence can be written as

a Laurent series in t−1. Moreover we have

TrA(g, t) = (−1)d(hdet g)−1t−l + lower terms

where l is the Gorenstein Parameter.

If g is the identity map, it’s not hard to see that TrA(g, t) is the Hilbert series of

A. As a more interesting example, we define the following.

Example 2.5. Let S = k−1[x, y], the skew polynomial ring in 2 variables, where k

is an algebraically closed field. It is classically known that S is AS-regular with

global dimension 2 and Gorenstein parameter 2. Given any diagonal or off-diagonal

g =

(a bc d

)∈ GL(2, k), we can define a graded action on S by first defining the

action on the variables x, y, identified with

(10

)and

(01

)respectively, via the linear

change of coordinates g

(st

)=

(a bc d

)(st

)when

(st

)is

(10

)or

(01

). We then

6

Page 11: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

extend this action multiplicatively to monomials, and then further extend to all of S

by linearity.

Suppose ζn is a primitive nth root of unity. Consider the following subgroups of

GL(2, k), Cn =

⟨(ζn 00 ζ−1

n

)⟩the cyclic group of order n, Dn =

⟨(ζn 00 ζ−1

n

),

(0 11 0

)⟩the dihedral group of order 2n, andDn =

⟨(ζ2n 00 ζ−1

2n

),

(0 1−1 0

)⟩the dicyclic group

of order 4n.

Since the homological determinant, as previously mentioned and as proven in

Proposition 2.5 [JZ00], is a group homomorphism, it suffices to determine the ho-

mological determinant of the generators of each of these groups. In total, it suffices

to consider only three elements, a =

(ζn 00 ζ−1

n

), b =

(0 11 0

), and g =

(0 1−1 0

).

Moreover, since the action is extended by linearity, it suffices to consider monomials.

So, take a monomial of degree d, xiyd−i. Observe that a · xiyd−i = ζ inxiζ−(d−i)n yd−i =

ζ2i−dn xiyd−1. Hence we see that tr(a|Sd) =

∑di=0 ζ

2i−dn and thus, Tr(a, t) =

∑∞d=0(

∑di=0 ζ

2i−dn )td.

With some work, it can be seen that this series represents the rational function

1

(1− ζnt)(1− ζ−1n t)

. We can rewrite this as1

t21

( ζnt− 1)( ζ

−1n

t− 1)

=1

t21

(1− ζnt

)

1

(1− ζ−1n

t).

We can then represent this expression as a Laurent series in t−1. We have

Tr(a, t) =1

t2(∞∑i=1

(ζnt

)i)(∞∑j=1

(ζ−1n

t)j).

Observe that the coefficient of t−2 in this expression is 1. Hence we have 1 =

(−1)2(hdet a)−1 = (hdet a)−1 so that hdet a = 1.

Observe that b · xiyd−i = yixj = (−1)i(d−i)xd−iyi. We see that the coefficient of

xiyd−i in a linear combination for (−1)i(d−i)xd−iyi is 0 unless i = d−i. But then 2i = d

7

Page 12: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

and hence tr(gSd) = 0 unless d is even, and moreover, when d is even there is only

one monomial giving a nonzero term, so that tr(bSd) =

{0 if d is odd

(−1)i(d−i) if d is even. We

have tr(bSd) =

0 if d is odd

1 if d is even with d2

even

−1 if d is even with d2

odd

. Hence we see that

TrS(b, t) =∞∑i=0

(−1)it2i.

As this is a geometric series, we see that

∞∑i=0

(−1)it2i =1

1 + t2=

1

t2(1 + 1t2

)=

1

t21

(1 + 1t2

)

Expanding this as a Laurent Series gives,

1

t2

∞∑i=0

(−1)it−2i =∞∑i=0

(−1)it−2i−2

The coefficient of the t−2 term in this series is 1 so that (−1)2 hdet(b)−1 = 1 giving

that hdet b = 1.

Observe that g · xiyd−i = (−1)iyixd−i = (−1)i+ijxd−iyi = (−1)i(1+d−i)xd−iyi. We

see that the coefficient of xiyd−i in a linear combination for (−1)i(1+d−i)xd−iyi is 0

unless i = d− i. Just as before we have 2i = d and hence tr(gSd) = 0 unless d is even,

and moreover, when d is even there is only one monomial with giving a nonzero term,

so that tr(gSd) =

{0 if d is odd

(−1)d2

(1+ d2

) if d is even. Since one of d

2or 1 + d

2is even, we have

tr(gSd) =

{0 if d is odd

1 if d is even. Hence we see that

TrS(g, t) =∞∑i=0

t2i.

8

Page 13: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

As this is a geometric series, we that

∞∑i=0

t2i =1

1− t2 = − 1

t2(1− 1t2

)= − 1

t21

(1− 1t2

)

Expanding this as a Laurent Series gives,

− 1

t2

∞∑i=0

t−2i =∞∑i=0

−t−2i−2

The coefficient of the t−2 term in this series is −1. Hence, (−1)2 hdet(g)−1 =

hdet(g)−1 = −1 and thus hdet g = −1.

One important takeaway from these examples is that the homological determinant

need not coincide with the usual determinant. For b defined in this example we have

hdet b = 1 6= −1 = det b and for g we have hdet g = −1 6= 1 = det g. However, it turns

out that if S is a commutative AS-regular algebra, then S is a polynomial ring,and if

this polynomial ring happens to be generated in degree 1, then GrAut(S) = GL(d, k)

and in fact the homological determinant does coincide with the usual determinant!

In particular, this implies that the subgroup HSL(S) = {g ∈ GrAut(S) | hdet g = 1}

of GrAut(S), coincides with SL(S) in the case where S is commutative AS-regular,

but that this does not necessarily hold in the noncommutative case.

9

Page 14: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Chapter 3: Isolated Singularities

3.1 The Commutative Case and Kleinian Singularities

The action defined in Example 1 bears a much deeper significance than might be

immediately apparent. In the commutative case, the finite subgroups of SL(2, k), for

an algebraically closed field k, act on the polynomial or power series ring in 2 variables

in such a way that their invariant subrings have “nice” properties in an algebraic

geometry sense. In particular these invariant subrings are isolated singularities, or

are described as having only an isolated singularity. In the commutative case we

define this condition by saying that a commutative local ring (R,m) is an isolated

singularity (or R has only an isolated singularity) if Rp are regular local rings for prime

ideals p of R which are distinct from m. The astute reader may already see where

this definition breaks down in the noncommutative case. In the noncommutative case

one cannot localize willy nilly. In the noncommutative case, we require that the given

multiplicatively closed set at which we wish to localize be a dominator set. As long as

your ring is a Noetherian domain, as will largely be the case for our purposes, it suffices

to consider Ore sets. However, this, very unfortunately, does very little to alleviate

our problem. If we do indeed wish to generalize the notion of isolated singularity to

the noncommutative case, we must find another definition; one preferably equivalent

to the usual commutative definition that doesn’t require localization. In fact, this is

quite doable, and there is a good bit of theory about this provided that your ring is

graded. However, as we will later see, this poses an issue all of its own. For the time

being we focus on motivating these ideas from the commutative case. In particular,

when our ring has dimension 2, we get a special class of rings known as the Kleinian

Singularities.

10

Page 15: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Our goal will be to consider singularities similar to the Kleinian singularities that

arise in the case of the usual polynomial or power series rings k[u, v] or k[[u, v]] over

an algebraically closed field k, but instead over the skew polynomial or skew power

series rings k−1[u, v] or k−1[[u, v]]. Let ζr denote a primitive rth root of unity in k.

In the commutative case, the Kleinian singularities can be completely described as

the invariant subrings of the following groups acting in the linear fashion described

in Example 1. Note that they are all subgroups of SL(2, k):

Cm: The cyclic group of order m for m ≥ 2, generated by

(ζm 00 ζ−1

m

)

Dm: The binary dihedral (dicylic) group of order 4m for m ≥ 1, generated by C2m

and (0 ii 0

)T : The binary tetrahedral group of order 48, generated by D2 and

1√2

(ζ8 ζ3

8

ζ8 ζ78

)

O: The binary octahedral group of order 48, generated by T and

(ζ3

8 00 ζ5

8

)

I: The binary icosahedral group of order 120, generated by

1√5

(ζ4

5 − ζ5 ζ25 − ζ3

5

ζ25 − ζ3

5 ζ5 − ζ45

)and

1√5

(ζ2

5 − ζ45 ζ4

5 − 11− ζ5 ζ3

5 − ζ5

).

So, we want to examine similar singularities arising from the action of these groups

on k−1[u, v] or k−1[[u, v]], for k algebraically closed with char(k) not dividing their

11

Page 16: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

order. It is straightforward to see that Cn and Dn act on k−1[u, v] and k−1[[u, v]] via

the action described above. In fact in a similar manner from the fact that Cn and

Dn act on k[u, v] and k[[u, v]] in this manner. However, it can be seen that none of

the other groups listed above, nor any of their conjugates in SL(2, k), act on k−1[u, v]

or k−1[[u, v]], and so of these we focus our attentions solely on Cn and Dn. However,

it turns out that Dn as defined in Example 1 also acts. It is not considered in the

commutative case because it does not lie in SL(2, k), however, as well will see, this

is irrelevant in the noncommutative case.

As an example, we will compute SG in the cyclic case. Note that the following

computations are valid in both k−1[u, v] and k−1[[u, v]]. We begin with Cn. So let

G = Cn for n ≥ 2 and consider S = k[u, v] with k algebraically closed and char(k)

not dividing n. We seek a minimal set of generators for SG. Since Cn acts linearly on

S and since the only nontrivial relation in S is uv = −vu, it is clear that if a, b ∈ S

are such that g · (a + b) = a + b then g · a = a and g · b = b. Hence it suffices to

consider monomials uavb.

Since G is cyclic it suffices to consider the generator, call it σ. Suppose σ · uavb =

uavb. Then we have σ · uavb = ζanuaζ−bn vb = ζa−buavb = uavb. Hence ζa−b = 1 and

thus we see that a − b ≡ 0 mod n. These monomials are the monomials of the

form ur, usvs, vt where r, t ≡ 0 mod n. Hence, by definition of polynomial ring, we

see that SG = k[un, uv, vn]. Now we compute the relations in SG. So, let x = un,

y = uv, and z = vn. Observe that xy = unuv = un+1v = (−1)nuvun = (−1)nyx,

and so xy − (−1)nyx = 0. Similarly we see that yz − (−1)nzy = 0. Moreover,

xz = unvn = (−1)n2vnun = (−1)n

2zx, and so xz − (−1)n

2zx = 0. Finally, we have

yn = (uv)n = (−1)n(n−1)

2 unvn = (−1)n(n−1)

2 xz. Hence we see that xz − (−1)n(n−1)

2 yn =

12

Page 17: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

0. All of this information is captured by the statement

SG = k[u, v]G = k[un, uv, vn] ∼= k(−1)n [x, y, z]

(xz − (−1)n(n−1)

2 yn).

These computations give us an explicit description of the the invariant subrings

SG, as quotients of skew polynomial or skew power series rings. We omit the com-

putations for Dn for reasons discussed later. Understanding the behavior of these

invariant subrings, and the MCM modules over them, will be the primary motivation

for the theory presented in this paper. In the commutative case, the Kleinian singu-

larities are all isolated singularities and it is this fact which allows us to understand

them, and so, in order to proceed we need a notion of isolated singularity. Since

k−1[x1, . . . , xn] is graded, we can use the notion of a graded isolated singularity.

3.2 Graded Isolated Singularities

Definition 3.1. Let A be a connected graded k-algebra. We denote by GrA the

category of graded right A-modules with degree zero A-module homomorphisms, and

by grA the full subcategory consisting of finitely generated graded right A-modules.

We denote by torsA the full subcategory of grA consisting of torsion modules, and

we let tailsA := grA/ torsA in notion of Appendix A. We usually denote by M the

image of M in tails(A). Now we can define the global dimension of tailsA to be

gldim(tailsA) := sup{i | ExtitailsA(M,N ) 6= 0 for some M,N ∈ tailsA}.

You should interpret tailsA as a noncommutative projective scheme associated

to A, a connection explored much more thoroughly in [AZ94]. Then we can define

a notion of graded isolated singularity by the smoothness of this noncommutative

projective scheme.

13

Page 18: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Definition 3.2. A Noetherian connected graded k-algebra A is called a graded isolated

singularity if tailsA has finite global dimension.

It’s not hard to see that if A has finite global dimension, then so does tails(A), in

particular, if A is AS-regular, then A is a graded isolated singularity. It can be proven

that this condition is equivalent to the usual notion of isolated singularity, provided

of course that A is commutative.

In the commutative case one obtains a nice result about isolated singularities.

Theorem 3.3. Let R be a commutative isolated singularity. Then there exists J ∈ N

such that for all R-modules M ,N we have ExtiR(M,N) is finite dimensional over kR

for all i ≥ J .

We are able to directly generalize this under some additional hypotheses. We

begin with some lemmas.

Lemma 3.4. Suppose B is a connected graded noetherian ring. If M is a graded

finitely generated torsion B module, then M is finite dimensional over kB.

Proof. Since M is graded we have M =⊕

j∈NMj. Since M is finitely generated, we

may take m1,m2, . . . ,ml generators for M . Set di = degmi. Since M is torsion, for all

mi, there exists ni such that B≥nimi = 0. Let d = max{di} and n = max{ni}. Then,

for all i we have B≥nmi = 0. Now, take m ∈M . Then m = b1m1 + b2m2 + · · ·+ blml

where bi ∈ A. Since B is N-graded, it follows that M is left bounded. In particular,

M =⊕∞

j=min diMj. Since d is the maximum degree of a generator of M , it follows

that the maximum degree of any element of M is n+d−1, so that M =⊕n+d−1

min diMj.

By Artin-Zhang Proposition 2.1 (cite), A is locally finite and thus, since M is finitely

generated, we have that M is locally finite. Hence M is the direct sum of finitely

14

Page 19: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

many finite dimensional vector spaces over kB, and is therefore a finite dimensional

vector space over kB.

Lemma 3.5. Suppose B ⊆ Z(A) ⊆ A is a graded subring. Suppose M is a finitely

generated left A-module and that N is a torsion left A-module. Then HomA(M,N)

is a torsion B-module.

Proof. To begin, take m1, . . . ,ml a generating set for M as a left A-module. Since

N is torsion as an A-module, and since B is a graded subring of A, it follows that N

is a torsion B module. Take f ∈ HomA(M,N). Consider f(m1), f(m2), . . . , f(ml).

Since N is torsion as a B-module we have, for any i, that there exists ni such that

B≥nif(mi) = 0. Let n = max{ni}, let b ∈ B≥n, and take m ∈ M . Consider bf . We

have bf(m) = bf(a1m1 + a2m2 + · · ·+ alml) for some a1, . . . , al ∈ A. Then,

bf(a1m1 + a2m2 + · · ·+ alml) = b(a1f(m1) + a2f(m2) + · · ·+ alf(ml))= ba1f(m1) + ba2f(m2) + · · ·+ balf(ml)= a1bf(m1) + a2bf(m2) + · · ·+ albf(ml)= 0 + 0 + · · ·+ 0= 0.

Hence bf = 0 so that B≥nf = 0. Ergo, HomA(M,N) is a torsion B-module.

Lemma 3.6. Suppose B ⊆ Z(A) ⊆ A is a graded subring with A module finite over

B. Let M be a left A-module. Then M is a finitely generated as a B-module if and

only if it is finitely generated as an A-module.

Proof. [⇒] It’s clear.

[⇐] Let m1, . . . ,ml be a generating set for M as an A-module. Let a1, . . . , ak be a

generating set for A as a B-module. Take m ∈M . Then there exist α1m1, . . . , αl ∈ A

15

Page 20: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

such that m = α1 + · · · + αlml. But then for each i, there exists bi1 , . . . , bik ∈ B

such that αi = bi1a1 + · · · + bikak. Hence m =∑l

i=1 αimi =∑l

i=1(∑k

j=1 bijaj)mi =∑li=1

∑kj=1 bijajmi. Ergo, {ajmi}i=1,...,l,j=1,...,k is finite generating set for M as a B-

module.

Theorem 3.7. Suppose A is a connected graded Noetherian k-algebra such that

there exists a graded subring B ⊆ Z(A) ⊆ A with A module-finite over B. Then

ExtitailsA(M,N ) = 0 implies ExtiA(M,N) is finite dimensional over k for all i.

Proof. For this proof, we will denote by kB, the residue field of B, for clarity.

To begin, take a minimal injective resolution (of A modules) of N → E•,

0→ Nη−→ E0 d0−→ E1 d1−→ · · ·

Take i ∈ N. Consider τ(Ei), the set of all torsion elements of Ei. Then τ(Ei) is

a submodule of Ei since A is a Noetherian. Denote I i = E(τ(Ei)), the injective hull

of τ(Ei). Then I i is an essential extension of τ(Ei), and is thus torsion, as seen in

Appendix A. Since Ei is injective, we have I i ⊆ Ei and moreover, there exists Qi such

that Ei ∼= Qi ⊕ I i. It follows that Qi is torsion-free since Qi ∼= Ei/I i, and injective

as it is a direct summand of Ei. We examine the following diagram.

0 N I0 I1 · · ·

0 N Q0 ⊕ I0 Q1 ⊕ I1 · · ·

0 N Q0 Q1 · · ·

idN

η|N

i0

d0|I0

i1

d1|I1

idN

η

p0

d0

p1

d1

η d1 d2

16

Page 21: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Where ij and pj are the natural embedding and projection maps, and where di is

the natural induced map of quotients. It follows that I• and Q• are complexes and

it’s easy to see that this diagram commutes. This gives rise to a short exact sequence

of complexes,

0 I•(N) E•(N) Q•(N) 0

Now we apply HomA(M,−), noting that we maintain exactness of the columns of

this diagram since they are all split exact, and we consider the long exact sequence

in homology obtained by applying the zig-zag lemma,

0 H0(HomA(M, I•(N))) H0(HomA(M,E•(N))) H0(HomA(M,Q•(N)))

H1(HomA(M, I•(N))) H1(HomA(M,E•(N))) H1(HomA(M,Q•(N)))

H2(HomA(M, I•(N))) H2(HomA(M,E•(N))) H2(HomA(M,Q•(N)))

H i(HomA(M, I•(N))) H i(HomA(M,E•(N))) H i(HomA(M,Q•(N)))

α0

α1

Now, from Proposition 7.15 [AZ94], we have that for every i, ExtitailsA(M,N ) ∼=H i(HomA(M,Q•(N))). Thus, if ExtitailsA(M,N ) = 0, we have

im{H i(HomA(M, I•(N))))→ H i(HomA(M,E•(N)))} = H i(HomA(M,E•(N)))

by exactness. Hence by the first isomorphism theorem, we have

H i(HomA(M,E•(N))) ∼= H i(HomA(M, I•(N))))

ker{H i(HomA(M, I•(N))))→ H i(HomA(M,E•(N)))} ,

17

Page 22: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

as B-modules. We have from Lemma 3.5 that HomA(M, I i) is a torsion B-module,

and hence H i(HomA(M, I•(N)))) is torsion since it is a subquotient of HomA(M, I i)

and subquotients of torsion modules are torsion. Moreover we have that

ker{H i(HomA(M, I•(N))))→ H i(HomA(M,E•(N)))}

is torsion, since submodules of torsion modules are torsion. Since quotients of tor-

sion modules are torsion, it follows that H i(HomA(M,E•(N))) is torsion. But,

ExtiA(M,N) = H i(HomA(M,E•(N))) by definition. Hence ExtiA(M,N) is a torsion

B-module. Since M and N are finitely generated with B commutative Noetherian

ExtiA(M,N) is finitely generated as a B module. Hence, from Lemma 3.4 we have

that ExtiA(M,N) is finite dimensional over kB. But, since B is a graded subring of

A, we have that kB ⊆ kA (in fact since A is module finite over B, kA is a finite field

extension of kB). Hence ExtiA(M,N) is finite dimensional over kA.

Corollary 3.8. If A is a graded isolated singularity with d = gldim(tailsA), then for

all i > d, ExtiA(M,N) is finite dimensional over k.

3.3 The Skew Group Ring

In keeping with our goal in studying noncommutative Kleinian singularities, before

we proceed in building theory for them around our definition of graded isolated sin-

gularity, we need to prove that the rings we have defined are in fact graded isolated

singularities. Otherwise our motivating example would be rather ill formed. In order

to prove that these rings are graded isolated singularities we need a definition.

Definition 3.9. Let S be a ring and G ⊆ Aut(S) a finite group of automorphisms

of S. let S#G denote the skew group ring of S and G. As an S module, S#G =

18

Page 23: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

⊕σ∈G S#σ is free on the elements of G; the product of two elements s#σ and t#τ is

(s#σ)(t#τ) = sσ(t)#στ.

Thus moving σ past t “twists” the ring element.

We have the following result from Mori and Ueyama.

Theorem 3.10. (Mori and Ueyama) Let S be a noetherian AS-regular algebra over

k of dimension d ≥ 2 and G ≤ HSL(S) be a finite subgroup such that char k does not

divide |G|. Then the following are equivalent.

1. SG is a graded isolated singularity, and

Φ : S#G→ EndSG(S); s#g 7→ [t 7→ sg(t)]

is an isomorphism of graded algebras.

2. S#G/(e) is finite dimensional over k where e = 1|G|∑

g∈G 1#g ∈ S#G.

Example 3.11. If S = k−1[x, y] and if G = 〈A〉, where A =

(ζn 00 ζ−1

n

), acts linearly

on S as before, then S#G/(e) is finite dimensional over k, where e =1

|G|∑

g∈G 1#g ∈

S#G, and where ζn is a primitive nth root of unity.

Proof. Since G is cyclic, it’s irreducible representations are one dimensional and are

defined by mapping A to ζ in for some 0 ≤ i < n. Let χi be the character of the

representation defined by A 7→ ζ in. Now define ei =∑n−1

j=0 χi(A−j)#Aj noting that

e0 = e. Observe that for any i

(x#1)ei = (x#1)n−1∑j=0

χi(A−j)#Aj =

n−1∑j=0

(x#1)(χi(A−j)#Aj)

19

Page 24: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

=n−1∑j=0

(x#1)((ζ in)−j#Aj) =n−1∑j=0

(x#1)(ζ−ijn #Aj) =n−1∑j=0

ζ−ijn x#Aj

=n−1∑j=0

ζ−ij−jn ζjnx#Aj =n−1∑j=0

ζ−ij−jn Ajx#Aj

=n−1∑j=0

((ζ i+1n )−j#Aj)(x#1) =

n−1∑j=0

(χi+1(A−j)#Aj)(x#1)

= (n−1∑j=0

χi+1(A−j)#Aj)(1#x) = ei+1(x#1).

Moreover, we also have, for any i,

ei(y#1) = (n−1∑j=0

χi(A−j)#Aj)(y#1) =

n−1∑j=0

(χi(A−j)#Aj)(y#1) =

n−1∑j=0

((ζ in)−j#Aj)(y#1)

n−1∑j=0

(ζ−ijn #Aj)(y#1) =n−1∑j=0

(ζ−ijn Aj(y)#Aj) =n−1∑j=0

(ζ−ijn ζ−jn y#Aj) =n−1∑j=0

(ζ−ij−jn y#Aj)

n−1∑j=0

(y#1)(ζ−ij−jn #Aj) = (y#1)n−1∑j=0

(ζ−ij−jn #Aj) = (y#1)n−1∑j=0

((ζ i+1n )−j#Aj)

= (y#1)n−1∑j=0

χi+1(A−j)#Aj) = (y#1)ei+1.

One may use these relations to write down a finite basis for S#G/(e) over k.

While this approach works well in the case when G is cyclic, it fails to be as

insightful for the dihedral or the dicyclic case. However, we can gain our desired

result by simply applying a theorem from Ueyama [Uey13].

20

Page 25: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Theorem 3.12 (Ueyama). Let A be an AS-regular algebra of dimension 2, and let

G be a finite subgroup of GrAutA such that hdetσ = 1 for all σ ∈ G. Then AG is a

graded isolated singularity.

From our computations in Example 1, this immediately gives us that SG is a

graded isolated singularity when S = k−1[x, y] and when G = Cn or Dn (with |G|

invertible in k). However, since there exist elements in Dn with homological deter-

minant −1, this theorem does not apply to Dn. In fact, it turns out that SG is not

a graded isolated singularity when G = Dn and so we now cease to consider it. This

is despite the fact that we get an isolated singularity for SG with G = Dn in the

case where S = k[x, y], as in this case we have SL(S) = HSL(S). Moreover for the

same reasons, Dn gives an isolated singularity in the noncommutative case, whereas

it does not in the commutative case. The examination of the noncommutative case

reveals to us that being in SL(S) is not so important with regard to the property of

being an isolated singularity. Here it is the homological determinant, rather than the

determinant, that captures the appropriate information.

21

Page 26: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Chapter 4: Ascent to the Completion

4.1 Henselian Rings and Idempotent Lifting

In the commutative case the property of S being an isolated singularity is related to

deep information about the category of graded MCM-modules over S, provided that

S satisfies another key property, that S be Henselian.

Definition 4.1. Let A be a local ring with maximal ideal m. We say that A is

Henselian if for every monic polynomial

F (x) = xn + an−1xn−1 + · · ·+ a1x+ a0 ∈ A[x]

such that F (x) = f1(x)f2(x) for some relatively prime monic polynomials f1(x), f2(x) ∈

k[x], there are monic polynomials F1(x), F2(x) ∈ A[x] such that F (x) = F1(x)F2(x)

with F1(x) = f1(x) and F2(x) = f2(x)

This property essentially says that a factorization in k[x] of the image of a poly-

nomial F ∈ A[x] (under the canonical quotient map) can be lifted to a factorization

in A[x]. Quite unfortunately, k−1[x1, x2, . . . , xn] does not satisfy this property and

neither do any of our desired quotients. However, there is one useful, albeit very

technical, tool we can use to get around this, ring completion. A detailed treatment

of ring completions can be found in Appendix B.

In the commutative case, complete local rings are Henselain, but it turns out that

this does not hold in general. However, as Aryapoor shows in [Ary09], if A is local

and almost commutative, i.e., if A has a commutative associated graded ring, then

complete does imply Henselian. Unfortunately, k−1[[x, y]] has k−1[x, y] as its associated

graded ring, so that this result does not apply. However, we are able to expand on

his result to cover our case.

22

Page 27: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Theorem 4.2. Let A be a local ring such that there exists a subring R ⊆ Z(A) with

R ∼= k. Then A complete (and separated) implies A Henselian.

Proof. Let F (x) = xn +an−1xn−1 + · · ·+a1x+a0 ∈ A[x] such that F (x) = f1(x)f2(x)

for relatively prime monic polynomials f1, f2 ∈ k[x]. We will inductively construct a

sequence of monic polynomials {F1,r} and {F2,1} in A[x] such that

F1,r(x) = f1(x), F2,r(x) = f2(x),

F1,r+1(x)− F1,r(x) ∈ mr[x], F2,r+1(x)− F2,r(x) ∈ mr[x],

and

F (x)− F1,r(x)F2,r(x) ∈ mr[x].

Since the canonical quotient map is surjective, there exist F1,1(x), F2,1(x) ∈ A[x]

such that F1,1(x) = f1(x) and F2,1(x) = f2(x). Now suppose we have defined F1,r(x)

and F2,r(x). Write

F1,r+1(x) = F1,r(x) +G1(x), F2,r+1(x) = F2,r +G2(x).

We see that finding our desired F1,r+1(x) and F2,r+1(x) is equivalent to findingG1(x), G2(x) ∈

mr[x] with deg(G1(x)) < deg(f1(x)), deg(G2(x)) < deg(f2(x)) and

F (x)− F1,rF2,r −G1(x)F2,r(x)− F1,r(x)G2(x) ∈ mr+1[x].

But this is the same as finding G1(x), G2(x) ∈ mr[x] with

deg(G1(x)) < deg(f1(x)), deg(G2(x)) < deg(f2(x))

and

[F (x)− F1,rF2,r −G1(x)F2,r(x)− F1,r(x)G2(x) = 0

23

Page 28: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

in mr/mr+1. If we consider mr/mr+1 as a vector space over k, then, using the fact

that k is central, we can see that this is the same as finding G1(x) and G2(x) in mr[x]

such that deg(G1(x)) < deg(f1(x)), deg(G2(x)) < deg(f2(x)) and

(F (x)− F1,rF2,r)− f2(x)G1(x)− f1(x)G2(x) = 0

in mr+1[x]. However, this is possible, as f1(x) and f2(x) are relatively prime. Hence

we have our construction. Now since A is separated in the m-adic topology, we have⋂rm

r = {0} so that⋂rm

r[x] = {0}. Since A is m-adically complete, it follows

that our sequence converges giving us an F1(x), F2(x) such that F (x)−F1(x)F2(x) ∈⋂rm

r[x] = {0} with F1(x) = f1(x) and F2(x) = f2(x). Thus, F (x) − F1F2 = 0

implying F (x) = F1(x)F2(x) with F1(x) = f1(x) and F2(x) = f2(x). Therefore, A is

Henselian.

There are many equivalent definitions of Henselian rings in the commutative case;

Leuschke and Wiegand [LW12] alone present 5! Of particular interest to us, a com-

mutative ring B is Henselian if and only if for every module-finite B-algebra A, each

idempotent of A/J(A) lifts to an idempotent of A.

Given this characterization of commutative Henselian rings, we can prove the

following proposition, beginning, of course, with a lemma.

Lemma 4.3. Let B be a commutative ring and A a module-finite B-algebra. Then

AJ(B) ⊆ J(A).

Proof. Let f ∈ AJ(B). We want to show that for any λ ∈ A, we have 1 − λf is a

unit in A. That is, that A(1 − λf) = A. Clearly we have A(1 − λf) + AJ(B) = A,

and thus, we have A(1− λf) = A by Nakayama’s Lemma. Ergo, AJ(B) ⊆ J(A).

24

Page 29: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Proposition 4.4. Suppose (B,mB, kB) is a Henselian local Noetherian ring and that

(A,mA, kA) is a module-finite extension of B. Then for any finitely generated inde-

composable A-module M , we have that EndA(M) is local.

Proof. Note that E = EndA(M) is a module-finite B algebra. Since B is local, we

have that J(B) = mB. Hence, by the lemma, EmB ⊆ J(E). Hence we have a

projection map p : E/EmB → E/J(E). But E/EmB is clearly finite dimensional

over k so that im p = E/J(E) is finite dimensional over k. Hence E/J(E) is a

finitely generated Artinian B-algebra, hence semisimple. Since M is indecomposable,

E has no nontrivial idempotents. Since B is commutative Henselian, idempotents

in E/J(E) lift to idempotents in E, so that E/J(E) has no nontrivial idempotents.

By the Artin-Wedderburn theorem, we have that E/J(E) ∼=∏k

i=1Mni(Di) where

the Di are division rings. But then, the element (0, . . . , 0, Ini, 0, . . . , 0) is a nonzero

idempotent in∏k

i=1Mni(Di). Thus, (0, . . . , 0, Ini

, 0, . . . , 0) must be 1 in∏k

i=1Mni(Di).

Ergo, k = 1. Moreover, the matrix in Mn1(D1) consisting of a one in the top left corner

and 0’s elsewhere is a nonzero idempotent in Mn1(D1). Thus, this matrix must be

the identity, and so we must have n1 = 1. Ergo, E/J(E) is a division ring. Hence,

J(E) is maximal in E, so that E is local.

Corollary 4.5. Same hypothesis. Then KRS holds in the category of finitely gener-

ated A-modules.

4.2 The Ascent

We have seen that ring completion gives us a process by which we can naturally extend

a given ring, thereby forming a new ring which always satisfies properties we desire.

Since our graded isolated singularities don’t satisfy many of these key properties:

25

Page 30: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Henselian, Local etc., it is natural to attempt to extend these singularities via ring

completion. In some way, we hope to be able to pass along information about our

graded singularities via the completion functor. In this section, we prove that this is

in fact possible.

Theorem 4.6. Suppose A is a connected graded locally-finite k algebra so that A =⊕∞k=0Ak. Then let m denote the homogeneous maximal two-sided ideal A≥1. Let A

denote the completion of A with respect to the m-adic filtration. Then A ∼=∏∞

k=0Ak

as k-algebras (the ring structure is the convolution product coming from⊕∞

k=0Ak).

In particular, if A = k−1[x1, x2, . . . , xn], then A = k−1[[x1, x2, . . . , xn]].

Proof. As seen in Appendix B,

A ∼= {~a ∈∏k

A/mk | ai + mi = aj + mi for i ≥ j}.

We define maps φi :∏∞

k=0Ak → A/mi by φi(f) = f +mi. By the universal property

of inverse limits, there is a unique ring homomorphism θ :∏∞

k=0Ak → A defined

by θ(f) = (f + m, f + m2, . . . ). We define a map π : A → ∏∞k=0Ak by sending

(f1 + m, f2 + m2, . . . ) to f1 + (f2 − f1) + (f3 − f2) + · · · . This map lands in∏∞

k=0Ak

as fi+1 − fi ∈ mi+1, hence having degree at least i + 1, and one may check that it is

independent of choice of representatives fi. Moreover, it is obviously an inverse for θ

so that θ is an isomorphism.

It is a fact that the theory of commutative ring completions is somewhat more de-

veloped than that of noncommutative ring completions. Certain theorems that hold

in the commutative case simply, but not surprisingly, don’t hold in the noncommu-

tative setting. Of particular importance is the Artin-Rees Lemma. However, we are

able to circumvent this issue in a nice way.

26

Page 31: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Theorem 4.7. Suppose A is a connected graded Noetherian kA-algebra with B ⊆

Z(A) ⊆ A a graded subring such that A is a module-finite B-algebra. Denote mA =

A>0 and mB = B>0. Let (−)mAdenote the completion with respect to the mA-adic

filtration, and let (−)mBdenote completion with respect to the mB-adic filtration.

Then if M is a finitely generated A-module (resp. M is a module finite A-algebra)

then MmA∼= MmB

as AmA-modules (resp. as AmA

-algebras).

Proof. We first show that {mnA} and {A≥n}, and {mn

B} and {A≥n} are cofinal. Of

course we have, for any n, that An>0 ⊆ A≥n by definition of graded. Since A is

Noetherian it follows, as in Appendix A, that A is a finitely generated k algebra, and

moreover, the generators may be taken to be homogeneous. Let g1, . . . , gl be such a

generating set and let d be the largest degree amongst the gi. Pick k ∈ N and pick

a ∈ A≥kd. Let W denote the set of words on g1, . . . , gl, and write a =∑

w∈W aww

with each aw ∈ kA. Since a ∈ A≥kd, the degree of each word in this expression must

be at least kd. However, the maximum degree among the gi’s is d, and so each word

must be the product of at least k of the gi. Hence, a ∈ Ak>0 so that A≥kd ⊆ Ak>0, and

we have that {mnA} is cofinal with {A≥n}. From [FJ74] we have that B is Noetherian.

Hence B is a finitely generated kB algebra. As for A, let g′1, . . . , g′m be a homogeneous

generating set for B as a kB-algebra, let d′ be the largest degree among the g′i, and

let W ∗ denote the set of words on g′1, . . . , g′l. Finally, let a1, . . . , as be a homogeneous

generating set for A as a B-module, and let dA/B be the maximum degree among the

ai.

Suppose M is a finitely generated A-module. Let m1, . . . ,ml be a homogeneous

generating set for M as an A-module. Let dM be the maximum degree among

the mi. Pick k ∈ N. Clearly we have that (mBM)k ⊆ A≥kM . Now pick a′m ∈

27

Page 32: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

A≥kd′+dA/B+dMM . We have

am = a(l∑

i=1

bimi) (Where each bi ∈ B)

=l∑

i=1

abimi

=l∑

i=1

(m∑j=1

b′jaj)bimi (Where each b′j ∈ B)

=l∑

i=1

m∑j=1

b′jbiajmi (Since B ⊆ Z(A))

=l∑

i=1

m∑j=1

(∑

wj∈W ∗kwj

wj)(∑

wi∈W ∗k∗wi

wi)biajmi (Where each kwj, k∗wj

∈ kB)

=l∑

i=1

m∑j=1

∑wj∈W ∗

∑wi∈W ∗

kwjk∗wi

wjwibiajmi.

Take any term, kwjk∗wi

wjwibiajmi in this sum. Note that ajmi ∈M , since M is a

left A-module. The maximal degree of ajmi is, by construction, dA/B+dM . Since B is

connected, it follows that wjwi has degree at least kd′+dA/B +dM−dA/B−dM = kd′.

But each generator g′i has degree at most d′ and thus the word wjwi must have at

least k terms of g′1, . . . , g′l, giving us that am ∈ mk

BM . Ergo, {A≥nM} and {mnBM}

are cofinal filtrations. Since {mnA} and {A≥n} are cofinal, it follows that {mn

AM}

and {A≥nM} are cofinal. Since the cofinal relation is an equivalence relation, we

have that {mnAM} and {mn

BM} are cofinal. As seen in Appendix B, this implies that

MmA∼= MmB

as AmA-modules. If further M is an A-algebra, then these completions

occur in the category of A-algebras, so that this is an isomorphism of AmA-algebras.

Corollary 4.8. AmA∼= AmB

as rings.

Corollary 4.9. If (−)mAand (−)mB

are restricted to the category of finitely generated

A-modules, then (−)mA

∼= (−)mBas functors, and moreover (−)mA

is exact.

28

Page 33: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Proof. The first claim is clear from the definitions of fmA, fmB

and the isomorphisms

induced by cofinality. The second claim follows since, from the commutative theory,

(−)mBis exact on finitely generated B-modules.

What we have effectively done is express our noncommutative completion functor

as a commutative completion functor. As a result, we obtain access to the very

developed theory of commutative ring completions.

One may show that the subspace topology of the mA-adic topology on A is home-

omorphic to the mB-adic topology on any subring B of A, provided that B is Noethe-

rian, hence inducing isomorphic completions. Moreover, as a topological fact, we have

that the completion of B with the subspace topology is contained in the completion of

A in the mA-adic topology. That is, BmB⊆ AmA

is a subring. Moreover, if B ⊆ Z(A)

then BmB⊆ Z(AmA

), as each component of a sequence of elements of B is in Z(A).

Additionally, we obtain the following

Corollary 4.10. AmAis a module-finite BmB

algebra.

Proof. Since B is Noetherian with A a finitely generated B-module, we have that A

is finitely presented as a B-module. Let Bp → Bq → A → 0 be a presentation of A.

Since BmAis exact on finitely generated B-modules, we have that

BpmB→ Bq

mB→ AmB

→ 0

is exact. Since completion (more generally inverse limits) commute with direct sums

and since (−)mB

∼= (−)mA, we have that

(BmB)p → (BmB

)q → AmA→ 0

is exact. Hence AmAis a finitely presented BmB

-module, ergo finitely generated.

29

Page 34: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Corollary 4.11. AmAis Noetherian.

Proof. We know that BmBis Noetherian from the commutative theory since B is.

Since AmAis module-finite over BmB

we have that AmAis Noetherian as a left and

right BmB-module, hence as a left and right AmA

-module.

Corollary 4.12. If M is a finitely generated A-module, then MmA∼= M ⊗B BmB

as

left AmA-modules.

Proof. From the previous corollary we know that (−)mBis exact on the category of

finitely generated A-modules. Let M be a finitely generated left A-module. Hence A

is a finitely generated B module. Since B is Noetherian, we have that M is a finitely

presented B-module. Let Bp a−→ Bq b−→ M → 0 be a presentation of M . We note

that as a general categorical fact, inverse limits commute with direct sums, so that

completion does. Consider the following diagram

BpmB

BqmB

MmB0

Bp ⊗B BmBBq ⊗B BmB

M ⊗B BmB0

f

a⊗1

g

b⊗1

h

a b

The rows of this diagram are exact by exactness of (−)mBon finitely generated

B-modules, and by right exactness of ⊗B. There are natural B-module isomorphisms

a3, a2, and a1, respectively, giving that

Bp ⊗B BmB∼= (B ⊗B BmB

)p ∼= (BmB)p ∼= Bp

mB.

We define f = a1 ◦ a2 ◦ a3 so that f is a B-module isomorphism. We have that

f((bi)pi=1 ⊗ (bn)∞i=1) = a1(a2(a3((bi)

pi=1 ⊗ (bn)∞i=1) = a1(a2((bi ⊗ (bn)∞i=1)pi=1)

30

Page 35: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

= a1(((bibn)∞i=1)pi=1) = ((bibn)pi=1)∞n=1

We define the map g similarly, and see that g is a B-module isomorphism. We

now define h : M ⊗B BmB→ MmB

by first defining h∗ : M × BmB→ MmB

by

h∗((m, (bn)) = (mbn), noting that h∗ is bilinear, and letting h be the induced map.

In particular, h∗ is A-linear in the first slot and B-linear in the second, so that

h is a homomorphism of A − B bimodules. In particular, h is a map of left A-

modules. By constuction of the maps f , g, and h, we see that the above diagram

commutes. Since f and g are isomorphisms, it follows that h is an isomorphism, so

that M ⊗B BmB∼= MmB

as left A modules. It’s not hard to see that this map is also

preserves the right BmBstructure. In fact, this same argument shows that any struc-

ture inherited by M ⊗B BmBfrom either M or BmB

is preserved by this isomorphism.

Unfortunately, for our purposes we must dig a bit deeper.

Quite counter-intuitively, we may actually define an AmAaction on M × BmB

in a natural way. However, to be safe about issues regarding well-definedness, we

induce this action through the action on MmBby defining it through the inverse

isomorphism h−1. To begin, let a1, . . . , ak be a generating set for A as a B-module,

and let m1, . . . ,ml be a generating set for M as a B-module. We have that

(an)(mn) = (anmn) = ((k∑i=1

bniai)(l∑

j=1

b′njmj)) =k∑i=1

l∑j=1

aimj(bnib′nj).

But then,

h−1((anmn)) =k∑i=1

l∑j=1

aimj ⊗ (bnib′nj),

since h−1 is abelian group homomorphism. But then we have that

31

Page 36: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

k∑i=1

l∑j=1

aimj ⊗ (bnib′nj) =

k∑i=1

ai(l∑

j=1

mj ⊗ (b′nj))(bni) =k∑i=1

ai(bni)(l∑

j=1

mj ⊗ (b′nj)).

Note that, h−1((mn)) = h−1(∑l

j=1(b′njmj)) = h−1(∑l

j=1(mjb′nj)) =

∑lj=1 mj ⊗ (b′nj).

Thus we see that this induced action is given, on elementary tensors, by (an)(m ⊗

(bn) = (∑k

i=1 bniai)(m ⊗ (bn)) =∑k

i=1 aim ⊗ (bnibn). This is perhaps the action one

would want to define naturally, but it would not be clear that this action does not

depend on how we write the terms ai of (an). By defining the action through the

action on MmB, we circumvent this issue altogether. Moreover, by construction, we

see that h is AmB-linear so that M ⊗B BmB

∼= MmBas left AmB

-modules as well. One

potential issue this action could give is if M itself has an AmBstructure, thus giving

one to M ⊗B BmB. However, as mentioned previously, M ⊗B BmB

∼= MmBas AmB

-

modules under this action as well, so that this action and the one defined previously

coincide.

Corollary 4.13. AmAis a flat A-algebra.

Proof. Similar to the previous corollary, we obtain that, for a left A-module M ,

AmA⊗A M ∼= MmA

as left AmA-modules. Now, it suffices to show that, for every

left ideal I ⊆ A, that the map f : AmA⊗A I → AmA

, defined on elementary tensors

by f((an) ⊗ a) = (ana) is injective. But, we have that f is an isomorphism when

restricted to its image ImA. Moreover, ImA

i−→ AmAis injective since (−)mA

is exact on

finitely generated A-modules. Hence AmAis a flat A-module.

32

Page 37: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Corollary 4.14. If M and N are A-modules, then

HomA(M,N)⊗B BmB∼= HomAmA

(MmA, NmA

)

as BmB-modules. From the previous corollary, this implies that

ExtiA(M,N)⊗B BmB∼= Exti

AmA

(MmA, NmA

)

as BmB-modules.

Proof. Let N be finitely generated A-modules and let Apa−→ Aq

b−→ M → 0 be a

presentation of N as a left A-module. We define contravariant functors F and G of a

finitely generated left A-module M by

F (M) = HomA(M,N)⊗B BmBand G(M) = HomAmA

(AmA⊗AM, AmA

⊗A N).

Note that both F and G are left exact. We define a morphism of functors λ : F → G

by defining λ : F (M)→ G(M) on objects by λ(f ⊗ b) = b(1AmA⊗ f).

We have the following commutative diagram with exact rows

0 G(M) G(Aq) G(Ap)

0 F (M) F (Aq) F (Ap).

λ

b∗⊗1

λ

a∗⊗1

λ

(b⊗1)∗ (a⊗1)∗

There are canonical BmB-module isomorphisms giving that

F (Ap) = HomA(Ap, N)⊗B BmB∼= (HomA(A,N))p ⊗B BmB

∼= Np ⊗B BmB∼= (N ⊗B BmB

)p ∼= (NmA)p.

Likewise we have canonical BmB-isomorphisms giving that

33

Page 38: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

(NmA)p ∼= (AmA

⊗A N)p ∼= (HomAmA(AmA

, AmA⊗A N))p

∼= HomAmA((AmA

)p, AmA⊗A N) ∼= HomAmA

(AmA⊗A Ap, AmA

⊗A N) = G(Ap).

One may check that the composition of all these isomorphisms is λ : F (Ap) →

G(Ap) so that λ is a B-module isomorphism. Similarly λ : F (Aq) → G(Aq) is

a B-module isomoprhism. It follows that λ : F (M) → G(M) is a BmB-module

isomorphism.

Finally, we have the following:

Corollary 4.15. If A is a graded isolated singularity, so that gldim tailsA = d, then

for all i > d, ExtiA(M,N) ∼= ExtiAmA

(MmA, NmA

) as BmB-modules for any finitely

generated graded modules M and N .

Proof. Let i > d. Since M and N are finitely generated graded modules over a

graded isolated singularity we have, by Theorem 3.7, that ExtiA(M,N) is Artinian,

hence complete. Since M and N are finitely generated, the previous corollary then

gives the result.

34

Page 39: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Chapter 5: AR Theory

5.1 The Category of Gradeable Modules

Using the ideas of the previous chapter, we are now able to pass information from a

graded isolated singularity A, to its completion, provided we assume there is a graded

subring B ⊆ Z(A) ⊆ A so that A is module-finite over B. More generally, we will

pass information from the category grA, of finitely generated graded A modules, into

an appropriate category of modules over AmA. We define this category in a natural

way. Let A be a connected graded Noetherian kA-algebra. As in previous chapters,

we let mA = A>0. We let CM(AmA) be the category of MCM AmA

-modules with

AmA-homomorphisms, and let CMgr(A) denote the category of graded MCM modules

over A with degree zero graded homomorphisms. Likewise, we denote by M(AmA)

the category of finitely generated AmAmodules and we maintain the convention of

writing grA for the category of finitely generated graded A-modules with degree zero

homomorphisms.

Definition 5.1. Suppose (R,m) is a complete local ring. Similar to the graded case,

for a left R-module M , we define depthRM = inf RΓm(M) = inf{i | H im(M) 6= 0},

and ldimR = supRΓm(M) = sup{i | H im(M) 6= 0}. We say that M is Maximal

Cohen-Macaulay (MCM) if depthRM = ldimRM = depthRR. If this holds

when M = R and M = Rop we say that R is AS Cohen-Macaulay. If additionally,

R has a balanced dualizing complex D, then we say that R is balanced Cohen-

Macaulay (CM) if D is isomorphic to a shift of an A-A bimodule, which we call

the canonical module for A, denoted ωR.

We need the following facts.

35

Page 40: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Proposition 5.2. Let M be a gradeable AmA-module so that X is a finitely generated

graded A-module with XmA= M . Then M is MCM if and only if X is.

Proof. Since, as seen in the previous chapter, mnA and A≥n are cofinal filtrations, it

follows that

H im(X)mB

= lim−→n

ExtiA(A/mnA, X)

mB

∼= lim−→n

ExtiA(A/mnA, X)⊗B BmB

∼= lim−→n

(ExtiA(A/mnA, X)⊗B BmB

) ∼= lim−→n

ExtiAmA

( (A/mnA)mA

, XmA)

∼= lim−→n

ExtiAmA

(AmA/(mn

A)mA,M) ∼= lim

−→n

ExtiAmA

(AmA/mn

AmA

,M) ∼= H im

AmA

(M).

Since ExtiA(A/mnA, X) is a torsion B-module, it follows that H i

mA(X) ∼= H i

mAmA

(M).

The result follows a fortiori.

Proposition 5.3. Let A be a graded AS-Gorenstein ring. Then AmAis AS-Gorenstein.

Proof. Suppose A is AS-Gorenstein of dimension d and Gorenstein parameter `. Let

id0X = max{i | ExtiA(k,X) 6= 0}. Since A is AS-Gorenstein we see that id0A =

idA. But then from the previous chapter, we have, since ExtiA(k,X) and k are

torsion (hence Artinian) A-modules for any i, that ExtiA(k,X) ∼= ExtiAmA

(k, XmA) ∼=

ExtiAmA

(k,M). In particular, for i 6= d, we have ExtiAmA

(k,M) = 0, and we have

ExtdAmA

(k,M) ∼= k(l) ∼= k. Given the previous chapter, it’s not difficult to see that

AmA[d] is a balanced dualizing complex for AmA

. From, [WZ01] Lemma 5.6 (2), we

have that id0 AmA= id AmA

so AmAis AS-Gorenstein.

36

Page 41: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

In what follows, we will introduce the assumption A is AS-Gorenstein so that AmA

is. While we believe the following results hold if one introduces the slightly weaker

hypothesis that A is balanced Cohen-Macaulay, the theory is greatly simplified for

AS-Gorenstein rings, and there are a couple of results that we have yet to generalize

to this setting. We attempt to make this explicit by only assuming balanced Cohen-

Macaulay where possible.

Definition 5.4. Let M be a finitely generated left AmA-module. We say that M is

gradeable if there is a finitely generated graded left A-module X over R such that

M ∼= XmA. Similarly an AmA

-homomorphism f : M → N of gradeable modules is said

to be a gradeable homomorphism if there is a graded homomorphism of graded

modules g : X → Y so that the following diagram commutes in CM(AmA).

M XmA

N YmA

f

∼=

∼=

g

We define the category of gradeable left AmA-modules, denoted CMgr(AmA

) to

be the category with objects gradeable AmA-modules and morphisms gradeable AmA

-

homomorphisms.

The gradeable category is defined the way it is precisely to allow us to bounce back

and forth with ease between the graded side and the complete side via the completion

functor. In this sense, we can “pull up” results from the graded side to the complete

side.

37

Page 42: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

5.2 AR Sequences

We are now finally equipped with the tools we need to coax out the aforementioned

deep implications between isolated singularities and the categories of MCM modules

over them. With begin by formulating a notion introduced by Maurice Auslander

and Idun Reiten, which they called almost-split sequences. We refer to them by their

now more common name, Auslander-Reiten sequences.

Definition 5.5. Suppose (A,m, k) is a Henselian CM local ring with canonical module

ω. Let M and N be non-zero indecomposable MCM A-modules, and let

0→ Ni−→ E

p−→M → 0

be an exact sequence of left (or right) A-modules.

(i) We say this sequence is an AR sequence ending in M if it is non-split, but

for every MCM module X and every homomorphism f : X → M which is not

a split surjection, f factors through p.

(ii) We say that this sequence is an AR sequence starting from N if it is non-

split, but for every MCM module Y and every homomorphism g : N → Y which

is not a split injection, g lifts through i.

We will generally be concerned with AR sequences ending in M , however, one

may show that the two conditions are in fact equivalent, and so we will often refer to

such a sequence simply as an AR sequence for M .

Definition 5.6. Let R be a Noetherian ring and M a finitely generated R-module

with projective presentation

P1ϕ−→ P0 →M → 0.

38

Page 43: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

The Auslander Transpose TrM of M is defined by

TrM = cok(ϕ∗ : P ∗0 → P ∗1 ).

In other words, TrM is defined by the exactness of the sequence

0→M∗ → P ∗1ϕ∗−→ P ∗0 → TrM → 0.

Here (−)∗ = HomR(−, R) or (−)∗ = HomRop(−, R), as appropriate.

Definition 5.7. If A is Henselian, we define redsyzRn (M) to be the reduced nth

syzygy module. That is, redsyzRn (M) is the module obtained by deleting any non-

trivial free direct summands from the nth syzygy module syzRn (M). In particular

redsyzR0 (M) is obtained by deleting any free direct summands from M .

For later purposes, it is necessary to know the following

Proposition 5.8. If A is AS-Gorenstein of dimension d and Gorenstein parameter

`, so that R = AmAis AS-Gorenstein of dimension d, and if M is an indecomposable

left A-module, then redsyzAop

j (TrM) is indecomposable for any 0 ≤ j ≤ d.

Proof. Note that since R is AS-Gorenstein we have, by canonical duality, that

ExtiR(M,R) ∼= ExtiRop(R,M∗) ∼={M∗ if i = 0

0 otherwise

since R is a projective R-module. The result follows from Proposition 3.8 in [AB69]

and following the proof of Proposition 13.4 in [LW12].

Syzygy and Auslander Transpose are but a couple examples where things are well-

defined only up to projective direct summands; to circumvent such issues, it is often

helpful to work in a category where all projective modules are isomorphic to 0.

39

Page 44: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Definition 5.9. We define the stable category of A-modules, denoted A-Mod to

be the quotient category of AMod formed by taking morphisms to be elements of the

quotient HomA(M,N) = HomA(M,N)/P(M,N), where P(M,N) is the subgroup of

HomA(M,N) of all A-homomorphisms from M to N that factor through a projective

A-module.

One may see, fairly easily, that every projective object in this category is isomor-

phic to the zero object. As with the usual Hom, the stable Hom group HomA(M,N)

is naturally a left EndA(N)-module and a right EndA(M)-module. Further, one may

see that B(M,M) is a two-sided ideal of EndA(M) so that EndA(M) is in fact a ring.

5.3 Duality and The Functorial Isomorphism

For a local ringA, we define (−)∨ = HomA(−, EA(A/J)) or (−)∨ = HomAop(−, EA(A/J))

as appropriate, where J is the Jacobson radical of A (so that A/J is a division ring),

and call M∨ the Matlis Dual of M . Note that EA(A/J) is an A − A bimodule so

that this definition makes sense. A detailed treatment of Matlis duality can be found

in both [WZ01] and [Cha00]. They prove that the definition we have given for Matlis

Duality, which is the standard definition used for commutative local rings, is indeed

the appropriate definition to use, that is, it satisfies the desired properties one attains

in the commutative case. The facts about Matlis duality that are most important to

us, are that Matlis duality is actually a true duality in that M∨∨ ∼= M , that Matlis

duality takes Noetherian modules to Artinian modules and vice versa, and that the

number of generators of a finitely generated A-module M is equal to dimA/J soc(M∨).

We pose the following conjecture:

Conjecture 5.10. Let A be a connected graded Noetherian k-algebra that is a graded

isolated singularity and B ⊆ Z(A) ⊆ A a graded subring so that A is module-

40

Page 45: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

finite over B. Let R = AmAand let M and N be left R-modules. Denote τ(M) =

HomRop(redsyzRop

d TrM,ωR). Then,

HomS(HomR(M,N), ES(S/J(S)) ∼= Ext1R(N, τ(M))

as functors in both variables M and N for suitable choices of S. In particular, if

1. S = EndR(M), then the isomorphism is as left EndR(N)-modules.

2. S = EndR(N), then the isomorphism is as right EndR(M)-modules.

3. S = EndR(M) with M = N , then the isomorphism is as EndR(M)-bimodules.

Moreover, one can easily see that if this holds in this case, then we in fact have

ES(S/J(S) ∼= Ext1R(M, τ(M))

We know that an appropriate analogue to this conjecture is true in both the

commutative and the graded case, and so it seems at least reasonable that this be

true in our setting.

5.4 Existence and Uniqueness

Theorem 5.11. As before, let A be a connected graded Noetherian AS-Gorenstein

isolated singularity with B ⊆ Z(A) ⊆ A a graded subring so that A is module-finite

over B. Let R = AmA. Let M be a indecomposable gradeable CM left R-module. Then

there exists a unique AR sequence for M

α : 0→ τ(M)→ E →M → 0.

More precisely, Ext1R(M, τ(M)) has a one-dimensional socle, and any representative

for a generator of that socle is an AR-sequence for M .

41

Page 46: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

The uniqueness proof is verbatim the proof from the commutative case. The

existence proof is the main goal of this paper, and naturally requires a lemma.

Lemma 5.12. Suppose X and M are left R-modules with M non-projective so that

EndR(M) is local, and suppose we have an R-homomorphism f : X → M . If the

induced map f ∗ : HomR(M,X)→ EndR(M) is surjective, then f is a split surjection.

Proof. Since f ∗ is surjective, we have that idM +P(M,M) ∈ im(f ∗). Hence there

exists some h ∈ P(M,M) so that idM +h ∈ im(f ∗). Pick g ∈ Hom(M,X), so that

f ∗(g) = idM +h. But then, by definition of f ∗, f ∗(g) = fg, so that fg = idM +h.

Since EndR(M) is local, it follows that either h is a unit or idM +h is a unit. We

claim that h is a not a unit. So suppose that it is. Let q be such that hq = idM . Since

h ∈ P(M,M), there exists a projective module P , and maps a, b giving the following

commutative diagram

M M

P

h

a b

We have the following exact sequence

0 M P coker a 0a

But then qh = qba = idM so that qb gives a splitting for a. Hence the above

exact sequence is left split, hence split by the splitting lemma. So, P ∼= M ⊕ coker a.

But then M is the direct summand of a projective, hence projective. However, we

have assumed that M is non-projective, so that h is not a unit. So, it must be that

idM +h is a unit. Let l be so that fgl = (idM +h)l = idM . Since gl is a right inverse

homomorphism of f , it follows that f is a split surjection.

42

Page 47: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Now we finally have all the tools required to prove this theorem.

Proof. First, we have that BmB⊆ Z(R) ⊆ R is a subring of R so that R is module-

finite over BmB. Since BmB

is complete and commutative, we have by Hensel’s Lemma,

that it is Henselian. By Proposition 4.4, it follows that EndR(M) is local. Since

EndR(M) is a quotient of EndR(M), it follows that EndR(M) is local. For brevity,

denote S = EndR(M) and let J be the Jacobson radical of S. Since S is trivially a one-

generated S-module, it follows that dimS/J soc(S∨) = 1. But, from the conjecture,

S∨ = HomS(S,ES(S/J)) ∼= ES(S/J) ∼= Ext1R(M, τ(M)) as S − S bimodules so that

the socle of Ext1R(M, τ(M)) is also one-dimensonal over S/J . Let

α : 0→ τ(M)→ E →M → 0

be an extension generating the socle of Ext1R(M, τ(M)). By Proposition 5.7, we

know that redsyzRop

d (Tr(M)) is indecomposable so that its canonical dual τ(M) is

indecomposable. Now let f : X → M be a homomorphism of MCM R-modules.

Pullback along f then induces a map f : Ext1R(M, τ(M)) → Ext1

R(X, τ(M)). If f

does not factor through the map (E →M), then f(α) is non-split, that is, non-zero in

Ext1R(X, τ(M)). Since α generates soc(Ext1

R(M, τ(M)), it follows that f is injective.

Since the isomorphism from the conjecture is functorial, f must be the same map as

the map

HomS(S,ES(S/J))→ HomS(Hom(M,X), ES(S/J))

induced by f . Since f is injective, it follows from Matlis duality, that the induced

map f ∗ : HomR(M,X)→ EndR(M) is surjective. But then, by the previous lemma,

it follows that f is a split surjection so that α is an AR-sequence for M .

It remains to show that this sequence lies in the gradeable category. One easily

sees that if M is gradeable with M ∼= XmAfor a graded finitely generated A-module

43

Page 48: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

X, then τ(M) ∼= τgr(X)mA. Now the unique AR-sequence for M is a generator for

the socle of Ext1R(M, τ(M)). However, as X and τgr(X) are MCM, it follows from

Lemma 5.7 [Uey13] that Ext1A(X, τgr(X)) is finite dimensional over k so that

Ext1A(X, τgr(X)) ∼= Ext1

A(X, τgr(X))mB

∼= Ext1AmA

(XmA, τgr(X)mA

) ∼= Ext1R(M, τ(M)).

It follows that the socle of Ext1A(X, τgr(X)), as a graded-module over EndA(X) (the

stable endomorphism ring ofM), must be in part of maximal degree in Ext1A(X, τgr(X)).

Hence we can take a socle element as a homogeneous element in Ext1A(X, τgr(X)). Let

ρ : 0 → τgr(X) → Y → X → 0 be such a socle element. Then we obtain an AR-

sequence for M by completing ρ, and so, by uniqueness of AR-sequences, it follows

that every module and homomorphism appearing in the AR-sequence for M is grade-

able.

44

Page 49: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Bibliography

[AB69] Maurice Auslander and Mark Bridger. Stable module theory. Memoirs of the

American Mathematical Society, No. 94. American Mathematical Society,

Providence, R.I., 1969.

[ARO97] Maurice Auslander, Idun Reiten, and SmaløSverre O. Representation theory

of Artin algebras, volume 36 of Cambridge Studies in Advanced Mathemat-

ics. Cambridge University Press, Cambridge, 1997. Corrected reprint of

the 1995 original.

[Ary09] Masood Aryapoor. Non-commutative Henselian rings. J. Algebra,

322(6):2191–2198, 2009.

[Aus66] Maurice Auslander. Coherent functors. In Proc. Conf. Categorical Algebra

(La Jolla, Calif., 1965), pages 189–231. Springer, New York, 1966.

[Aus86] Maurice Auslander. Isolated singularities and existence of almost split se-

quences. In Representation theory, II (Ottawa, Ont., 1984), volume 1178

of Lecture Notes in Math., pages 194–242. Springer, Berlin, 1986.

[AZ94] M. Artin and J. J. Zhang. Noncommutative projective schemes. Adv.

Math., 109(2):228–287, 1994.

[Ben98] D. J. Benson. Representations and cohomology. I, volume 30 of Cambridge

Studies in Advanced Mathematics. Cambridge University Press, Cambridge,

second edition, 1998. Basic representation theory of finite groups and asso-

ciative algebras.

45

Page 50: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

[BH93] Winfried Bruns and Jurgen Herzog. Cohen-Macaulay rings, volume 39 of

Cambridge Studies in Advanced Mathematics. Cambridge University Press,

Cambridge, 1993.

[CE99] Henri Cartan and Samuel Eilenberg. Homological algebra. Princeton Land-

marks in Mathematics. Princeton University Press, Princeton, NJ, 1999.

With an appendix by David A. Buchsbaum, Reprint of the 1956 original.

[Cha00] Daniel Chan. Noncommutative rational double points. J. Algebra,

232(2):725–766, 2000.

[Eis95] David Eisenbud. Commutative algebra, volume 150 of Graduate Texts in

Mathematics. Springer-Verlag, New York, 1995. With a view toward alge-

braic geometry.

[FJ74] Edward Formanek and Arun Vinayak Jategaonkar. Subrings of Noetherian

rings. Proc. Amer. Math. Soc., 46:181–186, 1974.

[IT13] Osamu Iyama and Ryo Takahashi. Tilting and cluster tilting for quotient

singularities. Math. Ann., 356(3):1065–1105, 2013.

[Jør97] Peter Jørgensen. Local cohomology for non-commutative graded algebras.

Comm. Algebra, 25(2):575–591, 1997.

[Jør08] Peter Jørgensen. Finite Cohen-Macaulay type and smooth non-

commutative schemes. Canad. J. Math., 60(2):379–390, 2008.

[JZ00] Peter Jørgensen and James J. Zhang. Gourmet’s guide to Gorensteinness.

Adv. Math., 151(2):313–345, 2000.

[LW12] Graham J. Leuschke and Roger Wiegand. Cohen-Macaulay representations,

46

Page 51: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

volume 181 of Mathematical Surveys and Monographs. American Mathe-

matical Society, Providence, RI, 2012.

[Mat89] Hideyuki Matsumura. Commutative ring theory, volume 8 of Cambridge

Studies in Advanced Mathematics. Cambridge University Press, Cambridge,

second edition, 1989. Translated from the Japanese by M. Reid.

[McC69] J. C. McConnell. The noetherian property in complete rings and modules.

J. Algebra, 12:143–153, 1969.

[McC78] J. C. McConnell. On completions of non-commutative Noetherian rings.

Comm. Algebra, 6(14):1485–1488, 1978.

[McC79] J. C. McConnell. I-adic completions of noncommutative rings. Israel J.

Math., 32(4):305–310, 1979.

[MR01] J. C. McConnell and J. C. Robson. Noncommutative Noetherian rings,

volume 30 of Graduate Studies in Mathematics. American Mathematical

Society, Providence, RI, revised edition, 2001. With the cooperation of L.

W. Small.

[MU] Izuru Mori and Kenta Ueyama. Ample group action on as-regular algebras

and noncommutative graded isolated singularities.

[ROS98] Idun Reiten, SmaløSverre O., and Øyvind Solberg, editors. Algebras and

modules. I, volume 23 of CMS Conference Proceedings. Published by the

American Mathematical Society, Providence, RI; for the Canadian Mathe-

matical Society, Ottawa, ON, 1998. Papers from the Workshop on Repre-

sentations of Algebras and Related Topics preceding the 8th International

Conference on Representations of Algebras (ICRA VIII) held in Trondheim,

July 29–August 3, 1996.

47

Page 52: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

[Rot09] Joseph J. Rotman. An introduction to homological algebra. Universitext.

Springer, New York, second edition, 2009.

[Sat01] Masahisa Sato. Some kind of duality. In International Symposium on Ring

Theory (Kyongju, 1999), Trends Math., pages 355–364. Birkhauser Boston,

Boston, MA, 2001.

[Uey13] Kenta Ueyama. Graded maximal Cohen-Macaulay modules over noncom-

mutative graded Gorenstein isolated singularities. J. Algebra, 383:85–103,

2013.

[Wei94] Charles A. Weibel. An introduction to homological algebra, volume 38 of

Cambridge Studies in Advanced Mathematics. Cambridge University Press,

Cambridge, 1994.

[WZ00] Q. S. Wu and J. J. Zhang. Some homological invariants of local PI algebras.

J. Algebra, 225(2):904–935, 2000.

[WZ01] Q.-S. Wu and J. J. Zhang. Dualizing complexes over noncommutative local

rings. J. Algebra, 239(2):513–548, 2001.

[Yek92] Amnon Yekutieli. Dualizing complexes over noncommutative graded alge-

bras. J. Algebra, 153(1):41–84, 1992.

[Yos90] Yuji Yoshino. Cohen-Macaulay modules over Cohen-Macaulay rings, vol-

ume 146 of London Mathematical Society Lecture Note Series. Cambridge

University Press, Cambridge, 1990.

[YZ97] Amnon Yekutieli and James J. Zhang. Serre duality for noncommutative

projective schemes. Proc. Amer. Math. Soc., 125(3):697–707, 1997.

48

Page 53: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Appendix A: Graded Rings and Categories

Here we present some of the elementary facts regarding graded rings and modules

and some categorical facts.

A.1 Graded Rings and Modules

Definition A.1. If G is a semigroup, then a ring R is called G-graded if there exists

a family of subgroups {Rg}g∈G of R such that

1. R =⊕

g Rg as abelian groups.

2. RaRb ⊆ Rab for all a, b ∈ G.

We most often focus on the case when G = Z, and in this case we simply say

that R is graded rather than Z-graded. If R is a graded ring with Rn = 0 for all

n < 0, then we say R is nonnegatively graded in addition to referring to R as

N-graded.

Proposition A.2. If R is a graded ring, then R0 is a subring of R, and Rn is an

R0-R0 bimodule.

Proof. Since R is graded, we have R0 is an abelian group and R0R0 ⊆ R0 so that R0

is closed under multiplication. Since R =⊕

n∈ZRn, we may write 1 =∑

n xn where

xn ∈ Rn and only finitely many of the xn’s are nonzero. Then for any i, we have

xi = 1 · xi =∑

n xnxi. Comparing degrees gives that xi = x0xi. Hence,

x0 = 1 · x0 =∑n

xnx0 =∑

xn = 1.

Ergo, R0 is a subring of R. We have that Rn is a R0-R0 bimodule as R0Rn ⊆ Rn and

RnR0 ⊆ Rn.

49

Page 54: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

In some sense graded is not a restrictive condition in the least, as every ring pos-

sesses the trivial grading. That is, we may view a ring R as a graded ring by defining

R0 = R and Rn = 0 for any n 6= 0. Of course the examples we will consider are

generally much more interesting, a class of which is given by the following definition.

Definition A.3. Suppose k is a field and let A be a k-algebra. Then A is a graded

algebra if it is graded as a ring. Furthermore, we say that A is connected if A0∼= k.

Two natural, and important, definitions are the following:

Definition A.4. Let S =⊕

n Sn be a graded ring. A subring R of S is called a

graded subring S if R =∑

n(Sn ∩R).

Definition A.5. Let S =⊕

n Sn be a graded ring. A left S-module M is called a

graded module if there is a collection {Mn} of abelian groups so that M =⊕

nMn,

and for any i, j, we have SiMj ⊆Mi+j. We say that a submodule N of M is a graded

submodule if N =⊕

n(Mn ∩N).

Definition A.6. Suppose A is a graded k-algebra. We say that A is locally finite

if An is a finite dimensional k vector space for all n.

The following is well known.

Proposition A.7. A graded ring A is right (resp. left) Noetherian if and only if it

is graded right (resp. left) Noetherian, that is, if and only if every graded right(resp.

left) ideal is finitely generated.

The following is a list of highly useful facts which appear in [AZ94].

Proposition A.8. Suppose A is a Noetherian connected N-graded ring. Then,

50

Page 55: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

1. A is locally finite.

2. If M is a finitely generated graded A-module, M is locally finite.

The following is well known in the commutative case, but it is difficult to track

down in the noncommutative case, so we provide a proof.

Proposition A.9. Suppose A is an N-graded ring. If A is Noetherian then A0 is

Noetherian and A is a finitely generated algebra over A0.

Proof. Suppose A is Noetherian. Hence A is graded Noetherian.

It follows that A>0 and A/A>0∼= A0 are Noetherian. Since A is graded Noetherian,

we may take g1, g2, . . . , gm to be a finite homogeneous generating set for A>0 as an

A-module. Let R be the A0 algebra generated by g1, g2, . . . , gm. We claim A = R.

Clearly R ⊆ A. If A * R, then there exists an a ∈ A>0 of least degree so that a /∈ R.

But since a ∈ A>0, we may express a as a linear combination, a1gi1 + · · ·+algil where

deg(gik) < deg a and deg ak ≤ deg a with ak homogeneous for all k. But then each

ak ∈ R and hence a ∈ R.

Definition A.10. If A is a graded Noetherian ring, then we say an element x ∈ A

is torsion if there is an s so that xA≥s = 0. The torsion elements in M form a

graded A-submodule which we denote by τ(M) and call it the torsion submodule

of M . A module is said to be torsion-free if τ(M) = 0 and is said to be torsion

if τ(M) = M . If A is further a connected k-algebra, one may show that τ defines

a left exact functor and that the right derived functors of τ are the local cohomology

functors with respect to the graded maximal ideal A>0. One may further check that

τ(M) is the smallest submodule of M so that M/τ(M) is torsion-free.

The following also appears in [AZ94].

51

Page 56: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Proposition A.11. Suppose A is graded Noetherian ring and let M → E be an

essential extension of graded A-modules. Then M torsion implies that E is torsion.

A.2 Quotient Categories

One fundamental construction we invoke is that of the Quotient Category. Through

this construction we are able to define tailsA for a connected graded k-algebra A,

and through this define our notion of graded isolated singularity.

Definition A.12. Let C be a category. A congruence relation ∼ on C is given

by: for any X, Y ∈ obj C, an equivalence relation ∼X,Y on HomC(X, Y ) such that

if f1, f2 ∈ HomC(X, Y ) such that f1 ∼X,Y f2 and g1, g2 ∈ HomC(Y, Z) such that

g1 ∼Y,Z g2, then g1 ∼X,Z f1, g1 ∼X,Z f2, g2 ∼X,Z f1, and g2 ∼X,Z f2.

Definition A.13. Given a category C and congruence relation ∼, we define the quo-

tient category C/ ∼ to be the category whose objects are the objects of C, and whose

morphisms are defined by HomC/∼(X, Y ) = HomC(X, Y )/ ∼X,Y , the set of equivalence

classes of the relation ∼X,Y . Composition of morphisms is defined via representatives,

and this composition is well-defined since ∼X,Y is a congruence relation.

One particularly important construction arises from the notion of a Serre subcat-

egory.

Definition A.14. Let C be an abelian category. We say that a subcategory S of C

is a Serre Subcategory if it is closed under the formation of subobjects, quotients,

and extensions.

Given an abelian category C and a Serre subcategory S, we may form a the

quotient category C/S by taking obj(C/S) = obj(C) and

HomC/S(X, Y ) = lim−→U,S

Hom(U, Y/S)

52

Page 57: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

where U runs through all subobjects of X with X/U ∈ obj(S) and S runs through

all subobjects of Y belonging to S. One may define a canonical quotient functor

T : C → C/S and show that TX = 0 for X ∈ obj(C) if and only if X ∈ obj(S).

53

Page 58: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Appendix B: Inverse Systems and Ring Completion

Here we present the theory behind inverse systems, inverse limits, and ring com-

pletions in all its beautiful gory detail.

B.1 Inverse Systems

Definition B.1. Let I be a partially ordered set and let C be a category. An inverse

system in C is an ordered pair ((Mi)i∈I , (ϕji )j�i), abbreviated {Mi, ϕ

ji}, where (Mi)i∈I

is an indexed family of objects in C and (ϕji : Mj → Mi)j�i is an indexed family of

morphisms for which ϕii = 1Mifor all i and such that the following diagram commutes

whenever k � j � i:

Mk Mi

Mj

ϕki

ϕkj ϕji

We could also describe an inverse system as a contravariant functor M : I → C.

We may view I as a category whose objects are the elements of I and with morphisms

exactly one morphism κij : i → j whenever i � j. In the notation above, M(i) = Mi

and M(κij) = ϕji . The conditions above then merely state that M is a contravariant

functor.

Example B.2. Let R be a ring and let I be an ideal. Then each In is an ideal and

there is a descending filtration R ⊃ I ⊃ I2 ⊃ I3 ⊃ · · · . If M is a left R-module,

then there is a descending filtration M ⊃ IM ⊃ I2M ⊃ I3M ⊃ · · · . If m ≥ n, then

54

Page 59: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

ImM ⊂ InM and thus we can define ϕmn : M/ImM → M/InM to be the induced

R-module homomorphism on quotients of the natural inclusion map ImM ↪→ InM .

That is, ϕmn (a+ ImM) = a+ InM . Then of course for any i, ϕii(a+ I iM) = a+ I iM

so that ϕii = idIiM , and moreover if k ≥ j ≥ i, we have IkM ⊂ IjM ⊂ I iM . Further,

ϕji (ϕkj (a + IkM) = ϕji (a + IjM) = a + I iM = ϕki (a + IkM) so that ϕki = ϕji ◦ ϕkj

and the appropriate diagram commutes. Hence {M/InM,ϕmn } is an inverse system

in RMod over the partially ordered set N. Of course, this argument also works for

right R-modules mutatis mutandis.

This is our motivating example for considering inverse systems, and it is through

this particular inverse system that we will define the notion of ring completion. We

proceed with yet another definition.

B.2 Inverse Limits

Definition B.3. Let I be a partially ordered set, let C be a category, and let {Mi, ϕji}

be an inverse system in C over I. We define the inverse limit of {Mi, ϕji} to be an

object lim←−Mi and a family of projections (αi : lim←−Mi →Mi)i∈I such that

1. ϕjiαj = αi if i � j.

2. For every X ∈ obj(C) and all morphisms fi : X → Mi satisfying ϕjifj = fi for

all i � j, there exists a unique morphism θ : X → lim←−Mi making the following

diagram commute:

55

Page 60: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

lim←−Mi X

Mi

Mj

αi

θ

fi

αj fjϕji

We generally denote the inverse limit by lim←−Mi. This notation is perhaps a bit

defective as the inverse limit depends strongly on the morphisms of the inverse system,

however, aside from being standard practice, we generally only discuss the inverse

limit in cases where the morphisms are understood. It turns out, as one might expect

for the solution to a universal mapping problem, that the object of the inverse limit

is unique up isomorphism in C when it exists. In fact, a stronger result is true. The

inverse limit is unique up to a unique isomorphism in C commuting with the projection

maps. However, the inverse limit may not exist at all. In fact, as seen in chapter 4,

it does not generally exist in GrA for a connected graded k-algebra A. However, one

can prove that they do exist in many familiar categories, and further one can even

write down a nice expression for the object of the inverse limit in these conditions.

We begin in an obvious place.

Proposition B.4. Inverse limits exist for any inverse system {Mi, ϕji} in RMod over

any partially ordered index set I, and moreover,

lim←−Mi∼= {~m ∈

∏k

Mk | mi = ϕji (mj) when i � j}.

Proof. Let L =∏

kMk | mi = ϕji (mj) when i � j}. We first need to check that L

is a submodule of∏

kMk. Clearly ~0 ∈ L. Take ~a,~b ∈ L. Then for all i � j we

have ai = ϕji (aj) and bi = ϕji (bj). Hence ai − bi = ϕji (aj) − ϕji (bj) = ϕji (aj − bj) by

56

Page 61: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

R-linearity of ϕji . But by definition of∏

kMk, we have (~a −~b)k = ~ak −~bk for any k

so that L is an abelian subgroup of∏

kMk. Moreover, if r ∈ R, then rai = rϕji (aj) =

ϕji (raj) by R-linearity of ϕji . By definition of∏

kMk, we have (r~a)k = r~ak and

therefore r~a ∈ L. Ergo, L is a submodule of∏

kMk. Let pi be the natural projection

of∏

kMk to Mi and define αi : L → Mi by αi = pi|L. Then, by construction,

ϕji (αj(~a)) = ϕji (aj) = ai = αi(~a) when i � j. Now let X be a left R-module and

suppose we have R-linear maps fi : X →Mi satisfying ϕjifj = fi for all i � j. Define

θ : X → ∏kMk by θ(x) = (f1(x), f2(x), . . . ). Since ϕjifj = fi for all i � j, it follows

that im θ ⊆ L. Then we have, for any i, αiθ(x) = αi((f1(x), f2(x), . . . )) = fi(x)

so that θ makes the appropriate diagram commute. It remains to show that θ is

unique. Suppose ϕ : X → L makes the diagram commute. Since ϕ maps into L,

we have ϕ = (m1,m2, . . . ) with mi ∈ Mi and ϕji (mj) = mi. But then αiϕ(x) = mi.

But then by commutativity of the diagram we have αiϕ(x) = mi = fi(x). Hence

ϕ(x) = (f1(x), f2(x), . . . ) so that ϕ = θ. Therefore, we have that {lim←−Mi, αi} exists

and lim←−Mi∼= L.

Corollary B.5. Inverse limits exist in the category AbGrps. In particular if {Gi, ϕji}

is an inverse system in the category abelian groups, then

lim←−Gi∼= {~g ∈

∏k

Gk | gi = ϕji (gj) when i � j}.

Exactly the same argument shows that inverse limits exist and are isomorphic

to the analogous subobjects of the direct product in the categories ModR, Rings,

ComRings, RAlg, and AlgR, mutatis mutandis. It is also a fact, that we will not

prove, that inverse limits exist in the categories Groups, Sets, and TopSpaces.

57

Page 62: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

B.3 Ring Completion

Now that we have formulated the notion of inverse limit and proved its existence in

a number of useful categories, it’s only natural to apply this notion to our previous

example of an inverse system.

Definition B.6. Let R be a ring, I be an ideal, and M is a left R-module. Consider

the descending filtration M ⊃ IM ⊃ I2M ⊃ I3M ⊃ · · · . For m ≥ n, ImM ⊂ InM

and thus we can define ϕmn : M/ImM → M/InM by ϕmn (a + ImM) = a + InM . We

have that {M/InM,ϕmn } is an inverse system in RMod over N. As we have seen

the inverse limit of this system exists. We define M = lim←−M/InM and call M the

I-adic completion of M .

Of course a similar construction works in rings, however, one must take care,

as R/I is only a ring when I is a two-sided ideal. This, of course, presents no

problems in the case when R is commutative, however, we are principally concerned

with noncommutative rings, and so we must take this into consideration.

There is an alternate construction of the I-adic completion. As before, let R be

a ring, I an ideal, and M a left R-module. Again, we consider the inverse system

{M/I iM,ϕji} with the appropriate induced maps ϕji . We may now put a topology

M . Define open sets about a point x ∈ R, to be the cosets x + InM . The union

of all these opens sets forms a topology on R known as the Krull Topology. Now,

in order to proceed with this construction, we must introduce the assumption that⋂∞n=0 I

nM = {0}. We shall see why this condition is important as we proceed. While

this condition might seem somewhat restrictive, there are a large class of rings and

ideals for which this holds. Indeed, any commutative Noetherian local ring satisfies

this for its maximal ideal m, by the Krull Intersection Theorem, as does any connected

nonnegatively-graded k-algebra A for its homogeneous maximal ideal A≥1. Provided

58

Page 63: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

we have this condition, given a nonzero x ∈ M , there exists an j such that x ∈ IjM

but x /∈ IkM for any k > j. We define ||x|| = 2−j, and additionally define ||0|| = 0,

noting that without our condition, || · || would not be defined for every nonzero x. We

then define the function d(x, y) = ||x−y||. It’s not hard to see that d is a metric. It’s

also not difficult to see that the open balls corresponding to this metric are precisely

the open sets of the Krull Topology. Hence, the Krull Topology is metrizable, being

induced by this metric. Now as we want our module to be, in some sense, complete,

we define M to be the analytic completion of (M,d), which is unique up to a unique

invertible isometry φ : M → M . Moreover, φ(M) is dense in M , and now (M, d)

is complete. What is not obvious is that M ∼= lim←−M/InM . It is perhaps not even

obvious that M has a compatible R-module structure. To see this we identify M

with something we know is an R-module. Let C(M)I be the set of Cauchy sequences

in (M,d), and let C(M)0 be the set of sequences in (M,d) that converge to 0. That

is, those sequences such that for all k ∈ N, there exists an N ∈ N such that j ≥ N

implies ri ∈ IkM . Any such convergent sequence is automatically Cauchy. Now we

have a natural R-module structure on the direct product∏

n∈NM . It’s not difficult

to see that C(M)I is a submodule of∏

n∈NM . Similarly one can see that C(M)0

is a submodule of C(M)I . Then we can consider C(M)I/C(M)0 which of course

has a natural R-module structure. We may now show that C(M)I/C(M)0 = M as

sets. Observe that C(M)I/C(M)0 = {E(an) | (an) ∈ C(M)I} where E(an) denotes the

equivalence class of (an) under the equivalence relation ∼ defined by (an) ∼ (bn) if

(an)−(bn) = (an−bn) ∈ C(M)0. However, this is true if and only if for all k ∈ N, there

exists N ∈ N such that for all j ≥ N we have aj−bj ∈ IkM which is true if and only if

d(aj, bj) = ||aj− bj|| ≤ 2−k. However this is true if and only if limj→∞ d(aj, bj) = 0 so

that we have C(M)I/C(M)0 is the set of equivalence classes E ′(an) under the equivalence

relation ∼′ defined by (an) ∼′ (bn) if and only if limj→∞ d(aj, bj) = 0. This is, by

59

Page 64: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

definition, M . Hence M has a natural R-module structure, that is, the natural

structure arising from the quotient C(M)I/C(M)0.

Now, given a sequence (rn) ∈ C(M)I we may consider the sequence (rn + IkM)

for any k ∈ N. Since (rn) is Cauchy, it follows that (rn+ IkM) is eventually constant,

having a stable value r+IkM . Hence we may define a map pk : C(M)I →M/IkM by

pk((rn)) = r+ IkM where r+ IkM is the stable value of (rn + IkM). One may check

that pk is an R-module homomorphism. Moreover, pk is clearly surjective, as given

a + IkM ∈ M/IkM , we have that the constant sequence a, a, . . . , which of course is

Cauchy, maps to a + IkM under pk. Further, we see that if (rn) ∈ C(M)0 then the

stable value of (rn + IkM) is IkM so that C(M)0 ⊆ ker pk. Hence we get an induced

surjective map πk : C(M)I/C(M)0 → M/IkM . Moreover, one easily checks that if

i ≥ j, one has ϕjiπj = πi. By the universal property of inverse limit, there exists a

unique R-linear map θ, so that the following diagram commutes:

lim←−Mi C(M)I/C(M)0

M/I iM

M/IjM

αi

θ

πi

αj πj

ϕji

From proposition We have that

lim←−M/InM ∼= {~a ∈∏k

M/IkM | ai = ϕji (aj) when i ≥ j},

and θ is defined by θ(x) = (π1(x), π2(x), . . . ). So, take ~a ∈ {~a ∈ ∏kM/IkM | ai =

ϕji (aj) when i ≥ j}. Then aj = rj + IjM for some rj ∈M , for each j ∈ N. Consider

(rj). The condition ϕji (aj) = ai implies (rj) is Cauchy. Consider π((rn)), where

60

Page 65: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

π : C(M)I → C(R)I/C(M)0 is the natural projection. By definition of θ, we have that

θ(π(rj)) = ~a so that θ is surjective.

Suppose we have θ((an)+C(R)0) = (a0+M,a1+IM, a2+I2M, . . . ) = (b0+M, b1+

IM, b2 + I2M, . . . ) = θ((bn) + C(M)0). Hence ai− bi ∈ I iM for all i. But this implies

that (ai)− (bi) = (ai − bi) ∈ C(M)0 so that (ai) + C(M)0 = (bi) + C(M)0. Thus, θ is

an isomorphism, and we have successfully identified M , M , and C(M)I/C(M)0.

Now, as mentioned previously, if⋂∞k=0 I

k 6= {0}, we cannot even define the metric

d, however we may still define C(M)I directly as those sequences (rn) such that for

all k ∈ N there exists N ∈ N such that i, j ≥ N implies ri − rj ∈ IkM . Likewise we

can construct C(M)0 without reference to d. We can define φ : M → C(M)I/C(M)0

by φ(m) = (m,m,m, . . . ) (since (m,m,m, . . . ) is obviously Cauchy for any m ∈M).

But then the kernel of this map is the set {m ∈ M | (m,m,m, . . . ) ∈ C(M)0}. That

is, it is the set of m ∈M , such that for all k ∈ N, there is an N ∈ N, such that j ≥ N

implies r ∈ IkM . In other words, it is the set⋂∞k=0 I

kM . In particular, in the case

above, when⋂∞k=1 I

kM = {0}, we have that φ is injective. This perhaps gives a deeper

indication of the importance of this condition. As we saw before, when⋂∞k=0 I

k = {0},

the I-adic topology is Hausdorff, and this is enough for this topology, to ensure that

it is in fact metrizable. Further, we also have that the map φ : M → M is one-to-

one. It turns out these the converses of these implications are true as well, and so if

any of these equivalent conditions hold we say that M is I-adically separated. If

additionally, we have that φ is surjective, hence an isomorphism, we say that M is

I-adically complete.

A similar construction works for rings. If R is a ring and I is a two-sided ideal, then

we have the inverse system {R/Ik, ϕjk}. We are able to construct R and C(R)I/C(R)0

is a similar manner as we did for R-modules, and likewise identify them as before.

However, if I is not two-sided, then {R/Ik, ϕjk} is not an inverse system in Rings,

61

Page 66: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

and so we cannot even begin to speak of the inverse limit (in Rings) of such a system,

though we can still consider the completion in RMod or ModR, as appropriate.

The following is a useful fact.

Proposition B.7. Let R be a ring and I a two-sided ideal in R. Then there is a

bijective correspondence between maximal left ideals of R, the I-adic completion of R,

and R/I. In particular, if R/I is local, then so is R.

Proof. We have the natural projection map α1 : R→ R/I. Let J = kerα1. We claim

that for any j ∈ J , we have that 1 + j is a unit in R. To see this fix j ∈ J , and

write j = (rn) + C(R)0 where (rn) ∈ C(R)I . Define (vn) by vk =∑k+1

i=0 (−1)irik. Let

k ≥ 0 be given. Then there is an N ∈ N such that for all i, j ≥ N , ri − rj ∈ Ik. Let

M = max{N, k}. Then suppose, without loss of generality, that we have j ≥ i ≥M .

Observe that

vi − vj = (i+1∑d=0

(−1)drdi )− (

j+1∑d=0

(−1)drdj ) = (i+1∑d=0

(−1)d(rdi − rdj ))− (

j+1∑l=i+2

(−1)lrlj).

Observe that for any t ∈ N, ri−rj ∈ Ik ⇒ ri+Ik = rj+Ik ⇒ rti +I

k = rtj+Ik ⇒ rti−

rtj ∈ Ik. Hence∑i+1

d=0(−1)d(rdi −rdj ) ∈ Ik. Of course we have −(∑j+1

l=i+2(−1)lrlj) ∈ I i+2.

Hence vi − vj ∈ Ik + I i+2. But since i ≥ M ≥ k, it follows that I i+2 ⊆ Ik so that

Ik + I i+2 = Ik. hence vi − vj ∈ Ik and we have that (vn) ∈ C(R)I . Now define

(zn) = (1)− (1 + rn)(vn) = (1)− (1 + rn)(n+1∑i=0

(−1)irin)) = (rn+2n )

It’s easy to see that (rn+2n ) ∈ C(R)0. Thus we have 1 − (1 + rn)(vn) ∈ C(R)0 so

that ((1 + (rn))(vn)) + C(R)0 = ((1 + j) + C(R)0)((vn) + C(R)0) = 1 + C(R)0. Ergo,

(vn) + C(R)0 is an inverse for 1 + j so that 1 + j is a unit. Since J = kerα1, it follows

62

Page 67: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

that J is a two-sided ideal. Ergo, J ⊆ J(R). Hence J is contained in every maximal

left (and right) ideal of R. The result follows from the Correspondence theorem.

In particular, for a connected graded k algebra A, where k is a field, and for its

maximal homogeneous two-sided ideal A≥n, we have that A/A≥n ∼= k. Since k is a

field, it is local, so have by this proposition that A is local.

Definition B.8. Suppose M is a left R-module and I is an ideal in R. We say that

a filtration of submodules {Ni} of M is cofinal with the filtration {IjM} if for all

k ∈ N there is a j ∈ N so that IjM ⊆ Nk and for all n ∈ N there is an m ∈ N so

that Nm ⊆ InM .

Cofinal filtrations are important as they induce the same topology on M . In

the case when⋂k I

k = {0} they induce equivalent metrics, so that lim←−M/Ni∼=

lim←−M/IkM . In fact, one can show that this is still true even without this condition.

Proposition B.9. Let A be a ring and I a left ideal in A. If M and N are left

A-modules and if f : M → N is an A-linear map, then f induces an A-linear map

f : M → N . Moreover, f is surjective if f is. We may then define a covariant

functor (−) : AMod →A Mod by M 7→ M for all M ∈ obj(AMod) and f 7→ f for

any morphism f .

Proof. For any n, we have the natural map ϕn : M/InM → N/InN . By definition

of inverse limit, we have maps αn : M = lim←−M/InM → M/InM . Composing these

gives maps βn : M → N/InM . One easily sees that these maps make the appropri-

ate diagram commute so that the universal property of inverse limits gives us a map

f : M → N .

63

Page 68: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

If f is surjective, then the maps βn are all surjective. As seen in Proposition 7, our

map f may be defined by f(x) = (β1(x), β2(x), . . . ). Take any sequence (yn) ∈ N .

For any n we have, since yn ∈ N/InN and by surjectivity of βn, that there is a

bn ∈M/InM so that β(bn) = yn. Hence f((bn)) = (yn) so that f is surjective.

It’s not hard to see that for any M ∈ obj(AMod), we have idM = idM . Suppose we

now have s : S → T and t : T → Q in AMod. Let sn be the composition of the

natural maps αn : S → S/InS with πSn : S/InS → T/InT and tn the composition of

the natural maps γn : T → T/InT with πTn : T/InT → Q/InQ. Likewise for (t ◦ s)

we let (t ◦ s)n be the composition of the natural maps S → S/InS and the induced

maps S/InS → Q/InQ, which are then tn ◦ sn. We then have, as seen before, that

t ◦ s = ((t ◦ s)n) = (tn ◦ sn) = tn ◦ (sn) = t ◦ s

Hence (−) is a covariant functor.

Of course, the same result holds for rings, when I is a two-sided ideal, and algebras

by applying this proof mutatis mutandis. Of particular note, the subcategory AAlg

of AMod is mapped into the subcategory AAlg of AMod by this functor.

64

Page 69: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Justin Lyle

Contact Information

5123 Winster Drive Apt. 001 [email protected]

Winston-Salem, NC 27106 770-881-1665

Research InterestsCommutative/Noncommutative Ring Theory, Homological Algebra, Representation The-ory, Algebraic Geometry, and Invariant Theory.

EducationWake Forest University

M.S. in Mathematics, May 2015

Berry College

B.S. in Mathematics, May 2013 (magna cum laude)

• Dean’s List 2010-2013

TalksThe Representation Theory of Finite Groups, Math Club Talk, Wake Forest University.(November 2014)Godel’s Incompleteness Theorems: Exploring the Holes in Mathematical Logic, SeniorSeminar, Berry College. (March 2012)

Teaching ExperienceSpring 2015 Teaching Assistant, Linear AlgebraFall 2014 Private Tutor, Single Variable CalculusFall 2014 Teaching Assistant, Discrete MathematicsSpring 2014 Teaching Assistant, Multivariable CalculusFall 2013 Teaching Assistant, Single Variable Calculus

2013-Present Math Center Tutor, Wake Forest University• Tutored: Single/Multivariable Calculus, Discrete Mathematics, Linear Algebra, Or-

dinary Differential Equations, Tier 1/Tier 2 Graduate Level Abstract Algebra, andGraduate Level Linear Algebra.

2012-2013 Math Tutor, Academic Support Center at Berry College2011-2013 Math Lab Tutor, Berry College Math Department

Honors and Awards2014 Outstanding Graduate Student Award2013 Barton Mathematics Award

65

Page 70: NONCOMMUTATIVE COMPLETE ISOLATED SINGULARITIES BY … · Acknowledgments There are many people who helped to make this thesis possible. First and foremost is my advisor, Dr. Frank

Graduate Coursework

q Group Theoryq Module Theoryq Galois Theoryq Representation Theoryq Homological Algebra

q Real Analysisq Functional Analysisq General Topologyq Probability Theoryq Differential Geometry

Research ExperienceMasters Thesis at Wake Forest University – April 2014 to May 2015

Title: Noncommutative Complete Isolated SingularitiesAdvisor: Dr. Frank MooreWe studied completions of noncommutative graded isolated sin-gularities. In particular, we proved the existence of almost splitsequences in the category gradeable modules over such a comple-tion.

Clubs and Organizations2014-present Pi Mu Epsilon Mathematics Honor Society2013-present Wake Forest Math Club2012 Berry College Putnam Exam Team (Score of 11)2010-2013 Dead Poets Society, Berry College Chapter

66