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New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate Ltd Food Matters Live London, November 2014 [email protected] +44 7450 436515 www.iformulate.biz

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Page 1: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

New and Emerging Technologies: Redefining Natural Colour

Reformulation and Applications

Dr Jim Bullock - iFormulate Ltd

Food Matters Live

London, November 2014

[email protected]

+44 7450 436515

www.iformulate.biz

Page 2: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

But First, a Little About Us…

Dr Jim Bullock E: [email protected] M: +44 (0)7450 436515

Dr David Calvert E: [email protected] M: +44 (0)7860 519582

www.iformulate.biz [email protected]

iFormulate: founded by two experienced industry professionals

• Diverse experiences, knowledge and network:…polymers, materials science, chemistry, imaging, dyes, pigments, emulsion polymerisation, biocides, anti-counterfeiting, environmental, formulation, consultancy, marketing, business development, strategy, regulatory, training, events, R&D, innovation…

• Clients large and small across different industries which use formulation technology, providing/developing new ideas, helping commercialise technologies, project building, consultancy, workshops, contacts and training.

• …pharma, food, cosmetics, detergents and cleaners, coatings, inks, agrochemicals, disinfection etc…

• Benefit from translation opportunities from one industry to another Open Innovation Roadshows

• Supporting major UK initiatives in formulation science and technology

Page 3: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Natural Colours: How Do They Compare to Synthetic Colours?

Natural Colours…

• Are less brilliant

• Have lower colour strength

• Have narrower colour gamut

• Are less stable to…everything: Temperature, light, pH, oxygen…

• Are difficult to characterise, purify and process

• Are not designed

• …may be obtained sustainably from waste streams in F&B

Synthetic Colours…

• Have precisely designed physical and colouristic properties

• …have an image problem and are candidates for substitution

Page 4: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Know Your Colour: What Have You Got?

Understanding the

chemical features of

natural colours that

cause instability

Warning: These slides may

feature some chemistry!

Page 5: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

How can Colour be Destroyed, Changed or Degraded?

Heat • Heat accelerates most chemical reactions

Light • Photocatalysis: Photons of light may have a catalytic effect

pH • Excess of H+ ions (low pH) or OH- ions (high pH) may accelerate

reactions such as hydrolysis

Oxidation or reduction • Oxidising or reducing agents may attack certain chemical bonds

Chemical interactions • Catalysis by e.g. impurities, metals

Physical interactions • Aggregation of particles, solubilisation, precipitation of molecules

Page 6: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Know Your Colour: Anthocyanins • Glycosated (sugar) derivatives of

anthocyanidin

• 6 anthocyanidins and 400 anthocyanins identified in plants

• Shade changes with –OH /-OCH3 substitution (auxochromic effect)

• Significant effect of pH on colour

Images: Ananga et al 2013 “Production of Anthocyanins in Grape Cell Cultures” in “The Mediterranean Genetic Code - Grapevine and Olive” (Sladonja (Ed.) at www.intechopen.com/books/

Page 7: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Know Your Colour: Carotenes and other Carotenoids

• Terpenoid – long polyene conjugated chain which is the chromophore

• Subtle changes to shade via substituents on terminal rings (auxochromic effects)

• Chain may degrade oxidatively in heat or light, and be unstable in acids

• Hydrocarbon –water insoluble, fat soluble

Beta-carotene

Alpha-carotene

Lutein (a xanthophyll)

Zeaxanthin (a xanthophyll)

Lycopene

Page 8: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Know Your Colour: Chlorophyll

• Porphyrin (chlorin) ring provides conjugated system (chromophore) with similar structures seen elsewhere in nature (haemoglobin) and in synthetic colorants (phthalocyanines).

• Central metal ion affects shade (auxochromic effect)

• Cu/Na chlorphyllin: Cu replaces Mg in ring and Na salts of carboxyl groups.

• Acid instability: Removes Mg ion and hydrolyses ester chain

• Alkali instability: Hydrolysis of ester chain.

• Heat accelerates this decomposition

Chlorophyll a Chlorophyll b

Page 9: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Alkali breakdown products:

Know Your Colour: Curcumin • Diarylheptaniod: Two aromatic rings joined by

π conjugated carbon chain • Shade affected by:

– tautomeric forms (enol is more stable) – minor components: derivatives with one or

both OCH3 groups missing • Unstable to light, alkali • Stable to heat • Insoluble in water (acid-neutral), soluble in

alkali • Slightly soluble in vegetable oil

FAO Chemical and Technical Assessment 2004

pKa = 7.8

pKa = 8.5

pKa = 9.0

Keto – Enol tautomerism

Page 10: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Know Your Colour: What Have You Got?

Natural colours are not just clean single molecules:

• Mixtures of colour, other non-coloured material

• Full of impurities with closely related structures (analogues)

• Generally poorly characterised

Page 11: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Stability: Some Approaches from F&B

Page 12: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Case Study: Curcumin • Stabilisation: Complex with divalent metal ions

– B.Zebib et al Bioinorganic Chemistry and Applications Vol 2010, Article ID 292760

• Mechanical mixing of curcumin with metal salts, extraction with water/glycerol mix

• “they are able to protect curcumin against chemical degradation in neutral and basic media for along period of time“

Page 13: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Case Study: Anthocyanin Lakes • Keracol: www.keracol.co.uk

• Colours extracted from natural plant materials, extraction and purification

• Claiming lake pigment formed using novel “biomimicry” process

• Marketed for cosmetics, naturally derived hair dyes and other areas

www.keracol.co.uk/applications#!__products-available

Page 14: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Case Study: Anthocyanin Lakes

Nestec/Nestle: World Patent Application 2014/023712

Example 1: Preparation of a spray-dried blue colouring composition with red cabbage extract and tannic acid.

• Red cabbage extract diluted into water and cooled , sodium acetate added and pH adjusted to 5.5

• Ferrous sulphate heptahydrate added, tannic acid added

• Maltodextrin dissolved into mixture and pasteurized. Cooled and spray dried to a powder.

• Retains blue colour at pH < 7, unlike non-stabilized extract.

• Simulated daylight exposure shows better light fastness

Other examples using e.g. aluminium sulphate, other anthocyanin extracts, freeze drying • “The resulting SMARTIES® sweets had an attractive blue

colour which did not fade perceptibly during several months' storage in daylight…The colouring composition…can therefore be used to colour foods…

Page 15: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Why Encapsulate? • Stability (chemical, heat, light…) • Formulation compatibility • Controlled release • Taste masking Encapsulation can be • Molecular

Cyclodextrins, Calixarenes, Zeolites, Metal organic frameworks etc

• Nano • Micro • Macro

Stability Challenges Industry Solutions: Encapsulation:

Photo: Idea go / freedigitalphotos.net

Page 16: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Case Study: Curcumin and Bixin Interaction of Curcumin and Bixin with β-Cyclodextrin: Complexation Methods, Stability, and Applications in Food Marcolino et al, J. Agric. Food Chem.2011, 59, 3348–3357

Curcumin: 1:2 Complex

Bixin: 1:1 Complex

“Complexation of colorants with β-CD promoted an intensification of color and increased water solubility; however, stabilization in the presence of light occurred only for bixin”

Page 17: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Case Study: Microemulsions

• Unlike conventional emulsions, microemulsions are thermodynamically stable

• Particle size 10-50nm, “Swollen micelle” structure with surfactant close-packing

• Careful surfactant choice to optimise microemulsion

• Examples of microemulsions to “solubilise” colours in aqueous systems and reduce sensitivity to light

Internal oil phase

Surfactant

Co-surfactant

Mohamed Awad Saad Abd El Galeel, PhD Thesis, University of Bonn, 2002

Page 18: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Stability: Some Approaches from outside F&B

Page 19: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

• Phospholipids (synthetic or natural) - hydrophilic (phosphate group) and fatty hydrocarbon tail.

• Self-association in solution bilayers, micelles and liposomes.

• Used e.g. for. encapsulation and stabilisation of sensitive drug molecules to permit stability during oral delivery - low pH in GI tract would normally degrade peptide active ingredients

Nanoencapsulation with Lipsomes: Use in Cosmetics and Drug Delivery

Image : Sætern, Parenteral Liposome and Cyclodextrin Formulations of Camptothecin, PhD thesis University of Tromsø 2004 http://en.uit.no

Page 20: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Indigo@Silicalite: a New Organic−Inorganic Hybrid Pigment “In the search for stable and enduring organic colors, we have combined indigo, a historical and industrially important chromophore, with silicalite, the MFI zeolite. The resulting pigment presents high color durability against most external agents (e.g., light, temperature). This stability and its physical properties are explained by the association of indigo with an inert mineral, which is also influenced by formation conditions such as the initial indigo concentration and the thermal treatment.” Dejoie et al, ACS Appl. Mater. Interfaces, 2010, 2 (8), pp 2308–2316 and Applied Spectroscopy 64, 10 (2010) 1131-1138

Image: www.intechopen.com

Molecular Scale Encapsulation: Example - Zeolites

Page 21: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Molecular Scale Encapsulation - 1200 Years Ago Maya Blue (800AD): Indigo – Sepiolite or Palygorskite

Giustetto et al J. Phys. Chem. C2011, 115, 16764–16776 De Bonampak al Templo Mayor by Constantino Reyes-Valerio from http://www.azulmaya.com/en/

Page 22: New and Emerging Technologies: Redefining Natural Colour ...€¦ · New and Emerging Technologies: Redefining Natural Colour Reformulation and Applications Dr Jim Bullock - iFormulate

Summary

• Natural colours “as is” have severe drawbacks in F&B applications

• Know your colour: Understanding chemical and physical mechanisms of instability is first step

• Protection mechanisms such as “lake” pigments and encapsulation (molecular, nano, micro…) can provide stability benefits to natural colours

• Look at protection solutions from outside F&B

Dr Jim Bullock E: [email protected] M: +44 (0)7450 436515

www.iformulate.biz [email protected]