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1 MULTIPLE SENSOR PLATFORMS FOR HYDROGEN AND HUMAN PHYSIOLOGICAL MOVEMENT SENSING By XIAOGANG YU A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 2011

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MULTIPLE SENSOR PLATFORMS FOR HYDROGEN AND HUMAN PHYSIOLOGICAL MOVEMENT SENSING

By

XIAOGANG YU

A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT

OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY

UNIVERSITY OF FLORIDA

2011

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© 2011 Xiaogang Yu

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To my parents

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ACKNOWLEDGMENTS

I would like to express my sincere gratitude to my advisor Dr. Jenshan Lin for his

advice, encouragement, and mentoring throughout my PhD study. I have truly enjoyed

doing research under his guidance over the years. Moreover, Dr. Lin’s patience and

kindness to other people are things I admire greatly. I would also like to thank my

committee members, Dr. Fan Ren, Dr. Huikai Xie, and Dr. Eric McLamore for their time

and precious comments.

I am also thankful to my colleagues (Changzhi Li, Yan Yan, Mingqi Chen, Zivin

Park, Raul Chinga) in the Radio Frequency Circuits and Systems Research Group, for

all the help and happiness they offered.

I would like to thank my parents for their encouragement and unconditional

support. I dedicate this dissertation to my family, whose love gives me the courage to

my life.

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TABLE OF CONTENTS page

ACKNOWLEDGMENTS .................................................................................................. 4

LIST OF TABLES ............................................................................................................ 7

LIST OF FIGURES .......................................................................................................... 8

LIST OF ABBREVIATIONS ........................................................................................... 11

ABSTRACT ................................................................................................................... 12

CHAPTER

1 INTRODUCTION .................................................................................................... 14

1.1 Background ....................................................................................................... 14

1.2 Recent Progresses on Hydrogen Sensing ........................................................ 15

1.3 Recent Progresses on Physiological Movement Sensing ................................. 17

1.3.1 Theoretical Breakthroughs ...................................................................... 17

1.3.2 RF Front-end Architectures ..................................................................... 17

1.3.3 Advances in Signal Processing Techniques ............................................ 21

1.3.4 Miniaturization and System-on-chip ......................................................... 23

2 MULTIPLE WIRELESS SENSOR PLATFORM USING ALGAN/GaN HIGH ELECTRON MOBILITY TRANSISTOR DIFFERENTIAL DIODE SENSORS ......... 24

2.1 Hydrogen Sensors with Different Fabrication Technologies ............................. 24

2.2 Experiments with Differential Sensor Pairs ....................................................... 25

2.3 Wireless Multiple Sensor System...................................................................... 27

2.3.1 System Overview..................................................................................... 27

2.3.2 Detection Circuits .................................................................................... 29

2.3.3 Zigbee Wireless Network ......................................................................... 30

2.3.4 Wireless Sensor Network Monitoring Software ....................................... 31

2.3.5 Monitoring States, Transitions, and Actions ............................................ 32

2.3.6 Packages ................................................................................................. 32

2.4 Field Test .......................................................................................................... 36

2.5 Summary .......................................................................................................... 37

3 MULTIPLE DOPPLER RADAR SENSOR PLATFORM FOR TWO-DIMENSIONAL HIGH-SENSITIVITY HUMAN PHYSIOLOGICAL MOVEMENT DETECTION ........................................................................................................... 39

3.1 Challenges of Body Movements ....................................................................... 39

3.2 Principle of Noncontact Vital Sign Detection ..................................................... 40

3.3 Two-Dimensional Random Body Movement Cancellation ................................ 44

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3.4 Sensitivity Improvement Using Doppler Radar Array ........................................ 47

3.5 DC Offset Compensation .................................................................................. 50

3.6 Experiments ...................................................................................................... 52

3.7 Limitation of Sensitivity Improvement ................................................................ 54

3.8 Limitation of Real-time Large Body Movement Cancellation ............................. 57

3.9 Summary .......................................................................................................... 57

4 SYSTEM LEVEL INTEGRATION OF HANDHELD WIRELESS NONCONTACT VITAL SIGN SENSOR RADAR .............................................................................. 59

4.1 Challenges of Portable Applications ................................................................. 59

4.2 Vital Sign Detection System Architecture .......................................................... 60

4.3 Baseband Signal Processor Design.................................................................. 64

4.4 Receiver Chain Noise Analysis ......................................................................... 67

4.4.1 LNA and Gain Block ................................................................................ 67

4.4.2 Mixer with LO Input .................................................................................. 67

4.4.3 Baseband Amplifier ................................................................................. 69

4.4.4 Complete Noise Performance Evaluation Model ..................................... 69

4.5 Experiments ...................................................................................................... 71

4.5.1 Two-tone Actuator Movement ................................................................. 72

4.5.2 Human Respiration and Heart Beat Measurement .................................. 73

4.5.3 Guideline for Selecting the Sampling Frequency ..................................... 75

4.5.4 The Effect of Output SNR on Detection Accuracy ................................... 75

4.5.5 The Trade-off between Output SNR and Detection Accuracy ................. 77

4.6 Summary .......................................................................................................... 79

5 INTEGRATED VITAL SIGN RADAR SENSOR WITH ON-BOARD ANTENNA ...... 80

5.1 Integration of Vital Sign Radar and Antennas ................................................... 80

5.2 Transmitting and Receiving Antenna Arrays Design ......................................... 80

5.3 Orientation of the TX and RX Antennas ............................................................ 83

5.4 Simulation of the Coupling between TX and RX Antennas ............................... 84

5.5 System Integration of the Vital Sign Detector with On-board Antenna .............. 86

5.6 Low-power Design, Link-budget, and Emission Safety ..................................... 88

5.7 Summary .......................................................................................................... 91

6 CONCLUSIONS ..................................................................................................... 92

LIST OF REFERENCES ............................................................................................... 93

BIOGRAPHICAL SKETCH .......................................................................................... 101

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LIST OF TABLES

Table page 2-1 Wireless hydrogen sensor board bill of material ................................................. 33

4-1 RF transceiver board bill of material ................................................................... 63

4-2 Receiver chain components noise specification ................................................. 67

5-1 Dimensions of the patch antenna array. ............................................................. 83

5-2 Received RF power estimate for 5.8 GHz integrated vital sign sensor. .............. 89

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LIST OF FIGURES

Figure page 1-1 Topology of the hydrogen sensor network reported in Sensors [24]. .................. 16

1-2 Quadrature homodyne vital sign radar architecture. ........................................... 18

1-3 Double-sideband heterodyne vital sign radar architecture. ................................. 19

1-4 Direct IF sampling heterodyne vital sign radar architecture. ............................... 20

1-5 Self-injection locking vital sign radar architecture [78]. ....................................... 21

2-1 Microscopic images of differential sensing diodes.. ............................................ 26

2-2 Absolute and differential current of HEMT diodes.. ............................................ 27

2-3 Star network layout. ............................................................................................ 28

2-4 Block diagram of wireless multiple hydrogen sensor system. ............................. 29

2-5 Sequence of transceiver module operation. ....................................................... 31

2-6 Images of wireless sensor network monitoring software .................................... 34

2-7 An image of the hydrogen sensing website showing the real-time responses of the hydrogen sensors. .................................................................................... 35

2-8 State flow diagram of the hydrogen sensor network software monitoring mechanism. ........................................................................................................ 35

2-9 Individual hydrogen sensor package.. ................................................................ 36

2-10 A photograph of base station including wireless receiver and computer. ........... 36

3-1 Block diagram and setup of the vital sign detection system. .............................. 41

3-2 Baseband I/Q signals: time domain signal and frequency domain spectrum.. .... 43

3-3 Block diagram of the vital sign detection system with Doppler radar array. ........ 45

3-4 Simulation of 2-D random body movement cancellation.. ................................... 46

3-5 Amplitude of Bessel functions............................................................................. 48

3-6 Respiration and heartbeat sensitivity improves as the number of detectors increases. ........................................................................................................... 49

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3-7 Heartbeat spectra when DC offset is present in various detector settings .......... 51

3-8 Illustration of DC offset compensation algorithm. ............................................... 51

3-9 Photograph of the RF radar array and TX/RX antennas. .................................... 52

3-10 Two dimensional random body movement cancellation using multiple detectors array. ................................................................................................... 53

3-11 Amplitude of Bessel functions. ............................................................................ 55

3-12 Respiration and heartbeat sensitivity peaks at 12 sensors and 8 sensors, respectively......................................................................................................... 56

4-1 Block diagram of the vital sign detection system. ............................................... 61

4-2 Photograph of the RF transceiver board and signal processor board ................. 62

4-3 Block Diagram of the RF transceiver board ........................................................ 63

4-4 Flow diagram of the spectrum analysis algorithm ............................................... 65

4-5 Photo of the digital signal processor board ......................................................... 66

4-6 Noise figure of active mixer and passive mixer in 0.13 um CMOS. .................... 68

4-7 Two-tone actuator movement experiment setup ................................................. 72

4-8 Theoretical results vs. experimental results of the two-tone actuator experiment .......................................................................................................... 73

4-9 Human respiration and heart beat measurement setup. ..................................... 74

4-10 Detected baseband signal and spectra in non-contact vital sign detection. ........ 74

4-11 Simulated baseband signal and spectrum in non-contact vital sign detection. ... 76

4-12 Detected baseband signal and spectrum in non-contact vital sign detection. ..... 78

4-13 Simulated receiver output SNR. ......................................................................... 78

5-1 Patch antenna array model used in on-board antenna design. .......................... 81

5-2 Patch antenna array radiation pattern. Maximum gain 11.5 dB is achieved. ...... 82

5-3 S11 of patch antenna array. The antenna resonates at 5.8 GHz. ....................... 82

5-4 H-plane patch antenna array orientation. ........................................................... 84

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5-5 Mutual coupling simulation model in Ansoft HFSS. ............................................ 85

5-6 S12 of the on-board TX and RX patch antenna array. ........................................ 86

5-7 Photograph of the integrated vital sign radar sensors with on-board antennas. ............................................................................................................ 87

5-8 Photograph of the real-time integrated vital sign radar software......................... 88

5-9 IEEE RF safety standard C95.1-2005. ............................................................... 90

5-10 Power density of the integrated noncontact vital sign detector. .......................... 91

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LIST OF ABBREVIATIONS

HEMT High electron mobility transistor;

VCO Voltage controlled oscillator;

LCD Liquid crystal display;

PIO Parallel Input/Output;

LED Light-emitting diode;

RAM Random-access memory;

CMOS Complementary metal–oxide–semiconductor;

RMS Root mean square;

f Frequency;

fc Carrier frequency;

VCO Voltage controlled oscillator;

CW Continuous wave;

TX Transmitter;

RX Receiver;

RF Radio frequency;

IF Intermediate frequency;

LO Local oscillator;

LNA Low noise amplifier;

BPF Band-pass filter;

FFT Fast Fourier transform;

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Abstract of Dissertation Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy

MULTIPLE SENSOR PLATFORMS FOR HYDROGEN AND HUMAN PHYSIOLOGICAL

MOVEMENT SENSING

By

Xiaogang Yu

December 2011

Chair: Jenshan Lin Major: Electrical and Computer Engineering

This dissertation begins with a demonstration of the integration of multiple sensor

techniques with state-of-the-art hydrogen sensing devices. The proposed multiple

sensor system uses six Zigbee transceivers to collect hydrogen density information from

the dispersedly deployed AlGaN/GaN high electron mobility transistor (HEMTs)

differential sensing diodes. The collected hydrogen density information is transmitted

wirelessly to the base station for data logging and tracking of each individual sensor.

The software at the base station defines and implements the monitoring states,

transitions, and actions of the hydrogen sensing system. The software also is able to

warn the user of potential sensor failure, power outages, and network failures through

cell phone network and Internet. Real-time responses of the sensors are displayed

through a web site on the Internet. The sensing system has shown good stability for

more than 18 months in an outdoor field test.

After that, Chapter 3 is devoted to a presentation of the integration of multiple

sensor techniques with noncontact vital sign detection. Using the multiple vital sign

sensor platform, two-dimensional random body movement cancellation is achieved. The

multiple sensor system includes four detectors, an 8-channel data acquisition module,

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and a computer for spectrum analysis. Each of the detectors consists of a radio

frequency transceiver, a baseband analog circuit, and a power management circuit. The

multiple sensor platforms also strengthen the detecting sensitivity on the respiration and

heartbeat. A DC offset compensation algorithm is introduced to free the body movement

cancellation from disturbance of unwanted DC offset. Experiments were performed with

a human subject in laboratory environment. Results were analyzed to verify the

improved detection performance at the presence of 2-D human body movement. The

limitation of sensitivity improvement and body movement cancellation are demonstrated

with simulation results.

Chapter 4 details the hardware design of the individual portable Doppler radar for

noncontact vital sign detection. Topics including RF transceiver board design, baseband

signal processor design, sampling frequency selection guideline, and noise analysis for

the receiver chain of the detector will be discussed.

Finally, a system integration of noncontact vital sign detector with antennas on-

board will be presented in Chapter 5.

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CHAPTER 1 INTRODUCTION

1.1 Background

Multiple sensor technology is a key component in the science and applications of

sensing physical, chemical, and biological phenomena. The relative low cost of sensors,

the availability of high speed communication networks, and the increased computational

capability have enabled great research interests and advances in this area. In recent

years, new techniques for sensing two particular phenomena, hydrogen and human

physiological movements, have enjoyed great advances. The integration of multiple

sensor technology with these new techniques is the next logical step in the evolution of

hydrogen and physiological movement sensing.

In the area of hydrogen sensing, the sensors are required to detect hydrogen near

room temperature with minimal power consumption and weight and with a low rate of

false alarms. Due to their low intrinsic carrier concentrations, GaN- and SiC-based wide

band gap semiconductor sensors are developed to operate at lower current levels than

conventional Si-based devices and offer the capability of detection to ∼600◦C [1]–[23].

The ability of electronic devices fabricated in these materials to function in high

temperature, high power, and high flux/energy radiation conditions enable performance

enhancements in a wide variety of spacecraft, satellite, homeland defense, mining,

automobile, nuclear power, and radar applications.

In the area of human physiological sensing, the concept of noncontact vital sign

detection has been demonstrated in various publications before 2000 [26]-[30]. After

2000, more microwave sensing systems [31]-[81] with lower power, smaller package,

improved sensitivity, and longer detection range have been developed to detect the

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physiological movements, i.e. heart beat and respiration. The microwave sensing

system transmits a radio frequency, single-tone continuous-wave (CW) signal, which is

reflected off of a target and then demodulated in the receiver. CW radar with the human

body as the target will receive a signal with its phase modulated by the time-varying

chest-wall position. Demodulating this phase will then give a signal proportional to the

chest-wall position that contains information about movement due to heartbeat and

respiration. This technique enabled noncontact detection of vital signs of humans or

animals from a distance away, without any sensor attached to the body. The non-

intrusive nature and penetration capability through the building materials bring unique

property to home healthcare monitoring, search-and-rescue for earthquake or fire

victims, security, and military applications.

1.2 Recent Progresses on Hydrogen Sensing

In the field of hydrogen sensing, recent developments in the early 2000s have

shown the promising performance of AlGaN/GaN high electron mobility transistors

(HEMTs) for use in hydrogen sensing [4]-[23]. The high electron sheet carrier

concentration of nitride HEMTs provides an increased sensitivity relative to simple

Schottky diodes fabricated on GaN layers. This dissertation will present the work of a

multiple sensor platform using a differential pair of AlGaN/GaN HEMT diodes for

hydrogen sensing near room temperature [25]. This multiple sensor configuration

provides a built-in control mechanism to reduce false alarms due to temperature swings

or voltage transients. The design and optimization of the detection circuitry, digital signal

processing, wireless network, and monitoring states to maintain an accurate and

reliable system were investigated.

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Figure 1-1. Topology of the hydrogen sensor network reported in Sensors [24].

In terms of wireless network design for hydrogen sensors, a wireless sensor

network [24] was reported for in-situ monitoring of atmospheric hydrogen concentration

in 2003. In that network design, the system consists of multiple sensor nodes, equipped

with titania nanotube hydrogen sensors, distributed throughout the area of interest; each

node is both sensor, and data-relay station. Figure 1-1 shows the experimental setup of

the one-way peer-to-peer sensor network. Node 2 transmits the sensor information to

Node 3 since it is the only node within the transmission range of Node 2. Similarly,

Node 4 is the preceding node of Node 3 due to its proximity, and Node 1 is the

preceding node of Node 4. This peer-to-peer setup enables extended wide area

monitoring. However, the potential failure of any preceding sensor node will break the

afterward data-relay path and will result in the malfunction of the sensor network. This

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dissertation will present a hydrogen sensor network using star topology. In the star

topology, the sensor nodes are individually connected to the base station. The failure of

one sensor will not affect the functioning of the whole sensor network.

1.3 Recent Progresses on Physiological Movement Sensing

1.3.1 Theoretical Breakthroughs

In the field of noncontact vital sign detection, researchers working on noncontact

vital sign detection have spent great efforts to achieve accurate and robust performance

while solving many technical challenges, especially in the years from 2008 to 2010 [42]-

[80]. As one of the main challenges, the influence of clutter noise and phase noise has

been solved by the range-correlation effect by applying the same transmitted signal to

the receiver as the reference signal [33]. Another challenge, the null detection point

problem, was solved by frequency tuning in the double-sideband transmission system

[37] and complex-signal/arctangent demodulation in the quadrature direct-conversion

system [40][42]. In addition to the experimental efforts to improve the system

performance, theoretical analyses have been performed to study the Doppler non-

contact vital sign detection and provide guidelines for the designs. Achievements

include the analysis on the range correlation effect and I/Q performance benefits [33],

the modeling and analysis of the double-sideband transmission to eliminate the null

detection point [37], the spectral analysis of the non-linear phase modulation effect [42],

the analysis of the arctangent demodulation in quadrature receivers [40], and the

comparative study on different radio architectures for vital sign detection [39].

1.3.2 RF Front-end Architectures

There are various RF front-end architectures designed to achieve the theoretical

concepts outlined in the aforementioned publications. Five kinds of architectures have

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been reported: homodyne, heterodyne, double-sideband architectures, direct

intermediate frequency (IF) sampling, and self-injection locking.

Homodyne transceiver for vital sign detection is originally implemented using

single-channel direction conversion architecture. Although the detected signal of the

single-channel transceiver contains the vital sign information, it is very weak at certain

detection distances, i.e. null detection points. Quadrature direction conversion Doppler

radar is designed to eliminate the null detection point problem [33]. It is also found that

the quadrature baseband signals can be combined in software to perform complex

signal demodulation [42] or arctangent demodulation [40]. Figure 1-2 shows a block

diagram of the quadrature homodyne vital sign radar.

Figure 1-2. Quadrature homodyne vital sign radar architecture.

Before the debut of homodyne transceivers in 2001 [31][32], the heterodyne

transceiver had been the dominant design architecture for vital sign detection [29].

Since the heterodyne transceivers suffer the same null detection problem in single-

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channel homodyne transceivers, they have to be designed in quadrature architecture. In

2005, a double-sideband heterodyne architecture was proposed to eliminate the need of

generating quadrature LO signals [37]. Figure 1-3 shows a block diagram of the double-

sideband vital sign radar architecture. The heterodyne transceiver transmits both the

upper and lower sidebands in double-sideband configuration. The double-sideband

signal is reflected on the subject and received by the heterodyne receiver. By combining

the baseband signal of both the sidebands, the distance between optimal and null

detection points is changed to λIF/16. Since λIF is the wavelength at the IF stage, the

double-sideband configuration results in a much longer separation than the distance

(λRF/8) in conventional heterodyne transceiver.

Figure 1-3. Double-sideband heterodyne vital sign radar architecture.

In 2008, a direct IF sampling heterodyne transceiver for vital sign detection was

reported [50]. Figure 1-4 shows a simplified block diagram of the direct IF sampling

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transceiver. In this architecture, the output of the RF mixer is sampled and digitized by a

high speed ADC. The digital IF signal is demodulated by a digital quadrature

demodulator. The subsequent DSP is performed directly on the digital quadrature

signals. The direct IF sampling is free from the I/Q imbalance in an analog IF quadrature

demodulator and eliminates the DC offset calibration.

Figure 1-4. Direct IF sampling heterodyne vital sign radar architecture.

In 2010, a new self-injection locking approach was introduced to implement the

detection of vital signs [78]. A differential LC voltage controlled oscillator (VCO) with

injection port is used in the new architecture. The output of the VCO is amplified by a

power amplifier (PA) and transmitted toward the subject. The reflected signal is received

by the receiving antenna (RX) and sent to the injection port of the VCO as the injection

signal. The vital sign information modulated in the injection port signal is demodulated

by the self-injection locking mechanism. The self-injection locking architecture provides

higher signal gain at low modulation frequency and improved noise attenuation at long

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distance detection. A successful experiment has been achieved with a subject seated at

a distance of 50 cm. Figure 1-5 shows a block diagram of the self-injection locking

architecture of vital sign detection.

Figure 1-5. Self-injection locking vital sign radar architecture [78].

1.3.3 Advances in Signal Processing Techniques

The basic signal processing methods for vital sign detection are complex signal

demodulation [42] and arctangent demodulation [38]. In complex signal demodulation,

the baseband I/Q signals are multiplied together so that the complex signal is free from

residual phase and optimum/null detection problem. In arctangent demodulation, the

algorithm calculates the Doppler phase shift as ψ = arctan(Q/I); therefore, the

optimum/null problem is also eliminated.

Multiple-input, multiple-output (MIMO) and single-input, multiple-output (SIMO)

techniques have been introduced to detect vitals sign from multiple subjects [35][38].

Using these multiple output algorithms, it is proven by the generalized likelihood ratio

test (GLRT) that the distinguishing among 2, 1, or 0 subjects can be achieved. MIMO

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techniques are also used to cancel the random body movement of the subject and

improve the sensitivity of the vital sign detection system [42][81]. Since most of the

human body under test has random body movement, e.g. a seated person randomly

moving in two horizontal dimensions, the body movement presents a challenge to

detect successfully the vital sign movements. It has been reported recently that the

difference in phase characteristics of the vital sign movements and body movement

creates an opportunity for random body movement cancellation in single direction [51]

and in two dimensions and above [81].

Aside from increasing the number of the detectors, the improvement in signal

processing is also taking place in the increasing of the number of carrier frequencies. In

a multiple-frequency Doppler radar system, RF signals with different carrier frequencies

are transmitted toward the subject in very small beam angles so that the reflection point

of the RF signals are different. The differential measurement can be used to cancel

random body motions. A dual helical antenna and simple direct-conversion radar are

reported to use this differential measurement approach [58]. Two-frequency radar [43]

and multiple-frequency interferometric radar [56] are reported.

In the spectrum of the vital sign signals, the third and fourth harmonics of the

respiration signal is close to the heart beat frequency, leading to difficulty for extraction

of the correct heart beat signal. A parametric and cyclic optimization approach, referred

to as the RELAX algorithm, is designed to mitigate these difficulties. The

implementation of the RELAX algorithm in vital sign detection was reported in 2010 [73].

Other signal processing methods for vital sign detection include adaptive filtering [75],

Kalman filtering and principal component combining of quadrature channels [52], fast

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clutter cancellation [77], DC information preservation [46], and blind source separation

[44].

1.3.4 Miniaturization and System-on-chip

Recently, the realization of the detection in the compact portable system has

become a new focus of interest. Many of the applications such as sleep apnea

monitoring and earthquake search-and-find rescue require integration of the entire

system in small portable packages. An integrated noncontact vital sign detector was

developed for handheld applications [53]. Noise performance of the integrated detector

was investigated to guide the hardware design [74]. In addition, three reports of vital

sign sensor integrated circuits chip have been published [45][59][76].

This dissertation will present a multiple sensor platform for two-dimensional

random body movement cancellation. A portable noncontact vital sign detector for

handheld applications will be presented. Details of hardware design and noise analysis

of the individual sensor will be discussed. It will also introduce the new noncontact vital

sign detector with on-board antennas and real-time noncontact vital sign detection

software.

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CHAPTER 2 MULTIPLE WIRELESS SENSOR PLATFORM USING ALGAN/GAN HIGH ELECTRON

MOBILITY TRANSISTOR DIFFERENTIAL DIODE SENSORS

2.1 Hydrogen Sensors with Different Fabrication Technologies

There is great interest in detection of hydrogen sensors for use in hydrogen-fuelled

automobiles and with proton-exchange membrane (PEM) and solid oxide fuel cells for

space craft and other long-term sensing applications. These sensors are required to

detect hydrogen near room temperature with minimal power consumption and weight

and with a low rate of false alarms. Due to their low intrinsic carrier concentrations,

GaN- and SiC-based wide band gap semiconductor sensors can be operated at lower

current levels than conventional Si-based devices and offer the capability of detection to

∼600◦C [1–23]. The ability of electronic devices fabricated in these materials to function

in high temperature, high power, and high flux/energy radiation conditions enable

performance enhancements in a wide variety of spacecraft, satellite, homeland defense,

mining, automobile, nuclear power, and radar applications.

AlGaN/GaN high electron mobility transistors (HEMTs) show promising

performance for use in broadband power amplifiers in base station applications due to

the high sheet carrier concentration, electron mobility in the two-dimensional electron

gas (2DEG) channel, and high saturation velocity. The high electron sheet carrier

concentration of nitride HEMTs is induced by piezoelectric polarization of the strained

AlGaN layer and spontaneous polarization is very large in wurtzite III-nitrides. This

provides an increased sensitivity relative to simple Schottky diodes fabricated on GaN

layers [4–23]. An additional attractive attribute of AlGaN/GaN diodes is the fact that gas

sensors based on this material could be integrated with high-temperature electronic

devices on the same chip. The advantages of GaN over SiC for sensing include the

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presence of the polarization-induced charge, the availability of a heterostructure, and

more rapid pace of device technology development for GaN which borrows from the

commercialized light-emitting diode and laser diode businesses.

In this dissertation, we report on a demonstration of a hydrogen sensing system

using a differential pair of AlGaN/GaN HEMT diodes for hydrogen sensing near room

temperature. This configuration provides a built-in control diode to reduce false alarms

due to temperature swings or voltage transients. The design and optimization of the

detection circuitry, digital signal processing, wireless network, and monitoring states to

maintain an accurate and reliable system were investigated.

2.2 Experiments with Differential Sensor Pairs

AlGaN/GaN HEMT layer structures were grown on C-plane Al2O3 substrates by a

molecular beam epitaxy (MBE) system. The layer structure included an initial 2 μm thick

undoped GaN buffer followed by a 35 nm thick unintentionally doped Al0.28Ga0.72N layer.

The sheet carrier concentration was ∼1×1013 cm−2 with a mobility of 980 cm2/(V s) at

room temperature. We designed a mask that employed a differential diode

configuration, with a Pt-contact device as the active member of the pair and a Ti/Au

contact device as the control. Mesa isolation (the electrical components of an integrated

circuit are isolated, using P–N junction or dielectric isolation) was achieved with 2000Å

plasma enhanced chemical vapor deposited SiNx. The Ohmic contacts was formed by

lift-off of ebeam deposited Ti (200 Å)/Al (1000 Å)/Pt (400 Å)/Au (800 Å). The contacts

were annealed at 850◦C for 45 s under a flowing N2 ambient in a Heat pulse 610T

system. Schottky contacts of 100Å Pt for the active diode and 200Å Ti/1200Å Au for the

reference diodes were deposited by e-beam evaporation. Final metal of e-beam

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deposited Ti/Au (300 Å/1200Å) interconnection contacts was employed on the HEMT

diodes. Figure 2-1 shows an optical microscope image of the completed devices.

Figure 2-1. Microscopic images of differential sensing diodes. The opening of the active diode was deposited with 10nm Pt, and the reference diode was deposited with Ti/Au.

Figure 2-2 shows the absolute and differential forward current– voltage (I–V)

characteristics of the HEMT active (top) and reference (bottom) diodes, both in air and

in a 1% H2 in air atmosphere. For the active diode, the current increases upon

introduction of the H2, through a lowering of the effective barrier height. The H2

catalytically decomposes on the Pt metallization and diffuses rapidly to the interface

where it forms a dipole layer [23]. The differential change in forward current upon

introduction of the hydrogen into the ambient is ∼1–4mA over the voltage range

examined and peaks at low bias. This is roughly double the detection sensitivity of

comparable GaN Schottky gas sensors tested under the same conditions, confirming

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that the HEMT-based diode has advantages for applications requiring the ability to

detect hydrogen even at room temperature.

Figure 2-2. Absolute and differential current of HEMT diodes. (a) Absolute and differential current of HEMT sensor diode. (b) Absolute and differential current of HEMT reference diode.

2.3 Wireless Multiple Sensor System

2.3.1 System Overview

The wireless sensing system consists of six wireless sensor nodes and a base

station including a wireless receiver and a computer equipped with monitoring software.

The topology of the sensor network is star topology as shown in Figure 2-3. The star

topology reduces the chance of network failure by connecting all of the sensor nodes to

a central node.

Each sensor node consists of a differential sensor pair, detection circuits,

microcontroller, wireless transceiver, and power management circuits. The main part of

the detection circuits is an instrumentation amplifier used to sense the change of current

in the device. The current variation, embodied as a change in the output voltage of the

detection circuit, is fed into the microcontroller. The microcontroller calculates the

corresponding current change and controls the transceiver to transmit the data to the

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wireless network base station. The block diagram of the sensor node and the wireless

network base station are illustrated in Figure 2-3a.

The user-friendly hydrogen sensor network monitoring software on the base

station computer performs functions such as communication port setting, emergency

alarm, data collection, and data plot. The monitoring states, transition, and actions are

defined in this software. The software also sends the data to a remote web site through

the Internet. Internet users around the world can access the web page at any time and

see the plotted data exactly the same as those on the local sensor base station. The

block diagram of the remote sensing system is shown in Figure 2-3b.

Figure 2-3. Star network layout. The wireless sensing system consists of six wireless sensor nodes and a base station. The wireless network is enabled by IEEE 802.15.4 WPAN (Zigbee) technology. The Zigbee wireless communication nodes are operating at 2.4 GHz.

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Figure 2-4. Block diagram of wireless multiple hydrogen sensor system. (a) The wireless sensing system consisting of differential sensor pair, differential sensor pair, detection circuits, microcontroller, wireless transceiver, power management circuits, receiver and computer. (b) The remote sensing system consisting of computer, web server, ASP.NET program, and hydrogen sensing web site.

2.3.2 Detection Circuits

In this design, the differential change of the forward current in the hydrogen sensor

device causes a voltage variation on the sensor node. This voltage variation is usually

very small as demonstrated previously. A differential input single-ended output

instrumentation amplifier is used to amplify precisely the variation to a level that will be

sampled correctly by a microcontroller. To obtain optimal input characteristics, two

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voltage followers buffer the input signal. The input impedance of the buffers is very high

and allows the instrumentation amplifier to be used with high source impedances and

still have low error. Also the high input impedance tolerates the unbalanced source

impedance with no degradation in common mode rejection. The buffers drive the

balanced differential amplifier. The gain of the amplifier is set by the feedback voltage

divider. The bias voltage of the sensors is set to 1.8V to reduce the power consumption.

The circuits and specifications are shown in the detection circuit part of Fig. 2-3a.

The signal from the instrumentation amplifier is in the continuous analog form. In

order to transmit the data through digital wireless transceivers, the data should be

digitized first. A MSP430 ultra-low power microcontroller is used to perform the analog-

to-digital conversion. The choice of microcontroller is based on the power consumption

consideration. It is programmed to operate in low-power mode after the analog-to-digital

conversion operation and reduce the power consumed at the processor core. The on-

chip analog-to-digital converter (ADC) features a data transfer controller. This feature

allows samples to be converted and stored without CPU intervention.

2.3.3 Zigbee Wireless Network

An IEEE 802.15.4 WPAN (Zigbee) compliant 2.4GHz wireless sensor network has

been set up for data transmission, to accommodate a number of hydrogen sensor

nodes implemented in the system. The Zigbee compliant wireless network supports the

unique needs of low-cost, low-power sensor networks, and operates within the

unlicensed 2.4GHz band. The transceiver module is completely turned off for most of

the time, and it is turned on to transmit data in extremely short intervals. The timing of

the system is shown in Figure 2-4. When the sensor module is turned on, it is

programmed to power up for the first 30 s. Following the initialization process, the

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detection circuit is periodically powered down for 5 s and powered up again for another

1 s, achieving a 16.67% duty cycle. The ZigBee transceiver is enabled for only 5.5ms to

transmit the data at the end of every cycle. This gives a RF duty cycle of only 0.09%

and significantly saves the power consumption.

Figure 2-5. Sequence of transceiver module operation.

2.3.4 Wireless Sensor Network Monitoring Software

The hydrogen sensor network software was developed using NET Framework

v3.5. The software can be installed and launched on any Windows-based operating

system. It performs the functions of communication port setting, emergency alarm, data

collection, and real-time data plot viewing. The software also defines the monitoring

states, transitions, and actions. In addition, a remote hydrogen sensing system was

developed to present the data plot to Internet users, regardless of the user locations.

The general control interface and the graphical data view of the software are presented

in Figure 2-5a and b.

The data channeled from the Zigbee receiver contains sensor ID, sensed currents,

and sensed voltage. The software uses these data to calculate the density of the

hydrogen gas. Based on the calculation the monitoring state will either transit or stay.

And the corresponding action will be performed. The data are transferred in the same

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format to the remote web site through the Internet. Internet data transfer employs the

data package technology for safety purposes. The data packages are stored and

analyzed again at the web server. A web page is constructed for displaying sensor

information. The web page is presented in Figure 2-6. Users can select different time

windows from real time to 6 days to display the sensor data.

2.3.5 Monitoring States, Transitions, and Actions

The state diagram of the hydrogen sensor network software is illustrated in Figure

2-7. The monitoring states include: initialize, collect data, analyze data, emergency, and

sleep. The state machine runs through each state until a possible emergency hydrogen

density is detected and sustained for 20 s. The emergency threshold was set at a level

that hydrogen concentration would be high enough to pose any danger. In case of an

emergency, the software will trigger the alarm and make phone calls to the numbers

listed in the “Emergency Calls” list (a modem and phone line connected to the server

computer is required). The Internet data transfer and storage is performed in the

“Collect Data” state.

2.3.6 Packages

The sensor module is fully integrated on an FR4 PC board as shown in Figure 2-

8a. The FR4 PC board has a thickness of 0.062" and is measured 2.75" x 1.52". The

circuit board is enclosed in a plastic package as shown in Figure 2-8b, which has a

sensor guard to protect the sensor device from being damaged by an external object.

The circuit board is powered by the AC power and backed up by a 9-V battery. A power

sensing chip is used to sense the voltage from the wall plug adapter. In the case of

power failure, the power management circuits will switch to 9-V battery. The base

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station consisting of a wireless receiver and computer are presented in Figure 2-9. A bill

of material of the transceiver is listed in Table 2-1.

Table 2-1. Wireless hydrogen sensor board bill of material

Block Vendor Specification

ZigBee RF Module

Digi

2.4 GHz operating frequency, -92 dBm receiver sensitivity, 90 m outdoor range, 250 Kbps data rate, 0 dBm output power

MSP430 Microcontroller

TI 8 MIPS, 1.8–3.6 V operating voltage, up to 60 KB FLASH, 12-bit SAR ADC

Crystal ABRACON 32.768 KHz operating frequency, 12.5 pF load capacitance, through hole mounting, ± 20 ppm frequency tolerance, -20°C to +70°C operating temperature

Linear Regulator

Maxim 1.8V, 2.5V, 3.3V, and 5V fixed output voltage, 2.5V to 12V Input Voltage Range, 200 mA max Output Current

Power Supervisory Circuits

Maxim 5.0V, 3.3V, 3.0V, and 2.5V power-supply monitoring, 1.2V operating supply voltage

Operational Amplifier

Maxim 1 V to 5.5 V voltage operation, 9 μA supply current consumption, rail-to-rail output swing

Switch Switchcraft

DPDT contact configuration, raised slide actuator, 125 V maximum contact voltage, 3 A maximum contact current

PCB Goldphoenix 2 layers, 0.062" board thickness, 1 oz copper thickness, FR4-TG130, two side silk, 2.75" x 1.52" board size

Sensor Enclosure Box Enclosures

Plastic, 1.5" x 2.75" x 4.6" box size, 9 V Battery

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Figure 2-6. Images of wireless sensor network monitoring software (a) An image of general control interface including monitoring status, data file, and emergency call functions. (b) An image of graphical data view interface including data view and curve view.

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Figure 2-7. An image of the hydrogen sensing website showing the real-time responses of the hydrogen sensors.

Figure 2-8. State flow diagram of the hydrogen sensor network software monitoring mechanism.

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Figure 2-9. Individual hydrogen sensor package. (a) A photograph of differential hydrogen sensor PC board including differential hydrogen sensor, detection circuits, microcontroller, and wireless transmitter. (b) A photograph of sensor node package with sensor guard.

Figure 2-10. A photograph of base station including wireless receiver and computer. The picture is taken at the Greenway Ford dealership, Orlando, Florida.

2.4 Field Test

Field tests have been conducted both at the University of Florida and at Greenway

Ford in Orlando, FL. The outdoor tests at the University of Florida have been conducted

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several times for a period of 2 weeks, to test a range of possible real world conditions in

a more controlled setting. Hydrogen leakage was successfully detected for hydrogen

concentrations in a range from1% to 100% at the point of the leak and heights ranging

from 1 to 10 ft in an outdoor environment. The setup at Greenway Ford was aimed to

test the stability of the sensor hardware and the server software under the actual

operating environment. The test was started on the 30th of August 2006 and has run

until the time of this report. Six sensor modules and the server have been functioning

since then. A web site was also developed to share the collected sensor data via the

Internet (http://ren.che.ufl.edu/app/default.aspx), as shown in Figure 2-6. This figure

illustrates the current level of each sensor on the network and data for real time and the

choices of past 85min, 15 h, or 6 days can be viewed on the web site. If any of the

sensor’s current increases to a level that indicates a potential hydrogen leakage, the

alarm is triggered. The server program for the wireless sensor network could also report

a hydrogen leakage emergency through phone lines using the computer’s modem to

send a message to cell phones, beepers, fire department, and so forth.

2.5 Summary

In conclusion, a wireless sensor network which uses the IEEE 802.15.4 standards

has been constructed to transmit data from a number of hydrogen sensors to a base

station. A user-friendly program has been developed to share the data collected by

base station to Internet, so that the data can be analyzed and monitored from anywhere

with an Internet connection. A cell phone alarm has been implemented to report any

potential hydrogen leakage to responsible personnel. The entire system has been

tested for functionality and stability both at the University of Florida and at Greenway

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Ford in Orlando. Field tests show that the low-power hydrogen sensor can work stably

and react quickly to possible hydrogen leakage.

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CHAPTER 3 MULTIPLE DOPPLER RADAR SENSOR PLATFORM FOR TWO-DIMENSIONAL

HIGH-SENSITIVITY HUMAN PHYSIOLOGICAL MOVEMENT DETECTION

3.1 Challenges of Body Movements

The noncontact vital sign detection system [26][27] is designed based on the

Doppler phase modulation effect in microwave frequency bands. The radar transmits an

ultra-low-power un-modulated electromagnetic wave toward the human body, where it is

reflected and phase-modulated by the periodic physiological movement, i.e. the

respiration and heartbeat. By down-conversion and proper signal processing of the

reflected signal, the vital signs can be extracted.

To achieve accurate and robust performance, researchers working on noncontact

vital sign detection have spent great efforts for more than two decades on several

technical challenges. Among these challenges, noise has always been a main concern.

One of the main challenges, the influence of clutter noise and phase noise, has been

solved by the range-correlation effect by means of applying the same transmitted signal

to the receiver as the reference signal [33]. In order to understand the overall noise

performance of vital sign detectors, the investigation of the signal-to-noise ratio (SNR)

of the detectors in quadrature direct conversion architecture [33][42] clarifies the effect

of SNR on vital sign detections [74]. In addition to the inherent noises from the

electronic circuits, the noise from the random movement of the human body presents

even severer distortion to the vital sign information. To solve the random body

movement challenge, researchers introduced the double-detector technique to cancel

the body movement in single direction [42].

As the above efforts kept on pushing the non-contact vital sign detection closer to

daily applications, we needed to give special attention to a few challenges before we

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could accomplish a practical vital sign detection system. Since most of the human body

under test conditions has random body movement in at least two dimensions, e.g. a

seated person randomly moving in two horizontal dimensions, the cancellation

techniques need to be expanded to multiple dimensions. In addition, the resultant vital

sign signal trajectories from the multiple detectors should be compared carefully in the

constellation graph and compensated with certain DC offset in real time to ensure a

correct recovering of vital sign information, i.e. the respiration rate and heart rate.

In this chapter we report a two-dimensional noncontact vital sign detection system

with Doppler radar array for the accurate and body movement calibrated operation. The

system consists of four noncontact vital sign detectors placed at the four sides of the

human body. Each noncontact vital sign detector includes a radio frequency transceiver,

a baseband analog circuit, and a power management circuit. The baseband signals

from the multiple detectors are channeled to a computer for spectrum analysis. Details

of sensitivity enhancement and DC offset compensation algorithm will be discussed.

3.2 Principle of Noncontact Vital Sign Detection

Figure 3-1(a) shows a block diagram of the quadrature direct conversion vital sign

detection system. Figure 3-2(b) shows a continuous-wave (CW) Doppler-radar vital sign

detection experiment setup. The vital sign detector consists of an RF transceiver front-

end, a baseband amplifier, and a built-in analog-to-digital converter (ADC) of the digital

signal processor.

For vital sign detection, the radar transmits a continuous-wave un-modulated RF

signal toward the human subject. The transmitted signal can be represented as

tfttT 2cos)( (3-1)

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(a)

(b)

Figure 3-1. (a) Block diagram of the vital sign detection system. (b) Setup of the vital sign detection experiment

The RF signal is reflected on the surface of the human body. The reflected signal

is modulated by the physiological movement x(t) and received at Node 1. The received

RF signal can be represented as

c

dt

txdfttR 00 244

2cos)(

(3-2)

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where f is the carrier frequency, λ=c/f is the wavelength, d0 is the distance between the

vital sign detector and the subject, x(t) is the time-varying displacement of the subject,

and φ is the phase noise of the received signal.

The received signal is then amplified and fed to the mixer at node 2. When the

signal at node 2 is mixed with the LO signal derived from the transmitted signal, the

down-converted signal at node 3 can be represented as

txtxtB rh 44

cos (3-3)

where xh(t)=mhsin(ωht) and xr(t)=mrsin(ωrt) represent the heartbeat and respiration

movement, and Δφ is the residual phase noise. The down-converted signal is amplified

by a baseband amplifier and the amplified baseband signal at node 4 is sampled and

digitized by the ADC. A digital signal processor or a computer can be used to analyze

and calculate the magnitude of each frequency component within the digitized signal.

Figure 3-2 shows an example of the baseband time domain signal and frequency

domain spectrum using a Doppler radar on a CMOS chip. The radar chip uses the

homodyne quadrature architecture and has two baseband output channels (I/Q). Since

the same transmitted signal is used as the LO to down-convert the received signal

which is phase-modulated by the physiological movement, there is no frequency offset

in the baseband. The timing delay does not affect the detection either. Therefore, no

synchronization mechanism is needed for the system.

With the transmitted signal as LO for down-conversion, the range-correlation effect

[33] minimizes the distortion of the baseband from LO phase noise. Without the range-

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correlation effect, the Δφ term in the baseband signal B(t) will change over time and

distort the detection of the phase modulation by the physiological movement.

In order to study the spectrum of the baseband signal, the sinusoidal function in

Equation 3-3 can be expanded using Fourier series. The Fourier series representation

of the phase modulated signal in Equation 3-3 is:

l

tjlhl

k

tjkrk ee

mJe

mJtB hr

44Re

tltkm

Jm

J hrr

k

l

hl

k

cos44

(3-4)

Figure 3-2. Baseband I/Q signals: time domain signal and frequency domain spectrum. From [57].

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44

From Equation 3-4, we can observe that the signal strength of the vital sign signals

are determined by the harmonics, as well as the intermodulation tones of the heart beat

and respiration signals. For example, the detected heart beat signal is determined by

the (l = ±1, k = 0) terms, and its signal strength J±1(4πmh/λ) J0(4πmr/λ) is dependent on

both mr and mh.

3.3 Two-Dimensional Random Body Movement Cancellation

The block diagram of the two-dimensional vital sign detection system with Doppler

radar array is shown in Figure 3-3. The measurement is performed from the four sides

of the human body. When the human body roams randomly in the horizontal plane, the

body movement generates a significant noise spectrum component in the frequency

domain of the output signal in every individual detector. By combining the random

frequency shifts caused by body movement in the multiple detectors, the noise can be

extracted and canceled in spectrum analysis.

With the random body movement in presence, the baseband signal detected by I

and Q channel of the radar array can be modeled by complex time series as:

1

11

1

1

11

444exp

txtxtxjtS bhr

(3-5.a)

2

22

2

2

22

444exp

txtxtxjtS bhr

(3-5.b)

3

33

3

3

33

444exp

tytxtxjtS bhr

(3-5.c)

4

44

4

4

44

444exp

tytxtxjtS bhr

(3-5.d)

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45

Figure 3-3. Block diagram of the vital sign detection system with Doppler radar array.

where xrk = mrksin(ωrt) and xhk = mhksin(ωht), k = 1,2,3,4 are the respiration-induced and

heartbeat-induced physiological movement amplitudes on the front chest wall, back, left

side and right side of the human body; ωr and ωh are the angular frequency of the

respiration and heartbeat; λk for k = 1,2,3,4 are the wavelengths of the radar carrier

signals (near 5.8 GHz in this paper); xb(t) = Vxt and yb(t) = Vyt are the x- and y-axis

components of the planar body displacement Db(t) = xb(t)x + yb(t)y. The body movement

resembles a random walk in a two-dimensional space. The random variable Vx = Vxx +

Vyy, that is the speed during a movement period, is approximated by the discrete

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46

random variable series uniformly distributed between –4 mm/s and 4 mm/s. The

modeled random walk of the human body is shown in Figure 3-4(a) as the inset.

Figure 3-4. Simulation of 2-D random body movement cancellation. (a) Baseband

spectra obtained from individual detectors when planar random walk of human body is present. The planar random walk of body is shown in the inset. (b) Baseband spectra recovered by two-dimensional random body movement cancellation using radar array, showing respiration at 21 beats/min and heartbeat at 72 beats/min.

The pairs of physiological movements on opposite sides of the body, e.g. xr1 and

xr2, move in the same direction relative to their respective detecting radar. On the other

hand, when the body is drifting toward one of the radars, it is moving away from the

opposite one. The signs of the body displacements in each dimension are opposite

because the movement directions are opposite relative to the pair of detectors. Since

the baseband output signals in the radar array are in phase but the body movement

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47

components are 180 degree out of phase, by multiplying the four vectors Sk(t), the noise

from the two-dimensional random walk of human body can be eliminated. Note that the

different amplitudes mrk and mhk of respiration induced movement xrk and heart beat

induced movement xhk are summarized together in Equation 3-6, thus will not affect the

cancellation technique.

The processed time series of the baseband signal with pure respiration and

heartbeat information is:

tStStStStS 4321

4

1

4

1

4

1

sin4sin4

expk

k

h

k

hkr

k

rk tmtm

j

(3-6)

The simulated baseband spectra from the multiple detectors are shown in Figure

3-4(a), and the recovered baseband spectrum is shown in Figure 3-4(b). The simulation

result verified the theory.

3.4 Sensitivity Improvement Using Doppler Radar Array

In addition to cancelling the planar random walk of the human body, the Doppler

radar array approach of vital sign detection also effectively strengthens the vital sign

components within the frequency domain of the signal. Harmonic analysis using Fourier

expansion [82] on the recovered baseband signal in Equation 3-6 gives

j

hr etCtCjtS sinsin2 0110

j

hr etCtC 2cos2cos2 0220 (3-7)

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48

and

4

1

4

1

44k

hkj

k

rkiij mJmJC (3-8)

where Jn is the Bessel function of the first kind. Since the magnitude of ejΦ is 1 and is

independent of the value of Φ, the sensitivity on respiration and heartbeat detection are

determined by the value of the 1st Fourier coefficients at frequency ωr and ωh in

Equation 3-7, i.e. 2C10 and 2C01.

1.5 2 2.5-0.2

0

0.2

0.4

0.6

0.8

1

Respiration Movement Summation (mm)

Am

plit

ude

log(J1r

/J1r-single

)

0.3 0.4 0.5 0.6

-0.6

-0.4

-0.2

0

0.2

0.4

0.6

Heartbeat Movement Summation (mm)

Am

plit

ude

log(J0h

/J0h-single

)

(a) (b)

1.5 2 2.5

-0.6

-0.4

-0.2

0

0.2

0.4

0.6

Respiration Movement Summation (mm)

Am

plit

ude

log(J0r

/J0r-single

)

0.3 0.4 0.5 0.6

0

0.2

0.4

0.6

0.8

1

1.2

Heartbeat Movement Summation (mm)

Am

plit

ude

log(J1h

/J1h-single

)

(c) (d)

Figure 3-5. Amplitude of Bessel functions: (a) J1(4πΣkmrk/λ); (b) J0(4πΣkmhk/λ); (c) J0(4πΣkmrk/λ); (d) J1(4πΣkmhk/λ)

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49

The behavior of the function J0(4πΣkmhk/λ) and J1(4πΣkmrk/λ) is presented in

Figure 3-5 (a) and (b). The magnitude of human heartbeat-induced movement mh is in

the range of 0.1 mm, which leads to a very small Bessel function parameter 4πΣkmhk/λ

at the frequency of 5.8 GHz (e.g., for Σkmhk = 0.6 mm and λ = 51.7 mm, 4πΣkmhk/λ =

0.15), thus J0(4πΣkmhk/λ) is close to 1. In the case of respiration detection, therefore, the

coefficient C10 can be approximated by J1(4πΣkmrk/λ). When 4πΣkmrk/λ is small,

J1(4πΣkmrk/λ) increases rapidly as 4πΣkmrk/λ increases. The combination of the

baseband signals of multiple detectors described in Section II increases the value of

4πΣkmrk/λ and thus improves the respiration sensitivity which depends on C10. In our

simulation (for f =5.8 GHz and Σkmrk goes from 1.2 mm to 2.6 mm), the multiple

detectors approach versus the single detection from the front chest wall almost doubles

the value of C10 from 0.14 to 0.30. The increase of C10 as the number of detectors

increases is shown in Figure 3-6.

1 2 3 40

0.1

0.2

0.3

0.4

Number of Detectors

Am

plit

ude o

f F

requency C

om

ponents

Respiration sensitivity: C10

Heartbeat sensitivity: C01

Figure 3-6. Respiration and heartbeat sensitivity improves as the number of detectors

increases.

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50

In the case of heartbeat detection, the detection sensitivity is related to the

coefficient C01. The behavior of the function J0(4πΣkmrk/λ) and J1(4πΣkmhk/λ) is

presented in Figure 3-5 (c) and (d). In the range of the vital sign movement amplitude,

typically from 0.1 mm to 3 mm, as mr and mh increase, J0(4πΣkmrk/λ) decreases and

J1(4πΣkmhk/λ) increases. Since the change in J1 is faster than J0, C01 increases as mr

and mh increase. In effect, the signal strength at heartbeat frequency is also improved

by the multiple detector approach. In our simulation (for f =5.8 GHz, Σkmrk goes from 1.2

mm to 2.6 mm, and Σkmhk goes from 0.1 mm to 0.6 mm), the combination of multiple

baseband signals increases the value of C01 from 0.029 to 0.066. The increase of C01

as the number of detectors increases is shown in Figure 3-6.

3.5 DC Offset Compensation

The Doppler radar array approach for noncontact vital sign detection is not

immune from the disturbance of DC offset. Figure 3-7 shows the distortion of heart beat

information while DC offset with amplitudes of 20%, 40%, and 60% of the signal

amplitude is present in different number of detectors. In fact, based on the simulation,

as the number of detectors increases, DC offset will introduce more noise to the

spectrum. In order to guarantee an accurate recovery of the vital sign spectrum, a DC

offset compensation algorithm is developed to cancel the unwanted DC offset.

Figure 3-8(a) shows the baseband signal trajectory with unwanted DC offset in the

constellation graph. Based on Equations 3-5.a - 3-5.b, the signal trajectory of the

baseband signal without DC offset will be an arc on the unit circle. When unwanted DC

offset is introduced by down-conversion of the radar carrier wave reflected on a still

object and the leakage from transmitting antenna to receiving antenna, the arc is shifted

in the constellation graph. The compensation algorithm calculates the shift of the arc

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51

center and adds corresponding DC values to I and Q signals to move the arc back to

the unit circle. Figure 3-8(a) also shows the calibrated signal trajectory. Figure 3-8(b)

shows the baseband spectrum before and after the DC offset compensation.

70 75 800

0.1

0.2

Beats/Min (a)

No

rma

lize

d S

pe

ctr

um

20%

40%

60%

70 75 800

0.1

0.2

Beats/Min (b)

No

rma

lize

d S

pe

ctr

um

20%

40%

60%

70 75 800

0.1

0.2

Beats/Min (c)

No

rma

lize

d S

pe

ctr

um

20%

40%

60%

70 75 800

0.1

0.2

Beats/Min (d)

No

rma

lize

d S

pe

ctr

um

20%

40%

60%

Figure 3-7. Heartbeat spectra when DC offset is present in (a) one detector, (b) two detectors, (c) three detectors, and (d) four detectors. Vertical dash line marks the correct heartbeat frequency.

Figure 3-8. Illustration of DC offset compensation algorithm. (a) Baseband signal trajectory before and after the DC offset compensation. (b) Recovered baseband spectrum before and after the DC offset compensation. Vertical dash line marks the correct heartbeat frequency.

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52

3.6 Experiments

The two-dimensional noncontact vital sign detection system with Doppler radar

array was tested in the laboratory environment. The system consists of four individual

noncontact detectors. Each detector consists of a transceiver as the radio front-end, a

baseband amplifier as an interface to amplify and level-shift the transceiver output, a

data acquisition module to sample and digitize the baseband output signal, and a

computer to perform the spectral analysis. All of the detectors are operating at the 5.8

GHz ISM band. Note that the gains of the detectors are not necessary to be the same. If

assuming the receivers are operating in the linear region, the difference in receiver

gains will only introduce a scalar factor to the time series of the processed signal, thus

will not affect the normalized spectrum of the recovered vital sign signal. A photograph

of the noncontact vital sign detection system is shown in Figure 3-9.

Figure 3-9. Photograph of the RF radar array and TX/RX antennas. The antennas of opposite facing transceivers use orthogonal polarization to prevent one unit from saturating and interfering of the other unit.

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53

In the experiment, the human subject was seated in the middle of the detection

system setup, 0.5 m away from each of the vital sign detectors. A sampling frequency of

20 Hz is used. The spectra obtained by the individual detectors are shown in Figure 3-

9(a). The spectrum of the recovered vital sign signal is shown in Figure 3-9(b).

0 20 40 60 80 100 1200

0.5

1

Beats/Min (a)

No

rma

lize

d S

pe

ctr

um

Front

Back

Left

Right

0 20 40 60 80 100 1200

0.5

1

Beats/Min (b)

No

rma

lize

d S

pe

ctr

um

Figure 3-10. Two dimensional random body movement cancellation using multiple detectors array: (a) spectra measured from the front, back, left and right side detectors; (b) Recovered spectrum by the Doppler radar array, the heartbeat information is successfully recovered.

In the figures, the magnitude of the spectrum was normalized for reading

convenience. The unit of the horizontal axis is beats per minute. The spectrum of the

human vital sign shows the subject’s respiration rate at 24 beats/min and the heartbeat

rate at around 80 beats/min. From Figure 3-10(a), the main Doppler frequency shift of

the random body movement can be seen at 17 beats/min. By applying the proposed

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54

algorithms, the main spectral component of the planar body movement is eliminated by

the radar array approach, as shown in Figure 3-10(b).

3.7 Limitation of Sensitivity Improvement

In Section 3.4, the sensitivity improvement feature of the four-sensor Doppler

radar array is demonstrated. By using four radar sensors, the detection sensitivities of

both the respiration and heart beat are at least doubled compared to the sensitivity

when using only one sensor. However, the increase in sensitivity using multiple sensors

is not limitless. By using more Doppler radar sensors than the four sensors in this

dissertation, the value of Bessel function J0 and J1 will be pushed to a point to produce

diminishing detection sensitivity.

In the case of respiration detection, the sensitivity is dependent on the behavior of

Bessel function J1(4πΣkmrk/λ) and J0(4πΣkmhk/λ) which is presented in Figure 3-11(a).

The Bessel function J0(4πΣkmhk/λ) at the frequency of 5.8 GHz is very close to 1 even

with many operating sensors since the heart beat movement amplitude is very small

(e.g., with 20 sensors, Σkmhk = 2.4 mm and λ = 51.7 mm, J0(4πΣkmhk/λ) = 0.92).

Therefore, the respiration signal strength C10 can still be approximated by J1(4πΣkmrk/λ).

When the number of sensors is less than a marginal number, J1(4πΣkmrk/λ) increases

rapidly as 4πΣkmrk/λ increases. This Bessel function behavior produces the

improvement of sensitivity discussed in Section 3.4. However, when the number of

sensors is larger than a marginal number, J1(4πΣkmrk/λ) starts to decrease, thus the

respiration sensitivity starts to deteriorate. In our simulation (for f =5.8 GHz and Σkmrk

goes from 0.6 mm to 12 mm), the respiration amplitude peaks when there are 12

sensors in operation. As a result, the maximum sensitivity that a multiple radar system

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55

can achieve is 7.7 times that of the single detection from the front chest. The saturation

of C10 as the number of detectors increases is shown in Figure 3-12.

5 10 15 20-2

-1

0

1

2

3

Number of Detectors

Am

plit

ude o

f B

essel F

unction

J1r

/J1r-single

J0h

/J0h-single

(a)

5 10 15 20-3

-2

-1

0

1

2

3

Number of Detectors

Am

plit

ude o

f B

essel F

unction

J0r

/J0r-single

J1h

/J1h-single

(b)

Figure 3-11. Amplitude of Bessel functions: (a) J1(4πΣkmrk/λ) and J0(4πΣkmhk/λ); (b) J0(4πΣkmrk/λ) and J1(4πΣkmhk/λ).

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56

5 10 15 200

0.2

0.4

0.6

0.8

1

Number of Detectors

Am

plit

ude o

f F

requency C

om

ponents

Respiration sensitivity: C10

Heartbeat sensitivity: C01

Figure 3-12. Respiration and heartbeat sensitivity peaks at 12 sensors and 8 sensors,

respectively.

In the case of heartbeat detection, the detection sensitivity is related to the

behavior of the function J0(4πΣkmrk/λ) and J1(4πΣkmhk/λ) which is presented in Figure 3-

11(b). In the range of the vital sign movement amplitude, typically from 0.1 mm to 3 mm,

as mr and mh increase, J0(4πΣkmrk/λ) decreases and J1(4πΣkmhk/λ) increases. When the

number of detectors is less than a marginal number, the change in J1 is faster than J0.

When the number of detectors is larger than a marginal number, the change in J1 is

slower than J0. In effect, the signal strength at heartbeat frequency is peaked at a

marginal number of detectors. In our simulation (for f =5.8 GHz, Σkmrk goes from 0.6 mm

to 12 mm, and Σkmhk goes from 0.12 mm to 2.4 mm), the combination of multiple

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57

baseband signals results in a maximum sensitivity improvement at 8 detectors. The

maximum value of C01 of the multiple detector approach is 5.5 times that of the single

detector approach. The increase of C01 as the number of detectors increases is shown

in Figure 3-12.

3.8 Limitation of Real-time Large Body Movement Cancellation

By using the multiple Doppler radar array discussed in this dissertation,

cancellation of body movements with amplitude less than 1 cm and speed less than 12

mm/s is achieved. However, real-time cancellation of large body movement still remains

a challenge. When the large body movement is present, the baseband amplifier of the

high-sensitivity vital sign detectors is usually saturated. The saturation of the baseband

signal results in the failure of the body movement cancellation algorithm. In order to

prevent the saturation, the receiver gain and sensitivity need to be decreased in real

time. Therefore, there is a trade-off between the detection sensitivity of the vital signs

and the cancellation capabilities of the Doppler radar array. An intelligent software-

controlled amplifier should be implemented to balance these two factors in real time and

accomplish a real-time large body movement cancellation system.

3.9 Summary

A Doppler radar array is proposed in this chapter to cancel the two-dimensional

human body movement in vital sign detections. By using the radar array, the detecting

sensitivity for respiration and heartbeat is improved. An algorithm for compensating DC

offset is introduced to ensure the proper operation of the two-dimensional body

movement cancellation. Experiments on human subject are performed to verify these

techniques for two-dimensional vital sign detection. The limitation of sensitivity

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58

improvement and body movement cancellation are demonstrated with simulation

results.

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59

CHAPTER 4 SYSTEM LEVEL INTEGRATION OF HANDHELD WIRELESS NONCONTACT VITAL

SIGN SENSOR RADAR

4.1 Challenges of Portable Applications

In daily applications of the multiple sensor platforms for noncontact vital sign

detection, many of the applications such as sleep apnea monitoring and baby monitor

require integration of the entire system in small portable packages. The realization of

the detection in compact portable system becomes a new focus of interest. Although the

integrations of the radio frequency front-end have been reported in both board level [39]

and chip level [45], most of the previously reported systems rely on computers for real-

time processing or post processing of the signals. In this chapter we report a noncontact

vital sign detector for handheld applications without the need of computers. The radio

frequency transceiver, the baseband analog circuit, and the power management circuit

are integrated on a single printed circuit board. The baseband signal processing board

includes an ARM7TDMI microprocessor and its peripherals. The spectrum of the

baseband signal can be channeled through the PIO controller to a commercial LCD

display. All of the above components can be potentially integrated together in an easy-

to-carry package.

A method to evaluate the overall noise performance of the handheld system will be

reported in this chapter. The overall noise performance evaluation will provide

quantitative guidelines on system architecture choice, components design, and

detection accuracy optimization. We will perform a thorough noise analysis on the

quadrature direct-conversion vital sign detector. A key design choice of mixer is derived

based on this noise analysis. The requirement of output SNR is added as a design

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60

guideline for vital sign detectors. Simulations and experiments related to the guideline

are performed and the results will be discussed.

4.2 Vital Sign Detection System Architecture

The block diagram of the vital sign detection system is shown in Figure 4-1.

Typically, a noncontact vital sign detection system consists of a transceiver as the radio

frequency front-end, a baseband amplifier as an interface to amplify and level-shift the

transceiver output, a digital signal processor for spectrum analysis, and a display unit.

The quadrature transceiver, the two-stage baseband amplifier, and the power

management circuit are integrated on a single Rogers printed circuit board as the vital

sign detection radar. The size of the radar is 6.8 cm × 7.5 cm, which is suitable for

handheld applications. Due to the range correlation effect [33], a free-running voltage

controlled oscillator (VCO) can be used to generate the radio frequency signal. As

demonstrated in Li’s experiment [39], due to the non-linear phase modulation effect,

there is an optimal carrier frequency for a subject with certain physiological movement

amplitude. This optimal frequency varies from several GHz to the lower region of Ka-

band. Considering the cost for the handheld radar, the system was designed to have a

carrier frequency from 4-7 GHz. Four VCOs covering different frequency ranges within

the same package can be implemented onto the board. The VCOs guarantee the phase

noise to be always lower than -101 dBc/Hz at 100 kHz offset, and the maximum output

power is more than 2 dBm over the entire frequency tuning range. After the Wilkinson

power divider, one half of the power is transmitted through the transmitting antenna (TA)

and the other half of the power is further amplified and used to drive the mixer in the

receiver chain. The receiver chain contains the receiving antenna (RA), a 3.5 – 7 GHz

low noise amplifier (LNA), two stages of adjustable gain block, and the down-conversion

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61

mixer, which is a compact I/Q mixer utilizing two standard double balanced mixer cells.

The radio frequency part of the receiver chain has an adjustable 30 dB gain control

range. The down-converted baseband quadrature signals are amplified by a two-

channel two-stage amplifier, which is realized in a space-saving package with four unit-

gain-stable operational amplifiers.

090

Pow

er

Managem

ent

SAR ADC10-bit

Bit ReverseAlgorithm

FFTAnalysis

AT91SAM7S64MCU

USBDevice

PowerSupply

5 V

3.3 V

18.432 MHzCrystal

User LED

As ADC Indicator

Parallel I/OController

PIO

Pins

To LCD DisplayTA

RA

Figure 4-1. Block diagram of the vital sign detection system.

Except for the VCO and the passive I/Q mixer, all the other components have a

single supply voltage of 5 V. The VCO is 3 V supplied and requires a 0 to 10 V tuning

voltage. Therefore, 5 V and 3 V fixed output voltage regulators are implemented, and an

adjustable output regulator with up to 11 V output voltage is used to tune the carrier

frequency. Either a 6 – 9 V wall plug or a 9 V battery can be used to power up the radar.

A photograph of the complete RF transceiver board and signal processor board is

shown in Figure 4-2. A detailed block diagram of the transceiver board is shown in

Figure 4-3. A bill of material of the transceiver is listed in Table 4-1. The amplified

baseband IQ signals are sampled by the AT91SAM7S64 microprocessor. The on-chip

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10-bit Successive Approximation Register (SAR) Analog-to-Digital Converter (ADC)

converts the sampled baseband signal to a digital format. The sampling rate can be set

to 2 - 32 Hz to guarantee sufficient headroom over the Nyquist frequency of common

vital signs (respiration and heart beat). A 256-point radix-2 fixed-point Fast Fourier

Transform (FFT) is implemented on the AT91SAM7S64 microprocessor to analyze the

magnitude of each frequency within the vital sign signal. The choice of window size is

optimized to provide maximum frequency resolution and minimum execution time.

Spectrum results can be channeled through Parallel Input/Output (PIO) Controller to a

LCD display such as DisplayTech 64128H LCD to show the measurement result. The

detail of this baseband signal processor design and spectrum analysis algorithm will be

presented in the Section 4.3.

Figure 4-2. Photograph of the RF transceiver board and signal processor board

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Figure 4-3. Block Diagram of the RF transceiver board

Table 4-1. RF transceiver board bill of material

Block Vendor Specification

VCO1

Hittite

4.46-5.0 GHz, -105dBc/Hz @100 kHz phase noise, 4 dBm output power

VCO2 Hittite 5.0-5.5 GHz, -103dBc/Hz @100 kHz phase noise, 2 dBm output power

VCO3 Hittite 5.6-6.1 GHz, -102dBc/Hz @100 kHz phase noise, 2 dBm output power

VCO4

Hittite 6.1-6.72 GHz, -101dBc/Hz @100 kHz phase noise, 4.5 dBm output power

Switch Hittite DC-8 GHz, 40 dB isolation @6 GHz, 1.8 dB insertion loss @6 GHz, SP4T

Gain Block RFMD DC-8 GHz, 15.5 dB maximum gain, 14.5 dBm P1dB @6Ghz

Mixer Hittite 4-8.5 GHz, 50 dB LO to RF isolation, 40 dB image rejection

LNA Hittite 3.6-7.0 GHz, 16 dB gain, 2.5 dB NF

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4.3 Baseband Signal Processor Design

The baseband signal processor is implemented mainly with an Atmel

AT91SAM7S64 microprocessor. The embedded FLASH holds the spectrum analysis

code and the on-chip RAM stores the data before and after the signal processing. The

down-converted baseband signal from the preceding radar receiver stage is fed into the

analog input channels AD6 and AD7 of the ADC. This input signal is in the range of 0.1

– 3 V. Therefore, the reference voltage of the ADC is set to 3.3 V to cover the dynamic

range of the signal. The ADC sample and hold time is set to 600 ns which is minimal

and necessary for the ADC to guarantee the best converted final value between two I/Q

channels selection. The conversion resolution is 10 bit which provides 1024

quantization levels.

Conversions of the active analog channels are initiated with a hardware trigger

from the Time Counter channels in the microprocessor. The interval between two

successive triggers is the sampling period. The sampling rate can be set accurately by

configuring the Time Counter. In this application the sampling frequency is within the

range of 2 - 32 Hz. The four most significant digits of the conversion result are shown

with the LEDs for testing purposes. The digitized baseband signal is windowed and

processed by the spectrum analysis code in FLASH. The resultant spectrum is stored in

the RAM and can be channeled to the LCD display through PIO controller of the

microprocessor. A simple power supply circuit is used to stabilize and adjust the voltage

from 5 V to 3.3 V, the input VDD of the AT91SAM7S64 microprocessor. The signal

processing ability of the microprocessor is mostly realized by the spectrum analysis

code and is described in details below.

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Fast Fourier Transform (FFT) is the core of the spectrum analysis algorithms in

our application. A standard 256-point radix-2 fixed-point FFT is utilized. The algorithm

includes three sub-blocks: sine/cosine lookup table generation, bit reverse of the input

windowed signal, and iterations of butterfly computations. The flow diagram of the

algorithm is shown in Figure 4-4.

GenerateCoefficientLookup Table

ADConversion

User LEDIndication

Write InputRegister

Full?

Window

Bit ReverseInput Buffer toOutput Buffer

DIT FFTIterations

OutputSpectrum

TimerCounter

N

Y

Initialize

Figure 4-4. Flow diagram of the spectrum analysis algorithm

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The AT91SAM7S64 microprocessor core is running at 40 MHz. This speed is

significantly slower than that of personal computers previously used for signal

processing. Therefore, two adjustments are needed to speed up the FFT calculation for

displaying measurement results real-time. First, the bit reverse algorithm is designed on

the bit manipulation level and takes advantage of the bit-wise operation offered by the

microprocessor. Second, the coefficients in the butterfly computation have a repeated

pattern. Therefore, the coefficients are calculated ahead of time and stored in a lookup

table in the RAM. This will speed up the real-time FFT computation significantly. A

photograph of the signal processor board is shown in Figure 4-5.

Figure 4-5. Photo of the digital signal processor board

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4.4 Receiver Chain Noise Analysis

The detector is divided into three sub-systems including RF front-end amplifiers,

mixer with LO, and baseband amplifiers. Table 4-2 lists an example of receiver chain

components noise specifications.

Table 4-2. Receiver chain components noise specification

LNA Gain Block Mixer BB Amplifier

Component

Hittite 318MS8G

RFMD NBB-400

Hittite 525LC4

Maxim MAX4478

Gain [dB]

16 15.5 -7.5 43

F [dB]

2.5 4.3 7.5 /

Cumulative F [dB]

2.5 2.6 2.61 /

Vn [nV/√Hz]

/ / / 21

Cumulative Vn [nV/√Hz]

9.51 9.62 9.63 3257

4.4.1 LNA and Gain Block

LNA and gain block make up a cascaded RF system. Their function is to amplify

and scale the received signal to a level that will be acceptable by the mixer. Stationary

noise propagates in these two 50-ohm terminated components and can be measured by

noise figure. The cumulative noise figure of these two components can be calculated

based on the cascaded noise figure equation and is listed in Table 4-2.

4.4.2 Mixer with LO Input

In Doppler radar detection of human vital signs, the baseband signal bandwidth is

typically less than a few Hertz. Conventional Gilbert-type active mixers contain several

noise sources: the transconductor noise, the LO noise, and the noise from the switching

transistors. These noise sources establish an unacceptable noise figure in the

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interested baseband spectrum. Therefore, Gilbert-type active mixers are not suitable for

the vital sign detection receiver. Passive mixers avoid the transconductor stage in the

active mixers and have no dc bias current. This feature minimizes the flicker noise at

the mixer output. Therefore, a passive mixer was chosen for direct conversion vital sign

detection. Figure 4-6 is a noise figure comparison between a Gilbert active mixer and a

passive mixer designed for a 5.8 GHz radar receiver chip in 0.13 µm CMOS [43][48].

100

102

104

106

108

0

20

40

60

80

100

Frequency (Hz)

Nois

e F

igure

(dB

)

Passive mixer

Active mixer

Figure 4-6. Noise figure of active mixer and passive mixer in 0.13 um CMOS. The

difference between active mixer and passive mixer noise figure at 1 Hz is 64.5 dB.

In order to minimize the flicker noise of the passive mixer, the gate–source voltage

of the switching transistor should be close to Vth. This break-before-make bias

technique will minimize the dc bias current in the switching transistors. For the switching

transistor size, there is a tradeoff between noise figure and capacitive load to the

preamplifier stage. To provide appropriate noise figure in the interested vital sign

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bandwidth, large switching transistors are used and they produce relatively large

capacitive loads to the preamplifier. As a result, there is a large capacitive load to the

preamplifier stage. This is the reason that a source follower buffer was used at the

preamplifier to drive the mixer in voltage-driven mode.

4.4.3 Baseband Amplifier

The baseband amplifier is an interface that amplifies the transceiver output to a

level that will be acceptable by the ADC. Similar to mixer, an important noise source

disturbing the vital sign information in this sub-system is the flicker noise from the

amplifier and is measured by noise voltage spectral density Vn,BB. In order to minimize

the noise, low noise operational amplifiers should be used. In the example used for

study, an op-amp with input-referred noise voltage spectral density Vn,BB of 21 nV/√Hz

at 10 Hz is used. Another important noise source is the thermal noise of the external

resistor in the feedback loop of the amplifier. The feedback resistor has a value of 140

KΩ and contributes an input-referred noise voltage spectral density of 0.34 nV/√Hz. The

combined noise voltage spectral density of this sub-system is the square root of the

sum of the squared values of the two individual noise voltage spectral densities and can

be calculated to be 21 nV/√Hz.

4.4.4 Complete Noise Performance Evaluation Model

The purpose of the complete noise evaluation is to develop a single figure of merit

that measures the noise in the complete vital sign detector. It is the baseband signal at

Node 4 that is sampled and analyzed to generate the spectrum of vital sign information.

Therefore, the measure of the complete system noise performance is the signal-to-

noise ratio of the signal at this node. Using this figure of merit, one can predict and

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70

optimize the overall system noise performance as well as the vital sign detection

accuracy.

The noise in RF front-end of the vital sign detector is measured by noise figure.

The noise in baseband amplifier is measured by noise voltage spectral density. In order

to combine the noise in the two sub-systems, the RF input-referred noise figure can be

converted to noise voltage spectral density at RF output Node 3 using equation

20,

, 102

RFRF GNF

ANTENNAn

RFn

VV

(4-1)

where GRF is the gain of the RF front-end, and Vn,ANTENNA is the RMS value of the noise

voltage spectral density looking into the antenna (50 Ω) [44]. At 25 oC, Vn,ANTENNA equals

to 0.9 nV/√Hz. The RF front-end noise appears as additive noise on the baseband

signal and can be summed with the baseband amplifier noise voltage spectral density

Vn,BB. The combined noise voltage is then amplified and added to the signal at sampler

input Node 4. The noise voltage spectral density at Node 4 can be described by

equation

2

,

2

,4, BBnRFnBBn VVAV (4-2)

where ABB is the baseband amplifier gain of 141. The accumulative noise voltage

spectral densities at 10 Hz are listed in Table 4-1. For the baseband amplifier, the input-

referred noise voltage density adjusted by feedback resistor thermal noise is dependent

on the frequency, especially in the flicker-noise region. The data of this frequency-

dependent relationship can be found in the data sheet of the baseband amplifier. The

total output noise voltage is obtained by integrating the output noise voltage spectral

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71

density over the baseband amplifier bandwidth. The output signal-to-noise ratio at Node

4 can be calculated as

B

n

signal

out

dBV

VSNR

0

2

4,

log20 (4-3)

where Vsignal is the baseband signal voltage in RMS, and B is the baseband amplifier

bandwidth and equals to 70.4 kHz. Using the example detector, assuming the signal

voltage being 0.1 V, the overall output SNR is 41.6 dB. If the ADC noise voltage of 5 mV

is included in the noise analysis, the overall output SNR is 26 dB.

4.5 Experiments

The integrated vital sign detector was tested in the laboratory environment. Two

experiments have been performed using the integrated system. First, an actuator

programmed to move in a pattern consisting of a two-tone sinusoidal wave was placed

3 meter away from the detector. The spectrum resulted from this experiment shows the

integrated vital sign detector’s ability to measure accurately the frequency and

amplitude of periodic movements. Second, a human subject was seated at 0.5-m away

and faced the detector. The subject was breathing normally throughout the duration of

the testing. The vital sign detector recorded the vital signal and did the spectrum

analysis on the signal. In the second experiment, we discovered a trade-off between

spectrum sharpness and spectrum response speed, as well as stability. This trade-off

can be used as a guideline in choosing the sampling frequency for different

applications. The transceiver board is configured to run at 5.8 GHz in the experiments.

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4.5.1 Two-tone Actuator Movement

The diagram illustrating the experiment setup is shown in Figure 4-7. In this

experiment, the actuator was programmed to move in a pattern determined by the

function

tfmtfmtx 2211 2sin2sin)( (4-4)

where m1 = 4 mm, m2 = 2 mm, f1 = 0.1 Hz, and f2 = 0.5 Hz. The baseband signal can be

written as

tfmtfmtB 2211 2sin42sin4

cos)( (4-5)

where λ is the wavelength of the carrier (0.0517m in our case) and is the total residue

phase noise. The actuator is placed 3 meters away from the integrated vital sign

detector. The sampling frequency of the signal processor is set to be 12.8 Hz.

Figure 4-7. Two-tone actuator movement experiment setup

The theoretical and measured baseband signals are shown in Figure 4-8(a) and

(b). The theoretical and measured spectrums generated by the baseband signal

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processor are shown in Figure 4-8(c) and (d). From the figure, the two tones (0.1 Hz

and 0.5 Hz) can be identified.

4 8 12 16 200

0.2

0.4

0.6

0.8

Time (s)

No

rma

lize

d M

ag

nitu

de

4 8 12 16 200

0.2

0.4

0.6

0.8

Time (s)

No

rma

lize

d M

ag

nitu

de

(a) (b)

0 0.25 0.5 0.75 1 1.25 1.50

0.17

0.33

0.5

0.67

0.83

1

Frequency (Hz)

No

rma

lize

d S

pe

ctr

um

0 0.25 0.5 0.75 1 1.25 1.50

0.14

0.29

0.43

0.57

0.71

0.86

1

Frequency (Hz)

No

rma

lize

d S

pe

ctr

um

(c) (d) Figure 4-8. Theoretical results vs. experimental results of the two-tone actuator

experiment: (a) theoretical baseband signal in two-tone experiment; (b) measured baseband signal in two-tone experiment; (c) theoretical spectrum in two-tone experiment; (d) measured spectrum in two-tone experiment.

4.5.2 Human Respiration and Heart Beat Measurement

The human subject was seated at 0.5-m away from the vital sign detector. In the

experiment, two sampling frequencies were used: 25.6 Hz and 6.4 Hz. The diagram

illustrating the experiment setup is shown in Figure 4-9. The baseband signal and its

spectrum obtained by the baseband signal processor are shown in Figure 4-10. In the

spectrum figure, the magnitude of the spectrum was normalized for reading

convenience. The unit of the horizontal axis is beats per minute. The spectrum of the

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human vital sign shows the frequency of the subject’s respiration at 20 beats/min and

the heart beat is around 84 beats/min.

Figure 4-9. Human respiration and heart beat measurement setup.

0 2 4 6 8 100

0.2

0.4

0.6

0.8

Time (s)

No

rma

lize

d M

ag

nitu

de

0 12 24 36 48 60 72 84 961080

0.14

0.29

0.43

0.57

0.71

0.86

1

Beats/Min

No

rma

lize

d S

pe

ctr

um

(a) (b)

0 8 16 24 32 400

0.2

0.4

0.6

0.8

Time (s)

No

rma

lize

d M

ag

nitu

de

0 15 30 45 60 75 90 105 1200

0.17

0.33

0.5

0.67

0.83

1

Beats/Min

No

rma

lize

d S

pe

ctr

um

(c) (d)

Figure 4-10. Detected baseband signal and spectra in non-contact vital sign detection. (a) baseband signal detected with a sampling rate of 25.6 Hz; (b) baseband spectrum detected with a sampling rate of 25.6 Hz; (c) baseband signal detected with a sampling rate of 6.4 Hz; (d) baseband spectrum obtained with a sampling rate of 6.4 Hz.

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4.5.3 Guideline for Selecting the Sampling Frequency

In previously reported vital sign detectors, the signal processing was handled by

computers. The FFT algorithm in Li’s works [39], [42] and [45] used a large window size

of 10240 and a sampling rate of over 20 Hz to achieve a smooth spectrum. However,

the handheld version of a vital sign detector has a limit on the size of the window

because the relatively low-speed microprocessor cannot calculate large windows very

quickly. The handheld vital sign detector in this paper utilizes a 256-point window.

Therefore, the sharpness of the spectrum is now dependent on the sampling rate

selected. As shown in Figure 4-10, the spectrum with the higher sampling rate is not as

sharp as the spectrum with the lower sampling rate. Therefore, if the application needs

sharper spectrum, a low sampling rate should be selected. However, the lower sampling

rate results in a longer measurement period and prolongs the response of the spectrum

to the change in vital sign. Also, any strong interference in this long period will destroy

the spectrum. This dynamic implies that there is a tradeoff between spectrum sharpness

and spectrum response speed, as well as stability for handheld vital sign detectors.

The guideline for selecting the sampling rate is: If the application has a relatively

stationary subject and needs accurate measurement, a low sampling rate is suitable. An

example is the sleep apnea monitoring; if the application needs fast recognition and

quick response time, a higher sampling rate should be used. An example is the search-

and-find rescue mission.

4.5.4 The Effect of Output SNR on Detection Accuracy

The above model was used to simulate the effect of overall output SNR on the

detection of vital signs. A human subject was seated 1 meter away in the experiment.

The subject’s respiration had an amplitude of mr= 0.8 mm and a frequency of 19

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beats/min. The subject’s heartbeat is simulated to have a strong amplitude of mh = 0.3

mm and a frequency of 72 beats/min. The carrier frequency of the Doppler radar is set

at 5.8 GHz. Figure 4-11 presents the baseband signals and spectrums without noise

and with a low output SNR.

0 5 10 15-0.8

-0.4

0

0.4

0.8

Time (s)

Am

plit

ud

e (

V)

0 30 60 90 1200

0.2

0.4

0.6

0.8

1

Beats/Min

No

rma

lize

d S

pe

ctr

um

(a) (b)

0 5 10 15-0.8

-4

0

0.4

0.8

Time (s)

Am

plit

ud

e (

V)

0 30 60 90 1200

0.2

0.4

0.6

0.8

1

Frequency (Hz)

No

rma

lize

d S

pe

ctr

um

(c) (d)

Figure 4-11. Simulated baseband signal and spectrum in non-contact vital sign detection. (a) baseband signal without noise. (b) baseband spectrum without noise. (c) baseband signal with SNR = 13 dB. (d) baseband signal with SNR = 13 dB.

As shown in Figure 4-11, with a low SNR, the noise floor of the system

overwhelms the heartbeat signal. A low SNR can be caused by either low vital sign

signal strength or high overall noise voltage at the baseband output. The strength of the

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77

heartbeat signal is normally 5 to 10 times weaker than that of respiration. Therefore, in

order to guarantee the detection of heartbeat, the received signal level needs to be

roughly 14~20 dB higher than the required signal level for respiration detection only.

4.5.5 The Trade-off between Output SNR and Detection Accuracy

The SNR is related to the detection distance according to a two-way Radar range

equation. A long detection distance results in low signal strength and low detector SNR.

We can verify this effect by conducting an experiment on a short-range low-power

noncontact vital sign sensor node [53] and measuring the vital sign signals in different

distances. In order to calculate the SNR of the measured signal, a band-pass filter and

a band-stop filter is used to separate the signal and noise. The SNR is calculated as the

ratio of the variance of the signal and the variance of the noise. As shown in Figure 4-

12, the measured SNR will decrease by 15.3 dB when the detection distance is

increased by 60.6%.

To raise the SNR of the received vital sign signal, at least one of the following

methods should be used: (1) an increase in transmitter output power; (2) closer

measurement distance; (3) larger physiological movements; or (4) a lower receiver

noise. For a specific measurement setting (human subject and measurement device),

the latter two conditions are relatively fixed. Therefore, based on the first two conditions,

the SNR data should be provided as guidelines for experiment references. Figure 4-13

is a chart showing the simulated result of SNR at the measurement distance from 10 cm

to 40 cm for the short-range low-power vital sign sensor node. The chart shows three

sets of simulation results with three output power settings.

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Figure 4-12. Detected baseband signal and spectrum in non-contact vital sign detection.

(a) baseband signal detected at 16.5 cm, measured SNR is 26.2 dB; (b) baseband spectrum obtained at 16.5 cm; (c) baseband signal detected at 26.5 cm, measured SNR is 10.9 dB; (d) baseband spectrum obtained at 26.5 cm.

10 20 30 40-10

0

10

20

30

40

50

Distance (cm)

SN

R (

dB

)

5 dBm

0 dBm

-5 dBm

Figure 4-13. Simulated receiver output SNR.

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4.6 Summary

An integrated noncontact vital sign detector for handheld applications is

demonstrated. A low-cost, low-power, and small-size signal processor is developed to

perform the spectrum analysis task. Noise analysis on the quadrature direct-conversion

vital sign detector is demonstrated. The noise characteristics in the detector sub-

systems are analyzed and are combined to form an overall noise performance

evaluation of the vital sign detection system. This integrated system enables the vital

sign detection to be integrated in handheld devices. Experiments on both human

subject and programmed actuator are performed to verify the accuracy of the detection.

The guideline on selecting the sampling frequency for different application is described.

A key design consideration in selecting mixer for vital sign detection is presented. The

guideline of detector SNR is introduced. The wireless noncontact detection system can

be used widely in applications including medical, search-and-rescue, and military

applications.

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CHAPTER 5 INTEGRATED VITAL SIGN RADAR SENSOR WITH ON-BOARD ANTENNA

5.1 Integration of Vital Sign Radar and Antennas

Although the radar front-end, the baseband analog circuit, and digital signal

processor (DSP) have been integrated on a single printed circuit board and shown

satisfactory performance, the integration of the antennas on-board is of great interest.

Currently, the antennas used to transmit (TX) and receive (RX) the RF signal are patch

antennas with an operating frequency at 5.8 GHz. Integrating the antennas on-board

requires the designer to solve the challenge of the coupling between the TX and RX

antennas. The methods to minimize the coupling will be discussed in this chapter.

Efforts on coupling minimization will help to reduce the DC offset and prevent the

leakage from saturating the receiver. The orientation of both antennas will be further

investigated to minimize substrate coupling.

5.2 Transmitting and Receiving Antenna Arrays Design

Both the transmitting (TX) and the receiving (RX) antenna are designed to be

patch antenna arrays. A patch or microstrip antenna array is a low profile antenna array

that has a number of advantages over other antennas. It is lightweight, inexpensive, and

easy to integrate with accompanying electronics, thus it makes the perfect candidate to

integrate with the Doppler radar circuits. Figure 5-1 shows a patch antenna array model

designed in Ansoft Designer. The patch antenna array is designed for 5.8 GHz

operation on a Rogers RO4350B substrate with 3.48 dielectric constant and 0.032"

thickness.

The equation to determine the initial setting of the width (W) and length (L) of the

microstrip patch antenna are

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1

2

2

0

rrf

vW

(5-1)

Lf

Lreffr

22

1

00 (5-2)

Here fr is the resonant frequency, εr is the dielectric constant of the substrate, εreff

is the effective dielectric constant of the substrate, ΔL is the length of feed line, and v0 is

the speed of light.

Figure 5-1. Patch antenna array model used in on-board antenna design.

The patch without the feeding network was simulated in Ansoft HFSS to adjust W

for resonance at 5.8 GHz. The input impedance of the feed lines to the patches was

simulated by placing a 50 Ω transmission line at the patch edge. By changing the trench

length, the input impedance was match to be 50 Ω. The power distribution lines are

simulated to match the impedance change caused by the branching. Finally, a right-

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angle quarter-wave length transformer was used to match the input impedance of the

first power distribution branch to a 50 Ω terminal. The radiation pattern and S11 of the

finalized patch antenna is shown in Figure 5-2 and Figure 5-3. The final dimensions of

the patch antenna array are listed in Table 5-1.

Figure 5-2. Patch antenna array radiation pattern. Maximum gain 11.5 dB is achieved.

Figure 5-3. S11 of patch antenna array. The antenna resonates at 5.8 GHz.

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Table 5-1. Dimensions of the patch antenna array.

Design Parameter Parameter Value (mm)

Note

W

16.4

Patch width

L 12.9 Patch length WSlot

3.2

Slot width

LSlot

4.3 Slot length

Dx

34 Patch x-axis separation

Dy

34 Patch y-axis separation

Lf1

4 Patch feed line length

W4

3.3 Quarter-wave length transformer width

lambda4

8.2 Quarter-wave length transformer length

W5

2.3 Right-angle Q-W length transformer width

lambda5

6.7 Right-angle Q-W length transformer length

5.3 Orientation of the TX and RX Antennas

The coupling between TX and RX patch antenna arrays is a function of the

position of one array relative to the other and the relative orientation of them [50]. When

the two patch antenna arrays are placed along the H-plane, the mutual coupling

between the two elements are minimum. An illustration of the H-plane orientation is

presented in Figure 5-4. At microwave frequencies, surface waves along the air-

dielectric interface contribute mainly to the mutual coupling. In the H-plane orientation,

the fields in the space between the elements are primarily TE and there is not a strong

dominant mode surface wave excitation, thus producing less coupling between the

arrays.

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Figure 5-4. H-plane patch antenna array orientation.

5.4 Simulation of the Coupling between TX and RX Antennas

The mutual coupling between two rectangular microstrip patches in H-plane

orientation can be found to be [50]

cos2cossincos

cos2

sin2

0

3

2

0

0

Z

Wk

W

dL

J

sin21

0

0 (5-3)

where Z is the center-to-center separation between the slots, J0 is the zero-order Bessel

function of the first kind, L is the separation of patches along E-plane, and Z is distance

of patches along the H-plane. According to the equation, the mutual coupling between

the two patches will decrease when the separation is increasing.

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The mutual coupling between two on-board patch antnnas can be calculated by a

simulation set up in Ansoft HFSS. Figure 5-5 shows the TX and RX antennas model

designed in Ansoft HFSS. The two antennas are in H-plane orientation and separated

by a distance of s. The mutual inductance between the two antennas is simulated with a

separation from 115 mm to 155 mm. The mutual coupling or leakage between the two

antennas S12 over frequency band from 5.5 GHz to 6.1 GHz is presented in Figure 5-6.

By using the simulation result, an estimate of the on-board antenna isolation can be

determined. The on-board antennas on the fabricated integrated radar board are

designed to have a separation of 140 mm. The simulated isolation between the TX and

RX antennas are 39 dB at 5.8 GHz.

Figure 5-5. Mutual coupling simulation model in Ansoft HFSS.

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110 120 130 140 150 160-50

-45

-40

-35

Separation (mm)

dB

(S(P

ort

1,P

ort

2))

5.5 GHz

5.6 GHz

5.7 GHz

5.8 GHz

5.9 GHz

6.0 GHz

6.1 GHz

Figure 5-6. S12 of the on-board TX and RX patch antenna array.

5.5 System Integration of the Vital Sign Detector with On-board Antenna

The quadrature transceiver, the baseband amplification circuits, the power

management circuit, and the TX and RX antennas are integrated on a single Rogers

RO4350B printed circuit board. The size of the integrated portable radar is 20 cm ×

7cm. The TX and RX antennas are placed at the two sizes of the quadrature transceiver

to further reduce the interference between the antennas. The coupling capacitor

connected between the RF front-end and baseband amplifiers is fine-tuned from 10 µF

to 1 µF. This coupling capacitor combined with the input impedance of the baseband

amplifiers forms a high pass filter. By using the lower capacitance, the cutoff frequency

of the filter is increased from 0.13 Hz to 1.3 Hz, thus it rejects the respiration signal and

enhanced the heart beat signal.

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The integrated radar draws a current of 0.24 A from the power supply and has a

low power consumption of 2.2 W. The output power of the transmitter is 0 dBm which is

within the limit set by IEEE RF Safety Guideline. The photograph of the integrated vital

sign radar sensor is show in Figure 5-7. A real-time vital sign monitoring software is

designed for the integrated radar. The software uses digital filtering to separate the time

domain signal of the respiration and heart beat signal. A screen shot of the software is

shown in Figure 5-8. Vital sign detection on a human subject is successfully achieved

with the integrated hardware and software. The detection results are shown in Figure 5-

8.

Figure 5-7. Photograph of the integrated vital sign radar sensors with on-board antennas.

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Figure 5-8. Photograph of the real-time integrated vital sign radar software.

5.6 Low-power Design, Link-budget, and Emission Safety

As shown in Figure 4-3, the power management circuits supply the power

consumption of the radar board. It consists of the power chip Maxim MAX603 and

Maxim MAX604. The power chips convert the 9-V power from the wall plug to 3.3 V and

5 V. The number of power chips is determined by the total power needed and the

maximum power each power chip can supply.

The most power-hungry components on the board are the RF amplifiers. Each RF

amplifier (RFMD NBB-400) consumes a current of 50 mA. The low-power design goal of

the vital sign detection radar requires using the minimum number of RF amplifiers to

achieve sufficient detection sensitivity. In order to determine the minimum number of RF

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amplifiers, a link-budget analysis is needed to determine the minimum gain needed in

the RF receiver chain.

Table 5-2 is a list of detailed data to calculate the received power using the link

budget method. The equation for received power estimate is

2

244

R

GGP rt

r

(5-4)

where Pr is the received power, Pt is the transmitted power, Gt and Gr are antenna gains

of the TX and RX antennas, λ is the signal wavelength in air, σ is the radar cross

section of the target.

The Radar cross section (RCS) σ is a measure of how detectable an object is with

a radar. A larger RCS indicates that an object is more easily detected. The RCS of the

human vital sign is estimated to be 0.01 m2. It will give a received signal power of 20 dB

lower than that using a RCS of 1. Using the equation, the received signal power is

estimated to be -77 dBm.

Table 5-2. Received RF power estimate for 5.8 GHz integrated vital sign sensor.

Value

Frequency

5.8 GHz

Transmitting Power

0 dBm

Antenna Gain

10 dB

Radar Cross Section

0.01 m2

Distance

3 m

Received Power

-77 dBm

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In order to guarantee a successful detection of vital sign signals, especially the

heart beat signal, sufficient RF front-end gain needs to be present in the receiver chain.

Normally the input of the baseband amplifier should be larger than 2 mV (-41 dBm).

From the result of the link-budget analysis, the RF gain of the receiver should be larger

than 36 dB. To reach this minimum gain requirement, two receiver RF amplifiers are

used in the receiver chain of the integrated vital sign radar sensor. The total power

consumed by the individual radar sensor is 2.1 W. Two MAX 604 and one MAX 603 are

used to provide the power.

The radiation power of the sensor should meet the IEEE safety standard. Shown

in Figure 5-9 is the IEEE RF safety guideline [86]. The maximum power density at

5.8GHz in uncontrolled environments should be lower than 1 mW/cm2. Shown in Figure

5-10 is the power density of the integrated noncontact vital sign detector at distances

from 10 cm to 200 cm. At any detection distance, the radiation of the integrated detector

is lower than 1 mW/cm2, thus it complies with the IEEE RF safety standard.

Figure 5-9. IEEE RF safety standard C95.1-2005.

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0 50 100 150 2000

2

4

6

8x 10

-3

Detection Distance (cm)

Pow

er

Density (

mW

/cm

2)

Doppler Radar Power Density

Figure 5-10. Power density of the integrated noncontact vital sign detector.

5.7 Summary

An integrated noncontact vital sign sensor with on-board antenna is demonstrated.

A 5.8 GHz patch antenna array is designed for functioning as the individual antenna on

radar board. The theory of mutual coupling between the TX and RX patch antennas are

discussed. The consideration of the relative orientation of the antennas is discussed. A

pair of H-plane aligned patch antenna arrays is modeled and the simulation results are

used as guidelines in designing the on-board antennas. This integrated system is

fabricated on a single PCB. Accompanying software is programmed in Labview.

Experiments on a human subject are performed to verify the functionality of the sensor.

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CHAPTER 6 CONCLUSIONS

The theory and implementation of multiple sensor platform techniques in hydrogen

sensing and two-dimensional noncontact vital sign detection are presented in this

dissertation. The implemented hydrogen sensing system can detect and display the

detected hydrogen density from the six sensors in real time. A user-friendly program

has been developed to share the data collected by base station to Internet, so that the

data can be analyzed and monitored from anywhere with an Internet connection. Field

tests show that the low-power hydrogen sensor can work stably and react quickly to

possible hydrogen leakage.

The implemented noncontact vital sign detection system can detect and display

the detected vital sign signals from the four sensors. The multiple radar system can

cancel the two-dimensional human body movement in vital sign detections. By using the

radar array, the detecting sensitivity for respiration and heartbeat is improved. An

algorithm for compensating DC offset is introduced to ensure the proper operation of the

two-dimensional body movement cancellation. An integrated noncontact vital sign

detector for handheld applications is demonstrated. The noise characteristics in the

detector sub-systems are analyzed and are combined to form an overall noise

performance evaluation of the vital sign detection system.

The noncontact vital sign detector is further integrated with the transmitting and

receiving antennas. The mutual coupling between TX and RX antennas are studied.

The integrated noncontact vital sign detector is presented. The detector’s power

consumption and radiation is studied. A real-time vital sign detection software

programmed in Labview is demonstrated.

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BIOGRAPHICAL SKETCH

Xiaogang Yu received the B.S. degree in physics from Nanjing University, Nanjing,

China, in 2004, the M.S. degree in electrical and computer engineering from the

University of Florida, Gainesville, in 2007, and the Ph.D. degree in electrical and

computer engineering at the University of Florida, in 2011.

His research interests include wireless sensors, biomedical applications of

microwave/RF systems, and microwave/millimeter-wave circuits.

Mr. Yu is a student member of the IEEE Microwave Theory and Techniques

Society (IEEE MTT-S). He was a finalist in the 2009 IEEE Radio and Wireless

Symposium Student Paper Competition.