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  • 8/11/2019 Muller, E.R. (2010). Policing & Accountability in the NL

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    This article was downloaded by: [Universiteit Leiden / LUMC]On: 03 September 2014, At: 17:43Publisher: RoutledgeInforma Ltd Registered in England and Wales Registered Number: 1072954 Registeredoffice: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK

    Policing and Society: An International

    Journal of Research and PolicyPublication details, including instructions for authors and

    subscription information:

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    Policing and Accountability in the

    Netherlands: A Happy Marriage or a

    Stressful Relationship?E.R. Muller aaE.M. Meijers Instituut , Witte Singel 103, Leiden, 2313, AA, The

    Netherlands

    Published online: 27 Oct 2010.

    To cite this article:E.R. Muller (2002) Policing and Accountability in the Netherlands: A Happy

    Marriage or a Stressful Relationship?, Policing and Society: An International Journal of Research and

    Policy, 12:4, 249-258, DOI: 10.1080/1043946022000007930

    To link to this article: http://dx.doi.org/10.1080/1043946022000007930

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    Policing and Society, 2002, Vol. 12, No. 4, pp. 249258

    POLICING AND ACCOUNTABILITY IN THE

    NETHERLANDS: A HAPPY MARRIAGE OR A

    STRESSFUL RELATIONSHIP?

    E.R. MULLER*

    E.M. Meijers Instituut, Witte Singel 103, 2313 AA Leiden, The Netherlands

    This article overviews the principal structural features concerning the system of police accountability in theNetherlands. At issue is the police ability to deliver good standards in public safety, especially in thecontext of local communities and small towns, after a decade of police organisational reform. The articleoffers insights into the complexities for managing police accountability in the Netherlands under the currentstructure. Police systems across Europe are experiencing, to varying degrees, the tendency to centralisemanagement functions. The Dutch case is an example of this. In the Netherlands, police reorganisation asa result of the Police Act 1993 has had negative consequences for local accountability which are notadequately addressed by the characteristic informalism that underpins the system. A tendency to structuralincidentalism exacerbates these weaknesses. The article concludes by calling for greater transparency in policedecision making and greater participation by external representatives of the public in order to bolster a fragilelegitimacy of the system.

    Keywords: Police accountability; The Netherlands; Democracy; Rule of law; Police legitimacy

    INTRODUCTION

    Police accountability is a heavily debated topic in the Netherlands (see for an overview

    Fijnaut et al., 1999) and it is a topic that also features prominently in policing

    studies (Jones, 1995; Wintle, 1996). Many books have been written on the subject

    and many conferences have been organised to discuss its implications (Fijnaut, 1979,

    1983; Rosenthal et al., 1987; Fasseur, 1990; Van Helten, 1990; Reiner, 1992; CrisisOnderzoek Team, 1994; Muller, 1994; Boek, 1995; den Boer, 1997; Koopman, 1998).

    Despite the attention of academics, it remains the case that, in everyday police practice

    in the Netherlands, the subject receives far less attention. How the police account for

    their actions is evidently considered to be of little consequence for the police organi-

    sations daily execution of policing tasks. It would seem that this subject is merely an

    issue which attracts attention from academic police experts and the occasional

    management cop (Punch, 1983).

    This article addresses the relationship between the police performance in practice

    and accountability concerning this performance (Gunther Moor et al., 1998;

    *Director of the Dutch Police Academy; Director of the Crisis Research Team; Professor of ConflictResolution, University of Leiden. E-mail: [email protected].

    ISSN 1043-9463 print; ISSN 1477-2728 online/02/040249-16 2002 Taylor & Francis Ltd

    DOI: 10.1080/1043946022000007930

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    Rosenthalet al., 1998a). In European countries there is a commonly held principle that

    the justification of police performance is essential to a democratic constitutional state.

    A properly controlled police organisation is a prerequisite in a balanced concept of a

    constitutional state. This article aims to explain how the Dutch police view and respondto this responsibility (Brantjes, 2001). It concludes with a number of recommendations

    for improving the relationship between police practice and accountability. The article

    concentrates on police accountability in the Netherlands; and draws heavily upon

    Dutch literature on police accountability (see for an introduction to the Dutch police

    system Elzinga et al., 1995; Michiels, 1997), but I believe the lessons are more general

    ones that can, with due alteration of detail, be applied to liberal democracies elsewhere

    (see for example: Sheptycki, 1999 for a comparison of the Dutch and Belgian police

    systems).

    It may appear at first remarkable to claim that the relations between the police, the

    government, the law and parliament constitute the weakest point of the police organ-

    isation (Cachet et al. 1998). It is uncontentious to say that, absent good relationsbetween these different parties, a police force cannot be managed and controlled effi-

    ciently. However, there is a relationship be it a rather distant one between police

    performance in the field and the managerial and control activities which are executed

    by the most senior police officers, the mayors and the public prosecutors (Muller

    and Poelert, 1999). Past experience in the Netherlands clearly shows that the corollary

    of poor connectivity between the police, the government and the law can lead to serious

    problems in police performance in the streets. Let us explore this contention in a little

    more detail.

    POLICING ISSUES IN THE NETHERLANDS

    Policing in the Netherlands has been and continues to be under considerable pressure

    (cf. Almelo and Wiewel, 1991). It is no exaggeration to say that the organisation

    and performance of the police, the government and the law are topics of constant

    debate in Dutch society in the contemporary period. In the recent past, various

    incidents gave rise to media discussions and portrayals of a crisis in the constitutional

    state of the Netherlands1. Debates about these matters in the Dutch parliament

    and town councils frequently culminate in sweeping statements but scarcely quell the

    controversy. Political authorities, the magistrates and others in positions of responsibil-

    ity suffer the consequences of the constant flow of incidents concerning policing

    in the Netherlands (cf. Ericson and Haggerty, 1997). This flow of controversy can be

    understood as the problem of structural incidentalism a constant pattern of incidents

    that have major consequences for the organisation and performance of the police,

    the law and the government. The result of structural incidentalism is that the legitimacy

    of this set of institutions is now at stake. Structural incidentalism in matters of police

    performance can be traced back to fundamental questions concerning the performance

    1There have been two parliamentary inquiry commissions on the topic of policing methods; ParlementaireEnquete Commissie Opsporingsmethoden, 1996 and Parlementaire Onderzoekscommissie EvaluatieOnderzoeksmethoden, 1999.

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    of our democratic constitutional state and concerning the violation of civilians basic

    rights, one of which is the right to safety.

    At present the role of the Dutch police in the context of social order more generally is

    undergoing a process of reconsideration. One of the most visible results of this is thatthe Public Prosecutors Department has been drastically reorganised to enable it to per-

    form a more effective oversight role in the future (see Schalken, 1992; Hart, 1994). This

    is symptomatic of the general task that political and administrative authorities face in

    finding ways of asserting their authority. Henceforth, elected representatives will be

    required to demonstrate that they take their legislative and inspecting tasks in this

    area of government care seriously:

    The legitimacy of the police and the judiciary has come under pressure as a result of a too decisive use ofcriminal investigation methods. Since the outcome of the 1995 parliamentary committee, peopleexpress less trust in both. As far as the 1999 parliamentary committee is concerned, the police and the

    judiciary have actually succeeded in realising organisational changes, as well as changes with respect

    to content. Those far-reaching changes are hardly visible to the general public, however. Media andthe public opinion focus mainly on incidents that are regularly uncovered. The damage to legitimacywill therefore last for another few years. The legitimacy of the police and of prosecutors will only increaseif they are able to keep up with the changes that have been launched. (Muller and Pieterse, 2001)

    The following ten propositions summarise the current state of play in the adaptations

    to the contemporary situation2.

    1. Good standards of public safety care still ranks high on the list of public priorities

    for the police. Discussions and debates concerning this issue tend to exclusively focus

    on the organisation of safety care at the expense of a concern with what safety

    care should entail. This leads to a gap between the publics safety requirements

    (expectations) and the limited organisational conditions under which the police,the government and the law can function. Despite diminishing indicators of crime

    and criminality (as measured by a variety of statistical indicators), anxiety about

    the crime problem remains widespread. This is connected with new problems

    concerning the maintenance of public-order on and around football fields, in

    entertainment centres and in particular town districts. These anxieties intensify

    public feelings of dissatisfaction concerning lack of safety and government failure

    to take effective measures against it.

    2. The authority of the police, the government and the law has suffered as a

    consequence. Structural incidentalism is the name given to the apparently continu-

    ous problems in safety care and the concomitant series of incidents involving

    problems of, or at least allegations of, police misconduct. The legitimacy of the

    actions of the police, the government and the law (and even of ministers) can no

    longer be taken as a given. All these parties have lost credibility (Cachet, 1990).

    The public is aware of a major discrepancy between political bombast and the

    actual actions taken by the police, the government and the law. Conscious of the dis-

    crepancy, there seems, to the public at large, to be no end to the series of incidents

    involving clashes between personal interests and public. The police, the government

    and the law continually strive will have to re-convince the public of the legitimacy of

    their actions.

    2These propositions are, in the main, based on the conclusions of an in-depth inquiry into the Police Act of1993 (Rosenthal et al., 1998b).

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    3. The structure of the current police organisation in the Netherlands is highly

    complex. This complexity leads to flaws in the system of management. There is

    insufficient dualism of authority and management. The managerial dualism is

    unclear. The relations between central and local management and control areunclear. The democratic justification system is inadequate. The various parties

    operating within this faulty organisation work hard to arrive at consensus with

    respect to managerial issues, but the organisation as a whole is characterised by

    substantial managerial chaos. The process of arriving at managerial decisions

    involves many different people. For many of those involved the amount of time

    that has been spent on consultations and planning is considerable, indeed it

    may even be at the point of consuming all the available institutional energy.

    History will demonstrate that the present police organisation in the Netherlands is

    a transitional one.

    4. The democratic accountability of regional police care in the Netherlands is still

    highly circumscribed. The adjustments that have been and are being made in theadministrative structure and organisation of police care in several regions

    have done little to address this. The worst effect of this is that town councils

    have no genuine influence on the management and control of the police. This has

    considerable implications for police legitimacy at the local level that cannot be

    answered by recourse to a national schema.

    5. It is a paradox that the competent authorities have sufficient formal powers of

    management and control at their disposal, but they do not make sufficient use of

    those possibilities. These authorities consistently under-perform with respect to the

    management of policing activities. Indeed, they exercise no genuine control over

    the police organisation. It is a small mercy that police professionals generallyhandle the latitude they are offered in a responsible way and do not attempt to

    operate independently.

    6. One significant aspect of the current system for local accountability is that there are

    major differences in the administrative powers of the mayors of different towns

    with respect to safety care. With regard to each and every aspect, the competences

    accruing to the Mayor of a central town within a region are not the same as those

    of small towns. These actual differences in administrative powers are at conflict

    with the formal equality of the individual mayors in a regional council and lead

    to discrepancies in the exercise of authority. Unevenness of formal powers in this

    regard leads to inequality of outcome.

    7. The fundament of Dutch policing is that consensus needs to be built and that

    compromises can be formulated. However, police care in the Netherlands depends

    to a significant extent on informal, personal relations. All too often police perform-

    ance is the outcome of an opportunity-chemistry between the various parties

    directly involved in police management. One effect of informalism is that key

    individuals often prove to be more important than key functions. At times all this

    may work out well, but in some cases it leads to serious problems. Informalism

    means that there is an insufficiency of corrective mechanisms when things go

    awry. Personal conflict between a mayor, a prosecutor and a police chief may nega-

    tively influence the way in which policing in that area is conducted.

    8. Policing in the Netherlands is held to account by two Ministries, that of the Interiorand of Justice. It is a matter of concern that the Ministers of the Interior and

    Justice seem to have very little actual influence on safety care and often fail to exploit

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    the competences provided by the current Police Act. However, even if ministers

    would exercise those competences with greater frequency, it is doubtful that this

    would have much practical result in specific localities. It would prove very difficult

    in practice to combine centralised management and control with the equallynecessary incorporation of police care on a local basis.

    9. There is some evidence within the police organisation of an intensified focus on the

    improvement in the content of police work. For example, currently a great deal of

    attention is being given over to improving the quality of criminal investigation.

    Large-scale structural reorganisation in the Dutch police during the 1990s has

    been time consuming and has, to an immeasurable degree, sapped its strength.

    For at least a decade, if not longer, attention has been almost exclusively focused

    on the organisational implications of measures affecting the content of police

    work. The institutionalisation of too many forms of consultation, inspection and

    centres of expertise deflected attention from actual police work, whereas the

    professionalism of the police organisation should primarily be manifested in thequality of its work.

    10. The Public Prosecution Service is also undergoing major reorganisation and this is

    now beginning to pay off. The involvement of the Prosecution Service in manage-

    rial issues remains limited and its members still have few opportunities to suggest

    measures adapted to regional and local conditions (Foque and t Hart, 1990).

    The decisions of the Board of Procurators-General allow the Public Prosecution

    Service limited scope to take action on a regional basis. It is only to be hoped

    that the Public Prosecution Service will be granted the peace and time required

    to satisfactorily conclude its reorganisation (De Doelder, 1994).

    NORMATIVE PRINCIPLES

    The need for a democratically sound, effective and efficient police care is now greater

    than ever. A number of normative principles associated with this increased need have

    been articulated. These normative principles relate primarily to the organisation of

    police care, which in turn is directly related to the content of police care. Optimally

    organised police care is of great importance for both objective and subjective safety

    (see Rosenthal et al., 1998b).

    1. Law and Practice A first important improvement from which police care would

    greatly benefit would be to narrow the gap between law in theory and law in

    practice. A wide gap between the two implies a waste of administrative and organi-

    sational energy. In a living constitutional state it is understandable for there to be a

    healthy tension between laws and the structures and processes that are put in place

    within their confines. But a prerequisite for constitutional police care is that the laws

    and the regulations based on them are not too far removed from administrative

    practice.

    2. Disclosure Also important for good police care is that administrative decisions

    are disclosed to the public, even if that may sometimes involve difficulties.

    Transparency of administrative decisions is the best way of ensuring broadinvolvement in administrative decision-making and is in the interest of democratic

    justification.

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    3. Transparency A related factor with respect to good police care is transparency

    of complex structures and processes. The police organisation and police care

    function in a context within which consensus, consultation and compromising are

    highly valued. Of great importance with respect to ensuring transparency is anunambiguous distribution of powers and responsibilities.

    4. Prevention of Concentrations of Power Police care will benefit greatly from efforts

    to prevent concentrations of power, dual positions and personal unions. Checks

    and balances, including dualism of authority and balance of interests, are key

    issues in the Dutch constitutional state, and hence also of great importance for

    sound police operation.

    5. NoAuthorityWithoutResponsibility,noRresponsibilityWithoutJustification Because

    of their appointed powers and the means at their disposal including the possibility

    of using violence the police occupy a special place in society. A strict rule holding

    for all conditions, relations and forms of consultation within the police organisation

    is that all powers must be coupled with responsibilities, and responsibility meansthat all actions must be justified.

    6. Integral Democratic Justification Something else from which police care would

    greatly benefit is integral justification to a democratically elected body. Such integral

    democratic justification would enhance the legitimacy of the actions of the police,

    the government and the law.

    7. Primacy Government Irrespective of the great importance of safety and police

    care, the police organisation must act in conformity with the basic characteristics

    of government and not vice versa (Hoogenboom, 1994).

    ISSUES RELATING TO THE MANAGEMENT AND

    CONTROL OF THE POLICE

    This section provides an overview of the most important issues concerning the

    evaluation of the functioning of the Police Act of 1993, which offers an insight in the

    way accountability works in the Dutch police organisation (see Rosenthal et al., 1998b).

    Formal and Informal

    The informal, personal relations between the various parties involved in police care

    are crucial. The need for good personal relations, especially between the members

    of the regional triangle, is widely acknowledged. It is virtually impossible to enforce

    the provisions of the Police Act if there are problems in the personal relations.

    The Police Act is entirely in line with the Dutch political-administrative culture of

    consultation, compromising and conflict avoidance. Many decisions relating to the

    management and control of the police are taken in an informal way. Only rarely

    are the formal procedures followed. The advantages of informal decision-making

    are that decisions can be quickly made and that they are generally widely supported.

    Disadvantages are the difficulty of controlling such decisions and their susceptibilityto changes. Of importance in this respect is the existing management culture in

    particular regions.

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    Consultation and Decision-making

    The management and control of the police are topics of discussion in many different

    contexts, such as the executive committee, regional triangle, bilateral consultations,

    staff meetings, district consultations, local consultations, etc. (see also Van der Hulst,1990; Albert, 1994). As a result of the highly complicated level of these forms of

    consultation, it often happens that the same subjects are being discussed at meetings

    in different places, which obviously contributes to a duplication of efforts.

    Increasingly, attempts are made to coordinate expectations and wishes in all the

    different circuits, to avoid the risk of actual decisions being taken by a formal commit-

    tee, such as the regional council. Force managers realise that giving all the parties

    involved ample scope for consultation is the best way of arriving at a successful

    police policy (Hoogewoning, 1993).

    The many forms of consultation render decision-making a diffuse process. It is

    virtually impossible to reconstruct when, and by whom, a particular decision wastaken. The formal decision-making procedures may have been followed, but the

    background and reasons for the decisions often remain unclear. The main aims of

    the many consultations actually prove to be coordination and implicit decision-

    making. And the main purpose of the formal institutes, such as the regional council,

    is then to ratify the decisions. But as all the different parties have had the opportunity

    to express their wishes in the extensive consultations, the great majority of the members

    of the regional council support this development. In this way, the decisions of the

    regional council generate wide support. At the same time, however, this form of

    decision-making means that the mayors in the regional council have virtually no

    opportunity to influence decisions.

    Communication Patterns and Forms of Consultation

    One can distinguish a number of dominant communication patterns in the police

    regions which were investigated. These communication patterns and the exchange of

    information that takes place within them can be ranked according to their intensity.

    The most intensive exchange of information is that between the managers and chiefs

    of the force. As far as management is concerned, these are the most important

    exchanges in the communication patterns. All relevant issues are ultimately discussed

    in the consultations of a formal or informal nature between the chiefs and the

    managers of the force. It is necessary to add that most information in the manager

    chief relationship is exchanged orally. The second most important form of consultation

    is that of the regional councils executive committee. In the executive committee, the

    force manager, the field officer, the force chief and the mayor discuss most aspects

    of police care in their region. The meetings of the executive committee usually generate

    sufficient information, and often also new facts to satisfy most participants.

    Of importance with respect to the local management and control of the police is

    the exchange of information that takes place in the district councils. In the district

    councils in particular, mayors try to take decisions concerning local police care in a

    more or less inter-town context. Together with the consultations between the mayors

    and the local chiefs of police, this flow of information constitutes the core of thelocal communication patterns. None of the participants regard the regional council

    as a single, independent source of information. The most relevant issues will already

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    have been discussed via the other forms of consultation. Only for the mayors, who

    play no active part in regional affairs, is the regional council an independent source

    of information. Within the regional council itself, communication is often restricted

    to a formal exchange of viewpoints and the formulation of decisions.

    Information to Town Councils

    The provision of information to the town councils is a case apart within the wider

    context of information and communication. Under the terms of the Police Act, the

    force managers and the mayors are obliged to pass all relevant information on to the

    councils without delay. In practice, however, this is not always done. The force

    managers almost always immediately forward the regional councils reports to the

    town councils, but the other mayors are usually more selective in providing information

    to the town councils. However, not all mayors behave in the same way in this respect.

    The quality and quantity of information forwarded to the council depends to a largeextent on the mayors style of management and his/her general relationship with the

    town council.

    All this does not alter the fact that the town councils primarily receive the results

    of formal communication patterns within their regions, optionally supplemented with

    an explanation from the mayor. They get to hear virtually nothing about the reasons

    for and backgrounds of the decisions. And they are therefore never fully informed

    about the management and control processes in their regions. Town council members

    of non-central towns rarely ask for further information on general aspects of the

    regional police. They are interested in detailed information on local safety. Town

    council members of central towns tend to have more interest in information on theregional force. But it is often difficult to draw a line between information relating to

    the mayors authoritative role and that relating to the force managers managerial

    role. In actual fact, the councils of central towns quite regularly both formally and

    factually raise statements about managerial issues concerning the regional force or

    ask the force manager to justify police actions. This is the great disadvantage of the

    dual role of the force manager/mayor of a central town.

    Democratic Accountability

    Although the way the police forces account for their actions to the town council meets

    the formal statutory requirements, they only account for the broad outlines of their

    policies. Police forces seldom give a detailed account (through the mayor) of the way

    they conduct their policies. Town councils generally approve the reports by the

    police forces without much discussion. In-depth discussions about the measures

    taken and the choices made are rare.

    With it comes to the management of the police forces, democratic accountability is

    essentially non-existent. Mayors are seldom called to account by their town councils

    for their role in the regional council. Town councils only discuss the way the mayor

    exercises his/her authority in maintaining public order within the municipality.

    The fact that in a few cases authority is confused with management is taken for

    granted by both the mayor and the council. But if democratic accountability for themanagement of the police forces is virtually non-existent, the situation with regard

    to democratic accountability for the mayors authority in preserving public order is

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    not much better. The town councils primarily focus on their role in influencing the

    development of local and regional plans.

    Supralocal Accountability

    Virtually none of the regional and local actors perceive any need to account for their

    actions to the Minister of the Interior or to the Queens Commissioner at the level of

    the provinces. They strongly emphasise the individual responsibility and autonomy

    of the police regions. Interventions by the Minister of the Interior primarily concern

    the implementation of general regulations, and the regions generally comply with

    these regulations without too many problems. Hence, in practice the Queens

    Commissioners role as the overall supervisor of police care in his municipalities

    does not amount to much.

    The role of the Board of Procurators-General and the Ministry of the Interior

    vis-a` -vis the chief public prosecutors, is fundamentally different. There is a clearhierarchical relationship. Chief public prosecutors make a considerable effort to put

    the judicial priorities on the agenda of the regional councils and policy planning meet-

    ings. The other parties involved are sometimes irritated by this approach; in their

    opinion, the Public Prosecution Service pays too little attention to local issues and

    focuses too much on national priorities. In some regions this has prompted a heated

    debate between the regional police force mayor and the chief public prosecutor

    about which interests should prevail. However, in most cases a compromise was

    reached that was acceptable to both.

    CONCLUSION

    Three conclusions may be drawn concerning the relationship between police practice

    and accountability in the Netherlands:

    1. Police practice and accountability do not relate very well. In the Netherlands, in

    spite of well-meant rhetoric and principles endorsed by all, accountability has

    led to a situation where the policing is controlled only to a limited extent.

    2. In the Netherlands, as well as in other countries, alternative forms of control are

    applied, such as complaints handling schemes, planning cycles and self-evaluation.

    In these forms of control, the controller is mainly the police itself. There is toolittle objective control from outside the police.

    3. Neither the police nor civilians seem to make an issue of accountability. Especially

    in the Netherlands, the police are assumed to operate within the confines of the law.

    There is no tangible wish for higher levels of accountability and disclosure.

    Where do these conclusions and comments lead to? They ought to lead to a more

    realistic picture of feasible forms of accountability. Formal bodies that directly

    represent civilians would be the ideal instruments to control the police. This article

    has shown that current forms of control are less far-reaching. That is the basis for a

    realistic control concept with formal arrangements for the external control of

    the police, independently and directly by civilians. A caveat is that each partymust appreciate the limits of such control. After all, police work is a job done by

    professionals and full control of its performance is neither possible nor desirable.

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