molecular pathogenesis of pancreatic cancer
TRANSCRIPT
Molecular pathogenesis of pancreatic cancer
Werner Hilgers, MDa,*, Christophe Rosty, MDb,Stephan A. Hahn, MDc
aDepartment of Medical Oncology, Hopital Saint Louis, 1 Avenue Claude Vellefaux,
75475 Paris, Cedex 10, FrancebDepartment of Pathology, Johns Hopkins School of Medicine, 720 Rutland Avenue,
Baltimore, MD, 21205, USAcLaboratory of Molecular Oncology, Department of Internal Medicine, University of Bochum,
In der Schornau 23-25, 44892 Bochum, Germany
The poor prognosis of pancreatic carcinoma has remained unchanged for
several decades. It is a premise of research of the molecular mechanism under-
lying this disease that the findings might aide the development of new tools and
strategies of defeating this deadly disease. Recent years have led to a major
progress in our understanding of pancreatic carcinoma biology, advancing this
tumor type to one of the best genetically characterized tumors. The aim of this
review is to give an overview of the different genes involved in the pathogenesis
of pancreatic carcinoma and to describe their functions within the biological
pathways that lead to pancreatic carcinogenesis. Furthermore, it will give an
introduction to the current understanding of molecular tumor progression of
pancreatic carcinoma, as well as highlighting familial pancreatic carcinoma.
Chromosomal alterations
In the past, methodological approaches describing gross chromosomal
changes involved in various tumor types including pancreatic carcinoma have
formed an important basis for the discovery of many cancer genes. Today, with
the help of karyotyping, microsatellite analysis and comparative genomic hybrid-
ization (CGH), a wealth of information about chromosomal changes frequently
found in pancreatic carcinoma is available.
Karyotypic alterations in pancreatic adenocarcinoma include both numerical
and structural changes. In a series of 62 primary pancreatic carcinomas studied at
0889-8588/02/$ - see front matter D 2002, Elsevier Science (USA). All rights reserved.
PII: S0889 -8588 (01 )00005 -3
* Corresponding author.
E-mail address: [email protected] (W. Hilgers).
Hematol Oncol Clin N Am
16 (2002) 17–35
the Johns Hopkins Hospital [26], frequent losses were reported for chromosomes
18, 13, 12, 17 and 6. The most frequent whole chromosome gains were found for
chromosomes 20 and 7. Recurrent structural abnormalities involved the chro-
mosomal arms 1p, 3p, 11p, 17p, 1q, 6q and 19q. Double minute chromosomes
were reported in six pancreatic carcinomas suggesting the existence of gene
amplification. A comparative study in pancreatic carcinomas using microsatellite
analysis and karyotyping has shown that two-thirds of the allelic losses identified
with microsatellite analysis are associated with karyotypic structural abnormal-
ities, whereas most homozygous deletions are below the detection limit of
conventional karyotypic analyses [6].
Using high-resolution microsatellite analysis and CGH it was found that in
each pancreatic tumor an average of more than one third of chromosomal arms
harbor allelic losses [30,82]. The chromosomal arms with the highest frequency
of allelic loss (>60%) were 9p, 17p, and 18q, which are known to carry major
tumor suppressor genes involved in pancreatic carcinogenesis [30]. Moderately
frequent allelic loss (40–60%) was seen at 1p [35], 3p, 6p, 6q, 8p, 10q, 12q, 13q,
18p, 21q, and 22q [30].
Examining allelic loss patterns in sporadic pancreatic and almost all other
sporadic cancer types has been one of the most widely used tools, helping to
identify chromosomal regions which could potentially harbor tumor suppressor
genes involved in the given tumor type. Unfortunately, allelic loss analyses
rarely produced small enough consensus regions of common deletions, which
Table 1
Genes involved in sporadic pancreatic carcinoma
Chromosomal locus
Gene Tumor suppressor genes Frequencies
p16 9p21 >90%
p53 17p31 50–75%
DPC4 18q21 50%
ALK5 9q21 1%
ACVR1B 12q13 2%
TGF-b-RII 3p22 4%
MKK4 17p13 4%
FHIT 3p14.2 4%
STK11/LKB1 19p13.3 4–5%
DCC 18q21 6%
MMR a genes b 3–13%
Oncogenes
K-ras 12p12 >90%
AKT2 19q13.1 10–20%
MYB 6q24 10%
AIB1 20q12 66%c
a MMR mismatch repair.b Mutational analyses for MMR genes are not yet available.c Only cell lines.
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–3518
could be used as a starting point for positional cloning efforts. Successful
strategies for tumor suppressor gene cloning from sporadic carcinomas were
rather based on the identification of homozygous deletions leading to the
identification, among others, of the DPC4 and PTEN tumor suppressor genes
[28,29,50].
Tumor suppressor genes
In-depth genetic analyses of pancreatic carcinomas have proved that the
‘‘multi-hit’’ model of carcinogenesis also applies to this tumor type (Table 1).
Mutations in up to five different genes have so far been reported in a single
pancreatic carcinoma [70]. Three tumor suppressor genes play a prominent role in
pancreatic carcinoma formation since alterations in these genes are found in the
majority of tumors (>70%), severely compromising important pathways, such as
the p16-CDK4-cyclinD-Rb pathway of cell cycle control, the p53 tumor sup-
pressor pathway, and the DPC4/Smad4 pathway.
Additional genes are likely to be inactivated in virtually all pancreatic
carcinomas but the majority of these genes are targeted only in a minor fraction
(< 10%) of tumors reflecting the high degree of heterogeneity typical for
neoplastic cell growth. Only a few of these ‘‘low frequency’’ tumor suppressor
genes are currently known and new genes are awaited to be identified, including
genes of yet unexplored pathways.
The p16-CDK4-cyclinD-Rb pathway of cell cycle control
Genes regulating cell cycle control are frequently targeted in carcinogenesis
[79]. Cells committed towards cell division need to pass beyond an important
checkpoint (restriction point or START) in late G1 phase where positive and
negative external signals are integrated. The cyclin-dependant kinases (CDKs)
are the key kinases regulating progression of a cell through the cell division cycle
at several defined checkpoints [39]. In their active state CDKs generally form a
complex with different regulatory subunits, the cyclins. The activation of CDK4
by cyclin D drives the cell through the restriction point. For further progression
towards the G1/S border [77], hyperphosphorylation of the retinoblastoma
protein Rb (inactive form of Rb) seems to be a prerequisite [83]. Rb can be
phosphorylated by the CDK4/cyclin D complex or the CDK2/cyclin E complex.
Phosphorylated Rb releases transcription factors such as E2F, and thereby
allowing transactivation of genes important for S-phase entry. CyclinD-CDK4
and cyclinD-CDK6 activities can be blocked by the p16INK4a, CDKN2A tumor-
suppressor gene encoding for a cyclin dependent kinase inhibitor causing
G1-phase arrest [43].
The p16-CDK4-cyclinD-Rb pathway of cell cycle control was found to be
deregulated in almost all pancreatic carcinomas [9,62,71,72]. Ninety-five percent
of the pancreatic cancers inactivated the p16 gene by either homozygous deletion
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–35 19
or a combination of loss of one allele and point mutation of the other allele. In the
remaining cases p16 transcription was silenced by methylation of its promoter
region [72]. CDK4/cyclinD amplification or Rb inactivation was seldom reported
[4,72]. An alteration of more than one gene of the p16-Rb pathway was never
found in pancreatic carcinoma, consistent with the notion that these genes are
involved in the same pathway.
The p53 tumor suppressor gene
The p53 tumor suppressor gene is inactivated in 50–75% of pancreatic
carcinomas [42,65,68,70]. The p53 protein has been shown to have a multitude
of functions. It can induce temporary growth arrest and DNA repair, irreversible
growth arrest, terminal differentiation, or apoptosis in response to DNA damage.
Wild-type p53 normally has a short half-life when it is targeted by Mdm2 for its
degradation, whereas mutant p53 proteins escape this negative feedback loop and
accumulate in cancer cells [49].
p53 is almost exclusively inactivated by missense mutations while nonsense
and frameshift mutations are only rarely observed. Homozygous deletions, while
common for other tumor suppressor genes, are not observed at the p53 locus in
pancreatic carcinoma.
Mutant p53 proteins have lost their tumor suppressor function and have
oncogenic properties [81]. Mutant p53 can still bind to its wild-type form and
thereby impair the DNA-binding properties of the p53 complex [45], also referred
to as dominant-negative effect. In addition, mutant p53 can interfere with
p53-independent apoptosis by a yet unknown mechanism that may involve
transactivation [81]. These oncogenic effects may provide the p53-mutant cells
with a selective growth advantage even before the loss of the second allele
occurs, which is frequently observed in pancreatic carcinoma [30].
DPC4, SMADs and TGF-b signaling
Inactivating mutations in the DPC4 (Deleted in Pancreatic Carcinoma,
Locus 4) gene (SMAD4, MADH4) were first demonstrated in approximately
50% of pancreatic carcinomas [29]. Subsequent studies of a variety of cancer
types suggest that DPC4 may also contribute albeit to a lesser degree to the
formation of colon cancer, biliary cancer and non-functioning neuroendocrine
tumors playing only a minor role in other tumor types including head and
neck cancer, lung cancer, ovarian cancer, breast cancer and bladder cancer
[27,59,73,89,92]. Germline mutations of the DPC4 gene have been identified
in patients affected with familial juvenile polyposis [36], an autosomal
dominant disorder characterized by predisposition to hamartomatous polyps
and an increased risk for gastrointestinal carcinomas. Although DPC4 is
frequently altered in ‘‘sporadic’’ pancreatic carcinoma to date no germline
mutations have been found in families with an increased rate of this
carcinoma type.
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–3520
DPC4 belongs to the highly conserved family of SMAD genes whose founding
member Mad (Mothers against decapentaplegic) was identified in Drosophila
melanogaster [76]. To date, nine human Smad-family members have been
described all involved at different levels in the SMAD signaling cascade
(Fig. 1). This cascade is initiated upon ligand-induced TGFb-receptor stimulation
(binding of a TGFb superfamily member to its appropriate TGFb type I/II
receptor complex) [58]. This leads to a transient interaction of receptor regulated
Smads (also called R-Smads or class-I Smad) with the type I receptor (Fig. 1).
R-Smads thereby become C-terminally phosphorylated through the receptor
kinase. Once phosphorylated they change their folding pattern enabling them
to form a hetero oligomeric complex with a ‘‘common-mediator Smad’’ (also
called co-Smad or class-II Smad) such as DPC4. This Smad complex is then
translocated into the nucleus. There it regulates the transcription of target genes
Fig. 1. Steps in the TGF-b–Smad signaling cascade (see text for details). BMP = bone morpho-
genetic protein.
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–35 21
through interaction with other nuclear factors and recruitment of transcriptional
co-activators or co-repressors (Fig. 1) [3,32].
Recently inhibitory Smads (also called I-Smads or class-III Smads) have been
identified (Fig. 1). According to the current model they compete with the
R-Smads for the type I receptor binding and therefore interfere with the activation
of R-Smads through receptor mediated phosphorylation. Another mechanism is
thought to be the direct binding of I-Smads to R-Smads, yielding R-Smads
inactive [3].
Presently, it seems unique to DPC4 that it is the common partner employed for
signaling by different TGF-b-family members. This central role of DPC4 is
further highlighted by the fact that most somatic and germ line mutations reported
to date affect the DPC4 gene.
In pancreatic carcinoma no mutations in one of the other known SMAD family
members were detected. On the other hand, a low mutation frequency of one to
four per cent was reported for the type I TGF-b receptor (ALK5), the type II
TGF-b receptor and the activin type I receptor (ACVR1B) [24,84], genes that are
involved in the TGF-b-signaling ‘‘upstream’’ of DPC4. The coexistence of DPC4
inactivation and mutations of TGF-b family receptors has been observed in
pancreatic and other cancer types, thus it can be speculated that overlapping
signaling cascades are targeted by these mutations.
The majority of DPC4 mutations identified to date are located within a highly
conserved C-terminal region (also called MH2-domain). Functional studies have
shown that the MH2 domain provides the binding properties to R-Smads, an
important prerequisite to generate a functionally active Smad complex [3]. In
addition, a few mutations have been identified within the N-terminal conserved
region (MH1 domain). This domain has been shown to mediate direct DNA
binding of DPC4 to promoter sequences [40,80].
Our knowledge of how loss of DPC4 function may contribute to tumor
formation is still limited. Based on few recent studies, it was proposed that loss of
DPC4 function may either directly affect tumor cell growth rate [104] or support
tumor invasion and metastasis via alteration of extracellular matrix components
[74]. Furthermore, it was shown that loss of DPC4 expression might promote
tumor angiogenesis by increasing the concentration of angiogenic factors and/or
decreasing corresponding inhibitors [75].
Genes inactivated in a minority of pancreatic carcinomas
MKK4
The MKK4 (MAP kinase kinase 4) protein is a component of a stress and
cytokine-induced signal transduction pathway involving MAPK (Mitogen-
activated protein kinase) proteins [13]. The MKK4 protein has been implicated
in activation of JNK1 and p38 MAPK by phosphorylation of conserved kinase
pathways. MKK4 is mutated in 4% of pancreatic carcinomas [85,90]. Since
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–3522
pancreatic carcinomas can harbor mutations in MKK4 as well as in p16, p53
and DPC4 genes, MKK4 is probably part of a distinct pathway of tumor
suppression [85].
FHIT
FHIT is a candidate tumor suppressor gene, which is found at the fragile site
FRA3B, at chromosome 3p14.2. The exact function of FHIT remains unclear but
it has been shown that FHIT could induce apoptosis and retard tumor cell
proliferation [16]. In pancreatic carcinoma, homozygous deletions inside the
FRA3B fragile site were found in four percent of tumors without microsatellite
instability, but only half affected the FHIT coding region. In contrast, FHIT
alterations were found in all three pancreatic carcinomas showing high-frequency
microsatellite instability. Since no inactivating intragenic mutations were reported
in pancreatic carcinoma, the tumor suppressor role of FHIT in pancreatic
carcinoma remains unclear [33].
STK11
The STK11/LKB1 gene maps to chromosome subband 19p13.3 and encodes
for a serine/threonine kinase. Germline mutations are responsible for the Peutz-
Jeghers syndrome (PJS). In sporadic pancreatic carcinoma, STK11 is mutated in
4–5% of cases [86].
DCC
DCC (deleted in colorectal cancer) is a candidate tumor suppressor gene
localized at chromosome 18q21.2, within 2 Mb to the DPC4 tumor suppressor
gene locus, a site of more than 90% allelic loss rate in pancreatic carcinoma. DCC
encodes a netrin-1 receptor component implicated in cell migration and apoptosis
[44]. Reduced or absent expression of DCC without inactivating mutations have
been reported in many tumor types. In pancreatic carcinoma the DCC gene was
found inactivated by homozygous deletion in 6% of cases [34]. Among those
cases, the homozygous deletion of two did not encompass the DPC4 locus, which
raises the hypothesis of the presence of putative tumor suppressor genes distal to
the DPC4 locus.
Microsatellite instability
The microsatellite instability (MSI) phenotype results from mutations in DNA
mismatch repair genes: hMLH1, located on chromosome 3p21, hMSH2, located
on chromosome 2p22, hPMS1, located on chromosome 2q31, hPMS2, located on
chromosome 7p22, hMLH3, located on chromosome 14q24, and hMSH6, located
on chromosome 2p16 [66]. High-frequency microsatellite instability (MSI-H)
occur in 3% to 13% of pancreatic carcinoma [22,102]. In a limited number of
pancreatic carcinomas with microsatellite instability loss of hMLH1 expression
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–35 23
could be demonstrated [99]. Mutation analyses of MMR genes are currently not
available for pancreatic carcinoma.
MSI-H pancreatic carcinoma show a distinct histology and are part of a
subgroup of pancreatic tumors characterized by a medullary phenotype and poor
differentiation [22]. Furthermore, they are almost diploid and generally lack
mutations of the K-ras oncogene and the p53 tumor suppressor gene [22,99,102].
The medullary phenotype is a strong indicator of a family history of cancer but no
further clinicopathological differences have yet been identified [99].
Oncogenes
K-ras
K-ras encodes for a membrane-associated protein binding guanine nucleotides
with GTPase activity and is a key mediator in signal transduction pathways
regulating cell proliferation and differentiation. Mutations in the K-ras oncogene
are present in more than 90% of pancreatic adenocarcinoma [2,10,38], the highest
rate of K-ras mutation in any human tumor type. Mutations have been mainly
reported at codons 12, 13 and 61 leading to activation of the transduction signal
by loss of its GTPase activity. Notably, K-ras mutations are not exclusive to
cancer and have been detected in normal pancreatic ductal cells as well as in
precursor lesions identified in organs with either carcinoma or chronic pancrea-
titis [10,15,53,88].
Low frequency oncogenes
Amplification is a common mechanism by which oncogenes can be activated
in several human cancers. Amplified regions generally involve large chromo-
somal regions and are therefore not restricted to single genes. This causes
significant difficulties in identifying the target gene potentially responsible for
the clonal growth advantage in a given tumor. To date no amplified region has
been identified which would involve a major fraction of pancreatic carcinomas.
Amplification in a minor fraction of pancreatic tumors have been reported at the
following sites: the chromosomal band 19q13, containing the signal transducer
AKT2 amplified in 10–20% of the cases [11], and the chromosome 6q24
mapping the MYB oncogene amplified in 10% of the cases [96]. Furthermore,
significant copy number changes were reported for the nuclear receptor coac-
tivator AIB1 at chromosome 20q12 in six out of nine pancreatic carcinoma cell
lines analyzed [18].
Mitochondrial DNA
Recent investigations have focused on mitochondrial DNA (mtDNA) as a
potential site of mutations in cancer [67]. Interestingly, almost all tumors
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–3524
examined to date (including pancreatic carcinoma) carry homoplasmic somatic
mutations of mitochondrial DNA not prevalent in normal tissue [41]. The
majority of mutations observed do not cause relevant functional alterations of
mitochondrial proteins. Therefore, the question remains unsolved if these
mutations provide a growth advantage to the tumor cell leading to clonal
selection. A hypothesis based on a mathematical model suggests rather a random
drift to homoplasmy based on the assumption of a several magnitude higher
mutation rate in tumor mtDNA [41].
Nevertheless, a recent study has demonstrated the feasibility to detect
mutant mtDNA in several kinds of body fluid of cancer patients as a
consequence of an up to 200 times higher abundance of mtDNA in tumor
cells in comparison to normal cells [17]. Therefore, a known somatic mtDNA
mutation in an individual tumor specimen could serve as a highly specific
tumor marker for surveillance.
Negative genetic findings in pancreatic carcinoma
The knowledge of cancer genes not altered in pancreatic carcinoma is also
broadening our understanding of this tumor type.
APC (adenomatous polyposis coli) [78] and b-catenin [21] mutations are found
in the vast majority of colorectal carcinoma. APC is considered the gatekeeper
gene in colorectal tumorigenesis [46]. Neither APC [78], nor b-catenin [21],
mutations were detected in primary pancreatic carcinomas, indicating a funda-
mental difference between the two tumor types starting already at the first step of
tumorigenesis. One b-catenin mutation has so far been reported in a pancreatic
carcinoma cell line [8]. Furthermore, most members of the TGF-b family signal-
ing pathway do not have mutations in pancreatic carcinomas (SMAD1, 2 [69], 3,5
and 6; ALK1, 2,3 and 6 [24]; Endoglin [101]), as well as a number of genes
involved in cell cycle control ( p18INK4c [71], p19INK4d [71], p15INK4b [71],
p14ARF [9,70]). Finally, PTEN [63], a candidate tumor suppressor gene which is
mutated in sporadic brain, breast, and prostate cancer and in the germ line of
patients with hereditary Cowden’s disease, was not found to be inactivated in
pancreatic carcinoma.
Genetic tumor progression model of pancreatic carcinoma
Ductal lesions of various morphological appearances have frequently been
recognized within and close to infiltrating ductal adenocarcinomas of the
pancreas as well as within non-cancerous pancreatic tissue and are likely to
represent the precursor lesions of pancreatic ductal adenocarcinoma [12,48,51].
Recently, an international expert committee has classified these lesions by
histomorphological criteria in four categories of Pancreatic Intraepithelial Neo-
plasia (PanIN, Fig. 2) [37]. PanIN-1A lesions are those with a flat mucinous
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–35 25
Fig. 2. Genetic progression model of pancreatic tumorigenesis (see text for details). PanIN = pancreatic intraepithelial neoplasia; CIS = carcinoma in situ; LOH = loss
of heterozygosity.
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epithelium without any sign of atypia, whereas lesions with a papillary archi-
tecture without atypia are categorized PanIN-1B. Lesions with increasing signs
of atypia and a prevalence of papillary architecture are categorized as PanIN-2
(low to moderate grade dysplasia) or PanIN-3 (high-grade dysplasia), respec-
tively. This classification is somewhat different from the earlier WHO classifi-
cation. The WHO classification distinguishes low (WHO-1), moderate (WHO-2)
and high-grade dysplasia (WHO-3), whereas the PanIN classification unifies
low to moderate dysplastic lesions as PanIN-2 and severe dysplastic lesions are
typed as PanIN-3 [47]. It is expected that this new nomenclature will improve
the reproducibility of histopathological and genetic studies on pancreatic pre-
cursor lesions.
A major challenge of current molecular PanIN studies is the identification
of genetic alterations, which could indicate the actual risk of a precursor
lesion to develop into an invasive cancer. In this context detailed knowledge
of the timing of emergence of characteristic genetic changes in these PanIN
lesions will likely prove important for the development of new sensitive early
diagnostic strategies as well as chemoprevention. Mutations in the K-ras
oncogene have been identified in PanINs of all grades [53,54,61,87,88], and
are therefore not useful in discriminating PanINs according to their grade and
malignant potential. In a small series of lesions, p16 gene mutations were
almost exclusively identified in PanIN-3 lesions [61], whereas loss of p16
protein expression was already found at the PanIN-2 stage [98]. Furthermore,
abnormal expression of the p53 protein and lack of DPC4 protein expression
were frequently seen in PanIN-3 lesions but rarely in PanIN-1 or PanIN-2
lesions [5,14,31,100,103], suggesting that monitoring the expression of p53
and DPC4 would provide additional criteria to identify PanIN-3 lesions.
Three recently published studies reported low to moderate frequencies of
allelic losses at 9p, 17p and 18q in PanIN-1 lesions and moderate to high
allelic loss frequencies of these regions for PanIN-3 lesions [31,52,103]. One
study combining genetic and immunohistochemical analysis of PanINs
suggested that allelic loss precedes the mutational event in the biallelic
inactivation of the p53 and DPC4 tumor suppressor genes [52]. Moreover,
it was proposed that allelic loss analysis might be useful in separating
PanIN-2 lesions with low-grade dysplasia from those PanIN-2 lesions with
moderate grade dysplasia, each potentially representing a distinct progression
step towards invasive carcinoma.
Taken together, the genetic PanIN data available show that the successive
accumulation of genetic changes parallel the severity of ductal dysplasia and
thus support the previously suggested precursor nature of the ductal lesions and
the proposed pathomorphological tumor progression model for pancreatic
carcinogenesis. In addition, the genetic data support the idea that K-ras
mutations occur early during pancreatic tumor progression, chromosomal
deletions of 9p, 17p and 18q occur at an intermediate stage, and the biallelic
inactivation of DPC4 and p53 at a late stage of the carcinoma development.
Further investigation will be necessary to identify those PanIN stage-specific
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–35 27
gene/protein alterations which would lend high sensitivity and specificity to an
early diagnostic test. The detection of such genes or proteins for example in
pancreatic or duodenal juice could help to identify incipient pancreatic
carcinoma in risk patients. Furthermore, an improved understanding of the
PanIN biology should help to devise future chemoprevention strategies.
Familial pancreatic carcinoma
As many as 10% of pancreatic carcinoma cases occur in patients with a family
history of pancreatic carcinoma, some related to known genetic syndromes
(Table 2), some that remain without known genetic basis [56]. The age of onset
of pancreatic carcinomas in those families is the same as that of sporadic
pancreatic carcinoma, about 63 years [55]. A first report from the National
Familial Pancreatic Tumor Registry (NFPTR) at The Johns Hopkins Medical
Institutions demonstrated an increased 18-fold risk of pancreatic carcinoma
among first-degree relatives in familial pancreatic carcinoma kindreds [91].
When three or more members are affected in a kindred, the risk is increased to
57-fold. So far, five genetic syndromes associated with familial aggregation of
pancreatic carcinoma have been characterized, involving genes that are also
targeted in sporadic pancreatic carcinomas.
Familial Atypical Multiple Mole Melanoma (FAMMM) syndrome
FAMMM is a rare hereditary syndrome that predisposes affected patients to
the development of multiple nevi, melanomas, and a 22-fold increased risk of
developing pancreatic carcinoma [25]. It is caused by germline mutations of the
p16 gene and is inherited in an autosomal dominant pattern. Interestingly, a
mutation affecting the C-terminus of p16 was recently identified in a kindred
meeting only the criteria of familial pancreatic carcinoma, but not those of
familial melanoma [60].
Peutz-Jeghers syndrome (PJS)
PJS is an autosomal dominant disease with variable expression and incomplete
penetrance. PJS is caused by germline mutations of the STK11/LKB1 gene. The
Table 2
Familial pancreatic carcinoma
Genetic syndrome Gene Frequencies
Familial atypical multiple mole melanoma p16 < 1%
Peutz-Jeghers syndrome LKB1/STK11 < 1%
Breast cancer familial syndrome BRCA2 5–7%
Hereditary nonpolyposis colorectal cancer MMR a genes < 3%
Hereditary pancreatitis PRSS1 < 1%
a MMR mismatch repair.
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–3528
diagnosis is based on the occurrence of hamartomatous gastrointestinal polyps
and perioral pigmented spots. Those patients also have an overall increased risk
of cancers, including cancers form the esophagus, stomach, small intestine,
pancreas, lung, breast, uterus, and ovary [20]. The relative risk of developing
pancreatic carcinoma in PJS patients has been estimated to 132 when compared
to the general population [19].
Early-onset familial breast cancer syndrome due to BRCA2 germline mutation
An increased risk for developing pancreatic carcinoma has been observed in
families of patients with an aggregation of breast cancers [94]. The BRCA2 gene,
linked to familial breast and ovarian cancers, is involved in the fundamental
cellular processes of maintaining genomic integrity and transcriptional regulation.
BRCA2 germline mutations were detected in about 7% of an unselected group
of patients with pancreatic carcinoma and are the most frequent described cause
of an inherited predisposition to pancreatic carcinoma [23]. Interestingly, only
one of the patients with a BRCA2 germline mutation had a family history of
breast cancer and no patient had a family history of pancreatic cancer. This
discrepancy may be in part explained by a low penetrance of BRCA2 germline
mutations for pancreatic carcinoma. The estimated lifetime risk for pancreatic
carcinoma may be as low as 5% [23,93]. The pattern of an inherited disease in
these families can therefore be easily missed.
Hereditary Non-Polyposis Colorectal Cancer (HNPCC) syndrome
An increased risk of pancreatic carcinoma is observed in kindreds affected by
the Hereditary Non-Polyposis Colorectal Cancer (HNPCC) syndrome [1,57]. The
HNPCC syndrome is caused by a germline mutation of one of the DNA
mismatch repair genes. Cancers, which develop in patients affected by the
syndrome, are associated with high frequency microsatellite instability (MSI-H)
and can be located in the colon, the uterus, the stomach, the small intestine, the
ovary, the urinary tract, and the pancreas.
Hereditary pancreatitis
Hereditary pancreatitis is an autosomal dominant disorder caused by germline
mutations in the cationic trypsinogen protein PRSS1, located on chromosome
7q35 [97]. As a result of this abnormality, the cationic trypsinogen protein is
resistant to auto-inactivation, ultimately resulting in autodigestion of the pan-
creas. Germline PRSS1 mutations show the highest penetrance of inherited
pancreatic carcinoma of all yet known familial pancreatic carcinoma syndromes.
Patients with hereditary pancreatitis have a cumulative risk for the development
of pancreatic carcinoma that approaches 40% by the age of 70. They have an
estimated 50-fold relative risk for the development of pancreatic carcinoma with
an average age of onset of 39 years [55].
W. Hilgers et al / Hematol Oncol Clin N Am 16 (2002) 17–35 29
Perspectives in pancreatic carcinoma research
The majority of genes implicated in pancreatic carcinoma development might
have been already identified. More knowledge has to be obtained about
inherited susceptibility responsible for familial pancreatic carcinoma. Small
kindreds and low penetrance of the disease are currently important obstacles
of successful linkage studies. It is hoped that growing family registries like the
NFPTR at Johns Hopkins University will help to identify families with a
Mendelian pattern of inheritance, not explained by any of the known genes. The
availability of the human genome project data and the development of new
high-throughput techniques will accelerate the process of gene mapping and will
be of enormous aid in identifying new genes related to cancer susceptibility.
So far, the rather descriptive field of molecular genetics has had the major
contributions to our current knowledge of the molecular biology of pancreatic
carcinoma. Today, there is a growing interest into a better understanding of
mRNA and protein expression related to cancer development. A better knowl-
edge of differentially regulated genes and proteins found in pancreatic carcinoma
will provide the basis for translational research to identify biomarkers for early
detection, new prognostic factors, new therapeutic targets, or help for the
classification of tumors. Strategies toward early detection of pancreatic cancer
and precancerous lesions incorporating these genetic and proteomic insights
are detailed later in this edition of the Clinics. How the emerging understanding
of molecular biologly of pancreatic cancer is being incorporated into novel
therapies also is discussed.
Transcriptomics refers to the study of messenger RNA expression profiles in a
population of cells applying a variety of technologies. cDNA microarrays,
currently most widely used for differential expression profiling, allows the
simultaneous and rapid detection of expression levels of tens of thousands of
genes [7]. Another approach utilizes the serial analysis of gene expression
(SAGE), a technique that permits generation of a quantitative and comprehensive
profile of cellular gene expression [95]. The comparison of gene expression
profiles in pancreatic carcinoma and normal samples can thus lead to the
discovery of differentially expressed genes in cancer cells.
The comprehensive analysis of cellular proteins is termed proteomics [64].
Proteins are more complex to analyze and more numerous than genes and
messenger RNAs, because of multiple post-translational modifications. However,
proteins are the ultimate effectors of any genetic alterations or gene expression
dysregulation. Therefore, it is hoped that the access to differential transcriptomics
and proteomics data will give a better insight into cancer biology and will
generate new rational tools for diagnosis and treatment of pancreatic carcinoma.
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