mismatch correction acts as a barrier to homeologous ... · were maintained on sc lacking histidine...

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Copyright 0 1995 by the Genetics Society of America Mismatch Correction Acts as a Barrier to Homeologous Recombination in Saccharomyces cerevisiae Erica M. Selva, * Lip0 New, +J Gray F. Crouse and Robert S. Lahue * *Department of Biochemistry and Molecular Biology, University of Massachusetts Medical Center, Worcester, Massachusetts 01 655, and Department o f Biology, Emory University, Atlanta, Georgia ?0?22 Manuscript received August 25, 1994 Accepted for publication November 28, 1994 ABSTRACT A homeologous mitotic recombination assay was used to test the role of Saccharomycescereuisiae mis- matchrepairgenes PMSl, MSH2 and MSH? onrecombinationfidelity. A homeologousgenepair consisting of S. cerevisiae SIT15 and its S. pombe homolog were present as a direct repeat on chromosome V, with the exogenous S. pombe sequences inserted either upstream or downstream of the endogenous S. cerevisiae gene. Eachgenecarried a different inactivating mutation, rendering the starting strain Sptl5-. Recombinants that regenerated SIT15 function were scored after nonselective growth of the cells. In strains wild type for mismatch repair, homeologous recombination was depressed 150- to 180- foldrelative to homologouscontrols,indicatingthatrecombinationbetweendivergedsequences is inhibited. In one orientation of the homeologous gene pair, msh2 or msh? mutations resulted in 17- and 9.6fold elevations in recombination and the msh2 msh3double mutant exhibited an 43-fold increase, implying that each MSHgene can function independently in trans to prevent homeologous recombina- tion.Homologousrecombination was not significantlyaffected by the msh mutations. In the other orientation, only msh2 strains were elevated (12-fold) for homeologous recombination. A mutation in MSH? did not affect the rate of recombination in this orientation. Surprisingly, a pmsl deletion mutant did not exhibit elevated homeologous recombination. H OMEOLOGOUS recombination refers to genetic exchanges between DNA partners containing similar but not identical sequences. There are many biological implications of regulating recombinationbe- tween homeologous sequences ( RAYSSIGUIER et al. 1989; BAILIS and ROTHSTEIN 1990; MEZARD et al. 1992). For example, control of homeologous recombination would prevent undesirable rearrangements between members of gene families and thus preserve chromo- somal integrity. Heteroduplex intermediates in such ex- changes are expected to contain multiple DNA mis- matches at positions of sequence divergence and hence may be targets for mismatch correction (reviewed in MODRICH 1991). Thus recombination of this type is of particular interest in understanding the role of DNA mismatch correction on recombination fidelity. Several very clear examples of this phenomenon have been reported in prokaryotes. In Escherichia coli, muta- tions in the mismatch repair genes mutH, mutL, mutS and mutUresult in a50- to 3000-fold increase in homeo- logous conjugational crosses between E. coli and S. typhi- murium, which diverge in sequence by 20% (RAYSSI- GUIER et al. 1989) . In Streptococcus pneumoniae, the Curresponding authw: Robert S. Lahue, Department of Biochemistry and Molecular Biology, University of Massachusetts Medical Center, 55 Lake Ave. North, Worcester, MA 01655. E-mail: [email protected] Pines Rd., La Jolla, CA 92037. Genetics 139 1175-1188 (March, 1995) 'Present address: Advanced Tissue Sciences, 10933 North Torrey efficiencyof recombination during transformation is reduced in the vicinity of genetic differences, an effect that is conferred by the hex mismatch repair system (reviewed in CLAVERYS and LACKS 1986). The mecha- nism of recombination fidelity has been partly eluci- dated from recent in vitro studies with purified E.coli Mu6 and MutL proteins (WORTH et al. 1994) indicat- ing that themismatch repair-imposed block to homeo- logous recombination is likely due to the inhibition of branch migration. Several experiments have provided compelling evi- dence that a recombination block exists for homeolo- gous sequences in eukaryotes. Most examples have been observed in S. cermisiae. In meiotic assays, some ( BORTS and HABER 1987) but not all (SYMINGTON and PETES 1988; MALONE et al. 1994) studies have shown decreased recombination between genes bearing multiple se- quence heterozygosities; in one case, the frequency of meiotic recombination between marked sequences in S. cermisiae was reduced by 50% when as few as seven small heterologies were introduced along a 1.5-kb stretch ( BORTS and HABER 1987). Mitotic ectopic re- combination between homeologous PhlA genes was 75- fold lower thanhomologousrecombination of Ph4A genes (HARRIS et al. 1993) . Additionally, gaprepair of homeologous substrates was reduced 13- to 18-fold relative to homologous substrates in one study (Mezard et al. 1992) and 24 to 28-fold in another (ALANI et al. 1994). Similar effects have been observed in mouse

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Page 1: Mismatch Correction Acts as a Barrier to Homeologous ... · were maintained on SC lacking histidine ( SGHis) . All yeast transformations were carried out by the Lithium Acetate (

Copyright 0 1995 by the Genetics Society of America

Mismatch Correction Acts as a Barrier to Homeologous Recombination in Saccharomyces cerevisiae

Erica M. Selva, * Lip0 New, +J Gray F. Crouse and Robert S. Lahue * *Department of Biochemistry and Molecular Biology, University of Massachusetts Medical Center, Worcester, Massachusetts 01 655,

and Department of Biology, Emory University, Atlanta, Georgia ?0?22 Manuscript received August 25, 1994

Accepted for publication November 28, 1994

ABSTRACT A homeologous mitotic recombination assay was used to test the role of Saccharomyces cereuisiae mis-

match repair genes PMSl, MSH2 and MSH? on recombination fidelity. A homeologous gene pair consisting of S. cerevisiae SIT15 and its S. pombe homolog were present as a direct repeat on chromosome V , with the exogenous S. pombe sequences inserted either upstream or downstream of the endogenous S. cerevisiae gene. Each gene carried a different inactivating mutation, rendering the starting strain Sptl5-. Recombinants that regenerated SIT15 function were scored after nonselective growth of the cells. In strains wild type for mismatch repair, homeologous recombination was depressed 150- to 180- fold relative to homologous controls, indicating that recombination between diverged sequences is inhibited. In one orientation of the homeologous gene pair, msh2 or msh? mutations resulted in 17- and 9.6fold elevations in recombination and the msh2 msh3double mutant exhibited an 43-fold increase, implying that each MSHgene can function independently in trans to prevent homeologous recombina- tion. Homologous recombination was not significantly affected by the msh mutations. In the other orientation, only msh2 strains were elevated (12-fold) for homeologous recombination. A mutation in MSH? did not affect the rate of recombination in this orientation. Surprisingly, a pmsl deletion mutant did not exhibit elevated homeologous recombination.

H OMEOLOGOUS recombination refers to genetic exchanges between DNA partners containing

similar but not identical sequences. There are many biological implications of regulating recombination be- tween homeologous sequences ( RAYSSIGUIER et al. 1989; BAILIS and ROTHSTEIN 1990; MEZARD et al. 1992). For example, control of homeologous recombination would prevent undesirable rearrangements between members of gene families and thus preserve chromo- somal integrity. Heteroduplex intermediates in such ex- changes are expected to contain multiple DNA mis- matches at positions of sequence divergence and hence may be targets for mismatch correction (reviewed in MODRICH 1991). Thus recombination of this type is of particular interest in understanding the role of DNA mismatch correction on recombination fidelity.

Several very clear examples of this phenomenon have been reported in prokaryotes. In Escherichia coli, muta- tions in the mismatch repair genes mutH, mutL, mutS and mutUresult in a 50- to 3000-fold increase in homeo- logous conjugational crosses between E. coli and S. typhi- murium, which diverge in sequence by 20% (RAYSSI- GUIER et al. 1989) . In Streptococcus pneumoniae, the

Curresponding authw: Robert S. Lahue, Department of Biochemistry and Molecular Biology, University of Massachusetts Medical Center, 55 Lake Ave. North, Worcester, MA 01655. E-mail: [email protected]

Pines Rd., La Jolla, CA 92037.

Genetics 1 3 9 1175-1188 (March, 1995)

'Present address: Advanced Tissue Sciences, 10933 North Torrey

efficiency of recombination during transformation is reduced in the vicinity of genetic differences, an effect that is conferred by the hex mismatch repair system (reviewed in CLAVERYS and LACKS 1986). The mecha- nism of recombination fidelity has been partly eluci- dated from recent in vitro studies with purified E. coli Mu6 and MutL proteins (WORTH et al. 1994) indicat- ing that the mismatch repair-imposed block to homeo- logous recombination is likely due to the inhibition of branch migration.

Several experiments have provided compelling evi- dence that a recombination block exists for homeolo- gous sequences in eukaryotes. Most examples have been observed in S. cermisiae. In meiotic assays, some ( BORTS and HABER 1987) but not all (SYMINGTON and PETES 1988; MALONE et al. 1994) studies have shown decreased recombination between genes bearing multiple se- quence heterozygosities; in one case, the frequency of meiotic recombination between marked sequences in S. cermisiae was reduced by 50% when as few as seven small heterologies were introduced along a 1.5-kb stretch ( BORTS and HABER 1987). Mitotic ectopic re- combination between homeologous PhlA genes was 75- fold lower than homologous recombination of Ph4A genes (HARRIS et al. 1993) . Additionally, gap repair of homeologous substrates was reduced 13- to 18-fold relative to homologous substrates in one study (Mezard et al. 1992) and 2 4 to 28-fold in another (ALANI et al. 1994). Similar effects have been observed in mouse

Page 2: Mismatch Correction Acts as a Barrier to Homeologous ... · were maintained on SC lacking histidine ( SGHis) . All yeast transformations were carried out by the Lithium Acetate (

1176 E. M. Selva et al.

cells (WALDW and LISKAY 1987, 1988). Further ex- periments in S. cermisiae have suggested that the barrier to homeologous recombination may be due, at least in part, to the action of mismatch repair. Mutations in PMSl resulted in a modest increase in ectopic recombi- nation between diverged saml and sum2 (BAILIS and ROTHSTEIN 1990). However, a similar effect was also seen with homologous sequences. Mutations in PMSl affect the relative distribution of products but do not significantly enhance the extent of recombination be- tween diverged sequences during mating-type switching (RAY et al. 1991 ) or in gap repair (PRIEBE et UZ. 1994). Re- cent evidence suggests that at least one function of MSH2, a yeast mutS homologue ( REENAN and KOLODNER 1992b), is to prevent branch migration through homeologous

sequences (ALANI et al. 1994). However, to date it has not been clearly demonstrated that mismatch repair in higher eukaryotic organisms acts as a barrier to homeo- logous genetic exchanges.

Because there is a high degree of conservation of func- tion between bacteria and eukaryotic organisms, it seems logical to hypothesize that the role of DNA mismatch repair in recombination would be in some way pre- served. The goal of this study was to determine if DNA mismatch repair acts as a barrier to homeologous re- combination in S. cereuisiae. We developed a mitotic recombination assay that measured genetic exchanges between a homeologous gene pair in wild-type and mis- match repair mutant backgrounds. If mispaired hetero- duplex intermediates are normally a target for mismatch correction function, then homeologous recombination should be enhanced in mismatch repair mutants. As summarized below, mutations in the mutS homologs MSHZ ( REENAN and KOLODNER 1992a) or MSH3 (NEW et al. 1993) result in significant increases in homeolo- gous recombination. Mutations in MSH2 or MSH3 for the most part had little or no effect in homologous controls, indicating a requirement for a mispaired het- eroduplex. In contrast, a mutation in PMSl did not exhibit any specific effect on homeologous recombina- tion.

MATERIALS AND METHODS

Media and chemicals: E. coli strains were grown on LB liq- uid or 1.5% LBagar supplemented with 50 ,ug/ml ampicillin. Yeast strains were grown on either complete media, WD, or synthetic complete media, SC (SHERMAN et al. 1979). Syn- thetic complete media contained 0.67% nitrogen base, 2% dextrose, 0.2% drop out mix, which had all amino acids and nutrients except those necessary for selective growth, and 2% agar for solid media. All media was obtained from Difco. Restriction endonucleases and modifying enzymes were from New England Biolabs. Radioactive isotopes were from New England Nuclear. All other chemical reagents were obtained from Sigma.

E. coli strains: TG1 [ K12, A( lac+ro), SUPE, thi, hsdA5/ F'traD36, @oA+ B+, lady, lacZ A MI51 were used for plasmid manipulations described. All molecular biology manipula- tions were carried out by standard methods (AUSUBEL et al.

1994). Transformation were done by the method of Hanahan (HANAHAN 1983). S. cet-arisiaestrains: Yeast strains used in this study are listed

in Table 1. All strains were derived from FW1259 ( EISENMANN et al. 1989) obtained from FRED WINSTON, Harvard University. FW1259 derivatives with SPT15 chromosomal duplication were maintained on SC lacking histidine ( SGHis) . All yeast transformations were carried out by the Lithium Acetate ( LiAc) method as previously described ( SCHIESTL and GIETZ 1989) omitting the initial preincubation in TE/LiAc ( GIETZ et al. 1992) .

Phenotypic complementation of FW1259: A clone of S. cere- visiae SPT15 was obtained from FRED WINSTON, Harvard Uni- versity. A 2377-bp EcoRI/BamHI fragment was cloned into the corresponding sites of pRS316 (EISENMANN et aZ. 1989; SIKORSIU and HIETER 1989) and will be referred to as pYCS2 in this study. The S. pombe homologue of SPT15, TBP, was acquired from L. GUARANTE, Massachusetts Institute of Tech- nology, and a 1338-bp NotI fragment in Bluescript SK+ ( FIKES et al. 1990) was cloned into the NotI site of pRS316 to produce pYCSl. S. pombe TBP was placed under constitutive transcrip- tional control of the S. cerevisiae PGK promoter. The PGK promoter isolated as a 670-bp XhoI/BamHI fragment from pPGK ( KANG et al. 1990) was cloned 5' of TBP into corre- sponding sites in pYCSl to yield pYCS3. A Bsu36I site was introduced into TBPat nucleotide 322 of the coding sequence to produce pYCS4 by oligonucleotidedirected mutagenesis. The mutagenic oligonucleotide oBL3 ( 5 "T'ITACCTGAGGC- GAAA-3') was used with an Amersham oligonucleotidedi- rected mutagenesis kit version 2.0 according to the manufac- turer's instructions. Chimeric hybrids of the SPTl5genes were isolated by exchanging 3' Bsu36I and Sac1 fragments from pYCS2 and pYCS4 to produce pYCS5 and pYCS6. pYCS5 had PpCK 5 ', TBP 5 ' coding DNA and SPT15 3 ' coding and flank- ing DNA sequences and pYCS6 had SPT15 5' flanking and coding sequence and TBP 3' coding sequences and flanking sequences (Figure 1B). A 704bp deletion of pYCS6 from SnaBI to Bsu36I that removed all of S. cereuisiae SPT15 except 882 bp of the 5 ' most flanking sequence was done to create

pYCS2, pYCS4, pYCS5, pYCS6, pYCS9 and pRS316 were used to transform FW1259 and transformants were selected on SGUra. The phenotype of transformants was determined by growing patches of six independent isolates from each transformation on SC for 2 days at 30" and then replica plating the patches onto SC individually lacking lysine, histidine, ura- cil or tryptophan. Growth of the patches was scored after a 24hr incubation at 30". The plasmid responsible for a given phenotype was unambigously identified by isolating a crude glass bead pheno1:chloroform plasmid extract from yeast, transforming E. coli with the extract and performing restric- tion analysis on the isolated plasmid (AUSUBEL et al. 1994).

Construction of SPTl5 homeologous duplication: The ori- entation 1 homeologous SPTl5 gene was constructed by clon- ing a 330-bp Bsu36I to Hind111 fragment of TBPfrom pYCS4 into the identical sites of S. cerevisiae SPT15 in pYCS2. The hybrid gene was inactivated by deleting 704 bp of promoter and coding sequence of SPT15 from SnaBI to Bsu36I (A704 tbp) . The resulting deleted hybrid gene was cloned into inte- grating vectors pRS306 ( URA3) or pRS304 ( TRPI) to pro- duce pYIS2 and pYIS5, respectively. The inactive hybrid gene was integrated into FW1259 upstream of spt15-21 by trans- forming with PfZMI linearized pYIS2 or pYIS5. The homolo- gous orientation 1 duplications were constructed in an identi- cal manner except all sequences were derived from S. cerevisiae SPTI5 yielding p306RB ( URA3) and p304RB ( TRPl) . The exogenous copy of SPT15 was inactivated by the 704bp dele- tion between SnaBI and Bsu36I.

pYCS9.

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Mismatch Repair and Recombination

TABLE 1

Strains and genotypes

1177

Strain Genotype

FW1259 FWl259 derivatives"

BL124 BLlOl BL102 BL103 BL130

BL105 BL105B BL108 BL108B BLl 1 1 BLll4 BL138

BL117 BL117B BLll9 BLl19B BL121 BL121B BL123 BL123B BL140

BL144 BL145 BL146 BL147 BLl74

BL152 BL153 BL154 BL155 BL176

Orientation 1 homeologous duplication"

Orientation 2 homeologous duplication"

Orientation 1 homologous duplication"

Orientation 2 homologous duplication"

MATa, his4-9176, lys2-173R.2, ura3-52, trplAl , spt15-21

A h 2 Apmsl msh2::TnlOLUK msh3:: TRPl msh2::TnlOLUK msh3::TRPl

spt15-21 ::PYIS2 Aleu2, spt15-21 ::pYIS5 Apmsl, spt15-21 ::pYIS2 Apmsl, sptl5-21 ::pYIS5 msh2::TnlOLUK, spt15-21::PYISS msh3:: TRPl, spt15-21 ::pYIS2 Aleu2, msh2::TnlOLUK, msh3::LEU2, spt15-21 ::pYIS5

spt15-21 ::PYISlO Aleu2, spt15-21 ::pYIS8

Apmsl, spt15-21 ::pYISS msh2::TnlOLUK, spt15-21 ::pYIS8 Aleu2, msh2:: TnlOLUK spt15-21 ::pYIS8 msh3::TRPl, spt15-2l::pYISlO Aleu2, msh3::LEU2, spt15-21 ::pYIS8 A h 2 , msh2::TnlOLUK, msh3::LEU2, spt15-21::pYIS8

Apml, ~pt15-21 ::pYISlO

spt15-21 ::p306RB Apmsl, spt15-21 ::p306RB msh2:: TnlOLUK, spt15-21 ::p304RB

Aleu.2, msh2::TnlOLUK msh3::LEU2, spt15-21::p304RB mh3:: TRPl, ~pt15-21 ::P306RB

spt15-21 ::p306.2A Apmsl, spt15-21 ::p306.2A msh2::TnlOLUK, spt15-21 ::p304.2A msh3:: TRPl, spt15-21 ::p306.2A Aleu2, msh2::TnlOLUK, msh3::LEU2, spt15-21 ::p304.2A

All strains were derived from FW1259, only difference in genotypes are listed.

Orientation 2 homeologous constructions pYISl0 ( URA3) or pYIS8 ( TRPl) were essentially identical to pYIS2 and pYIS5 except the 5 ' EcoRI site was deleted by restriction-site ablation and an additional 1.2 kb of 3' flanking sequence of SpT15 was included for purposes of integration. The inactive hybrid gene was integrated into FW1259 downstream of spt15-21 by digesting pMSlO or pYIS8 with EcoRI. Homologous orienta- tion 2 constructs p306 2A and p304 2A were identical to their homeologous counterparts pYISl0 and pYIS8 excepts all sequences were derived from S. cermisiae SpT15. As described above, the exogenous copy of SPT15 was inactivated by the 704bp deletion. The structure of all SP"15 chromosomal du- plications were verified by Southern analysis using at least two different restriction enzymes (AUSUBEL et al. 1994). The chromosomal structure of the integrated duplication plas- mids are presented in Figures 2A and 3A.

Mismatch repair disruption and deletion mutations: Two- step deletion of PMSl was done to produce a I-kb internal deletion of PMSl from EcoRI to CluI ( KRAMER et al. 1989b). One-step disruption of MSH2 ( ROTHSTEIN 1983) was done

by transforming SpeIdigested pmsh2 : :TnlO LUK obtained from R. KOLODNER, Dana Farber Cancer Center ( REENAN and KOLODNER 1992a) . MSH3 disruption plasmids were prepared by replacing HIS3 from NheI to Sac1 of pmsh3::HISJ (NEW et al. 1993) by bluntended ligation of an 850-bp EcoRI/BglII TRPl fragment or a 2-kb HpaI/ ApaLI LEU2 fragment, yield- ing pmsh3::TRPl or pmsh3::LEU2, respectively. MSH3 one- step disruptions were carried out in FW1259 by transforming either BamHI / EcoRI digested pmsh3 : : TRPl or BamHI / AadI- digested pmsh3: :LEU2. Deletion of LEU2 in FW1259 to pro- duce BL124 was generated by the two-step method to produce a 690-bp internal deletion of LEU2 between EcoNI sites. All disruption and deletions were verified by Southern analysis and mutator phenotype when appropriate.

Recombination analysis: Indicated strains were streaked for single colonies on media lacking histidine as well as other appropriate nutrients (for example, media also lacking tryp tophan) Ten to 12 single colonies from each strain were used to innoculate individual 4ml cultures ofYPD. The initial inno- culum was diluted lo2, and 0.1 ml of the dilution was plated

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1178 E. M. Selva et al.

on YPD to determine initial number of cells in the culture. Cultures were grown non-selectively to a density of 3 X l o7 cells/ml at 30" and 60 rpm in a drum roller. An aliquot of each culture was then diluted lo4 , and 0.1 ml of the dilution was plated onto YPD in duplicate to determine the final num- ber of cells in the cultures. A 3-ml volume of each culture was transferred to a sterile tube, cells were pelleted by brief centrifugation and the pellets were washed in the same vol- ume of H20. Repelleted cells were resuspended in 1 / 10 vol- ume H20 and 0.1 ml of the suspension or an appropriate dilution was plated onto SC lacking lysine (SGlys) in dupli- cate to determine the number of lysine prototrophic cells in the culture. Colonies on all media were counted after 36-48 hr of growth at 30". The median frequency of lysine prototro- phy was used to determine the rate of chromosomal re- arrangement of the SPT15 duplications in a given strain by the method of LEA and COULSON (1948).

Reversion analysis: The rate of reversion of the spt15-21 point mutation was determined by the method of LEA and COULSON ( 1948) as described for the recombination analysis. Briefly, strains that lacked duplication at the SPTI5 locus and were wild type for mismatch repair or had disruption in PMSl , MSH2or M S H 3 (FW1259, BL101, BL102 and BL103, respec- tively) were grown nonselectively and plated to identify lysine prototrophs. The reversion rate in FWI259 was 1.1 X IO-'. The reversion rates determined for mismatch repair mutants BL101, BL102 and BL103 were slightly higher at 5 X lo-', 1.2 x and 1.8 X lo-', respectively.

Intervening marker loss: Ten to 50 single colonies from the recombination experiments were patched onto SC-Lys and grown 2 days at 30" followed by replica plating onto media lacking either uracil or tryptophan. Alternatively, the entire plate of lysine prototrophic cells were replica plated directly. Replica plates were incubated 24 hr at 30°, and the number of cells that were lysine prototrophs and uracil or tryptophan prototrophs were counted. The percent marker loss was deter- mined for each individual culture as Ura- or Trp- colonies divided by the total Lys+ colonies tested. Marker loss for a strain was then calculated by averaging the percent marker loss from all independent cultures (33-49 homeologous and 12-24 homologous).

RESULTS

Experimental rationale: A mitotic recombination assay was developed to test the hypothesis that mismatch repair influences recombination fidelity in S. comisiae. The premise underlying this assay is that recombination between homeologous genes involves a mispaired het- eroduplex that would be a target for mismatch repair function. Heteroduplexes that escape mismatch repair would undergo resolution, resulting in recombinant products containing hybrid sequence information. To score recombination events, we used a homeologous gene pair in which each gene harbors a different inacti- vating mutation. The mutations are situated such that production of a functional hybrid gene, either by cross over or gene conversion, involves association of the ho- meologous sequences and hence a mispaired hetero- duplex. The effect of mismatch repair is assessed by comparing the rates of recombinant events in isogenic strains that are wild type or mutant in specific mismatch repair genes.

The gene pair chosen for this study was S. cerevisiae

SPTl5 and its S. pombe TBP homologue encoding TATA binding protein (TBP) . This gene pair shares 73% identity in their 3 ' coding region, which encodes the essential carboxyl repeat domains of TBP ( POON et al. 1991 ) . Figure 1A shows the alignment of the 330-bp homeologous region from SFTI5 and TBP that was used in this study. The homeologous region is 75% identical with a maximum of 15 matched and 5 mismatched con- tinuous nucleotides in a stretch. Hence these sequences satisfy the requirement for homeology.

A second feature of SPT15 and TBP that make them particularly useful in a homeologous recombination assay is that their wild-type function has an easily se- lectable phenotype in the genetic background of FW1259 (EISENMANN et al. 1989). The presence of spt15-21, a chromosomal point mutation, causes Fw1259 to be lysine auxotrophic (Lys-) and histidine prototrophic (His+) . This phenotype in FW1259 is due to the presence of &elements from the Ty retrotranspo- son in the 5 ' proximal region of LYS2 and HZS4. In SPTI5 strains with the &element insertions, transcrip- tional initation from the HIS4 promoter produced a nonfunctional transcript, causing histidine auxotrophy, whereas a functional LYS2 transcript produced lysine prototrophy. However, the reverse phenotype was ob- served when cells harbored a supressor of the Ty inser- tion, spt15-21; these cells were histidine prototrophs and lysine auxotrophs. Both SpT15 (EISENMANN et al. 1989) and TBP ( FIKES et al. 1990) were cloned by com- plementation of the FW1259 lysine auxotrophy, so that when these genes were expressed in high-copy FWl259 cells became Lys+ and His-. Our attempt to comple- ment the FW1259 phenotype with single-copy genes yielded the same results (Figure 1 B ) . When a vector alone was used to transform FW1259, the cells remained Lys- and His'. However the strain was Lys+ and His - when SPT15 or TBP (under the control of S. cerevisiae PGK promoter) was present on a singlecopy plasmid. Therefore this gene pair satisfies two important criteria that make it useful in a homeologous recombination assay. First, each gene in single-copy complements spt15-22 and second, the Spt phenotype can be readily monitored via the LYS2 and HIS4 markers.

Another important feature of the gene pair is the existence of inactivating mutations in each partner. The mutations should be spatially separated to allow cross overs between mutant alleles as one possible recombi- nation event. The spt15-21 mutation provides inactiva- tion of SPTI5. In TBP, a deletion was made in uitro of a 704bp region encompassing the promoter and 5 ' coding region up to Bsu36I (position 320; Figure 1A) . As expected the A704tbp was not able to complement spt15-21 (Figure 1B) . Therefore, FW1259 can become lysine prototrophic by homeologous recombination be- tween spt15-21 and A704 t@ to produce a chimeric gene with sequences from both genes.

A final test of this gene pair was to demonstrate that

Page 5: Mismatch Correction Acts as a Barrier to Homeologous ... · were maintained on SC lacking histidine ( SGHis) . All yeast transformations were carried out by the Lithium Acetate (

Mismatch Repair and Recombination 1179

A

SP

SC

SP

SC

SP

SC

SP

SC

SP

SC

SP

SC

B

v 10 20 30 40 50 60

I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I l l I1 I I I I CCTCAGGtAA AATGGTTGTT ttgGGTGgcA AAtccGAGGA TGACTCcAAG CTcGCgtcTA

-GAA AATGGTTGTT ACCGGTGCAA AAAGTGAGGA TGACTCAAAG CTGGCCAGTA Bsu36I

70 80 90 100 110 120 GAAAgTATGC gcGtATcATC CAAAAAcTCG GtTTTaaTGC cAAgTTCACg GAtTTtAAgA

GAAAATATGC AAGAATTATC CAAAAAATCG GGTTTGCTGC TAAATTCACA GACTTCAAAA I I I I I I I I I I I I I l l I I I I I I I l l I I l l I l l I I I I I I I I I I I I I I

130 140 150 160 170 180 TtCAgAAcAT TGTaGGaagt TGcGAtGTTA AATTtCCaAT tCGTtTgGAA GgtTTgGCtT I I I I I I I I l l I I I 1 I I I I I I I I I I I I I I I l l I I l l I I I I I I TACAAAATAT TGTCGGTTCG TGTGACGTTA AATTCCCTAT ACGTCTAGAA GAGTTAGCAT *

190 200 210 220 230 2 4 0

I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I l l I I I I I I I I I l l I I aCtccCAcGG TACTTTCTCa TCtTATGAGC CtGAgTTGTT TCCcGGTTTG ATtTATcGcA

TCAGTCATGG TACTTTCTCC TCCTATGAGC CAGAATTGTT TCCTGGTTTG ATCTATAGAA

250 260 270 2 8 0 2 90 300 TGGTaAAaCC aAAAgTTGTt cTaTTgATTT TTGTTTCtGG tAAaATTGTT tTaACTGGTG

TGGTGAAGCC GAAAATTGTG TTGTTAATTT TTGTTTCAGG AAAGATTGTT CTTACTGGTG I I I I I I I I I l l I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I

310 32 0 330 CgAAagtccG tGAgGAAATT TACCAAGCTT I I I I I I I I I I I I I I I I I I I I I I CAAAGCAAAG GGAAGAAATT TACCAAGCTT

Hind1 I I

Plasmid in FW1259 Growth On SC -Lysine Growth on SC -Histidine

VECTOR - + - PSPTlS

+ - P ~ G K

+ r PUTPIS

+

a hybrid gene derived from portions of SPTI5 and TBP could complement the Sptl5- phenotype. This point lends credence to the idea that recombinant products arising through homeologous recombination between spt15-21 and A704 tbp would yield a functional protein. We made fusions between the two genes at a common restriction site, Bsu361, that lies within the structural gene, resulting in exchange of the 3 ' ends of the genes.

FIGURE 1.-DNA sequence com- parison of the homeologous re- gion and complementation of spt15-21. (A) Sequence align- ment of a 330-bp region of ho- meology from Bsu36I to Hind111 shared between SPT15 and TBP. The bottom sequence corresponds to S. cereuisiae SPTl5 (Sc) from nu- cleotide 349 to 679 of the coding region ( EISENMANN et al. 1989) . The upper aligned sequence (Sp) is from the corresponding homeo- logous region of the S. pombe TBP gene from nucleotide 320 to 650 ( FIKES et al. 1990). Vertical hashes denote sequence identity, and lower case letters in the upper S. pombe DNA sequence indicate se- quence variations. The asterisk points out the G-*A spt15-21 point mutation. The 704bp deletion from TBPis shown (V) . ( B ) Com- plementation of spt15-21 by ex- pression of various forms of SPT15 in FW1259. The centromeric plas- mids pRS316, pYCS2, pYCS4, pYCS9, pYCS5 and pYCS6 (described in MA- TERIALS AND METHODS) were trans formed into FW1259 (spt15-21) and transformants were selected on Sura. The phenotype of the trans formants was subsequently deter- mined by replica plating patched col- onies onto SGLys and SGHis. Open bars represent sequences derived from SPTl5 and hatched bars indi- cate sequences from TBP. A 704bp promoter deletion from SnaBI to Bsu36I is represented (V) .

These chimeric forms were expressed in FW1259 on a centromeric plasmid. Figure 1B shows that both the SPTl5-TBP and TBP-SPTl5 fusions complemented spt15-21, as expected because these genes share 93% amino acid identity in this region (FIKES et al. 1990). This result suggests that recombinant products between spt15-21 and A704 tbp can be readily detected in FW1259 as Lys+ cells.

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1180 E. M. Selva et al.

Description of tester strain: The A704 tbp gene was integrated as a direct repeat in chromosome Vadjacent to spt15-22 to place the genes in a conformation that would facilitate genetic exchange. Figures 2A and 3A show the chromosomal structure of the integrants. In orientation 1 (Figure 3A), A704 tbp is integrated up- stream of spt15-21. The integrated copy of A704 tbp maintains 5 ’ and 3 ’ flanking DNA sequence from SPT15 to provide regions of perfect homology to serve as initiation sites for recombination and for purposes of integration. The gene pair is separated by 4.5 kb of plasmid sequences including either TRPl or URA? as a selectable marker. Orientation 2 (Figure 2A) is essen- tially the same situation but with A704 tbp integrated downstream of spt15-21. (The integrated gene in ori- entation 2 also contains 1.2 kb of extra 3 ‘ flanking sequence that was necessary for purposes of integra- tion.) Strains containing the duplication in either orien- tation maintain an Spt- phenotype (Lys- and His+). Strains that contained the homeologous duplications were always propagated on media lacking histidine to select against premature rearrangements of the dupli- cated genes.

Null mutations in MSHZ, MSH? or PMSl were intro- duced into strains bearing the sptl5 duplication to de- termine the effect of these mutations on homeologous genetic exchanges. Disruption mutations in the mutS homologues MSHZ (REENAN and KOLODNER 1992b) and MSH? (NEW et al. 1993) were generated to assess their potential similarity to mutS in recombination fi- delity as these genes were both cloned by virtue of their homology to mutS. MSH2 has clearly been identified as a mutS equivalent in yeast ( REENAN and KOLODNER 1992a; MIRET et al. 1993; ALAN1 et al. 1994). However, only a modest mismatch repair phenotype has been detected for MSH? (NEW et al. 1993; ALAN1 et al. 1994) . A 1-kb deletion of PMSl, an E. coli mutL homologue, was also used. PMSl was originally identified based on its post meiotic segregation phenotype (WILLIAMSON et al. 1985) and is-necessary for the repair of single-base mismatches in plasmid substrates (KRAMER et al. 1989a). If our hypothesis is correct, one or more of these mutations will relax the block to homeologous genetic exchanges and cross overs between the sptl5 heteroalleles or gene conversions to correct either al- lele should increase relative to cells that are wild type for mismatch repair.

Orientation 2 homeologous recombination: Experi- ments done with the orientation 2 homeologous dupli- cation (Figure 2A) were considered first because of the clearer results obtained in this orientation. Cells containing either the homeologous or homologous chromosomal duplication and null mutation in mis- match repair genes were grown nonselectively until cul- tures reached late log phase (-3 X 10’ cells/ml) . Ap- propriate dilutions of these cultures were then plated on media lacking lysine to determine how many cells

in the culture underwent recombination to produce a functionally wild-type (Lys+ ) copy of SpTI5. The rates of homeologous recombination were calculated as the median frequency of lysine prototrophs (LEA and COULSON 1948). Results obtained from strains that had mutations in mismatch repair genes were compared with cells that were wild type for mismatch repair.

The results obtained from the experiments described above are detailed in Table 2 and portrayed graphically in Figure 4. Comparison of the rates obtained for ho- meologous and homologous recombination in cells wild type for mismatch repair reveals that sequence di- vergence blocks recombination. The rate of homeolo- gous recombination in BL117 (5.3 X lo”) is 150-fold lower than homologous recombination in BL152 (7.9 X l o p 5 ) . This result is consistent with several other studies showing a decrease in recombination between diverged sequences ( MEZARD et al. 1992; RESNICK et al. 1992; HARRIS et al. 1993; ALAN1 et al. 1994). The de- crease in homeologous recombination relative to iden- tically matched DNA sequences suggests that multiple mismatches in a recombination intermediate serves as a target to block completion of the process and thus result in a reduced rate of recombinant product forma- tion. Hence, divergence between two sequences act in cis as one factor in preventing recombination between these sequences.

Mutations in certain mismatch repair genes yielded significant enhancement of homeologous recombina- tion rates (Table 2 ) . A msh2 strain (BL121) yielded a homeologous recombination rate which was 17-fold higher than the isogenic MSHZ strain (BL117) . The rate of homeologous recombination was also increased almost 10-fold in msh? cells (BL123). These results demonstrate that mutations in MSHZ or MSH? partially relax the block to homeologous recombination, sup- porting the hypothesis that mismatch repair acts as a barrier to genetic exchanges between diverged DNA sequences. This conclusion is further supported by the fact that these mismatch repair mutations had limited effect on the rate of homologous recombination (BL154, BL155; Table 2, Figure 4) . Little or no in- crease over wild type was observed for homologous re- combination gene pairs. This suggests that the in- creased rate of homeologous recombination in msh2 and msh3 cells is specifically due to the presence of mismatches and is not a general effect on recombina- tion. Surprisingly, a pmsl deletion mutant had only a small effect on the rate of genetic exchange between these heteroalleles (BL119; Table 2, Figure 4) , a find- ing that also occurred with the homologous duplication (BL153). The validity of these results was supported by a second set of experiments that used a variant of orientation 2 called orientation 2A that lacked all se- quence identity 5 ’ of the region of homeology. Results with this variant (E. SELVA and R. LAHUE, unpublished results) showed essentially identical effects of ~ h z ,

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Mismatch Repair and Recombination 1181

A Lys- and Trp+Nra+

n . 1 kb

B

1. Cross-over or SSA ( +/- Gene Conversion)

2. G2 Unequal Crossover r- 3. Gene Conversion

Lys+ and Trp-/Ura-

Lys+ and TrpVUra-

P

Lys+ and Trp+/Ura+

Promoter Insertion - - w <'",..r,.'

v Point Mutation Correction

FIGURE 2.-Chromosomal structure of the orientation 2 SPT15 duplication and predicted recombinant products. (A) The orientation 2 duplication has the exogenous A704 t& gene integrated on chromosome Vdownstream from endogenous sptl5- 21. Open bars denote DNA sequences derived from SPT15. The hatched bar represents the 330 nucleotide homeologous region from Bsu36I to Hind111 (Figure 1) of TBP. Intervening plasmid sequences (not drawn to scale) are shown in black, except for the plasmid marker, either UZU3 or TRPl, which is stippled. Arrows indicate the direction of gene transcription. The spt15-21 point mutation ( 0 ) and the 704bp deletion of promoter and 5' coding sequence inactivating the integrated homeologous gene (V) are denoted. The phenotype of FW1259 that harbors this duplication is Lys- and His+. ( B ) Depicts the Lys+ products that could be obtained from recombination of the orientation 2 duplication. Panel 1. Intergenic cross over by a single-step loop out or deletion by single-strand annealing can occur to produce a functional hybrid SPT15 on the chromosome. Either type of event can occur with or without an associated gene conversion. Panel 2. G2 unequal sister-chromatid exchange will produce the same functional product, in which the intervening marker has been lost. Panel 3. Gene conversion could produce Lys' cells that have retained intervening plasmid sequences (Trp+/ Ura' ) either by restoration of the promoter deletion or point mutation, as described in the legend of Figure 2. Conversions could arise either by intrachomasomal events (as shown) or by interchromaso- mal events.

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1182

A

E. M. Selva et al.

Lys- and Trp+/Ura+

H

1 kb

B

1. Cross-over & Conversion or SSA & Conversion

Lys+ and Trp-Iura-

2. G2 Unequal Crossover Lys+ and Trp+/Ura+

3. Gene Conversion Lys+ and Trp+/Ura+

Promoter Insertion

I< a \ OR t

Point Mutation Correction

FIGURE 3.-Chromosome structure of the orientation 1 S p T I 5 duplication and predicted recombination products. ( A ) The orientation 1 duplication lacking 1.2 kb of 3' flanking sequence is integrated upstream of endogenous sptl5-21. All designations are the same as described in Figure 2. ( B ) Depiction of possible Lys+ rearrangement products after nonselective growtth. The symbolic meaning of the filled in bars has been maintained from A, but the intervening marker gene has been omitted for simplicity. Panel 1. Single strand annealing plus gene conversion or cross over plus gene conversion would be predicted to yield a single-copy, functional recombinant product, with concomitant loss of the intervening marker. The phenotype of these cells would be Lys + and Trp-/ Ura- . Panel 2. G2 unequal cross over between misaligned sister chromatids would produce a triplication of the sptl5 sequences to produce a single functionally WT hybrid gene flanked on either side by the original mutants. Intervening marker genes in these products are retained. Panel 3. Gene conversions to restore SPTI5 function can be achieved either by restoration of the promoter deletion in tbp by sequences from spt15-21 or by conversion of the spt15-21 point mutation with sequences from tbp.

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Mismatch Repair and Recombination

TABLE 2

Recombination rate and intervening marker loss orientation 2

Rate X 10’ (events/cell Fold Marker

Strain Genotype division)“ Over WT Lossb

Homeologous BL117 WT 53 ? 8 1 .o 70 BL119 pmsl 190 5 6 3.6 50 BL121 m h 2 900 ? 36 17 56 BL123 msh3 510 2 24 9.6 58 BL140 msh2mh3 2300 ? 430 43 55

Homologous BL152 WT 7900 2 330 1 .o 80 BL153 pmsl 25000 ? 180 3.2 58 BL154 msh2 5400 ? 460 0.7 36 BL155 msh3 4300 ? 680 0.5 37 BL176 msh2mh3 11000 ? 400 1.3 42

a Recombination rates are means 2 SD; they were calcu- lated from the median frequency of lysine prototrophs by the method of LEA and COULSON (1949). Rates were determined as an average of three independent experiments. Each experi- ment was done with 6-21 individual cultures.

Marker loss values are in percentage; they were calculated as an average of the proportion of cells that have lost the intervening marker from independent cultures.

mh3 and pml mutations to those described for orienta- tion 2. Thus the effects of these mutations were consis- tent in two sets of strains.

In a strain harboring the msh2 msh3 double mutant (BL140) , the rate of homeologous recombination was elevated 43-fold, a result that is greater than either sin- gle mutation alone (Figure 4) . The implications of this result are twofold. First, MSH2and MSH3apparently act independently to block homeologous recombination. This point as well as alternative interpretations are con- sidered more thoroughly in the DISCUSSION. Second, the rate of homeologous recombination in the msh2 m h 3 double mutant BL140 is approximately 30% the rate of homologous recombination in the wild-type strain BL152 (2.3 X lop5 us. 7.9 X This suggests that MSH2 and MSH3 participate in an important mech- anism that prevent exchanges between diverged se- quences. A similar increase in homeologous recombina- tion was also observed with msh2 msh3 in orientation 2A (E. SELVA and R. LAHUE, unpublished results) to further support this conclusion.

Recombination of orientation 2 duplications to pro- duce lysine prototrophic cells might be predicted to occur by a number of different mechanisms depicted in Figure 2B. Panel 1 shows the product that would be obtained if an intrachromosomal cross-over ( “ p o p out”) event or single-strand annealing (SSA) ( LIN et al. 1984; SCHIESTL et al. 1988; FISHMAN-LOBELL et al. 1992) occurred to produce lysine prototrophy. Either event can occur with or without an associated gene

1183

40

b % 30 3

= 20

10

0

Homeologous 0 Homologous

WT pmsl msh2 msh3 msh2 msh3

Relevant Genotype

FIGURE 4. Comparison of the relative increase in orientation 2 recombination in yeast defective for mismatch correction. Recombination rates were calculated as described in MATERI- ALS AND METHODS. The fold over wild type was determined by dividing a mutant recombination rate by the wild-type re- combination rate that had the same duplication. Results are reported for both the homeologous (filled bars) and homolo- gous (open bars) orientation 2 duplication.

conversion. Cells utilizing these mechanisms of chro- mosome rearrangement to become Sptl5’ should have a single hybrid copy of the gene present in the chromo- some with concomitant loss of intervening plasmid and marker sequences. Therefore these cells will be Lys+ and Trp-/Ura-. Unequal cross over between sister chromatids, panel 2, would also be expected to produce the same product with a single hybrid copy on the chro- mosome and simultaneous loss of the intervening marker to produce cells that are Lys’ and Trp- / Ura- . Southern analysis (E. SELVA and R. LAHUE, unpublished results) verified the predicted structure of these prod- ucts. In orientation 2, events occurring by intrachro- matid, SSA or sister chromatid recombination yield identical products and hence are indistinguishable. However, the fact that a single hybrid copy of SpTI5 can be obtained by distinct mechanisms would suggest this product should be a large percentage of the total lysine prototrophic products. Alternatively, lysine proto- trophic cells could be obtained by gene conversion events, panel 3, whereby spt15-21 provides sequence information to A704 tbp to restore the promoter or A704 tbp sequence information is used to correct the spt15-21 point mutation. Note that true gene conver- sions cannot be distinguished from postmitotic segrega- tion in this assay because either type of event will yield substitution of sequence information ( PETES et al. 1991). In fact, we would expect that the frequency of gene conversions would be decreased in mismatch re- pair mutants ( WILLIAMSON et al. 1985; KRAMER et al. 198913; REENAN and KOLODNER 1992a; NEW et al. 1993;

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1184 E. M. Selva et al.

TABLE 3

Recombination rate and intervening marker loss orientation 1

Rate X 10' Fold Marker Strain Genotype (events/cell division)" Over WT Lossb

Homelogous BL105 BL108 BL111 BL114 BL138

Homologous BL144 BL145 BL146 BL147 BL174

WT pmsl msh2 msh3 msh2msh3 WT pms I msh2 msh3 msh2msh3

5 -+ 14 2.4 5 1 60 -+ 3

6 5 19 55 ? 7

900 5 37 8700 ? 34 6200 5 170 1600 5 27 2600 ? 21

1 .o 0.5

1.2

1 .o

7.0 1.8 2.8

12

11

10

22 15 27

15

10 47

2.0

6.2

1 .o 9.0

Recombination rates are means 2 SD; they were calculated from the median frequency of lysine prototrophs by the method

'Marker loss values are percentages; they were calculated as an average of the proportion of cells that have lost the intervening of LEA and COULSON (1949). Rates were determined from 12 to 20 independent cultures.

marker from independent culture;

A L A N 1 et al. 1994). However, this limitation does not affect the interpretation of results presented here be- cause in either instance a multiply mismatched interme- diate is presumed to escape the block to homeologous recombination.

The frequency of plasmid marker loss was used as an approximate method for analyzing the recombination pathway that produced Sptl5' cells. Lysine prototro- phic cells generated in the rate experiments were tested for the presence or absence of the intervening plasmid markers, either TRPl or URA?. The last column in Ta- ble 2 shows the percent loss of intervening plasmid sequences. Marker loss in all the orientation 2 strains was high (36-80% ) , which was expected because sev- eral types of events could independently yield the same product (Figure 2B). A change in the spectrum of marker loss in hyperrecombinant strains might indicate a specific pathway was being used to achieve the higher recombination rate in these strains. However, there was no substantial difference in the percent marker loss between the hyperrecombinant stains (BL121, BL123 and BL140) and nonhyperrecombinant strains ( BL117 and BL119). Marker loss in wild-type strains for both homeologous and homologous orientation 2 duplica- tions was slightly elevated over mismatch repair-defi- cient strains, but the statistical significance of this in- crease, if any, remains unclear.

Orientation 1 homeologous recombination: In orien- tation 1, A704 t& is integrated upstream of spt15-21 (Figure 3A). Experiments with orientation 1 sptl5 du- plications were performed as described for orientation 2. Results of the orientation 1 experiments (Table 3) reveal that three features of homeologous recombina- tion in orientation 1 were very similar to the results observed for orientation 2. First, the rate of homeolo- gous recombination in a mismatch repair wild-type strain, BL105, was 180-fold lower than the homologous

recombination rate of BL144 ( 5 x us. 9 x 10 p 6 ) .

Thus in both orientations sequence divergence contri- butes to the recombination block. Second, the block was at least partially caused by the action of mismatch repair. In an orientation 1, msh2 strain ( BLll l ) the rate of homeologous recombination was 12-fold higher than the mismatch repair wild-type strain (BL105; Ta- ble 3 ) . This result further supports the hypothesis that Msh2 contributes to a barrier to homeologous recombi- nation and thus serves to maintain the fidelity of genetic exchanges. Third, deletion of PMSl had no significant effect on homeologous recombination of orientation 1 duplications (2.4 X lo-* compared with WT; 5 X lo-'), consistent with the results in orientation 2.

Several differences were noticed about recombina- tion events in orientation 1. The absolute recombina- tion rates were reduced in orientation 1 compared with orientation 2. For example, the wild-type strains BL105 and BL144 yielded -10-fold lower rates than their ori- entation 2 counterparts BL117 and BL152 (Tables 2 and 3 ) . This point is considered more completely in the Discussion section. However, it should be noted that the relative changes in rates within the orientation 1 data set and the orientation 2 data set largely parallel one another. Thus we believe that our basic conclusions are not significantly affected by the difference in abso- lute rates.

Another difference is that the msh? mutant (BL114) was not significantly increased relative to wild type (BL105) . Furthermore, the msh2 msh3 double mutant ( BL138) displayed a similar increase in homeologous recombination to the msh2 single mutant (BL111). Thus by two criteria, loss of Msh3 does not affect the overall rate of recombination in orientation 1. Possible reasons for this observation are presented in the DISCUS SION. Table 3 also shows that the rate of homologous recombination in orientation 1 was elevated in msh2

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Mismatch Repair and Recombination 1185

(BL146) and pmsl (BL145) strains. A particularly sur- prising result was the 10-fold higher rate of BL145 re- combination, because the rate of recombination in all other pmsl strains (BL108, BL119 and BL153) were virtually identical to their isogenic wild-type strains (BL105, BL117 and BL152). Similar findings were ob- served by BAILIS and ROTHSTEIN (1990) in a study where pmsl was found to increase homeologous recom- bination rates and parallel experiments revealed a simi- lar stimulation in homologous recombination. The sev- enfold elevation in homologous recombination rate of the msh2 strain BL146 was also puzzling, because the double msh2 msh3 mutant (BL174) did not display as dramatic an increase (2.8-fold over W T ) . The increase in BL145 and BL146 recombination rates might be due to anomalies in the isolates chosen for the experiments, but this seems unlikely because two or three indepen- dent isolates were used. Although we do not fully under- stand these findings, any homologous recombination effects must be partially due to the orientation 1 chro- mosomal structure, because pmsl and msh2 did not sig- nificantly increase the rate of orientation 2 homologous recombination (Table 2 and Figure 4) .

The upstream integration of A704 tbp in orientation 1 would be predicted to yield a different spectrum of recombination products than orientation 2. Figure 3B depicts two consequences of this structural difference. First, as shown in panel 1, a hybrid Sptl5+ chromo- somal copy that lacks the intervening plasmid marker (Lys' and Trp-/Ura-) could be generated by a mech- anism involving single strand annealing and conversion or by cross over and conversion. A single intrachromo- soma1 event, either single-strand annealing or cross- over, would not show up as Lys' in our assay unless accompanied by a conversion. The second consequence of the orientation 1 structure is that unequal sister chro- matid exchange would yield a different product than predicted for the same event in orientation 2. Crossing over between misaligned sister chromatids (Panel 2) should generate a triplication of SPT15 heteroalleles, with a functional hybrid gene flanked upstream by A704 tbp and downstream by sptl5-1 and two copies of intervening plasmid sequences, to produce Lys+ and Trp+/Ura+ cells. Lysine prototrophic products that re- tain the intervening marker (Lys+ and Trp+/Ura+) can also be obtained by gene conversion ( or postmitotic segregation) events to correct either A704 tbp or the spt15-21 point mutation, as described for orientation 2. Hence, the net result of genetic exchanges in orienta- tion l should produce a large proportion of Trp+/ Ura+ cells among the SPT15 recombinants.

Marker loss results for orientation 1 duplications are listed in the last column of Table 3. As predicted the overall percentage of Lys+ cells that have lost their in- tervening marker in orientation 1 ( 1-47% ) was gener- ally lower than that observed for orientation 2 (36- 80%). The most notable effect from this analysis is

that percent marker loss from msh3 strains with both homeologous and homologous duplications was consid- erably lower ( 2 and 1%, respectively) than all other orientation 1 strains tested (ranging from 9 to 47% ) . It is possible that the inability of msh3 orientation 1 strains to yield crossover-like products might in part account for the absence of homeologous recombina- tion stimulation (see DISCUSSION) . A more detailed analysis of the products might reveal if other pathways are also reduced in the msh3 background, which could account for an even higher percentage of the overall products. The msh2 mutation also seems to have a gen- eral effect on orientation 1 marker loss, because it is higher than isogenic wild-type strains for the homolo- gous duplications (47 us. 6.2% ) and to a lesser extent for the homeologous duplication (27 us. 2 2 % ) . This change in the spectrum of msh2 cells may reflect a pref- erence in events occurring specifically in the absence of Msh2 function. Interestingly, the increase in marker loss detected in msh2 cells (BLl11, BL114) was not observed in the double msh2 msh3 mutant (BL138, BL174). Perhaps the presence of msh2acts in some way to counteract the msh3 effect.

DISCUSSION

The mitotic recombination assay described here was designed to assess the role of DNA mismatch correction in recombination fidelity. We focused on quantitative differences in the rates of recombination between ho- meologous and homologous sequences. In strains wild type for mismatch repair there was a 150- to 180-fold decrease in the recombination rate between homeolo- gous sequences relative to homologous controls. Other laboratories ( MEZARD et al. 1992; RESNICK et al. 1992; HARRIS et al. 1993; ALANI et al. 1994) have noted similar decreases in assays of mitotic recombination. Some ( BORTS and HABER 1987) but not all ( SYMINGTON and PETES 1988; MALONE et al. 1994) meiotic assays have also shown decreased recombination between genes bearing multiple sequence heterozygosities. This pro- pensity to limit recombination between diverged se- quences is consistent with the idea that mispaired re- combination intermediates are somehow formed at reduced rates or are inhibited from undergoing resolu- tion to form cross-over or gene-conversion products.

Our results indicate that the mismatch repair genes MSH2 and, in some cases, MSH3 play active roles in recombination fidelity. Inactivation of these genes leads to partial restoration of the recombination rates ob- served with homologous sequences. In one case (orien- tation 2 ) , the msh2 msh3 double mutant exhibited a rate of homeologous recombination that was 30% the homologous rate in a wild-type background. This find- ing is consistent with the idea that the barrier to homeo- logous recombination is substantially alleviated in the msh2 msh3 double mutant. Our results also indicate that

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1186 E. M. Selva et al.

the sequence similarity of MSH2 and MSH3 to the bacte- rial mutS is paralleled by a functional similarity at the level of controlling recombination fidelity. Bacterial mutS strains show a large enhancement in the rate of homeologous recombination, but this increased rate is < lo% of the recombination rate between identically matched sequences ( RAY~SICUIER et al. 1989). Recent in vitro experiments (WORTH et al. 1994) demonstrated that MutS abolishes RecA-catalyzed strand transfer be- tween homeologous DNA molecules but that MutS does not affect homologous strand transfer reactions. The role of MutS along with MutL is to block branch migra- tion of the mispaired heteroduplex that results from pairing of homeologous strands. Our evidence suggests that the product of MSH2 plays a similar role in S. cereuisiae, consistent with the prediction of ALAN1 et al. (1994). In the case of orientation 2, our data supports a similar role for the MSH3 gene product. If one as- sumes that other mutS homologs also confer a recombi- nation fidelity activity, then an unexpected phenotype of yeast MSHl mutants can be explained. MSHl was isolated in the same PCR-based homology search that yielded MSH2 ( REENAN and KOLODNER 1992b). Dis- ruption of MSHl led to a petite phenotype that was rapidly established ( REENAN and KOLODNER 1992a). Large-scale rearrangements of mitochondrial DNA were observed in mshl strains, indicating that MSHl plays a role in repair or stability of mitochondrial DNA ( REENAN and KOLODNER 1992a). In light of our results, we suggest that one function of MSHl is to prevent homeologous recombination in yeast mitochondrial DNA, presumably between imperfectly repeated se- quences. In mshl strains, homeologous recombination would occur unimpeded and could rapidly result in loss of mitochondrial function.

The rate data in orientation 2 indicates that single mutations in msh2 or msh3 elevate the rate of homeolo- gous recombination 17- or 9.6-fold, respectively. The msh2 msh3 double mutant exhibits a rate enhancement of 43fold, implying that Msh2 and Msh3 might act inde- pendently in the process of recombination fidelity. We interpret this data according to the analysis of MOR- RISON et al. (1993) who developed models for possible relationships between DNA replication error correction systems. Our data are consistent with the model that Msh2 and Msh3 are acting in parallel, noncompeting pathways. Alternatively our data also fits a second pre- diction of competitive pathways acting on a common intermediate, in which case either Msh2 or Msh3 may partially compensate for defects in one another. We cannot at present distinguish whether the rate observed in the msh2 msh3 double mutant resulted from parallel noncompeting us. competitive pathway models or per- haps a combination of both. However in either case it appears that Msh2 and Msh3 act to a greater or lesser degree independently.

The marker loss data provide some clues as to which

recombinant products are formed in the various ge- netic backgrounds. This point is of particular interest in addressing the question of whether the products from hyperrecombinant strains ( msh2 strains, for example) are due to increased formation of all possible products or whether specific recombination events are enhanced in different mutant backgrounds. In orientation 2, the majority of recombinants have lost the intervening marker (Table 2 ) , with values ranging from 37 to 80%. Marker loss is expected to result from either intrachro- mosomal cross-over (popout) event, single-strand an- nealing or unequal sister-chromatid exchange (Figure 2 ) . In contrast, gene conversion or postmitotic segre- gration events result in retention of the marker. Thus in most cases the total of popout, SSA and sister-chromatid exchange forms the majority of events. In strains bear- ing a homeologous duplication (Table 2, top), the wild-type background produced 70% marker loss events whereas the mismatch repair mutants yielded 50-58% marker loss. We feel that the decreased values in the mutant backgrounds are not significant although de- tailed statistical analysis has not been performed. These results imply that the acceleration in rate of homeolo- gous recombination in orientation 2 from msh2, msh3 and msh2 msh3 strains result from increased levels of all events (Figure 2 ) although we cannot distinguish between popouts, SSA and sister-chromatid exchange in the orientation 2 arrangement of homeologous se- quences.

The rate results in orientation 1 showed several simi- larities to Orientation 2, including the 180-fold de- crease in homeologous us. homologous recombination, the 12-fold increase in rate in an msh2 strain and the lack of effect of a pmsl mutation. One major difference between the orientations was that the absolute recombi- nation rates were reduced in orientation 1 compared with orientation 2. For example, the wild-type strains in orientation 1 yielded - 10-fold lower rates than their orientation 2 counterparts (Tables 2 and 3 ) . Part of this difference can be accounted for by the ability of orientation 2 structures to undergo deletion events without the need for an associated gene conversion (compare Figure 2B, Panel 1 with Figure 3B, Panel 1 ) . The remainder of the difference must be due to other factors that are currently less clear. We note that orien- tation 2 contains an extra 1.2 kb of 3' flanking sequence that was necessary for purposes of integration. It is possi- ble that the increased size of homology or specific se- quences in this region stimulates overall recombina- tion. Alternatively, one can invoke position effects to explain the differences between the orientations. For example, chromatin structure may differ in the two cases and hence affect the absolute rates of recombina- tion. However, as noted earlier, relative changes in rates within the two data sets largely parallel one another. Thus our basic conclusions do not appear to be signifi- cantly affected by the difference in absolute rates.

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Mismatch Repair and Recombination 1187

The rate results in orientation 1 show that an msh2 strain exhibits a 12-fold increase in the rate of recombi- nation, consistent with the notion that Msh2 plays a role in limiting recombination in this arrangement of sequences. However, the msh3 strain was not elevated for homeologous recombination ( 1.2-fold ) nor was the msh2 msh3double mutant ( 1 1-fold) significantly altered from the msh2 single mutant. Thus Msh3 does not a p pear to block recombination of homeologous se- quences in orientation 1. There are several possible explanations for this result. For example, perhaps Msh3 acts to aid certain events in orientation 1 while blocking formation of products from other events. As an exam- ple, it is possible that Msh3 might stimulate single- strand annealing between homeologous sequences by activating nucleases necessary for SSA. Msh3 might block other types of recombination events under these conditions. If these two effects were of similar magni- tude, then loss of Msh3 function would result in no net gain of recombinants but might alter the spectrum of recombinants that is observed. Although we have not yet addressed this possibility directly, analysis of marker loss data (see below) does lend some support to the idea. Alternative explanations for the lack of an msh3 effect on orientation 1 rates include position effects or the lack of the 1.2-kb 3 ' flanking region. We are attempting to address the MSH3situation more directly. However the observation that msh3 mutants do affect orientation 2 provides positive evidence of a role for Msh3 in recombination fidelity.

In Orientation 1, marker loss among the recombi- nants is predicted to result only from SSA or intrachro- mosomal cross overs that are accompanied by gene con- version (Figure 3B) . All other events result in retention of the marker. Among the strains harboring homeolo- gous duplications (Table 3, top), the wild-type level of marker loss (22%) shows relatively small changes, ei- ther up or down, in pmsl, msh2 and msh2 msh3 back- grounds. It is difficult to know if these small changes are of significance. One change that does stand out is the strong reduction (to 2%) in the msh3 background, an effect that is mirrored in the msh3 homologous strain (Table 3, bottom) . This reduction suggests the possibil- ity that SSA or intrachromosomal cross overs with gene conversion may be dependent on MSH3 function, a hypothesis that is currently being tested. Clearly there is more to be learned about MSH3.

Strains bearing a pmsl mutation did not lead to excess recombinants between homeologous sequences com- pared with homologous control strains, an observation that has been made by other investigators ( BAILIS and ROTHSTEIN 1990; RESNICK et al. 1992). This result was initially disturbing in light of the similarities between PMSl and bacterial mutL (KRAMER et al. 1989b; WIL-

LIAMSON et al. 1985) . One would predict that since mutL strains are hyperrecombinant for homeologous recom- bination ( RABSIGUIER et al. 1989) and because MutL

enhances the effects of MutS in blocking branch migra- tion (WORTH et al. 1994), the expectation is that PMSl might act similarly in yeast. The fact that pmsl strains do not exhibit this particular phenotype might be ex- plained by the discovery of two additional yeast mutL homologs, MLHl and MLH2 ( PROLLA et al. 1994). It is possible that MLHl or MLH2 encodes a protein that provides recombination fidelity activity or that some combination of PMSl, MLHl and MLH2 provide over- lapping function. This point needs to be investigated further before solid conclusions can be drawn.

The results described in this paper indicate that the mismatch repair genes MSH2 and in some cases MSH3 are involved in controlling recombination fidelity in S. cerevisiae. To our knowledge, this is the first direct demonstration of such a role for mismatch repair in a eukaryotic system. The results of A L A N 1 et al. (1994) indicated that Msh2 might function in this manner, at least during meiotic recombination. Our results s u p port and extend this finding. However many questions remain to be answered. Important future directions for this research should address three major questions. First, what other genes are involved in control of recom- bination fidelity? One prediction is that a mutL homo- log or homologs are necessary for this function. The data presented here indicate that PMSl alone does not provide this function. Second, which events are en- hanced in mismatch repair mutants? This will require molecular analysis of the recombinant products with the aim of inferring mechanistic details of the reaction. Third, does Msh3 play another role in homeologous recombination besides acting in an inhibitory manner? All three approaches are currently under active study.

We thank SUE JINKSROBERTSON and TOM PETES for helpful discut sions and comments on the manuscript, .JIM HABER for interesting suggestions and FRED WINSTON for providing strains and plasmids. This work was supported by National Institute of General Medical Sciences grant GM-14824 to R.S.L. and National Cancer Institute grant CA-54050 to G.F.C. R.S.L. was also supported by an American Cancer Society Junior Faculty Award 327.

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Communicating editor: P. J. PuruurA