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  • 8/17/2019 Mindfulness Psychology

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    Mindfulness Training as a Clinical Intervention: A

    Conceptual and Empirical Review

    Ruth A. Baer, University of Kentucky

    Interventions based on training in mindfulness skills are

    becoming increasingly popular. Mindfulness involves in

    tentionally bringing one!s attention to t"e internal and e#ternal

    e#periences occurring in t"e present moment$ and is often

    taug"t t"roug" a variety of meditation e#ercises. T"is review

    summari%es conceptual approac"es to mindfulness and

    empirical researc" on t"e utility of mindfulnessbased

    interventions. Metaanalytic tec"ni&ues were incorporated to

    facilitate &uantification of findings and comparison across

    studies. Alt"oug" t"e current empirical literature includes

    many met"odological flaws$ findings suggest t"at

    mindfulnessbased interventions may be "elpful in t"e

    treatment of several disorders. Met"odologically sound

    investigations are recommended in order to clarify t"e utility of 

    t"ese interventions.

    Key words: mindfulness$ meditation$ metaanalysis$

    treatment outcome. [Clin Psychol Sci Prac 10: 125–143, 2003] 

    Mindfulness is a way of paying attention that originated in

    Eastern meditation practices. t has !een descri!ed as "!ringing

    one#s complete attention to the present e$peri%ence on a

    moment%to%moment !asis& 'Marlatt ( Kris%teller, )***, p. +-

    and as "paying attention in a particular way on purpose, in the

    present moment, and non/udg%mentally& 'Ka!at%0inn, )**1, p.

    1-. 2he a!ility to direct one#s attention in this way can !e

    developed through the practice of meditation, which is de3ned

    as the intentional self%regulation of attention from moment tomoment

    4end correspondence to Ruth A. Baer, 5epartment of 

    6sychol%ogy, ))7 Kastle 8all, University of Kentucky,

    9e$ington, K: 1;7;+%;;11. E%mail r!aer

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    mental health treatment pro%grams usually teach these skills

    independently of the reli%gious and cultural traditions of their 

    origins 'Ka!at%0inn, )*@9inehan, )**!-. n the current

    empirical literature, clinical interventions !ased on training in

    mindfulness skills are descri!ed with increasing freuency, and

    their popu%larity appears to !e growing rapidly. According to

    4almon, 4antorelli, and Ka!at%0inn

    ')**-, over 1; hospitals and clinics

    in the United 4tates and a!road were

    off ering stress reduction programs

    !ased on mindfulness training as of 

    5C );.);*FclipsyF!pg;)7

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    )**?. Mindfulness training is also a central component of 

    dialectical !ehavior therapy '9inehan, )**a, )**!-, an

    increasingly popular approach to the treatment of !order%line

    personality disorder. 2he empirical literature on the eff ects of 

    mindfulness training contains many method%ological

    weaknesses, !ut it suggests that mindfulness inter%ventions may

    lead to reductions in a variety of pro!lematic conditions,

    including pain, stress, an$iety, depressive re%lapse, and

    disordered eating 'e.g., Ka!at%0inn, )*@Ka!at%0inn et al.,

    )**@ Kristeller ( 8allett, )***@ 4hapiro, 4chwart>, ( Bonner,

    )**@ 2easdale et al., ;;;-.

    2his review summari>es the recent literature on mind%fulness

    training as a clinical intervention. Girst, current methods for 

    teaching mindfulness skills are descri!ed. He$t, conceptual

    approaches that articulate how mindful%ness skills may !e

    helpful in treating clinical conditions are summari>ed. Ginally, the

    empirical literature on the eff ects of mindfulness training is

    reviewed.2his review does not address transcendental meditation '2M-

    and other concentration%!ased approaches, which have !een

    reviewed elsewhere '5elmonte, )*7@ 4mith, )*?7-.

    Ioncentration%!ased approaches train participants to restrict the

    focus of attention to a single stimulus, such as a word 'e.g., a

    mantra-, sound, o!/ect, or sensation. Dhen attention wanders, it

    is redirected to the o!/ect of meditation. Ho attention is paid to

    the nature of the dis%traction. Mindfulness meditation, in

    contrast, involves o!%servation of constantly changing internal

    and e$ternal stimuli as they arise.

    2his review also does not address 9anger#s ')**, )**?-

    cognitive model of mindfulness, which includes alertness todistinctions, conte$t, and multiple perspectives, open%ness to

    novelty, and orientation in the present '4tern!erg, ;;;-.

    Mindfulness interventions studied !y 9anger and colleagues 'e.g.,

    9anger, )**@ 9anger ( Moldoveanu, ;;;- often include teaching

    participants to consider in%formation or situations from multiple

    perspectives or within new conte$ts in order to increase learning or 

    cre%ativity. Although this concept of mindfulness shares with

    meditative approaches an emphasis on Je$i!le awareness in the

    present, several important diff erences can !e noted. 9anger#s

    ')**- mindfulness interventions usually involve working with

    material e$ternal to the participants, such as information to !e

    learned or manipulated, and often in%clude active, goal%orientedcognitive tasks, such as solving pro!lems. n contrast, the

    meditation%!ased approaches

    descri!ed in this review often are directed toward the in%ner 

    e$periences of the individual 'e.g., thoughts, emo%tions- and

    emphasi>e a less goal%directed, non/udgmental o!servation.

    9anger ')**- has cautioned against drawing unwarranted

    parallels !etween the two forms of mindful%ness, noting that theyare derived from very diff erent his%torical and cultural

    !ackgrounds.

    I*TER5E*TI/*, 6A,E2 /* MI*2780*E,, TRAI*I*1

    Mindfulness6ased ,tress Reduction

    2he most freuently cited method of mindfulness training is the

    mindfulness%!ased stress reduction 'MB4R- pro%gram, formerly

    known as the stress reduction and rela$%ation program '4R%R6@

    Ka!at%0inn, )*, )**;-. t was developed in a !ehavioral

    medicine setting for populations with a wide range of chronic

    pain and stress%related disor%ders. 2he program is conducted as

    an % to );%week course for groups of up to ; participants who

    meet weekly for .7 hr for instruction and practice in

    mindfulness med%itation skills, together with discussion of stress,

    coping, and homework assignments. An all%day '?%hr-

    intensive mindfulness session usually is held around the si$th

    week. 4everal mindfulness meditation skills are taught. Gor e$%

    ample, the !ody scan is a 17%min e$ercise in which atten%tion is

    directed seuentially to numerous areas of the !ody while the

    participant is lying down with eyes closed. 4en%sations in each

    area are carefully o!served. n sitting med%itation, participants

    are instructed to sit in a rela$ed and wakeful posture with eyes

    closed and to direct attention to the sensations of !reathing.

    8atha yoga postures are used to teach mindfulness of !odily

    sensations during gentle movements and stretching.

    6articipants also practice mind%fulness during ordinary activities

    like walking, standing, and eating.

    6articipants in MB4R are instructed to practice these skills

    outside group meetings for at least 17 min per day, si$ days per 

    week. Audiotapes are used early in treatment, !ut participants

    are encouraged to practice without tapes after a few weeks. Gor 

    all mindfulness e$ercises, participants are instructed to focus

    attention on the target of o!servation 'e.g., !reathing or walking-

    and to !e aware of it in each moment. Dhen emotions,

    sensations, or cognitions arise, they are o!served

    non/udgmentally. Dhen the participant notices that the mind haswandered into thoughts, mem%ories, or fantasies, the nature or 

    content of them is !rieJy noted, if possi!le, and then attention is

    returned to the

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    present moment. 2hus, participants are instructed to no%tice

    their thoughts and feelings !ut not to !ecome a!sor!ed in their 

    content 'Ka!at%0inn, )*-. Even /udgmental thoughts 'e.g.,

    "this is a foolish waste of time&- are to !e o!served

    non/udgmentally. Upon noticing such a thought, the participantmight la!el it as a /udgmental thought, or simply as "thinking,&

    and then return attention to the pres%ent moment. An important

    conseuence of mindfulness practice is the reali>ation that most

    sensations, thoughts, and emotions Juctuate, or are transient,

    passing !y "like waves in the sea& '9inehan, )**!, p. ?-.

    Mindfulness6ased Cognitive T"erapy

    2easdale, 4egal, and Dilliams ')**7- proposed that the skills of 

    attentional control taught in mindfulness medita%tion could !e

    helpful in preventing relapse of ma/or de%pressive episodes.

    2heir information%processing theory of depressive relapse

    suggests that individuals who have e$%perienced ma/or 

    depressive episodes are vulnera!le to re%currences whenever 

    mild dysphoric states are encountered, !ecause these states

    may reactivate the depressive thinking patterns present during

    the previous episode, or episodes, thus precipitating a new

    episode. Mindfulness%!ased cog%nitive therapy 'MBI2- is a

    manuali>ed '4egal, Dilliams, ( 2easdale, ;;- %week group

    intervention !ased largely on Ka!at%0inn#s ')**;- MB4R

    program. t incorporates ele%ments of cognitive therapy that

    facilitate a detached or de%centered view of one#s thoughts,

    including statements such as "thoughts are not facts& and " am

    not my thoughts.& 2his decentered approach also is applied to

    emotions and !odily sensations. MBI2 is designed to prevent

    depressive relapse !y teaching formerly depressed individuals

    to o!%serve their thoughts and feelings non/udgmentally, and to

    view them simply as mental events that come and go, rather 

    than as aspects of themselves, or as necessarily accu%rate

    reJections of reality. 2his attitude toward depression%related

    cognitions is !elieved to prevent the escalation of negative

    thoughts into ruminative patterns '2easdale et al., )**7-.

    I*TER5E*TI/*, I*C/R+/RATI*1

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    2ialectical 6e"avior T"erapy

    5ialectical !ehavior therapy '5B2- is a multifaceted ap%proach

    to the treatment of !orderline personality disorder '9inehan,

    )**a, )**!-. t is !ased on a dialectical world%

    view, which postulates that reality consists of opposing forces.

    2he synthesis of these forces leads to a new reality, which in

    turn consists of opposing forces, in a continual process of 

    change. n 5B2, the most central dialectic is the relationship

    !etween acceptance and change. Ilients are encouraged toaccept themselves, their histories, and their current situations

    e$actly as they are, while working in%tensively to change their 

    !ehaviors and environments in order to !uild a !etter life. 2he

    synthesis of this apparent contradiction is a central goal of 5B2.

    5B2 includes a wide range of cognitive and !ehavioral

    treatment procedures, most of which are designed to change

    thoughts, emotions, or !ehaviors. Mindfulness skills are taught

    in 5B2 within the conte$t of synthesi>ing acceptance and

    change. Although the skills taught are sim%ilar to those targeted

    in MB4R, including non/udgmental o!servation of thoughts,

    emotions, sensations, and envi%ronmental stimuli, the concepts

    are organi>ed somewhat diff erently. Gor e$ample, 9inehan

    ')**a, )**!- descri!es three mindfulness "what& skills

    'o!serve, descri!e, par%ticipate- and three mindfulness "how&

    skills 'non/udg%mentally, one%mindfully, eff ectively-. 5B2 clients

    learn mindfulness skills in a year%long weekly skills group, which

    also covers interpersonal eff ectiveness, emotion regulation, and

    distress tolerance skills. Ilients work with their indi%vidual

    therapists on applying skills learned in group to their daily lives.

    9inehan ')**1- notes that some severely impaired in%

    dividuals may !e una!le or unwilling to meditate as e$tensively

    as Ka!at%0inn#s ')**;- MB4R program rec%ommends. 2hus,

    5B2 does not prescri!e a speci3c fre%uency or duration of 

    mindfulness practice. nstead, goals for mindfulness practice are

    esta!lished !y individual clients and their therapists. 5B2 off 

    ersnumerous mind%fulness e$ercises from which clients may

    choose 'some adapted from 8anh, )*?+-. n one e$ample,

    clients imag%ine that the mind is a conveyor !elt. 2houghts,

    feelings, and sensations that come down the !elt are o!served,

    la%!eled, and categori>ed. n another e$ercise, clients imag%ine

    that the mind is the sky, and that thoughts, feelings, and

    sensations are clouds that they watch passing !y. 4everal

    variations on o!serving the !reath are taught, including following

    the !reath in and out, counting !reaths, coordi%nating !reathing

    with footsteps while walking, and fol%lowing the !reath while

    listening to music. 4ome e$ercises encourage mindful

    awareness during everyday activities,

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    such as making tea, washing dishes or clothes,

    cleaning house, or taking a !ath.

    Acceptance and Commitment T"erapy

     Acceptance and commitment therapy 'AI2@ 8ayes, 4trosahl, (Dilson, )***- is theoretically !ased in con%temporary !ehavior 

    analysis '8ayes ( Dilson, )**-. Al%though AI2 does not

    descri!e its treatment methods in terms of mindfulness or 

    meditation, it is included here !e%cause several of its strategies

    are consistent with the mind%fulness approaches descri!ed.

    Ilients in AI2 are taught to recogni>e an o!serving self who is

    capa!le of watching his or her own !odily sensations, thoughts,

    and emotions. 2hey are encouraged to see these phenomena

    as separate from the person having them. Gor e$ample, they are

    taught to say, "#m having the thought that #m a !ad person,&

    rather than "#m a !ad person& 'Kohlen!erg, 8ayes, ( 2sai,

    )**, p. 7-. 2hey also are encouraged to e$peri%ence

    thoughts and emotions as they arise, without /udging,

    evaluating, or attempting to change or avoid them. 8ayes ')*?-

    descri!es an e$ercise in which the client imagines that his or her 

    thoughts are written on signs carried !y parading soldiers. 2he

    client#s task is to o!serve the parade of thoughts without

    !ecoming a!sor!ed in any of them. AI2 e$plicitly teaches

    clients to a!andon attempts to con%trol thoughts and feelings,

    !ut instead to o!serve them non%/udgmentally and accept them

    as they are, while changing their !ehaviors in constructive ways

    to improve their lives '8ayes, )**1-.

    Relapse +revention

    Relapse prevention 'R6@ Marlatt ( =ordon, )*7- is a cognitive%

    !ehavioral treatment package designed to fore%stall relapses in

    individuals treated for su!stance a!use. Mindfulness skills are

    included as a techniue for coping with urges to engage in

    su!stance use. Marlatt ')**1- notes that mindfulness involves

    acceptance of the constantly changing e$periences of the present

    moment, whereas ad%diction is an ina!ility to accept the present

    moment and a persistent seeking of the ne$t "high& associated with

    the addiction. 2he metaphor of "urge sur3ng& encourages clients to

    imagine that urges are ocean waves that grow gradually until they

    crest and su!side. 2he client "rides& the waves without giving in to

    the urges, thus learning that urges will pass. 8owever, the client also

    learns that new urges will appear and that these urges cannot easily

    !e

    eliminated. nstead, urges must !e accepted as normal re%

    sponses to appetitive cues. Mindfulness skills ena!le the client

    to o!serve the urges as they appear, accept them non%

     /udgmentally, and cope with them in adaptive ways.

    C/*CE+T8A0 A++R/ACE,: /< MI*2780*E,, ,=I00, MA-

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    2he authors of these treatment strategies have suggested

    several mechanisms that may e$plain how mindfulness skills

    can lead to symptom reduction and !ehavior change.

    E#posure

    2he 3rst pu!lished study of the eff ects of MB4R 'Ka!at%

    0inn, )*- descri!ed its application in patients with chronic

    pain. MB4R is !ased, in part, on traditional med%itation

    practices, which often include e$tended periods of 

    motionless sitting. Although a rela$ed posture typically isadopted, prolonged motionlessness can lead to pain in

    muscles and /oints. Mindfulness meditation instructors of%ten

    encourage students not to shift position to relieve the pain,

    !ut instead to focus careful attention directly on the pain

    sensations, and to assume a non/udgmental attitude toward

    these sensations, as well as toward the various cog%nitions

    '"this is un!eara!le&- emotions 'an$iety, anger-, and urges

    'to shift position- that often accompany pain sensations. 2he

    a!ility to o!serve pain sensations non%/udgmentally is

    !elieved to reduce the distress associated with pain.

    Ka!at%0inn ')*- suggests that application of this strategy !y

    chronic pain patients might serve several func%tions. Gor e$ample,

    prolonged e$posure to the sensations of chronic pain, in the

    a!sence of catastrophic conse%uences, might lead to

    desensiti>ation, with a reduction over time in the emotional

    responses elicited !y the pain sensations. 2hus, the practice of 

    mindfulness skills could lead to the a!ility to e$perience pain

    sensations without e$cessive emotional reactivity. Even if pain

    sensations were not reduced, suff ering and distress might !e

    alleviated.

    Ka!at%0inn et al. ')**- descri!e a similar mechanism for the

    potential eff ects of mindfulness training on an$i%ety and panic.

    4ustained, non/udgmental o!servation of an$iety%related

    sensations, without attempts to escape or avoid them, may lead

    to reductions in the emotional reac%tivity typically elicited !yan$iety symptoms. 2his approach is similar to the interoceptive

    e$posure strategy descri!ed !y Barlow and Iraske ';;;-, who

    instruct clients to in%

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    duce symptoms of panic through e$ercises such as hyper%

    ventilation and aero!ic activity, and to practice tolerating

    these sensations until they su!side. n contrast, however,

    mindfulness training does not include the deli!erate in%

    duction of panic symptoms. nstead, participants are in%structed to o!serve these sensations non/udgmentally when

    they naturally arise.

    9inehan ')**a, )**!- descri!es individuals with !or%

    derline personality disorder as emotion pho!ic. 2hat is, they are

    often afraid of e$periencing strong negative aff ec%tive states.

    2his fear is understanda!le, !ecause their neg%ative aff ective

    states typically are very intense. 8owever, their attempts to

    avoid these states often have maladaptive conseuences.

    9inehan ')**a, )**!- suggests that pro%longed o!servation of 

    current thoughts and emotions, without trying to avoid or escape

    them, can !e seen as an e$ample of e$posure, which should

    encourage the e$tinc%tion of fear responses and avoidance

    !ehaviors previously elicited !y these stimuli. 2hus, the practiceof mindfulness skills may improve patients# a!ility to tolerate

    negative emotional states and a!ility to cope with them

    eff ectively.

    Cognitive C"ange

    4everal authors have noted that the practice of mindfulness may

    lead to changes in thought patterns, or in attitudes a!out one#s

    thoughts. Gor e$ample, Ka!at%0inn ')*, )**;- suggests that

    non/udgmental o!servation of pain and an$iety%related thoughts

    may lead to the understanding that they are "/ust thoughts,&

    rather than reJections of truth or reality, and do not necessitate

    escape or avoidance !ehavior. 4imilarly, 9inehan ')**a,

    )**!- notes that o!%serving one#s thoughts and feelings and

    applying descrip%tive la!els to them encourages the

    understanding that they are not always accurate reJections of 

    reality. Gor e$ample, feeling afraid does not necessarily mean

    that danger is im%minent, and thinking " am a failure& does not

    make it true. Kristeller and 8allett ')***-, in a study of MB4R in

    patients with !inge eating disorder, cite 8eatherton and

    Baumeister#s ')**)- theory of !inge eating as an escape from

    self%awareness and suggest that mindfulness training might

    develop non/udgmental acceptance of the aversive cognitions

    that !inge%eaters are thought to !e avoiding, such as

    unfavora!le comparisons of self to others and per%ceivedina!ility to meet others# demands.

    2easdale ')***- and 2easdale et al. ')**7-, in their 

    discussion of MBI2, suggest that the non/udgmental,

    decentered view of one#s thoughts encouraged !y mind%fulness

    training may interfere with ruminative patterns !elieved to !e

    characteristic of depressive episodes 'Holen%8oeksema, )**)-.

    2hat is, mindfulness training may en%a!le formerly depressed

    individuals to notice depressogenic thoughts and to redirectattention to other aspects of the present moment, such as

    !reathing, walking, or environ%mental sounds, thus avoiding

    rumination. 2easdale has descri!ed this perspective on one#s

    thoughts as "meta%cognitive insight.& 2easdale et al. ')**7- also

    note that a practical advantage of mindfulness skills in

    encouraging cognitive change is that they can !e practiced at

    any time, including during periods of remission, when depresso%

    genic thinking may !e occurring too rarely to permit reg%ular 

    practice of traditional cognitive therapy e$ercises, such as

    identi3cation and disputing of cognitive distortions. 2hat is, a

    mindful perspective a!out one#s thoughts can !e applied to all

    thoughts.

    ,elfManagement

    4everal authors have noted that improved self%o!servation resulting

    from mindfulness training may promote use of a range of coping

    skills. Gor e$ample, Ka!at%0inn ')*- suggests that increased

    awareness of pain sensations and stress responses as they occur 

    may ena!le individuals to en%gage in a variety of coping responses,

    including skills not included in their treatment program. Kristeller and

    8allett ')***- suggest that the self%o!servation skills developed

    through mindfulness training might lead to improved recognition of 

    satiety cues in !inge eaters, as well as in%creased a!ility to o!serve

    urges to !inge without yielding to them. Marlatt ')**1- suggests asimilar eff ect in patients recovering from addictions. 2easdale et al.

    ')**7- note that mindfulness training encourages awareness of all

    cognitive and emotional events as they occur, including those that

    may !e early signs of potential depressive relapse. 2hus,

    mindfulness training may promote recognition of early signs of a

    pro!lem, at a time when application of previously learned skills will

    !e most likely to !e eff ective in prevent%ing the pro!lem. 9inehan

    ')**!- suggests that non/udg%mental o!servation and description

    permits recognition of the conseuences of !ehaviors 'e.g., irritating

    one#s !oss with freuent lateness- in place of glo!al /udgments

    a!out the self 'e.g., " am a !ad employee&-. 2his recognition may

    lead to more eff ective !ehavior change, including re%duction of 

    impulsive, maladaptive !ehaviors. 9inehan

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    ')**!- also suggests that learning to focus "one%

    mindfully& on the present moment develops control of at%

    tention, a useful skill for individuals who have difficulty

    completing important tasks !ecause they are distracted

    !y worries, memories, or negative moods.

    Rela#ation

    2he relationship !etween meditation and rela$ation is somewhat

    comple$. 4everal authors '=olden!erg et al., )**1@ Ka!at%0inn

    et al., )**@ Kaplan, =olden!erg, ( =alvin%Hadeau, )**- have

    suggested that mindfulness%!ased stress reduction may !e

    applica!le to stress%related medical disorders, including

    psoriasis and 3!romyalgia. 2hese authors note that meditation

    often induces rela$%ation, which may contri!ute to the

    management of these disorders. 2he induction of rela$ation

    through various meditation strategies has !een well documented

    'Benson, )*?7@ Crme%Lohnson, )*1@ Dallace, Benson, (

    Dilson, )*1-. 8owever, the purpose of mindfulness training is

    not to induce rela$ation, !ut instead to teach non/udg%mental

    o!servation of current conditions, which might include

    autonomic arousal, racing thoughts, muscle ten%sion, and other 

    phenomena incompati!le with rela$ation. n addition, evidence

    suggests that rela$ation eff ects are not uniue to meditation, !ut

    are common to many re%la$ation strategies '4hapiro, )*-.

    2hus, although practice of mindfulness e$ercises may lead to

    rela$ation, this out%come may not !e a primary reason for 

    engaging in mind%fulness skills.

    Acceptance

    2he relationship !etween acceptance and change is a cen%tral

    concept in current discussions of psychotherapy '8ayes, Laco!sen,

    Gollette, ( 5ougher, )**1-. 8ayes ')**1- sug%gests that acceptance

    involves "e$periencing events fully and without defense, as they are&

    'p. ;-, and notes that empirically oriented clinicians may have

    overemphasi>ed the importance of changing all unpleasant

    symptoms, without recogni>ing the importance of acceptance. Gor 

    e$ample, an individual who e$periences panic attacks may engage

    in numerous maladaptive !ehaviors in an attempt to prevent future

    attacks, including drug and alcohol a!use, avoidance of important

    activities, and e$cessive an$ious vigilance toward !odily states. f 

    the individual could ac%cept that panic attacks may occasionally

    occur and that they are time%limited and not dangerous, panic

    attacks would !ecome unpleasant !ut !rief e$periences to !e tol%

    erated, rather than fearsome and dangerous

    e$periences to !e avoided, even at the cost of 

    signi3cant maladaptive !e%havior. All of the treatment programs reviewed here include ac%

    ceptance of pain, thoughts, feelings, urges, or other !od%ily,cognitive, and emotional phenomena, without trying to change,

    escape, or avoid them. Ka!at%0inn ')**;- de%scri!es

    acceptance as one of several foundations of mind%fulness

    practice. 5B2 provides e$plicit training in several mindfulness

    techniues designed to promote acceptance of reality. 2hus, it

    appears that mindfulness training may pro%vide a method for 

    teaching acceptance skills.

    Relations"ip 6etween Mindfulness Training and

    Cognitive6e"avioral Approac"es

    2his discussion suggests that mindfulness training is con%sistent

    with cognitive%!ehavioral treatment procedures in several ways.2raining in self%directed attention can result in sustained

    e$posure to sensations, thoughts, and emo%tions, resulting in

    desensiti>ation of conditioned responses and reduction of 

    avoidance !ehavior. Iognitive change appears to result from

    viewing one#s thoughts as temporary phenomena without

    inherent worth or meaning, rather than as necessarily accurate

    reJections of reality, health, ad/ustment, or worthiness. 6ractice

    of meditation also may lead to rela$ation and improved self%

    management.

    8owever, mindfulness training diff ers from traditional cognitive%

    !ehavioral treatment in important ways. Gor e$%ample, mindfulness

    training does not include the evalua%tion of thoughts as rational or distorted, or systematic attempts to change thoughts /udged to !e

    irrational. n%stead, participants are taught to o!serve their thoughts,

    to note their impermanence, and to refrain from evaluating them.

     Another important diff erence is that traditional cognitive%!ehavioral

    procedures usually have a clear goal, such as to change a !ehavior 

    or thinking pattern. n con%trast, mindfulness meditation is practiced

    with a seemingly parado$ical attitude of nonstriving. 2hat is,

    although a task is prescri!ed 'e.g., sit still, close your eyes, and pay

    atten%tion-, no speci3c goal is adopted. 6articipants are not to strive

    to rela$, reduce their pain, or change their thoughts or emotions,

    although they may have sought treatment for these purposes. 2hey

    are simply to o!serve whatever is happening in each moment

    without /udging it. Ginally, mindfulness researchers have suggested

    that eff ective teach%ing of mindfulness skills !y mental health

    professionals re%uires that they engage in their own regular 

    mindfulness

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    practice '4egal et al., ;;-. 6rofessionals using more

    tra%ditional cognitive%!ehavioral strategies generally

    are not e$pected to engage in regular practice of the

    skills they are teaching.

     Although the practice of mindfulness generallyinvolves acceptance of current reality, rather than

    systematic at%tempts to change reality, individuals who

    practice these skills may e$perience reductions in a

    variety of symptoms. 2he empirical literature

    addressing this issue is reviewed ne$t.

    EM+IRICA0 RE,EARC /* MI*2780*E,,6A,E2

    I*TER5E*TI/*,

    2he empirical literature investigating the eff ects of mind%fulness%

    !ased interventions is reviewed here. Meta%analytic procedures

    were incorporated to facilitate uanti3cation of 3ndings and

    comparisons across studies. 2o locate relevant studies, acomputer search 'using 6sycnfo and Medline data!ases- was

    conducted of articles and chapters including the terms

    mindfulness  or meditation. Reference lists of all articles were

    searched for additional articles. 4tudies were included if they

    were pu!lished in English and compared a group of participants

    trained in mindfulness with a group not trained, or a group who

    provided data !efore and af%ter mindfulness training.

    Unpu!lished dissertations and conference papers were

    e$cluded, as were studies address%ing nonmindfulness forms of 

    meditation, such as transcen%dental meditation '2M-. 4tudies of 

    mindfulness as de3ned !y 9anger ')**, )**?- also were

    e$cluded, for reasons descri!ed earlier. 2wenty%one studiesmeeting these cri%teria were found.

    Gor each study, several demographic and methodolog%ical

    varia!les were coded, including num!er, type, and

    characteristics of participants, research design, the nature of the

    mindfulness intervention, type of comparison group, whether 

    participants were randomly assigned to interven%tion or 

    comparison groups, the dependent varia!les re%ported, and

    follow%up intervals and data.

    Eff ect si>es 'Iohen#s d - were calculated for all studies that

    provided sufficient data. Iohen#s d   e$presses eff ect si>e in

    standard deviation units@ thus, an eff ect si>e of ).; on a given

    dependent measure indicates that the treatment group scored

    one standard deviation !etter, on average, than the comparisongroup on that measure. Gor studies using !etween%groups

    designs, eff ect si>es were calculated with the following formula

    d   'M t  M 

    c-FSD

    p, in which M 

    t  the mean of the treatment group

    on a speci3c mea%

    sure, M c  the mean of the comparison group on that mea%sure,

    and SDp  the pooled standard deviation of the two groups. f 

    means or standard deviations were not provided, eff ect si>es

    were calculated from the signi3cance level '  p-. Gor studies

    using within%groups designs, eff ect si>es were calculated from t 

    or F  ') df  -, or from the signi3cance level when t  or F  were not

    reported. Ialculations of eff ect si>es relied on methods

    descri!ed !y Rosenthal ')*1-.

    /verview of Treatment 0iterature

    4tudies e$amining the eff ects of mindfulness%!ased inter%

    ventions are summari>ed in 2a!le ). 2he studies are grouped !y

    participant population, !eginning with stud%ies of chronic pain

    patients. He$t are studies of patients with other A$is disorders

    'an$iety, eating, and ma/or de%pressive disorders-, followed !y

    studies of patients with other medical pro!lems '3!romyalgia,

    psoriasis, and can%cer-. He$t are studies with mi$ed populations,

    including psychotherapy and medical patients. 2he last group in%cludes studies of nonclinical populations 'students and other 

    volunteers-. Dithin each group studies are listed in order of 

    pu!lication date.

    4ample si>es in these studies have ranged from )+ to

    )1. Mean age of participants has ranged from 7;

    years, with a mean of 17 years. =ender ratio of the

    samples has ranged from ; to 1+N male. Education and

    raceFethnicity were rarely reported.

    Hine studies used pre%post designs with no control group.

    Hine used !etween%groups designs with 2reatment As Usual

    '2AU- or waiting%list control groups. Most stud%ies used the );

    week MB4R group intervention 'Ka!at%0inn,)*, )**;-, or a

    variation of this intervention tailored to the population under 

    study. 2wo studies '2eas%dale et al., ;;;@ Dilliams, 2easdale,

    4egal, ( 4ouls!y, ;;;- e$amined MBI2. 5ependent varia!les

    have in%cluded a variety of self%report measures of pain, other 

    med%ical symptoms, an$iety, depression, eating !ehaviors, and

    general psychological functioning, as well as o!/ective measures

    such as analysis of urine chemistry.

    Gor each study eff ect si>es were calculated separately for each

    dependent measure completed at the conclusion of treatment and atall reported follow%up intervals. 6ost%treatment eff ect si>es then

    were averaged across dependent measures within studies, yieldinga single posttreatment eff ect si>e for each study. 4imilarly, eff ect

    si>es for all de%pendent measures completed at all follow%up

    intervals were averaged, yielding a single follow%up eff ect si>e for each

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    C0I*ICA0+, -C/0/1 -:,CIE*CEA*2+RACTICE9 53(*'$,8MME

    R'(()

    cal studies of effects of mindfulness%!ased interventions

    Type Mean @ Researc" Treatment Control Rand @ 2ependent

    ,tudy * +articipant Age Male 2esign 1roup 1roup Assn Att 5ariables

    Ka!at%0inn 7) Ihronic 1+ 7 6re%post MB4R Hone Ho ) 6ain Rtg nde$

    ')*- pain patients Body 6arts 6A

    nterfere rtg

    M4I9

    6CM4 total

    4I9%*;%R =4Ka!at%0inn *; Ihronic 11 6re%post MB4R Hone Ho )7 4ame as a!ove

    et al. ')*7- pain patientsa

    6art )

    Ka!at%0inn 1 Ihronic 1 1 Between group MB4R 2AU Ho O 4ame as a!ove

    et al. ')*7- pain patients!

    'n  )- 'n  )-

    6art Ka!at%0inn ;)1 Ihronic O ) 4eries of follow%ups MB4R Hone Ho O 6ain Rtg nde$

    et al. ')*?- pain patientsc

    .71 months Body 6arts 6A

    post%MB4R M4I9

    4I9%*;%R =4Randolph ? Ihronic 7; ) 6re%post MB4R Hone Ho O 6ain rtgs

    et al. ')***- pain patients B4%=4

    6CM4 total

    6ain !eliefsKa!at%0inn An$iety 6re%post MB4R Hone Ho 8amilton An$

    et al. ')**- patients 8anilton 5ep

    B5@ BA@ G44

    Mo!ility nv

    Miller et al. ) An$iety O O %year follow%up MB4R Hone Ho O 8amilton An$

    ')**7- patients 'patients from 8amilton 5ep

    from Ka!at% Ka!at%0inn et al., B5@ BA@ G44

    0inn et al., )**- Mo!ility nv

    )**-Kristeller ( ) Binge eating 1+ ; 6re%post Pariant of Hone Ho )1 Binge fre

    8allett ')***- disorder MB4R Binge Eat 4c

    B5@ BA

    Eating rtgs2easdale ) Remitted 11 1 Between group MBI2 2AU :es )? M55 relapse

    et al. ';;;- M55 after 'n  +- 'n  +*-

    medicn t$

    Dilliams 1) Remitted 1 ? Between group MBI2 2AU :es O Auto!iog

    et al. ';;;- M55 after 'n  )- 'n  ;- Memory test

    medicn t$d

    Kaplan 7* Gi!ro%myalgia 1+ ); 6re%post Pariant of Hone Ho PA4#s pain, sleep, e

    et al. ')**- patients MB4R M4I9

    4I9%*;%R =4

    Ioping 4trat Q

    Gi!ro mpact Q

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    )

    '

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    MI*2780*E,,TRAI*I*1

     9 6AER

    )) Gi!ro%myalgia 1+ ? Between group MB4R Dait list Ho * Pas#s pain, sleep, etc. ;.1 O

    et al. ')**1- patients 'n  ?*- 'n  )-@ Gi!ro mpact Q

    declined 4I9%*;%R =4

    MB4R

    'n  1-Ka!at%0inn ? 6soriasis 1 1+ Between group Mindfulness 2AU :es O 5ays to clearing

    et al. ')**- patients tapes during of psoriasis

    receiving light t$

    light therapy

    4peca et al. *; Iancer 7) )* Between group Pariant of Dait list :es ) 6CM4

    ';;;- patients MB4R 4C4Iarlson et al. 71 Iancer  

    f 7) )* +%month follow% Pariant of Hone Ho O 6CM4

    ';;;- patients up in 4peca et al. MB4R 4C4

    ';;;-

    Kut> et al. ; 9ong%term O 6re%post MB4R Hone Ho O 4I9%*;%R

    ')*7- dynamic 6CM4

    therapy clients nterfere rtg

    2hera rtgsRoth ( Ireasor + Cutpatients 1 )+ 6re%post MB4R Hone HC 1; 4I9%*;%R

    ')**?- inner city BA

    9atinoF9atina M4I9

    Mi$ed d$ 4elf%esteemRei!el et al. )) Medical 1? * 6re%post MB4R Hone Ho )) 4G%+

    ';;)- patients, M4I9

    Mi$ed d$ 4I9%*;%R =4Massion et al. )+ 8ealthy 1 ; Between group Regular Hon% Ho O Melatonin meta!olit

    ')**7- women mediators mediators in urine Astin ')**?- )* Iollege O 7 Between group MB4R Dait list :es )1 4I9%*;%R =4

    students 'n  )- 'n  ?- Iontrol nv

    H46R24hapiro et al. ? 6remed and O 11 Between group MB4R Dait list :es 4I9%*;%R =4

    ')**- med students 4I9%*;%R 5ep

    42A

    Empathy rtg

    H46R2

    Dilliams ?7 Iommunity 1 Between group MB4R Dait list :es )7 54

    et al. ';;)- volunteers and info 4I9%*;%R =4

    M4I9

    Notes. rand assn random assignment@ att attrition from treatment group@ post posttreatment@ foll follow%up@ M55 ma/or depressive disorder@

    medicn medication@ t$ treatment@ d$ diagnosis@ MB4R Mindfulness%Based 4tress Reduction@ MBI2 Mindfulness%Based Iognitive 2herapy@2AU 2reatment As Usual@ rtg rating@ 6A pro!lem assessment@ M4I9 Medical 4ymptom Ihecklist@ 6CM4 6rofile of Mood 4tates@ 4I9%*;%R 4ymptom Ihecklist%*; Revised@ =4 =eneral 4everity nde$@ An$ an$iety@ 5ep depression@ B5 Beck 5epression nventory@ BA Beck An$ietynven%tory@ G44 Gear 4urvey 4chedule@ nv inventory@ Auto!iog auto!iographical@ PA4 visual analog scale@ 4trat strategies@ Q uestionnaire@fi!ro fi!romyalgia@ 4C4 4ymptoms of 4tress nventory@ 4G%+ 4hort Gorm +@ H46R2 nde$ of Iore 4piritual E$periences@ 42A 4tate%2rait

     An$iety nventory@ 54 5aily 4tress nventory@ H4 no significant difference !etween posttest and follow%up.ancludes 7) patients from Ka!at%0inn

    ')*-.!ncludes ) patients from 6art ) of this study.

    cncludes patients from

    Ka!at%0inn ')*- andKa!at%0inn et al. ')*7-.d 4u!set of patients in

    2easdale et al. ';;;-.ensufficient data to calculate.

    f 4u!set of patients in 4peca et al. ';;;-.

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    study that reported follow%up data. Mean posttreatmentand follow%up eff ect si>es are presented in the 3naltwo columns of 2a!le ).

    Ho studies of 5B2, AI2, or R6 were included, !e%cause

    none were found that e$amined the mindfulness component

    independently of the !ehavior change strate%gies alsoincluded in these treatment approaches. 2hus, although

    empirical studies support the efficacy of these treatments

    'Iurry, Marlatt, =ordon, ( Baer, )*@ to, 5onovan, ( 8all,

    )*@Koons et al., ;;)@9inehan, Arm%strong, 4uare>,

     Allmon, ( 8eard, )**)@9inehan, 8eard, ( Armstrong, )**@

    9inehan, 2utek, 8eard, ( Armstrong, )**1@4trosahl, 8ayes,

    Bergan, ( Romano, )**@0ettle ( Raines, )**-, the relative

    contri!ution of mindfulness training to these treatment

    eff ects has not !een investi%gated. n contrast, studies of 

    MBI2 were included, !e%cause mindfulness training

    appears to !e the central focus of this approach, although

    some cognitive techniues have !een incorporated.

    1eneral 7indings

    Chronic Pain. Gour studies have e$amined the eff ects of  MB4R

    on patients with chronic pain. 2he 3rst study 'Ka!at%0inn, )*-

    descri!es pre%post data for 7) patients. 2he second study

    'Ka!at%0inn, 9ipworth, ( Burney, )*7-, has two parts. 6art )

    presents pre%post data for a sample of *; patients, including the

    7) patients from Ka!at%0inn ')*-. n 6art , ) of these *;

    patients are compared to ) other pain patients who had

    received 2AU in the pain clinic !ut had not participated in MB4R.

    6arts ) and of this study are entered separately in 2a!le ).

    2he third study 'Ka!at%0inn, 9ipworth, Burney, ( 4ellers, )*?-

    is an e$tensive series of follow%up evaluations of chronic painpatients who had completed MB4R over the preceding several

    years, including patients in the previous two studies. 2hus, the

    3rst four entries in 2a!le ) are de%rived from three pu!lished

    articles with overlapping par%ticipant samples. Ginally, Randolph,

    Ialdera, 2acone, and =reak ')***- investigated the eff ects of 

    MB4R in an in%dependent sample of ? chronic pain patients.

    n general, 3ndings for chronic pain patients show sta%

    tistically signi3cant improvements in ratings of pain, other 

    medical symptoms, and general psychological symptoms.

    Many of these changes were maintained at follow%up eval%

    uations. Most of these comparisons used pre%post designs

    with no control group.

     Axis I Disorders. Ka!at%0inn et al. ')**- e$amined a sample of 

    patients with generali>ed an$iety and panic disorders, and

    found signi3cant improvements in several measures of an$iety

    and depression, !oth at posttreatment and at %month follow%up.

     A no%treatment control group was not included. Miller, Gletcher,and Ka!at%0inn ')**7- reported a %year follow%up of the same

    participants and found that treatment gains had !een

    maintained.

    Kristeller and 8allett ')***- e$amined the eff ects of 

    MB4R on !inge eating disorder. n a pre%post design with

    no control group, ) female patients showed statistically

    signi3cant improvements in several measures of eating

    and mood.2easdale et al. ';;;- e$amined the eff ects of MBI2 on

    rates of depressive relapse in a large sample of patients whose

    ma/or depressive disorder 'M55- had remitted af%ter treatment

    with medication. All participants had dis%continued their 

    medications at least ) weeks !efore the study !egan. 6atients

    were randomly assigned to either MBI2 '%week manuali>ed

    group treatment- or 2AU and then followed for ) year. Gor 

    patients with three or more previous depressive episodes,

    results showed much lower relapse rates for MBI2 patients

    '?N of patients relapsed- than for the 2AU group '++N of 

    patients relapsed- during the )%year follow%up period. 8owever,

    relapse rates for the MBI2 and 2AU groups did not diff er for 

    patients with only one or two previous episodes.

    Using a su!set of the participants from 2easdale et al.

    ';;;-, L. M. =. Dilliams et al. ';;;- found that those who had

    completed MBI2 produced fewer general and more speci3c

    memories when asked to recall events from their pasts inresponse to cue words. 2he authors speculate that mindfulness

    training may modify the overgeneral auto!iographical memory

    !elieved to !e characteristic of individuals with depression

    'Kuyken ( Brewin, )**7-.

    Other Medical Disorders. 2wo studies have investigated eff ects

    of MB4R on 3!romyalgia. Both reported improve%ments in a

    variety of symptoms. n a study of psoriasis pa%tients, Ka!at%

    0inn et al. ')**- found that patients who listened to

    mindfulness audiotapes during individual light%therapy sessions

    showed uicker clearing of their skin 'Mdn  +7 days- than did

    patients who received light ther%apy alone 'Mdn  *? days-.

    4peca, Iarlson, =oodey, and Angen ';;;- e$amined the

    eff ects of MB4R in a group of cancer patients and reported

    signi3cant reductions in

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    mood distur!ance and stress levels. Iarlson, Ursuliak,

    =oodey, Angen, and 4peca ';;)- reported that these

    changes were maintained at +%month follow%up.

    Mixed Clinical Populations. Kut> et al. ')*7- studied asample of long%term psychodynamic therapy patients with

    diagnoses including an$iety and o!sessive neuroses, and

    narcissistic and !orderline personality disorders. 2hey

    completed a );%week MB4R program while continuing with

    their individual psychotherapy and showed statisti%cally

    signi3cant improvements in a variety of self% and therapist%

    rated symptoms. Roth and Ireasor ')**?- stud%ied

    outpatients from a low%income, primarily 9atino pop%ulation

    attending an inner city health clinic and showed statistically

    signi3cant improvements on several measures of medical

    and psychological functioning. Rei!el, =reeson, Brainard,

    and Rosen>weig ';;)- studied medical patients with a

    variety of medical and psychiatric diagnoses and found

    signi3cant improvements in medical and psycho%logical

    symptoms. Hone of these studies used control groups.

    Nonclinical Populations. Massion, 2eas, 8e!ert, Dert%heimer,

    and Ka!at%0inn ')**7- analy>ed urine levels of a melatonin

    meta!olite in two groups of women. 9evels were signi3cantly

    higher in women previously trained in MB4R who continued to

    meditate regularly than in wo%men who had never !een trained

    and did not meditate. 2he authors cite previous 3ndings

    suggesting that mela%tonin level may !e related to immune

    function 'Bartsch et al., )**@=uerrero ( Reiter, )**-, andsuggest that mind%fulness meditation may inJuence health

    status through its eff ects on melatonin. Astin ')**?- and 4hapiro

    et al. ')**- studied student populations who completed group

    MB4R, reporting signi3cant eff ects on psychological symptoms,

    empathy ratings, and spiritual e$periences. Both of these

    studies used waiting%list control groups. Dilliams, Kolar, Reger,

    and 6earson ';;)- studied community volunteers who

    completed MB4R to reduce their stress levels, re%porting

    signi3cant improvements in medical and psycho%logical

    symptoms.

    Mean Effect ,i%e at +osttreatment

    6osttreatment eff ect si>es ranged from ;.)7 to ).+7. An overallmean of these eff ect si>es, collapsed across studies, wascalculated. n order to include only independent mean

    eff ect si>es in this calculation, the eff ect si>es o!tained from

    Ka!at%0inn ')*- and 6arts ) and of Ka!at%0inn et al. ')*7-

    3rst were averaged, !ecause these comparisons have

    overlapping participant samples. 4imilarly, the mean eff ect si>es

    o!tained for 2easdale et al. ';;;- and L. M. =. Dilliams et al.

    ';;;- were averaged, !ecause these two studies also haveoverlapping participant samples. After these preliminary

    calculations, )7 independent posttreat%ment mean eff ect si>es,

    each from a separate sample, were availa!le for analysis. 2heir 

    mean was ;.?1 'SD  ;.*-. Dhen each of these )7 eff ect si>es

    was weighted !y sample si>e, overall mean eff ect si>e was

    ;.7*.

    Mean Effect ,i%e at 7ollow8p

    Gollow%up data were reported less often. Eff ect si>es atfollow%up ranged from ;.; to ).7. Before an overall meanof these eff ect si>es was calculated, mean eff ect si>eso!tained from studies with overlapping participant sampleswere averaged. 2he overall mean of these independentfollow%up eff ect si>es was ;.7* 'SD  ;.1)-.

    Iohen ')*??- has descri!ed eff ect si>es of d   ;., d   ;.7,

    and d   ;. as small, medium, and large, respectively. 2hus, on

    the average, the literature reviewed here suggests that

    mindfulness%!ased interventions have yielded at least medium%

    si>ed eff ects, with some eff ect si>es falling within the large

    range. Many of the eff ect si>es calculated for these studies are

    pro!a!ly conservative, !ecause several studies did not present

    means, standard deviations, or t  values, making it necessary to

    calculate d  from the p value. n many cases e$act  p values were

    not reported. nstead, for e$%ample, a p value !etween .;) and .

    ;7 might have !een re%ported as .;7, which was then used to

    compute d.  9arger  ps yield smaller   d s. n addition, when

    3ndings were re%ported only as nonsigni3cant, eff ect si>es of 

    >ero were recorded. f means, SDs, o r t   values had !een

    reported in these cases, the calculated eff ect si>e might have

    !een larger than >ero.

    Relations"ips 6etween Mean Effect ,i%e at +osttreatment

    and ,tudy C"aracteristics

    Relationships !etween mean eff ect si>es at posttreatment andselected methodological varia!les can !e seen in 2a!le . 'Gollow%up eff ect si>es are not included in this ta!le.- 2he small num!er of studies availa!le and the noninde%pendence of some of the eff ectsi>es make statistical analy%ses of these diff erences impractical.2hus, these 3ndings

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    Table '. Mean effect si>e at posttreatment and methodological varia!les

    5ariable N  Mean d    SD

    Research design6re%post   ;.?) ;.11Between group );   ;.+* ;.1

    Random assignment

    '!etween group-:es ?   ;.?7 ;.1Ho   ;.77 ;.

    2ype of control groupDait list 7   ;.?1 ;.112AU 1   ;.77 ;.;

    6articipant populationIhronic pain 1   ;.B? ;.1Cther A$is

    a1   ;.*+ ;.1?

    Medical!

    1   ;.77 ;.;*Honclinical

    c1   ;.*A ;.11

    5ependent measure6ain )?   ;.B) ;.;Cther medical 'self%rated-

    d))   ;.11 ;.+

     An$iety   ;.?; ;.1)5epression 7   ;.,+ ;.;4tress   ;.+B ;.;=lo!al psychological

    e)   ;.+1 ;.1

    C!/ective medicalf 

      ;.,; ;.7

    Method of Ialculating d Using M s and SDs, or t  );   ;.,? ;.1;

    Using p   ;.1, ;.

    ancludes an$iety, depression, and !inge eating.

    !ncludes fi!romyalgia, psoriasis, and cancer.

    cncludes

    students and nonclinical volunteers.dncludes fatigue and sleep ratings, and medical symptom checklist.

    encludes 6CM4 total mood distur!ance, 4I9%*;%R =4.

    f ncludes urine and skin analysis.

    should !e interpreted cautiously, as diff erences may not !e

    signi3cant. Mean eff ect si>es were similar for studies using pre%

    post and !etween%groups designs. Mean eff ect si>e was

    somewhat larger when participants had !een randomly as%

    signed to groups. 4tudies using waiting%list control groupsyielded slightly larger eff ect si>es than those using 2AU. Dhen

    organi>ed !y type of participant, mean eff ect si>es appear 

    somewhat larger for comparisons using nonclinical populationsor patients with selected A$is pro!lems than for those with

    chronic pain or medical pro!lems. Dhen organi>ed !y the type

    of dependent varia!le, mean eff ect si>es ranged from ;.) for 

    pain measures to ;.+ for mea%sures of depression.

    Ginally, eff 

    ect si>es derived from means and SDs or t   val%ueswere somewhat larger, on average ';.?- than those derived from p

    values ';.1-. 2his 3nding illustrates the im%portance of including

    means, standard deviations, and t  values in future research. =iven

    the small num!er of avail%a!le studies, e$amination of interactions

    !etween method of calculating d  and other methodological varia!les

    is not feasi!le. 8owever, !ecause none of the chronic pain stud%

    ies reported means, SDs, or t   values, eff ect si>es for thesestudies were calculated from p values. t is possi!le that meaneff ect si>e for chronic pain patients might have !een larger if these studies had provided additional data.

    Clinical ,ignificance of 7indings

    2he clinical signi3cance of the changes reported in these

    studies is difficult to assess. 4everal studies reported only

    raw scores on dependent measures, whereas others re%

    ported percentage change in scores or the statistical signi%

    3cance of the change in scores. n these cases the severity

    of participants# pro!lems !efore treatment, or their pro$%imity

    to the normal range of functioning afterwards, can%not readily

    !e determined.

    n order to assess the clinical signi3cance of some of the

    3ndings reviewed here, reported raw scores for more freuently

    used dependent measures were converted to 2%score euivalents or 

    ranges of functioning, with use of the instruments# pu!lished

    manuals or pro3le sheets. Gor e$ample, several studies reported

    pre% and posttreatment raw scores for the =lo!al 4everity nde$

    '=4- of the 4ymptom Ihecklist *;%Revised '4I9%*;%R- '5erogatis,

    )*-. 2hese scores were converted to 2 scores '2%score

    euivalents for males and females were averaged- and then

    averaged across studies. 2his procedure yielded a mean pretest 2

    score for the =4 of +?, with a mean posttest 2 score of +;. Because

    2 scores have a mean of 7; and a SD of );, this 3nding suggests

    that patients scored nearly SDs a!ove the mean !efore treatment

    and ) SD a!ove the mean after treatment. 4everal studies using the

    =4 could not !e included in this procedure !ecause they did not

    report scores, instead reporting only percentage decrease in scores,or the statistical signi3cance of the change in scores.

    4imilar procedures were followed for the Beck 5epres%sion

    nventory 'B5- and the Beck An$iety nventory 'BA- with use of 

    ranges of functioning descri!ed in the manuals 'Beck ( 4teer,

    )*?, )**-. Cn the B5 raw scores of ;* are considered

    asymptomatic, whereas scores of );) indicate mild to

    moderate depression. Gor two studies reporting B5 scores, the

    mean pretreatment score was )+. 'mild%moderate-, and the

    mean posttreatment score was .+1 'asymptomatic-. Gor two

    studies reporting BA scores, the mean pretreatment score was

    ;.1 'mod%erate- and the mean posttreatment score was ?.*1

    'minimal to mild-.2hese indications of clinical signi3cance must !e con%sidered

    tentative, !ecause they are !ased on very few stud%

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    ies, some of which used uncontrolled pre%post designs.

    8owever, they suggest that mindfulness training, on aver%

    age, may !ring participants with mild to moderate psy%

    chological distress into or close to the normal range.

    Attrition$ Ad"erence$ and Maintenance of Mindfulness +ractice

    2hirteen studies reported !oth the num!er of individuals who

    agreed to participate in mindfulness training and the num!er 

    who completed it. 6rogram completion usually was de3ned as

    attendance at a minimum num!er of ses%sions, or was

    unde3ned. 6ercentage of enrolled partici%pants who completed

    treatment ranged from +; to *?, with a mean of 7N 'SD 

    .*)-. 2he lowest completion rate '+;N- was noted !y Roth (

    Ireasor ')**?-, who stud%ied an inner city health clinic

    population. 2he highest com%pletion rate '*?N- was reported !y

    4hapiro et al. ')**-, whose participants were premedical and

    medical students.2he most e$tensive analysis of program completion was

    provided !y Ka!at%0inn and Ihapman%Daldrop ')*-, who

    reported completion rates for the MB4R program 'at that time

    known as the 4tress Reduction and Rela$ation 6rogram- at the

    University of Massachusetts Medical Ien%ter. '2his study is not

    included in 2a!le ), !ecause it did not e$amine treatment

    eff ects.- 5uring the %year period e$amined ')*)*1-, ),)77

    patients were referred to the program, mostly !y their 

    physicians. Cf these patients, ?7N completed an intake

    interview, and *;N of those interviewed enrolled in the program.

    Cf the ?1 patients who enrolled, ?+N completed the program,

    whereas )7N dropped out after !eginning and *N never attended a ses%sion. Regression analyses showed that patients

    with stress%related pro!lems 'hypertension, an$iety, sleep

    disorders, etc.- were signi3cantly more likely to complete the

    pro%gram than those with chronic pain complaints 'lower !ack,

    headache, etc.-. Iompleters also had somewhat higher 

    pretreatment scores than noncompleters on the =4 and the

    C!sessive%Iompulsive 'CI- scales of the 4I9%*;%R. Dithin the

    chronic pain group, women were slightly more likely than men to

    complete the program.

    Cnly three studies reported the e$tent to which partic%ipants

    completed their assigned home practice during the course of the

    mindfulness intervention. Kristeller and 8al%lett ')***-, in asample of women with !inge eating disor%der, noted that

    participants reported engaging in a mean of )7. hr of 

    meditation 'SD  .)7- across the +%week in%tervention program.

    Reported practice time was signi3%cantly correlated with

    improvements in Binge Eating 4cale

    scores 'r   .++- and in B5 scores 'r   .7*-. Astin ')**?-, in a

    sample of college students, reported that participants practiced

    meditation for an average of ; min per day, .7 days per week.

    Reported practice time and improvement on the =4 of the 4I9%

    *;%R were not signi3cantly corre%lated. Rei!el et al. ';;)-reported that *;N of their mi$ed sample of medical patients

    practiced three times per week or more and 7?N practiced

    nearly every day, most for )7 ; min each time.

    Gour studies reported the e$tent to which participants

    trained in mindfulness skills continued to practice these skills

    after treatment had ended. n a series of follow%up studies of 

    former MB4R patients, Ka!at%0inn et al. ')*?- noted that

    ?7N of former patients reported that they still practiced

    meditation 'averaged across follow%up intervals of +1

    months-. Cf these patients, 1N meditated regu%larly '≥

    three times weekly, ≥  )7 min each time-, whereas )*N

    meditated sporadically 'one or two times weekly, ≥ )7 min

    each time, or ≥ three times weekly, ≤ )7 min each time-,

    and N were classi3ed as marginal meditators ' one time

    weekly for any length of time, or three times weekly, )7

    min each time-. 6ractice of yoga two or more times per week

    was reported !y )N of respon%dents, and 1*N reported

    using awareness of !reathing in daily life often.

    Ka!at%0inn et al. ')**-, at %month follow%up of patients with

    an$iety disorders, found that 1N reported practicing meditation or 

    yoga three or more times per week, for )717 min each time.

    Mindfulness of !reathing in daily life was practiced !y *7N '??N

    often and )N some-times-. Miller et al ')**7- contacted ) of these

    patients for  a %year follow%up evaluation and reported that ); '7+N-

    still practiced meditation 1 regularly, sporadically, and marginally

    'as de3ned a!ove-. 4i$teen of ) '*N- reported that they used

    awareness of !reathing in daily life '1 often,

    )) sometimes, and ) rarel -.

    K. A. Dilliams et al. ';;)-, in a sample of community

    volunteers self%identi3ed as "stressed out,& reported that

    at %month follow%up )N of MB4R participants were

    prac%ticing either meditation, yoga, or awareness of 

    !reathing in daily life.

    +atients! Reactions to Treatment

    n their follow%up study of former MB4R patients, Ka!at%0inn et

    al ')*?- found that the ma/ority of those who considered

    themselves improved since completing MB4R attri!uted 7;

    );;N of their improvement to the M4BR

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    program. 2he ma/ority gave ratings of ); on a );%point

    rating of the importance of completing the program ') not 

    at all important! );  "er important -, and +N reported that

    they "got something of lasting value& from the pro%gram.

    Most commonly reported changes included a "new outlookon life& and improved a!ility to control, under%stand, and

    cope with pain and stress.

    Miller et al. ')**7-, in their %year follow%up of pa%tients

    with an$iety disorders, asked participants to rate the

    importance of the MB4R program on a )); scale ') no

    importance! );  "er important -. 2he ma/ority gave ratings

    of ? or higher, and *N reported that the program had

    "lasting value& for them.

     Astin ')**?- asked undergraduate participants to rate the

    e$tent to which their mindfulness program had "last%ing value

    and importance.& Cn a );%point scale, partici%pants gave a mean

    rating of *.. Randolph et al. ')***- reported that *N of their patients with chronic pain re%ported !ene3ts of "lasting value&

    and rated the program#s importance at . on a );%point scale.

    Rei!el et al. ';;)- reported that their mi$ed sample of medical

    patients rated their satisfaction with MB4R at 1.*; on a 7%point

    scale.

     Although these 3ndings suggest that participants in

    mindfulness%!ased interventions rate these program highly, they

    should !e interpreted cautiously. 2hey are derived only from

    participants who completed their treatment pro%grams.

    6articipants who dropped out might have given lower ratings.

    Ka>din ')**1- notes that client satisfaction measures may not

    correlate with measures of dysfunction, and Brock, =reen,Reich, and Evans ')**+- suggest that participants who have

    invested su!stantial time and eff ort in a treatment program may

    !e unwilling to evaluate it negatively. 8owever, Ka>din ')**1-

    also notes that client satisfaction is an important consideration

    when one is choosing among treatment alternatives, and these

    results suggest that many clients 3nd mindfulness interventions

    !ene3cial.

    Met"odological Issues

     As noted in 2a!le ), the pu!lished literature on the eff ects of 

    mindfulness training reports changes in the therapeutic direction

    in several populations on a variety of dependent measures.

    8owever, many studies have signi3cant method%ologicalweaknesses that make it difficult to draw strong conclusions

    a!out the eff ects of mindfulness%!ased inter%ventions. 2hese

    issues are summari>ed !elow.

    Control #roups. 4everal of the studies reviewed e$am%ined

    the eff ects of MB4R with pre%post design and no control

    group. Although most of these studies reported statistically

    signi3cant improvements in a wide range of dependent

    varia!les, none controlled for passage of time, demand

    characteristics, or place!o eff ects, or compared MB4R toother treatments.

    4everal studies used !etween%groups designs with

    waiting%list or 2AU control groups. 2he latter studies pro%vide

    !etter controls for demand characteristics and place!o

    eff ects, and permit comparisons with alternative treat%ments.

    8owever, in the studies reviewed here, 2AU con%sisted of 

    medical approaches or unspeci3ed mental health

    approaches. Gor e$ample, in Ka!at%0inn et al. ')*7, 6art -,

    2AU included medical approaches to chronic pain, such as

    nerve !locks, physical therapy, analgesics, and anti%

    depressants. n Ka!at%0inn et al. ')**-, 2AU consisted of 

    phototherapy for psoriasis. Gor 2easdale et al. ';;;- and L.M. =. Dilliams et al. ';;;-, 2AU included depression%

    related visits to a general practitioner, psychiatric treat%ment,

    counseling, psychotherapy, and other mental health

    contacts. 2hus, these studies do not allow comparison of 

    mindfulness training with other speci3c psychological ap%

    proaches.

    Sample Si$es. 4ome of the studies reviewed here report

    small sample si>es. According to Iohen ')*??-, an ;N

    chance of detecting a medium%to%large treatment eff ect 'd  

    ;.?;- with a two%tailed t   test at alpha .;7 reuires

    participants per sample. Guture research should include

    sample si>es adeuate to detect medium%to%large treatmenteff ects.

    %"aluation of Inte&rit of 'reatment. Evaluation of the eff ects of 

    any treatment reuires that it !e adeuately ad%ministered

    'Ka>din, )**1-. ntegrity of treatment imple%mentation can !e

    enhanced through rigorous training and regular supervision of 

    therapists, with procedures such as direct o!servation, review of 

    audio% or videotapes of ses%sions, and feed!ack. 2he studies

    reviewed here do not de%scri!e the procedures used to train

    therapists or to evaluate their delivery of mindfulness treatment.

    2easdale et al. ';;;- report that MBI2 sessions were video% or 

    audio%taped to allow monitoring of treatment integrity, !ut anal%

    ysis of these tapes is not descri!ed. n several studies therapists

    are descri!ed as "e$perienced,& !ut the term is

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    not well de3ned. Many of the studies reviewed here were

    conducted in the program developed !y the originator of MB4R

    'Ka!at%0inn, )*, )**;-. 4imilarly, the MBI2 groups in

    2easdale et al. ';;;- were led !y the developers of the

    treatment. n these cases it seems likely that thera%pistsconducted the treatment competently. 8owever, !e%cause

    mindfulness%!ased interventions are relatively new and may !e

    less familiar than more esta!lished cognitive%!ehavioral

    interventions, descriptions of the training and supervision of the

    therapists conducting the mindfulness treatment might increase

    con3dence in the 3ndings from future studies.

    Clinical Si&nificance. 2he clinical signi3cance of the eff ects

    of an intervention can !e evaluated in several ways ' La%

    co!son ( Revensdorf, )*@ Laco!son ( 2rua$, )**)@

    Ka>din, )**1-. Gor e$ample, after patients have completed

    the e$perimental treatment, the e$tent to which they fallwithin the normal range on relevant dependent measures

    can !e e$amined. Alternatively, their diagnostic status can

    !e reevaluated to determine whether they continue to meet

    criteria for the disorder for which they sought treat%ment. 2he

    studies reviewed here do not e$plicitly address the clinical

    signi3cance of their 3ndings in either of these ways.

    ncreased attention to the issue of clinical signi3%cance

    would contri!ute su!stantially to the utility of future studies.

    C/*C08,I/*

    n spite of signi3cant methodological Jaws, the current literature

    suggests that mindfulness%!ased interventions may help to

    alleviate a variety of mental health pro!lems and improve

    psychological functioning. 2hese studies also suggest that many

    patients who enroll in mindfulness%!ased programs will complete

    them, in spite of high demands for homework practice, and that

    a su!stantial su!set will con%tinue to practice mindfulness skills

    long after the treatment program has ended. Mindfulness%!ased

    interventions ap%pear to !e conceptually consistent with many

    other em%pirically supported treatment approaches and may

    provide a technology of acceptance to complement the

    technology of change e$empli3ed !y most cognitive%!ehavioral

    pro%cedures '9inehan, )**a-.

    2hus, it appears that methodologically sound studies of mindfulness%!ased interventions would !e very informa%tive.

    Randomi>ed clinical trials are needed to clarify

    whether o!served eff ects are due to mindfulness training or to

    confounding factors such as place!o eff ects or passage of time

    'Iham!less ( 8ollon, )**-. Cutcome studies using waiting%list or 

    no%treatment controls might shed more light on the eff ects of 

    mindfulness training as a treatment pack%age, !ut more rigorous

    tests would compare mindfulness%!ased interventions to esta!lished

    treatments. 5ismantling studies of treatment packages that include

    !oth mindfulness and !ehavior change strategies, such as 5B2,

     AI2, and R6, could clarify the relative contri!utions of acceptance%

    !ased and change%!ased strategies in these packages. Dhether the

    eff ectiveness of esta!lished treatment pro%grams may !e increased

    !y adding mindfulness training is also an important uestion.

     Additional research could in%vestigate the eff ects of mindfulness

    practice on a !roader range of outcomes, such as su!/ective well%

    !eing and ual%ity of life, as well as symptom reduction. 2he

    mechanisms through which mindfulness training may create clinical

    change, such as e$posure, rela$ation, and cognitive change, also

    should !e e$amined.

    2he 5ivision ) 2ask Gorce on 6romotion and 5is%semination

    of 6sychological 6rocedures ')**7- proposed de3nitions for 

    well%esta!lished and pro!a!ly efficacious treatments. Dell%

    esta!lished treatments have !een shown to !e superior to a

    place!o or alternative treatment, or euivalent to an already

    esta!lished treatment, in group%design studies with adeuate

    sample si>es and conducted !y diff erent investigators.

     Alternatively, they have demon%strated efficacy in a large series

    of single case designs that compare the intervention to another 

    treatment. n all cases, well%esta!lished treatments have !een

    investigated for speci3c disorders, with use of treatment

    manuals and well%speci3ed samples.

    5esignation as "pro!a!ly efficacious& reuires two stud%ies

    showing the treatment to !e more eff ective than a wait%ing%listcontrol group, or than another treatment '!ut conducted !y thesame investigator-, or two studies demon%strating eff ectivenessin heterogeneous client samples.

    Give studies of MB4R using group designs with random

    assignment are reviewed here 'Astin, )**?@ Ka!at%0inn et al.,

    )**@ 4hapiro et al., )**@ 4peca et al., ;;;@ K. A. Dilliams et

    al., ;;)-. All show MB4R to !e more eff ec%tive than a waiting%

    list or 2AU control group. 4amples in%clude students 'two

    studies-, psoriasis patients, cancer patients, and community

    volunteers complaining of high stress levels. 2hus, MB4R may

    meet criteria for the "pro!%

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    a!ly efficacious& designation in that it has !een shown to !emore eff ective than waiting%list or 2AU control groups inseveral studies using heterogeneous samples.

    MBI2 may !e approaching the "pro!a!ly efficacious&

    designation for the prevention of depressive relapse. 2eas%dale

    et al. ';;;- is among the strongest of the studies re%viewedhere. t shows MBI2 to !e superior to 2AU in preventing

    relapse, using a treatment manual '4egal et al., ;;- and a

    large and clearly speci3ed sample of formerly depressed

    patients. Additional studies conducted !y inde%pendent

    investigators con3rming this 3nding, or showing MBI2 to !e

    euivalent or superior to another treatment in preventing

    depressive relapse, would ualify MBI2 for the "well

    esta!lished& designation.

    2wo issues may complicate the empirical validation of 

    mindfulness%!ased interventions. 2he empirical evalua%tion of 

    any intervention reuires clear operational de3ni%tions of 

    concepts and procedures, and the identi3cation of conceptually

    sound mechanisms that may account for changes produced !y

    the intervention. 2he preceding dis%cussion illustrates that

    mindfulness%!ased interventions can !e rigorously

    operationali>ed, conceptuali>ed, and empir%ically evaluated.

    8owever, to do so risks overlooking important elements of the

    long tradition from which mindfulness meditation originates. As

    descri!ed !y Ka!at%0inn ';;;-, the practice of mindfulness

    meditation is concerned with the cultivation of awareness,

    insight, wis%dom, and compassion, concepts that may !e

    appreciated and valued !y many people yet difficult to evaluate

    empir%ically. 2hus, although methodologically rigorous investi%

    gations of the eff ects of MB4R are !oth possi!le and necessary,

    perhaps researchers should consider ways to in%corporate theseother concepts, in addition to more read%ily measured constructs

    such as symptom reduction.

    n addition, unlike many empirically supported treat%ments,

    MB4R was not developed to treat any speci3c dis%order.

     Although the initial pu!lications e$amined its eff ects in chronic

    pain patients, it is generally taught in groups of people with a

    wide range of complaints. As the term stress reduction implies, it

    is designed to reduce suff ering and im%prove health and well%

    !eing, and to !e !roadly applica!le to many pro!lems. 2hus,

    evaluation of its eff ectiveness with speci3c disorders, although

    necessary for empirical validation, may not !e entirely consistent

    with current methods of application in many settings. Dhen

    studies are conducted with mi$ed populations, thorough

    diagnostic

    assessment of participants would help clarify eff ectson speci3c conditions.

     Although the empirical literature supporting its effi%cacy is

    small, MB4R programs are widely availa!le. 4cheel ';;;- and

    4wenson ';;;- have descri!ed a similar pro%liferation of 5B2

    programs, of which mindfulness training is an importantcomponent. =iven the potential !ene3ts and increasing

    popularity of mindfulness training, it seems critically important to

    conduct methodologically sound empirical evaluations of the

    eff ects of mindfulness inter%ventions for a range of pro!lems,

    !oth in comparison to other well%esta!lished interventions and

    as a component of treatment packages.

    AC=*/anne 4egerstrom, and =reg

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