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  • 8/9/2019 Military Technology Diffusion in the Ottoman Empir

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     University of Hawai'i Press is collaborating with JSTOR to digitize, preserve and extend access to Journal of World History.

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    Rethinking the Ottoman "Decline": Military Technology Diffusion in the Ottoman Empire,Fifteenth to Eighteenth CenturiesAuthor(s): Jonathan GrantSource: Journal of World History, Vol. 10, No. 1 (Spring, 1999), pp. 179-201Published by: University of Hawai'i PressStable URL: http://www.jstor.org/stable/20078753Accessed: 03-03-2015 08:23 UTC

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    Rethinking

    the Ottoman

    Decline77:

    Military

    Technology

    Diffusion

    in

    the

    Ottoman

    Empire,

    Fifteenth

    to

    Eighteenth

    Centuries

    JONATHAN

    GRANT

    Florida

    State

    University

    In

    the

    field

    of

    Ottoman

    history,

    scholars

    have often

    advanced

    an

    interpretation

    of decline.

    Traditionally,

    the

    argument

    states

    that

    the

    Ottoman

    empire

    reached its

    peak

    in the sixteenth

    century

    under

    Suley

    man

    the

    Magnificent,

    and

    thereafter

    began

    an

    inexorable

    stagnation

    and

    decline

    lasting

    until

    the twentieth

    century.

    Historians often

    point

    to

    the

    Ottoman

    naval

    defeat

    at

    Lepanto

    in

    1571

    or

    the failure of the

    second

    siege

    of

    Vienna

    in

    1683

    as

    events

    marking

    the

    waning

    fortunes

    of

    Ottoman

    power

    and the

    beginning

    of

    the decline. 1

    The

    use

    of

    the

    term

    decline

    as

    it

    has been

    applied

    by

    Middle

    East

    scholars

    to

    the

    Ottoman

    case

    presents

    several

    problems.

    Implicit

    in

    any

    notion

    of decline

    is

    some

    kind

    of

    comparison.

    After

    all,

    an

    empire

    Journal

    of

    World

    History,

    Vol.

    io,

    No.

    i

    ?1999

    by University

    of

    Hawai'i Press

    179

    1

    Norman

    Itzkowitz,

    Ottoman

    Empire

    and

    Islamic Tradition

    (Chicago:

    University

    of Chi

    cago

    Press,

    1972),

    pp.

    67,

    73;

    Paul

    Coles,

    The Ottoman

    Impact

    on

    Europe

    (London:

    Thames

    and

    Hudson,

    1968),

    p. 195;

    P.

    M.

    Holt,

    Egypt

    and the Fertile

    Crescent

    1516-1922:

    A

    Political

    History

    (Ithaca:

    Cornell

    University

    Press,

    1966),

    pp.

    61-70;

    Halil

    Inalcik,

    The

    Ottoman

    Empire:

    The

    Classical

    Age,

    1300-1600

    (New

    Rochelle:

    Orpheus Publishing,

    1973),

    pp.

    41

    52;

    A?ir

    Arkayin,

    Ikinci

    Viyana

    Kusatmasi

    1683

    (Ankara:

    Gnkur. Askeri Tarih

    ve

    Stratejik

    Etiit

    Ba?kanligi Yayinlari,

    1983);

    Bernard

    Lewis,

    The

    Emergence

    of

    Modern

    Turkey

    (London:

    Oxford

    University

    Press,

    1968),

    pp.

    21-39.

    See also Halil Inalcik

    and

    Donald

    Quataert,

    eds.,

    An

    Economic

    and Social

    History

    of

    the

    Ottoman

    Empire,

    1300-1014

    (Cambridge:

    Cam

    bridge

    University

    Press,

    1994),

    for the

    most

    recent

    discussions

    of

    the decline

    thesis.

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    i8o

    JOURNAL

    OF

    WORLD

    HISTORY,

    SPRING

    1999

    can

    only

    be

    seen as

    declining

    in

    comparison

    to

    some

    measure,

    whether

    it

    be other

    powers

    or

    its

    own

    imperial

    past.

    As

    historians have

    em

    ployed

    the

    concept,

    the

    unit

    of

    measure

    (if

    mentioned

    at

    all)

    is

    often

    overly

    broad

    or

    inappropriate

    to

    the Ottoman

    context.

    In its

    broadest

    application,

    Ottoman decline

    has

    served

    as a

    negative

    judgment

    on

    Islamic

    society

    as a

    whole

    and

    its

    inability

    to

    match

    the

    march of

    progress

    and

    rising

    power

    of

    Western

    society

    since

    the seventeenth

    century.

    In

    this

    instance

    the

    unit

    of

    comparison

    is

    the civilization.2

    Such

    a

    basis for

    comparison

    is

    ill-chosen

    because

    the

    notion

    that the

    strength of a civilization can be measured in military success is an

    obviously

    dubious

    proposition,

    as

    the

    examples

    of

    Renaissance

    Italy

    or

    the

    thirteenth-century

    Mongols

    make clear.

    Besides

    selecting

    a

    vague

    unit

    of

    measure,

    proponents

    of the

    decline thesis tend

    to

    be rather

    imprecise

    about the

    scale

    by

    which

    they

    measure

    the Ottoman decline.

    For

    example,

    they

    may

    posit

    an eco

    nomic

    or

    cultural/social

    decline that contributed

    to

    a

    military

    decline,

    but

    invariably

    this so-called decline

    was

    in

    relation

    to

    an

    economically

    expanding

    West. 3

    However,

    neither

    the

    West

    nor

    Islamic

    society

    was a

    monolithic

    entity,

    and within each civilization there existed

    states

    with

    varying

    degrees

    of

    military capability.

    Most often scholars

    have

    used the

    term

    the

    West

    or

    Europe generically,

    when

    they actually

    meant

    England,

    France,

    and Holland.

    The

    use

    of these

    western

    Euro

    pean

    states

    as

    the basis

    for

    measuring

    Ottoman

    military

    decline

    has

    obscured the actual Ottoman conditions

    by

    placing

    them

    in

    the

    wrong

    context.

    The

    Ottomans

    did

    not

    operate

    in

    western

    Europe,

    but rather

    in

    eastern

    Europe

    and the

    eastern

    Mediterranean.4

    In

    fact

    decline

    is

    not

    a

    useful

    term at

    all,

    because

    it

    reflects

    more a

    moral

    judgment

    passed by

    Europeans

    convinced of their

    own

    superiority

    than

    an

    accurate

    assess

    ment

    of Ottoman

    capabilities

    after

    1571

    or

    1683.

    To

    be

    sure,

    the

    declinists

    offer

    more

    than

    a

    monocausal

    expla

    nation.

    Halil

    Inalcik,

    perhaps

    the

    foremost

    advocate of

    the

    declinist

    position,

    points

    to

    population

    pressure,

    fiscal

    crisis,

    and

    Europe's

    new

    military

    technology

    as

    contributing

    to

    Ottoman

    decline

    by

    the

    early

    2

    Reuben

    Levy,

    An

    Introduction

    to

    the

    Sociology

    of

    Islam

    (London:

    Harrison and

    Sons,

    1933).

    Marshall

    G. S.

    Hodgson,

    The Venture

    of

    Islam: Conscience

    and

    History

    in

    a

    World

    Civ

    ilization,

    vol.

    3:

    The

    Gunpowder

    Empires

    and Modern Times

    (Chicago:

    University

    of

    Chicago

    Press,

    1974),

    offers

    a more

    nuanced

    assessment

    of the

    decline

    of

    Islamic

    civilization after

    1700.

    See also IraM.

    Lapidus,

    A

    History

    of

    Islamic Societies

    (Cambridge: Cambridge

    Univer

    sity Press, 1988).

    3

    The foremost

    example

    of such studies

    isH.

    A.

    R.

    Gibb

    and

    H.

    Bowen,

    Islamic

    Society

    and

    the

    West,

    vol.

    1,

    pt.

    1

    (London:

    Oxford

    University

    Press,

    1950).

    4

    A notable

    exception

    is

    Virginia

    H.

    Aksan,

    An Ottoman Statesman

    in

    War and Peace:

    Ahmed Resmi

    Efendi,

    1700-1783

    (Leiden:

    E.

    ].

    Brill,

    1995).

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    Grant:

    Military

    Technology

    Diffusion

    in

    the Ottoman

    Empire

    181

    seventeenth

    century.

    In his

    view,

    the

    Ottoman

    failure

    meant

    that

    a

    traditional Asiatic

    culture,

    even

    when

    it

    borrowed

    war

    technology

    from the

    West,

    was

    doomed before the

    rise

    of modern

    Europe....

    The

    Ottoman decline

    was

    as

    much the

    outcome

    of

    Western

    Europe's

    modern

    economic

    system

    as

    of

    superior

    European military

    technology. 5

    Although

    some

    aspects

    of Ottoman

    economic

    decline have

    been

    seri

    ously

    called

    into

    question,

    the role of

    superior

    European military

    tech

    nology

    and

    its

    production

    in

    contributing

    to

    Ottoman decline has

    remained

    an

    operative assumption.6

    Instead

    of

    thinking

    in

    terms

    of

    decline,

    it

    is

    more

    useful

    to recon

    ceptualize

    the

    problem

    in

    terms

    of

    locating

    Ottoman

    capabilities

    on

    the

    scale

    of

    the

    international

    production hierarchy,

    which

    includes

    arms

    production,

    arms

    transfers,

    and

    technological

    diffusion.

    Therefore,

    I

    shall

    attempt

    to

    compare

    Ottoman

    military

    and

    naval

    capabilities

    against

    the

    Ottomans'

    own

    past

    accomplishments

    and the achievements

    in

    war

    technology

    and

    production

    made

    by

    the

    Ottomans'

    European

    rivals

    and

    neighbors.

    When

    placed

    in

    the

    proper

    context,

    it

    becomes

    appar

    ent

    that

    up

    to

    the

    early

    nineteenth

    century

    the decline

    was

    certainly

    not inexorable.

    Keith

    Krause

    has

    recently

    put

    forth

    a

    model for the

    spread

    of

    mili

    tary

    technology

    as

    a

    diffusion

    wave

    that settles

    into

    a

    hierarchy

    of mili

    tary

    producers. Typically

    a wave

    begins

    as a

    period

    of

    rapid

    innovation,

    followed

    by

    the diffusion

    of

    military

    technology

    from

    the

    first-tier

    inno

    vators to

    second-tier

    exporters,

    and concludes with

    attempts

    by

    third

    tier

    states to create

    their

    own

    indigenous

    arms

    industry through

    tech

    nological

    imports.

    Accordingly, producers

    in

    the

    first

    tier

    innovate

    at

    the

    technological

    frontier,

    those

    in

    the

    second

    tier

    adapt

    weapons

    at

    the

    technological

    frontier,

    and

    third-tier

    producers

    copy

    and

    reproduce

    existing technologies but do not capture the underlying process of

    innovation

    or

    adaptation.7

    The first

    wave was

    triggered

    by

    the

    gun

    powder

    revolution

    in

    the

    early

    fifteenth

    century

    and had

    largely

    run

    its

    course

    by

    the

    mid-seventeenth

    century.

    By

    that

    time

    the

    centers

    of

    first-tier

    production

    were

    England,

    the

    Low

    Countries,

    and

    (ephemer

    5

    Inalcik

    and

    Quataert,

    eds.,

    An

    Economic

    and

    Social

    History

    of

    the Ottoman

    Empire,

    1300-1914, p.22.

    6

    Suraiya Faroqhi,

    Crisis

    and

    Change,

    1590-1699,

    in

    An

    Economic

    and Social

    History

    of

    the

    Ottoman

    Empire, 1300-1914,

    ed.

    Inalcik

    and

    Quataert, p. 468.

    For

    a

    thorough

    refuta

    tion

    of

    the

    interpretation

    of

    Ottoman

    economic

    decline

    in

    the

    period

    1500-1800,

    see

    Roger

    Owen,

    The Middle East

    in

    theWorld

    Economy,

    1800-1914

    (London:

    Methuen,

    1981),

    pp.

    1-23.

    7

    Keith

    Krause,

    Arms

    and

    the State: Patterns

    of

    Military

    Production

    and

    Trade

    (Cam

    bridge:

    Cambridge University

    Press,

    1992),

    pp.

    30-31.

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    l82

    JOURNAL

    OF

    WORLD

    HISTORY,

    SPRING

    I999

    ally)

    Sweden.8

    After

    the

    initial

    revolutionary

    wave

    came

    a

    period

    of

    incremental

    innovation

    that

    began

    in

    the

    late seventeenth

    century

    and

    ended

    in

    the

    early

    nineteenth

    century.

    Among

    the

    innovations

    of

    this

    secondary

    wave

    were

    the

    development

    of

    boring

    cannon

    (rather

    than

    casting

    cannon

    in

    a

    mold),

    the

    conversion

    from matchlock

    fire

    arms

    to

    flintlocks,

    and

    the

    lightening

    of field

    guns

    and

    carriages.9

    The

    second-tier

    producers

    were

    a more

    fluid

    group.

    The

    Italian

    states

    of

    Milan,

    Venice, Genoa,

    and

    Brescia had

    been

    first-tier

    manu

    facturers

    in

    the

    first half

    of the fifteenth

    century,

    but

    gradually

    declined

    into the second tier.

    By

    1500

    Milan was

    importing

    cannon, and

    by

    1606 half the

    Venetian

    fleet

    was

    built

    abroad.

    Although

    Italian

    pro

    ducers

    had

    dropped

    into

    the

    second

    tier,

    they

    remained

    important

    arms

    exporters.

    Migration

    of skilled

    workers

    served

    as

    the

    main mechanism

    for

    the

    technological

    diffusion

    into

    Sweden,

    Russia,

    France,

    Spain,

    and

    the

    Ottoman

    empire

    between

    1450

    and

    1650.

    Among

    these

    newcomers,

    however,

    only

    France,

    Russia,

    and

    Spain

    successfully

    reached

    the

    second

    tier. For the

    Ottomans,

    Italy

    proved

    an

    important

    supply

    source,

    especially

    in

    the

    early

    period

    of Ottoman

    expansion,

    1450-1500.10

    By employing

    Krause's

    model

    it

    is

    possible

    to

    reformulate

    the

    ques

    tion

    of

    Ottoman

    decline

    in

    a

    more

    precise

    way:

    Did

    the

    Ottomans

    decline

    from

    their initial

    position

    in

    the

    production

    hierarchy?

    Based

    on

    Krause's

    schema,

    it

    becomes

    clear that

    the Ottomans

    remained

    a

    third-tier

    producer

    throughout

    the

    period

    from

    the

    fifteenth

    century

    to

    the

    early

    nineteenth

    century.

    In

    other

    words,

    the

    Ottomans

    did

    not

    drop

    a

    tier

    in

    their

    military

    technological

    capabilities,

    and

    it

    is

    mislead

    ing

    to

    view them

    as

    in

    decline

    by

    comparing

    them

    to

    first-tier

    producers,

    such

    as

    England

    and

    Holland.

    Furthermore,

    their

    immediate

    rivals

    in

    Poland,

    Hungary,

    and

    the

    Balkans

    possessed

    comparable

    capabilities,

    while Egypt and Iran were actually below the third tier and

    were

    import-dependent.11

    Given

    this

    regional

    context,

    the Ottomans

    were

    able

    to

    maintain themselves

    as

    a

    regionally

    dominant

    power.

    The

    comparison

    with

    Iranian

    capabilities

    is instructive.

    In

    their

    struggle

    with Safavid

    Iran,

    Ottoman

    forces

    initially

    held

    a

    distinct

    tech

    nological

    advantage.

    At the

    battle

    of Chaldiran

    in

    1514

    Ottoman

    troops

    armed

    with

    firearms

    and

    artillery

    crushed

    a

    Safavid

    force

    that

    lacked

    guns.

    In

    1528

    the

    Iranians

    were

    victorious

    over

    the

    Ozbegs

    because

    of

    their

    artillery,

    which

    they

    obtained

    from the

    Portuguese.

    In

    8

    Krause,

    Arms

    and

    the

    State, p.

    38.

    9

    Krause,

    Arms

    and

    the

    State,

    p.

    54.

    10

    Krause,

    Arms and

    the

    State,

    pp.

    37~45

    11

    Krause,

    Arms

    and the

    State, pp.

    43,

    51-52.

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    Grant:

    Military Technology

    Diffusion

    in

    the Ottoman

    Empire

    183

    general,

    the

    Iranians

    chose

    to

    avoid

    pitched

    battles

    with the Ottomans

    in

    favor

    of defensive scorched-earth

    tactics.

    Under Shah Abbas

    (1587

    1629)

    Persian

    forces

    included

    an

    artillery

    corps

    of about

    500

    guns,

    and

    a

    series

    of

    sieges

    and

    counter-sieges

    of

    Baghdad

    resulted

    in

    a

    reassertion

    of

    Ottoman control

    in

    the

    region

    and

    an

    effective stalemate of

    the

    Ottoman-Iranian border

    by

    1639.

    However,

    the

    Safavid

    artillery

    force

    deteriorated

    rapidly

    under Abbas

    II

    (1642-66).

    Safavid rule ended

    in

    1722

    when the

    Persian

    army,

    equipped

    with

    twenty-four

    cannon,

    under

    a

    French commander but

    lacking

    unified

    command,

    suffered

    defeat

    at

    the hands of

    Afghan

    forces without

    artillery.

    Iranian

    artillery

    and fire

    arms

    were

    imported

    throughout

    the

    period

    rather than

    manufactured

    domestically.

    Thus,

    the

    Ottomans'

    capacity

    to

    produce

    their

    own arma

    ments

    stood them

    in

    good

    stead

    in

    relation

    to

    their Safavid

    opponents.12

    It

    has often

    been assumed that the decline

    in

    the

    military

    fortunes

    of the

    empire

    after

    1683

    was

    continual and irreversible.

    For

    example,

    Bernard Lewis

    wrote,

    The Ottomans found

    it

    more

    and

    more

    difficult

    to

    keep

    up

    with the

    rapidly advancing

    Western

    technological

    innova

    tions,

    and

    in

    the

    course

    of the

    eighteenth

    century

    the

    Ottoman

    Empire,

    itself far ahead of the

    rest

    of

    the

    Islamic

    world,

    fell

    decisively

    behind

    Europe

    in

    virtually

    all

    arts

    of

    war. 13

    Later he

    remarks,

    And

    by

    the late

    eighteenth

    century

    the

    Ottomans,

    for

    so

    long

    self-sufficient

    in

    armaments,

    found themselves

    obliged

    to

    place

    orders for

    ships

    in

    for

    eign

    shipyards. 14

    Such

    statements

    are

    less than

    accurate accounts

    of the

    Porte's

    war

    industries.

    It

    is

    true

    that

    a

    growing

    disparity

    between

    the

    products

    of

    Ottoman

    war

    industries and those of

    their

    neighbors

    did

    occur

    over

    the

    eighteenth

    century,

    but this

    gap

    was

    caused

    by

    the

    Porte's

    neigh

    bors

    borrowing

    the

    incremental

    innovations,

    such

    as

    galleons,

    frigates,

    techniques of cannon-boring, light field guns, new-formula gunpowder,

    12

    Rudi

    Matthee,

    Unwalled Cities

    and Restless

    Nomads:

    Firearms

    and

    Artillery

    in

    Safavid

    Iran,

    in

    Safavid

    Persia,

    ed.

    Charles Melville

    (London:

    I.

    B.

    Taurus,

    1996),

    pp.

    391

    410;

    David

    Morgan,

    Medieval

    Persia,

    1040-1797 (London:

    Longman,

    1994),

    pp.

    116-17,

    125-26,

    135, 147,

    150-51;

    Palmira

    Brummett,

    Ottoman

    Seapower

    and

    Levantine

    Diplomacy

    in

    the

    Age

    of Discovery

    (Albany:

    State

    University

    of

    New York

    Press,

    1994),

    pp.

    55,

    64-87;

    Faroqhi,

    Crisis

    and

    Change,

    1590-1699,

    pp.

    420-22;

    Louis

    Dupree,

    Afghanistan

    (Prince

    ton:

    Princeton

    University

    Press,

    1980),

    p.

    325.

    13

    Bernard

    Lewis,

    The Muslim

    Discovery of Europe

    (New

    York: W.

    W.

    Norton,

    1982),

    p.

    226.

    14

    Lewis,

    The

    Muslim

    Discovery

    of Europe,

    pp.

    226-27.

    Similar

    interpretations

    can

    be

    found

    in

    Gani

    Ozbaran,

    War

    Industry

    Plants of

    the

    Ottoman

    Armed

    Forces,

    Revue

    inter

    nationale d'histoire

    militaire

    67

    (1988): 67-76;

    Wayne

    S.

    Vucinich,

    The

    Ottoman

    Empire:

    Its

    Record and

    Legacy

    (Princeton:

    Van

    Nostrand,

    1965),

    pp.

    78-87;

    lu. A.

    Petrosian,

    Osmans

    kaia

    imperiia

    mogushchestvo

    i

    gibel'

    (Moscow: Nauka,

    1990),

    p. 134.

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    in

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    Ottoman

    Empire

    185

    because he

    has

    plenty

    of

    wood,

    iron

    parts,

    skilled

    workers,

    pitch,

    tal

    low,

    and all the

    other

    things

    needed.

    True,

    at

    present

    they

    do

    not

    have

    at

    hand all

    the

    armament

    they

    would need

    to

    outfit the

    as

    yet

    uncom

    pleted

    galleys,

    much less those

    the

    Grand

    Signor

    has ordered

    made,

    and

    they

    are

    short of

    cotton

    sailcloth

    and other

    things.

    But

    his

    re

    sources

    are so

    great

    that

    if

    he wanted

    to

    he

    could

    quickly

    assemble

    what

    he

    needs;

    he has

    already

    begun

    to

    attend

    to

    this.18

    Placing

    the battle

    of

    Lepanto

    into

    the

    context

    of Ottoman

    naval

    production,

    it

    becomes

    clear

    that this

    seemingly

    profound

    turning point

    in

    Ottoman

    affairs

    actually proved

    to

    be

    quite

    superficial.

    True,

    the

    battle

    itself

    was a

    decisive defeat

    for

    the

    Ottoman

    navy.

    Out

    of

    230

    Ottoman

    galleys,

    80

    vessels

    were

    sunk and

    130

    captured.19

    Yet

    Otto

    man

    naval

    production

    capabilities

    were

    left unaffected.

    The

    huge

    naval

    arsenal

    at

    Kasimpa?a

    was

    still the

    largest

    in

    the

    world,

    and

    together

    with the

    other Ottoman

    dockyards

    it

    could

    make

    good

    the losses

    quite

    quickly.

    Indeed,

    the

    French

    ambassador

    reported

    on

    8

    May

    1572

    that

    the

    Turks

    had

    built

    150

    galleys

    in

    five

    months.20

    In

    terms

    of naval

    con

    struction, the Porte seemed

    to

    possess ample materials for

    a

    substantial

    navy.

    Paul

    Rycaut,

    an

    English

    observer,

    appeared

    to

    be rather

    perplexed

    about the

    inability

    of the Ottomans

    to

    maintain

    a

    larger

    fleet

    in

    the

    seventeenth

    century.

    He

    wrote,

    Their

    Ports

    are

    several

    of

    them

    con

    venient

    for

    building

    both

    ships

    and

    Gallies;

    the Arsenal

    of

    Constanti

    nople

    hath

    no

    less than

    a

    hundred

    thirty-seven

    Voltas,

    or

    Chambers for

    Building,

    and

    so

    many

    vessels

    may

    be

    upon

    the

    stacks

    at

    the

    same

    time. 21

    He

    continued,

    At

    Sinopolis

    [Sinop]

    near

    Trapesond

    [Trebizond]

    is

    another

    Arsenal:

    at

    Midia

    and

    Anchiale,

    Cities

    on

    the Black

    Sea,

    are

    the like

    ...

    ;

    and

    yet

    the

    Turk for several

    years,

    especially

    since

    the

    War with Cand?a, and their defeat at Sea, have not been able at most

    to

    Equippe

    a

    Fleet of above

    100

    sail of Gallies. 22 From his

    description

    it

    is

    obvious that

    the Ottomans

    had the

    facilities

    to

    produce

    a

    more

    formidable

    navy.

    The observations

    of

    Morosini

    and

    Rycaut

    require

    some

    comment.

    The

    striking

    feature for

    these observers

    in

    the sixteenth and

    seven

    teenth

    centuries

    was

    the

    size

    of Ottoman

    naval

    yards.

    We

    should

    not

    18

    James

    C.

    Davis,

    ed.,

    Pursuit

    of

    Power:

    Venetian Ambassadors'

    Reports

    (New

    York:

    Harper

    and

    Row, 1970), p. 134.19

    Coles,

    The

    Ottoman

    Impact

    on

    Europe,

    p.

    91.

    20

    Jack

    Beeching,

    The

    Galleys

    at

    LePanto

    (London: Hutchinson,

    1982),

    p.

    228.

    21

    Paul

    Rycaut,

    The Present State

    of

    the

    Ottoman

    Empire

    (1968;

    reprint,

    Westmead,

    England:

    Gregg

    International,

    1972),

    p.

    213.

    22

    Rycaut,

    The

    Present State

    of

    the Ottoman

    Empire,

    p.

    213.

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    confuse

    size

    with

    efficiency.

    Although

    the

    arsenal

    in

    Istanbul

    was

    maintained

    as a

    permanent

    facility,

    the

    size

    of the work

    force varied.

    The

    majority

    of workers

    were

    employed only

    for the short

    term,

    and

    the

    core

    of

    permanent

    staff

    was

    relatively

    small.

    Also,

    coerced

    labor

    figured

    prominently

    in

    meeting

    the

    labor needs

    at

    the

    arsenal.

    Many

    of

    the workers

    languished

    without

    pay

    for

    extended

    periods

    of

    time

    be

    cause

    the

    treasury

    was

    insolvent.

    Meanwhile,

    the official

    tax

    farmers,

    who

    were

    charged

    with

    paying

    the

    arsenal's

    bills,

    proved

    slow

    and

    un

    reliable.23 The

    physical

    capacity

    of

    Ottoman

    yards rightly

    impressed

    ob

    servers, but the arsenal's fiscal weaknesses remained invisible to them.

    Much

    has been made

    of

    the

    fact

    that the

    Ottomans

    were

    very

    slow

    in

    making

    the

    transition

    from

    galleys

    to

    galleons.

    After

    all,

    it

    was

    not

    until

    1682

    that the Grand Vezir

    Kara

    Mustafa

    Pa?a accepted

    the

    prin

    ciple

    of

    a

    fleet based

    on

    sailing galleons

    rather

    than

    galleys.24

    But

    it

    is

    important

    to

    bear

    in

    mind that

    the

    sailing galleon

    did

    not

    immedi

    ately

    demonstrate

    superiority

    over

    the

    oar-powered galley

    in

    the mid

    sixteenth

    century.

    Into

    the

    seventeenth

    century

    galleys

    in

    the

    Medi

    terranean

    could

    get

    the

    better

    of

    sailing

    ships.

    In

    consequence

    Spain

    maintained

    its

    position

    as

    the

    premier galley power

    in

    the

    mid-seven

    teenth

    century

    until

    the French under

    Louis

    XIV revived their

    galley

    fleet

    to

    make

    it

    the

    largest

    one

    in

    Europe

    at

    the end of that

    century.

    Even

    in

    the

    eighteenth

    century

    the

    galley proved

    its

    effectiveness for

    the Russians

    in

    their

    operations

    against

    the Swedes

    in

    the Baltic.25

    One

    possible

    explanation

    is

    that the Turkish

    reluctance

    to

    adopt

    galleons

    stemmed from material considerations?that

    is,

    that the

    Otto

    man

    preference

    for

    a

    galley

    fleet

    over

    sea-going

    galleons

    was

    linked

    to

    reduced timber

    supplies.26

    The decline of the sancak of

    Kocaeli

    as

    the

    main

    source

    of Ottoman timber

    in

    the mid-seventeenth

    century,

    and

    the growing importation of hemp from Italy also at that time, indicate

    23

    Faroqhi,

    Crisis

    and

    Change,

    1590-1699,

    pp.

    461-63.

    24

    Uzun?ar?ili,

    Bahriyya,

    p.

    948.

    25

    Geoffrey

    Parker,

    The

    Military

    Revolution:

    Military

    Innovation

    and

    the

    Rise

    of

    the

    West,

    1500-1800 (Cambridge: Cambridge University

    Press,

    1988),

    pp.

    87-88;

    John

    Francis GuiL

    martin

    Jr.,

    Gunpowder

    and

    Galleys (Cambridge: Cambridge

    University

    Press,

    1974),

    pp.

    252-73;

    Andrew

    C.

    Hess,

    The

    Forgotten

    Frontier

    (Chicago:

    University

    of

    Chicago

    Press,

    1978),

    pp. 15,

    90-91;

    Paul W

    Bamford,

    Fighting

    Ships

    and Prisons: The Mediterranean

    Galleys

    of

    France

    in

    the

    Age of

    Louis

    XIV

    (Minneapolis:

    University

    of Minnesota

    Press,

    1973),

    pp.

    11-24.

    26

    Rhoads

    Murphey,

    The Ottoman Attitude towards the

    Adoption

    of

    Western Tech

    nology:

    The

    Role

    of the Efrenci

    Technicians

    in

    Civil

    and

    Military

    Applications,

    in

    Contri

    butions ?'l'histoire

    ?conomique

    et

    sociale de

    l'empire

    Ottoman

    (Leuven:

    Editions

    Peeters,

    1983),

    p.

    292.

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    Grant:

    Military Technology

    Diffusion

    in

    the

    Ottoman

    Empire

    187

    some

    kind of domestic shortfall.27

    Nevertheless,

    this

    argument

    is

    not

    completely

    satisfying.

    In

    the

    1760s

    much of

    the accessible

    coastal

    areas

    had been

    vastly

    deforested,

    and

    as a

    result the

    price

    of

    timber had

    tripled

    from the

    1740s

    to

    the

    1760s.28

    Yet

    the

    Ottomans

    managed

    to

    produce galleons

    at

    that

    time.

    The

    provinces

    were

    still

    delivering

    wood

    to

    the

    arsenal

    as

    part

    of their

    tax,

    and

    in

    fact

    the

    archipelago

    islands

    were

    required

    to

    construct

    one or

    two

    ships

    called

    fricata

    in

    proportion

    to

    their

    size

    or

    revenue.29

    Moreover,

    Selim

    Ill's

    whole naval

    modernization

    program

    in

    the

    1790s

    was

    implemented

    with the

    same

    timber

    supply

    conditions in effect. So it is difficult to see how reduced

    timber

    supplies

    could

    have been

    a

    determining

    factor

    in

    the

    tardiness

    of

    Ottoman

    galleon

    construction.

    A

    more

    compelling

    explanation

    can

    be found

    in

    the

    Porte's

    long

    naval

    rivalry

    with the Venetians.

    Ottoman naval

    developments

    had

    always

    been

    closely

    intertwined

    with

    those

    of

    Venice.

    Back

    in its

    infancy,

    in

    1416,

    the Ottoman

    navy

    had

    fought

    its

    first

    sea

    battle

    against

    the

    Venetians.30

    Also, many

    of the

    experts

    who

    supervised

    the

    building

    of

    war

    galleys

    in

    the

    sultan's

    yards

    had

    served

    as

    shipwrights

    in

    Venice,

    and

    the

    Ottoman methods of construction

    were

    therefore

    largely

    copied

    from those of the Venetians.31

    This

    rivalry

    had

    great

    sig

    nificance for

    Ottoman

    naval

    development

    because the

    Venetians

    were

    also

    reluctant

    to

    adopt

    galleons.

    Both the

    Ottomans

    and

    Venetians

    were

    latecomers

    to

    the idea of

    galleon

    fleets,

    and

    for

    both

    the

    impetus

    for the

    adoption

    of

    sailing

    galleons

    came

    from

    the Atlantic

    powers

    in

    the

    seventeenth

    century.

    In

    the late

    1640s

    and

    early

    1650s

    the

    Ottomans

    made

    considerable

    efforts

    to

    increase

    the

    number of

    their

    sailing

    vessels

    in

    response

    to

    their

    defeats

    by

    Atlantic

    sailing

    vessels

    operating

    as

    auxiliaries for

    the

    Vene

    tian fleet.32 Somewhat later, the Venetians began to encounter diffi

    culties

    in

    retaining

    the

    services

    of

    these

    foreign

    auxiliaries.

    Recogniz

    ing

    the

    vital role of

    sailing

    warships

    by

    this

    time,

    the

    Venetians

    began

    building

    their

    own

    in

    1667.33

    Throughout

    the

    first

    half of the

    eighteenth

    27

    C. H.

    Imber,

    The

    Navy

    of

    Suleyman

    the

    Magnificent,

    Archivum

    Ottomanicum

    6

    (1980):

    232.

    28

    Henry

    Grenville,

    Observations

    sur

    l'?tat actuel

    de

    l'empire

    Ottoman

    (Ann

    Arbor: Uni

    versity

    of

    Michigan

    Press,

    1965),

    p.

    54.

    29

    Grenville,

    Observations,

    pp.

    3-4.

    30

    Uzun?ar?ili,

    Bahriyya,

    p.

    947.

    31

    Beeching,

    The

    Galleys

    at

    LePanto,

    p.

    152.

    32

    Katip

    ?elebi, Tuhfetul

    Kibar

    Fi

    Esfari'

    l-Bihar, pp.

    185,

    190,

    225;

    R. C.

    Anderson,

    Naval

    Wars

    in

    the

    Levant,

    1559-1853

    (Princeton:

    Princeton

    University

    Press,

    1952),

    p.

    142.

    33

    Anderson,

    Naval Wars

    in

    the

    Levant,

    p.

    194.

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    century

    the

    Ottomans

    maintained

    a

    naval

    balance with the

    Venetian

    forces.

    Henry

    Grenville still

    considered the Ottoman fleet

    comparable

    to

    that of Venice

    from what he observed

    in

    1765.34

    Unfortunately, by

    merely keeping

    pace

    with the

    Venetians,

    the Ottomans fell

    behind

    the

    Atlantic

    maritime

    powers.

    The

    inferiority

    of

    Mediterranean naval

    power

    to

    Atlantic

    power

    only

    became clear when the

    main

    naval

    activ

    ity

    in

    the

    western

    Mediterranean

    passed

    to

    Britain

    and

    France

    in

    the

    second

    half

    of the

    1700s.35

    Judging

    by

    the

    sporadic

    naval

    construction

    programs

    in

    the

    first

    decades of the

    eighteenth

    century, a lack of resolve seems to have

    played

    the

    major

    role

    in

    limiting

    the

    size

    of the

    navy.

    Under

    the

    ener

    getic

    leadership

    of

    Mezamorto

    Huseyin Pa?a

    toward the end of the

    i6oos,

    the

    Ottomans followed

    the

    European

    naval switch from

    oar

    powered

    to

    sail-powered

    galleons,

    which had occurred

    at

    the

    beginning

    of that

    century.36

    Mezamorto's reforms continued

    into

    the

    reign

    of

    Ahmet III

    (1703-30),

    and the

    number of

    new

    ships

    with

    large-caliber

    cannons

    increased.37

    During

    the

    war

    against

    Peter

    the

    Great

    the

    Turks

    were

    superior

    in

    number

    and

    size

    of

    ships

    on

    the

    Azov. In

    1711

    the

    Azov

    fleet

    comprised

    eighteen

    men-of-war and fourteen

    galleys.38

    Evi

    dently

    the

    Ottomans

    were

    quite

    capable

    of

    significant

    naval

    construc

    tion,

    because

    the

    vigilant

    Venetians worried

    about

    rumors

    of

    the

    Porte

    forming

    a

    fleet of

    forty

    to

    sixty

    vessels

    in

    1720.39

    Whether

    or

    not

    the Venetian

    intelligence

    reports

    were

    exact

    is

    less

    important

    than

    the

    fact

    that such

    an

    Ottoman

    response

    was

    deemed credible

    by

    Venetian

    authorities.

    According

    to

    Baron

    de

    Tott,

    a

    French

    aristocrat

    who

    served

    as a

    foreign

    expert

    in

    Ottoman

    arsenals,

    frigates

    were

    only

    introduced

    into

    the

    Ottoman fleet

    during

    the Russo-Turkish

    War

    (1768-77),

    when

    they participated

    in

    the

    Ottoman

    defeat

    at

    Chesme.40

    It

    is

    likely

    that

    frigates

    actually appeared

    slightly

    earlier.

    Henry

    Grenville mentioned

    34

    Grenville,

    Observations,

    p.

    29.

    35

    Uzun?ar?ili,

    Bahriyya,

    p.

    948.

    36

    Stanford

    Shaw,

    Empire

    of

    the

    Gazis:

    The

    Rise and Decline

    of

    theOttoman

    Empire

    1280

    1808,

    vol.

    1

    of

    History

    of

    the Ottoman

    Empire

    and Modern

    Turkey (Cambridge:

    Cambridge

    University

    Press,

    1987),

    p.

    226.

    37

    Shaw,

    Empire

    of

    the

    Gazis,

    p.

    229.

    38

    B. H.

    Sumner,

    Peter

    the

    Great

    and the

    Ottoman

    Empire

    (Hamden,

    Conn.:

    Archon

    Books,

    1965),

    p.

    25.

    39

    Mary

    Lucille

    Shay,

    The Ottoman

    Empire

    from 1720 to 1734 as Revealed in Des

    patches

    of

    the

    Venetian

    Baili,

    University

    of Illinois Studies

    in

    the Social Sciences

    27,

    no.

    3

    (Urbana:

    University

    of Illinois

    Press,

    1944),

    pp.

    74-76.

    40

    Baron

    Francis

    de

    Tott,

    Memoirs

    of

    Baron De

    Tott,

    vol.

    2,

    pt.

    3 (New

    York: Arno

    Press,

    1973),

    p.

    25.

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    frigates

    with

    forty

    to

    fifty

    cannons

    each

    in

    1765.41

    In

    any

    case,

    it

    was

    not

    until

    after Selim

    Ill's

    naval

    reforms that the

    Ottoman

    fleet

    again

    became

    competitive

    with Atlantic

    Europe,

    although

    the Turkish defeat

    at

    Chesme

    was

    not

    due

    to

    any

    technical deficiencies.

    The

    Turkish

    fleet

    actually

    had

    larger

    vessels than

    the

    Russian

    fleet,

    and

    their

    artillery

    was

    comparable.42

    The naval reforms of Selim

    III

    (1789-1807)

    demonstrated that the

    empire's

    domestic

    production

    was

    still

    capable

    of

    rising

    to

    the

    chal

    lenge.

    In

    1784

    the

    navy

    consisted of

    twenty-two

    ships

    of

    the line and

    fifteen

    frigates

    (of

    which

    nine

    were

    in

    poor

    condition).43

    In

    the

    period

    1784-88

    there

    were

    twenty-five

    vessels

    carrying

    over

    sixty

    guns

    within

    the

    Ottoman

    navy.

    One

    of

    these,

    a

    seventy-four-gunner,

    had

    been

    built

    by

    French

    engineers.44

    Between

    1789

    and

    1798

    some

    forty-five

    modern

    fighting ships

    were

    built and launched

    from the

    empire's ship

    yards.

    Among

    these

    were

    three of the

    largest

    ships

    ever

    present

    in

    the Ottoman fleet: the

    Selimiye

    (122

    cannons),

    the BadiA Nusret

    (82

    cannons),

    and

    the

    Tavus-u

    Bahri

    (82 cannons).

    By

    1806

    the

    fleet

    con

    sisted of

    twenty

    ships

    of the

    line and

    twenty-five frigates,

    with

    a

    total

    of 2,156 cannon.45 Additionally, shipbuilding at the arsenal had been

    reorganized

    on

    European

    lines.

    The

    two

    old

    wooden

    drydocks

    were re

    placed by

    three

    permanent

    stone

    ones,

    five

    new

    ship-building

    forms

    were

    constructed,

    and

    a new

    drydock

    was

    built,

    modeled

    on

    that

    of

    Toulon.46

    Istanbul

    was

    clearly

    the

    dominant

    center

    for

    Ottoman naval

    con

    struction.

    The

    Selimiye,

    Tavus-u

    Bahri,

    BadiA

    Nusret,

    AsarA

    Nusret,

    Sedd

    ul

    Bahir,

    and the

    BahrA

    Zafer

    were

    all

    launched

    from

    the

    naval

    yards

    in

    Istanbul.47

    These

    ships

    made

    up

    over

    one-third of the

    complement

    of

    galleons

    constructed

    during

    the

    reign

    of

    Selim

    III.

    They

    also

    repre

    sented most of the navy's firepower. Besides galleons, the Istanbul

    yards

    also

    produced

    two

    frigates,

    the

    MerkenA

    Gazi

    and the

    HumayA

    Zafer,

    and

    six

    corvettes.48

    While

    Istanbul

    played

    the

    most

    important

    role

    in

    naval

    construe

    41

    Grenville,

    Observations,

    p. 3.

    42

    Petrosian,

    Osmanskaia

    imperiia

    mogushchestvo

    i

    gibel',

    p.

    164.

    43

    Shaw,

    Empire

    of

    the

    Gazis,

    p.

    154.

    44

    Fernand

    Braudel,

    Civilization

    and

    Capitalism: i5th-i8th

    Century,

    vol.

    3:

    The

    Perspec

    tive

    of

    the

    World

    (New

    York:

    Harper

    and

    Row,

    1984),

    p.

    477.

    45

    Shaw,

    Empire

    of

    the

    Gazis,

    p.

    158.

    46

    Shaw,

    Empire of

    the

    Gazis,

    p.

    158.

    47Nejat

    G?len,

    D?nden

    B?gune

    Bahriyemiz

    (Istanbul:

    Kastas A.

    S.

    Yayinlari,

    1988),

    p.

    118.

    48

    G?len,

    D?nden

    B?gune

    Bahriyemiz,

    pp.

    118-19.

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    JOURNAL

    OF

    WORLD

    HISTORY,

    SPRING

    I999

    tion,

    other

    ports

    made

    significant

    contributions.

    In

    Bodrum

    three

    galleons

    were

    built between

    1790

    and

    1796.49

    Facilities

    at

    Sinop

    also

    made three

    galleons

    in

    the

    years

    1789-93.

    ?anakkale,

    Gemlik, Midilli,

    and

    Rhodes

    contributed

    an

    additional

    one

    galleon

    each

    to

    Selim's

    pro

    gram.

    Rhodes served

    as

    the

    principal

    construction site

    for

    frigates,

    and

    four

    came

    out

    of there from

    1793

    to

    1797?

    Also,

    two corvettes

    were

    launched from

    Rhodes,

    the

    first

    in

    1796

    and the second

    in

    1799?

    Other naval

    yards

    at

    Eregli,

    Limni, Kemer,

    Kalas,

    and

    Sinop

    were

    responsible

    for

    one

    frigate apiece.50

    The Ottomans had relied on

    foreign

    expertise

    and had

    copied

    for

    eign

    technology

    in

    their naval

    construction

    from the

    very

    beginnings

    of their

    navy.

    As

    the

    innovations

    from the

    first-tier Atlantic

    producers

    diffused

    across

    the Mediterranean

    via

    Spain

    to

    Venice,

    the

    Ottomans

    became

    cognizant

    of them and

    incorporated

    these

    new

    types

    of

    ships

    into

    their

    own

    fleet. First

    galleons

    and then

    frigates joined

    the ranks

    of Ottoman naval

    service

    after

    neighboring

    powers

    had

    similarly

    borrowed

    them.

    Military

    Production

    The

    question

    of when the Ottomans first

    employed

    cannon

    and fire

    arms

    in

    their

    military

    operations

    has

    not

    been

    definitively

    answered,

    but

    Ottoman

    cannon

    production gradually

    became

    more

    centralized

    over

    the

    course

    of

    the fifteenth

    century.51

    In

    1440,

    during

    the

    reign

    of

    Mur?t

    II,

    a cannon

    foundry

    was

    established

    at

    Germe

    Hisar.52

    After the

    conquest

    of

    Constantinople,

    a

    permanent

    cannon

    foundry

    was

    estab

    lished

    in

    the Galata

    district.53

    Bayezid

    II

    (1481-1512)

    extended this

    49

    Guien,

    D?nden

    B?gune Bahriyemiz,

    p.

    118.

    50

    Guien,

    D?nden

    B?gune

    Bahriyemiz,

    pp.

    118-19.

    51

    There

    is

    evidence that

    cannoneers

    were

    present

    with

    Murat

    Han

    during

    the

    1422

    siege

    of

    Constantinople,

    and

    important

    fortresses used cannon?for

    example,

    Antalya

    in

    1423.

    In

    the

    following

    years

    the

    Ottomans

    must

    have made the

    transition

    from

    siege

    guns

    to

    field

    guns,

    because

    during

    the

    time

    of Murat II

    (1421-51)

    the

    first clear

    usage

    of

    field

    guns

    occurred

    at

    the second battle

    of

    Kossovo

    in

    1448.

    Sevin?,

    Osmanli

    Sosyal

    ve

    Ekonomik

    D?zeni,

    pp.

    141-42;

    Paul

    Wittek,

    The Earliest References

    to

    the

    Use

    of

    Firearms

    by

    the

    Ottomans,

    in

    Gunpowder

    and

    Firearms

    in

    the

    Mamluk

    Kingdom,

    ed.

    David

    Ayalon

    (London:

    Vallentine,

    1956),

    pp.

    142-43;

    V.

    ].

    Parry,

    Barud,

    in

    Encyclopaedia

    of

    Islam:

    New

    Edition,

    1:1061;

    Mark C.

    Bartusis,

    The Late

    Byzantine Army:

    Arms

    and

    Society,

    1204-1453 (Phila

    delphia:

    University

    of

    Pennsylvania

    Press,

    1992),

    pp.

    336-41.

    521.H.

    Uzun?ar?ili,

    Osmanli Devleti

    tesjdlatindan

    Kapukulu

    Ocaklari, vol. 2

    (Ankara:

    Turk

    Tarih Kurumu

    Basimevi,

    1944),

    p. 35.

    See also

    Sevin?,

    Osmanli

    Sosyal

    ve

    Ekonomik

    D?zeni,

    p.

    142.

    53

    Tursun

    Bey,

    Tarih-i

    Eb?'1-Feth,

    trans.

    A. Mertol Tulum

    (Istanbul:

    Baha

    matbaasi,

    i977)>

    P-

    72.

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    production

    site,

    and

    Suleyman

    I

    (1520-66)

    had

    it

    renovated. In

    addi

    tion

    to

    the

    central arsenal

    at

    Istanbul,

    the

    Ottomans

    established

    Bel

    grade,

    Buda,

    I?kodra,

    Teme?var,

    Pravi?te,

    and

    G?lamber

    as

    important

    provincial

    centers

    of

    cannon

    production.54

    Besides

    these

    permanent

    establishments,

    other

    locations served

    as

    foundries,

    depending

    on

    the

    needs of the

    moment.

    Included

    in

    this

    category

    were

    Bilecik,

    Van,

    Kigi,

    Kamengrad,

    Rudnik,

    and

    Novobrdo.55

    The

    size

    and

    quality

    of Ottoman

    cannons

    in

    the

    fifteenth

    and

    six

    teenth

    centuries

    were

    quite

    impressive.

    Chemical

    analysis

    of

    Ottoman

    guns cast in 1464 reveals that the bronze was of excellent quality.56

    Among

    the

    monstrously

    huge

    guns

    produced

    by

    the

    Ottomans

    was

    the

    balyemez.

    This

    term

    was

    derived

    from

    the

    Italian

    word

    pallamezza

    and

    applied

    to

    Ottoman

    guns

    that

    fired

    the

    biggest

    shot.57

    The

    use

    of

    an

    Italian

    loanword reveals

    the

    origins

    of

    the

    technology copied

    by

    the

    Ottomans.

    During

    the

    reign

    of

    Selim

    I,

    cannon

    of

    this

    type

    were

    820

    cm

    in

    length

    and

    weighed

    up

    to

    17

    tons.

    Also

    under

    Selim

    I,

    the

    Otto

    mans

    developed

    grooved

    cast

    cannon

    425

    cm

    long

    and

    100 cm

    wide,

    a

    feat

    not

    matched

    by

    the

    Germans until

    the

    nineteenth

    century.58

    Unfortunately

    for Ottoman

    military

    fortunes,

    the

    methods

    and

    tech

    niques

    that had served the Ottomans so well in the

    sixteenth

    century

    began

    to

    be

    liabilities

    in

    the

    seventeenth

    century.

    The

    Ottoman

    pref

    erence

    for

    the

    production

    of

    siege

    guns,

    which

    were

    too

    heavy

    for

    use

    in

    a

    war

    of

    movement,

    continued

    through

    the

    seventeenth

    century.59

    It

    was

    precisely

    at

    this

    time

    that

    European

    developments

    in

    the

    manu

    facture

    of

    mobile

    field

    artillery

    moved

    ahead.

    Raimondo

    Montecuc

    coli,

    the

    Habsburg

    commander who

    defeated

    the

    Ottomans

    at

    the

    battle

    of

    St.

    Gothard

    in

    1664,

    commented

    on

    Ottoman

    cannon:

    This enormous artillery produces great damage when it hits, but it is

    awkward

    to

    move

    and

    it

    requires

    too

    much

    time

    to

    reload

    and

    site.

    Furthermore,

    it consumes

    a

    great

    amount

    of

    powder,

    besides

    cracking

    and

    breaking

    the

    wheels

    and

    the

    carriages

    and

    even

    the

    ramparts

    on

    which

    it is

    placed

    . . .

    our

    artillery

    is

    more

    handy

    and

    more

    efficient

    and here

    resides

    our

    advantage

    over

    the

    cannon

    of

    the

    Turks.60

    54

    Parry,

    Barud,

    p.

    1063.

    55

    Midhat

    Sertoglu,

    Osmanli

    Tarih

    Lugati

    (Istanbul:

    Enderun

    Kitabevi,

    1986),

    p.

    341.

    56

    Parry, Barud, p. 1061.

    57

    Sertoglu,

    Osmanli

    Tarih

    Lugati,

    p. 33.

    58

    Sevin?,

    Osmanli

    Sosyal

    ve

    Ekonomik

    D?zeni,

    p.

    143.

    59

    Coles,

    The Ottoman

    Impact

    on

    Europe,

    p.

    186.

    60

    Coles,

    The Ottoman

    Impact

    on

    Europe,

    p.

    186.

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    JOURNAL

    OF WORLD

    HISTORY,

    SPRING

    1999

    Generally,

    though,

    Ottoman cannons were

    still

    regarded highly

    in

    the seventeenth

    century.

    Rycaut

    wrote,

    The Guns

    are

    the

    biggest

    and

    as

    well

    cast

    and moulded

    as

    any

    in

    the

    world;

    for

    the

    last

    Expedition

    in

    Hungary

    there

    were

    40

    pieces

    of

    new

    Cannon

    cast

    and

    transported by

    way

    of

    the black

    Sea,

    and thence

    by

    the Danube

    unto

    Belgrade

    and

    Buda. 61

    Domestic

    cannon

    production

    remained

    strong

    throughout

    the

    eighteenth

    century,

    but the Ottomans'

    penchant

    for

    big, heavy

    guns

    placed

    them

    at

    a

    disadvantage

    in

    mobile field battles

    against

    European

    forces armed with

    rapid-fire

    cannons.

    The Ottomans

    remained

    partial

    to

    the old

    balyemez

    and shaki

    cannons,

    and

    consequently

    their

    artillery

    was

    no

    longer comparable

    to

    that of

    European

    powers.62

    In

    effect,

    the

    empire

    was

    manufacturing

    the

    wrong

    type

    of

    pieces.

    During

    the Otto

    man

    campaign

    against

    Ada Kale

    in

    1738,

    the

    Austrians

    captured

    fifty

    cannons

    at

    Orsovo,

    but

    they

    could

    only

    take

    forty

    of them due

    to

    the

    weight

    of

    the

    pieces.63

    It

    was

    not

    until

    1774

    that

    a

    train

    of

    light

    field

    artillery

    was

    cast

    for Ottoman

    service.64

    While

    Rycaut

    had

    praised

    Ottoman

    cannon

    production

    in

    the

    seventeenth

    century,

    barely

    over a

    century

    later Baron de Tott had

    no

    similar inclination.

    In Tott's

    assessment,

    the Founderies

    which

    they

    already had were useless; . . . and the metal. . .was not hot enough

    when

    it

    reached the

    Moulds;

    the

    improper

    make of which added

    yet

    another

    defect

    to

    the

    Pieces

    they produced. 65

    Accordingly,

    the

    baron

    suggested improved

    furnaces

    and the

    use

    of

    machines

    to

    bore the

    cannon.66 After

    successfully

    casting

    twenty

    cannons

    with

    the

    new

    method,

    he

    was

    ordered

    to

    prepare

    fifty

    four-pounders.

    He

    recorded

    that,

    The first

    work of the

    New

    Foundery

    was

    to

    be

    a

    Train

    of Field

    Artillery,

    with which the Turks

    were

    entirely

    unprovided. 67

    Much

    to

    Tott's

    chagrin,

    the

    impact

    of his

    modern

    foundry

    was

    not

    as

    great

    as

    he

    had

    hoped.

    After

    the

    completion

    of the

    pieces

    for the

    field

    train,

    some new cannons were cast for the new forts on the

    Dardanelles.68

    Still,

    the

    new

    foundry

    remained

    underutilized.

    Soon after

    the

    baron's

    departure,

    it

    ceased

    to

    manufacture

    cannons

    at

    all.

    The

    failure of the

    facility

    was

    due

    primarily

    to

    financial difficulties. As

    the

    61

    Rycaut,

    The Present

    State

    of

    the

    Ottoman

    Empire,

    p.

    200.

    62

    Shaw,

    Empire of

    the

    Gazis,

    p.

    121.

    63

    A. Z.

    Hertz,

    The

    Ottoman

    Conquest

    of Ada Kale

    1738,

    in

    Archivum Ottomanicum

    6

    (1980):

    169.

    64

    Tott,

    Memoirs,

    p.

    155.

    65

    Tott,

    Memoirs,

    p.

    114.

    66

    Tott, Memoirs,

    p.

    97.

    67

    Tott,

    Memoirs,

    p. 155.

    68

    Tott,

    Memoirs,

    p.

    197.

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    Technology

    Diffusion

    in

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    Ottoman

    Empire

    193

    baron himself

    remarked,

    We

    have

    already

    seen

    that the

    Establish

    ment

    of the

    new

    Foundery

    had

    not

    abolished

    the old.

    The Funds

    intended for the

    Artillery

    were

    spent

    upon

    that;

    and

    it

    was

    with

    diffi

    culty

    that the

    necessary

    supplies

    were

    obtained

    for

    what

    was

    acknowl

    edged

    to

    be much

    more

    useful. 69

    Baron

    de

    Tott's

    enterprise

    did

    yield

    some

    results.

    In

    the

    1780s

    each

    artillery

    regiment

    received

    ten

    cannons:

    four of the

    new

    rapid-fire

    sweat,

    two

    smaller

    abus,

    and four older

    balye

    mez

    and shahi

    cannons,

    for

    a

    total of

    250

    pieces.70

    However,

    this

    proved

    to

    be

    inadequate.

    As

    reported

    to

    the French

    Foreign

    Ministry

    in

    1793,

    until

    today,

    the Turks have founded

    only

    bronze cannon and their

    army

    and

    navy

    have

    no

    other. Their

    foundries and their

    forges

    are

    pitiful. 71

    Selim

    III

    must

    have

    agreed

    with

    this

    opinion,

    because

    in

    March

    1793

    the sultan initiated

    a

    modernization

    program

    for

    artillery

    produc

    tion.

    Selim's

    program

    relied

    on

    an

    infusion

    of

    foreign

    machinery

    and

    expertise.

    New

    machinery

    for the

    Imperial

    Cannon

    Foundry

    (Tophane)

    was

    imported

    from

    Britain

    and

    France.

    At the

    same

    time

    a

    group

    of

    cannon

    founders

    sent

    by

    the

    French Directorate

    occupied

    the

    old

    foundry buildings

    in

    Hask?y.72

    These

    buildings

    had

    originally

    been

    erected

    by

    Baron

    de

    Tott

    to

    manufacture the

    rapid-fire

    cannon,

    but

    had been converted for the

    assembly

    of

    old-style

    muskets and

    bullets,

    which

    were

    reintroduced after Tott's

    departure.

    In

    addition

    to

    modern

    izing

    existing

    works,

    the

    sultan

    sought

    to create

    new

    foundries.

    With

    this

    goal

    in

    mind, seventy

    master

    workers

    were

    to

    establish

    a

    cannon

    foundry.73

    With the introduction of

    cannon-boring

    techniques

    and the

    cast

    ing

    of

    light artillery by

    Baron

    de

    Tott

    in

    the

    early

    1770s,

    the Ottomans

    became

    the

    recipients

    of

    two

    important

    technological

    innovations,

    which constituted part of the second wave of Krause's model. To ap

    preciate

    the

    context

    one

    should

    note

    that

    Russia

    had

    adopted

    these

    techniques only

    a

    decade before

    the

    Ottomans,

    and

    that

    the

    Russians

    also

    had made

    use

    of

    a

    foreign

    expert

    to

    acquire

    the

    knowledge

    for

    cannon-boring.74

    When

    viewed from

    an

    eastern

    European

    perspective,

    69

    Tott, Memoirs, p.

    178.

    70

    Shaw,

    Empire

    of

    the

    Gazis,

    p.

    121.

    71

    Shaw,

    Empire

    of

    the

    Gazis,

    p.

    139.

    72

    Shaw,

    Empire

    of

    the

    Gazis,

    p.

    140

    73

    Shaw,

    Empire

    of

    the

    Gazis,

    p.

    140.

    74

    In the

    Russian

    case

    the

    expert

    was

    a

    Dutch

    prisoner

    of

    war

    captured

    in

    Berlin

    in

    1760.

    William

    H.

    McNeill,

    The

    Pursuit

    of

    Power:

    Technology,

    Armed

    Force,

    and

    Society

    since

    A.D.

    1000

    (Chicago:

    University

    of

    Chicago

    Press,

    1982),

    p.

    167;

    Krause,

    Arms and

    the

    State,

    p.

    56.

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    JOURNAL

    OF

    WORLD

    HISTORY,

    SPRING

    1999

    the Ottomans

    were not

    significantly

    behind,

    and

    the

    Russian

    com

    parison

    should

    mitigate

    some

    of

    Tott's

    negative

    characterizations

    of

    Ottoman

    capabilities.

    Similarly,

    before

    faulting

    the

    Turks and the

    backwardness

    of

    Islamic

    society

    for

    their need

    to

    import

    technical

    assistance

    in

    artillery

    production,

    one

    needs

    to

    remember

    that Russia

    under

    Catherine

    the Great

    (1762-96)

    was

    not

    self-sufficient

    in

    pro

    ducing

    military technology

    either.75

    Why

    did

    it

    seemingly

    take

    so

    long

    for the

    Ottomans

    to

    accept

    lighter

    field

    artillery?

    The

    Ottoman

    timing

    was

    directly

    connected

    to

    Russian tactical developments in the eighteenth century. Sieges were

    the backbone of

    military

    operations

    in

    eastern

    Europe,

    and

    therefore

    siege

    and

    fortress

    artillery

    were

    necessarily

    vital

    components.

    The Turk

    ish

    fortresses

    guarding

    the northern

    approaches provided

    formidable

    defense and

    set

    the

    conditions for the Russo-Turkish

    struggles.

    The

    Turks

    eschewed

    field battles

    and withdrew

    into

    their

    fortresses,

    thereby

    forcing

    the Russians

    to

    engage

    in

    siege

    operations.

    In

    1769

    the Rus

    sians'

    lack of

    large

    guns

    prevented

    them from

    sustaining

    the

    siege

    against

    the

    Turkish

    fort

    at

    Hotin,

    and

    as

    a

    result

    the

    Ottomans scored

    a

    victory

    as

    the

    Russians

    were

    forced

    to

    retreat.

    The

    Russian tactical

    innovations of

    aimed

    infantry

    fire,

    mobile field

    artillery,

    the use

    of

    infantry

    squares,

    and the

    overall

    stress

    on

    speed

    and

    shock

    grew

    out

    of

    challenges posed by

    the

    Turkish

    campaigns

    in

    the

    eighteenth

    century.

    In

    effect,

    Russian commanders had

    changed

    the rules

    of

    engagement

    by

    the

    1770s,

    and

    the Turks had

    to

    compensate.76

    The

    heavy

    Ottoman

    guns

    were

    still viable

    in

    defending

    their

    strongholds,

    but the

    greater

    Russian

    potency

    in

    the field

    now

    required

    the

    adoption

    of

    lighter

    field

    guns.

    The

    Ottoman

    system

    for the

    production

    of

    gunpowder

    followed

    the

    pattern

    of

    that used

    for

    cannon.

    The

    state

    created factories backed

    by

    state

    resources

    and directed

    by government-appointed

    commis

    sioners.

    One such

    factory

    was

    the

    gunpowder plant

    (baruthane)

    at

    Kagi

    than? ,

    which

    produced

    seventeen tons

    of

    powder

    per

    month

    in

    1571.77

    Additionally

    there

    were

    large

    baruthanes

    at

    Belgrade,

    Konya,

    Birecik,

    Aleppo,

    Hama,

    Van,

    Baghdad,

    Rhodes,

    Gallipoli,

    Izmir,

    Selanik,

    and

    75

    For

    a

    broad

    overview

    of

    Russia's

    technical

    backwardness,

    see

    Hans-Heinrich

    Nolte,

    Tradition

    des

    R?ckstands: Ein

    halbes

    Jahrtausend

    'Russland

    und

    der

    Westen',

    Vierteiljahr

    schrift f?r Sozial- und Wirtschaftsgeschichte 78 (1991): 344-64; Krause, Arms and the State,

    P-55

    76

    Aksan,

    An

    Ottoman

    Statesman, pp. 145,

    151;

    William

    C.

    Fuller,

    Strategy

    and Power

    in

    Russia,

    1600-1914

    (New

    York: Free

    Press,

    1992),

    pp.

    147-66.

    77

    Inalcik,

    The

    Ottoman

    Empire:

    The Classical

    Age,

    p.

    160.

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    Technology

    Diffusion

    in

    the Ottoman

    Empire

    195

    Teme?var.78

    According

    to some

    sources,

    the first baruthane

    was

    estab

    lished

    at

    Kagithane

    during

    the

    time

    of

    Bayezid

    II.79

    Production of

    gun

    powder

    was

    subject

    to

    centralized

    direction,

    and the

    whole

    process

    of

    manufacturing,

    transporting,

    collecting,

    and

    using

    gunpowder

    was

    con

    stantly

    monitored

    by

    the central

    government.

    The

    center

    was

    continu

    ally

    urging improvements

    in

    both

    quality

    and

    quantity

    of

    gunpowder,

    and

    surplus

    powder

    was

    sent

    back

    to

    Istanbul for

    storage

    and

    redistri

    bution

    to

    other

    munitions

    locales. Provincial

    powder

    works

    provided

    a

    significant portion

    of the

    empire's

    production.

    Besides

    Egypt,

    there

    were

    fourteen

    powder

    factories in

    Baghdad,

    and ten in Buda. The Buda works

    were

    supposed

    to

    provide

    200-300

    kantars

    (1

    kantar

    =120

    lb)

    to

    three

    other

    fortresses

    in

    Hungary

    and

    another

    500

    kantars

    to

    Belgrade

    annu

    ally.

    Meanwhile,

    Baghdad

    factories

    endeavored

    to

    supply

    1,000

    kantars

    annually

    to

    Istanbul

    via

    the

    Aleppo

    road.80

    It

    is

    difficult

    to

    gauge

    to

    what

    extent

    the

    Ottomans

    relied

    on

    for

    eign

    sources

    for

    their

    supplies

    of

    gunpowder.

    Paul

    Rycaut

    noted

    already

    in

    the latter half of the

    seventeenth

    century

    that

    their

    Gunpowder

    is

    made but

    in

    small

    quantities

    about

    Constantinople,

    but

    comes

    from

    divers

    places

    of

    Europe

    but

    that

    from

    Damascus

    is

    most

    esteemed. 81

    In

    1678

    a

    baruthane

    was

    built

    near

    Istanbul. This

    new

    powder

    works,

    along

    with

    an

    older

    works

    at

    Kagithane, produced

    3,000

    kantars of

    black

    powder

    each

    year.

    From

    Egypt,

    some

    1,200

    kantars

    of

    saltpeter

    were

    received

    for

    use

    in

    these

    baruthanes.82 After

    the

    one

    baruthane

    was

    destroyed by

    a

    fire

    in

    1697,

    a new

    powder

    works

    was

    established

    on

    the

    outskirts

    of

    Istanbul

    in

    1698.

    In

    addition,

    the

    Ottomans

    maintained

    provincial powder

    works

    in

    Salonika,

    Gallipoli,

    Baghdad,

    Cairo,

    Bel

    grade,

    and

    Izmir.83

    During

    the second half

    of the

    eighteenth

    century

    a

    powder factory

    was

    built

    in

    Damascus

    to

    meet

    the

    needs

    of

    the

    janis

    saries.84 Evidently, these production centers did not provide sufficient

    quantities

    of

    powder,

    because

    by

    the

    second half of

    the

    eighteenth

    cen

    78

    Sertoglu,

    Osmanli

    Tarih

    Lugati,

    p.

    34;

    Sevin?,

    Osmanli

    Sosyal

    ve

    Ekonomik

    D?zeni,

    p. 144.

    79

    Sertoglu,

    Osmanli

    Tarih

    Lugati,

    p.34.

    80Turgut

    I?iksal,

    Gunpowder

    in

    Ottoman

    Documents

    of

    the Last

    Half

    of

    the

    16th

    Century,

    International

    Journal

    of

    Turkish

    Studies

    2

    (winter

    1981-82): 81-91.

    81

    Rycaut,

    The

    Present State

    of

    theOttoman

    Empire,

    p.

    200.

    82

    Ismail Hakki

    Uzun?ar?ili,

    Osmanli

    Tarihi TV.

    Cilt.

    2.Kisim

    XVIIII

    Y?zyil

    (Ankara:

    Turk

    Tarih Kurumu

    Basimevi,

    1959),

    p.

    579.

    83Stanford

    J.

    Shaw,

    Between

    Old and

    New:

    The

    Ottoman

    Empire

    under Sultan

    Selim

    III,

    ij8g-i8oj

    (Cambridge:

    Harvard

    University

    Press,

    1971),

    p.

    142.

    84

    Abdul

    Karim

    Rafeq,

    The

    Local

    Forces

    in

    Syria

    in

    the

    Seventeenth and

    Eighteenth

    Centuries,

    in

    War,

    Technology

    and

    Society

    in

    the

    Middle

    East

    (London:

    Oxford

    University

    Press,

    1975),

    p.

    301.

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    tury

    the

    Porte

    was

    buying powder

    from Sweden and

    Spain.85

    Henry

    Grenville found

    Ottoman

    powder

    to

    be

    of

    poor

    quality,

    and he ob

    served

    rifle

    and

    pistol powder

    being imported

    from Holland and

    Venice

    in

    1765.86

    The Ottomans continued

    to

    produce

    powder

    using

    the

    six

    teenth-century

    formula,

    while

    Europe

    had been

    using

    a more

    stable,

    higher quality powder

    since

    the

    early

    1700s.87

    Finally,

    in

    the last decade

    of

    the

    eighteenth

    century

    the

    Ottomans

    initiated

    measures

    to

    improve

    their

    powder production

    in

    both

    quan

    tity

    and

    quality.

    In

    the

    summer

    of

    1794,

    under the

    leadership

    of Tevki'i

    'Al

    Ratik

    Efendi,

    modernization

    of

    the

    existing

    powder

    works

    was

    attempted.

    The

    Porte

    ordered

    European equipment

    for

    the baruthanes

    at

    Bakirk?y, Gallipoli,

    and Salonika. The

    goal

    was a

    production

    level

    of

    5,000

    kantars

    of

    European-type

    powder

    per year.

    Although

    this first

    attempt

    was

    unsuccessful,

    efforts the

    next

    year

    were more

    rewarding.

    In

    April

    1795

    Mehmed

    ?erif

    Efendi and

    some

    British

    gunpowder

    experts

    remodeled

    twenty

    old wheels

    at

    Bakirk?y

    and added five

    new

    wheels.

    Within

    a

    year

    production

    doubled from

    1,500

    kantars of old

    powder

    to

    3,000

    kantars of

    European

    powder.

    While

    similar modifications

    were

    carried out at Gallipoli and Salonika, an entirely new powder factory

    was

    constructed

    at

    Azadli

    on

    the Sea of

    Marmara. This

    factory

    em

    ployed

    water

    power

    instead of animal

    power.

    Azadli

    was so

    successful

    that after

    1797

    Bakirk?y

    served

    only

    as a

    storage

    house

    and

    the

    works

    at

    Gallipoli,

    Salonika,

    and

    Izmir

    were

    closed

    entirely.

    After

    1795

    the

    Ottomans could

    domestically

    produce

    suffic