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Chapter 0: Glossary
1
Microelectrochemical characterization of
Zn, ZnO and Zn-Mg alloys
with online dissolution monitoring
Dissertation
zur
Erlangung des Grades
“Doktor der Naturwissenschaften”
an der Fakultät für Chemie und Biochemie
der Ruhr-Universität Bochum
vorgelegt von
Sebastian Oliver Klemm
aus Wuppertal
Bochum 2011
Chapter 0: Glossary
2
Chapter 0: Glossary
3
1. Gutachter: Prof. Dr. Martin Stratmann
2. Gutachter: Prof. Dr. Wolfgang Schuhmann
Tag der Disputation: 31.8.2011
Chapter 0: Glossary
4
Gewidmet meinen lieben Eltern,
Elke und Reinhard Klemm
Chapter 0: Glossary
5
Acknowledgement The work presented was carried out at the Max-Planck Institut für Eisenforschung GmbH in
Düsseldorf in collaboration with ThyssenKrupp Steel Europe AG, Dortmund. My deepest
compliment for the excellent working atmosphere and the inspiring environment that I
experienced from the first moment on! I particularly express my gratitude to Prof. Dr. Martin
Stratmann for supervising this thesis, for his constant support and the challenging remarks
that proved to be a reliable guidance at all times. I furthermore thank Prof. Dr. Wolfgang
Schuhmann for kindly accepting to act as second reviewer and the time he invested for me.
Prof. Dr. Achim Walter Hassel deserves my explicit thankfulness for being a friendly and
inspiring mentor, and the constant backup on the scientific parquet. All the best for your new
position in Linz! My new group leader, Dr. Karl J. J. Mayrhofer, showed admirable care and
interest from the day I joined his group and I am deeply grateful for the exceptional benefit he
provided. Big thanks go to Dortmund, in particular to Dr. Bernd Schuhmacher, Dr. Janine-
Christina Schauer, Dr. Stefan Krebs, Maria Köyer and Jennifer Schulz from TKS Europe
for an excellent collaboration, many fruitful discussions, and the financial support. Further
thanks are given to Dr. Sascha E. Pust and Dr. Jürgen Hüpkes from the Forschungszentrum Jülich for a very effective and enjoyable collaboration on ZnO. I express my gratitude to the
excellent staff at the MPIE and thank Bernd Schönberger, Cornelia Arckel, Daniel Kurz,
Eberhard Heinen, Rebekka Loschen, Ulrich Wiebusch, the workshop team, and all the
others. Thanks to Bochum at this point, to Gundula Talbot from the Ruhr-Universität for her
great guidance on the admission side. I furthermore appreciate the brilliant scientific
environment I had the pleasure to work in with all colleagues, group leaders and the
fantastic Electrocatalysis-Group composed of Andrea Mingers, Angel Topalov, Anna
Schuppert, Claudius Laska, Hendrik Venzlaff, Ioannis Katsounaros, Josef Meier, Nicole
Fink, and Jay Srinivasan. One member is missing in the former list, but he happens to be the
best friend one can imagine and therefore deserves special mentioning: Arndt Karschin.
Besides him of course, there are many other great friends to thank at this point: Bastian
Huschens, Benjamin Schulte, Daniel Schiffer, Felix Fuge, Jan Lauckner, Jan Spitzley,
Leif Müller, Nils Koenen, Rüdiger von Dehn, and many more. Finally, my warmest
gratitude goes home, to my dear Julia Lengsfeld, for the unbelievable joy of sharing my life
with you! Also to my little brother Alexander Klemm, who I am really proud of at all times. In
the end, I want to mention my parents Elke & Reinhard Klemm, who gave me the greatest
possible trust and support throughout my life. In deep admiration, I dedicate this thesis to you.
Chapter 0: Glossary
6
Chapter 0: Glossary
i
Abstract The primary aim of this study is to utilize microelectrochemical techniques in combination
with time resolved trace analysis to correlate the electrochemical behavior and the dissolution
rate of zinc based materials in order to provide new insights into corrosion processes. For this
purpose, a fully computer controlled scanning flow cell setup is developed utilizing a two-
compartment capillary cell (theta type) with adjustable electrolyte flow. This setup is coupled to
a UV-VIS spectrometer downstream capable of providing time resolved electrolyte analysis. By
using Zincon as a complexing agent, online analysis of zinc and copper in the electrolyte stream
is achieved with a detection limit around 100 nmol l-1. A very good correlation between
electrochemical and spectroscopic data is demonstrated on the example of zinc and copper.
Furthermore, a detailed parameter screening is performed on metallic zinc, covering the impact
of sulfate and chloride anions on the electrochemical behavior and dissolution rate of zinc.
A focus is set on the effect of the pH value on the corrosion and electrochemical response
in aerated buffered and unbuffered electrolytes. The results on zinc are thereby complemented
by investigations on ZnO substrates with large similarities in borate buffered solutions. It is
shown that the dissolution proceeds through a surface oxide under these conditions, with the
electrochemical behavior mainly determined by the rate of oxide dissolution by proton
transport. The dissolution in unbuffered solutions on the other hand is mainly governed by
changes in the surface pH as a consequence of proceeding corrosion processes.
To take full advantage of the high throughput capabilities and the small surface demand of
the capillary tip (~200 µm diameter), Zn-Mg material libraries are prepared by thermal PVD
and characterized by a variety of surface analysis techniques. Linear scans along the
composition gradient reveal strongly non-linear behavior of the electrochemical and dissolution
behavior in both NaCl and borate buffered solutions. The results indicate that additions of
20 at. % Mg are most beneficial for the corrosion resistance of zinc based coatings in
unbuffered NaCl solutions, while a screening in borate buffer highlights the impact of various
magnesium contents on the surface oxides formed.
The high consistency of the obtained datasets underlines the feasibility to perform high
throughput material optimization with the integrated approach taken in this study. Moreover,
the picture presented emphasizes the importance of downstream dissolution monitoring for
correct evaluation of electrochemical data and provides innovations for electrochemical
corrosion testing methodologies.
Chapter 0: Glossary
ii
Content
Glossary ..................................................................................................................... v
1 Motivation .......................................................................................................... 1
2 Corrosion mechanisms.......................................................................................2
2.1 Zinc ................................................................................................................................. 2
2.1.1 General importance ............................................................................................. 2
2.1.2 Effect of solution pH .......................................................................................... 2
2.1.3 Anodic dissolution kinetics................................................................................. 4
2.1.4 Cathodic counter reactions................................................................................. 6
2.1.5 Mixed potential theory ........................................................................................ 8
2.1.6 The impact of surface pH................................................................................... 9
2.1.7 Effect of electrolyte composition .................................................................... 10
2.2 Zinc oxide.....................................................................................................................12
2.2.1 General importance ........................................................................................... 12
2.2.2 The semiconductor electrode........................................................................... 12
2.2.3 Electrochemical decomposition of ZnO........................................................ 16
2.2.4 Chemical dissolution of ZnO........................................................................... 17
2.2.5 Stability of passive film formed on zinc ......................................................... 18
2.3 Zinc-Magnesium alloys............................................................................................... 19
2.3.1 General importance ........................................................................................... 19
2.3.2 Electrochemistry of magnesium ...................................................................... 20
2.3.3 Magnesium oxide ............................................................................................... 20
2.3.4 Beneficial aspects of Mg for zinc corrosion................................................... 21
3 Questions and approach .................................................................................. 24
4 Experimental techniques ................................................................................. 26
4.1 Microstructural characterization ............................................................................... 26
4.2 Sample preparation ..................................................................................................... 29
4.2.1 Preparation of bulk zinc.................................................................................... 29
4.2.2 RF-sputtered ZnO:Al ........................................................................................ 29
4.2.3 Thermal co-deposition of Zn-Mg.................................................................... 30
4.2.3.1 System design and deposition procedure................................................... 30
Chapter 0: Glossary
iii
4.2.3.2 The cosine law and model fitting ................................................................31
4.2.3.3 Composition mapping of material libraries ...............................................33
4.3 Chemicals......................................................................................................................35
5 Development of the scanning flow cell ............................................................ 36
5.1 State of the art..............................................................................................................36
5.2 Design of a flow system .............................................................................................37
5.3 Downstream analytics.................................................................................................40
5.4 Software development ................................................................................................42
5.5 System characterization ..............................................................................................43
5.5.1 Size of the wetted area.......................................................................................43
5.5.2 Validity of microelectrochemical data .............................................................44
5.5.3 Calibration procedures.......................................................................................45
5.5.4 Time delay and peak broadening .....................................................................46
5.5.5 The flow profile at the capillary tip..................................................................49
5.5.6 Summary of the results ......................................................................................53
6 Corrosion of pure Zn........................................................................................ 54
6.1 Unbuffered NaCl solution .........................................................................................54
6.1.1 Open circuit potential and dissolution ............................................................54
6.1.1.1 Effect of chloride concentration .................................................................54
6.1.1.2 Effect of pumping speed ..............................................................................57
6.1.2 Galvanostatic experiments ................................................................................59
6.1.3 Potentiodynamic sweeps ...................................................................................63
6.1.4 Summary of the results ......................................................................................65
6.2 Borate buffers of various pH.....................................................................................66
6.2.1 Open circuit potential and dissolution ............................................................66
6.2.2 Potentiodynamic sweeps ...................................................................................68
6.2.3 XPS-Analysis.......................................................................................................73
6.2.4 The effect of Sulfate anions..............................................................................76
6.2.5 Summary of the results ......................................................................................80
7 Stability of ZnO ................................................................................................ 82
7.1 Chemical dissolution...................................................................................................82
7.1.1 Unbuffered NaCl solution ................................................................................82
7.1.2 Acetate buffer pH 6.0 – 7.0 ..............................................................................85
7.1.3 Summary of the results ......................................................................................89
Chapter 0: Glossary
iv
7.2 Electrochemical dissolution....................................................................................... 90
7.2.1 Unbuffered NaCl solution ................................................................................ 90
7.2.2 Acetate buffered solution.................................................................................. 97
7.2.3 Surface profilometry .......................................................................................... 99
7.2.4 Summary of the results....................................................................................100
8 Corrosion of Zn-Mg alloys ..............................................................................101
8.1 Surface characterization ...........................................................................................101
8.1.1 Optical appearance...........................................................................................101
8.1.2 SEM imaging ....................................................................................................102
8.1.3 XRD analysis ....................................................................................................104
8.1.4 AES maps..........................................................................................................105
8.1.5 Native oxide thickness.....................................................................................107
8.1.6 Summary of the results....................................................................................108
8.2 Electrochemistry and dissolution............................................................................109
8.2.1 Unbuffered NaCl solution ..............................................................................109
8.2.1.1 Open circuit potentials ............................................................................... 109
8.2.1.2 Zinc dissolution monitoring ...................................................................... 111
8.2.2 Borate buffer pH 7.4 .......................................................................................113
8.2.2.1 Open circuit potentials ............................................................................... 114
8.2.2.2 Potential sweep experiments...................................................................... 115
8.2.2.3 Zinc dissolution monitoring ...................................................................... 119
8.2.2.4 XPS Analysis ................................................................................................ 121
8.2.3 Summary of the results....................................................................................123
9 Comprehensive discussion..............................................................................124
10 Outlook............................................................................................................128
11 Bibliography ....................................................................................................129
Appendix ................................................................................................................141
Publications ................................................................................................................. 141
Oral presentations...................................................................................................... 142
Poster presentations .................................................................................................. 142
Curriculum Vitae ........................................................................................................ 143
Chapter 0: Glossary
v
Glossary Common abbreviations
AES Auger electron spectroscopy
AFM Atomic force microscopy
ASTM American society for testing and materials
CE Counter electrode
DC Direct current
dll Dynamic link library
EDX Energy dispersive X-ray spectroscopy
ESCA Electron spectroscopy for chemical analysis
ICP-MS Inductively coupled plasma – mass spectroscopy
ICP-OES Inductively coupled plasma – optical emission spectroscopy
FIA Flow injection analysis
FWHM Full width half maximum
GPIB General purpose interface bus
HER Hydrogen evolution reaction
HDG Hot dip galvanized steel
LOD Limit of detection
LPR Linear polarization resistance
LVDT Linear variable differential transformer
OCP Open circuit potential
OER Oxygen evolution reaction
ORR Oxygen reduction reaction
PEC Photoelectrochemical
PLD Pulsed laser deposition
QMB Quartz microbalance
RDE Rotating disc electrode
RDS Rate determining step
RE Reference electrode
RF Radio frequency
RH Relative humidity
Chapter 0: Glossary
vi
RHE Reversible hydrogen electrode
RPM Rounds per minute
RS-232 Recommended standard 232 (serial interface)
SECM Scanning electrochemical microscope
SEM Scanning electron microscope
SFC Scanning flow cell
SHE Standard hydrogen electrode
SVET Scanning vibrating electrode technique
TCO Transparent conduction oxide
UHV Ultra-high vacuum
USB Universal serial bus
UV Ultraviolet
XPS X-ray photoelectron spectroscopy
XRD X-ray diffraction
Z Zinc coated steel
ZM Zinc-magnesium coated steel
Formula abbreviations
c Concentration
C∞ Bulk concentration of a species
d Distance
D Diffusion coefficient
E Potential
Eλ Extinction coefficient
EC Energy level of the conduction band
ECorr Corrosion potential
EF Fermi energy
Erd Rest potential in the dark
EV Energy level of the valence band
F Faraday constant
h Planck constant or hour
h+ Electron hole
hS Height over source
Chapter 0: Glossary
vii
i Current density
iCorr Corrosion current density
iDiss Dissolution current density
I Current
IDiss Dissolution Current
k Oxide formation factor or rate constant
Ksp Solubility product
Kw Dissociation constant of water
M Molar mass
N Mole
Nd Molar deposition
p Pressure
r Radius or roughness factor
R Universal gas constant or resistivity
R2 Coefficient of determination
Rd Deposition rate
t Time
Vf Volume flow rate
z Charge number
Greek letters
α Transfer coefficient
β Sharpness parameter
δ Difference
δN Diffusion layer thickness
η Overpotential
θ Incidence angle
λ Wavelength
ν Frequency or scan rate or viscosity
π Circle constant
ρ Density
χ Molar fraction
ω Angular velocity
Chapter 1: Motivation
1
1 Motivation The interest in the corrosion of zinc dates back centuries, always fueled by new and
optimized applications with superior performance for corrosion protection to utilize this
complex system. The enormous role of zinc in daily life and the number of secrets that zinc
tends to release reluctantly continues to drive every scientist working in this field.
Within the large community dealing with this material, the present study aims to provide
innovative technical developments in the field of corrosion research and improved insights into
degradation mechanisms in aqueous environments. The experimental setup designed for this
purpose combines a microelectrochemical flow cell, downstream analytics and a fully
automated positioning and measurement execution routine. This combination allows a very
high experimental throughput with integrated data processing that effectively transfers
manpower from data acquisition to data evaluation. The variety of substrates investigated in
this system and the ease of implementation of other downstream analytics hopefully extends
the reach of this concept beyond the application for zinc corrosion monitoring and potentially
supports other fields of applied electrochemistry.
The comprehensive system characterization is seamlessly followed by a thorough
investigation of zinc corrosion in buffered and unbuffered solutions of near neutral pH to
highlight the importance of this parameter, utilizing the essential capability to execute large
numbers of experiments with parallel dissolution recording. Since zinc oxide plays an essential
role as a corrosion product under these conditions, bulk samples of Al doped ZnO are
investigated with identical methodology to complement the mechanistic insights obtained. The
findings on ZnO are furthermore of high relevance for tuning its optical properties, e.g. for the
application in thin film solar cells.
In order to contribute to the state of the art in corrosion protection, a material optimization
of Zn-Mg alloys obtained by thermal PVD is described that picks up recent industrial trends
for novel zinc based coating technologies. The extensive datasets are fundamentally discussed
on the basis of the results on Zn and ZnO and demonstrate the beneficial effect of magnesium
as a function of the alloy composition.
In the progression of this work, it quickly became clear that sole electrochemical
measurements are sometimes misleading if not coupled with a complementary analysis
technique. It is occasionally confusing, but more often rewarding if processes are not as simple
as initially presumed.
Chapter 2: Corrosion mechanisms
2
2 Corrosion mechanisms Corrosion is the destructive results of chemical reaction between a metal or metal alloys and
its environment [1] (p. 5). The following chapter gives an introduction into the corrosion
mechanism of Zn, ZnO and Zn-Mg alloys. The fundamental aspects of electrochemical
reactions and chemical dissolution for these substrates are discussed with a clear focus on the
destructive degradation in aqueous media, with an overview about the general application of
each system provided at the beginning of each section.
2.1 Zinc 2.1.1 General importance
Zinc is among the metals with the highest worldwide production, and approximately 50%
are used for corrosion protection [2] (p. 1). It is the primary coating material for steel with a
large variety of coating techniques and subsequent treatment procedures [3]. The sole
dimension of industrial production constitutes a major driving force for research and
development because each improvement scales drastically, and leads to the prospect of a
significant economic gain.
However, the literature on zinc corrosion is remarkably extensive due to the variety of
parameters, coating systems, experimental procedures and the combination of fundamental
studies and application oriented investigations. Understanding the corrosion mechanism and
improving the protective properties with respect to the exposure conditions is therefore a
scientific aim with high actuality despite the extensive efforts invested over the last decades.
2.1.2 Effect of solution pH The most decisive factor for the stability of zinc in aqueous media is the pH value. A
fundamental illustration of this dependency derived from chemical equilibria is given in the
Pourbaix diagram. This diagram describes the relative dominance of species in a particular
potential-pH region. The numbers adjacent to vertical and horizontal lines indicate the
logarithm of the zinc ion concentration in solution. The reaction (a) shows the onset potential
for hydrogen evolution (HER) and (b) the reversible potential of the oxygen evolution reaction
(OER).
Chapter 2: Corrosion mechanisms
3
Figure 2.1: Potential – pH
equilibrium diagram (Pourbaix
diagram) for zinc, from [4].
Potentials refer to the standard
hydrogen electrode.
It is apparent that metallic zinc falls below this stability window of water, but exhibits kinetic
stability due to the low exchange current density of hydrogen on zinc [5]. The shift of the
vertical lines (6) to the left for higher zinc concentration indicates that zinc precipitation occurs
at lower pH values for higher zinc concentrations since the solubility product is reached earlier.
This concentration dependence implies that the passivity of zinc originating from Zn(OH)2 and
ZnO (formed by dehydration of the former [6, 7]) is subject to changes of the zinc
concentration due to dissolution processes as well as pH changes induced by the cathodic
counter reaction in a corroding system (see page 9). A characteristic illustrated in Figure 2.1 is
the amphoteric nature of zinc-hydroxide. Being able to accept protons towards mono-hydroxy
complexes (and ultimately Zn2+ species, reaction 6) or hydroxyl-ions giving [Zn(OH3)]-
(referred to as the dehydrated HZnO2- in Figure 2.1), the dissolution rate is mostly governed by
the formation of soluble complexes and approximately U-shaped along the pH-axis:
Figure 2.2: Dependence between
current density for zinc corrosion
and pH value in de-aerated NaCl
(0.1 M) solution. From [8].
For environmental corrosion, pH values above 12 are unlikely, even though a pH above 10
was reported in the vicinity of the cathodic area (oxygen reduction) in a zinc-steel couple [9].
This leaves the transition from an active to a passive state in near neutral pH regions as the
dominant concern for most zinc applications.
Chapter 2: Corrosion mechanisms
4
2.1.3 Anodic dissolution kinetics Zinc ions exhibit a valence of 2 exclusively in all natural compounds [10] and a redox
potential of -0.763 VSHE. Zn2+ ions in aqueous media prefer tetrahedral coordination with a
hydration number of 10 – 12 [2]. The kinetics of electron transfer and liberation of ionic zinc
species from the surface have been extensively studied in both alkaline [11-13] and neutral to
acidic media [14-16]. All these studies agree on the presence of a monovalent species which is
generated on the surface according to [15]
Zn −+ + eZnads (2-1)
or [13]
−+ OHZn −+ eOHZn ads)( (2-2)
depending on the pH value. The subsequent steps of (1.) further oxidation and (2.) desorption
from the surface are generally rate determining.
The mechanistic considerations in all studies consult the Tafel slopes measured as an indicator
for the reaction pathway. To give an insight into this method, the Butler-Volmer equation is
required [17, 18]
][ RF)1(
RF
0
ηα
ηα
Tn
Tn
eeii−
−−= (2-3)
with a dependence between logarithmic current density and overpotential (at large anodic
overpotentials where the reduction reaction is almost suppressed) given by the Tafel equation:
ηαT
niiR3.2F)log()log( 0 += (2-4)
(Note that the factor of 2.3 reflects the conversion from ln to log)
This equation including the anodic Tafel slope
F
R3.2nTba α
= (2-5)
is only applicable for a one step, one electron reaction. Neither of these characteristics is
fulfilled for the total anodic dissolution reaction of zinc. Therefore, the whole reaction scheme
needs to be taken into account with kinetic considerations for both chemical and
electrochemical equilibria at each individual step.
In order to reduce the large complexity arising from the combination of several subsequent
reactions, the following assumptions are usually made [19]:
(i) The overall reaction is governed by one rate determining step (RDS), (ii) all steps
preceding and following the RDS are in virtual equilibrium, (iii) all energy barriers are
symmetrical, and (iv) the surface coverage with intermediates is very small.
Chapter 2: Corrosion mechanisms
5
For the zinc dissolution via ZnO by Johnson et al. [20] in neutral media, the relevant
reactions including surface (s) and hydrated (aq) species are
OHZn s 2)( + −+ ++ eHZnOH s)( (2-6)
)(sZnOH −+ ++ eHZnO s)( (2-7)
OHZnO s 2)( + −+ + OHZn aq 2)(2 (2-8)
with the last step rate determining. The concentration of water can be assumed as constant and
will be included in the rate constants in all further considerations. Since the chemical
dissolution of ZnO determines the current signal, iZn can be expressed as
22´33 ]][[][ −+−= OHZnkZnOkiZn (2-9)
The concentration of the intermediate ZnO can be calculated by
)RT/Fexp(]][[][ 1
´2
2 η−+= HZnOHkkZnO (2-10)
similar to the prominent example of FeOH(ads) intermediates presented by Heusler [21] and
Bokris et al. [22]. [ZnOH] can be calculated in the same manner giving
)RT/Fexp(]][[][ 1
1́
1 η−+= HZnkkZnOH (2-11)
Assuming [Zn] constant and combining equations (2-9) to (2-11), the overall anodic reaction
rate becomes
22´3
1́
12
´2
23 ]][[)RT/F2exp(][ −+−+ −= OHZnk
kkH
kkkiZn η (2-12)
with a potential dependence of exp(2ηF/RT) and a Tafel slope of 2.3RT/2F (~ 30 mV dec-1)
[20]. Note that a pH dependence exists for the formation of intermediates as well as the
dissolution of ZnO.
In the absence of a slow desorption step, the formation of Zn2+ ions becomes rate
determining [14]. The fundamental reaction scheme then simplifies to
Zn −+ + eZn (2-13)
+Zn −+ + eZn2 (2-14)
which yields the following dissolution current density for zinc:
)RT2/F3exp(´2
2
1́
1 ηkk
kkiZn = (2-15)
(Tafel slope 4.6RT/3F, ~40 mV dec-1). All these considerations are facing three major
challenges:
Chapter 2: Corrosion mechanisms
6
I. Several mechanisms can yield the same Tafel slope and reaction orders [11].
II. A high experimental precision is required to distinguish different Tafel slopes.
III. The electrolyte composition may affect the reaction mechanism.
The last point in particular adds a high degree of complexity since all electrolyte constituents
interacting with the metal/metal ions need to be considered. This issue will be addressed in
section 2.1.7. Please note that all mechanism described require the aforementioned assumption
that the surface coverage with intermediates is small. This implies that the described dissolution
mechanism via ZnO is not valid for oxide covered electrodes, which follow significantly
different dissolution kinetics. A detailed discussion of this situation is given in the respective
section for ZnO dissolution (2.2.3 ).
2.1.4 Cathodic counter reactions Zinc exhibits a remarkably low exchange current density for hydrogen in the range of
109 A cm-2 [23], which both results in low corrosion rates in de-aerated media [24] (pH 4-11)
and the possibility to deposit zinc from aqueous solutions with acceptable faradaic efficiency
despite the low redox potential of zinc. While hydrogen evolution is observed at large cathodic
overpotentials during cathodic polarization, the role of this reaction within the potential limits
present in the corrosion case is negligible except for very low pH values. As a consequence, the
oxygen reduction reaction (ORR) is the dominant cathodic counter reaction in aerated media
of moderate pH. Since environmental corrosion almost exclusively proceeds under these
conditions [1], the significance of the ORR for zinc corrosion is decisive.
Two general characteristics of the oxygen electrode can be stated [18]:
I. Large overpotentials (several hundred mV) are observed even at low current densities, a
fact that accounts for the ongoing and intense research for effective catalysts in fuel
cells [25].
II. Two reaction pathways can be roughly separated by either the presence or absence of
desorbable peroxyl species.
On most metals and metal oxides (including zinc), these peroxyl intermediates are observed
[26]. The corresponding reactions are
−−− +→++ OHHOeOHO 222 2 (alkaline solutions)
222 22 OHeHO →++ −+ (acidic solutions) (2-16)
Chapter 2: Corrosion mechanisms
7
followed by either the further reduction
−−− →++ OHeOHHO 3222 (alkaline solutions)
OHeHOH 222 222 →++ −+ (acidic solutions) (2-17)
or a decomposition reaction without electron uptake.
22 22 OOHHO +→ −− (alkaline solutions)
2222 22 OOHOH +→ (acidic solutions) (2-18)
The distinction between the 2 and 4 electron mechanism is based on the possibility of
peroxyl-species to desorb from the surface and does not imply that the electron transfer
reactions proceed in one step. Contrariwise, it is even reasonable to assume a “one electron at a
time” mechanism in each case [17, 18, 26]. Due to the limited availability of oxygen in aqueous
solutions (especially in solutions of high ionic strength) and the high standard potential of the
oxygen electrode, the reaction rate quickly reaches transport limitations when coupled to
cathodic half cell reactions like metal dissolution. The following figure shows the idealistic
potential-current density relation for transport limited oxygen reduction on zinc, including the
potentially interrupted reaction pathway (equation (2-16)) [18, 27]:
Figure 2.3: Schematic shape of
the current density - voltage curve
for oxygen reduction on zinc
including the generation of
peroxyl- intermediates
The variety of reactions involved in combination with changes of the zinc surface induced
by the applied potential causes the experimental data presented by different authors to deviate
from the idealistic case shown in Figure 2.3. Wroblowa et al. [28], Deslouis et al. [27] and
Hausbrand et al. [29] experimentally demonstrated the presence of two transport limited
regions in the cathodic polarization curve, but observed both non-ideal plateau regions
(showing inflection or inclination). Furthermore, the relation between the limiting current
Chapter 2: Corrosion mechanisms
8
density was seldom reported as 1:2 which would be the theoretically expected value. The role
of pre-treatment prior to the experimental run possibly inducing surface changes of the zinc
electrode, is of particular importance in the case of corroding zinc surfaces where the electrode
morphology, the nature and degree of coverage (oxides, precipitates etc.) and the composition
of the surrounding electrolyte are highly dynamic [24]. The outlined complexity of the ORR on
zinc therefore needs to be carefully considered when a correlation between oxygen reduction
and observed corrosion rates is approached.
2.1.5 Mixed potential theory The mixed potential theory explains the dynamic equilibrium behavior in multi component
systems and can be applied to illustrate the electron transfer processes in a corroding system.
Since the net current at the corrosion potential as measured by external devices is zero, the
overall electron consumption by reduction processes on the surface exactly equals the rate at
which electrons are provided by anodic counter reactions (in most cases metal oxidation). This
simultaneous (thus short circuited) reaction of three redox-couples is illustrated in Figure 2.4.
This scheme was constructed to fundamentally illustrate key aspects of zinc corrosion in
neutral, aerated media. A similar figure was not found in the literature, most probably because
several assumptions need to be taken which are not experimentally accessible. The latter fact is
indicated in the figure, showing that the total current is governed by the local dominance of
different reactions, while the exchange current densities lie well beyond the experimental limits.
Potential / V
2,Ooi
Znoi ,
corri
ZnE
2OEcorrE
ORR
OER
log
(i / A
cm
)
-0.8
0
-1
-2
-3
-4
-5
-6
-7
-8
-9
0.8-0.4
-2
HE2
2,Hoi
(a)
(a)
(b)
(c)
(d)
(e)
experimentallyaccessible
SHE Figure 2.4: Schematic illustration of the origin of the corrosion potential (Ecorr) and corrosion current density
(icorr) in case of zinc corrosion in the presence of oxygen using the mixed potential theory.
Chapter 2: Corrosion mechanisms
9
All three redox couples exhibit an exchange current density and Tafel slope which have
been estimated in the graph according to [5] for hydrogen and zinc in de-aerated sulfate
solutions, while the kinetics of the oxygen reduction are only roughly estimated since only the
transport limits [27, 29] of this reactions are relevant. The standard potentials are calculated for
a pH of 7 and standard conditions concerning the concentration of dissolved species.
The dashed lines (a) indicate reactions which are usually limited by a very low concentration
of the respective species (zinc ions in solution for zinc reduction and molecular hydrogen for
hydrogen oxidation). However, hydrogen reduction (b) becomes dominant in case of high
cathodic overpotentials, constituting the lower potential limit for the experimental conditions.
The transport limitation of the ORR exhibits two plateaus, where the lower one (c)
corresponds to the reduction of oxygen to peroxide and the higher (d) corresponds to the
reduction to water. These reactions are decisive for the corrosion current density and corrosion
potential (e) because the anodic dissolution of zinc shows very fast kinetics with steep Tafel
slopes. Hydrogen reduction is of minor importance for the corrosion rate due to the very low
exchange current density, and is superimposed by oxygen reduction by several orders of
magnitude.
The illustration assumes that the corrosion potential falls within the first plateau region in
the ORR (production of peroxide intermediates, (c)) which appears reasonable for a corrosion
potential between -700 and -800 mV as reported by Deslouis et al. [27]. Futhermore, Boto and
Williams reported the generation of hydrogenperoxide during zinc corrosion depending on the
solution pH and composition [30]. A particularly interesting conclusion was that the formation
of precipitates (at pH > 5.6) promotes the generation of peroxide species besides the obvious
interference with oxygen transport processes.
2.1.6 The impact of surface pH Corroding systems in unbuffered solutions of moderate pH (5-9) induce pH changes in the
vicinity of the electrode by oxygen reduction (pH increase) or the formation of zinc-hydroxide
complexes (pH decrease) because the impact of species generation (corrosion rate) is
significant compared to the low proton or hydroxide concentration. The corrosion reaction
therefore affects itself through a variety of feedback pathways (e.g. precipitate formation, salt
agglomeration, local pH differences etc.). The processes shown in Figure 2.4 are therefore
highly dynamic, as the standard electrochemical potential of all redox couples alter upon
changes in zinc concentration and pH value. The exact concentration gradients of all relevant
species as a function of the distance to the electrode are affected by several mechanisms like
Chapter 2: Corrosion mechanisms
10
diffusion, convection and migration [31] (pp. 361) [17] (pp. 28). Even though the convection
on electrodes can be theoretically well controlled by use of the proper setup (e.g. RDE, Flow
cells), it is still affected by changes of the electrode surface like precipitate formation. This
generation of surface films is furthermore of immediate impact on all transport other processes
and is of high relevance for corrosion phenomena.
In the absence of convection, the diffusion processes at the electrode become dominant (as
migration is usually negligible due to the high electrolyte conductivity and the low electric field)
and cause a highly dynamic diffusion zone which usually not considered in corrosion
experiments in stagnant electrolytes. This complexity is most likely the origin of the challenging
reproducibility of measurements under the conditions described [2, 30].
To illustrate the magnitude of surface pH changes, a very recent study has shown that the
surface pH in case of hydrogen evolution changes from 7 (bulk pH) to approximately 8.3 at
5 µA cm-2 and 8.6 at 10 µA cm-2 [32] as determined by the occurrence of a current plateau
region. The experiment was carried our using a rotating disc electrode at 1600 rpm with a
comparably thin diffusion layer. The magnitude of surface pH changes is expected to be even
higher with less or absent convection.
In case of zinc corrosion, the corresponding reaction would be the oxygen reduction
reaction, which however affects the pH similarly. Please note that 10 µA cm-2 is a low corrosion
current density compared to zinc corrosion in aerated NaCl solutions (see section 6.1.2).
Another origin of local pH changes in the vicinity of a surface is the consumption of
protons or hydroxides by chemical reactions (e.g. proton consumption by the dissolution of
Zn(OH)2). The local depletion of these species is therefore just another expression for a change
in the surface pH, even though the former term appears more applicable to describe the
fundamental process.
2.1.7 Effect of electrolyte composition Besides the solution pH as a decisive factor for precipitation, passivation and dissolution of
zinc in aqueous solutions, further processes arise from the presence of other ionic species that
interact with the metal cations. According to Gerischer [33, 34] and Heusler [21], the anodic
current density for metal dissolution equals
∏ ⋅⋅= ++
lylKl
xMe zccki /RT)Fexp( ηα (2-19)
for a single electron transfer with cMe as the surface concentration of reactive metal ions in the
metal, cKl as the concentration of a complexing agent K, and x and y as the respective reaction
Chapter 2: Corrosion mechanisms
11
orders. Since the total current density is the sum of all partial reactions with individual
complexing agents, it is possible that e.g. a rate determining step requiring OH- can be
superimposed (and therefore essentially replaced) by a parallel sequence including Cl-. The
impact of anions on the reaction mechanism can be estimated from the large spread in Tafel
slopes for zinc dissolution for different media, ranging from around 15 to 120 mV dec-1 [2, 14,
20]. For sulfate and halide anions in particular, the Tafel slopes reported are usually low (15-
30 mV dec-1), resulting in large reaction rates at comparably low overpotentials.
Since the electrochemistry of zinc is strongly influenced by surface film formation except
for either very low or high pH values, the effect of electrolyte constituents needs to be
considered in this respect as well. Two classes can be systematically separated:
I. Ions that promote film dissolution, either by complex formation or by a negative
impact on the stability of surface film. Examples are sulfate ions [35] as comparably
bulky species with a high complex formation constant [2] or chloride ions [36] that
induce pitting of the film.
II. Ions that promote zinc passivation, generally achieved by the formation of insoluble
products like carbonates [37, 38] and chromates [39].
Another characteristic besides the solubility product of zinc complexes is the morphology of
precipitates in the presence of the respective species, especially concerning the ability to
prevent the exchange of electrons or ionic species by a barrier effect of the surface film. This
characteristic can be systematically divided into a hindrance of direct dissolution by the
corrosion products (e.g. by a porous precipitate layer), or a dissolution through the barrier layer,
proceeding indirectly by removal of surface species from the compact film accompanied by
film growth at the metal surface.
An additional aspect arises from the fact that several electrolyte constituents are weak
electrolytes, with protons or hydroxyl-ions involved in the dissociation process. A buffer effect
therefore results from the ability to liberate or consume protons or hydroxyl ions in the pH
dependent chemical equilibrium (e.g. hydrogensulfate – sulfate). In the case of dissolved gasses,
this process may accelerate mass exchange between aqueous solution and gas phase depending
on the solution pH (e.g. increased CO2 uptake in alkaline solution by formation of
hydrogencarbonates).
Carbonates are playing a major role for zinc corrosion due to the variety of insoluble zinc-
carbonate compounds [40, 41]. This fact combines with the inevitable carbonate uptake of
aqueous solutions under aerated conditions and needs further clarification. According to
Chapter 2: Corrosion mechanisms
12
Conway and Kannangara [7], an increased passivity range of zinc along the pH-axis can be
observed in the presence of carbonate as shown in Figure 2.5.
Figure 2.5: Combined
Pourbaix diagrams for
zinc and carbonate
(0.1 mM and 10 mM
respectively) at 298 K.
From [2].
Clearly, the effect of carbonate ions in the region of neutral pH values is critical for
atmospheric corrosion in general and needs to be considered in these cases.
2.2 Zinc oxide 2.2.1 General importance
The electrochemistry and stability of zinc oxide is of major relevance for corrosion science
since most environmental degradation processes of zinc and its alloys are accompanied by the
formation of oxidic surface films [2, 42, 43]. Besides this presence as a corrosion product, zinc
oxide is frequently used as a transparent conduction oxide (TCO) for light emitter applications
[44], varistors [45] or photovoltaic applications [46]. Especially the use in thin film solar cells is
fundamentally related to the corrosion of ZnO as the optical properties are tuned by artificially
roughening the surface in an etching step, principally being desired corrosion [47]. The stability
of zinc oxide in aqueous solutions is therefore of high interest for a variety of applications,
those being spread along several technical fields.
2.2.2 The semiconductor electrode While a metal electrode causes a space charge layer in the vicinity of the surface when
immersed into an electrolyte containing a redox couple of different chemical potential
compared to the Fermi level, this situation is reversed in the case of a semiconductor due to the
lower charge carrier density compared to the surrounding medium [18] (p. 124). This process is
Chapter 2: Corrosion mechanisms
13
illustrated in Figure 2.6 on the example of an n-type semiconductor (with the Fermi level close
to the conduction band) in contact with an oxygen redox couple in solution.
E H O / O , pH 72 2
EF, equil
(a) energy levelsbefore contact
(a)
(a)
(b) energy levelsafter equilibration
(b)
(b)
Space charge layer
Excess ionsin solution
Potential / VSHE
Distance into semiconductor Distance into solution
Figure 2.6: Schematic illustration
of the space charge layer generated
after immersion of an n-type
semiconductor into a solution
containing oxygen as the redox couple.
The electron transfer during
equilibration of the Fermi levels shifts
the band positions from (a) to (b).
Due to the low charge carrier density, i.e. the electrons in the conduction band for an n-type
semiconductor, a local depletion occurs at the surface as the Fermi levels equalize. Electrons
are transferred into the solution leaving a positive space charge behind that reaches 1-100 nm
deep into the semiconductor [48]. The positions of the band edges in contact to the electrolyte
are, in good approximation, not altered as the energy levels inside the semiconductor shift [18]
(p. 125).
This type of illustration is very common when discussing processes at semiconducting
electrodes and requires combining the Fermi energy levels in the band structure and the
electrochemical potential of the redox couple onto a common energy axis. This combination is
of tremendous importance because the magnitude of band bending in the surface charge layer
and the position of the band edges in relation to the redox system are main determinants of the
electrochemical behavior observed. The most practical approach utilizes the standard hydrogen
electrode as the common electrochemical reference and introduces the Fermi scale by
calculating the energy released when an electron from the vacuum level is brought to the
potential of the hydrogen electrode. This value was found to be 4.5 eV, which, in sufficient
approximation [48], allows to transform Fermi energies into a potential vs. SHE as shown in
Figure 2.7.
Chapter 2: Corrosion mechanisms
14
E H O / O , pH 7
Fermi scale /eV
Electrochem. scale /V
0 -4.5
-2.25 -2.25
-4.5 0
-6.25 1.75
SHE
3.9 -0.6
7.1 2.6
0.842 2
Conduction band
Valence band
EF, ZnO
Figure 2.7: Comparison
of the Fermi energy scale
and the electrochemical
potential vs. SHE. The
values given for the
conduction and valence
band are taken for ZnO
[49] while the
electrochemical potential of
the oxygen electrode was
calculated for pH 7.
The energy levels for the conduction band (EC) and valence band (EV) including the band
gap of 3.2 eV are material constants while the Fermi level (EF) is strongly dependent on defects
and dopants [2, 50]. This causes EF in Figure 2.7 to be an artificial value close to EC reflecting
n-type characteristics of ZnO.
The difference between the Fermi level of ZnO and the redox potential of oxygen in
solution ranges around several hundred mV and causes electrons to be injected into the
solution (see Figure 2.6) in case of immersion due to the more cathodic potential of EF
compared to the redox couple. This electron transfer is mainly governed by the limited charge
carrier density in the electrode for semiconductors, which differs significantly from metal
electrodes where the population density of the activated complex is usually rate determining
[17] (pp. 92).
Furthermore, charge is possibly transferred by electrons and holes, where the latter can be
principally considered as a missing electron. The ratio between electron and hole transport
fundamentally depends on the density of these states, causing electrons to be the majority
charge carrier in case of n-type semiconductors and therefore being of dominant relevance in
the ZnO/O2 couple discussed previously.
Chapter 2: Corrosion mechanisms
15
E H O / O , pH 72 2
F, η
Energy distributionfor oxidizedredox species
Energy distributionfor reducedredox species
Potential / VSHE
Distance into semiconductor Density of states
E η
η
η
E CB, η
E VB, η
E F, equil
e transfer(reduction)
e tunneling(reduction)
oxidation
Figure 2.8: Schematic
illustration of electron
transfer processes between
ZnO and oxygen in the
absence and presence of
cathodic polarization (η)
assuming a symmetrical
density of states distribution
between the oxidized and
reduced form of the redox
system for simplicity.
As the degree of band bending and the position of the Fermi level reflect a density of states
concerning charge carriers, it is useful to express the redox couple from a similar perspective.
Figure 2.8 contains the energy of reduced and oxidized redox species with a Gaussian shaped
distribution as a function of fluctuations in the electric field due to the movement of solvent
and species themselves [51]. The identical shape and integral of these distribution functions for
both oxidation states are assumed for simplicity in these theoretical considerations but are far
more complex in real systems [48], especially due to different activities of these species as the
main determinant for the integral.
Two main transfer processes are illustrated in the above figure [42] (p. 238). The first one is
the tunneling of electrons of equal energy level through an energy barrier caused by the space
charge region and the second is the direct transfer at the band edges (which is still based on
tunneling processes, but between electrode and redox species [51]). It is evident from Figure
2.8 that an external polarization η (cathodic in the respective figure) causes the energy levels to
shift and therefore increase the population density of the majority carriers in the region of
charge transfer to the oxidized redox species. This increase in population density scales
exponentially with respect to the overpotential (Boltzmann distribution) and therefore causes
an exponential relationship between applied potential and current, a dependence familiar from
metal electrodes.
Chapter 2: Corrosion mechanisms
16
In case of anodic overpotentials (which manifest in a downwards shift of the energy levels
in the semiconductor in Figure 2.8), the population density of electrons in the conduction band
is decreased, first allowing electron uptake from the reduced redox species and ultimately
leading to an increase of holes in the valence band and a direct hole transfer causing oxidation
of the redox system. Since this process needs to overcome the intrinsic inhomogeneity of the
charge carrier density (excess of electrons) in an n-type semiconductor, a comparably large
overpotential is required, called the blocking region. Due to the dependence of the band
bending on EF, this blocking region is strongly affected by the dopant and defect density in the
electrode [52].
2.2.3 Electrochemical decomposition of ZnO The electrochemical decomposition of bulk ZnO, mostly referred to as film breakdown [2]
(pp. 107), occurs at anodic potentials with the breakdown potential depending on a variety of
parameters (e.g. ionic species, film composition and –structure, dopants).
As pointed out in the former section, anodic polarization shifts EF upwards on the potential
scale (downwards in Figure 2.8 due to an inverted y-axis) promoting oxidation reactions on the
surface [53]. Electron exchange with the conduction band is only possible if an oxidizable
redox species exhibits a significant density of states around the conduction band edge,
requiring rather negative redox potentials [54]. For ZnO in typical aqueous media (e.g.
solutions of NaCl, Na2SO4, etc.), this is not the case.
One oxidation processes is therefore the oxygen evolution reaction (OER) by an exchange
process with the valence band:
++ hOH 22 2212 OH ++ (2-20)
It is important to note that this reaction induces a pH shift on the surface by generation of
protons with immediate effect on the stability of zinc oxide [55] (see Figure 2.1 and section
2.1.6). Another possible pathway proceeds by direct lattice decomposition according to
equation (2-21).
++ hZnO 2 22
21 OZn ++ (2-21)
Both processes proceed in by tunneling of holes and therefore charge exchange with the
valence band as reported by Pettinger et al. [52]. It has been stated that both reactions take
place in parallel, even though the ratio has not been specified.
Due to the photoeffect [56] that occurs on zinc oxide upon irradiation with violet and more
energetic light (387 nm light equals a photon energy of 3.2 eV exactly matching the band gap),
Chapter 2: Corrosion mechanisms
17
a charge separation by excitation of electrons into the conduction band causes both electrons
and holes to be available for charge exchange with the solution. This photoelectrochemical
(PEC) effect is principally capable of lattice decomposition (photo dissolution), but requires
comparably high irradiation intensities (several mW cm-2 UV-irradiation) to proceed at
significant rates [57], which is why this effect has been neglected in the laboratory environment.
2.2.4 Chemical dissolution of ZnO ZnO is a polar crystal and exhibits different bonding states of surface atoms depending on
the crystal orientation. This effect originates from the tetrahedral coordination of atoms and is
illustrated in Figure 2.9.
O
Zn
O
Zn
O Odipole
moment
Zinc terminated surface Electron acceptor
Oxygen terminated surface Electron donor
Zn Zn
Oxygen:Always 3bonds up,1 down
Zinc:Reversedcase
Figure 2.9: Origin of polarity in
III-V compounds (zinc-blende
structure) for a <111>
crystallographic orientation and the
resulting surface termination for
different facets. The continuous
stacking of oxygen and zinc layers in
the crystal body between the surfaces is
indicated by a broken vertical bond.
The figure illustrates that zinc directs three of its four bonds into the direction of the oxygen
terminated surface throughout the crystal. Since all bonds are polar, this unequal distribution of
bonds along the vertical axis results in a dipole moment.
A further consequence of the directional distribution of binding orbitals is the surface
termination [58]: Because each atom directs three bonds into one direction and only one in the
other along the dipole moment, the surface is composed of the species which are triply
“anchored”, that is oxygen in the lower and zinc in the upper surface in Figure 2.9. Even under
continuous etching, a removal of stable surface atoms (e.g. zinc) results in an exposition of the
second, therefore unstable species (e.g. oxygen) which is only held by a single bond and
therefore easily removed subsequently. As a consequence of the different surface termination
with either zinc or oxygen, both surfaces react strongly different to chemical etching because of
the presence (oxygen) or absence (zinc) of dangling electrons [59]. The former is generally
susceptible to electron acceptors (e.g. H+) while the latter is primarily etched by electron donors
Chapter 2: Corrosion mechanisms
18
(e.g. OH-). It is to mention that all ZnO surfaces are dissolved by H+ and OH- due to the
instability of zinc in extreme pH regions, but the rates may differ significantly [60].
In case of polycrystalline materials with a large degree of intrinsic heterogeneity like
sputtered [61] ZnO or grown surface films on zinc [2] (p. 115), the individual etching behavior
of different crystal orientation looses significance. Gerischer and Song [62] performed
experiments with sintered ZnO pellets and found a linear relationship between pH and
logarithmic dissolution rate in acidic media below pH 5. Fruhwirth at al. [63] discussed a linear
dependence between dissolution rate and pH on the basis of the flat band potential, even
though the chemical dissolution in the dark is supported by a comparably thin data set (e.g.
linear fit over two data points, Fig. 2 in the respective publication). The pH dependent
chemical conversion of zinc oxide into soluble species can be expressed as [4]: +2Zn +)]([ OHZn ZnO −])([ 3OHZn −2
4 ])([ OHZn (2-22)
Besides this pH dependency, the ionic species in the electrolyte need to be considered since
soluble or insoluble zinc complexes might result from the presence of specific anions [64] as
previously described in section 2.1.7.
2.2.5 Stability of passive film formed on zinc Oxides grown on metals constitute a special case since they are polycrystalline or
amorphous and do not have a homogeneous composition [60]. Furthermore, a dissolution
process at the interface oxide-electrolyte occurs simultaneously with an oxide growth at the
metal-oxide interface, resulting in a net transport of metal cations through the film. In order to
obtain electrical neutrality, the counter reaction, i.e. reduction of an electron acceptor, needs to
proceed at equal rates. This is accomplished by a potential difference between metal and
solution, being composed of two potential differences at the interfaces metal-oxide and oxide-
electrolyte, and a potential drop across the oxide layer. In case of a corrosion current density
independent of the applied potential, i.e. the ideal passive case, the potential drop at the oxide-
electrolyte interface is unaffected by the applied potential as shown by Wagner on passive iron
in acidic solutions [65]. Therefore, the potential drop is mostly located within the oxide itself,
causing the thickness to increase to maintain steady field strength. This situation is comparable
to the oxide growth mechanism on valve metals where the oxide thickness is a function of the
applied potential [66].
It is to note that the electrode kinetics at the oxide-solution interface, with the release of
metal ions in particular, is affected by several factors. Complexing agents (e.g. Cl- [65]) as well
as transport limitations (e.g. H+ [67]) may alter the dissolution rate significantly, while the latter
Chapter 2: Corrosion mechanisms
19
becomes dominant in case of precipitation reactions near the surface. Thus, the steady-state
corrosion current density is completely determined by the reactions at the outer interface [68].
For passivation of zinc in KOH solution, Dirkse conluded that the criteria for passivation is
the ability of the surrounding electrolyte to dissolve ZnO or Zn(OH)2 formed upon anodic
polarization [69]. If the solution is unable to take up Zn-complexes equal to the formation as a
function of the applied potential, the electrode passivates. If high anodic potentials are required,
the resulting films are metastable and dissolve if the applied voltage is interrupted [2]. Since the
solubility of zinc is the determining factor in these considerations, the electrolyte composition
is of uttermost importance (see section 2.1.7) and the corrosion current density a function of
the chemical dissolution of the oxide under these conditions [69-72].
It is important to note that reprecipitation, i.e. formation of ZnO or Zn(OH)2 from the
solution, does not passivate the surface due to the porous nature of the film formed [7, 70].
This surface reaction is denoted as type II film growth, while the passivating type I requires
direct oxide formation on the surface. Because film dissolution needs to be sufficiently small
for a type I formation, it usually occurs after Type II has been formed since the solution in the
vicinity of the electrode is essentially saturated in this case.
2.3 Zinc-Magnesium alloys 2.3.1 General importance
With the aim to improve the protective or mechanical properties of zinc based coatings as
part of the optimization process, various alloying elements were introduced. Common
candidates for this purpose are cobalt [73], aluminium [74], manganese [75], nickel [76] and
magnesium [77].
The improvement of the corrosion resistance is thereby mainly based on the formation of
more stable corrosion products as compared to pure zinc, resulting in a significantly higher
resistance of the coating against dissolution. Magnesium is a very promising metal as several
studies reported superior corrosion resistance of Zn-Mg coatings in combination with the
suppression of paint delamination processes [77-79].
Because an improvement of the protective properties can be generally used to reduce the
coating thickness, it is of special relevance for the automotive industry as this technical
application includes a variety of deformations, welding procedures and corrosion sensitive
geometries (e.g. sections and crevices between panels) [77]. It is furthermore of economical
interest as Mg itself is not an expensive metal and available in large quantities.
Chapter 2: Corrosion mechanisms
20
2.3.2 Electrochemistry of magnesium Magnesium is a very active metal with a low redox potential of -2.372 VSHE and a corrosion
potential in neutral solutions around -1.5 VSHE [80]. The electrode surface is usually covered
with a surface film of low conductivity, therefore limiting the corrosion rate in rural
environment to values between Al and low carbon steels [81]. Even though magnesium ions in
solution exhibit a valence of 2, several authors proposed the release of monovalent ions as part
of the dissolution process in conjunction with a subsequent reaction with water [81, 82].
Independent of the reaction mechanism, the cathodic counter reaction is the reduction of
water/protons, being largely unaffected by the oxygen concentration [83]. The corrosion rate in
aqueous environments is therefore dependent on the stability of the surface film, which is itself
highly sensitive against corrosive anions like chloride, sulfate and nitrate. Makar and Kruger
[83] showed a strong influence of alloying elements on the stability of this surface film, which is
particularly interesting for this study as zinc was shown to strongly increase the corrosion rate if
added up to 20 wt. %, while further additions up to 30 wt. % reduced this effect. The
experiment was carried out in borate buffer of pH 9.2, which fulfills the stability criteria of zinc
but not magnesium. This illustrates the fragility of the surface film as the stability is decreased
by alloying an element itself passive under the experimental conditions.
2.3.3 Magnesium oxide Magnesiumoxide is an insulator in the native state and exhibits a large band gap between 7.4
and 7.9 eV [84]. This band gap is however influenced by the surface orientation [85] and is of
limited relevance for aqueous solutions and humid environments because of the transformation
to the thermodynamically more stable Mg(OH)2 [4] and MgCO3 [86]. The surface films formed
in typical laboratory environment (~50-65 % rel. humidity) are several nm thick, of hydroxidic
nature, and grow slowly but continuously upon sustained exposure [87].
The thermodynamic stability of Mg in solution is dependent on the stability window of
Mg(OH)2, which causes passivation of metallic magnesium at pH values above ~11 [4] without
showing amphoteric behavior at high pH values.
An interesting compound concerning Zn-Mg alloys for corrosion protection is the
corresponding mixed oxide. Even though the solubility of MgO in ZnO is very low in the bulk
form (~4 %), a significantly higher content while conserving the hexagonal crystal system of
zinc was achieved for thin films [88]. In general, the Mg doping of zinc oxide yields higher
band gaps [89] in conjunction with structural changes gradually deviating from Wurtzite as the
MgO content is increased [90]. This tendency was confirmed for natively formed oxides by
Chapter 2: Corrosion mechanisms
21
Hausbrand et al. showing that the surface film formed on MgZn2 exhibits a Fermi- and
conduction band level shifted cathodically on the electrochemical scale by approximately 200-
300 mV [50] (especially chapter 6.7, also [29]).
It is, however, important to note that the different chemical stability of ZnO and MgO
induces compositional changes within the layers formed in aqueous environments (e.g. surface
enrichment of ZnO at pH 10 and MgO in pH 12) , which adds a high degree of complexity to
the passivation behavior of binary Zn-Mg alloys.
2.3.4 Beneficial aspects of Mg for zinc corrosion The protective properties of zinc coatings are fundamentally based on the bulk resistance
against dissolution, the capability to provide cathodic protection in case of exposed steel areas
and, furthermore, the ability to cover cut edges with insoluble corrosion products to suppress
the oxygen reduction reaction and therefore reduce the resulting sacrificial dissolution.
If an organic coating is applied on top, the corrosive delamination of a certain polymer from
the zinc based coating becomes an additional parameter. It appears useful to structure the
impact of magnesium along these aspects:
Cathodic protection: Pure magnesium itself does not provide cathodic protection due to
the strong tendency to form surface films of low conductivity [91]. As previously pointed out
(section 2.3.2), this situation changes drastically in case of alloys. In case of magnesium as a
minor alloying element in technical coatings, it is usually included in the intermetallic
compound MgZn2 [77, 92] within the coating, which shows a corrosion potential very close to
pure zinc in immersive tests [29, 50]. Other possible intermetallics like Mg2Zn11 were shown to
display the same behavior [79]. The cathodic protection provided by the coating in case of Zn-
Mg alloys is therefore comparable to classical zinc coatings, but of course benefits from the
longer durability of the coating itself as the reduced amount of bulk dissolution of the coating
is immediately available for sacrificial protection [77].
Bulk resistance against dissolution: Zn-Mg coated steel (ZM) has been reported to show a
significantly higher stability in salt spray [92], climate [77] and cyclic corrosion tests [93] as
compared to standard hot dip galvanized steel (Z). General consensus exists on the fact that
this behavior originates from the higher stability of the corrosion products formed. The
following table provides an overview of the most common precipitates formed during the
testing procedures mentioned before:
Chapter 2: Corrosion mechanisms
22
Name Formula
Brucite Mg(OH)2
Hydrozincite Zn5(OH)6(CO3)2
Magnesite MgCO3
Magnesium oxide MgO
Simonkolleite Zn5Cl2(OH)8·H2O
Smithonite ZnCO3
Zinc hydroxide Zn(OH)2
Zinc oxide ZnO
Table 2.1: Typical corrosion products
with relevance for ZM coatings.
Presently, there are two possible stabilization mechanisms discussed in the literature. The first
one considers a direct increase of the blocking properties of the surface film by the insulating
character of magnesium corrosion products (especially oxidic films, see section 2.3.3) as
reported by Prosek et al. [79]. Other authors proposed an indirect mechanism where
magnesium assists the formation of Simonkolleite which is considered as one of the most
protective corrosion product [92, 94]. An interesting observation was made by Ishikawa et al.,
demonstrating that Mg2+ ions do not lead to the preferred formation of Simonkolleite during
precipitation of ZnCl2 from solution [95]. However, the situation on a corroding surface in a
spray test is significantly different. First, the surface pH is strongly increased due to oxygen
reduction and comparably small electrolyte volumes, possibly causing zinc dissolution due to
the amphotery of Zn(OH)2. Secondly, the carbonate content is high due to the continuous
contact to air and the high pH causing massive uptake of carbon dioxide. With focus on these
two parameters, Hoskin et al. proposed magnesium to act as a buffer towards both, i.e.
scavenging OH- and carbonate species that are capable of destabilizing Simonkolleite [77]. This
buffer concept was supported by experimental and theoretical results presented by Volovich et
al. [96]. It is to note that the conditions described are present in technical corrosion tests (e.g.
spray tests) that are most comparable to marine environments [97]. A transfer of the results to
conditions of less humidity on the one side or immersive tests as the other extreme is therefore
hardly possible. It appears valuable to clarify the impact of magnesium under various
conditions since the stabilization of particular zinc corrosion products may only be valid under
certain environmental conditions.
Self healing: The term self healing refers to the coverage of exposed steel surfaces by
insoluble corrosion products and is limited to comparably small areas (like scratches and cut
edges) [98]. The concept is that the sacrificial dissolution of the coating causes the blank steel
Chapter 2: Corrosion mechanisms
23
to act as a cathode, thereby causing a pH shift upwards by oxygen reduction (up to above 11
[99]). The impact of magnesium on suppression of oxygen reduction by precipitate formation
was investigated by Hausbrand et al. showing a strong decrease of the oxygen reduction current
density by magnesium ions alone [100] and in conjunction with zinc [50]. It needs to be
pointed out that the effect of magnesium is minor compared to zinc for typical oxygen
reduction rates on iron when cathodically polarized due to the high pH values required to
trigger precipitation of Mg. The exact effect of magnesium in the self healing process is
therefore an open question and the literature is not clear so far.
Chapter 3: Questions and approach
24
3 Questions and approach As outline before, the literature on zinc corrosion is remarkably extensive and characterized
by a large variety of methods employed. However, there is still a significant gap between
technical corrosion tests (e.g. salt spray tests, climate tests) and laboratory experiments (e.g.
immersive electrochemistry) concerning comparability and mutual relevance. Even though the
dissolution kinetics of Zn and the semiconducting properties of ZnO have been
comprehensively investigated under well defined laboratory conditions, it still appears unclear
how these insights can be transferred into real applications to translate into a broader profit.
This issue was approached by taking the most common and intuitive parameter for
corrosion, the loss of material, and combining it with a variety of electrochemical and surface
analysis techniques. This way was considered promising to describe the correlation between
real dissolution rates and electrochemical behavior under various conditions, possibly allowing
to quantify the effect of different parameters (e.g. ion concentrations) on both aspects.
Therefore, the initial work of this study focuses on the design of an electrochemical flow cell
and the integration of trace analysis of dissolution products with high time resolution. The
system characterization and optimization primarily followed three key aspects: (i)
Reproducibility and comparability of electrochemical data, (ii) miniaturization and automation
of the electrochemical cell to ease sample preparation and allow high throughput
experimentation, and (iii) reliability and sensitivity of the online zinc analytics.
The following application of the integrated system utilizes pure zinc substrates to clarify the
following questions:
I. Is it possible to calculate the corrosion current density from the dissolution profile?
II. What is the correlation between the dissolution rate and electrochemical behavior (e.g.
potentiodynamic sweeps, open circuit potential measurements)
Furthermore, a detailed investigation of different parameters was required to assist the
comparability of relevant literature which suffers from a lack of standardization concerning the
testing conditions. The most fundamental distinction was made between unbuffered NaCl and
buffered borate solutions which are both widely used for corrosion testing. The effect of
parameters like ion concentration (NaCl and Na2SO4) and flow speed was investigated as well
because these exhibit the highest spread within the relevant literature.
Chapter 3: Questions and approach
25
With regard to the different corrosion mechanisms of zinc, primarily either direct
dissolution or corrosion through an oxide, it was required to compare the results on metallic
zinc to those on zinc oxide. For this purpose, aluminium doped ZnO:Al thin films were used
because the polycrystalline and conductive nature of these substrates compares to passive film
grown on oxides. With respect to the corrosion of metallic zinc, the following questions were
to be clarified:
I. What determines the dissolution rate of ZnO in both NaCl and borate buffered
solutions?
II. Can this dissolution account for the corrosion rate of zinc in the respective medium?
III. What processes occur during film breakdown events at high anodic potentials?
The final aim of this study was to investigate if the new methodology can assist material
development procedures on protective coatings. In close collaborations with ThyssenKrupp
Steel Europe AG, an optimization of the composition of binary Zn-Mg systems for corrosion
protection of steel was attempted in a high throughput approach utilizing laterally graded PVD-
film. The production and surface characterization of these material libraries constitutes an
important part of this study, complemented by a large dataset covering electrochemical
behavior and dissolution profiles as a function of the material composition. As pointed out in
section 2.3.4, the role of Mg in protective Zn-Mg coatings in not fully understood and subject
to controversial discussions. It was to be clarified whether the use of both buffered and
unbuffered systems in comparison allows for a deeper insight into the stabilization mechanism.
Accordingly, the following questions were addressed:
I. Is it possible to perform fully automated, high throughput screening on material
libraries?
II. What composition exhibits the most promising results? Does this data compare to the
literature?
III. Does the use of a buffer system alter the results? Does this allow conclusions about the
role of Mg?
All individual chapters are designed to contribute to a broad perspective on the use of
downstream analytics to evaluate the corrosion behavior of zinc based coatings as a
complementary technique to classical electrochemical experiments. Especially the potential
synergy emerging from the parallel use of both methods constitutes a major scientific aim of
this study.
Chapter 4: Experimental techniques
26
4 Experimental techniques The aim of this experimental section is to give a brief introduction into the surface
characterization methods employed in this study as well as to provide details about the sample
and electrolyte preparation. Furthermore, a cosine based evaporation model for thermal co-
deposition is developed and used to allow a precise correlation between position and
composition on graded material libraries.
4.1 Microstructural characterization The following tools were used for structural investigations:
Atomic force microscopy: The AFM technique was initially described by Binnig in 1986 [101]
and serves as an essential tool for investigations of surface topographies or adhesion forces.
Topographic images, as the relevant application of this technique within the study presented,
are based on profiling the surface with a cantilever attached to a mechanical spring whose
bending is directly proportional to the applied force and topographic inhomogeneities.
Quantification of the magnitude of spring bending is achieved by detecting changes of the
reflection angle of a laser beam focused on the cantilever. By either recording those values or
minimizing bending changes by height adjustment, topographic images can be obtained of
areas with dimensions up to 100x100 µm2 with a resolution in the angstroms range [64]. The
microscope used in this study (JPK NanoWizard I, JPK Instruments AG, Berlin, Germany)
was equipped with a silicon cantilever (CONTR obtained from BudgetSensors, typical tip
radius <10 nm).
Surface profiling: The profilometer (Dektak 6M Stylus Profilometer, Veeco, Santa Barbara,
USA) moves the sample under a diamond coated tip (tip radius 12.5 µm) that rides the surface
similar to an AFM in contact mode, but with lower lateral resolution and higher travelling
distance. The vertical translation of the tip (resolution: Sub nm) is recorded by a linear variable
differential transformer (LVDT) and the data is leveled by substracting a linear background.
Auger Electron Spectroscopy: Auger electron spectroscopy is a surface sensitive method
based on the ejection of low energy electrons (= core shell electrons) by an exciting beam. The
hole generated is reoccupied with a higher shell electron and the energy difference between
both involved states causes an additional electron to be emitted with a characteristic energy,
called the Auger effect [102]. Since three electron shells are involved (shell of first ejection,
shell of the filling electron and shell of auger electron), the peak nomenclature involves three
Chapter 4: Experimental techniques
27
letters (e.g. KLM). The energy of the auger electron is independent of the exciting beam and
only affected by the energy difference of the element specific relaxation process. Furthermore,
the escape path of auger electrons through the sample is very short [103] which accounts for
the high surface sensitivity of this technique. Combined with a translation of the excited beam
over the surface, the scanning auger technique provides elemental maps of surfaces with very
high lateral resolution (several nm). Figure 4.1 illustrates the emission processes caused by an
exciting beam.
Figure 4.1: Schematic illustration of the
excitation zone generated by a primary electron beam
and the corresponding processes leading to the
emission of electrons or radiation.
The scanning Auger microscope used in this study (JEOL JAMP-9700F) was equipped with
a hemispherical analyzer with multi-channel detector, providing a theoretical resolution down
to approximately 8 nm.
X-Ray photoelectron spectroscopy: Replacing the electron beam from Figure 4.1 by a focused
X-ray beam (aluminium anode, Kλ=1487 eV), an excitation zone is created in the vicinity of the
surface (1-3 nm) where electrons are ejected with a velocity equal to the energy difference
between exciting beam (with an energy equal to hν) and their binding energies [104]. With a
sufficiently high energy resolution of the detector, these photoelectrons carry detailed
information about their original binding energy in the surface and therefore provide
information about the nature and chemical state of surface atoms. A PHI small spot (100 µm
spot size) ESCA Quantum 2000 system in an UHV-cluster (p < 10-7 Pa) was used in this work,
equipped with an Ar sputter gun for depth analysis. The sputter rate was calibrated by etching a
100 nm thick SiO2 film and was found to be 1.87 nm min-1 for 1 kV and 4.8 nm min-1 for 2 kV
accelerating voltage. Detailed spectra were recorded with a step size of 0.3 eV and pass energy
of 23.5 eV, and Casa XPS was utilized to quantify the elemental composition. Due to the
Chapter 4: Experimental techniques
28
semiconducting nature of oxidic film on magnesium and zinc, slight shifts in the whole spectra
can occur due to a charging of the surface. If necessary, corrections were made taking the C1s
peak position (285 eV [29, 105]) as a reference.
Energy dispersive X-ray spectroscopy: The principle of this technique is based on the emission
of photons by exposing the specimen to a focused electron beam utilizing a scanning electron
microscope [106]. By ejecting an electron from a low energy core level by the exciting beam, a
hole is generated and filled with a higher shell electron as described earlier. In this case however,
the detector is designed to detect X-ray radiation instead of auger electrons. The energy
dispersion of this radiation can be used to extract characteristic peaks for different elements to
determine the chemical composition of the specimen. As evident from Figure 4.1, the volume
of characteristic X-rays is comparably large and yields high intensities, causing EDX to be the
least surface sensitive, but quickest method among all electron excitation methods presented
here. The system used in this study consists of a Zeiss LEO 1550 VP scanning electron
microscope with nitrogen cooled Si(Li) X-ray detector. The INCA software was used for data
processing.
Scanning electron microscopy: As evident from Figure 4.1, secondary electrons are emitted
from a surface excited by a focused electron beam by inelastic scattering of the primary beam
electrons at electrons bond in the sample atoms [107]. Detection of these secondary electrons
in a raster pattern reveals the topographic characteristics of the sample and can therefore used
to image the surface. The “in-lens” detector of the setup used (Zeiss LEO 1550 VP scanning
electron microscope) is capable of highly resolved images even at low excitation energies and
was used for all images shown.
X-Ray diffraction: The scattering of X-ray radiation at crystal lattices results in an
interference pattern being constructive in the case described by Bragg´s law [108]:
θλ sin2dn = (4-1)
With a known wavelength on the incidence light (CuKλ radiation in the system used), the
constructive case for a given crystal structure is fixed to defined angles between source and
detector. Since the penetration depth of the radiation is angle dependent, a small incidence
angle is chosen (5°) and fixed throughout the experiment, whereas the detector angle is variable.
This grazing incidence technique [109] is most suitable for thermally evaporated thin films as
investigated within this study due to the small penetration depth of the radiation, even though
the strong increase of the illuminated area with a given slit aperture (600 µm) needs to be taken
into account. The XRD system used (Bruker AXS D8) was equipped with a parabolic Göbel
mirror and SolX detector.
Chapter 4: Experimental techniques
29
4.2 Sample preparation 4.2.1 Preparation of bulk zinc
Zinc specimen were prepared from 2 mm thick Zn foil (99.99 %, Alfa Aesar GmbH & Co
KG, Karlsruhe, Germany) by cutting the sample to the desired dimensions and applying the
following grinding/polishing procedure:
I. Grinding with Si:C grinding paper of 250, 1000, 2000, 4000 grit.
II. Polishing with 5 µm diamond particle suspension
III. Rinsing with ethanol
IV. Final polishing with 50 nm SiO2 particle suspension
V. Thorough cleaning with ethanol
The samples were stored in a desiccator under dry atmosphere.
4.2.2 RF-sputtered ZnO:Al Approximately 800 nm thick polycrystalline [46] ZnO:Al films were deposited on a cleaned
(10×10) cm2 glass substrate (Corning Eagle XG) using radio frequency magnetron sputtering in
a vertical in-line system (VISS 300, VON ARDENNE Anlagentechnik GmbH, Dresden,
Germany) from a ceramic target consisting of ZnO with 1 w/w% Al2O3 (Cerac inc. Milwaukee,
WI, USA). The deposition was carried out at the Forschungszentrum Jülich with a substrate
temperature of 300 °C, a discharge power of 2 W cm-2, and an Ar pressure of 0.1 Pa. Details
about the process were published elsewhere [110]. The following figure shows a SEM image of
an as-deposited ZnO:Al surface at 300 k magnification:
Figure 4.2: SEM image of a
ZnO:Al thin film on glass
prepared by RF-magnetron
sputtering. The individual grains
are clearly visible.
Chapter 4: Experimental techniques
30
4.2.3 Thermal co-deposition of Zn-Mg
4.2.3.1 System design and deposition procedure The thermal PVD-system used for co-deposition of Zn-Mg graded samples consists of a
bell jar deposition chamber (Oerlikon Balzers AG, Balzers, Liechtenstein) evacuated by a liquid
nitrogen baffled diffusion pump with a rotary vane fore-vacuum. The base pressure is
approximately 2 x 10-4 Pa and rises to around 4 x 10-4 Pa during the deposition procedure.
Three tungsten baskets (B12A 3x.030W, Testbourne ltd., Basingstoke, UK) for thermal
evaporation are powered by two 900 W DC- and one 1800 W AC-Power supply. To evaporate
zinc, one basket was replaced by a tungsten coil with boron-nitride crucible (B8A 3x.025W and
C1-BN, Testbourne ltd., Basingstoke, UK) due to the high need for constant and gentle heating
given the high vapor pressure of zinc. Each source is located 80 mm above the base plate with
a spacing of 110 mm with respect to the neighboring sources. Within this triangle, the substrate
is placed 120 to 300 mm above the base plate, yielding aspect ratios between spacing and
substrate height above the source from 2.75 to 0.37. Figure 4.3 shows a 3-D render (generated
with blender 2.49b) of the PVD unit used in this study [111].
Figure 4.3: 3-D render
showing the geometry of the
PVD-unit used for thermal
co-deposition.
The deposition rates were constantly measured using quartz microbalances (QMB) for each
specific source, each of them well shielded from the others. The tooling factors for the three
QMB were determined by placing a fourth one centered and about 60 mm above the sources,
using the quotient of the central and the individual QMB as a factor for further measurements.
Chapter 4: Experimental techniques
31
Steady deposition rates were achieved by using a LabView based program, reading the QMB
through a SQM-242 interface card (Sigma Instruments, Fort Collins, USA) and controlling the
power output of the power supplies utilizing a proportional-integral regulation. The setpoint of
the deposition rates from each individual source was adjusted according to the target gradient
(e.g. high Zn and low Mg evaporation to obtain generally zinc-rich material libraries), and falls
between 1 and 10 Å s-1 in all cases.
Metals used for evaporation were obtained from Alfa Aeser (Alfa Aeser GmbH & Co KG,
Karlsruhe, Germany) with a high purity of at least 99.995%.
4.2.3.2 The cosine law and model fitting The key parameter of combinatorial libraries is the precise correlation of the position on the
substrate and the corresponding composition [112, 113]. While this function can be
approximated by subdividing the surface into individual sectors and determining the
composition of these sectors [114], the size of these sectors is still in the mm-range and subject
to measurement errors of the analysis method (e.g. EDX). The material libraries prepared are
comparably large (100 mm) and allow for a very high compositional resolution because of the
small wetted area (around 200 µm), as only a small fraction of the gradient is covered with each
measurement. This resolution though demands a composition mapping with a very low error
(< 0.3 at. %). The approach taken in this study was to develop a fitting model, yielding a
surface function f(x,y) that allows calculating the composition for every possible location on
the substrate. The fundamental considerations behind the model presented are of geometrical
nature as illustrated in Figure 4.4:
Source
x ydy
dx
y
x
xy
r
Figure 4.4: Schematic
illustration of the
geometric parameters for
thermal co-deposition.
Given a point source, a plane in the distance hS being the substrate and a point directly
above the source being x0,y0, the deposition-rate Rd(x,y) at a particular point is anti-proportional
to r2 because a constant mass flow per angle covers a greater area with increasing θ. This is a
direct consequence of the fact that the distance between x0y0 and xy in Figure 4.4 is equal to
Chapter 4: Experimental techniques
32
hS··tanθ with the incremental increase equal to the derivative hS·cos-2θ. Since the deposition rate
is antiproportional to the area exposed with a fixed flux, the deposition rate at every point can
be calculated from the rate at the surface normal according to
θθ 200, cos)( ⋅= yxdd RR (4-2)
and therefore
22
02
0
200,
)()(),(
s
syxdd
hyyxx
hRyxR
+−+−= (4-3)
This equation is only valid for a point source that emits species in all directions at the same
rate. In thermal PVD systems, this is not feasible.
Fundamental studies concerning the angle dependent deposition of metal vapour on
surfaces and the angle dependent emission from sources were performed by M. Knudsen in
1916 [115] and 1917 [116]. It was shown that the rate of metal deposition onto a flat substrate
from a small emission source shows an angular dependency besides the geometrical
considerations, called the cosine law. The reason for this angular dependency is the existence of
a preferential direction of emission [117] which needs to be implemented in the model. Adding
another cosine dependence to equation (4-2) yields a cosine cubed function as used by Stella et
al. for E-beam evaporation of Tantalum from small rods [118]. Since the source geometry is of
higher complexity when using baskets or crucibles, the exponent of cosine was taken as a
variable β. Equation (4-2) therefore transforms to
θθ βcos)( 00, ⋅= yxdd RR (4-4)
with β=3 for a point source with preferential direction towards x0y0 according to the cosine
desorption model. The reason for β taking different values for different sources can be
suspected in many effects:
The sources body may emit atoms in a preferential direction not following the cosine rule.
This exponent was described as the sharpness parameter for the angular distribution of
repulsive desorption [119]. Furthermore, depositions at acute angles cause an equal impact
angle of the atoms on the surface. The sticking parameter, being the fraction of atoms
adsorbed after hitting the surface, depends on the atoms energy, the surface properties [120]
and the ability to transfer kinetic energy into the surface. The latter was reported to be cosine-
shaped [121]. Finally, some source parameters like the temperature distribution within the
glowing coil and the exact geometric shape are not known.
Chapter 4: Experimental techniques
33
Even though these parameters can not be quantified individually, the determination of β is
still possible with high accuracy using a least square fit on the thickness distribution of copper
evaporated on silicon:
The thickness of the film (df) along one axis can be described as
222
0
00,
))(()( β
β
s
syxdf
hxx
thRxd
+−= (4-5)
with the evaporation time t. A least square fit of the experimental thickness data of copper
(determined by AFM) using equation (4-5) with fixed geometric parameters yields Figure 4.5
[122]. The simulated thickness distribution for β=2.4 matches the experimental data very well
and proves the experimental determination of the sharpness parameter to be feasible.
0 20 40 60 80
100
150
200
250
300
350 Simulated (β = 2.0) Simulated (β = 2.4) Simulated (β = 3.0)
position / mm
thic
knes
s / n
m
Thickness measured
Figure 4.5: Least square
fit of the thickness of a
copper thin film along the
substrate using equation
(4-5). 0 mm corresponds to
the location directly above
the source position.
The diagram demonstrates the opportunity to calculate the thickness at every possible
location using the mathematics presented and is therefore of high value for thickness resolved
screening experiments [123].
4.2.3.3 Composition mapping of material libraries In the case of co-deposition of two or three elements simultaneously, the chemical
composition of the resulting film can be calculated by converting the deposition rates of the
individual elements into molar numbers, giving the composition as quotient. The following
equation is used for this conversion concerning element A:
Chapter 4: Experimental techniques
34
A
AdAAd M
RN 7
,, 10
ρ= (4-6)
This conversion is required to calculate the atomic ratio between two elements on each
position on the substrate. The factor 107 reflects the conversion of nm to cm. The density ρ in
equation (4-6) always needs to have the same value as the value used by the QMB for the
specific source (needed during calibration of the QMB). Additionally, the substrates rectangular
shape demands the use of both, x and y coordinates to map and simulate the composition.
Using the sharpness parameter from equation (4-4) and x0 and y0 as the position closest to
source A, equation (4-5) translates into
2220
20
7
,,
))()((10),( β
βρ
sA
AdAAd
hyyxxM
hRyxN
+−+−= (4-7)
Plotting the quotient of NMg and NZn or NAl, NCu and NMg in percent against the xy-
coordinates, a three dimensional surface graph was obtained. Figure 4.6 shows this surface fit
in combination with EDX maps and reveals a very high accuracy for binary and ternary
systems. The RMSD around 1 % is assumed to mainly originate from the experimental error of
the EDX analysis.
Figure 4.6: EDX maps (surfaces) and composition fit (spheres) for a Zn-Mg binary (left) and a Ag-Cu-
Mg ternary (right) system.
With these model fits, the composition of every possible location on the substrate can be
calculated automatically and was therefore implemented into the data processing system. This
software handles the data points obtained by the SFC and calculates the corresponding
composition from the position of the translation stage using a model fit database including all
gradients.
Chapter 4: Experimental techniques
35
4.3 Chemicals All chemicals used in this study were p.a. grade except for the sulfuric acid (suprapure) in
the experiments on platinum. Water was purified using a PureLab Plus system (Elga, Celle,
Germany) with a specific conductivity below 50 nS cm-1.
Buffers were prepared from their respective acid followed by adjustment of the pH by
addition of NaOH under pH control (E-632 Digital pH-Meter, Metrohm AG, Herisau,
Switzerland). The concentration of buffers always refers to the sum of both protonated and
deprotonated species.
Chapter 5: Development of the scanning flow cell
36
5 Development of the
scanning flow cell The following chapter describes the concept and experimental realization of a micro
electrochemical capillary cell capable of maintaining a steady flow of electrolyte over the
substrate under investigation. In addition, the implementation of downstream analytics for
dissolution monitoring and a comprehensive system characterization are presented.
5.1 State of the art The concept of miniaturized electrochemistry experiences increasing interest since the 1970s
where local confinement of classical electrochemical techniques was achieved by either
embedding small wires into resin [124] or masking the surface using photolithography [125].
Along with the development of scanning methods like scanning vibrating electrode
technique (SVET) [126] or scanning electrochemical microscope (SECM) [127, 128], the
microcell approach was extended by a positioning system and a capillary based housing, which
allows adjustment of the wetted area by the capillary size. This development was particularly
driven by T. Suter [129, 130] and M. Lohrengel/A. Moehring [131-133] with the focus on
either local corrosion (Suter) or anodization (Lohrengel). Numerous examples demonstrating
the potential of locally confined investigations can be found in the literature, with examples of
an extensive experimental survey of Al-Cu intermetallics by N. Birbilis [134], the investigation
of structured oxide films on aluminium by A.W. Hassel [135] or grain dependent passivation of
zinc by C.J. Park [136].
While the cell design regarding the type and placement of reference and counter electrode
differs between each individual setup, the confinement of the wetted area is in all cases
achieved by either a free droplet shaped by its surface tension between tip and substrate [137],
or by sealing the area by a silicone gasket on the tip in contact mode [138].
According to these two principles [139], the step towards a flow system was realized by
either a coaxial system where the free droplet of an inner capillary is drained by an outer
capillary by K. Fushimi [140] or a theta capillary approach in contact mode where the
electrolyte is allowed to stream from one compartment of a theta capillary into the other
Chapter 5: Development of the scanning flow cell
37
through an opening right above the substrate by M. Lohrengel [133]. In both cases, high flow
rates were applied due to the use of a vacuum drain or large pumping speed (> 800 µl s-1).
The use of complementary electrolyte analysis downstream was demonstrated on the
example of UV-VIS spectroscopy in the latter study but required high current densities to
exceed the detection limit (LOD) of released species due to the large flow rates. For the
investigation of corrosion phenomena at rather low corrosion current densities however, a very
high sensitivity is desired. In addition, a very stable flow is necessary even when the cell is lifted
from the substrate to allow a purging step between individual measurements to remove residual
dissolution products. A system that fulfills these requirements has not been reported so far and
therefore constitutes the major driving force behind the developments presented in the
following sections.
5.2 Design of a flow system The requirement for a new flow system as described in the former section is fundamentally
driven by the following aspects:
Detection of dissolution products – The most obvious feature of the transport process is the
ability to feed the released species into downstream detection.
Control of concentration gradients – Given the small electrolyte volume of the microcell, local
accumulation of species (up to saturation) proceeds quickly. With an integrated flow system,
the concentration gradients in the vicinity of the surface is brought to a steady state comparable
to the rotating disc electrode [17, 18]. This feature is of particular importance in potential
sweep experiments that can only be considered stationary if the experiment history (e.g. the
potentials applied prior to the actual potential) has a minor impact compared to the process
taking place during data acquisition.
Stability of the flow – Since a dead volume of electrolyte located between tip and detector is
unavoidable in downstream settings, purging of the cell is required after each measurement to
correctly quantify the species released. In the case of spontaneous dissolution (e.g. corrosion),
this process needs to be executed while the cell is lifted from the substrate to avoid continuous
release of species. This purging between individual measurements allows a sequence on
different locations and assures identical initial conditions because residues from previous
location have been removed.
Low flow rates – The flow rate of the macroscopic pumping system needs to be sufficiently
low to adapt to the very small wetted area and the dilution of the analyte in order to increase
the detection limit significantly.
Chapter 5: Development of the scanning flow cell
38
High throughput analysis – A capillary cell operating in contact mode can be fully computer
controlled given a precise xyz-positioning unit and a force sensor with feedback loop. By
synchronization of all positioning and measurement devices, it is possible to automatically
execute measurement sequences on an array of previously programmed locations, including
data acquisition and –handling.
According to these aspects, the new SFC concept was based on a theta capillary (World
precision instruments, Sarasota, USA) in order to achieve a stable meniscus at the capillary tip
at all times. The exact procedure of preparing the microcell body is composed of the following
steps:
I. Pulling the capillary using a PC-10 capillary puller (Narishige, Tokyo, Japan)
II. Grinding the tip (EG-400 grinder, Narishige, Tokyo, Japan) to an opening diameter as
desired
III. Mechanical removal of the separating wall at the very tip using a small needle. The
removed area should be roughly equal to the capillary opening or slightly larger. In the
latter case, the application of another grinding step can be used to equalize the areas.
IV. Dipping the tip into a RTV-118Q acetoxy curing silicone (Momentive, New York,
USA) followed by purging with nitrogen for 20 minutes to form the silicone gasket.
This procedure reduces the previously adjusted capillary opening and needs to be
considered beforehand.
An optical image of a microcell tip prepared by the described method is shown in Figure 5.1.
Figure 5.1: Optical image of the capillary
tip, side view, perpendicular to the plane of the
separating wall.
A 4 channel peristaltic pump (REGLO digital MS-4/12-100, VWR international GmbH,
Darmstadt, Germany) was selected and works the electrolyte flow via Tygon®-tubing of
Chapter 5: Development of the scanning flow cell
39
0.38 mm inner diameter to ensure that electrolyte is supplied to one compartment at a flow rate
matching the drain in the other compartment.
In order to complete the 3-electrode setup required for half-cell electrochemical
investigations, a platinum counter electrode (50 μm Pt-wire, 99.99 %, Goodfellow, Bad
Nauheim, Germany) was inserted in the drain compartment and an Ag/AgCl [141] or
Hg/Hg2SO4 [142] micro-reference electrode was placed in the supply compartment close to the
capillary tip. The placement of the counter electrode was carefully adjusted to be close to the
working electrode, but inside the stagnant electrolyte area above the drain capillary ending to
ensure that species are not electroplated on the counter electrode and therefore escape
detection. This arrangement is schematically shown in Figure 5.2. The 350 µm micro capillaries
connecting the tubing to the inner capillary are obtained from Microfil® syringe needles
(World precision instruments, Sarasota, USA).
Figure 5.2: Schematic illustration of the
scanning flow cell setup including the Y-
connector downstream where mixing of
analyte and complexing agent takes place.
Chapter 5: Development of the scanning flow cell
40
5.3 Downstream analytics Since classical electrochemical measurements access reaction rates by the current generated
within this process, it is not possible to distinguish directly between the dissolved and
precipitated form of ions (e.g. Zn2+(aq) vs Zn(OH)2) or between different dissolution processes
proceeding in parallel (e.g. dissolution of Zn and Mg in alloys).
The use of spectroscopy as a complementary technique to electrochemical measurements
for distinguishing the contribution of different species was shown in numerous examples in the
literature, like in situ ATR [143, 144], in-situ Raman spectroscopy [38, 145] or downstream
dissolution monitoring by ICP-OES [146] or UV-VIS spectroscopy using flow injection
analysis (FIA) [133, 146, 147]. For an initial validation of the flow concept and the possibility to
implement downstream detection, a UV-VIS spectrometer was utilized within this work.
As most metal ions itself are not detectable by UV or VIS spectroscopy, a complexing agent
is required that selectively forms complexes with a high extinction coefficient (Eλ) in the
spectral range provided by the spectrometer. The following table provides an overview about
metal ions and complexing agents, including the limit of detection (LOD), suitable for FIA
UV-VIS detection:
Analyte Reagent λ/ nm LOD / ng ml-1 Ref.
Al(III) Chromazurol S 546 10 [148]
Cu (II) Zincon 600 2.7 [149]
Fe (II) 1,10-phenanthroline 512 35 [150]
Fe (III) Sulfosalizylic acid 530 100 [151]
Mg (II) 1-(2-Hydroxy-3-sulfo-5-chloro-1-
phenylazo-)-2-naphtol-3,6-disulfonic acid 527 200 [152]
Zn (II) Zincon 612 0.8 [153]
Table 5.1: Reagents for detection of selected metal ions in the visible region.
Zincon (2-Carboxy-2'-hydroxy-5'-sulfoformazylbenzene sodium salt) is a highly sensitive
complexing agent selective for copper and zinc ions with a diminishing sensitivity for other
metal ions [154] and is therefore highly suitable for the study presented. The Zincon-metal
complex shows an absorption maximum around 600 nm, seen from a series of spectra with
different concentrations of ZnCl2 in Figure 5.3. In addition, a drawing of the custom made
transmission flow cell is given.
Chapter 5: Development of the scanning flow cell
41
400 500 600 700 800-45000
-30000
-15000
0
15000
2 x 10-5 mol l-1
1 x 10-5 mol l-1
5 x 10-6 mol l-1
abso
rptio
n / c
ount
s
λ / nm
increasing Zn2+
concentration
Isosbestic point
Figure 5.3: (left) Absorption spectra of
Zincon-Zn2+ complexes for different
concentrations of ZnCl2 and (top) the design of
a custom made transmission flow cell in Z-
geometry (SMA=Connector for optical cables).
The presence of an isosbestic point is of particular importance for FIA analysis since it
proves a transition between two states (as free species or ligand in a complex) with the absence
of intermediates and side reactions. It therefore allows quantification of species using the
height of the respective peaks, in the present case the high absorbance at 590 nm originating
from the Zincon-Zn2+ complex. As previously mentioned, the complexing agent was injected
into the drain tubing by a Y-connector using another channel of the peristaltic pump equipped
with Tygon® tubing of 0.19 mm inner diameter (compared to 0.38 mm for the cell flow). The
difference in flow rates between analyte and complexing agent was therefore fixed at 4:1 to
reduce the dilution of the analyte. The following table summarizes the settings finally chosen
for the VIS-spectrometric detection of zinc:
Component Specification
Complexing agent Zincon (10-4 mol l-1) in borate buffer pH 9.25 (0.2 M)
Transmission Cell Custom made, see Figure 5.3, 10 mm optical pathlength
Mixing length The tubing between Y-connector and transmission cell was 50 mm
Optical cables 1 m length, SMA connectors, 600 µm inner diameter
Spectrometer EPP 2000 / Black Comet, (StellarNet Inc., Tampa, USA)
Lamp SL-1 tungsten halogen lamp (StellarNet Inc., Tampa, USA)
Table 5.2: Experimental details on the spectrometric arrangement for downstream zinc detection.
Chapter 5: Development of the scanning flow cell
42
5.4 Software development The whole software developed for the scanning flow cell is exclusively based on LabView
(National Instruments, Austin, USA). Communication with all devices is executed by
processing string commands (RS 232, GPIB) or calling dynamic link libraries (dll) provided by
the manufacturer. The programming concept follows a sequential order of background
processes (force measurement, UV-VIS data acquisition etc.) executed at low priority if no high
priority case (user interaction) is active. This structure is implemented using a LabView event-
structure with background processes stacked in the timeout-case.
Figure 5.4 shows two pictures of the setup assembled within the scope of this work. The
cameras (SMX-M83 C, Sumix Corporation, Oceanside, USA) are equipped with a low- and
high-magnification optics (top and side view) and streamed as active-X objects via USB. The
XYZ-positioning system (DC-Motors with C-844 motor controller, Physik Instrumente GmbH
& Co.KG, Karlsruhe, Germany) is controlled via GPIB and is in constant feedback with the
force sensor (KD45 2N force sensor, ME-Messsysteme, Hennigsdorf, Germany) to allow the
software to programmatically control and adjust the force applied.
Spectroscopic data is acquired via USB (dll based) approximately once every second and
processed as illustrated in Figure 5.4.
Figure 5.4: Labeled pictures of
the scanning flow cell setup.
Chapter 5: Development of the scanning flow cell
43
Figure 5.5:
LabView
processing of the
spectroscopic
data.
5.5 System characterization 5.5.1 Size of the wetted area
One key parameter of a microelectrochemical capillary cell is the reproducibility of the
wetted surface, since all current readings during electrochemical experiments need to be
normalized to the surface area as they are presented as current densities. To determine the
geometrical surface area, anodization of Hf or Ta and subsequent optical determination of the
colored oxide was shown to be a highly precise method [138]. For a detailed review on the
growth mechanism of oxides on valve metals, the reader is referred to [66].
Figure 5.6: Optical recognition of the capillary contact area
on anodized Hf and automated size calculation by LabView.
The equivalent radii are given in µm.
Figure 5.6 shows a Hf-thin film anodized to 10 VSHE in 8 independent measurements in
acetate buffer of pH 6.0 before (top) and after (bottom) processing by a house developed,
color threshold based LabView program. The equivalent radii for each measurement display a
very high reproducibility and are in full agreement with results presented by other authors [155].
The determination of the wetted area for regular maintenance purposes during the lifetime of a
Chapter 5: Development of the scanning flow cell
44
cell can also be performed based on the current density during the anodization process. The
optical inspection can be skipped when the obtained graph matches the data initially recorded
during the calibration process; due to the direct relation between the plateau current density at
a fixed scan rate and the surface area [156].
5.5.2 Validity of microelectrochemical data It is not intuitive that macroscopic and microscopic electrochemical systems are directly
comparable, especially since the size of the wetted area can differ more than three orders of
magnitude. Valve metals in general are ideal candidates to validate the comparability of the
current readings because of the almost 100 % faradaic efficiency for oxide growth and the
homogeneity of this process on the complete sample surface [66, 135]. The current density for
Al, Hf and Ta in the passive region during potentiodynamic scans in anodic direction during
oxide growth is described by equation (5-1) [155]
dtdE
Mrzkiox ⋅
⋅⋅⋅⋅=
ρF (5-1)
with k as oxide formation factor (nm V-1) and the roughness factor r. Figure 5.7 shows a series
of measurements performed on thermally deposited Al thin films (~ 300 nm); used to calculate
the oxide formation factor from the plateau current density between 5.1 and 5.5 VSHE according
to equation (5-1) (rearranged to solve for k).
0 1 2 3 4 5 6 7 8 9 100
50
100
150
200
250
300
350
400
i / μ
Acm
-2
E / VSHE
4 Measurement series are shown
Figure 5.7: Cyclic
voltammograms recorded during
the stepwise potentiodynamic
oxidation of an Al thin film at a
scanrate of 100 mV s-1.
Hf and Ta thin films (sputter deposited [155]) were investigated using the same method, the
results on all samples compared to the literature are summarized in Table 5.3.
Chapter 5: Development of the scanning flow cell
45
Oxide M / g mol-1 ρ / g cm-3 z k / nm V-1 Literature Ref.
Al2O3 101,96 3,5 6 1,63 1,6 [135]
HfO2 210,79 9,68 4 2,20 2,3 [157]
Ta2O5 441,89 8,1 10 1,72 1,8 [158] Table 5.3: Properties, experimental oxide formation factor and literature values for different valve metals.
It is to note that the roughness factor was approximated with 1, due to the smooth film
obtained by PVD processes [156] and the inherent smoothing that occurs by the oxide
formation. It is evident from Table 5.3 that the values measured with the SFC are of good
comparability to the literature, which is a weighty prerequisite for SFC-based experimental
series.
5.5.3 Calibration procedures Two main calibrations are required for the SFC system presented: The flow rate needs to be
determined as a function of the RPM of the peristaltic pump, and the concentration of zinc in
solution as a function of absorbance in the UV-VIS system.
The former is easily done by pumping ultrapure water of 22 °C and correlate the pumped
volume (as determined by weighting using a precision scale) and the time elapsed at different
pumping speeds. The resulting pumping speed for the system presented is 7.8 µl min-1 RPM-1.
It is to note that this value differs from the value stated in the manual (9.0 µl min-1 RPM-1) due
to pressure drops in the rather complex tubing system.
0 400 800 1200 1600 2000 2400 2800 32000
10000
20000
30000
40000
10-5 mol l-1
5 x 10-6 mol l-1
10-6 mol l-1
2 x 10-5 mol l-11 x 10-6
increments
abso
rptio
n / c
ount
s
time / s
2 x 10-7
increments
0.0 1.0x10-5 2.0x10-5 3.0x10-5 4.0x10-5
0
10000
20000
30000
40000
0.0 2.0x10-6 4.0x10-60
2500
5000
7500
10000
abso
rptio
n / c
ount
s
concentration / mol l-1
abso
rptio
n / c
ount
s
concentration / mol l-1
linear region
slope:1.82 x 109 counts mol-1
Figure 5.8: Absorption at 590 nm versus time plotted during a calibration series with ZnCl2 stock
solutions (left). Data analysis is performed by a linear regression to determine the proportionality factor
between absorption and concentration (right).
Chapter 5: Development of the scanning flow cell
46
The calibration curve for the spectroscopic system can be obtained by recording the
absorption of stock solutions with different concentrations of ZnCl2 (in HCl pH 2.0). Figure
5.8 shows the absorption at 590 nm plotted over time while the system is fed with stock
solutions of different concentrations. The resulting calibration curve is shown aside. The
indicated linear region in the calibration graph covers at least 2 orders of magnitude, which is
sufficient for the application presented. The non-linear region at high analyte concentrations is
a consequence of non-quantitative complexation.
5.5.4 Time delay and peak broadening Characteristic for all downstream detection systems is a retention time required for species
to travel from the site of generation to the detector. While this effect can be easily corrected
given an exact calibration of the travel time, diffusion and mass exchange processes inevitably
occur during this period leading to a broadening of the detection peak. The most common
sources for peak broadening with high relevancy for FIA are longitudinal diffusion [159], eddy
diffusion [160] and mass exchange processes [161]. Due to the slow laminar flow in the tubing
(in the range of mm s-1), eddy diffusion is considered to be of minor importance compared to
longitudinal diffusion and mass exchange processes.
To specify the effect of longitudinal diffusion, the solution of Fick´s second law
)( 2
2
xcD
xc
∂∂
=∂∂ (5-2)
for the root mean square displacement of diffusing species yields
21
21
2 )2( Dtx =>< (5-3)
(for a detailed derivation see [162]).
This flattening of concentration gradients in the tubing system during the travel time is a
major source for broadening of a signal obtained.
To investigate the relevant diffusion processes and determine the dead time from the SFC
to the detector, galvanostatic pulses were applied to a Cu thin film (~200 nm) thermally
evaporated on a silicon wafer. The electrolyte was chosen as 0.1 M HCl at a flow rate of
15.6 µl s-1. Since copper does not significantly dissolve at the OCP in the respective medium,
the release of copper ions can be easily controlled using the galvanostatic technique. Moreover,
copper also forms complexes with Zincon that are detectable in the VIS-downstream analytics
presented (See Table 5.1). Figure 5.9 shows two independent, highly reproducible measurement
series of a sequence of 3 galvanostatic pulses applied at t=0, t=200 and t=400 s. The y-axis is
separated into two corresponding scales, on the left side the concentration as determined by
Chapter 5: Development of the scanning flow cell
47
the detector and on the right side the current calculated from this measured flux of charged
species according to
F⋅⋅⋅= zcVI fDiss (5-4)
with Vf being the flow rate in l s-1 and z taken as 1 [146, 163] (since the primary ion formed is
Cu+ in HCl solutions).
0 200 400 600 800 1000
0
1
2
3
4
5
6
7
8
0
25
50
75
100
125
150
175
200
0 4 8 12 160
4
8
12
16
n (C
u) *
F / μ
C
applied charge / μC
z = 0.95 3 μA5 s duration
2 μA5 s duration
I Dis
s / nA
Spot 1 Spot 2
1 μA5 s duration
td
[Cu]
+ / μm
ol l-1
time / s
200 s Ranges for numeric integration
Figure 5.9: Copper
dissolution profiles and
calculated corresponding current
(2 measurement series) during
galvanostatic pulses. The inset
shows the numeric integrals of
the peaks multiplied with the
Faraday constant plotted over
the applied charge.
Figure 5.9 carries a lot of information, which can mainly be summarized in three main
conclusions:
I. The dead time can be reproducibly determined as 157 ± 5 s at a flow rate of 15.6 µl s-1.
II. The current calculated from the downstream analytics shows very good agreement with
the literature charge number for Cu in HCl (0.95 measured compared to 1 from the
literature) as seen from the numeric integrals of the peaks as a function of the charge
consumed during galvanostatic pulses (see inset of Figure 5.9). This is very important
since it proves the calibration to be valid and shows a quantitative transport of species
into the detector.
III. The peaks itself were generated using a 5 s pulse but show a significant broadening to a
FWHM around 70 s. The peaks from Figure 5.9 can be plotted individually over t1/2
and log(t) to reveal the mathematics behind the asymmetry observed. As evident from
Figure 5.10, the peak asymmetry vanishes for a square-root-t plot which points at
diffusion processes with t1/2 dependency to be responsible for the peak shape. The
longitudinal diffusion of copper ions during the dead time of 157 s can be calculated
from equation (5-3) using a diffusion coefficient of roughly 7 x 10-10 m2 s-1 [164]. At a
flow speed in the tubing of approximately 0.1 to 1 mm s-1 and a mean displacement
Chapter 5: Development of the scanning flow cell
48
below 1 mm by longitudinal diffusion in the tubing, this can not solely account for the
observed peak broadening.
0 2 4 6 8 10 12 140
50
100
150
200
250
0 20
50
100
150
200
250
inte
nsity
/ a.
u.log (time / s)
0 50 100 150 2000
50
100
150
200
250
inte
nsity
/ a.
u.
time / s
inte
nsity
/ a.
u.
squareroot (time / s)
Figure 5.10: Initial copper peak from Figure 5.9 plotted over different time axis.
The other aspect concerning peak broadening is mass transport in the carrier stream. In a flow
system, mass exchange processes can occur with the system walls or a stationary electrolyte
volume, either as a stagnant layer in the vicinity of the walls or as pores and cavities. While
stagnant electrolyte volumes in the flow profile broadens the signal via diffusion controlled
exchange of species between layers of different velocity, mass exchange processes with the
system walls are based on adsorption or precipitation. Since Zn ions are not expected to adsorb
on the tubing walls, the solubility of zinc in the respective carrier is of dominant importance
[165]. The most important parameter affecting this solubility in near neutral media is the pH
value as discussed in section 2.1.2. Figure 5.11 shows an experiment where two solutions of
ZnCl2 in 0.05 M borate buffer pH 7.0 and 0.01 M HCl were injected subsequently into the FIA
system with an intermediate purging period (2000 s). A major difference between the initial
behaviors of both signals is evident even though the final values level at the same concentration.
0 100 200 300 400
0
1
2
3
4
2.5 μmol l-1 ZnCl2
in borate buffer pH 7.0
[Zn2+
] / μ
mol
l-1
time / s
2.5 μmol l-1 ZnCl2
in HCl pH 2.0Figure 5.11: Zinc signals obtained
in an experimental series with first
borate buffer and following HCl as
carrier medium with equal Zn2+
content. The tailing in neutral media
is clearly visible.
Chapter 5: Development of the scanning flow cell
49
In the case of a buffered solution of pH 7.0, a tailing of the signal manifests in a delayed
increase to the final value followed by a broadening of the decay during the purging period
(with 0.1 M NaCl). This effect is contrary in acidic media where an initial peak indicates the
removal of residual zinc from the system by the acidic front travelling the tubing. In addition,
the signal decay during the subsequent purging period is steeper and the baseline is reached
within a shorter time. These results pronounce the importance of zinc precipitation for peak
broadening even at concentrations well below the solubility limit (2.5 µmol l-1 in the experiment
vs. 497 µmol l-1 solubility at pH 7.22 [166]).
However, the signal decay in Figure 5.11 for the acidic solutions still exceeds the magnitude
expected from lateral diffusion, while precipitation reactions can be excluded in this case. A
major source for peak broadening therefore originates from pH insensitive exchange processes,
most probably cavities and non-laminar flow profiles within the system. It is to note that this
aspect has been subject to optimization efforts, and the peak broadening was significantly
reduced by lowering the complexity of the tubing system, especially concerning the UV-VIS
cell and the connectors. Furthermore, it is likely that the flow profile in the capillary is
inhomogeneous at the tip, thus amplifying local diffusion processes by e.g. a lower local flow
rate. This effect will be discussed in following section. Nevertheless, a pH independent peak
broadening appears inevitable so far and needs to be considered in all experiments.
5.5.5 The flow profile at the capillary tip As evident from Figure 5.1, the flow geometry at the capillary tip is approximately U-shaped
with the samples surface located at the bottom. Lohrengel et al. published a finite element
simulation of the flow velocity profile in a capillary based microcell for high flow rates (see
section 5.1) as shown in Figure 5.12:
Figure 5.12: Finite element simulation of the flow
velocity profile in a capillary microcell at high flow rates
(10 m s-1). Figure taken from [133].
Chapter 5: Development of the scanning flow cell
50
The simulation qualitatively reflects the inhomogeneity of the velocity distribution within
the cell. Two series of experiments were performed to illustrate the impact of the electrolyte
flow on the removal of species from the surface (chemical etching) and the transport towards it
(oxygen reduction reaction ORR).
Figure 5.13 shows an AFM topography scan performed along a hole chemically etched into
a zinc surface by exposing the sample to an electrolyte stream (15.6 µl min-1, borate buffer pH
6.6) for 3 h at the OCP (dissolution mechanism see 6.2.1). It is evident that the removal of
species appears very homogeneous with the maximum etching depth reached within several µm
distance from the capillary walls.
0 1 2 3 4 5 6 7 8 9 10-5
-4
-3
-2
-1
0
1
heig
ht /
μm
x position / μm
silicone gasket
Root mean square roughness of the polished surface:Around 18 nm
Figure 5.13: AFM cross
section showing the boundary
area of a pit chemically etched
into pure zinc.
The transport of species towards the surface can be estimated utilizing a transport
controlled reaction like the oxygen reduction reaction (ORR) on polycrystalline platinum
(mirror polish) in aerated H2SO4 solution (0.1 M, suprapure). A set of 6 CVs was measured for
each pumping speed with the last cycle shown in Figure 5.14. The potentials refer to the
reversible hydrogen electrode (RHE, ERHE = ESHE -0.059V pH-1), which allows to compensate
for the pH dependence of the ORR and therefore provides data comparability between
different electrolyte systems.
Chapter 5: Development of the scanning flow cell
51
0.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8-2.0
-1.5
-1.0
-0.5
0.0
0.5
1.0
1.5
2.0
Oxygen reduction
Oxygen evolution
Non faradaic region0.10 0.15 0.20 0.25
-1.9-1.8-1.7-1.6-1.5-1.4-1.3
i / m
Acm
-2
E / VRHE
(b)
(a)
0 10 20 30 40 50-1.9-1.8-1.7-1.6-1.5-1.4-1.3
i / m
Acm
-2
pumping speed / μl min-1
i / m
Acm
-2
E / VRHE
Increased pumping speed
Figure 5.14: Cyclic voltammogram (100 mV s-1) of poly-Pt for different pumping speeds in aerated 0.1 M
H2SO4. The inset (a) shows a magnification of the forward cycle between 0.07 VRHE and 0.27 VRHE. Inset
(b) displays the arithmetic mean of the current densities from (a) plotted over the pumping speed.
As evident from the data shown, a high reproducibility of the non Faradaic, anodic region
(oxide formation) was achieved with the oxidation current density in agreement with the
literature (~0.14 mA cm-2 at 1.2 VRHE [100 mV s-1] measured compared to ~0.15 mA cm-2 at
1.2 VRHE [100 mV s-1, removed roughness factor] [167, 168]). The onset of oxygen reduction is
dependent on the scan direction due to either reducing or oxidizing preconditioning of the
surface [169], and is in good agreement with RDE measurements obtained by other authors
[25] (~0.94 VRHE compared to ~0.97 VRHE taking the forward cycle). Even though the transport
controlled region as magnified in inset (a) appears very noisy, the arithmetic means of the
diffusion limited current densities clearly increase with the pumping speed as shown in inset (b).
The mathematical description is provided by the Levich equation for a channel electrode [170],
which simplifies to
31
32
32
lim F43.5 fanalyteanalyte VxDcnI = (5-5)
for an annular electrode in a cylindrical channel [171]. This equation suits well for a rough
estimation of the expected currents. The following values were taken: n=4,
canalyte=0.3125 mol m-3, calculated from an estimated oxygen content of 10 mg l-1,
Chapter 5: Development of the scanning flow cell
52
Danalyte=2.1·10-9 m2 s-1, x(length of the annulus)=1.5·10-5 m, and Vf=2.6·10-10 m3 s-1
(15.6 µl min-1). The length of the annulus was calculated by assuming an electrode area equal to
the channel diameter. Equation (5-5) then yields Ilim=1.71 µA, or 1.73 mA cm-2 with an
electrode area of 98960 µm2. This value is surprisingly close to the measured values, especially
since two opposing processes are assumed to take place: The first is the diffusion from oxygen
into the cell, especially through the silicone sealing, which shifts the limiting current density
upwards for all flow rates. The contrary process is the decay of the flow velocity in the vicinity
of the electrode, lowering the oxygen supply from the solution. Since the magnitude of both
effects is unknown and given the number of assumptions, it is impossible to compare the
measured and theoretical values beyond stating that both range in the same order. However,
the flow rate dependency can be accurately confirmed as shown in the following figure.
2.0 2.5 3.0 3.5 4.0-1.9
-1.8
-1.7
-1.6
-1.5
-1.4
-1.3
R2 = 0.99982
i / m
Acm
-2
(Vf / μl min-1)1/3
i = -0.226Vf1/3 - 0.968 Figure 5.15: Plot of the limiting current
densities during ORR in 0.1 M H2SO4
solution over the cube root of the volume flow
rate. The resulting linear equation and the
regression coefficient are given as inset.
Figure 5.15 demonstrates the limiting current density to be a linear function of the cube-
root of the volume flow, thus showing that the proportionality from equation (5-5) is valid for
the SFC. Nevertheless, the intercept with the y-axis does not cross the origin and is of high
value compared to the flow-dependent current density observed (e.g. an increase of the flow
rate by a factor of 6 did not increase the current density by a factor of 1.82 [=61/3], but 1.25
instead). This effect most probably originates from oxygen diffusion into the cell (shift of the
intercept) and the complex flow profile at the tip (reduced slope). Assuming that the intercept
of -0.968 mA cm-2 from Figure 5.15 reflects a flow rate independent background current
density by an external oxygen supply, the flow rate dependent reduction current density at
15.6 µl min-1 equals 0.562 mA cm-2.
Chapter 5: Development of the scanning flow cell
53
A rough comparison to the RDE can be made by using this limiting current density and
calculating the diffusion layer thickness according to [18] (p. 192)
lim
02
2F
ic
Dn OON =δ (5-6)
giving 45.1 µm. This corresponds to a rotation rate of approximately 430 RPM using
31
61
21
261.1 ON Dνϖδ −= (5-7)
assuming a viscosity of 10-2 cm2 s-1. However, more work is required to characterize the flow
profile at the tip and allow quantitative comparison to the RDE and other electrode setups
utilizing forced convection.
5.5.6 Summary of the results In this chapter, a fully automated microelectrochemical scanning flow cell setup was
developed. The comprehensive system characterization revealed a functionality which has not
been reported so far, especially concerning the integration of downstream analytics with high
sensitivity (LOD around 100 nmol l-1). The electrochemical data obtained on Al, Cu and Pt is
of high reproducibility and comparability to the literature, while full computer control enables
measurement series without user interaction. The transport characteristics of the system, as
investigated by means of oxygen reduction on platinum, revealed a clear flow rate dependence
with high comparability to a classical channel electrode. For a flow rate of 15.6 µl s-1, as mostly
used in this study, the transport limited current density for the ORR was found to be
1.53 mA cm-2.
Chapter 6: Corrosion of pure Zn
54
6 Corrosion of pure Zn The following section deals with the electrochemical behavior and dissolution of pure zinc
samples in a variety of media. The aim is to provide a comprehensive dataset demonstrating the
relationship between dissolution rate and electrochemical data and quantify the impact of
different parameters (e.g. pH value) on both properties. It is to be clarified if the corrosion
current density of zinc can be calculated from the dissolution profile, and how this value is
affected by the use of buffered systems and aggressive anions.
6.1 Unbuffered NaCl solution 6.1.1 Open circuit potential and dissolution
The corrosion of zinc in unbuffered NaCl solutions is mainly governed by zinc oxidation
and corresponding oxygen reduction as described in sections 2.1.3 and 2.1.4. Precipitation of
zinc influences both reactions by the inhibition of anodic dissolution [72] and reduced oxygen
transport [24] through the surface film. Due to its fundamental importance, film formation and
film dissolution are primary determinants in corrosion experiments. Since both processes are
dynamic and dependent on the experiment time and prehistory, monitoring of the corrosion
rate is only accessible by methods that do not introduce major disturbances by external
polarization. In the open-circuit case, the measured current is zero by definition, but the half-
cell current for dissolution can be determined by the zinc concentration detected downstream
according to equation (5-4). It is important to consider that precipitation products escape
detection, but the impact of this process can be estimated from the time resolved dissolution
rate: Assuming that the precipitation layer does not grow infinitely, a steady state between film
formation and dissolution will be finally reached.
6.1.1.1 Effect of chloride concentration As chloride accelerates zinc corrosion by interference with surface film formation [2, 36], it
appears useful to include the chloride concentration as an additional parameter in the
experimental series. This serves the purpose of selecting a specific electrolyte composition for
further experiments and allows classification of these results with respect to the large variety of
electrolytes used in the literature. The corrosion potential as measured over 4 ks of continuous
flow are shown in Figure 6.1.
Chapter 6: Corrosion of pure Zn
55
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0-800
-775
-750
-725
-700
-675
-650 0.025 M NaCl 0.05 M NaCl 0.1 M NaCl 0.4 M NaCl 1 M NaCl
Pote
ntia
l / m
VSH
E
time / ks
Corrosion potentialshifts cathodically
Figure 6.1: Corrosion potential of
pure zinc in aerated NaCl solution of
various concentrations. Flow rate:
15.6 µl min-1.
The values obtained are in good agreement with the corrosion potentials reported by other
authors (-770 mVSHE in 0.1 M NaCl [79], -785 in 0.5 M NaCl [50]) and exhibit a high degree of
stability throughout the experiment. Except for the initial period of around 200 s where a
cathodic drift of the corrosion potential with time is observed for all concentrations, the steady
state value fluctuates in the range of few mV. Figure 6.1 further demonstrates that increasing
chloride concentrations shift the corrosion potential cathodically. The following figure shows
the dissolution profiles during the experiments:
0 1 2 3 4 5 6
0.0
0.5
1.0
1.5
2.0
2.5
0.05 M NaCl
0.1 M NaCl 0.4 M NaCl
1 M NaCl
0.025 M NaCl
purging
[Zn]
2+ /
μmol
l-1
time / ks
OCP scan 4 ks
Figure 6.2: Zinc dissolution profiles
during 4 ks OCP scans in NaCl
solution of various concentrations.
Flow rate: 15.6 µl min-1.
An interesting observation is that all concentrations up to 0.1 M show a plateau
concentration reached after approximately 2-3 ks, presumably reflecting the steady-state
corrosion rate. This behavior is not observed after further increase of the chloride content.
Instead, the dissolution rate increases steadily throughout the experiment with only minor
indication of a leveling in the case of 0.4 M NaCl. Remarkably, the dissolution in 0.4 M NaCl
Chapter 6: Corrosion of pure Zn
56
falls below the 0.1 M counterpart in the initial 3 ks. It is worth noting that the reproducibility of
corrosion experiments in aerated, unbuffered NaCl solution is complicated [24, 79] due to the
very complex nature and interactions of the processes involved (see section 2.1.7). This effect is
pronounced at higher chloride concentrations, which may reflect the ability of chloride to both
form soluble complexes and be incorporated in specific corrosion products (e.g. Simonkolleite
[Zn5(OH)8Cl2·H2O] among the dominant precipitates). The stoichiometry of the precipitates, in
particular the chloride content, is both dependent on the pH and the chloride activity. W.
Feitknecht [172] for instance described a transition from ZnCl2·6Zn(OH)2 to ZnCl2·4Zn(OH)2
between 0.1 and 1 M Cl- under neutral conditions. Since in-situ spectroscopy is not available
within the scope of this study, this issue can not be finally resolved (ex-situ or UHV techniques
are not applicable due to dehydration and surface changes).
However, it is evident from the data that the final values in the dissolution profiles increase
with increasing chloride content. The oxygen reduction reaction is transport limited at all
measured corrosion potentials (see mixed potential theory section 2.1.5), and the rate of oxygen
reduction needs to increase with increasing zinc dissolution because it constitutes the only
significant counter reaction. The cathodic potential shift is however contrary to the simple
assumption that only the transport limit of oxygen shifts upwards due to reduced blocking
properties of the surface film, because this would result in an anodic shift of Ecorr. It appears
likely that the anodic Tafel slope is affected by the chloride concentration (see page 10), or that
chloride may shift the equilibrium potential of zinc cathodically due to a decrease in the activity
of zinc ions in the vicinity of the electrode as a result of complex formation. The following
figure shows anodic potential sweeps to investigate possible changes in Tafel slope.
-0.80 -0.75 -0.70 -0.65 -0.60 -0.55 -0.50
10-5
10-4
10-3
0.40 M - 19 mV dec-1
0.20 M - 22 mV dec-1
0.05 M - 23 mV dec-1
i / A
cm
-2
E / VSHE
0.01 M - 23 mV dec-1
increasing NaCl concentration
Tafel fit
Figure 6.3: Anodic potential sweeps
(5 mV s-1) starting from the previously
recorded OCP (1000 s) on pure zinc in
NaCl solution of various concentrations at
a flow rate of 15.6 µl min-1. Linear Tafel
fits are indicated with the respective slopes
listed in the figure.
Chapter 6: Corrosion of pure Zn
57
The Tafel slopes display a slightly increasing trend, resulting in lower overpotentials required
to increase the current density by one decade. However, this change in the anodic dissolution
kinetics may not account for a shift of Ecorr covering nearly 100 mV. It is therefore concluded
that the effect of NaCl on the corrosion potential mainly originates from the effect on the
reversible potential of the zinc electrode under these conditions.
Since the dissolution kinetics do not change significantly with changing NaCl concentrations
and with respect to the uncertainty regarding the origin of the unsteady dissolution profiles
observed above 0.1 M NaCl, a concentration of 0.1 M NaCl was selected as a standard for all
further experiments. This concentration exhibits a high but stable corrosion rate and is
considered as appropriate to clarify the impact of other parameters (e.g. pumping speed,
magnesium addition etc.).
6.1.1.2 Effect of pumping speed The flow rate of the electrolyte is of major importance concerning the time-resolution of the
spectroscopic system (dead-time, peak broadening) and affects the surface reactions by a
convective supply (see ORR on Pt, section 5.5.5) or removal of species. Similar to the chloride
concentration discussed in the previous section, a brief screening of the impact of this
parameter is required that justifies the selection of a standard value used when screening
additional parameters. For this purpose, an experimental series was performed similar to the
precious section with a zinc sample exposed to a constant flow of electrolyte (0.1 M NaCl)
while recording the OCP (2.5 ks). The resulting dissolution profiles are shown in Figure 6.4.
0 1 2 3 4
0.0
0.5
1.0
1.5
2.0
2.5
3.0 7.8 μl min-1
15.6 μl min-1
purging
31.2 μl min-1
[Zn2+
] / μ
mol
l-1
time / ks
OCP scan 2.5 ks
Figure 6.4: Dissolution
profiles of zinc recorded
during exposure to 0.1 M
NaCl solution at various
flow rates.
Chapter 6: Corrosion of pure Zn
58
An immediate effect of the flow rate on both the dead time and the shape of the signal
decay during purging can be clearly observed. The measurement at 15.6 µl min-1 furthermore
agrees well with the data presented in Figure 6.2 for 0.1 M NaCl which supports the reliability
of the method employed. The measured concentration needs to be normalized to the flow rate
to draw conclusions about the effective corrosion current density, which is achieved by
transformation of the dissolution profile into a corrosion current density transient according to
equation (5-4):
0 1 2 3 4
0
20
40
60
80
100
15.6 μl min-1
31.2 μl min-1
7.8 μl min-1
i Dis
s / μA
cm
-2
time / ks
purging OCP scan 2.5 ks
Figure 6.5: Corrosion
current density transients
calculated from the
spectroscopic data for
different flow rates in
0.1 M NaCl solution.
The sequence of the profiles at different flow rates as compared to Figure 6.4 inverts,
showing that high flow rates apparently yield larger corrosion currents. This appears intuitive
given an increased supply of oxygen and accelerated removal of precipitates. However, the
difference in the observed signal decay (tailing) may lead to errors if only the plateau values and
not the integrals are considered. Numerical integration along the dataset yields the following
table.
Flow rate / µl min-1 Charge density / mC cm-2
7.8 142.4
15.6 169.1
31.2 196.3
Table 6.1: Numeric integrals
calculated from Figure 6.5 for
different flow rates.
Chapter 6: Corrosion of pure Zn
59
The charge density confirms the aforementioned observation that the corrosion rate
increases with higher flow rates. Since the corrosion current densities (60-90 µA cm-2) all fall
significantly below the transport limit of oxygen in the electrolyte (1.53 mA cm-2, see page 53),
the pumping speed needs to primarily affect the surface film. It has been previously described
that precipitates and surface films on zinc originate from a limited uptake of zinc species by the
solution (see section 2.2.5) under these conditions. Therefore, a higher convection results in a
decreased diffusion layer, steepening the concentration gradient from the electrode into the
solution, and increasing the zinc dissolution rate and consequently icorr.
The increased time-resolution at higher flow rate is accompanied by a lower signal to noise
ratio as evident from Figure 6.5, because the intrinsic noise of the spectroscopic system is
multiplied with a larger factor (being the flow rate, see equation (5-4)). Considering both
aspects, an intermediate pumping speed of 15.6 µl min-1 was selected as a standard for further
experiments.
6.1.2 Galvanostatic experiments The comparison of spectroscopic data obtained downstream with current readings from the
potentiostat faces an obvious difficulty: While the potentiostat records only electrochemical
reactions induced externally (and therefore misses spontaneous corrosion), the spectroscopic
system is only sensitive to dissolved species (and therefore misses precipitates and absorbed
species). This apparent challenge constitutes one of the major advantages of the integrated
approach presented, but requires further investigation.
Since cathodic or anodic polarization from the OCP suppresses the respective counterpart
(e.g. anodic polarization reduces the cathodic reaction rate, see section 2.1.5), the deviation
between measured current and effective current (including the spontaneous reactions) vanishes
for sufficiently large overpotentials. Cathodic polarization can therefore be utilized to suppress
the anodic zinc dissolution, which can be directly monitored downstream. The current at which
the dissolution exactly vanishes therefore corresponds to the corrosion current in the absence
of an external polarization and can be directly compared to the values obtained
spectroscopically as previously shown in Figure 6.5. Negative differences between
electrochemical and dissolution current may originate from film formation or other processes
allowing species to escape detection. The following figure summarizes the data obtained during
a galvanostatic (chrono-potentiometric) series on pure zinc:
Chapter 6: Corrosion of pure Zn
60
0 250 500 750 1000 1250
0.0
0.4
0.8
1.2
1.6
2.0
2.4
70 nA60 nA50 nA
20 nA
- 20 nA- 30 nA
- 40 nA
- 50 nA
80 nA
0 nA
time / s
[Zn2+
] / μ
mol
l-1
- 60 nA
(a)
0
20
40
60
80
100
120
IDiss / nA
Figure 6.6: Zinc
concentration (left axis)
and corresponding current
(right axis) during
galvanostatic experiments
(500 s) in 0.1 M NaCl
at different applied
currents. Flow rate:
15.6 µl min-1.
It is to note that the experiment time is comparably short so that the corrosion does not
reach steady state. The data therefore corresponds to the initial periods in the previously shown
dissolution profiles, with very good agreement between the values recorded at 0 nA and the
OCP dissolution presented earlier. The reason for the short experiment duration is the strong
tendency of the electrolyte to leak out of the cell upon cathodic polarization, effectively
penetrating the interface between working electrode (zinc) and silicone sealing. This effect is
most probably driven by a transport process similar to cathodic delamination and unfortunately
limits the applied cathodic potential [50, 173].
As evident from Figure 6.6, a cathodic polarization suppresses the zinc dissolution in
accordance with the previously mentioned principle. All curves recorded at negative applied
currents appear shifted downwards, with the curve at -60 nA (maximum cathodic current due
to leaking) completely inhibiting zinc dissolution except for the final 150 s of the experiment.
As indicated by dashed lines (a), the shift of the dissolution current at -60 nA applied current
equals -60 nA with remarkable accuracy, proving excellent correlation between potentiostat
readings and spectroscopic data with the setup.
The potentials recorded during the galvanostatic series are shown in the following graph:
Chapter 6: Corrosion of pure Zn
61
0 100 200 300 400 500
-1000
-950
-900
-850
-800
-750
-700
-650
time / s
0 100 200 300 400 500
0.0
0.4
0.8
20 nA
- 30 nA- 40 nA
- 50 nA
80 nA
time - td / sc
[Zn2+
] / μ
mol
l-1
80 nA20 nA
-30 nA -50 nA-40 nA
Pote
ntia
l / m
VSH
E
Figure 6.7: Potential
transients during
galvanostatic experiments
(500 s) in 0.1 M NaCl
at different applied
currents. Flow rate:
15.6 µl min-1. The inset
shows the initial
dissolution from Figure
6.6, shifted by td.
The inset allows comparison of the prolonged anodic drift observed for negative applied
currents with the onset for dissolution as taken from Figure 6.6. The potentials recorded show
a strong decrease to values around -950 mVSHE to -1 VSHE within less than 2 seconds, followed
by an anodic drift up to approximately -650 mVSHE. The latter process is interpreted as a
change in the surface film due to the externally applied current because the effect of the ORR
on the pH at the electrode surface differs largely in the case of galvanostatic experiments as
compared to free corrosion. In the latter case, the simultaneous liberation of zinc ions provides
a local buffer [4, 174] according to
−+ + OHZn2 +)]([ OHZn (6-1)
and
−+ + OHOHZn )]([ 2)(OHZn (6-2)
continuously scavenging the hydroxyl ions produced. Equation (6-1) shows that the formation
of a mono-hydroxo complex (dominant around pH 8 [166]) already implies a buffer effect
without the formation of precipitates. At higher pH values, the follow up reaction (eq. (6-2)) is
furthermore determining the film formation and therefore zinc dissolution.
In case of an externally applied current, the ratio between anodic and cathodic reaction on
the zinc surface is shifted according to the magnitude of the current, resulting in severe changes
of the surface pH in the case of cathodic polarization. Hence, the corrosive character of the
electrolyte is changed as the pH increases, supporting the stability of surface films according to
the Pourbaix diagram (up to pH values around 11), with possibly minor effects on the chloride
concentration due to incorporation into the film (e.g. Simonkolleite [Zn5(OH)8Cl2·H2O]). The
change in potential from Figure 6.7 is therefore assumed to originate from a shift in the
Chapter 6: Corrosion of pure Zn
62
corrosion potential, which has been demonstrated for the formation of surface films in borate
solutions [71]. The previously presented dependence of the corrosion potential on the NaCl
concentration also suggests that the corrosive behavior of the electrolyte changes the reversible
potential of the zinc electrode and therefore Ecorr significantly. The recorded potentials during
galvanostatic experiments then change appropriately to maintain a steady overpotential.
The data from Figure 6.7 further suggests that the passive behavior of the surface is of
limited duration, ultimately resulting in a strong cathodic shift of the potential in conjunction
with active zinc dissolution. Given the presence of a native oxide on zinc exposed the
atmosphere (usually in the range of several nm [43]), the dissolution or stabilization of this layer
is assumed to be the dominant process immediately after contact to the electrolyte is
established. Therefore, the anodic shift of the potentials at applied cathodic currents most likely
reflects the delay concerning the destabilization of the oxidic/hydroxidic layer which, even at
high applied currents, is not completely prevented. This breakdown most likely originates from
the presence of chloride as a corrosive anion that triggers pitting corrosion [175]. To clarify the
impact of the native oxide, an experiment with a corrosion period at the OCP (300 s) prior to
the chrono-potentiometry was performed and the results displayed in the following figure.
0 250 500 750 1000 1250
0.0
0.4
0.8
1.2
1.6
2.0
2.4
2.8
3.2PurgingGalvanostaticOCP
time / s
[Zn2+
] / μ
mol
l-1
td
0
20
40
60
80
100
120
140
160
80 nA
-20 nA
IDiss / nA
-40 nA
Figure 6.8: Zinc
concentration profiles during an
OCP - chrono potentiometry
couple in 0.1 M NaCl. The
dashed line indicates the
expected progression in the
absence of external
polarization estimated from the
OCP dissolution profiles
shown earlier.
A remarkable reproducibility of the zinc concentration during the initiation period of the
free corrosion was observed, followed by a shift of the further profile reflecting the applied
current. The potentials recorded during the galvanostatic experiment did not show significant
shifts and all fall between -730 and -750 mVSHE.
Chapter 6: Corrosion of pure Zn
63
6.1.3 Potentiodynamic sweeps Potentiodynamic sweep experiments are a commonly employed technique in corrosion
science. The main characteristics investigated with this method are listed in the following:
I. Individual half cell reactions: Both cathodic and anodic reactions are effectively isolated in
the respective potential region of the sweep experiment if it covers a sufficient range.
Transport limitations can be immediately quantified [24] and Tafel constants derived,
even though the latter implies a complexity that is often underestimated (see section
2.1.3)
II. Corrosion rates: Both Tafel extrapolation [176] and linear polarization resistance (LPR)
measurements [177] are widely used to determine the corrosion current density
assuming the presence (or absolute dominance) of only one anodic and one cathodic
reaction.
III. Passivity: The presence of a passive region and the corresponding critical current density
for passivation and passive current density are accessible by potentiodynamic methods
[1] (pp. 119).
Usually, the sweep starts in the cathodic region with anodic progression at low scan rates
(e.g. 0.6 V h-1, being 0.167 mV s-1 according to the ASTM standard [178]). In the case of zinc
though, the applicability of potential sweeps for accurate corrosion monitoring or –prediction
has not been demonstrated [2, 179]. Especially the reproducibility appears challenging in mildly
corrosive environments (e.g. near neutral NaCl) where complex surface reactions occur [24].
Since the feasibility of monitoring the corrosion rate of zinc using the SFC has been
demonstrated in the previous chapter, the validity of potential sweep experiments can be
addressed easily within the experimental conditions present. A flow rate of 31.2 µl min-1 was
selected with an electrolyte composed of aerated 0.1 M NaCl solution. The potential was swept
anodically starting from -1.48 VSHE at various scan rates ranging from 1 to 60 mV s-1 and the
resulting graphs are combined in Figure 6.9.
Chapter 6: Corrosion of pure Zn
64
-1.6 -1.4 -1.2 -1.0 -0.8 -0.6
10-7
10-6
10-5
10-4
10-3
10-2
-0.9 -0.8 -0.7
10-6
10-5
10-4
i /
Acm
-2
E / VSHE
Tafel fit
i / A
cm
-2
E / VSHE
Scanrate / mV s-1: 60 - 40 - 20 - 10 - 5 - 2 - 1
Figure 6.9:
Potentiodynamic sweeps at
different scan rates for pure
zinc in aerated 0.1 M NaCl.
Flow rate: 31.2 µl min-1. The
inset shows the magnified
region around the current
inversion with the
approximated region of the
crossing of linear Tafel fits
(grey circles).
It can be recognized from the figure that the potential of current inversion (being the
potential of zero current) shifts towards more anodic potentials as the scan rate is decreased.
This indicates that the onset for an anodic total current is shifted significantly, while this shift
covers more than 200 mV in range. This is surprising considering that this point is generally
assumed to reflect the corrosion potential and has been reproducibly measured to be around -
760 mVSHE in former experiments. Furthermore, a drastic change in the shape of the curve in
this particular region occurs along the scan rate variation that immediately affects a possible
Tafel fit. It is to note that the concept of Tafel constants is not fully applicable in this case
because it requires the system to be at steady state at each applied potential. However, the
approximated regions for this data evaluation technique are indicated in the inset of Figure 6.9
and show a slight increase in the corrosion current density (y-axis position of the intercept of
cathodic and anodic linear Tafel fit) with decreasing scan rate. These values ranging from
around 6 to 50 µA cm-2 all fall below the values determined spectroscopically for the flow rate
used (~ 90 µA cm-2, see Figure 6.5). Given the scan rate dependency of corrosion current
density and corrosion potential, it is impossible to adjust the scan rate in such an experiment to
yield values for both properties that are comparable to galvanostatic or spectroscopic
techniques.
The scan rate dependency observed for a theoretically faradaic process implies that the
system is not at steady state at all points, but undergoes changes during the measurement. Assaf
et al. made a similar observation under the same conditions (except for the absence of
convection) [180]. It was demonstrated that the anodic current density during potentiodynamic
Chapter 6: Corrosion of pure Zn
65
scans increases with higher scan rates, which was explained on the basis of diffusion processes
limiting the dissolution. Plotting the potentials of current inversion from Figure 6.9 against the
square root of the scan rate, a linear relationship is obtained as shown in Figure 6.10.
0 1 2 3 4 5 6 7 8
-0.90
-0.85
-0.80
-0.75
-0.70
-0.65
E i=0 /
V SHE
(ν / mV s-1)1/2
R2=0.9954
Figure 6.10: Potentials of current inversion
from Figure 6.11 as a function of the square
root of the scan rate. The coefficient of
determination for a linear fit is given in the
figure.
This result suggests that the scan rate dependency originates from a diffusion process [18] (p.
281 ff.), i.e. uptake of zinc complexes by the solution. The diffusion zone generated during the
anodic sweep includes the formation of surface films, as an inhibition of the anodic reaction
only occurs if the generation of zinc ions exceeds the amount that can be taken up by the
solution. The fact that the surface film formation process dominates the potentiodynamic scans
results from a reduced zinc surface as the initial condition in all experimental runs. This can be
seen from the scan rate independent current densities for the transport limited oxygen
reduction, matching the transport limit measured on platinum (see section 5.5.5) very well.
However, an exact determination of the corrosion current and –potential in unbuffered
NaCl solution demonstrated for other techniques is not possible from the data shown in Figure
6.9. Especially the shape of the curve around the corrosion potential denies data evaluation by
linear polarization resistance and renders Tafel extrapolation highly questionable. While still
valuable for the investigation of passivity, the use of potential sweep experiments will further
be limited to this application within the scope of this study.
6.1.4 Summary of the results Even on a well characterized system as pure zinc, the complementary coupling of
electrochemical experiments and online spectroscopy was shown to provide novel and essential
information on corrosion processes. Within a comprehensive evaluation of the fundamental
parameters chloride concentration and flow rate, it was shown that higher chloride
concentrations cause a significant cathodic shift of the corrosion potential. This process was
Chapter 6: Corrosion of pure Zn
66
primarily attributed to a change in the reversible potential of zinc since the Tafel slopes only
show minor deviations. The dissolution profiles showed an increase in dissolution rate, with
strong indication of complex film formation processes at NaCl concentration higher than
0.1 M. The flow rate was shown to increase the corrosion rate, suggesting a high impact of
diffusion processes on the formation and dissolution of surface films. The impact of zinc
transport from the electrode into the solution was further illustrated on potentiodynamic
sweeps, which showed a strong scan rate dependence as a result of diffusion processes during
the anodic zinc dissolution. As a consequence, potentiodynamic sweeps appear inappropriate
for an accurate determination of Ecorr and icorr in near neutral NaCl solutions. However, the
integrated system presented is capable of a measurement mode that overcomes this issue by
recording the corrosion potential and deriving the corresponding corrosion current density
from the dissolution profiles obtained by downstream analytics.
The validity of this method has been proven by galvanostatic techniques, which showed a
very good correlation between applied and spectroscopically determined currents. The
underlying dataset covers a large number of dissolution profiles at different applied current
densities and therefore provides an exceptionally detailed view on the correlation between
electrochemical techniques and downstream analytics on zinc.
6.2 Borate buffers of various pH 6.2.1 Open circuit potential and dissolution
As repeatedly pointed out in the previous section, the pH of the solution, especially in the
vicinity of the electrode, is of major importance. Since both anodic and cathodic reactions in
the case of zinc corrosion affect the pH (see page 61), an experimental series was designed
where this effect was countered by the use of a buffer system. Unfortunately, most buffer
systems in the neutral range can not be used in the case of zinc due to undesired interactions
between the buffer anions and zinc (e.g. precipitation in the case of phosphate or carbonate,
increased dissolution of ZnO in the presence of acetate [62]). The boric acid - sodium borate
system (pKs 9.25) is a suitable system with minimum interactions that is very frequently used in
electrochemical experiments on zinc samples [36, 50, 71, 100]. As the transport of zinc in the
SFC is highly sensitive to the pH in the carrier stream (see Figure 5.11), a proper coupling can
only be achieved in near neutral or acidic media, while the latter is additionally restricted due to
the very low buffer capacity in the acidic region.
Chapter 6: Corrosion of pure Zn
67
In order to investigate the buffer effect and the impact of the solution pH in the near
neutral region, an experimental OCP (1000 s) series was performed in 0.1 M borate buffer of
various pH values. The recorded potentials are shown in the following figure [181].
0 200 400 600 800 1000 1200-800
-700
-600
-500
-400
-300
-200
-100
passive region
pH 9.0
pH 8.0pH 7.8pH 7.4
pH 7.1pH 6.6
Pote
ntia
l / m
VSH
E
time / s
active region
Figure 6.11:
Open circuit potentials
recorded for zinc in 0.1 M
borate buffer of various pH.
Flow rate: 15.6 µl min-1.
Two measurements are shown at each pH value to allow an estimation of reproducibility.
An immediate observation is that the OCP exhibits a shift covering around 500 mV within the
pH window between 6.6 and 9.0. This shift is clearly attributed to a surface change (e.g.
coverage with oxides) since the pH dependence of anodic and cathodic reaction can not
account for this magnitude [182]. Additionally, nearly the total shift is confined between pH 7.1
and 7.4 with only minor increases in the recorded potential at lower and higher values up to 9.0.
At this last value, the OCP did not stabilize within the duration of the experiment which is
attributed to the very low solubility of zinc hydroxide at this value, leading to a nearly
quantitative precipitation that remains nearly unaffected by the convection in the cell [166].
Since the presence of surface films on zinc was reported to start around pH 4 [14, 30], the
pH region between 7.1 and 7.4 can not be the onset for its formation. Nevertheless, the sole
presence of surface species does not necessarily imply a corrosion mechanism through the
surface film with the resulting anodic shift of the OCP [71]. It has been shown by several
authors that many surface species on zinc are not passivating [7, 70, 71, 183], resulting in the
presence of active regions despite a surface coverage composed of a variety of corrosion
products. In fact, as the open circuit potential is not area dependent, the presence of a single
active region is considered sufficient to dictate a cathodic OCP. As easily recognized from
Chapter 6: Corrosion of pure Zn
68
Figure 6.11, the region between pH 6.6 and 8.0 consists of only two major states, which are
labeled “active” and “passive”. The dominating parameter would therefore be the integrity of
the surface film, which is apparently achieved at a pH value of 7.4 and above at the OCP under
electrolyte flow (15.6 µl min-1).
6.2.2 Potentiodynamic sweeps To further characterize the electrochemical behavior, potential sweep experiments were
performed subsequent to the OCP-scans from Figure 6.11 with a scan rate of 2 mV s-1. Anodic
or cathodic directions were swept separately, each after an individual OCP-period of 1000 s.
The following figure displays anodic and cathodic sweep combined. Note that the
measurement at pH 6.6 can not be evaluated since it is dominated by the non-ionic nature of
boric acid and the very low concentration of borate resulting in high electrolyte resistance.
-2 -1 0 1 2 3
-500
-400
-300
-200
-100
0
100
200
300
400
-1 0 1 2 310-5
10-4
10-3
i / A
cm
-2
E / VSHE
(C)
(B)
i / μ
A c
m-2
E / VSHE
pH 6.6 pH 7.1 pH 7.4
pH 7.8
pH 8.0
pH 9.0
(A)
Figure 6.12:
Potentiodynamic sweeps at
2 mV s-1 starting from the
previously recorded OCP in
both anodic and cathodic
direction on different locations.
Flow rate 15.6 µl min-1. The
inset shows the anodic
direction, excluding pH 6.6,
on a logarithmic scale.
A clear trend towards lower current densities is observed for increasing pH. Especially the
logarithmic presentation gives clear evidence that the passive current density is strongly pH
sensitive and shifts to lower values as the solution alkalinity increases. Another feature is the
presence of a current peak (A) in the case of pH 7.1 which shows similarity to a classical pre-
passive peak [1, 136], even though the following region of reduced current density is
comparably short. Nevertheless, it is an indication that the formation of a closed film is
induced by the anodic sweep which is absent under OCP conditions. The anodic progression
to high potentials around 2 VSHE indicates an additional oxidation process (B) which is
interpreted as the inhibition of a film breakdown by supersaturation of the interface [7, 72] and
subsequent zinc precipitation. The final increase in the current signal is associated with film
Chapter 6: Corrosion of pure Zn
69
breakdown and/or oxygen evolution, but requires the spectroscopic data shown later to be
clarified.
The cathodic scans (C) combine well with the anodic counterparts, causing the combined
curves to appear as a single measurement. A slight increase in current density with increasing
pH is observed between pH 7.4 and 9.0, probably indicating different blocking properties of
the surface film concerning oxygen transport [30].
The clear and steady trend observed in the plateau current density along the pH series is in
contrast to the discrete behavior observed in the corresponding OCP values from Figure 6.11.
As previously pointed out, the open circuit potential is highly sensitive to the presence of at
least one active region, while potential sweeps induce surface changes on the whole surface
obviously able to change the surface film characteristics. To clarify whether a change in the
nature of the surface film (between pH 7.1 and 7.4) is present, additional dissolution data is
required.
0 1 2 3 4 5
0
2
4
6
8
10
0
200
400
600
800
i Dis
s / μA
cm
-2
(A)
(A)
pH 8.0 pH 7.8
pH 7.1 pH 6.6
pH 7.4
pH 9.0
[Zn2+
] / μ
mol
l-1
time / ks1000 s OCP - sweep anodic - 800 s flush - 1000 s OCP - sweep cathodic
(A)
Profiles shift at higher pH due to a prolonged anodic sweep duration
Figure 6.13: Zinc concentration profiles and corresponding dissolution current density for an experimental
series indicated on the bottom for pure zinc in 0.1 M borate buffer of various pH at a flow rate 15.6 µl min-1.
The shift of the profiles at higher pH values originates from a prolonged duration of the anodic sweep.
Figure 6.13 shows the concentration profiles recorded during the electrochemical
experiments discussed before with the sequence of measurements indicated on the bottom. All
curves show an initial rise to a plateau value (A), followed by a zinc peak as a consequence of
Chapter 6: Corrosion of pure Zn
70
the subsequent anodic sweep experiment. After purging the cell, another OCP scan is
performed on a different location on the substrate that yields a very reproducible shape, while
the following cathodic scan direction leads to an immediate decline of the signal. Due to the
different experiment time for the anodic scan (with dynamic end points, see Figure 6.12), the
profiles are shifted along the time axis as the pH (and therefore the passive range) increases. All
events indicated on the bottom are therefore not confined to an absolute time with the
exception of the first 1000 s OCP measurement (starting at t = 0 s) and the anodic sweep
(t = 1000 s).
The initial rise of the zinc concentration is remarkably sharp compared to the profiles in
unbuffered NaCl solution (see Figure 6.5) reaching a high dissolution current density associated
with plateau of ~200 µA cm-2 for pH 7.1 as compared to around 80 µA cm-2 for unbuffered
NaCl solution. Especially the profile at pH 6.6 shows very high zinc dissolution, suggesting an
active etching of the sample by the electrolyte. Please note that the absolute zinc concentrations
in NaCl and borate buffer are not comparable because different capillary cells of different
diameter were used. The dissolution current density though corrects for that fact as it is
normalized to the wetted area.
This steady state corrosion rate is achieved very quickly in the absence of chloride and,
especially, in the presence of a pH buffer system. The impact of the buffer itself becomes clear
when comparing the measured zinc plateau and proton concentrations shown in Figure 6.14.
0.0 0.1 0.2 0.30
2
4
6
8
0100200300400500600
[Zn2+
] / μ
mol
l-1
[H3O+] / μmol l-1
i Dis
s / μA
cm
-2
[Zn2+] = 29.33[H3O+] - 0.0904
R2 = 0.9996
Figure 6.14: Steady state
concentrations and corresponding
dissolution current densities from
Figure 6.13 (A) as a function of
the proton concentration. A
linear regression is performed
along all data points.
The linear dependence observed suggests a chemical dissolution mechanism which is limited
by proton transport [181] according to
Chapter 6: Corrosion of pure Zn
71
++ HZnO +)]([ OHZn (6-3)
or
++ HOHZn 2)( OHOHZn 2)]([ ++ (6-4)
The etching proceeds via ZnO or Zn(OH)2 because of the presence of a surface film under
these experimental conditions. It is further supported by investigations on ZnO:Al as shown
later in this study and the results presented by Guśpiel and Riesenkampf [184] demonstrating
ZnO dissolution to be controlled by proton diffusion in slightly acidic media (pH 4-7). The
same applies for the protonation of zinc hydroxide [166, 185].
The high slope of 29.33 of the linear regression from Figure 6.14 is a consequence of the
difference between proton activity (pH) and proton availability (buffer capacity) present in all
buffer systems. A local depletion of protons is therefore countered by the buffer species,
resulting in a significantly higher diffusion limit than estimated from the proton concentration
alone. The linearity between proton concentration and dissolution current density furthermore
excludes zinc transport to be rate determining since the current density would be proportional
to the zinc gradient in the diffusion layer. The zinc concentration in solution is however not
proportional to the proton concentration, but the solubility product Ksp divided by [OH-]²
according to
22
][][ −
+ =OH
KZn sp (6-5)
as experimentally shown by Reichele et al. in the pH region used in this study [166]. This
equation transforms to
22
2 ][][ ++ = HKK
Znw
sp (6-6)
with Kw as the dissociation constant of water. The resulting relationship can be clearly excluded
from the data.
Moreover, it is possible to compare the dissolution profiles from Figure 6.13 to the
measured current density from Figure 6.12:
Chapter 6: Corrosion of pure Zn
72
0.0
1.2
2.4
3.6
4.8
0.0 0.5 1.0 1.5 2.0 2.50
100
200
300
400
time / ks
i Dis
s / μA
cm
-2
0
100
200
300
4000.0 0.8
i / μA cm
-2
pH 7.1- 0.7
tdPurgingE / VSHE
[Zn2+
] / μ
mol
l-1
OCP
0.0
1.2
2.4
3.6
4.8
0.0 0.5 1.0 1.5 2.0 2.5 3.00
100
200
300
400
time / ks
i Dis
s / μA
cm
-2
0
100
200
300
4001.7 2.40.3 1.0
i / μA cm
-2
pH 7.4
- 0.4
td PurgingE / VSHE
[Zn2+
] / μ
mol
l-1
OCP
Figure 6.15:
Zinc dissolution profiles and
corresponding dissolution current
density (left axis) compared to the
measured current density during
potentiodynamic sweeps (right axis)
for pure zinc in 0.1 M borate
buffer at pH 7.1 and 7.4 at a flow
rate of 15.6 µl min-1. The
measurement sequence including the
applied potentials is indicated on
the top.
The difference between dissolution current density and measured current is a consequence
of parallel spontaneous reactions i.e. free corrosion (oxygen reduction) in the case of a higher
iDiss, or film formation in the opposite case. In the latter case, zinc ions are incorporated into
surface films and therefore escape detection downstream. This effect is observed at the peak
current density at pH 7.1 and during most of the anodic sweep at pH 7.4. In the former case,
the sharp increase in the measured current is not quantitatively followed by the dissolution
current signal, being in full agreement with the necessity of film formation to be the origin of
the current decrease thereafter. Due to the strong background dissolution as a consequence of
the comparably low pH, quantification proves difficult.
This is different in the case of a higher pH with the background dissolution significantly
lowered. The second diagram in Figure 6.15 shows a measured current exceeding the
dissolution current throughout most of the anodic sweep duration, being evidence of
continuous film formation. Since the dissolution at the OCP still proceeds with significant rates,
it is not possible to immediately quantify the film formation rate as the reduction of the
Chapter 6: Corrosion of pure Zn
73
spontaneous corrosion rate is unknown. Nevertheless, the resulting film thickness can roughly
be estimated according to
ZnO
ZnOanodicDissZnO F
Mtiidρ⋅
⋅⋅⋅−=
210)( 7
(6-7)
with (iDiss-i)·tanodic being the averaged charge consumed for film formation and 107 as the
conversion factor from cm to nm in the case of zinc oxide formation. For an experiment time
of 1000 s with an average difference between iDiss and i of 25 µA cm-2, this relation gives an
increase in oxide thickness of 18.8 nm. A complementary XPS surface analysis as shown in the
following chapter is required for clarification.
The strong mismatch between measured and dissolution current density at the final stage of the
experiment indicates that the steep increase in measured current is mainly attributed to oxygen
evolution because the measured current density is not quantitatively reflected by the released
zinc ions. However, it will be shown in chapter 7 that this reaction triggers chemical dissolution
due to a change of the surface pH (even in buffered solutions as present here) in addition to a
possible direct lattice attack (film breakdown). Consequently, an increase of zinc dissolution is
detected in the respective potential region.
6.2.3 XPS-Analysis In order to investigate the dependence of the surface film thickness on the electrochemical
treatment, small spot XPS-measurements (100 x 100 µm2) were performed on locations that
have been previously subject to different electrochemical treatment. For this purpose, a
quadratic 2 x 2 array spaced 600 µm was generated by executing 4 different electrochemical
experiments: 100 s OCP, 1000 s OCP, anodic sweep to 0.3 VSHE and anodic sweep to 2.0 VSHE.
Within this array, 5 XPS measurement spots were placed with one inside each electrochemically
addressed location and one on the native surface in the centre. For depth profiling, all spots
were sputtered simultaneously with a 2 x 2 mm² area and a sputter depth of 2 nm SiO2 per step
(64 s at 1 kV). This measurement arrangement is schematically shown in Figure 6.16.
Zinc sample
100s OCP
1000s OCP
100s OCPsweep to 0.5 V
100s OCPsweep to 2.0 V
XPS-locations
Argon sputter area
SHE
SHE
SFC-Locations
Figure 6.16: Illustration of the XPS investigation
of electrochemically treated locations on pure zinc in
borate buffer of pH 7.4. The blue area indicates that
all spots were simultaneously sputtered for depth
profiling.
Chapter 6: Corrosion of pure Zn
74
The binding energies of the metallic peak was found to be 1022.1 eV for zinc (Zn2p3),
which is in good agreement with the literature [186]. The oxygen (O1s) peak showed two
components well separated at 531.7 eV (oxide) and 533.8 eV (hydroxide) [29]. Depth profiles
to an equivalent sputter depth of 40 nm SiO2 are shown in Figure 6.17.
0 10 20 30 400
20
40
60
80
100
native surface
Zinc
Oxygen
Carbon
Ato
mic
per
cent
sputter depth / nm SiO2
0 10 20 30 400
20
40
60
80
100 100 s OCP, Sweep 2.0 V
Zinc
Oxygen
Carbon
Ato
mic
per
cent
sputter depth / nm SiO2
0 10 20 30 400
20
40
60
80
100 100 s OCP, Sweep 0.3 V Zinc
Oxygen
Carbon
Ato
mic
per
cent
sputter depth / nm SiO2
0 10 20 30 400
20
40
60
80
100
Zinc
Oxygen
Carbon
Ato
mic
per
cent
sputter depth / nm SiO2
1000 s OCP
0 10 20 30 400
20
40
60
80
100 100 s OCP
Oxygen
Carbon
Zinc
Ato
mic
per
cent
sputter depth / nm SiO2
The reference to SiO2 as an equivalent sputter depth does not allow to directly derive the
effective surface layer thickness because the sputter rate of metallic or oxidic zinc as present on
the surface is not known. Nevertheless, a very recent article states that ZnO thin films obtained
by pulsed laser deposition (PLD) are sputter etched at a rate being almost similar to SiO2 [187]
which leads to the assumption that the depth profiles shown are at least roughly reflecting the
effective thickness. Carbon was only detected prior to the first sputter step, therefore
originating from surface contaminations rather than carbonate incorporations in the film.
Figure 6.17: XPS depth profiles on
zinc subject to different electrochemical
treatment (indicated in each graph) in
borate buffer of pH 7.4 at a flow rate of
15.6 µl min-1.
Chapter 6: Corrosion of pure Zn
75
The results demonstrate a different thickness of the oxidic surface film as evident from the
decay of the oxygen content with increasing sputter depth. Already, the OCP scans did increase
the thickness of the oxidic layer compared to the native state, while the experiment time is
apparently without effect when comparing 100 and 1000 s hold time at the OCP. This
observation suggests the presence of a steady state thickness of the oxide as a function of the
film formation- and dissolution rate, as previously concluded from the dissolution data (Figure
6.13). It further indicates that this state is reached within less than 100 s since the oxide
thickness did not increase from 100 to 1000 s.
Moreover, during anodic polarization, the oxidic layer on the surface is drastically increased
with an oxygen signal reaching deep into the substrate. It is unlikely that this effect originates
from an increased roughness, since then a similar effect would have been expected between
both OCP profiles where the total amount of dissolved zinc differs by a factor of 10.
The anodic growth of the surface film is further supported by the current density decrease
during anodic sweeps previously demonstrated in pH 7.1. The apparently lower thickness in the
case of high anodic progression reflects film breakdown that has been shown to manifests in a
zinc dissolution peak detected downstream.
The oxygen peak (O1s) is well separated into hydroxide and oxide species by approximately
2 eV which allows quantification of the individual components. The detailed spectra before
sputtering for the native surface and electrochemically treated locations (100 s OCP and 100 s
OCP with subsequent sweep to 0.3 VSHE) are shown in Figure 6.18.
540 538 536 534 532 530 528 5263456789
10111213 oxide
Sweep to 0.3 V
100s OCP
native oxide
Cou
nts /
10-3
Binding energy / eV
hydroxide
Figure 6.18:
O1s detail spectra of the native
surface and locations addressed
with the SFC as indicated in
the figure. Dots represent
measurement points and lines
are showing a component fit
performed with Casa XPS.
Chapter 6: Corrosion of pure Zn
76
The spectrum obtained on the native surface clearly indicates the coexistence of hydroxidic
and oxidic species, even though the latter covers about 72% of the total oxygen present. In
contrast, all spectra taken from electrochemically treated surfaces lack this dualism and show
oxide species exclusively. The oxide film is dynamic at all times and therefore subject to
dissolution and re-formation being in a steady state in the OCP case and thickening during
anodic sweeps. As a consequence, it is not possible to assume a selective removal of hydroxidic
species from the native film to be the origin of the oxidic peak. Rather than that, the formation
of the surface film needs to proceed via oxide species, which is not surprising given the high
solubility of zinc hydroxide at the respective pH values (several hundred µmol l-1, see section
5.5.4). These findings are in good agreement with the results found by Powers and Breitner [72]
concerning the formation of different types of surface films and following works by different
authors [70, 188] using the same terminology: Type I surface films originating from local super
saturation, thus being composed of hydroxidic species primarily, and Type II films being
compact oxide layers being the dominant source of passivity (Mokaddem et al. even introduce a
type III oxide, but this distinction is not relevant for the further discussion [70]). All these
studies (as well as Conway and Kannangara [7]) conclude that Type II oxide film grow beneath
Type I films, which themselves are very sensitive to convection in the system [72]. As an
immediate consequence, a direct formation of ZnO is possible being in full agreement with the
data presented. The mentioned studies focus on alkaline solutions, and it is rather surprising
that the conclusions apparently apply for near neutral solutions as well. The origin of
passivation, even though characterized by comparably large current densities, is therefore of
kinetic nature because the rate of oxide dissolution in the electrolyte is lower than the rate of
formation.
6.2.4 The effect of Sulfate anions Sulfates are a very common electrolyte constituent in both electrochemical experiments [6,
189] and environmental corrosion processes [40, 183, 190]. However, even though widely used,
the aggressive nature of sulfate in the zinc corrosion process appears underestimated [35, 191].
This may be a direct result from the fact that most studies focus on the film breakdown by
sulfate ions and the resulting decreased passivity range, which is only relevant for zinc-steel
couples if the passivity range is reduced to less than the mixed potential, which causes an
anodic polarization of zinc by coupled steel, and not of immediate importance concerning the
OCP case. A direct monitoring of the real zinc dissolution rate parallel to a classical
electrochemical characterization, especially when held at the OCP, therefore appears valuable
to estimate the impact of sulfate on zinc corrosion processes.
Chapter 6: Corrosion of pure Zn
77
The experimental series was designed according to the previous sections with OCP-sweep
couples in borate buffer of pH 8.0 and 9.0 with a sulfate content ranging from 0 to 100 mM.
Potentials recorded during 1000 s are shown in Figure 6.19.
0.0 0.2 0.4 0.6 0.8 1.0 1.2-800
-700
-600
-500
-400
-300
-200
-100
100 mM
10 mM
1 mM
Pote
ntia
l / m
VSH
E
time / ks
0 mM
pH 8.0
0.0 0.2 0.4 0.6 0.8 1.0 1.2-800
-700
-600
-500
-400
-300
-200
-100
100 mM
10 mM 1 mM
Pote
ntia
l / m
VSH
E
time / ks
0 mMpH 9.0
Figure 6.19:
Open circuit potentials recorded for
zinc in 0.1 M borate buffer of pH
8.0 and 9.0 with varying sulfate
content as indicated in each graph.
These results demonstrate a clear tendency of sulfate to interfere with the formation of a
closed surface film. Both the active and passive potential are in very good agreement with the
results obtained as a function of pH (see Figure 6.11). Especially interesting are the
combinations of pH 8.0 and 10 mM sulfate or pH 9.0 and 100 mM where the potential
apparently oscillates between both states, coming to a rest at the active value after
approximately 800 s in both cases. Two possible effects can be attributed to the presence of
sulfate. First, the integrity of the surface film may be reduced by incorporation of bulky sulfate
ions, demanding a higher thickness to achieve passive corrosion potentials. Secondly, the
dissolution rate may be affected resulting in a decreased steady state thickness. The latter effect
Chapter 6: Corrosion of pure Zn
78
can be clarified with the downstream analytics presented in the following figure. Due to the
very low solubility of zinc at pH 9.0 (resulting in low signals and massive peak broadening),
only the less alkaline medium is used for quantification of zinc dissolution.
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0
0.0
0.5
1.0
1.5
2.0
2.5
3.0
0
50
100
150
200
250
(A)
(A)
(A)
i Dis
s / μA
cm
-2
0 20 40 60 80 1000
1
2
3
c [Z
n2+] /
μm
ol l-1
c [SO42-] / mmol l-1
(A)
100 mM
10 mM
1 mM
0 mM
[Zn2+
] / μ
mol
l-1
time / ks
Plateau values (A) vs c [SO4]2-pH 8.0
[SO42-]
Figure 6.20: Zinc concentration profiles and corresponding dissolution current density for an OCP-anodic
sweep couple on pure zinc in 0.1 M borate buffer (pH 8.0) with varying sulfate content. Flow rate
15.6 µl min-1. The inset shows the plateau concentration during the OCP scan (A) plotted over the sulfate
concentration.
The dissolution rate of zinc increases significantly with increasing sulfate content. This
dependency strongly appears like a squareroot law with respect to the sulfate concentration
(R2=0.9977), but uncertainties exist concerning the determination of the steady state
dissolution rate as evident from the lack of a plateau region for 10 and especially 100 mM
sulfate. A similar relationship was reported by Brasher for the impact of sulfate ions on the
corrosion rate of iron [192], even though a fundamental reasoning for the proportionality
between weight loss and [SO42-]1/2 was not given. Mechanistic considerations for anion effects
found in the literature include an increase in the oxygen reduction kinetics [193], absorption
processes [194], catalytic effects on hydrogen evolution [195] and increased zinc solubility by
complex formation [196]. While a direct effect on the oxygen reduction kinetics appears
unlikely given the fact that the corrosion potential lies well within the transport limit of this
reaction, an effect on the hydrogen evolution can be excluded under near neutral or alkaline
conditions. The increased solubility of zinc species with an inhibiting effect on the film
Chapter 6: Corrosion of pure Zn
79
formation appears most likely regarding the high complex formation constant of sulfate [2] (p.
25).
However, the sole magnitude of sulfate induced dissolution demonstrated in Figure 6.20 for
the OCP case underlines the initial statement of an underestimation of sulfate as a corroding
agent for zinc. The dissolution current density (iDiss) rises by a factor of 12.5 by the addition of
100 mM sulfate compared to dissolution in the absence of such species, leading to a complete
transition from a passive to an active surface. In the case of 10 mM, a dissolution current
density around 80 µA cm-2 was obtained, which falls into the active-passive transition measured
in the pH series without sulfates (between ~60 and ~200 µA cm-2, see Figure 6.13). The
corresponding OCP value oscillates between the active and passive state, which shows that the
critical dissolution rate for passivity in the presence and absence of sulfate is comparable. This
observation does not disprove the possibility of sulfate incorporation into the film (by a
dissolution-precipitation mechanisms where sulfate takes part in precipitate formation [40]),
even though it appears unlikely considering the direct oxide growth as described in the former
section.
From the increased dissolution rate induced by the sulfate addition, it is expected that the
film breakdown by anodic polarization is affected as well [197]. A cathodic shift of the
breakdown potential with increasing sulfate content can be observed in anodic sweep
experiments in Figure 6.21.
-0.5 0.0 0.5 1.0 1.5 2.0 2.5
10-5
10-4
10-3 pH 8.0 10 mM 1 mM 0 mM
pH 9.0
100 10 mM 1mM 0 mM mM
i / A
cm
-2
E / VSHE
Figure 6.21:
Potentiodynamic sweeps at
2 mV s-1 starting from the
previously recorded OCP at a
flow rate 15.6 µl min-1. Both
solutions pH (8.0 = black,
9.0 = red) and sulfate content
were varied.
Chapter 6: Corrosion of pure Zn
80
The mechanism of film breakdown on zinc is not fully clarified, even though some
fundamental dependencies have been reported by different authors. Keitelman et al. [198]
postulate local OH- depletion to cause breakdown and ultimately pitting, demonstrated by a
variation of the buffer capacity in borate solution. A fundamental similarity exists to parallel
works by Augustynski et al. [196] who investigated the effect of different anions and concluded
local accumulation to increase the solubility of zinc and cause film breakdown. The results
presented in this study are in full agreement, as an increase in the solubility by lowering the pH
or additions of sulfates cause the film breakdown potential to shift cathodically. The
observation that the passive current densities in Figure 6.21 appear nearly unaffected results
from the fact that the existence of a passive region requires very low dissolution rates. A
massive sulfate induced dissolution (e.g. 10 and 100 mM in Figure 6.20) leads to an active
behavior during potentiodynamic measurements and prevents passivity within the current
density window investigated.
6.2.5 Summary of the results The dissolution mechanism of zinc in borate buffer (0.1 M) was clearly demonstrated to
proceed through a surface oxide in the pH region from 6.6 to 9.0. XPS surface analysis
revealed the purely oxidic nature of the surface species, indicating a direct oxide growth as
postulated by several authors [20, 70]. Surprisingly, a sudden increase in the corrosion
potentials covering approximately 300 mV was observed between pH 7.1 and 7.4, which was
attributed to the formation of a closed oxide layer at higher pH values. At pH values of pH 7.1
and 6.6, active corrosion potentials around -700 mVSHE were measured and correlated to the
existence of active sites within the oxide film. This case evolves at high film dissolution rates
(approx. 200 µA cm-2 dissolution current density), while the overall dissolution behavior is
independent of the corrosion potential and governed by proton transport as shown by
downstream zinc detection. Consequently, the passive current density during potentiodynamic
sweeps correlates to the dissolution rate at the oxide-electrolyte interface as a function of the
electrolyte composition. However, dissolution current density and measured current density do
not match exactly, as film growth and superimposed corrosion processes during anodic sweeps
constitute non-equilibrium conditions with either positive or negative deviation. These findings
demonstrate that the passivity model by Heusler [68] is fully applicable for zinc under the
conditions presented. It has been furthermore shown that the oxide film under steady state
conditions (OCP) is quickly established, as the dissolution profiles rapidly converge the final
plateau values with the oxide depth profiles (XPS) independent of the immersion time. The
dissolution rates of zinc in 0.1 M borate buffer are however surprisingly high, being
Chapter 6: Corrosion of pure Zn
81
approximately doubled when using 0.1 M borate buffer of pH 7.1 instead of 0.1 M NaCl
solution. The inhibition of precipitation and the high proton supply by buffer species therefore
constitute a major cause for metal dissolution which needs to be carefully considered.
A thorough investigation of the effect of sulfate additions at different pH values revealed a
strongly increased film dissolution rate besides the well known effect of an earlier film
breakdown during anodic sweeps. This increased dissolution rate was furthermore able to
trigger active corrosion potentials in pH regions where passive potentials are obtained in the
absence of sulfate. In these cases, fluctuations in the corrosion potential were observed for
certain combinations of sulfate concentration and pH, indicating pitting and passivation
processes in competition [68]. The results presented provide new insights in order to
understand the effect of electrolyte constituents on zinc corrosion, especially because sulfate is
very commonly used and not well investigated beyond its effect of reducing the pitting
potential. Interestingly, there is strong indication that sulfate increases the dissolution rate and
icorr proportional to the square root of its concentration from 1 to 100 mM, a relationship that
has been previously demonstrated for iron corrosion by Brasher [192]. The dissolution profiles
available in the integrated setup presented therefore provide exceptional information beyond
the electrochemical data and contribute significantly to the investigation of corrosion
phenomena.
Chapter 7: Stability of ZnO
82
7 Stability of ZnO The aim of this chapter is to investigate the chemical and electrochemical dissolution of
ZnO in borate buffer and NaCl solutions by a combination of electrochemical techniques and
dissolution monitoring to provide mechanistic insights and allow comparison to the results on
pure zinc. To enable electrochemical investigations on ZnO, all samples were doped with
Al2O3 (carrier concentration around 1020 cm-3) [199]. Alumina itself shows neither chemical nor
electrochemical dissolution and has been considered inert for the investigations.
Quantification of the chemical dissolution of ZnO is of high importance to evaluate its role
as a corrosion product in the corrosion process of zinc. Especially the corrosion mechanism
through an oxidic surface layer present in borate buffer immediately profits from an increased
understanding of the decisive factors for the stability of ZnO in aqeous solutions.
Electrochemical investigations furthermore allow insights into anodic degradation with an
impact on film breakdown processes of passive layers as well as desired texturing efforts to
improve the properties of ZnO:Al for technical applications.
7.1 Chemical dissolution 7.1.1 Unbuffered NaCl solution
As aerated 0.1 M NaCl solution is a frequently used corrosive medium for studies on zinc,
an initial dissolution experiment (1000 s OCP) was carried out in this medium with a flow rate
of 15.6 µl min-1.
0 500 1000 1500 2000-200
-100
0
100
200
300
120
140
160
180
200
220
240
260
280
300
Pote
ntia
l / m
VSH
E
[Zn2+
] / n
mol
l-1
time / s
ZnO dissolution in 0.1 M NaCl
Figure 7.1:
ZnO:Al dissolution profile (left
axis) during a 1000 s OCP
scan in aerated 0.1 M NaCl
solution at a flow rate of
15.6 µl min-1. The recorded
potential is displayed on the
right axis.
Chapter 7: Stability of ZnO
83
The detected concentrations were remarkably low, essentially ranging around the detection
limit of 10-7 mol l-1. This value is well comparable with the estimated H+/OH- concentration in
neutral solutions, but an exact correlation proves difficult due to the low signal to noise ratio.
However, a dissolution process can be qualitatively stated. In comparison to zinc corrosion as
shown in section 6.1 observed under identical conditions, the dissolution rates differ by a factor
of around 17. This suggests that the corrosion of metallic zinc in aerated NaCl solution does
not proceed through surface oxides as observed in borate buffer, but rather liberates zinc from
active sites parallel to the (significantly lower) oxide dissolution.
Another obvious feature of Figure 7.1 is the cathodic drift of the recorded potentials. In
general, the rest potential in the dark (Erd) depends on the flat band potential (EFB) and the
band bending in the surface charge (ΔESC) as shown in equation (7-1).
SCFBrd EEE Δ+= (7-1)
It has been shown by Matsumoto et al. [200] that both the flat band potential and the
surface charge region for ZnO are pH dependent, but inversely affected, thus resulting in a
(nearly) constant rest potential around 230 mVSHE along the pH scale. A change in the surface
pH as a consequence of the local pH effect of zinc dissolution (see page 61) as the origin of the
potential drift is therefore unlikely.
A decay of the flat band potential during etching in several solutions (including HCl) was
reported by Dewald [201] and ascribed to possible changes in the surface dipole due to ion
interactions. A surface etching needs to proceed as the time constant for equilibration appears
too large for absorption/desorption phenomena. Due to the large number of assumptions and
variables, a sound and conclusive model for the transient behavior of Erd is still missing and will
not be approached within this study.
To clarify the effect of the experiment on the surface morphology, SEM images were taken
before and after the experiment from Figure 7.1 and the results are shown in the following
figure.
Chapter 7: Stability of ZnO
84
Figure 7.2: SEM images of the ZnO:Al surface in the native state (a) and after 1000 s OCP
measurement in aerated 0.1 M NaCl solution under electrolyte flow (15.6 µl min-1).
Examination of the surface structure reveals pronounced grain boundaries, being a
consequence of the removal of material previously proved by downstream analysis. It gives
clear indication that the etching proceeds dominantly at the grain boundary areas, while the top
surfaces of the grains appear unaffected. It is well known that ZnO exhibits columnar growth
during sputter deposition with the c-axis parallel to the surface normal [57, 202]. The top
surface exhibits a (0001) orientation while the sides (therefore the grain boundary areas) are
composed of a variety of crystal orientations. It was reported by Jo et al. [203] that the etch pit
in HCl solution grows preferably along the c-axis, essentially being a negative crystal.
Furthermore, it was reported that this process originates from dislocations and defect areas.
Lattice mismatches at grain boundaries therefore provide potential etch sites as a result of
compression and tension of Zn-O bonds [204] or step sites due to a variation in grain height. It
is therefore reasonable that etch pits originate preferably at boundary areas and proceed along
these, parallel to the lattice c-axis. It is still surprising that this etching proceeds with such a
degree of homogeneity as all grain boundaries appear to be removed with comparable rates.
That is in contrast to the texturing of ZnO:Al thin films in KOH (~30 %) or HCl (~0.5 %)
where the surface topography is dominated by large craters [46, 47] (several µm compared to
grains in the 100 nm range), which are assumed to originate from grain boundaries, especially
triple points [205], but lack the confinement to these regions. These harsh conditions therefore
eliminate the aforementioned selectivity. As the described solutions of HCl and KOH are of
a) Native surface b) After experiment
Chapter 7: Stability of ZnO
85
minimal relevance for corrosion applications, a buffer system was used to follow the effect of
acidification between pH 7.0 and 6.0 in an attempt to correlate etch rate and surface
morphology.
7.1.2 Acetate buffer pH 6.0 – 7.0 The acetic acid / sodium acetate buffer system was selected because of the large buffer
capacity against protons in the pH region between 6.0 and 7.0 due to the dominance of the
deprotonated acetate since pH > pKs. This selection was made because the electrochemical
experiments presented in a later section include oxygen evolution, potentially causing massive
acidification in the vicinity of the electrode. The borate buffer as used in the case of zinc
corrosion exhibits the reversed case (dominance of the protonated species), and was selected
due to the oxygen reduction reaction on the electrode surface.
To increase the comparability to previously presented data, a chloride content of 0.1 M
(NaCl) was added to all acetate buffer systems. A series of locations on ZnO:Al were addressed
by using the SFC with an OCP measurement of 1000 s followed by a purging step under
continued flow (15.6 µl min-1). All measurements were performed twice and exhibit a high
degree of reproducibility as presented in Figure 7.3. The inset shows the plateau concentration
(mean value) as a function of the proton concentration with a linear least square fit (R2=0.9998).
The slight inclination of the plateau region is assigned to non-quantitative mass transport in the
flow system that is evident from the peaks (A) which originate from lowering the solution pH
and a subsequent purging of residual zinc accumulated in the system.
Chapter 7: Stability of ZnO
86
0 2 4 6 8 10 12 14 160
1
2
3
4
5
12
y = 4.08x + 0.42
c [Z
n2+] /
μm
ol l-1
c [H+] / μmol l-10 0.4 0.8 1.2
345
(A)(A)(A)
pH 6.5
pH 6.0
pH 6.75[Zn2+
] / μ
mol
l-1
time / ks
pH 7.0
Figure 7.3: Zinc dissolution profiles of ZnO:Al in acetate buffer (0.1 M + 0.1 M NaCl) of different pH
under constant electrolyte flow (15.6 µl min-1). The inset shows the mean plateau value plotted against the
proton concentration. The spikes (A) originate from changing the solution pH.
The data demonstrates a linear dependence between zinc and proton concentration as
previously observed for pure zinc in borate buffer (see chapter 6.2, in particular Figure 6.13). A
noticeable feature is that the linear regression on the data points does not cross the origin,
therefore indicating an etching process independent of the proton concentration. Gerischer
and Song [62] have shown that acetic acid/acetate acts as an etching agent by formation of
soluble complexes, by far exceeding the destabilizing effect of chloride in the near neutral pH
region. The pH independent etching is therefore attributed to the buffer system. Furthermore
the buffer causes a mismatch between zinc and proton concentration evident from the slope of
4.08. This effect has been previously discussed in section 6.2.2 and is a consequence of high
proton availability due to protonated buffer species. Please note that the effect is less
pronounced for the acetate buffer compared to borate, as the latter is dominated by its
corresponding acid (pH < pKs) and therefore possesses a high potential regarding proton
supply.
It is highly probable that the dissolution reaction is transport limited as previously shown
for pure zinc, and confirmation is easily possible because the present case exhibits only one
reaction, being zinc oxide dissolution. Accordingly, an increase in buffer concentration should
directly raise the transport limit in direct proportion, which has been clearly confirmed by an
Chapter 7: Stability of ZnO
87
experimental series similar to the pH variation but with the buffer concentration as parameter.
The results are shown in the following figure.
0 2 4 6 8 10 12 14 16 18 20 220.0
0.5
1.0
1.5
2.0
2.5
3.0
12 pH 6.5
c [Z
n2+] /
μm
ol l-1
c [buffer] / mol l-10 0.1 0.2
345 pH 6.0
0.025 M
0.1 M
0.05 M[Zn2+
] / μ
mol
l-1
time / ks
0.2 M
Figure 7.4: Dissolution profile of ZnO:Al in acetate buffer (containing 0.1 M NaCl) of pH 6.5 under
variation of the buffer concentration. The inset shows the mean plateau values plotted against buffer
concentration for the experimental series shown and another run at pH 6.0.
A variation of the buffer concentration (at constant chloride content) between 0.2 and
0.025 mol l-1 is shown for a pH value of 6.5, while the inset additionally contains a similar series
at pH 6.0. The linear relationship between dissolution and buffer concentration as shown in the
inset of Figure 7.4 undoubtedly proves transport control of the reaction and agrees well with
results obtained by Guśpiel and Riesenkampf who showed ZnO dissolution in H2SO4 to be
transport limited to a concentration around 0.1 M at 25°C [184].
Using Ficks law for the flux of species according to
dxdc
DJ iii −= (7-2)
it is possible to calculate the expected zinc concentrations by
Nf
ii
f
i
VAcD
VAJZn
δ⋅⋅⋅
=⋅
=+0
2 ][ (7-3)
using the electrode area A, the volume flow Vf, the diffusion coefficient and bulk
concentration of species i, and the diffusion layer thickness δN for a case where the dissolution
Chapter 7: Stability of ZnO
88
rate is governed by transport of i. It is to note that the exact diffusion layer thickness is
unknown, but will be roughly estimated with 50 µm. The following table displays the results for
protons at pH 6.0 and acetic acid (0.1 M acetate buffer, pH 6.0, conc. acetic
acid = 5.3 mmol l-1) as transport limited species.
Species Diffusion coefficient Expected zinc concentration at δN = 50 µm
Protons 9.3·10-9 m2 s-1 7.7·10-8 mol l-1
Acetic acid 1.2·10-9 m2 s-1 4.7·10-5 mol l-1
Table 7.1: Expected zinc concentrations for diffusion control of protons and acetic acid.
The results indicate that the observed dissolution rate of 4.5 µmol l-1 can not be explained on
the basis of proton transport through the diffusion layer. This was expected since a variation of
the buffer concentration alters the dissolution rate without affecting the proton concentration.
However, a calculation based on acetic acid yields expected dissolution rates that exceed the
measured ones by approximately one order of magnitude, most probably being a consequence
of the number of assumptions made concerning the diffusion layer thickness and the flow
profile at the capillary tip. Especially the fact that the velocity profile on the substrate differs
significantly in lateral direction may cause significant errors in the calculations. The experiments
shown further indicate that the destabilization of ZnO by chloride is negligible, because the
fixed chloride content would result in a “background” etching in the inset of Figure 7.4
(intersect with y-axis). This illustrates that the increase of the corrosion rate of zinc with
increasing chloride concentration shown previously (Figure 6.2, page 61) does not originate
from increased rates of ZnO dissolution.
Since the etch rates in buffered solutions are significantly higher than in unbuffered
solutions, a different surface morphology is expected and investigated by SEM imaging shown
in Figure 7.5.
Chapter 7: Stability of ZnO
89
Figure 7.5:
SEM images of the ZnO:Al surface in the native state
(a) and after 1000 s OCP measurement in aerated
0.1 M acetate buffer of various pH (b-e) under
electrolyte flow (15.6 µl min-1).
The images demonstrate a significantly lower selectivity of the etching process towards the
grain boundaries compared to the results previously shown for 0.1 M NaCl (see Figure 7.2).
However, there is still indication that the material removal originates from these areas, as seen
from pH values from 7 to 6.5. The image at pH 6.0 (e), representing the highest dissolution
rate (increase by a factor of 2.57 compared to pH 6.5), in contrast, shows massive surface
roughening with no indication of an influence of the crystallinity of the substrate. Considering
that the etching agents only differ in pH value with identical chloride content, it can be
concluded that the dissolution rate is the main determinant for the surface morphology.
7.1.3 Summary of the results Al doped ZnO is thermodynamically unstable in neutral media. Especially in the presence of
convection and buffered solutions, a local saturation of the electrolyte with zinc species is
hindered and a strong difference in the chemical potential between oxide and solution prevails.
In these cases, the equilibrium condition is not met and the oxide dissolves continuously. The
transfer rate of metal ions from the oxide into the solution is concentration and potential
dependent according to Heusler [206] and Wagner [65]:
Chapter 7: Stability of ZnO
90
)/)((exp)/exp( /´
),(,/),(, RTFzaakRTFaaki eloxidrxelMelceloxid
rxoxidMoxidcc zz φγφ −−⋅⋅−⋅⋅= ++
−+
(7-4)
with a forward and backward reaction each dependent on the respective rate constant k, the
activity of the metal ions and complexing agents (ax), the potential difference in the Helmholtz
layer φ, and the effective transfer coefficient γ. The overall reaction rate can therefore be under
either activation control, depending on the potential difference in the Helmholtz layer, or
transport controlled by a depletion of species involved. In case of ZnO, both cases have been
reported depending on the electrolyte composition and convection imposed [184]. For ZnO in
acetate buffer of near neutral pH, the results presented give clear evidence that the dissolution
of is limited by proton/proton-carrier transport up to buffer concentrations of 0.2 M, as an
increase in the buffer capacity linearly increases the dissolution rate. These findings are of
immediate importance for the corrosion of metallic zinc in comparable media, since icorr is a
function of proton transport under these circumstances. The corrosion model presented earlier
(chapter 6.2) has therefore been confirmed. Another interesting finding is that the chloride
concentration, in contrast to acetate species, does not induce a significant dissolution of ZnO.
This allows concluding that the corrosive effect of chloride ions on metallic zinc mainly
originates from a destabilization of the precipitation layer or requires high field strength within
passive layers.
For sputter deposited ZnO:Al, the polycrystalline nature of the surface is very important for
the etching behavior. It has been shown that the dissolution is mainly ascribed to the grain
boundary areas, which dissolve preferably at low etch rates. This appears surprising given the
fact that the reaction is under transport control, but it needs to considered that the diffusion
layer thickness is very large compared to the grain size and therefore allows different
dissolution kinetics to preferably etch active sites within the proton depletion zone. These
results indicate that the crystallographic characteristics of ZnO films are an important
parameter for the film stability, especially relevant for passive films which are mostly
polycrystalline with a high number of boundary areas in consequence. This aspect has been
emphasized comparably little in the literature so far.
7.2 Electrochemical dissolution 7.2.1 Unbuffered NaCl solution
Following the systematic of the previous section, an aerated, unbuffered 0.1 M NaCl
solution was used in the primary experimental series to determine the anodic behavior of
Chapter 7: Stability of ZnO
91
ZnO:Al under typical corrosive conditions. An anodic sweep experiment starting from
0.27 VSHE was performed at a sweep rate of 1 mV s-1 with dissolution monitoring in parallel.
The results are shown in the following figure.
0.0 0.5 1.0 1.5 2.0 2.5 3.0
0
100
200
300
400
0
100
200
300
400
1.0 1.5 2.0
02468
10
0246810
i / μ
A c
m-2
i Dis
s / μA
cm
-2
time / ks
purgingE / VSHE
i / μ
Α c
m-2
i Dis
s / μA
cm
-2
time / ks
magnified region
0.5 1 1.5 2 2.3
Figure 7.6: Dissolution profile of ZnO:Al in aerated 0.1 M NaCl solution during a potential sweep
experiment (potential given on top, shifted by td) at 1mV s-1 including a subsequent purging period. The
current density is given on the right axis (red curve). The inset magnifies the region between 1 and 2 ks.
The current measured during the potential sweep displays three significant regions: The
blocking region up to approximately 1.4 VSHE where neither current nor dissolution occurs (0 -
1.3 ks), a region of low current density between 1.4 and 2.1 VSHE (1.3 – 2 ks) and an exponential
increase beyond 2.1 VSHE. The correlation between dissolution and current density measured is
very good in the intermediate region, while the final exponential increase displays a slight delay.
This effect is attributed to zinc transport processes in the spectroscopic system as discussed
previously (section 5.5.4, page 46), also evident from the peak broadening and signal decay
during the purging period.
For data interpretation, three electrochemical reactions need to be considered:
Chapter 7: Stability of ZnO
92
ZnO −+ ++ eOZn 221
22 (7-5)
OH 2 −+ ++ eOH 2212 2 (7-6)
)2( yZn − −+ + yeZn2 (7-7)
Equation (7-7) describes the oxidation of overstochiometric zinc in the oxide film [62], even
though the currents associated with this process are very small [60]. The oxidation of oxygen
therefore constitutes the primary anodic reaction, either by lattice decomposition (7-5) or water
splitting (7-6). It is highly probable that both reactions exhibit a different onset potential, which
is supported by the presence of two anodic regions in Figure 7.6. The congruency between zinc
dissolution and current density in the intermediate region between 1.4 and 2.1 VSHE suggests
that lattice decomposition occurs, most probably at defect sites and grain boundary areas.
Further anodic progression of the potential ultimately leads to a strong oxidation process
with an onset at around 2 VSHE, quickly reaching the stop condition of 400 µA cm-2. Zinc is
liberated at very high rates as seen from the concentrations detected downstream. This is
attributed to an electron exchange process with the valence band, with both lattice
decomposition or water splitting as possible oxidation processes. These two reaction pathways
were mentioned by Pettinger et al. [52] who detected electrochemically produced oxygen in the
system during high anodic current densities. They could however not clarify the origin of the
evolving oxygen. It therefore appears more specific to include zinc detection since zinc
liberation only proceeds directly during lattice decomposition, while the OER causes this effect
indirectly by subsequent chemical etching with the protons generated. The use of a buffer
system to influence the latter reaction, while leaving lattice decomposition unaffected, will be
shown in a later section.
It has been previously demonstrated on zinc that the spectroscopic detection is in good
correlation to galvanostatic measurements (see section 6.1.2), and an experimental series was
designed under variation of the applied current density in NaCl solution. The duration of each
measurement was set to 300 s and the results are shown in Figure 7.7.
Chapter 7: Stability of ZnO
93
0 50 100 150 200 250 3001.7
1.8
1.9
2.0
2.1
2.2
2.3
2.1 2.2 2.310
100
i / μ
A c
m-2
E / VSHE
600
500 300
100150200
50E
/ VSH
E
time / s
20
Applied current density / μA cm-2
i vs. Et=300
Figure 7.7: Potential transients of ZnO:Al in 0.1 M NaCl solution subject to different applied currents
densities. The inset shows the final potential values at t=300 s plotted on the x-axis and the corresponding
applied current density on the logarithmic y-axis. Two measurement curves are shown for each current density,
being nearly indistinguishable due to a very high reproducibility.
Initially, the potential transients rise sharply, passing a maximum in case of higher applied
current densities. After approximately 200 s, all potentials level to comparably stable potential
values, that are in direct correlation to the applied current. The inset shows a reversed i vs. E
plot, which allows comparison to the potential sweeps shown previously (see page 91). It is
evident that an exponential relationship between potential and applied current density exists
(dashed line in the inset of Figure 7.7) for values above 50 µA cm-2, similar to the behavior
during potentiodynamic scans. The deviation from this linearity in the logarithmic scale in case
of 20 and 50 µA cm-2 is attributed to the lattice decomposition reaction with an earlier onset,
limited to comparably low anodic currents.
The shape of each individual potential transient, and especially the existence of a potential
maximum in certain cases, originates most probably from complex surface reactions that can
not be clarified within the scope of this study. Nevertheless, the reproducibility of this behavior
is remarkable.
Parallel to the galvanostatic series, zinc detection was performed as shown in the following
dissolution profiles.
Chapter 7: Stability of ZnO
94
0 2 4 6 8 10 120
2
4
6
8
10
0
100
200
300
400
500
i Dis
s / μA
cm
-2
2.4 2.7
0
1
2
3
2.9c
[Zn2+
] / μ
mol
l-1
time / ks
[Zn2+
] / μ
mol
l-1
time / ks
500
300
100 150
200
50 20
Applied current density / μA cm-2
Figure 7.8: Zinc dissolution profiles during the previously described galvanostatic series on ZnO:Al in
0.1 M NaCl solution. The inset shows the magnified 150 µA cm-2 measurement of the first run.
The similarity to the chemical etching previously shown in Figure 7.3 is strong; the slight
inclination of the plateau value and the tailing effect prove to be characteristics of the flow
system. Besides that, very sharp signals were obtained which increase along increasing applied
current densities.
As especially evident from the last 4 measurements, a deviation between applied and
spectroscopically determined current density is observed. This might indicate that the anodic
reaction does not liberate zinc at 100 % faradaic efficiency, even though a possible impact of
tailing needs to be considered. Therefore, rather than evaluating the peak height, numeric
integration of the peaks was performed to correct for peak broadening. The calculation of the
total amount of zinc released during the time interval t2-t1 was performed according to
f
t
tZn VdtZnN ⋅= ∫ +
2
1
2 ][ (7-8)
using a flow rate (Vf) of 260 nl s-1 (15.6 µl min-1). The theoretically possible release of species at
100 % faradaic efficiency equals the charge (applied current multiplied with the experiment
time) divided by 2F (charge number of zinc times Faraday constant). Data examination by this
technique yields the following graph.
Chapter 7: Stability of ZnO
95
0.0 2.0x10-10 4.0x10-10 6.0x10-10 8.0x10-100.0
2.0x10-10
4.0x10-10
6.0x10-10
8.0x10-10
1.0x10-9
0.0 1.0x10-10 2.0x10-100.0
1.0x10-10
2.0x10-10
Fit 2:slope: 0.98Int.: 1.82x10-11
Fit 1:slope: 1.01Int.: 1.84x10-11
Intersect: 2.21x10-11
peak
are
a [Z
n2+] /
mol
q (2F)-1 / mol
Slope: 0.886
Figure 7.9: Total amount of detected zinc as a function of the consumed charge divided by 2F. Two data
sets are displayed and the slope and intersect of a mean linear regression are given in the graph. The magnified
region shows the data points corresponding to 20, 50 and 100 µA cm-2 with a linear regression along the
lower two for each dataset.
A mean slope of 0.886 was calculated along the whole dataset, indicating that zinc
dissolution proceeds with 88.6 % faradaic efficiency. As the linear regression does not cross the
origin, a “background” etching exists even when interpolating the applied charge to zero (OCP
case). The magnitude of this process is given by the intersect of the linear fit, and an OCP etch
concentration of 280 nmol l-1 proceeding 300 s is estimated for the background etching. The
measured dissolution rates under OCP conditions (see Figure 7.1) were approximated with
100 nmol l-1, which appears as a strong deviation. Two things need to be considered though.
Firstly, a quantification of species around the detection limit may contain significant errors.
Secondly, a slight shift in the baseline of Figure 7.8 causes all peak areas, as they are determined
numerically, to increase by the baseline shift multiplied with the time integral used for
integration. As the concentrations in question are very low, even the slightest baseline shift will
take effect, which can be magnified by the longer integration time (around 500 s to cover the
whole peak) compared to the contact time (300 s). In any case, the rate of OCP dissolution is
not the primary aim of Figure 7.9. The major outcome is the constant faradaic efficiency of
88.6 %.
Chapter 7: Stability of ZnO
96
For exclusive lattice decomposition, a faradaic efficiency close to 100 % would be expected
because the oxidation of lattice oxygen is direcly linked to the liberation of zinc ions (see
equation (2-21), page 16). Consequently, a side reaction takes place that is therefore assumed to
be the OER, which has been assigned to the oxidation process with an onset above 2 VSHE.
According to the afore mentioned lattice decomposition reaction with an earlier onset, it would
be logical to assume a significantly higher current efficiency for dissolution at very low applied
current densities. The inset of Figure 7.9 shows this region and provides a linear regression
along the first two points (20 and 50 µA cm-2) of each set, which already deviate from the
exponential dependence between current density and potential (Figure 7.7). Even though a
linear regression along two data points is a questionable procedure, it appears that the slope
increases at lower applied current densities. The slopes of both individual measurements are
very reproducible and close to 100 % faradaic efficiency. These results support the hypothesis
of lattice decomposition at lower potentials being superimposed by OER at higher applied
current densities.
The surface topographies as determined by SEM are shown in the following figures. Please
note that the removal of material is directly proportional to the applied current density
indicated in each image, due to the linearity observed in Figure 7.9. The first figure shows low
magnification images of the locations addressed in the galvanostatic series, while the following
shows a small section inside the measurement location to allow determination of the surface
structure.
Figure 7.10: SEM images of the measurement locations in a galvanostatic series in 0.1 M NaCl solution
demonstrating a very high degree of reproducibility regarding the area and geometry of the area addressed with
the SFC.
Chapter 7: Stability of ZnO
97
Figure 7.11:
High magnification SEM images of selected
measurement locations from Figure 7.10,
showing a very selective removal of material
confined to the grain boundary areas.
The very high selectivity towards the removal of grain boundaries observed in all cases is
remarkable, given the fact that the total material loss is comparable to the chemical etching as
seen in Figure 7.5 (e.g. the material dissolution at 300 µA cm-2 is slightly above pH 6.5, and
500 µA cm-2 equals approximately pH 6.0). This implies that the grooves formed exhibit a high
aspect ratio, reaching deep into the substrate.
Lattice decomposition and water oxidation are in direct competition and these reactions
most probably take place at the same active sites. While the SEM images clearly indicate that
the lattice attack proceeds at the grain boundaries, it still needs to be proved that water
oxidation triggers chemical dissolution, even though strong evidence already exists.
7.2.2 Acetate buffered solution It has been previously pointed out that the generation of protons by OER may trigger
subsequent chemical etching of ZnO:Al. As lattice decomposition proceeds with direct
liberation of zinc, a buffer system might allow distinguishing between this direct and indirect
mechanism by removal of protons and suppression of OER induced chemical dissolution.
Chapter 7: Stability of ZnO
98
For this purpose, the acetate buffers introduced in section 7.1.2 were used as electrolytes
during galvanostatic experiments. The applied current density was varied between 25 and 450
µA cm-2 and the numerical integrals of the dissolved zinc were plotted as a function of the
applied current density. Please note that the applied charge as shown in Figure 7.12 is
significantly compared to Figure 7.9 since a different cell size (4 times higher) was used. This
required adjusting the current to yield comparable current densities.
0.0 1.0x10-9 2.0x10-9 3.0x10-90.0
1.0x10-9
2.0x10-9
3.0x10-9
unbuffered NaCl Slope 0.881
peak
are
a [Z
n2+] /
mol
q (2F)-1 / mol
acetate bufferpH 6.5pH 7.0
Slope 0.616
Figure 7.12: Total amount of detected zinc as a function of the consumed charge divided by 2F for a
galvanostatic series in unbuffered 0.1 M NaCl and 0.1 M acetate buffer of different pH.
The comparability of data obtained with microcells of different diameter is high as the slope
of 0.881 for NaCl is well comparable to the 0.886 from the former section. As expected, a shift
of the y-axis intersect of the linear regression occurs when using acetate buffer, an effect, that
has been thoroughly discussed before as parallel chemical etching. Of course, this intercept
offset is additionally increased as the solution pH decreases.
A particularly interesting observation is the significant decrease in the linear slope, indicating
a reduction of the faradaic efficiency for zinc dissolution from 88.1 to 61.6 % by the buffer.
This can be explained only by an influence of the buffer on the proton induced etching
subsequent to the OER, as the electrochemical lattice decomposition liberates zinc without
contribution of H+ or OH-. Still the change in surface pH [32] as a consequence of water
oxidation and the buffer effect are considered as major reasons for ZnO dissolution. Both
processes are apparently confined to the grain boundary areas, while the etching by protons is
Chapter 7: Stability of ZnO
99
probably the reason for a widening of the etch pits as observed in Figure 7.11. The high
efficiency of lattice attack by generated protons in the unbuffered case is furthermore
remarkable. Despite the comparably high buffer concentration of 0.1 M, it is not probable that
protons generated at the surface are quantitatively scavenged by acetate, which does not allow
isolating the direct lattice decomposition. Further experimental and theoretical work will be
necessary in order to identify the exact relation between lattice decomposition and OER.
7.2.3 Surface profilometry Surface profilometry was performed to finally clarify whether the OER and lattice
decomposition occurs selectively or exclusively at the grain boundaries. The stylus of 12.5 µm
radius of the profilometer is not able to resolve the etch pits, and therefore only displays the
integral surface level. The following figure shows the surface profiles of an electrochemically
and chemically etched location addressed by a 400 µm microcell.
0 100 200 300 400 500
-120-100-80-60-40-20
020406080
original surface level
(b) 500 μA cm-2
(a) pH 6.0
heig
ht z
/ nm
coordinate x / µm
-140
Figure 7.13:
Surface profiles of a ZnO:Al surface (a)
chemically etched in 0.1 M acetate
buffer of pH 6.0 for 1000 s and (b)
galvanostatically etched at 500 µA cm-2
for 300 s.
In case of electrochemical etching, the surface level appears nearly unchanged and shows
spikes at the sealing areas, most likely due to the formation of precipitates. A slight deviation
can be stated that may well originate from chemical etching in 0.1 M NaCl (see Figure 7.1). In
contrast, the chemically etched profile clearly generates a large pit that qualitatively reflects the
assumed flow profile at the capillary tip [133]. It is to mention that the total removal of material
is larger in case of anodic dissolution (1.04 nM during chemical, 1.85 nM during
electrochemical etching), which implies that the removed grain boundary areas exhibit a large
aspect ratio, therefore reaching deep into the substrate. This fact is further illustrated by the
loss of lateral conductivity upon extended galvanostatic treatment [205], as the etch pits will at
some point reach down to the glass carrier substrate. Figure 7.13 therefore confirms a very high
selectivity of electrochemical dissolution towards the grain boundaries.
Chapter 7: Stability of ZnO
100
7.2.4 Summary of the results The focus of this chapter was set on the electrochemical decomposition processes taking
place on ZnO:Al upon anodic polarization. The electrochemical data agrees well with the
results on ZnO presented by Pettinger et al. [52, 54] with a coexistence of oxidation of lattice
oxygen and water. In contrast to the former studies, it has been possible with the integrated
system presented to distinguish between both possible pathways by means of zinc monitoring.
In anodic sweep experiments, it has been shown that an oxidation reaction occurs with an
onset potential significantly lower than water splitting. This process is accompanied by a zinc
dissolution current density congruent to the potentiostat readings. Further progression leads to
an exponential increase of both current and zinc dissolution. At these potentials however, the
dissolution current densities deviate from the imposed current density by a constant factor
depending on the electrolyte composition. For unbuffered NaCl solution, the integral amount
of zinc released constitutes 88.1 % of the applied charge. For buffered electrolytes, this
Faradaic efficiency decreases to values around 61 %. These findings strongly suggest that
oxygen evolution on the surface triggers subsequent chemical dissolution by the protons
generated, while buffers inhibit this process by scavenging of H+ ions in the vicinity of the
surface. These findings contribute to the general understanding of relevant processes as a
distinction and comprehensive comparison of different decomposition processes on ZnO is
not found in the literature. The data furthermore emphasizes the impact of the surface pH, as
the use of a buffer system reduces the faradaic efficiency for dissolution by nearly 30 %. These
insights need to be considered in all film breakdown processes where water decomposition
contributes to the oxidation process, as well as the opposite case where OH- species are
generated and act as a complexing agent for the electrode material.
With respect to the crystallographic orientation of the surface, an extraordinary behavior of
the grain boundary areas was observed upon anodic polarization. It has been previously shown
that chemical etching preferably initiates at these sites, but the electrochemical decomposition
was found to be strictly confined to these areas even at high dissolution current densities. This
surprising degree of selectivity underlines the importance of the crystallographic orientation
and especially the grain boundary areas [207] for electrochemical film breakdown processes. It
furthermore constitutes a powerful and well controllable tool for surface texturing processes,
e.g. tuning of the optical properties of ZnO:Al as a TCO in photovoltaic applications. The
impact of the electrochemical texturing process described on the performance of thin film solar
cells is currently investigated [205, 208].
Chapter 8: Corrosion of Zn-Mg alloys
101
8 Corrosion of Zn-Mg alloys The focus of this chapter is the combinatorial screening of laterally graded Zn-Mg material
libraries to clarify the influence of alloying magnesium on the electrochemical behavior with an
exceptionally high resolution along the composition axis. The experiments are based on the
fundamental insights presented in the previous chapters. The aim is to demonstrate
comparability between bulk and thin film samples, and the feasibility to execute extended
experimental series in a fully automated setup. Furthermore, the structural aspects of co-
deposited Zn-Mg films as an alternative production method to classical coating techniques [93]
(e.g. hot dip galvanizing) are investigated and correlated to the electrochemical behavior
observed.
8.1 Surface characterization 8.1.1 Optical appearance
As described in the experimental section (4.2.3), Zn and Mg was co-deposited by thermal
PVD onto steel substrates of approximately 10 x 2 cm2. The typical average thickness ranges
around 400 nm, while the exact thickness varies due to locally different deposition rates. As an
example, the thickness in the middle of the sample is approximately 30 % less than right above
the sources if Zn and Mg are deposited at equal rates assuming an average sharpness parameter
of 2.4.
The optical appearance of the samples is strongly non linear despite the continuous
(sigmoidal) increase of magnesium along the x-axis as shown in Figure 8.1. The image
additionally contains a schematic line scan illustrating a typical sequence of measurement
locations subsequently addressed by the SFC. It can be observed from the optical image that
the zinc rich area up to approximately 14 at. % Mg appears grey and matt due to a large surface
roughness. However, the optical roughness vanishes abruptly as the magnesium content is
further increased, accompanied by a dark appearance between around 18 and 45 at. % Mg. The
latter feature is not attributed to the surface roughness since the reflectivity remains. Moreover,
the surface structure or the oxides formed (dark ZnO, see [72]) may affect the optical
appearance. It will be shown later that this region indeed exhibits a pronounced growth of
native oxides.
Chapter 8: Corrosion of Zn-Mg alloys
102
0 20 40 60 80 1000
20406080
100
Magnesium
cont
ent /
at.%
position / mm
Zinc
Figure 8.1: Optical image of a Mg11Zn89-Mg95Zn5 material library with schematic insets illustrating
the locations addressed with the SFC. The composition along the x-axis is shown by an EDX line scan.
While the roughness is certainly a very important parameter for electrochemical studies, a
variation of the native oxide thickness needs to be considered as well because polishing
techniques to equalize the surface topography are not feasible on this kind of samples. All
observation therefore suggest a strong non-linearity that encourages further structural
investigations.
8.1.2 SEM imaging High resolution SEM images were taken at specific locations to clarify the structure of the
thin film formed during deposition. It is well known that zinc exhibits a high surface mobility
[209] (pp. 447) and grows voluminous in the hexagonal crystal system. Baker et al. showed that
the roughness of the film can be reduced by cooling of the substrate [74], which is not available
in the PVD system used. Therefore, a sponge-like film was obtained for pure zinc that
dominates the overall film structure up to approximately 14 at. % Mg, after which the co-
deposition significantly alters the film growth. Figure 8.2 shows a series of SEM images
following increasing Mg content from 0 to 91.2 at. %.
Chapter 8: Corrosion of Zn-Mg alloys
103
Figure 8.2: SEM images of thermally evaporated Zn-Mg alloys at 100 k magnification (acc. Voltage
12 kV). The images were taken on 3 different samples to cover the composition range presented.
A particularly interesting feature is the lamellar growth of upright standing plates, all being
horizontally oriented. The zinc source was located on top of each image while the magnesium
source was located on the bottom. Therefore, the orientation of the lamellas is in all cases
perpendicular to the connecting vector between the sources.
The rough morphology observed at high Zn contents dominates the structure up to around
13- 15 at. %, which is in exact agreement with the optical images. The surface is smoothed by
this structural change towards lamellar growth, probably being a consequence of the formation
of Zn-Mg intermetallics.
Further increase of the Mg content (χMg) causes the lamellas to tilt with respect to the
surface normal, ultimately leading to a smooth layer of plates lying flat on the substrate. This
change of lamellar orientation is again reflected by the optical appearance as the dark coloration
vanishes in this region, resulting in a mirror like appearance at all Mg contents exceeding
~44 at. %. The strong decrease of the number and size of the inclusions evident from the last 3
SEM images indicates that these are composed of a zinc rich phase, while the matrix
Chapter 8: Corrosion of Zn-Mg alloys
104
morphology is comparable to pure magnesium films obtained by sputter techniques reported
by Blawert [210].
8.1.3 XRD analysis To determine the crystallographic composition of the material libraries, X-ray diffraction
(see section 4.1) was performed along the gradient. The incidence angle was kept at 5° and the
sample was positioned in a way to ensure that the long side of the rectangular shaped
illuminated area (slit aperture) was perpendicular to the composition gradient (therefore,
parallel to the y-axis on the substrate). Due to the low incidence angle, the illuminated area is
comparably large and covers around 6.88 mm on the substrate in x-direction [122], causing the
diffraction patterns to correspond to a composition range. The following figures show an XRD
survey (step size 0.1°, integration 5 s) including a large number of compositions und three
detailed diffraction patterns recorded with high resolution and long integration times (step size
0.05°, integration 18 s).
30 40 50 60 70 80123456789
1011121314
ZnZn
Fe
Zn
Fe
Zn
log
(inte
nsity
/ a.
u.)
2 θ / degree
Mg
Fe
374453627178848992
Zn content / at. %
(a)
Figure 8.3:
Grazing incidence XRD along
the Zn-Mg material library with
a logarithmic intensity scale. The
individual patterns are shifted
along the y-axis for clarity. The
graph shows a survey covering a
large number of compositions
(mean value given, deviation
± 4 at. %).
Chapter 8: Corrosion of Zn-Mg alloys
105
30 40 50 60 70 801
2
3
4
5
6
7
8(b)
61.4 - 66.2 at. % Zn
77.0 - 81.1 at. % Zn
93.8 - 95.7 at. % Zn
MgZn2
ZnFe
Zn
FeZn
log
(inte
nsity
/ a.
u.)
2 θ / degree
FeZn
Figure 8.4:
Grazing incidence XRD along
the Zn-Mg material library with
a logarithmic intensity scale. The
individual patterns are shifted
along the y-axis for clarity. The
graph shows a detailed pattern
with high integration time to
resolve the low intensity MgZn2
peaks with the exact composition
ranges covered during the
experiment.
The survey shown in Figure 8.3 demonstrates a decrease of the metallic zinc pattern [211]
that completely vanishes for a zinc content of 53 ± 4 at. %. Further decrease of χZn results in
the emergence of a metallic Mg peak while the substrate material (Fe) is present in all cases. An
interesting observation is that the transition region shows neither Zn nor Mg features, but
instead a broad region of increased intensity that originates from several overlapping, poorly
resolved peaks. Figure 8.4 provides clarity for a composition range from 61.4 to 66.2 at. %
where a large number of low intensity peaks were detected that correspond to the intermetallic
MgZn2 [212]. The absence of metallic magnesium over a large composition range proves that
Mg is incorporated into the film as intermetallic. Given the stochiometry of MgZn2, it would be
expected that excess magnesium occurs at 53 ± 4 at. % in Figure 8.3 which is most probably
reflected by the slight increase of the XRD intensity at 34.5° in the respective dataset. The
presence of other intermetallics like MgZn and Mg2Zn11 [79] can be excluded within the
detection limit. The results presented are in full agreement to the literature stating MgZn2 to be
the dominant intermetallic formed under typical solidification conditions [213]. The presence
of amorphous material (especially Mg) can be excluded according to the low crystallization
temperature and ease of crystal formation during PVD deposition [214].
8.1.4 AES maps The formation of lamellas during the PVD process is the most noticeable feature of the Zn-
Mg material libraries and was shown to be roughly confined to a region between 90 and
50 at. %. zinc. This composition range is also characterized by the emergence of the
intermetallic MgZn2, which might be the origin of the structure observed through local
Chapter 8: Corrosion of Zn-Mg alloys
106
differences in composition, as long as these regions match the small size of the structural
features. To investigate this possibility, AES maps of high resolution (~15-20 nm) were
performed using a take off angle of 30°, an acceleration voltage of 25 kV and a current of
10 nA. Increasing intensity in the corresponding images is indicated by an increase in color
brightness.
Figure 8.5:
SEM image and corresponding AES maps of a
Zn79Mg21 alloy part of a Zn-Mg material library
deposited by thermal PVD. The image beside shows
the intensity difference between Zn and Mg indicating
regions of relative dominance of one particular element.
Please note that this measurement procedure only
allows for qualitative comparison.
Figure 8.6 shows the SEM image and corresponding AES maps on a Zn-Mg material library
at a magnesium content of 21 at. %. These maps only allow for qualitative comparison and the
peak/valley intensities of zinc and magnesium were matched to allow the illustration of the
local composition distribution in the difference map. While the Zn and Mg images themselves
strongly reflect the surface topography, the comparison in the last image corrects for that fact
and reveals regions of different composition that match the size of the lamellas considerably
well. It is therefore concluded from the XRD and AES data that phase separation between Zn
and MgZn2 is the major reason for the surface structure observed.
Chapter 8: Corrosion of Zn-Mg alloys
107
8.1.5 Native oxide thickness The thickness of the native oxide was estimated by means of X-ray photoelectron
spectroscopy (XPS) and sputter depth profiling. Peak locations and measurement procedures
were described in section 6.2.3.
The depth profiles on a Zn-Mg material library at three different compositional domains are
shown in Figure 8.6. The first observation is that the oxygen signal does not decay to zero
despite a leveling of the intensities with progressing sputter depth. Complementary EDX
analysis reveals an oxygen content in the complete film below 10 at. % as the sum of surface
oxides and oxides within the film formed during the deposition procedure. Therefore, the high
level of oxygen at large sputter depth is not assumed to reflect a high intrinsic level of oxygen
in the film itself, but is rather due to a topographic effect or an oxidation process during the
XPS measurement. It is to note that the exact determination of the oxide thickness is limited
because of the uncertainty regarding the exact sputter rate in comparison to SiO2, especially
because the etch rates of both metals and their oxides may all be different [29]. Therefore, the
data will be used for a qualitative comparison between different compositions only.
A well known effect during oxide formation on Zn-Mg alloys under environmental
conditions is the enrichment of magnesium at the surface due to its high affinity for oxygen
[79]. The data presented clearly reflects this fact by very low zinc intensities measured at the
surface (almost zero except for 6 at. % Mg). Furthermore, magnesium has the tendency to
oxidize deeper than zinc as shown by the emergence of metallic zinc prior to metallic
magnesium in sputter profiles presented by Hausbrand [29, 50]. The estimation of the oxide
thickness by e.g. the crossing point between zinc and oxygen therefore proves questionable.
However, the total intensity of oxygen and the slope of the signal decay during depth profiling
can be used for comparison and indicate that the native oxide thickness in the series presented
follows the order Mg6 < Mg37 < Mg19. This is surprising to some extend as a correlation
between Magnesium and oxygen content can not be concluded. The strong non-linearity
observed along the gradient previously demonstrated by different characteristics apparently
applies for the formation of native oxides as well.
Chapter 8: Corrosion of Zn-Mg alloys
108
0 5 10 15 20 25 30 35 400
20
40
60
80
Zn63Mg37
Mg
O
cont
ent (
at. %
)
Sputter depth / nmSiO
Zn
2
0 5 10 15 20 25 30 35 400
20
40
60
80
2
Zn81
Mg19
cont
ent (
at. %
)
Sputter depth / nmSiO
Mg
O
Zn
0 5 10 15 20 25 30 35 400
20
40
60
80
100
2
cont
ent (
at. %
)
Sputter depth / nmSiO
Zn94Mg6
Mg
OZn
Figure 8.6:
XPS depth profiles of the native oxide grown
on the material library at different
compositions. Carbon signals were only
observed prior to the first sputter step and are
not included.
8.1.6 Summary of the results Zn-Mg thin film obtained by thermal co-deposition exhibit a surface structure highly
dependent on the film composition. The rough morphology observed for very zinc rich
coatings vanishes quickly as the Mg content is increased above ~13 at. %, leading to the
formation of highly ordered lamellas. High resolution AES maps in combination with XRD
suggest the formation of MgZn2 intermetallics to be the origin of the structure observed. The
thickness of the native oxides on the material library estimated from XPS depth profiles was
shown to behave non linear along increasing Mg content.
Chapter 8: Corrosion of Zn-Mg alloys
109
8.2 Electrochemistry and dissolution 8.2.1 Unbuffered NaCl solution
Similar to the investigations on pure zinc presented in a former chapter (6.1, p. 54), aerated
0.1 M NaCl solution was used as a corrosive medium under steady electrolyte flow. It has been
presented in the respective chapter that open circuit potential measurements in combination
with downstream analytics constitute a very reliable way to measure ECorr and icorr, and the same
methodology is applied on Zn-Mg coatings in order to investigate the effect of magnesium on
the electrochemical behavior and dissolution rate of Zn-Mg material libraries.
8.2.1.1 Open circuit potentials A 1000 s OCP measurement was performed on a Zn-Mg material library ranging from
approximately 96 to 61 at. % zinc. The dominance of zinc along the whole library was chosen
because of the active nature of Mg in chloride containing environment, causing e.g. gas
evolution in the cell at very high Mg contents.
The measurement procedure was executed in a fully automated mode, and a linear array of
measurement locations (spacing 1 or 2 mm depending on the experimental run) was
programmed along the gradient vector (x-axis on the substrate, see Figure 8.1). Each location
was subject to 1000 s of OCP measurement, followed by a lifting of the cell and subsequent
purging for 1200 s. A steady electrolyte flow of 15.6 µl min-1 was maintained at all times. The
following figure shows a 3D graph of the recorded OCP in two independent experimental runs
after automated data processing, i.e. addition of the reference potential (212 mVSHE) and
conversion from position to composition (see page 33).
Figure 8.7: 3D OCP maps (1000 s) on a Zn-Mg material library displayed as a function of Zn content
(at. %) in 0.1 M NaCl solution under constant electrolyte flow. Two independent datasets are shown.
Chapter 8: Corrosion of Zn-Mg alloys
110
The corrosion potentials at high Zn content were stable within the duration of the
experiment and range around 780 mV. This value is well comparable to the literature [79] and
the data presented earlier on bulk samples of pure zinc (~760 mV, see p. 55).
As expected, a strong cathodic shift is observed at increasing Mg content within the first,
approximately 50 s of the experiment, which is attributed to the very active redox potential of
magnesium leading to rapid dissolution under these conditions [50]. Remarkably, this cathodic
shift is prolonged over a composition range between ~90 to ~70 at. % zinc, causing the system
to reach a stable potential value significantly later than 50 s. This delay shows a maximum
around 80 at. % Zn. It is probable that this behavior originates from an inhibition of the initial,
preferential dissolution of Mg by either compensatory dissolution of zinc or a generally
decreased corrosion current density. To further illustrate this effect, two-dimensional cuts at
fixed times were extracted from the datasets and are shown in the following figure:
50 60 70 80 90 100-900
-875
-850
-825
-800
-775
-750
OCP at 200 s series 1 OCP at 200 s series 2
OCP at 1000 s series 1 OCP at 1000 s series 2
Pote
ntia
l / m
VSH
E
Zn content / at. %
Figure 8.8:
Corrosion potentials of a
Zn-Mg material library as a
function of the composition
(at. % Zn given, rest Mg) at
different contact times
extracted from Figure 8.7.
It is clearly evident that the corrosion potential after 200 s of electrolyte contact exhibits a
minimum around 82 at. % in both replicates. This effective difference to the final potentials
measured at 1000 s vanishes for both high (> 90 at. %) and low (< 70 at. %) contents of zinc.
Local maxima are observed in the measurement at 200 s, reflecting peaks in the potential
transient as seen in Figure 8.7. The origin of this “overshoot” of the potential is purely
speculative and may originate from a temporary blocking effect of precipitates due to strong
magnesium dissolution expected during the anodic shift of the corrosion potential during the
Chapter 8: Corrosion of Zn-Mg alloys
111
initial seconds of the experiments. This effect can unfortunately not be clarified due to the
absence of magnesium detection.
8.2.1.2 Zinc dissolution monitoring Complementary zinc analysis, however, does provide information on the origin of the
prolonged cathodic potential region around 82 at. %. Because the preferential dissolution of
Mg in the respective region is assumed to proceed at lower rates, a decreased zinc signal would
immediately indicate lower total material dissolution. The measured zinc concentrations are
shown in Figure 8.9.
Figure 8.9: 3D illustration of the zinc concentrations detected downstream during an automated 1000 s
OCP scan on a Zn-Mg material library in aerated 0.1 M NaCl under electrolyte flow. Two different
perspectives are shown for clarification.
The shape of the dissolution profiles and the concentration range is well comparable to the
results obtained on bulk zinc under identical conditions (see section 6.1.1, pp. 57 ). However, at
very high zinc contents (> 90 at. %), the consistency of the data is relatively low compared to
the results in the following regions of increasing Mg. The partially large deviations observed
between neighboring dissolution profiles in the high-Zn region are not taken as reliable
differences in the dissolution behavior. Instead, the surface roughness, previously shown to be
very large in this region (Figure 8.2, p. 103), is assumed to cause irreproducible wetting that
immediately affects the dissolution rate, while the area independent corrosion potential remains
stable.
The most remarkable feature of the graphs shown in Figure 8.9 is the existence of a
minimum in dissolution rate that coincides with the maximal prolongation of the cathodic
corrosion potential shown in the two former figures. This is taken as a strong indication of a
reduced total dissolution rate of the material causing both reduced zinc liberation and a delay of
Chapter 8: Corrosion of Zn-Mg alloys
112
the preferential dissolution of magnesium. Even though the overall material loss covering zinc
and magnesium is not experimentally accessible with the setup presented, it can be roughly
approximated by including the film stochiometry into the dissolution profiles. The assumption
is that the homogeneity of the film causes the dissolution process to liberate zinc and
magnesium equal to the composition of the alloy if the experiment duration exceeds the region
of preferential dissolution of one particular component. The measured zinc concentration
therefore transform into a total dissolution rate through a division by the molar fraction of zinc
as shown in Figure 8.10 to compensate for an imposed linear decrease in zinc concentrations
that originates solely from reduced zinc content.
60 70 80 90 1000.0
0.5
1.0
1.5
0
10
20
30
40
50
60
[Zn2+
] t=10
00s Χ
-1 Zn /
μmol
l-1
Zn content / at. %
i Dis
s / μA
cm
-2
Figure 8.10: Dissolution transients from Figure 8.9 normalized to the molar fraction of zinc (left) and 2-D
cut at 1000 s with corresponding dissolution current densities (right).
As seen from the figure, decreasing zinc contents in the film lead to an up scaling of the
dissolution profiles especially evident at high magnesium fractions when comparing the graph
to the original dataset from Figure 8.9. The minimum in dissolution though is unaffected and
still falls in the region around 80 at. % zinc. The increasing trend towards the Mg-rich side
indicates dissolution rates that will most probably exceed the values observed at pure zinc.
In order to compare immersive and climate tests, it is important to consider the
observations made to bulk samples subject to climate chamber conditions (80 % RH, 20 °C, 28
days exposure after contamination with chloride) as reported by Prosek et al. [79]. The
following figure shows the weight loss as a function of the magnesium content after climate
corrosion tests:
Chapter 8: Corrosion of Zn-Mg alloys
113
Figure 8.11:
Weight loss of different cast model alloys (Mg
content in wt. %, rest Zn) subject to 28 days of
climate test after contamination with NaCl.
From [79].
Surprisingly, the weight loss minimum at 8 wt. % (19 at. %) Mg is in very good agreement to
the data presented in this study despite the large differences in sample preparation and
corrosion test methodology. The magnitude of the difference in weight loss between Zn and
ZnMg8 as shown in Figure 8.11 is large compared to the SFC based screening experiments.
This is most likely the consequence of the different testing procedures, which magnifies the
beneficial aspects of magnesium in case of climate tests (due to carbonate and hydroxide
buffering, see section 2.3.4, pp. 21).
Nevertheless, it is remarkable that short screening experiments with the SFC (1000 s) on
thermally evaporated Zn-Mg material libraries match long term climate tests (28 days) on cast
alloys to that extend. Furthermore, these results encourage investigations on technical
Zn80Mg20 (at. %) coatings to evaluate the performance as corrosion protection material.
8.2.2 Borate buffer pH 7.4 For pure zinc, it has been shown in a former chapter (6.2, pp. 66) that the existence of a
buffer system alters the corrosion mechanism significantly. Investigations at a steady pH value
are of high interest for Zn-Mg alloys as well, since Mg exhibits a different stability window
(stable at higher pH values than zinc, [4]) and is assumed to affect the surface pH during
corrosion processes [77, 96]. On the basis of the pH series presented earlier for zinc (Figure
6.12, p. 68), a borate buffer (0.1 M) of pH 7.4 was selected for experiments on Zn-Mg. This
specific pH value was chosen because of the comparably aggressive nature of the solution (high
dissolution rates) that nevertheless allows the characterization of surface films over a large
potential window due to kinetic passivity and the absence of pitting.
The experimental series performed consists of an OCP measurement for 600 s (the OCP
stabilizes quickly in this medium, p. 67) and an anodic sweep (5 mV s-1) starting at the OCP
with a current density of 650 µA cm-2 as stop condition. Figure 8.12 shows the recorded
corrosion potentials as a 3D illustration in a concentration range from 96.2 to 38.3 at. % Zn.
Chapter 8: Corrosion of Zn-Mg alloys
114
The extended range towards higher magnesium contents as compared to the experiments in
0.1 M NaCl solution is possible by the less active nature of Mg in near neutral, chloride free
environments.
8.2.2.1 Open circuit potentials
Figure 8.12:
3 D plot of the open circuit
potential measurements
(600 s) in borate buffer
(0.1 M) of pH 7.4 under
continuous electrolyte flow
(15.6 µl min-1) as a function
of zinc content.
It can be seen that the corrosion potentials are roughly 100 mV higher than in the
complementary experiment in NaCl solution. Furthermore, a strong cathodic shift of the initial
potentials is observed similarly, which is assumed to originate from preferential Mg dissolution.
However, a prolonged region of cathodic potentials as previously seen for NaCl solution in the
region between 70 and 90 at. % zinc is not found. Instead, the potentials recorded are very
stable and exhibit a high consistency along the composition axis.
In order to clarify the difference between the intermediate (30 s) and final (600 s) corrosion
potentials apparent from Figure 8.12, a two dimensional cut along the time axis was performed
at the respective times as shown in the following.
Chapter 8: Corrosion of Zn-Mg alloys
115
30 40 50 60 70 80 90 100-750
-735
-720
-705
-690
-675
-660
70 80
-705
-700
-695
-690
OCP at 30 s OCP at 600 s
Pote
ntia
l / m
VSH
E
Zn content / at. %
Magnified region(t=600 s) 65 - 86 at.%
Figure 8.13:
Two dimensional cut through
Figure 8.12 at t=30 s and
t=600 s. The inset magnifies
the local minimum observed
after 600 s in a region between
65 and 85 at. % zinc.
While the initial potentials at 30 s decrease with increasing Mg content until reaching a
stable value around -740 mV, the final values show a strongly non-linear behavior with a local
minimum around 80 at. % zinc. The extraordinary behavior of this composition was previously
observed in NaCl solution, even though the potential differences in borate buffer are of small
magnitude (several mV). This observation can therefore not be taken as direct evidence for a
specific surface process, but it is nevertheless remarkable that the region around 80 at. % zinc
behaves extraordinary in all experiments presented so far on Zn-Mg material libraries. It is to
note that the XPS results shown previously (Figure 8.6, p. 108) demonstrate an increased
thickness of the native oxides formed at the respective composition, which allows assuming
that the local potential minimum indicates a more active potential preserved over a longer time,
possibly due to a decreased barrier effect of the surface film formed.
8.2.2.2 Potential sweep experiments This question can be addressed by the potential sweep experiments performed subsequent
to the OCP measurement. The following graph summarizes the results in a 3D illustration:
Chapter 8: Corrosion of Zn-Mg alloys
116
Figure 8.14: Anodic sweep experiments (5 mV s-1) starting from the previously recorded OCP (600 s) with
dynamic end points at 650 µA cm-2 in borate buffer (0.1 M) of pH 7.4 under constant electrolyte flow
(15.6 µl min-1). The dataset is shown from two perspectives for clarification.
The passive current density increases significantly around 80 at. %, being further indication
of a decreased barrier effect of the oxides formed during anodization. Besides that, a striking
consistency along the composition gradient is observed that allows separating the dataset into
composition regions of continuous trends.
-0.5 0.0 0.5 1.0 1.5 2.00
100
200
300
400
500
600
700
i / μ
A c
m-2
E / VSHE
43.9
54.1
-0.5 0.0 0.5 1.0 1.5 2.00
100
200
300
400
500
600
700
0.0 0.5 1.0 1.5200
300
400
i / μ
A cm
-2
E / VSHE
i / μ
A c
m-2
E / VSHE
55.4
78.4
-0.5 0.0 0.5 1.0 1.5 2.00
100
200
300
400
500
600
700
-0.5 0.0 0.5 1.0 1.5
250
300
350
i / μ
A c
m-2
E / VSHE
i / μ
A cm
-2
E / VSHE
87.6
79.3
-0.5 0.0 0.5 1.0 1.5 2.0 2.50
100
200
300
400
500
600
700
-0.5 0.0 0.5
200
300
i / μ
A cm
-2
E / VSHE
88.7
96.3
96.3
i / μ
A c
m-2
E / VSHE
88.7
Figure 8.15: Regions of continuous trends extracted from Figure 8.14. The numbers indicate the zinc
content in atomic %.
Chapter 8: Corrosion of Zn-Mg alloys
117
The first composition range between 96.3 and 88.7 at. % is characterized by a strong increase of the
initial peak in current density. An initial barrier formation in the highly dynamic equilibrium
between oxide formation and dissolution (section 6.2.2, pp. 68, especially pH 7.1) is assumed to
cause the observed behavior. Because of the strong change in surface topography in the
respective composition region, it is not possible to correlate the behavior observed to the effect
of roughness or increasing magnesium exclusively. However, it is to note that the passive
current density is not lowered with increasing magnesium content even though the roughness
(and therefore the real area of the electrode) decreases strongly. This is not unexpected because
the possibility to use the SFC on the sample surface implies that the rough, sponge-like
structure is not completely wetted and soaked with electrolyte, which would instantly drain
massive electrolyte volumes from the cell.
Another noticeable feature in the first composition range is the transition from an
exponential increase in current density starting around 2.5 VSHE at 96.3 at. % towards a steeper
increase with earlier onset with increasing magnesium content. While in case of high zinc
contents the increase in current density is assumed to reflect film breakdown, the steep increase
around 1.7 VSHE is attributed to oxygen evolution most probably enabled by the existence of
intermetallics as shown during anodization of Al-Cu material libraries in another study [122].
This oxygen evolution reaction remains steady for all further measurements of increased Mg
content as evident from all other graphs included in Figure 8.15. This separation between film
breakdown and oxygen evolution will be later clarified by the results of downstream zinc
detection.
The second composition range from 87.6 to 79.3 at. % zinc is dominated by a steady increase in
passive current density most probably originating from a decreased barrier effect of the surface
film formed. As shown on pure zinc (Figure 6.18, p. 75), it has been confirmed by XPS that the
surface film is of oxidic nature with no hydroxide signal within the detection limit. This
observation in conjunction with the active OCP (local minimum) in this particular region is
surprising given the superior corrosion resistance in unbuffered NaCl solution. It suggests that
the active nature of magnesium is pronounced at these compositions which is apparently
beneficial in neutral, unbuffered solutions, but of inverse effect in borate buffer of pH 7.4.
The third composition range from 78.4 to 55.4 at. % zinc shows a decrease of the passive current
density while the current density during the initial approximately 800 mV of anodic polarization
remains constant. The latter appears to consist of two broad peaks, similar to the peak shape
observed on Zn-Mg intermetallics in NaOH by Hausbrand et. al [29] (also see [50], p. 46). The
exact electrochemical processes at this stage are not clarified. However, a major difference in
Chapter 8: Corrosion of Zn-Mg alloys
118
current density during anodic progression of the potential is observed decreasing from
~320 µA cm-2 at 78.4 at. % Zn to ~210 µA cm-2 at 55.4 at. % Zn. This decrease may reflect an
increased barrier effect of MgO in the film as suspected by Prosek et. al [79] and supports a
direct contribution of magnesium to the film properties rather than an indirect stabilization of
zinc precipitates.
The final region starting from 54 at. % zinc shows an increase of both the peak and plateau
current density with a strong additional peak evolving around 0 VSHE. Since the oxide layer is
dynamic at all times due to a continuous dissolution by the electrolyte, a selective oxidation of
either zinc or magnesium can not be confined to a defined potential because both metals exist
in an oxidized state at the outer layer. Experiments performed on 45 at. % zinc with varying
OCP times prior to the sweep showed the peak in question to be more pronounced with
shorter periods of free corrosion. Since the peak integral appears to grow with increasing
magnesium content in the alloy and magnesium tends to leech from the surface (therefore
explaining higher peak integrals with shorter OCP periods), the origin of the peak is assumed in
a process where metallic magnesium is involved, even though an immediate association with a
distinct electrochemical process can not be given.
Chapter 8: Corrosion of Zn-Mg alloys
119
8.2.2.3 Zinc dissolution monitoring
The dataset recorded parallel to the OCP-anodic sweep couple is shown in Figure 8.16. A
highly consistent trend towards lower zinc concentrations is observed with increasing
magnesium content for both the OCP dissolution as well as the dissolution during the anodic
sweep. Close examination of the final region of the zinc dissolution profiles around 96 at. %
Zn reveals a sharp peak at the end of the anodic sweep that originates from film breakdown.
The transition to the OER with earlier onset around 92 at. % (Figure 8.15) causes this peak to
vanish.
The initial region around 160 s, that is immediately after electrolyte contact when
subtracting the delay time (156 s), is characterized by a steady increase in zinc concentration for
zinc contents above approximately 85 at. %, but exhibits a small plateau as the magnesium
content is further increased. To illustrate this effect, the inset of Figure 8.16 magnifies the first
500 s of the dissolution profile for 91 and 72 at. % Zn. It can be seen that the initial rise of the
zinc concentration is comparable in both cases, but followed by a strong decrease of the slope
Figure 8.16:
3D plots of the zinc concentrations detected
during the OCP-anodic sweep couple in borate
buffer (0.1 M) of pH 7.4 under steady electrolyte
flow (15.6 µl min-1) as a function of zinc content
on a Zn-Mg material library. Two different
perspectives are shown with indication of the
measurement sequence on the time scale. The inset
shows the initial dissolution profile Zn91Mg9 and
Zn72Mg28 for the first 500 s of electrolyte contact.
Chapter 8: Corrosion of Zn-Mg alloys
120
in case of the higher magnesium content. This dissolution peak most probably originates from
surface film formation during the first seconds of electrolyte contact that inhibits further
dissolution. Selective removal of magnesium, therefore cathodic protection of zinc by
magnesium, is taken as another probable process, even though this would not account for the
existence of a peak.
While the generally decreasing trend of the dissolution profile with increasing magnesium
content is clearly demonstrated, the film stochiometry also needs to be taken into account
because Mg detection is not available. Two dimensional cuts at fixed times were taken from
Figure 8.16 showing the zinc concentration divided by the molar fraction of zinc as a function
of the zinc content. The first set corresponds to the OCP region (50-600 s) while the second
displays the increase in concentration during the potential sweep (750 and 1050 s) including the
final OCP values (600 s) for comparison. Please note that all times were corrected by the dead
time (156 s).
40 50 60 70 80 90 1000.0
0.4
0.8
1.2
1.6
0
40
80
120
i Diss
/ μA
cm
-2
[Zn2+
] χZn
-1/ μ
mol
l-1
Zn content (at. %)
600 s
200 s
50 s
linear fit 40-80 at. %
linear fit 80-97 at. %
40 50 60 70 80 90 100
1.2
1.6
2.0
2.4
2.8
3.2
80
120
160
200
240
i Dis
s / μA
cm
-2
[Zn2+
] χZn
-1/ μ
mol
l-1
Zn content (at. %)
1050 s
750 s
600 s
Figure 8.17: Zinc concentrations at given times corrected by td as a function of Zn content in the film
extracted from Figure 8.16. The dataset is separated into times during the OCP (50-600 s) and the anodic
sweep (750 and 1050 s). The right axis shows the corresponding dissolution current densites at a flow rate of
15.6 µl min-1.
An interesting observation is that the normalized dissolution rate quickly after electrolyte
contact (50 s) rises with increasing Mg content and levels around 80 at. % Zn, reflecting the
emergence of an initial peak. However, an inverse trend is observed for longer contact times,
while again reaching a steady dissolution rate. These results support the hypothesis of a barrier
formation (between 50 and 200 s) that reduces the increase of the dissolution rates as the
experiment proceeds. 80 at. % again constitutes an exceptional composition and appears to be
the onset composition (towards higher Mg contents) for the behavior observed.
Chapter 8: Corrosion of Zn-Mg alloys
121
The normalized concentrations measured during the potential sweeps indicate a higher
dissolution rate with increasing magnesium content at 750 s (approximately 0 VSHE), which
correlates to the generally increasing current density at the respective potential (Figure 8.15). At
1050 s, the anodic sweep progressed to approximately 1.55 VSHE, being the final region of the
passive range shortly before either film breakdown or the onset of the OER. Major differences
were observed in this area along the composition gradient, the most significant being the
maximum around 80 at. %. This behavior appears to be reflected by the dissolution rates since
the measurement curve at 1050 s in Figure 8.17 exhibits a local maximum around this
composition. The final increase of the normalized concentrations starting around 55 at % for
both 750 and 1050 s appears very steep and coincides with a high peak current density
recorded during potential sweeps. Remarkably, the dissolution rate in this region is independent
of the potential, evident from the identical dissolution current densities at 750 and 1050 s in
Figure 8.17. It is possible that the mixed oxides at the surface exhibit a composition at which
the dissolution rate at the interface is unaffected by the applied potential, a case reported by
Wagner on iron-oxide with the composition Fe2.67O4 [65]. However, a deeper investigation of
this effect would require exact knowledge about the electronic structure and crystal
composition of the respective oxides formed.
A composition of 80 at. % zinc is characterized by a low dissolution and corrosion potential
at the OCP, which is consistent with the data recorded in 0.1 M NaCl where Zn~80Mg~20
was found to exhibit prolonged cathodic corrosion potentials and low dissolution rates.
However, a high dissolution and passive current density during anodic sweeps was recorded for
this composition. It appears that the character of the oxide film as estimated from the passive
current density is not decisive for the dissolution under open circuit conditions. Moreover, a
difference in the oxides formed on the surface need to be assumed since precipitation is absent
in borate buffer of pH 7.4 as concluded from its purely oxidic nature (determined by XPS, see
p. 75) and the high solubility of both zinc- and magnesium hydroxide. To clarify the oxide
composition, XPS depth profiling after electrochemical treatment is performed in the following
section.
8.2.2.4 XPS Analysis XPS-depth profiling was performed on three different compositions each subject to 1000 s
OCP measurement and 100 s OCP with subsequent potential sweep to 500 mV anodic of the
corrosion potential at a scan rate of 5 mV s-1. The results are shown in Figure 8.18.
Chapter 8: Corrosion of Zn-Mg alloys
122
0 5 10 15 20 25 30 35 400
20
40
60
80
100
cont
ent (
at. %
)
Sputter depth / nmSiO2
Zn94Mg6 - 1000s OCP
Mg
O
Zn
0 5 10 15 20 25 30 35 400
20
40
60
80
100
cont
ent (
at. %
)
Sputter depth / nmSiO2
Zn94Mg6 - Sweep
Mg
O
Zn
0 5 10 15 20 25 30 35 400
20
40
60
80
100
cont
ent (
at. %
)
Sputter depth / nmSiO2
Zn81Mg19 - 1000s OCP
Mg
O
Zn
0 5 10 15 20 25 30 35 400
20
40
60
80
100
cont
ent (
at. %
)Sputter depth / nmSiO2
Zn81Mg19 - Sweep
Mg
O
Zn
0 5 10 15 20 25 30 35 400
20
40
60
80
100
cont
ent (
at. %
)
Sputter depth / nmSiO2
Zn63Mg37 - 1000s OCP
Mg
O
Zn
0 5 10 15 20 25 30 35 400
20
40
60
80
100
cont
ent (
at. %
)
Sputter depth / nmSiO2
Zn63Mg37 - Sweep
Mg
O
Zn
Figure 8.18: XPS depth profiles of different compositions on the material library after electrochemical
treatment as indicated in each graph. Carbon signals were only observed prior to the first sputter step and are not
included.
The comparison between 1000 s OCP measurement and potential sweeps yields a slight
increase in oxide thickness as a consequence of applied anodic potentials. In contrast, an
increase in magnesium content significantly increase the oxygen signal in the depth profiles for
both OCP and potential sweep experiments, demonstrating that magnesium enhances the
formation of mixed oxides on the surface. Of particular interest is that a selective leeching of a
single metal can not be observed. This effect is attributed to the instability of both oxides at a
pH value of 7.4, dissolving at equal and diffusion limited rates. The electrochemical behavior
described in the former section is therefore mainly determined by the electrical properties of
the oxidic material on the surface and the total extends of oxide formation. It is to note that the
Chapter 8: Corrosion of Zn-Mg alloys
123
thickness of the oxides formed during electrochemical treatment can not be exactly determined,
because comparably high amounts of oxygen are found in the native state of these materials as
shown previously (Figure 8.6, p. 108). However, it is apparent that thick layers of oxides form
on the surface with considerably constant stochiometry. Proton diffusion as rate determining
process for material dissolution therefore applies for Zn-Mg mixed oxides as well under the
conditions presented. This is supported by the considerably stable normalized dissolution
current density shown in Figure 8.17 at the OCP, with the increased rates at high Zn content
being a consequence of a significant surface roughness.
8.2.3 Summary of the results The corrosion behavior of thermally evaporated Zn-Mg material libraries can be effectively
investigated with the microelectrochemical system presented. The corrosion potentials and
dissolution rates in both NaCl solution and borate buffer for zinc rich compositions are
comparable to pure zinc samples presented in chapter 6. However, the effect of magnesium on
the corrosion behavior differs largely between unbuffered NaCl solution and borate buffer of
pH 7.4.
In 0.1 M NaCl solution, a strong decrease of the dissolution current density at the OCP was
observed up to magnesium additions of 20 at. %, that coincides with a prolonged cathodic
corrosion potential after electrolyte contact. Further increase of χMg increases the corrosion rate
and reduces the duration of the initial cathodic corrosion potential, with only minor influence
on the potentials established after 1000 s of electrolyte contact. These findings are in good
agreement with climate test reported by other authors, which is surprising given the large
differences in methodology, sample preparation and time consumption. The results presented
demonstrate that material optimization procedures can be strongly supported by the integrated
microelectrochemical system presented and encourage the use material libraries for
combinatorial investigations. The most beneficial composition for the corrosion in aerated
NaCl solution was shown to range around 20 at. % magnesium.
In borate buffered solution however, fundamentally different results were obtained. The
dissolution rates at the OCP in borate buffer of pH 7.4 are well comparable to the bulk Zn
counterpart, with deviations only in the zinc rich region that exhibits an intrinsically high
surface roughness. The oxides formed are several tens of nm thick and do not show large
alteration in composition during depth profiling. However, the electrochemical behavior during
anodic potential sweeps shows an impact of the magnesium content, being strongly non linear
along the composition axis. The electrical properties of the mixed oxides formed on the surface
are taken as the most plausible cause for the observed differences.
Chapter 9: Comprehensive discussion
124
9 Comprehensive discussion The majority of the experiments presented in this work are based on a novel
microelectrochemical setup that has been developed within the scope of this study. The
primary experimental challenge was the integration of a steady electrolyte flow into a capillary
microcell with a tip diameter around 200 µm and the implementation of downstream UV-VIS
analytics. Due to the novelty of the measurement procedure, a comprehensive system
characterization has been the foremost aim to prove the validity of the data obtained. During
these efforts, it has been shown on the example of oxide formation on valve metals and
platinum that the validity and reproducibility of microelectrochemical data is high and well
comparable to literature values. A comparison to a classical channel electrode has been
achieved by correlating the transport limited current density of the oxygen reduction reaction
on platinum with the volume flow rate. This investigation clearly demonstrates that the
transport limit is a function of the cube root of the volume flow, a dependency well known for
classical channel electrodes.
Downstream analytics have been successfully integrated using Zincon as a complexing agent
and a UV-VIS flow cell. The detection limit was shown to range around 10-7 mol l-1 and the
dead time between substrate and detector was about 156 s. The successful coupling of micro
electrochemistry and downstream detection was demonstrated on copper, where the
electrochemically released amount of metal ions was quantitatively detected in the
spectroscopic system. This correlation proved the calibration procedure and measurement
sequence to be valid. The three initially formulated aims of (i) a high reproducibility and
comparability of data, (ii) a miniaturized and fully automated setup and (iii) a high sensitivity
and reliability of downstream detection were achieved.
The fundamental investigation of pure zinc was performed subsequent to the system
characterization with the aim to investigate the impact of different parameters on zinc
corrosion with both electrochemical and spectroscopic data. It was shown that an increase of
the chloride content from 0.01 to 1 M gradually increases the corrosion current density under
constant electrolyte flow, even though high amounts of chloride increase the equilibration time
of the system. It was further shown that the corrosion potentials shift cathodically, which was
attributed to a shift in the reversible potential of zinc dissolution because of nearly identical
Tafel slopes measured. Furthermore, a variation of the volume flow rate of the electrolyte
revealed an increased zinc dissolution profile with increasing electrolyte flow, originating from
an enhanced removal of precipitates from the surface. This was supported by the fact that the
Chapter 9: Comprehensive discussion
125
measured corrosion current densities lie well below the theoretically possible oxygen reduction
rates, indicating a strong hindrance of oxygen transport by surface films formed.
One of the key questions (I, see p. 24) on pure zinc was to evaluate the possibility to
accurately determine the corrosion current density from the dissolution profile. This was
confirmed by galvanostatic experiments, showing a very good correlation between dissolution
current as calculated from downstream zinc concentrations and imposed current. This finding
is of particular importance since it provides a method of measuring corrosion current densities
without driving the corroding system from its steady state. Potentiodynamic sweep experiments
(II) in contrast did not yield comparable corrosion current densities, but instead revealed a
linear variation of the results depending on the square root of the scan rate. This indication of a
diffusion controlled processes was interpreted on the basis of a local saturation of the
electrolyte with zinc as a consequence of the anodic dissolution, causing film formation and a
deviation from the steady state due to the time dependence of the corresponding processes.
The electrochemical and spectroscopic data presented provide a comprehensive picture of the
corrosion process of zinc in NaCl solution, being mainly determined by precipitate and surface
film formation and therefore susceptible to parameters with an immediate effect thereon.
Because the surface pH is of uttermost importance in this mechanism and affected by both
anodic and cathodic reactions, the effect of a buffer system was thoroughly studied.
There it was found that the corrosion mechanism changes fundamentally in borate buffered
solutions. The dissolution process in this medium is governed by proton diffusion and the
resulting decomposition of ZnO formed on the surface. The dissolution with hindrance by
corrosion products observed in NaCl solution therefore changes to dissolution through an
oxidic film, which was confirmed by surface analysis techniques. The corrosion current
densities are linearly dependent on the concentration of protons and proton carriers, and
comparably high in neutral borate buffer (0.1 M) under electrolyte flow. In contrast, the
corrosion potentials behave strongly non linear with passive values at pH 7.4 and above and
active values at lower pH. The strong cathodic shift of the corrosion potential at higher pH
values is taken as an indication that a closed oxide layer is formed, with a thickness depending
on the relation between film formation and dissolution. The presence of active sites and active
corrosion potentials accordingly, can be stimulated by the addition of sulfate anions, leading to
oscillations in the OCP at certain combinations of pH and sulfate concentration. While sulfate
is primarily regarded as a pitting anion, is has been shown that the steady state dissolution rate
is significantly increased by addition of these anions. The earlier onset for film breakdown is
therefore not the main effect, but the consequence of zinc complexation and solubility increase
caused by these species. It appears that the severe influence of sulfate ions and buffered
Chapter 9: Comprehensive discussion
126
electrolytes on zinc corrosion is often underestimated in the literature. The integrated zinc
detection presented however provides a very fundamental property that largely aids the
evaluation of electrochemical data.
In order to verify the dissolution mechanism of ZnO concluded from the results in buffered
solutions, polycrystalline, RF-sputtered ZnO:Al thin film were investigated with respect to the
chemical and electrochemical dissolution mechanism. It was accurately confirmed (I) that
proton transport is the rate determining process since the dissolution rate of ZnO is a linear
function of the buffer capacity at constant pH. Furthermore, this proton induced etching
initiates preferably at grain boundaries, causing a texturing of the surface along the grain
boundaries that vanishes at high dissolution rates. This chemically induced etching of ZnO was
shown to be very low in unbuffered NaCl solutions, clearly demonstrating that this process is
not decisive for the corrosion current densities of zinc in these electrolytes (II).
Due to the high conductivity of ZnO:Al, it was possible to investigate the electrochemical
decomposition processes taking place at high anodic potentials. These efforts were strongly
supported by the dissolution data of zinc, which allowed distinguishing between the two
competing oxidation processes of either water or lattice oxygen. It was shown (III) that pH
buffers significantly decrease the faradaic efficiency for dissolution from around 88 % in
unbuffered NaCl solutions to 61 % in 0.1 M acetate buffers of pH 6.5 and 7.0. This difference
illustrates that both water splitting and lattice decomposition trigger ZnO dissolution, while the
former can be significantly reduced by stabilizing the surface pH. It was concluded that protons
generated on the surface attack the lattice surprisingly effective, causing the stability window of
water to indirectly determine the stability of surface oxides prone to proton etching. The
surface texture obtained after electrochemical decomposition of polycrystalline ZnO:Al thin
films showed a unique degree of selectivity towards the grain boundaries, clearly demonstrating
that both water splitting and lattice decomposition proceeds at these sites exclusively. The
importance of the crystalline structure and phase composition of oxidic films is strongly
emphasized. Furthermore, these findings offer a novel tool for the modification of the optical
properties of ZnO:Al for solar cell applications.
The final aim of this study was to apply the new methodology on laterally graded Zn-Mg
material libraries and perform high throughput screening experiments with an exceptionally
high information depth, covering both electrochemical and dissolution behavior (I). This
application takes advantage of all features of the system presented as it combines high
throughput experimentation, local confinement and parallel electrochemical and spectroscopic
data acquisition. For sample preparation, a thermal PVD unit was modified to allow co-
deposition of a variety of metals onto large substrates (~10 cm length), and a mathematical
Chapter 9: Comprehensive discussion
127
deposition model was developed. An element mapping procedure was presented based on this
model to allow a precise and automated transformation of the measurement position into an
alloy composition. The Zn-Mg material libraries produced showed a complex crystal growth on
the surface and MgZn2 as dominant intermetallic, as shown by XRD, SEM and scanning AES
measurements. The electrochemical screening experiments revealed a strong impact of the
magnesium content on the dissolution behavior and corrosion potentials on 0.1 M NaCl
solution. The initial cathodic shift of the corrosion potential as a consequence of the active
redox potential of magnesium was prolonged at compositions from 90 to 70 at. % Zn, with
maximum duration around 80 at. %. The alloy dissolution was found to be significantly
lowered in this region, suggesting an increased corrosion resistance (II). These results were
found to be in surprising accordance to a recent study on bulk materials in climate tests by
other authors, and demonstrate the feasibility to utilize the complex setup presented for
material screening processes. The use of a borate buffer (III) however altered the results
significantly. The data is in good agreement with the previous investigations on Zn and ZnO,
demonstrating a change in the corrosion mechanism to chemically controlled dissolution of
thick oxidic surface layers. While XPS surface analysis revealed an oxide composition reflecting
the Zn/Mg ratio in the alloy, the electrochemical properties of the respective layers differed
strongly non linear along the composition axis. It was found that 4 at. % Mg is sufficient to
trigger oxygen evolution at approximately 1.5 VSHE independent of a further increase of the
magnesium content, while compositions with lower additions of Mg showed film breakdown at
more anodic potentials. Interestingly, a maximum in the plateau current density during
potential sweeps was observed at a composition around 20 at. % Mg, indicating low insulating
properties of the surface layer formed. The beneficial effect of magnesium is therefore strongly
dependent on the electrolyte system used, which further emphasizes the need to include the
effect of different media into corrosion testing procedures.
The scanning flow cell system presented may significantly contribute to the large
experimental demands resulting from this approach, as the high throughput capabilities and the
validity of the obtained data has been repeatedly confirmed within this study. It further allows
monitoring the zinc dissolution as a fundamental parameter and complementary analysis
technique parallel to electrochemical investigations, which has been shown to strongly aid the
interpretation of electrochemical data. The applicability of microelectrochemical systems with
online dissolution monitoring has been proven for Zn, ZnO and Zn-Mg alloys, and the
comparative data analysis conducted provided valuable information on the corrosion
mechanism of these materials in various electrolyte systems.
Chapter 10: Outlook
128
10 Outlook The technical developments achieved within this work constitute a solid basis for further
investigations. It would be valuable to thoroughly study the flow profile in the tip and optimize
the transport characteristics, possibly allowing to study electrochemical reactions involving
dissolved gasses. A detailed comparison to the rotating disc electrode would therefore be of
high relevance.
Furthermore, an extensive parameter screening on zinc with focus on the electrolyte
composition could largely contribute to the understanding of environmental corrosion
processes, as online dissolution monitoring and surface analysis techniques can be easily
conducted. It is to be expected that a combination of electrolyte constituents causes a different
corrosion behavior than estimated from combining the singular impact of each substance. An
example would be the coexistence of aggressive (e.g. Cl-, SO42-) and passivating anions (e.g.
CO32-) very commonly encountered in environmental conditions. Furthermore, a detailed
characterization of precipitates formed under various conditions would improve the
understanding of this highly complex process which is of uttermost importance for zinc
corrosion as repeatedly demonstrated in this study.
As a result of the combinatorial corrosion testing performed on Zn-Mg alloys, the most
promising composition for corrosion protection ranged around 80 at. % Mg. It would be
consequent to expose model alloys of the respective composition to a variety of technical
testing conditions, and to perform a comprehensive investigation of the effect of the electrolyte
composition on the corrosion behavior. This possibly enables to translate the scientific results
presented into technical coatings with broad profit in a variety of applications. These
investigations would furthermore significantly profit from additional analysis techniques of the
electrolyte downstream, covering both zinc and magnesium for alloy testing or multi element
analysis (e.g. ICE-OES) for a much broader range of possible investigations.
Chapter 11: Bibliography
129
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Chapter 0: Appendix
141
Appendix Publications
S.O. Klemm, A.G. Martin, J. Lengsfeld, J.C. Schauer, B. Schuhmacher, A.W. Hassel,
Theoretical simulation and preparation of binary and ternary combinatorial libraries by thermal PVD,
Physica Status Solidi A-Applications and Materials Science, 207 (2010) 801-806.
S.O. Klemm, J.P. Kollender, A.W. Hassel, Combinatorial corrosion study of the passivation of
aluminium copper alloys, Corrosion Science, 53 (2011) 1-6.
S.O. Klemm, S.E. Pust, A.W. Hassel, J. Hüpkes, K.J.J. Mayrhofer, Electrochemical texturing of
Al-doped ZnO thin films for photovoltaic applications, Journal of Solid State Electrochemistry, (2011)
doi:10.1007/s10008-011-1313-z.
S.O. Klemm, J.-C. Schauer, B. Schuhmacher, A.W. Hassel, A Microelectrochemical Scanning Flow
Cell with Downstream Analytics, Electrochimica Acta, 56 (2011) 4315-4321.
S.O. Klemm, J.-C. Schauer, B. Schuhmacher, A.W. Hassel, High throughput electrochemical
screening and dissolution monitoring of Mg-Zn material libraries, Electrochimica Acta, (2011),
doi:10.1016/j.electacta.2011.05.065
S.E. Pust, J. Worbs, J. Hüpkes, S.O. Klemm, K.J.J. Mayrhofer, Electrochemical Etching of Zinc
Oxide for Silicon Thin Film Solar Cell Applications, ECS Transactions, 33 (2011) 41-55.
S.E. Pust, J.-P. Becker, J. Worbs, S.O. Klemm, K.J.J. Mayrhofer, J. Hüpkes, Electrochemical
Etching of Zinc Oxide for Silicon Thin Film Solar Cell Applications, Journal of the Electrochemical
Society, 158 (2011) D413-D419.
I. Katsounaros, J.C. Meier, S.O. Klemm, A.A. Topalov, P.U. Biedermann, M. Auinger, K.J.J.
Mayrhofer, The Effective Surface pH during Reactions at the Solid-Liquid Interface, Electrochemistry
Communications, 19 (2011) 634-637.
Chapter 0: Appendix
142
Oral presentations
S.O. Klemm, A. W. Hassel, J.-C. Schauer, B. Schuhmacher
”A Novel Flow-Type Scanning Droplet Cell for Miniaturized Electrochemical Characterization of Sub-mm
Spots on Metallic Substrates”, Electrochem 09, Manchester, UK, 16-17 September 2009
M. Stratmann, S. O. Klemm, M. Rohwerder, A. W. Hassel,
“Electrochemical Design of Novel Zinc Alloys for the Corrosion Protection of Steel”, 216th Meeting of the
Electrochemical Society, Vienna, Austria, 4-9 October 2009
S.O. Klemm, A. W. Hassel, J.-C. Schauer, B. Schuhmacher
“A high throughput approach towards understanding of zinc corrosion and its alloys”, Electrochemistry
2010, Bochum, Germany, 13-15 September 2010
S.O. Klemm, A. W. Hassel, J.-C. Schauer, B. Schuhmacher
“A Microelectrochemical Flow System with In Situ UV-VIS Spectrometric Analysis Capable of High
Throughput Experimentation”, Eight International Symposium on Electrochemical Micro &
Nanosystems Technologies (EMNT) 2010, Nice, France, 21-24 September 2010
S. E. Pust, J. Worbs, J. Hüpkes, S. O. Klemm, K. J. J. Mayrhofer
“Electrochemical Etching of Zinc Oxide for Silicon Thin Film Solar Cell Applications“, 218th Meeting of
the Electrochemical Society, Las Vegas, USA, 10-15 October 2010
S.O. Klemm, K. J. J. Mayrhofer
“Elektrochemische Hochdurchsatzuntersuchungen mit gekoppelter online Analytik”, 4. Korrosionsschutz-
Symposium, Trent, Germany, 25-27 May 2010
Poster presentations
S.O. Klemm, A. W. Hassel, J.-C. Schauer, B. Schuhmacher
„High Throughput Screening of Combinatorial Zn-Mg Libraries for Application Dependent Corrosion
Protection”, Engineering of Functional Interfaces (ENFI), Hasselt, Belgium, 18-19 June 2009
S.O. Klemm, A. W. Hassel, J.-C. Schauer, B. Schuhmacher
„Optimization of Materials by Using a Microelectrochemical High Throughput Approach: Anodization of Al-
Cu Alloys”, Engineering of Functional Interfaces (ENFI), Marburg, Germany, 15-16 July 2010
Chapter 0: Appendix
143
Curriculum Vitae
Name: Sebastian Oliver Klemm
Date of birth: 30.6.1982
Nationality German
University
April 2008 – June 2010 PhD student, Max-Planck Institut für Eisenforschung,
GmbH, Faculty for Chemistry and Biochemistry, Ruhr-
Universität Bochum
October 2002 –April 2008 Studies in “Wirtschaftschemie”, Diploma Degree,
Heinrich-Heine Universität Düsseldorf
Civil service
September 2001 –Juli 2002 SV Bayer Wuppertal
School
August 1992 – Juli 2001 Secondary school, Gymnasium Vohwinkel, Wuppertal
August 1988 – Juli 1992 Primary School, Yorkstraße, Wuppertal
Research experience
September 2005 – March 2006 Research stay, Kyoto university, Kyoto, Japan
Supervisor: Prof. Dr. Shunsaku Kimura
Focus: Organic and macromolecular chemistry
August 2007 – February 2008 Diploma thesis, University of Utah, Salt Lake City,
USA
Supervisor: Prof. Dr. Florian Solzbacher
Focus: Coatings and semiconductors