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Mi’kmaq Ecological Knowledge Study Protocol 1 st Edition

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  • Mi’kmaq Ecological Knowledge Study Protocol

    1st Edition

  • Mi’kmaq Ecological Knowledge Study Protocol

    1

    ASSEMBLY OF NOVA SCOTIA MI’KMAQ CHIEFS

    The Assembly of Nova Scotia Mi’kmaq Chiefs would like to recognize and commend the efforts of the following Mi’kmaq organizations who through their technical representatives, provided much guidance and support throughout the drafting stages of this Mi’kmaq Ecological Knowledge Study Protocol

    The Confederacy of Mainland Mi'kmaq

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    Assembly of Nova Scotia Mi’kmaq Chiefs

    Mi’kmaq Ecological Knowledge Study Protocol

    As Ratified on November 22, 2007

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    Foreword 5

    Section I Introduction 6

    Section II Definitions 7

    Section III Interpretation 8

    Section IV Mi’kmaqEcologicalKnowledgeStudy(MEKS)Methodology 8

    Phase I PlanningandDesign 8 a)Communications 9 b)ResearchPrinciplesandProtocols–Mi’kmawEthicsWatch 9

    Phase II DeliveryandImplementation 9 a)InformedConsentandConfidentiality 9 b)ProjectScoping 10 c)DevelopingaRelationshipandInterviewing 10 d)SufficiencyofMEKData 11 e)HistoricalResearchandGroundTruthing 11

    Phase III FinalizingtheMEKSReportandDisclosure 11 a)MEKDataAnalysis 11 b)DisclosureandReportingofMEKData 12

    Section V Amendments 12

    Section VI Appendices 13 A)AMi’kmaqProtocolonMi’kmaqEcological KnowledgeStudiesinNovaScotia 14 B)ListofNovaScotiaMi’kmaqFirstNationBands andDesignatedContactPersons 15 C)AListofRelevantMi’kmaqOrganizations andDesignatedContactPersons 16 D)ResearchPrinciplesandProtocols-Mi’kmawEthicsWatch 17 Background 17 Principles/ObligationsandProtocols 18 ApplicationstoConductResearch 21

    Table of Contents

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    TheenclosedMi’kmaqEcologicalKnowledgeStudyProtocol(MEKSProtocol)representsanimportantmilestonefortheNovaScotiaMi’kmaqtomanagethecollectionanddistributionofMi’kmaqEcologicalKnowledgethroughoutNovaScotia.TheprotectionofMi’kmaqEco-logicalKnowledge1(MEK)hasbeenhighlightedasakeyissuethroughtheAssemblyofNovaScotiaMi’kmaqChiefs(the“Assembly”).TheAssemblyexistsasaninstitutionofgovernancefortheMi’kmaqofNovaScotiawithrespecttoissuesofcommoninterestandconcern.ItincludesrepresentationfromallthethirteenMi’kmaqBandslocatedthroughouttheprov-inceofNovaScotia.

    ThepurposeoftheMEKSProtocolistoidentifytheessentialcomponentsofanMEKSinaccordancewiththeconcernsandaspirationsoftheAssembly.ByenactingthisMEKSProtocol,theAssemblytruststhatitwillcontributetothefollowingobjectives:acknowl-edgmentandrespectofMi’kmaqculturalpractices,valuesandtraditions;preservationofaMi’kmaqculturalidentity;anopen,transparentandaccountableMEKSprocessthatisreceptivetotheuniqueneedsoftheNovaScotiaMi’kmaq.

    AlthoughthisMEKSProtocolwillserveastheprimarybasisforanyproposedMEKSinNovaScotia,itshouldnotbereadinisolationfromotherMi’kmaqregionalorprovincialprocessesregardingMEKS.Furthermore,theMEKSProtocoldoesnotoperateastoreplaceotherapplicableMi’kmaqresearchethicspracticesorproceduresthatexistormaybecreatedfromtimetotime.Wheresaidprovincialandregionalprocessesexist,thisMEKProtocolshallbeliberallyinterpretedforconsistencywithsaidregionalandprovincialprocesses.IfintheeventthatthereisaclearconflictbetweenthisMEKSProtocolandotherprovincialandregionalprocesses,thisMEKSProtocolshalltakeprecedenceandprevail.

    TheMEKSProtocolisalsoaworkingorrollingdocumentthatthroughthecourseoftimewillundergofurtherdiscussionandchange.Therefore,whenundertakinganMEKSinNovaScotia,pleasecheckforthelatestreviseddocumenttoensurethatanyproposedMEKSpracticesareinkeepingwiththemostrecentpositionsandperspectivesoftheNovaScotiaMi’kmaq.

    Foreword

    1Throughoutthisdocument,Mi’kmaqEcologicalKnowledgeisintendedtoreflecttheconceptandmeaningofAboriginalTraditionalKnowledge.However,itshouldalsobenotedthatMi’kmaqEcologicalKnowledgeisalsospecifictotheuniquepractices,culture,valuesandtraditionsthattheMi’kmaqpeoplehavetoallcomponentsofthenaturalenvironment.

  • Mi’kmaq Ecological Knowledge Study Protocol

    Sincetimeimmemorial,theMi’kmaqhaveusedandoccupiedtheirtraditionalterritoryknownasMi’kma’kiwhichincludesNovaScotia,PrinceEdwardIsland,NewBrunswickandpartsofQue-bec,NewfoundlandandthenortheasternpartofMaine.Mi’kmaqPaleo-IndiansitesinNovaScotiaprovidearchaeologicalevidenceofMi’kmaqoccupationforover10,500years.Today,theMi’kmaqcontinuetouseandoccupyMi’kma’kiandshareadeepandprofoundrelationshipwiththeirtradi-tionallands.2

    InMi’kmaqculturaltradition,theMi’kmaqutilizeNetukulimk–aMi’kmaweyconceptwhichincludestheuseofthenaturalbountyprovidedbytheCreatorfortheself-supportandwell-beingoftheindividualandthecommunityatlarge.NetukulimkalsoencompassesecologicalbeliefsthroughtheinterplayofcollectiveandindividualresponsibilitiesoftheMi’kmaqtothenaturalworld.Suchrelationshipswiththelandareholisticinnatureandconsidermanyaspectsofthenaturalandspiri-tualworld.Theseinclude,butarenotlimitedto,land/marineresourceuse,management,conserva-tionandMi’kmaqspiritualbeliefs.

    Throughouthistoryandtoday,Mi’kmaqsubsistenceandspiritualpracticesencompassthenaturalworldinamannerthatis,attimes,distinctfromunderstandingsinherentinwesternsociety.TheMi’kmaqdonotperceivethenaturalandspiritualworldasseparateanddistinctspheres.Thislong-standingrelationshipthattheMi’kmaqhavemaintainedforcenturieswiththeirnaturalsurround-ingsisthefoundationforMEK.FortheMi’kmaq,MEKisnotjustsimplyanexerciseintheexami-nationofMi’kmaqlandandresourceuse;rather,italsoinvolvesauniqueapproachtothegainingofthisinformationthroughMi’kmaqculturalpracticesandtradition.

    Secondly,MEKisnotstatic.ItisconstantlyreanalyzedandtestedthroughtheexperiencesofnewgenerationsofMi’kmaq.Thisexperienceconsidersandincorporatesnewandemergingresourceis-suesthusenablingreliableMEKdatatoemergethroughasharedexperience.Inlightofthisculturaldialogueorpractice,itisimportantthataguidingandinterpretiveframeworkbeadvancedtotakeintoaccounttheseuniquepractices,beliefsandperspectivesthrougharespectforculturaldifference.

    Section I – Introduction

    2Takenfromconfidentialsourcematerialfrom:TheConfederacyofMainlandMi’kmaq,MembertouCorporateInc.,andtheUnama’kiInstituteofNaturalResources.

    6

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    2.1WithinthisMi’kmaqEcologicalKnowledgeStudyProtocol:

    “Assembly”meanstheAssemblyofNovaScotiaMi’kmaqChiefswhichoperatesas aninstitutionofgovernancefortheMi’kmaqofNovaScotia.

    “Consultant”meansacompany,grouporindividualthathasprimaryresponsibility toundertakeanddeliveraMi’kmaqEcologicalStudywithintheprovinceof NovaScotia.

    “Consultation”meansanyCrownandMi’kmaqgovernment3discussion,negotiation ormeetingusedtojustifyCrowninfringementofAboriginalandtreatyrights.

    “Government”meansanyfederal,provincialormunicipaldepartment,agentor representative.

    “MEK”meansMi’kmaqEcologicalKnowledgeandincludesthecollectionand adaptationofknowledgethatMi’kmaqpeoplehavewithallcomponentsofthe naturalenvironmentandtheinterrelationshipsthatexistbetweenalllifeformsfrom auniquehistorical,culturalandspiritualperspective.

    “MEKS Protocol”meanstheMi’kmaqEcologicalKnowledgeStudyProtocoland includesallattachedappendicesandamendmentsthatmaybemadefromtimetotime.

    “Mi’kmaq Ecological Knowledge Study”meansallcomponentsrelatedtothe planning,collection,analysis,reportinganddistributionofMi’kmaqEcological KnowledgeinNovaScotia.

    “MEK Report”meansanydocumentthatconsidersMEKdatapursuanttoany ProjectdefinedinthisMEKSProtocol. “Mi’kmaq Community”meansanyoftheMi’kmaqFirstNationBands,affiliated communitiesorotherMi’kmaqcommunitiesthatexistthroughoutNovaScotia.

    “Mi’kmaq Participant”meansanypersonofMi’kmaqdescentwhohasagreedto participateinanMEKS.

    Section II – Definitions

    3Mi’kmaqGovernmentisintendedtomeananyofthethirteenNovaScotiaMi’kmaqBandsinwholeorinpart.

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    “Netukulimk”meanstheMi’kmaquseoftheCreator’snaturalbountyforself-supportandwell-beingandtheinterplayofcollectiveandindividualresponsibilitiesthattheMi’kmaqhavetothenaturalworld.

    “Project”meansanyundertakingthathastriggeredanMEKStooccur.

    “Proponent Company”meansacompany,grouporpersonresponsibleforundertakingaProject.

    Section III – Interpretation3.1NothinginthisMEKSProtocoloranyrelateddiscussions,communicationsordocumentationshallbeinterpretedastoabrogate,derogate,orinanyway,affect,limitordetractfromtheexistingAboriginalandtreatyrightsthattheMi’kmaqpeopleindividuallyandcollectivelyenjoythroughoutNovaScotia.

    3.2ForgreatercertaintytoSection3.1,nothinginthisdocumentshallbeinterpretedasConsulta-tionforpurposesofjustifyinganinfringementonMi’kmaqAboriginalorTreatyrightsthatexistormaybefoundtoexistinthefuture.

    3.3ThisMEKSProtocolshallbereadtocomplimentanyMi’kmaqregionalorprovincialprocessesthatpertaintoMEKdatacollectionand,intheeventofaconflictbetweensaidprocess(s)andthisProtocol,thisProtocolshalltakeprecedenceandprevail.

    Section IV – MEKS Methodology4.1MEKSmethodologyprovidesguidelinesandstandards4onsuggestedpracticesandproceduresrelevanttotheplanning/design,development,implementationandreportingstagesofanMEKS.

    Phase I - Planning and Design

    ThisPhaseincludesallpreliminaryworkspecifictothedevelopmentofanMEKS.AlthoughConsul-tantsmaydifferontheapproachorsubstanceofthecomponentscontainedwithinthisPhase,itisarequirementthatanMEKSbothconsiderandaddresseachofthefollowingelements:

    4ThisMEKSProtocolprovidesbothstandardsandrecommendedguidelinesforallstagesofanMEKS.Forgreatercertainty,guidelinesshouldbeinterpretedasgeneral“rulesofthumb”or“bestpractices.”StandardsexistasrequirementsorobligationsthataretobefollowedatvariousstagesofanMEKS.

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    A)Communications:

    CommunicationisakeyactivitytothePhaseIcomponentoftheMEKS.AtthefrontendoftheMEKSprocess,theConsultantshalldraftaletteroutliningitsintentiontotheproposedMEKSprocess.Ataminimum,thislettershouldincludethefollowing:

    informationontheProponentCompanyoutlinethenatureoftheProjectincludebackgroundinformationontheConsultantoutlinethepurposeoftheMEKSspecifytheproposedMEKSprocessandrelatedactivitiescommentontheintendeduseoftheMEKSproviderelevantcontactinformationprovideanopportunityforfeedback/input

    ThelettershouldbesenttotheAssembly,UnionofNovaScotiaIndians,TheConfederacyofMain-landMi’kmaq,Kwilmu’kwMaw-klusuaqnandthepoliticalleadershipofeachMi’kmaqFirstNationBandthattheConsultantintendstocollectMEKSdatawithin.ForalistofrelevantcontactpersonsandMi’kmaqBandsseeAppendixB.

    B)ResearchPrinciplesandProtocols–Mi’kmawEthicsWatch:

    TheResearchPrinciplesandProtocolsprovidesaprescribedapprovalprocesstothecollection,analy-sisandreportingofresearchdatageneratedfromMi’kmaqFirstNationcommunitiesthroughouttheprovinceofNovaScotia.TheConsultantshouldconsidertheResearchPrinciplesandProtocolsasanadditionalresearchprocessrequirementintheearlyplanningstagesofanMEKS.ForacopyoftheMi’kmaqResearchEthicsProtocol,seeAppendixD.

    Phase II - Delivery and Implementation:

    ThisPhaseincludesallworkspecifictothedeliveryandimplementationofaMEKSinNovaScotia.Aspreviouslystated,althoughConsultantsmaydifferontheapproachorsubstancecontainedwithinthisPhase,itishighlyrecommendedthataMEKSbothconsiderandaddress,ataminimum,eachofthefollowingelements:

    A)InformedConsentandConfidentiality:

    BeforedatacollectionofMEKdatatakesplace,itishighlyrecommendedthattheConsultantfirstsecureinformedconsentwiththeMi’kmaqParticipant.Twokeyelementstoinformedconsentinvolveeducationandagreement.TheConsultantshouldensurethattheintervieweeisprovided

    ••••••••

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    informationanddemonstrateaclearunderstandingofthefollowing:

    1)Education:

    proposedprojectspecificspurposeofanMEKSuseofMEKSdataintheapprovalprocess(s)theMEKSisnotintendedtobeConsultationforthepurposeofjustifying

    aninfringementonAboriginalandTreatyrights

    2)Agreement:

    thatparticipationisvoluntarywrittenConsentandReleaseformisexplainedandcompleted

    B)ProjectScoping:

    ThecollectionofMEKdataisbasedontheconceptofNetukulimk.Whendeterminingthestudyarea,theConsultantshouldtakeintoaccountthenatureofMEKdatawhichdemandstheinclusionofthefollowing:

    MEKdataisprojectandtimespecificandassuchwillrequirerecentand updatedMEKdata

    collectionofMEKSdatawithinabufferareamaybeconsideredtobemore extensivethantheproposedProjectfootprint

    thecollectionofMi’kmaquseandoccupationsitesandtheirimportanceto Netukulimk

    thesignificanceoftheinclusionandrecognitionofMi’kmaqhistorical, spiritualandculturalinformation

    C)DevelopingaRelationshipandInterviewing:

    ThisMEKSProtocoldoesnotrestrictordefinewhodoesaMEKS.However,itdoesrecognizethateveryMi’kmaqcommunityhastherighttodecidewhethertheyshouldparticipatewithaConsul-tantonaMEKS.WhenengagingaMi’kmaqParticipantthroughanMEKSinterviewprocessanumberofareasshouldbeconsideredintermsofdevelopinganapproachtothecollectionofMEKdata.Ataminimum,theseareasshouldincludethefollowing:

    interviewsareconductedintheInterviewee’slanguageofpreferenceinterviewsshouldbeconductedattheplaceofpreferencetotheinterviewee

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    ••

    ••

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    theinterviewershouldhaveappropriatematerialsincludingmapsand recordingdevices

    tokensofAppreciationandGratitudetheinterviewershouldbeknowledgeableandrespectfulofMi’kmaqculturalnormstheinterviewershouldtakeintoaccount“responseburden”firstandsecondhandaccountsshouldbeconsideredinthecollectionofMEKSdata

    D)SufficiencyofMEKdata:

    ItisimportantthattheConsultantensurethatanadequateamountofMEKSdataiscollectedwith-intheproposedstudyarea.ThecollectionofMEKdataisdependentonanumberoffactors.WhenconductingaMEKS,theConsultantshallmakeeveryefforttouncoverMEKdatafromatargetgroupofMi’kmaqParticipants.Thetargetgroup,ataminimum,mustincludeMi’kmaqParticipantswhohavespecificMEKknowledgeorhaveconductedlanduseactivitiesintheproposedstudyarea.ItisrecommendedthattheConsultantensurethatappropriatetime,fundingandresourcesareavail-abletoaccountforthecollectionofsufficientMEKdata.IntheeventthattheConsultantisnotabletocollectasufficientamountofMEKdata,thereasonsorpotentialcausesforthiscircumstancemustbeoutlinedintheMEKReport.

    E)HistoricalResearchandGroundTruthing:

    TheMEKSmustincludeahistoricalreviewofMi’kmaqactivitybothwithinandsurroundingtheproposedstudyareaandan“ontheground”sitevisit.Ataminimum,theseactivitiesshouldincludethefollowing:

    historicalresearchfromprimaryandsecondaryresourcematerialsandoralaccountssitevisitsidentifyingandconfirmingMEKdatadueregardtosafetyissues

    Phase III - Finalizing the MEKS Report and Disclosure:

    ThisPhaseincludesallworkspecifictotheanalysisofMEKdata,reportinganddisclosureofMEKinformation.ItisrecommendedthataMEKSbothconsiderandaddress,ataminimum,thefollow-ingtwokeyelements:

    A)MEKDataAnalysis:

    whenreportingMEKdata,theConsultantsshalluseaGISsoftwareprogramwhendeterminingthesignificanceofMEKDatatheConsultantshallhavedue

    regardtobothscientificandMi’kmaqculturalpracticeandtradition

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    •••

    ••

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    theConsultantutilizethefollowingfactorswhendeterminingthe significanceofMEKdata: -theuniquenessandnatureofthelandorresourceuse/occupation -theculturaluseorspiritualmeaningofthelandorresourceuse/occupation -theavailabilityandtheimportanceofthelandorresourceuse/occupation

    B)DisclosureandReportingofMEKData:

    MEKSReportfindingsshouldcontainMEKbaselineinformationsuchasthe typeofuseandspeciesincludingnumberspresent

    onlyMEKofsignificancebeoutlinedinthereportthroughtheuseofaGISconsiderationanddueregardshouldgrantedtoconfidentialityofaMi’kmaq

    Participant’sMEKdatatheMEKSshouldprovidesuggestionsonmitigationorremediationofpotential

    impactsinamannerthatreflectssoundenvironmentalpracticefromascientific andMi’kmaqculturalperspective

    theMEKSReportshouldbedistributedinatimelymannertotheMi’kmaqpolitical organizationsasoutlinedinAppendixC

    theMEKSReportmustaccountfortheexplicitreservationandprotectionof IntellectualPropertyRightsthattheMi’kmaqindividuallyandcollectivelyenjoy inNovaScotia

    theConsultantshallmakeexplicitreferenceintheMEKSReportthatitisnot intendednorisittobeinterpretedasconstitutingConsultationforthepurpose ofjustifyinganinfringementontheexistingAboriginalandTreatyrightsof theMi’kmaqinNovaScotia

    ••

    Section V – Amendments6.1ThisMEKSProtocolcanbeamendedatanytimebyresolutionthroughmajorityvoteatadulyconvenedAssemblymeeting.

    6.2IntheeventthatanamendmentismadetothisMEKSProtocol,thesaidamendmentshallberecordedintheAssemblyminutesandacopyofthemotionshallbeattachedtotheMEKSProtocolasanAppendix.

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    SeeAttached

    Section VI – Appendices

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  • Mi’kmaq Ecological Knowledge Study Protocol

    APPENDIX A

    ASSEMBLY OF NOVA SCOTIA MI’KMAQ CHIEFS

    Resolution Respecting: A Mi’kmaq Protocol on Mi’kmaq Ecological Knowledge Studies in Nova Scotia

    WhereastheAssemblyofNovaScotiaMi’kmaqChiefs(hereinafterthe“Assembly”)existsasanin-stitutionofgovernancefortheMi’kmaqofNovaScotiainrespectofissuesofcommoninterestsandconcerns;

    And WhereastheAssemblyis,inpart,responsibletocommunicatetoCanadaandNovaScotiathecommonpositionoftheMi’kmaqofNovaScotiaonmattersofconcerntoalltheMi’kmaqpeopleinNovaScotia;And WhereastheAssembly,bymotionatadulyconvenedmeetingonJanuary25th2007,haveidentifiedtheneedtoundertakeaMi’kmaqProtocolspecifictothedesign,developmentandimple-mentationofMi’kmaqEcologicalKnowledgeStudies(MEKS)withintheprovinceofNovaScotia;

    And WhereastheoverallobjectiveoftheProtocolistosetupstandardsandunderstandingsonitemsthattheAssemblyconsiderstobeproperMEKSinNovaScotia;

    And Whereasforsaidpurpose,theAssemblyhasmandatedthecompositionofacommitteeoftech-nicalrepresentativesfromthevariousMi’kmaqorganizationsthroughoutNovaScotia;

    And WhereasthetechnicalcommitteehasjointlydevelopedtheattachedMEKSProtocolforcon-siderationandapprovalbytheAssembly;

    Now Therefore The Assembly Resolves That:

    TheattachedMEKSProtocolisformallyadoptedbytheAssemblyofNovaScotiaMi’kmaqChiefs.PassedatOldOrchardInn,Wolfville,NovaScotia,this22nd,dayofNovember,2007.

    MovedBy:ChiefWilbertMarshall,ChapelIsland(Potloteck)FirstNation

    SecondedBy:CouncilorIanKnockwood,Proxy,Shubenacadie(IndianBrook)FirstNation

    Decision:CarriedbyConsensus.

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    Acadia First Nation Band RR#4Box5914-CYarmouth,NS,B5A4A8Telephone(902)742-0257Fax(902)742-8854ContactPerson:ChiefDeborahRobinson

    Annapolis Valley First Nation Band P.O.Box89,CambridgeStationKingsCo.,NS,B0P1G0Telephone(902)538-7149Fax(902)538-7734ContactPerson:ChiefBrianToney

    Bear River First Nation Band P.O.Box210,BearRiver,NS,B0S1B0Telephone(902)467-3802ContactPerson:ChiefTheresaMeuse

    Eskasoni First Nation Band Eskasoni,NS,B0A1J0Telephone(902)379-2800Fax(902)379-2801ContactPerson:ChiefCharlieDennis

    Glooscap First Nation Band P.O.Box449Hantsport,NS,B0P1P0Telephone(902)684-9788Fax(902)684-9890ContactPerson:ChiefShirleyClarke

    Shubenacadie (Indian Brook) First Nation Band MicMacPostOffice,IndianBrook,NS,B0N1W0Telephone(902)758-2049Fax(902)758-2017ContactPerson:ChiefJerryF.Sack

    Membertou First Nation Band111MembertouStreet,Membertou,NS,B1S2M9Telephone(902)564-6466Fax(902)539-6645ContactPerson:ChiefTerranceJ.Paul

    Millbrook First Nation Band P.O.Box634Truro,NS,B2I5E5Telephone(902)897-9199Fax(902)893-4785ContactPerson:ChiefLawrencePaul

    Paq’tnkek First Nation Band RR#1Afton,AntigonishCounty,NS,B0H1A0Telephone(902)386-2897Fax(902)386-2043ContactPerson:ChiefM.GerardJulian

    Pictou Landing First Nation Band Box55,Site#6PictouLandingNS,B0K1X0Telephone(902)752-4912Fax(902)755-4715ContactPerson:ChiefAnnFrancis-Muise

    Chapel Island (Potlotek) First Nation Band Box538ChapelIsland,NS,B0E3B0Telephone(902)535-3317Fax(902)535-3004ContactPerson:ChiefWilbertMarshall

    Waycobah First Nation Band P.O.Box149,Whycocomagh,NS,B0E3M0Telephone(902)756-2337Fax(902)295-3398ContactPerson:ChiefMorleyGoogoo

    Wagmatcook First Nation Band P.O.Box30001,Wagmatcook,NS.B0E3N0Telephone(902)295-2598Fax(902)295-3398ContactPerson:ChiefLesterPeck

    APPENDIX B

    List of Nova Scotia Mi’kmaq First Nation Bands and Designated Contact Persons

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    Assembly of Nova Scotia Mi’kmaq Chiefs72ChurchRd.Truro,NS.B2N6N4ContactPerson:JaniceMaloney

    Treaty and Aboriginal Rights Research Centre of Nova ScotiaBox341Shubenacadie,NS.B0N2H0Telephone(902)758-1953Fax(902)758-1759ContactPerson:JamesMichael

    Unama’ki Institute of Natural Resources 4123ShoreRd.P.O.Box8096Eskasoni,NS.B1W1C2Telephone(902)379-2163Fax(902)379-2250ContactPerson:LisaYoung

    The Confederacy of Mainland Mi’kmaq840WillowSt.Box1590Truro,NS.B2N5V3Telephone(902)895-6385Fax(902)893-1520ContactPerson:MichaelCox

    Union of Nova Scotia IndiansBox961Sydney,NS.B1P6J4Telephone(902)539-4107Fax(902)564-2137ContactPerson:KimberlyPaul

    Eskasoni Fish And Wildlife Commission4123ShoreRoadEskasoni,NS.B1W1A6Telephone(902)379-2024Fax(902)379-2159ContactPerson:TomJohnson

    Kwilmu’kw Maw-klusuaqn (Mi’kmaq Rights Initiative)72ChurchRd.Truro,NS.B2N6N4Telephone(902)843-3880Fax(902)843-3882ContactPerson:JaniceMaloney

    APPENDIX C

    A List of Relevant Mi’kmaq Organizations and Designated Contact Persons

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    APPENDIX D

    Research Principles and Protocols - Mi’kmaw Ethics Watch

    Background

    Wla wjit Mi’kmaq kisutmi’tij Sante’ Mawio’mi 1999 ek. Wla nekmokw Sante’ Mawio’mi ika’lapni maw ni’kmnew koqoey.

    DonJulian,ExecutiveDirector,ConfederacyofMainlandMi’kmaqEleanorBernard,ExecutiveDirector,Mi’kmawKina’matneweyDr.MarieBattiste,AcademicDirector,AboriginalEducationResearchCentre,Professor,DepartmentofEducationFoundations,UniversityofSaskatchewanStephenJ.Augustine,CuratorofEthnologyEasternMaritime,CanadianMuseumofCivilizationLindsayMarshall,AssociateDean,Mi’kmaqCollegeInstitute,CapeBretonUniversityErikZscheile,LegalAdvisor,ConfederacyofMainlandMi’kmaq

    Nike’wlaNipniku’s11,2000naelkitmi’tijEskinuapimkta’nkisutaqSante’Mawio’miwjitMi’kmaq.Wlanike’ninenewikasultiekkisi-te’tmektlwisin“Ethics”Eskinuapimkweja’tekemknatlwi’tisnen“Ethics”Eskinuapimk.

    AMi’kmaqEthicsCommitteehasbeenappointedbytheSante’Mawio’mi(GrandCouncil)toestablishasetofprinciplesandprotocolsthatwillprotecttheintegrityandculturalknowledgeoftheMi’kmawpeople.TheseprinciplesandprotocolsareintendedtoguideresearchandstudiesinamannerthatwillguaranteethattherightofownershiprestswiththevariousMi’kmawcommunities.Theseprinciplesandprotocolswillguaranteeonlythehigheststandardsofresearch.Interpretationandconclusionsdrawnfromtheresearchwillbesubjecttoapprovaltoensureaccuracyandculturalsensitivity.

    AtChapelIslandonJuly25,1999,theSante’Mawio’miestablishedacommitteetostudyanddevelopprinciplesandguidelinestoprotectMi’kmaqpeopleandtheirknowledge.ThecommitteestudiedtheissuesinvolvedinresearchamongIndigenouspeoples,anddevelopedasetofstandardssothatMi’kmaqpeoplemightbeinformedofresearch-itsbenefitsandcosts,betreatedfairlyandethicallyintheirparticipationinanyresearch,andhaveanopportunitytobenefitandgainfromanyresearchconductedamongthem.TheseprinciplesandguidelinesarenowbeingdisseminatedbroadlytoeachoftheMi’kmawcommunitiesfortheirreview,discussion,andratification.

    [Note:TheauthorofthisdocumentistheMi’kmawEthicsWatch.]

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    Principles

    Mi’kmaqpeoplearetheguardiansandinterpretersoftheircultureandknowledgesystem-past,present,andfuture.Mi’kmawknowledge,culture,andarts,areinextricablyconnectedwiththeirtraditionallands,dis-tricts,andterritories.Mi’kmaqpeoplehavetherightandobligationtoexercisecontroltoprotecttheirculturalandintel-lectualpropertiesandknowledge.Mi’kmawknowledgeiscollectivelyowned,discovered,used,andtaughtandsoalsomustbecollec-tivelyguardedbyappropriatedelegatedorappointedcollective(s)whowilloverseetheseguidelinesandprocessresearchproposals.Eachcommunityshallhaveknowledgeandcontrolovertheirowncommunityknowledgeandshallnegotiatelocallyrespectinglevelsofauthority.

    Mi’kmawknowledgemayhavetraditionalownersinvolvingindividuals,families,clans,associations,andsocietieswhichmustbedeterminedinaccordancewiththesepeoples’owncustoms,laws,andprocedures.

    Anyresearch,study,orinquiryintocollectiveMi’kmawknowledge,culture,arts,orspiritualitywhichinvolvespartnershipsinresearchshallbereviewedbytheMi’kmawEthicsWatch.(Partner-shipsshallincludeanyofthefollowing:researchers,membersofaresearchteam,researchsubjects,sourcesofinformation,usersofcompletedresearch,clients,funders,orlicenseholders.)

    TheSante’Mawio’miistheauthorizedbodyoftheMi’kmaqpeopleandthushastodelegateauthor-ityastohowtheWatchiscomposed.

    Allresearch,study,orinquiryintoMi’kmawknowledge,culture,andtraditionsinvolvinganyre-searchpartnersbelongstothecommunityandmustbereturnedtothatcommunity.

    TheMi’kmaqEthicsWatch(Committee,etc.)shallconductafairandtimelyreviewofallresearchconductedamongMi’kmaqpeopleandshallmaintaincontroloverallresearchprocesses.

    Obligations and Protocols

    Forresearchers/students/agencies/organizations/corporationsconductingresearchinvolvingMi’kmaqpeopleandwhoseresearch/inquiryentersthepublicdomain(theses,dissertations,publishedjour-nals,books,technicalreports):

    AllresearchontheMi’kmaqistobeapproachedasanegotiatedpartnership,takingintoaccountall

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    theinterestsofthosewholiveinthecommunity(ies).Participantsshallberecognizedandtreatedasequalsintheresearchprocessinsteadofas“informants”or“subjects”.

    Allresearchpartnersmustshowrespectforlanguage,traditions,standardsofthecommunities,andforthehigheststandardsofscholarlyresearch.

    Allresearchscholarsshallassumeresponsibilitytolearntheprotocolsandtraditionsofthelocalpeoplewithwhomtheydoresearchandtobeknowledgeableandsensitivetoculturalpracticesandissuesthatensurerespectandaccommodationtolocalnorms.

    Allresearchpartnersshallprovidedescriptionsofresearchprocessesintheparticipant’sownlanguage(writtenandoral)whichshallincludedetailedexplanationsoftheusefulnessofthestudy,potentialbenefitsandpossibleharmfuleffectsonindividuals,groupsandtheenvironment.Researchersmustclearlyidentifysponsors,purposesoftheresearch,sourcesoffinancialsupportandinvestigatorsfortheresearch(scholarlyandcorporate),taskstobeperformed,informationrequestedfromMi’kmaqpeople,participatoryresearchprocesses,thepublicationplansfortheresults,andanticipatedroyal-tiesfortheresearch.AllconsentdisclosuresshallbewritteninbothMi’kmaqandEnglish,depend-ingonthecommunitynorms.Nocoercion,constraint,orundueinducementsshallbeusedtoobtainconsent.Allindividualsandcommunitieshavetherighttodeclineorwithdrawfrompartici-patingatanytimewithoutpenalties.

    Allresearchinvolvingchildren(undertheageof14)orinformationobtainedaboutpersonalhisto-riesofchildrenwillinvolveinformedconsentofparentsorguardians.

    Allresearchpartnersshallinformparticipantsintheirownlanguageabouttheuseofdatagatheringdevices-tape,videorecordings,photos,physiologicalmeasurements,andhowthisdatawillbeused.Theyshallalsoprovideinformationontheanonymityorconfidentialityoftheirparticipation,andifnotpossible,toinformtheparticipantthatanonymityisnotpossible.Participantsshallbeinformedofpossibleconsequencesoftheirchoicetoremainintheresearchandtheirrighttowithdrawcon-sentorparticipationintheresearchatanytime.

    Allresearchpartnersshallprovideeachpersonorpartnerinvolvedintheresearchwithinformationregardingtheanticipatedrisksinvolvedintheirparticipation,andanyanticipatedbenefits.

    Allresearchpartnersmustbedulyinformedofeachresearchstepalongthewayandbeprovidedwithinformationabouttheresearchprocessandthedistributionofresultsandinformation.

    Allresearchpartnersshouldattempttoimpartnewskillsintothecommunity,e.g.datacollection,wheneverpossible,advisableordesirablebythecommunity.

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    AllresearchscholarsshallinviteMi’kmawparticipationintheinterpretationand/orreviewofanyconclusionsdrawnfromtheresearchtoensureaccuracyandsensitivityofinterpretation.

    Allresearchscholarsshouldconsideravarietyofresearchprocesses,includingqualitativeandpartici-patoryresearchmethodsandmovebeyondthedominantquantitativemethodstoempowerindig-enousvoicesandskills.

    Mi’kmawey L’nui Skmaqn (Obligations for Mi’kmaw Ethics Watch)

    TheseprincipleshavebeeninitiatedbytheSante’Mawio’mi:

    TheMi’kmawEthicsWatchshallcomefromlocalcommunityrepresentativesauthorizedtoreviewethicprinciples,standards,protocols,practicesofresearchconducted,knowledge,andheritage.

    Eachcommunityshalldecidelevelsofauthoritylocally,andwhoshallspeakforthecommunity.

    MembersoftheWatchshallworkcollaborativelytoavoidmisuseofinformationsuppliedbyindi-vidualswithoutpermissionofthecommunity.

    TheMi’kmawEthicsWatchshalloperateonthebasisofself-determinationofeachcommunityandconsidertherisksandbenefitsofresearchandtherightsofindividualsandcollectivestoberecog-nizedandprotected.

    TheMi’kmawEthicsWatchshallconsiderthecredentialsandintentionsofeachresearchproject,itssensitivitytoMi’kmawcultureandheritage,andconsiderhowtheresearchcanbenefitthecommu-nity.

    TheMi’kmawEthicsWatchshallconsiderproblemssurroundingthepurchaseorpublicationofprivatematerialsandremovalofartifacts.Privatepapers,photographs,orartisticproductionsareprotectedundercopyright.Onecannotlegallycite,reproduce,publish,referto,ordistribute,docu-mentswithoutpermission,fromtheauthors,heirs,orinstitutionsthatholdcopyright.

    Anyresearchinvolvingthecollectionofhumangenes,Mi’kmawgeneticmaterial,orinvolvingtheHumanGenomeDiversityProjectshallberejectedorconsideredonlyastoitsbenefitstotheMi’kmaqpeople.

    TheMi’kmawEthicsWatchshallincreaseeffortstoeducateeachcommunityanditsindividualstotheissues,concerns,benefits,andrisksofresearchinvolvingMi’kmaqpeople,heritage,environment,andpromoteethicalconductandconformityconcerningprotocolsandguidelinesfordoingresearchinandaboutIndigenouspeopleswithsomekindofdisciplinaryactionagainstthosewhodonot

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    comply.

    TheMi’kmawEthicsWatchshallconsiderthecontextoftheresearchbeingrequestedandtheissuesofpowerandcontrolthatinfluenceresearchtopics,questions,andresults.

    TheMi’kmawEthicsWatchshallencourageresearcherstoconsultwithandinterprettheresearchfromthetribalperspectiveandtomakeresearchandresultsavailabletoMi’kmaqpeopleintheirownlanguage(s)and/ororthographies.

    Applications to Conduct Research

    Shall include:

    1.Nameofresearcher(s)and/orsupervisor(s)andrelateddepartment(s).Nameofcontactperson(s)andcontactaddress(indicatesummeraddressesifpertinent).

    2.Anticipatedstartdateoftheresearchstudyandexpectedcompletiondate.Includeanticipatedfieldresearchdates.

    3.Titleofstudy.

    4.Abstract(100-250words),givingabriefstatementofthehypotheses(orbriefstatementofre-searchquestionsandsignificantproposedresearch)tobeexamined.

    5.Fundingsource:indicatethesourceofresearchorstudyfunds,andwhethergrantfundshavealreadybeenprovided.

    6.Participants:describetheproceduresforrecruiting,selecting,andassigningparticipants.

    7.Consent:describetheprocessbywhichparticipantsconsenttoparticipateintheresearchproject;thatis,howwillparticipantsbeinformedoftheirrightsasparticipants,andbywhatmeanstheywillsignifytheirunderstandingofthoserightsandconsenttoparticipate.Anyresearchinvolvingchil-drenshallrequireparentalinformedconsent.

    8.Language:describehowlanguageandculturaldifferencesofMi’kmaqpeoplewillbeaccommo-datedincommunicatingorderivingconsent.Describeprocessfordeterminingandusingappropri-ateprotocolsandtraditionsforenteringintoMi’kmawterritoriesandhomes.

    9.Methods/Procedures:indicateifanyaspectsofthestudyinvolverisktotheparticipantsortotheMi’kmaqpeoplecollectively.Describeanyrisktotheperson/personsasaresultofthefindingsbeing

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    reportedorpublished.

    10.Riskordeception:indicateifanyaspectsofthestudyinvolverisktotheparticipantsortotheMi’kmaqpeoplecollectively.Describeanyrisktotheperson/personsasaresultofthefindingsbeingreportedorpublished.

    11.UsefulnessandBenefits:describeanybenefit(s)fortheindividualMi’kmaqpersonortotheMi’kmawNationasawholeasaresultofthisstudyoritspublishedreportorfindings.

    12.InterpretationofResults:explainhowthedatawillbeanalyzedandwhetheranyMi’kmaqpeoplewillbeinvolvedin,consultedwith,orinformedabout,theinterpretationprocessofanalyzingthedataorthepresentationofitsfindingsandconclusions.

    13.Storageofdata:detailhowthedatawillbestoredtoensuresafetyandconfidentialityofthepar-ticipantsinthestudy.Howlongwillthedatabekept?Willthedatabeusedagaininanotheraspectofthestudy?Willtheparticipantshavetherighttoconsenttothisnextphaseofthestudy?

    14.Confidentiality:describewhatmeasureswillbetakentoprotectMi’kmaqparticipantsandthirdpartyprivacy(confidentialityandanonymity).

    15.Publicationandroyalties:describeanticipatedpublicationsorplansforpublicationfromthisresearchandhowanyroyaltiesfrombooksaleswillbesharedwiththeparticipantsofthestudy.

    Send application to:

    Associate Dean Lindsay MarshallMi’kmaqCollegeInstituteCapeBretonUniversity,Box5300Sydney,NovaScotiaB1P6L2Telephone:(902)563-1827Fax:(902)563-1693