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Methods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed by the European Union (European Regional Development Fund Warsaw/Szczecin Indrek Jõgi, University of Tartu

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Page 1: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Methods of plasma generation and plasma sources

PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin

Part-financed by the European Union (European Regional Development Fund

Warsaw/Szczecin

Indrek Jõgi, University of Tartu

Page 2: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

● Townsend discharge

●Glow discharge

● Arc discharge

● Corona discharge

●Dielectric barrier discharge

Outline of the talk

126.07.2011

●Dielectric barrier discharge

●Hollow cathode discharge

● Radio-Frequency discharges

●Microwave discharges

● Electron beams

Summer School, Warsaw

Page 3: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Glow discharge tube

Cathode Anode

+

Discharge tube T P (n)

E–

226.07.2011Summer School, Warsaw

Simplest case – a closed tube filled with an insulating gas

There is DC voltage V applied between the electrodes

Electric field inside the tube E = V/d

When the electric field arises over a certain value, there appears breakdown and

the gas becomes conducting

Can be self sustaining at several regimes (glow, arc)

Page 4: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Avalanches

Cathode Anode- - ---

-

Seed electrons - cosmic rays or emission from the rough surfaces by electric field

ne

x

326.07.2011Summer School, Warsaw

Cathode Anode

– +

Electrons gain energy in the electric field until they are able to ionize neutrals

--

-

-

-

-

-

-

- -

--

-- -

-

- -

--

-- -

-

-

-

-

--

-

Multiplication increases exponentially with the distance

λi - free path of ionization

ne = ne0·exp(x/ λi )

λi

dne /dx = ne/ λi

Page 5: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Townsend discharge

drift energy

αααα = 1/ λi

e0λE

E

-

-

const -V

Townsend ionization coefficient α

αααα = =ννννi

v µµµµe

1E/nki(E/n)

Semiempirically:

function of reduced electric field E/n

ne = ne0exp(αααα x )

426.07.2011Summer School, Warsaw

e0λE+

-

λiionization energy e0Vi

αααα =const

λexp( )

-Vi

αααα = Ap exp( )E

-BpA and B are properties of gas

λ ~ p

η ~ f( )E/nAttachment coefficient η

- -

electronegative gases

Page 6: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Townsend discharge

Positive ions drift to the cathode where they are recombining but will also extract

new electrons

Secondary electron emission

Cathode Anode

++E

526.07.2011Summer School, Warsaw

new electrons

γγγγi

The rate at which ions are extracting electrons is given by secondary

electron emission coefficient

depends on electrode material and ions (typically 0.01-0.1)

The amount of positive ions produced in the gap d is ni = ne0[exp(αααα d)-1]

photoionization may also be important γγγγp

ni = ne0[exp((αααα˗η) d)-1]When attachment has to be taken into account:

Page 7: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Townsend discharge

For self sustaining discharge the number of ions produced in gap has to be enough to

generate sufficient new electrons at cathode

Paschen law

γγγγ ne0[exp(αααα d)-1]=ne0 αααα d = ln(1+ )γγγγ

1

-Bp 1

626.07.2011Summer School, Warsaw

Ap exp( ) = ln(1 + )E

-Bp

γγγγ

1

Vb = Ebd

-BpdVb = ln(Apd) – ln[ln(1 + γγγγ -1)]

Scaling with pd

Vb

pd

vacuum

insulationhigh pressure

insulation

Vb min

Page 8: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

With increasing voltage (electric field), there is increasing number of multiplication

and secondary electron emission – increasing current

Cathode Anode

+E

Townsend discharge

726.07.2011Summer School, Warsaw

and secondary electron emission – increasing current

Townsend

discharge

V

I

Currents 10-12-10-5 A at small variation of voltage

Light emission increases exponentially close to the anode

Non-neutral plasma ne ∼ 107-108 , ni ∼ 1010 cm-3

10-610-1210-18

Page 9: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Discharge is maintained by positive ions extracting

electrons from cathode

Most of the voltage falls off close to the cathode

Current increases by several orders of magnitude

while voltage remains same

Glow discharge

826.07.2011Summer School, Warsaw

Light intensity strongest in negative glow

Most of the voltage falls off close to the cathode

where electric field also largest

Positive column has a small positive electric field

Weakly ionized i ∼ 10-8 to 10-6 and non-equilibrium

Te ∼ 105 K ,Ti=T ∼ 300K

ne in the range of 1010-1012 cm-3

Page 10: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Glow discharge

Increasing pressure — positive column longer and

Currents in the range of 10-6 to 10-1 A

Glow

dischargeV

I

10-610-12 10-4 10-2 100

Resistive ballast for current control

926.07.2011Summer School, Warsaw

Increasing electrode distance — positive column

longer

Increasing current — increase of cathode glow

surface area while current density and voltage

remains similar

Increasing pressure — positive column longer and

thinner

at very low pressure few collisions

at very high pressure non-uniformity

Page 11: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Thermionic current

Increasing current will heat the cathode incrasing electron emission

Arc

dischargeV

Ij = aT2 exp( )

kT

-e0φφφφ

work function

of electrode

Arc discharge

1026.07.2011Summer School, Warsaw

The voltage necessary for sustaining the current becomes smaller while currents

increase substantially

Currents above 1 A High ionization degree 10-3 to 10-1

Plasma closer to equilibrium Te = Ti > 104 K

Electrodes have to withstand high temperatures!

ne in the range of 1013 cm-3

10-4 10-2 100 102

Page 12: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

One of the oldest environmentally used plasma

Similar systems can also be used for syngas production

and welding

Plasma torch

Waste gasification at high temperatures

5000-10000 K

1126.07.2011

+

–Gas flow

Usually thermal plasmas with

plasma densities up to 1017 cm-3

Very high currents 10-1000 A

Efficient conversion of electric energy to heat

Summer School, Warsaw

Page 13: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Highly non-uniform

At the shortest gap arc discharge:

thermal plasma with high electron density

At a certain gap length lcr not able to hold the thermal

equilibrium

Gliding Arc Discharge

1226.07.2011Summer School, Warsaw

Gas flow 10 m/s

Rapid cooling of gas while electron temperature

remains 1 eV

Most of the power (up to 75-80%) dissipated in this regime

This type of plasma retained up to 3lcr

Various geometries, for example vortex

+–

Page 14: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Point to planeCoaxial wire

Higher electric fields close to highly curved surfaces resulting in increased

ionization: high-voltage wires, st. Elmo fires

Ionization zone +--

++ +

+

+

+

+

Corona discharge

1326.07.2011Summer School, Warsaw

Ionization zone

Ion drift to other

electrode

-

High electric field+

+

+

+

+

-

-

-

-

-

-

--

-+

++

+

++

++

+

+

+

Non-uniform distribution of plasma and luminosity

Moderately high voltages to prevent arcing

Page 15: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Positive corona

Properties depend strongly on the polarity of the sharp electrode

Negative corona

--

+

++

-

--

+

++

smaller volumelarger volume

higher electron lower electron

concentration

+ –

Corona discharge

1426.07.2011Summer School, Warsaw

Negative corona more useful for ozone generation

-

-

-

-

+

++

+

++

+

-

-

-+

++

-

--

-

-+

higher energy

electrons lower energy

electrons

concentrationconcentration

ionization

Processes which have high activation energy could benefit from positive corona

– +

Page 16: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Short pulses allow to increase the maximum voltage

The power input in continuous coronas is rather limited due to limited voltages

range before evolution of sparks

Streamer velocity is up to 106 m/s

Time for streamer development and propagation is 100-300 ns for 1-3 cm gaps

Corona discharge

1526.07.2011Summer School, Warsaw

Voltage pulses shorter than that to prevent spark formations

DC corona also used in air ionizers and

electrostatic percipitators

-

-

-

-

- -

-

-

-

+

-

-

-

-

- -

--

Page 17: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Dielectric barrier can also prevent arcing

Dielectric

barrier

Voltage with opposite polarities to allow continuous opperation (500-500kHz)

Dielectric barrier discharge

1626.07.2011Summer School, Warsaw

Microdischarge radius about 0.1 mm

Microdischarge duration 1-20 ns

Microdischarge transfered charge 10-9 C

Charge density 1014-1015 cm-3

Voltage with opposite polarities to allow continuous opperation (500-500kHz)

Memory effect

Peak current about 0.1 A

Electron energy 1-10 eV

Page 18: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Various configurations for volume discharge

Surface barrier discharge

Dielectric barrier discharge

1726.07.2011Summer School, Warsaw

Surface barrier discharge

Packed-bed discharge

Lower fields

High surface area for catalysts

Restricted flowAlso useful for surface treatment and

aeronautic applications

Co-planar barrier discharge

Page 19: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

- pendulum effect

Voltage decreases while current increases steeply

-

+

At low currents ordinary glow discharge

pd in the order of Torr·cm

At certain currents negative glow reshapes to

virtual anode inside the hollow

λi ≈≈≈≈ r

Hollow cathode discharge

1826.07.2011Summer School, Warsaw

Hollow cathode

Voltage decreases while current increases steeply

Microhollow cathode-

+–

Especially at atmospheric pressures

r

High electron densities ne 1012 – 1015 cm-3

Te in range of 0.5 eV and above 10 eV

Possible to use arrays of holes without ballast

Page 20: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Operates in the frequency range of 1- 100 MHz, typically 13.56 MHz

Capacitively coupled

E B

Inductively coupledplanar

coaxial “electrodeless”

wavelengths 3-300 m larger than the dimensions of reactor

Radio-frequency discharges

1926.07.2011Summer School, Warsaw

Suitable at lower pressures (0.1-103 Pa) and usually used for processing

coil

spiral

ne in the range of 109-1015 cm-3 and Te in the range of 1-7 eV

coaxial

planar

“electrodeless”

Page 21: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Capacitively coupled

E

planar

Sheets and self bias at electrodes

α mode

• bulk ionization

high ion energies above 100 eV

• lower currents, positive I-V

Radio-frequency discharges

2026.07.2011Summer School, Warsaw

ne in the range of 109-1011 cm-3 and Te in the range of 1-10 eV

coaxial

“electrodeless”

γ mode• secondary emission

• high currents, partially negative I-V

Different visual appearance

Page 22: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Plasma “bullets” with fast speed

needle

Can be ignited both at kHz or RF regimes

Gas flow

Atmospheric pressure plasma jet

2126.07.2011Summer School, Warsaw

Used for surface treatment, especially in medical applications

Length of the jet up to few cm

Stabilized by high gas flow

Non-thermal

ne ∼ 1011-1012 cm-3, Te ∼ 1-2 eV

Page 23: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

B

Inductively coupled

coil

spiral

planar

coaxial “electrodeless”

Helicon

0.005-0.03 T

Radio-frequency discharges

2226.07.2011Summer School, Warsaw

Especially suitable at very low pressures (0.1Pa)

ne ~1012-1013 cm-3 at pressures 0.1 Pa

Separate control of ion fluxces and energy

planar

ne ~1012 cm-3

ICP plasma torches are also reported

Page 24: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Energy can be deposited selectively into electrons

fp = 1/2π e02 n

ε0 mTypical frequency 2.45 GHz

Ion mass larger and oscillation frequency less than GHz

High plasma densities of up to 1013 cm-3

High gas temperatures in the range of 103 K

electron temperatures even higher

wavelength 12.24 cm

Microwave discharges

2326.07.2011Summer School, Warsaw

Gas flow

waveguide

electron temperatures even higher

Can be used in different modesSliding

shortResonator cavities with standing wave

Capacitive microwave plasmas

Surface-wave discharges

Free expanding torchesresonator

Electron cyclotron resonance

Nozzles and/or swirls for

stabilizing

Page 25: Methods of plasma generation and plasma  · PDF fileMethods of plasma generation and plasma sources PlasTEP trainings course and Summer school 2011 Warsaw/Szczecin Part-financed

Plasma is generated by electron beam from external source

Large areas in the range of m2

Good uniformity

Magnetic fields 0.01-0.02 T Special electron accelerators

filament

accelerator

Electron beams

2426.07.2011Summer School, Warsaw

High electron densities can be produced at

high pressures

Independent control of ion and radical fluxes

Energy transfer up to 70 % possible

magnetic coil

titanium foil

e-beam

Gas flow