metallurgy as a tool for root cause failure investigation · 2016. 8. 22. · • fitted with a...

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Metallurgy as a Tool for Root Cause Failure Investigation Dr Janet Cotton BSc(eng) PhD(eng) UCT Director – One Eighty (Pty) Ltd 8 th June 2011

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Page 1: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Metallurgy as a Tool for Root Cause Failure Investigation

Dr Janet Cotton

BSc(eng) PhD(eng) UCT

Director – One Eighty (Pty) Ltd

8th June 2011

Page 2: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Root Cause of a Failure

• Design • Materials Defects • Environment • Manufacturing • Service Life

Page 3: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Tools

• Failure Mode Effect Analysis • Review Sources of Input • People Interviews • Laboratory Investigations

– Metallographic examinations

– Mechanical Testing

– Compositional analysis

– Scanning Electron Microscopy • Fracture Surfaces

• Analysis of Corrosion Products

• Stress Analysis – Effects of notches – Extent of an extraneous load

• Fracture Mechanics Analysis – Fatigue life calculations

Page 4: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Tools

Page 5: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure

• MFV “ Freesia” • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after

ext 24 000 hour service • Failure occurred without warning

Page 6: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure

Remaining Connecting Rod

Starboard Port

Remaining Components – Big End

Starboard Studs

Port Studs

Fatigued Surfaces

Overloaded Surfaces

Page 7: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure Connecting Rod

Small end journals

Big end journals

Crank Shaft

Gudgeon pin

Pistons

Cylinder Liners

Bolts

Stb Fore & Aft Pt Fore & Aft

No sign of wear

Damage associated with failure

No sign of wear No sign of wear

No sign of wear

Fatigue Fracture

Overload

Page 8: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure

Top Fracture Surface Bottom Fracture Surface Initiation Site

Starboard

Page 9: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure

Overload Failure

Necking of stud

Port fore and aft stud

Page 10: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure

C Si Mn P S Cr Mo Ni 0.38 0.38 0.86 0.01 0.01 1.17 0.24 0.23

•No Flaws

•Expected Microstructure

Page 11: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure

• Failure – Initiation of fatigue crack • Measure length ~ 10e7-10e8 cycles • High Stress

– Over torque of studs – Insufficient bedding – Transient event

Page 12: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Big End Failure

• Conclusion – Most probably cause for failure

• Hydraulic Knock • Corresponded with the crack length • Fracture mechanics • Maintenance records • Interviews

Page 13: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

• Fishing Vessel MFV “Sette Marie” • CAT D399 V16 engine • 1250 RPM variable pitch propeller • Pain and Brink Gear Box 1:4.7 • Problem:

– Series of push rods failed – Failures occurred after shorter service life

Page 14: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

Propeller Hub

Stern Tube Bearings

Forward Bearing

Main Engine

Aft Bearing

Thrust Bearing

Gear Box

Push Rod

Stern Tube

Page 15: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

Propeller Blade Hub

Page 16: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

Wear Marks from Blade Assembly

Page 17: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

Fracture through thread

Page 18: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

Ratchet marks ~

Fatigue initiation

Final Fracture

Direction of engine rotation

Rotating Bending Fatigue

Page 19: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

Wear of the forward stern tube bearing

Page 20: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

• Summary of Physical Evidence – Fracture – Rotating Bending Fatigue – Thread worn – Wear on Blade Hub – Wear on forward bearing

Page 21: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

Bending stress

on push rod

Rotating Bending Fatigue

Shudder on Blades

Role of the Worn Thread

Misalignment ?

Where ?

Page 22: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

• Fatigue Stress Required – ~ 160MPa – Worn thread reduced strength

• Propeller blade shudder not feasible • Misalignment more feasible

– Laser measurements – 1.5mm misalignment stb direction along stern

tube

Page 23: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Push Rod Failure

• Conclusions – Interpretation of fracture surface

• Type of loading • Magnitude of the stress

– Stress Analysis & Fracture Mechanics

• Feasibility various scenarios • Root cause – misalignment

Page 24: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

• Allures 44 ft Sailing Yacht • Aluminium Hull AA 5083 6.0mm Plate • Drop Keel System • Fixed Ballast System • Built 2003 • New Ownership Nov 2007 • Corrosion problem observed Jan 2008

Page 25: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

Allures 44 ft Aluminium Sailing Yacht

Page 26: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

Lead Bars

Resin

Hull

Centre Board Assembly

Page 27: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

• Metallurgical Techniques – Energy Dispersive X-Ray Analysis (EDS) on

corrosion deposits – Cut sample of the polyester resin, sectioned,

microscopy

Page 28: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

Mg

Na

Al

Cl

0 2 4 6 8 10 12 14 16 18 20keVFull Scale 625 cts Cursor: 0.000

Spectrum 2

Page 29: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

Sample Elements Present Peak Elements

Gel deposit 1 Na, Cl, Al Al

Gel deposit 2 Al, S, Cl, Ni, O Al, Cl

White gel deposit Cl, Al, Na, Cl, C, O Al, Cl, Na

White deposit Al, S, Cl, K, Na Al, Cl

Brown deposit Al, Cl, S, Na, Mg, Ca, Cl Al, Cl, Na

Yellow deposit Al, Na, S, Cl, O Al, Cl

Resin sample Cl, O, Al, Si, Cl Al, Si

Resin sample near lead Al, Si, K, C, Mg, Fe Al, Si

Strong evidence that the hull was corroding

Page 30: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

porosity

Polyester Resin

Sample mount

material

Polyester resin acting like a sponge

Page 31: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

• Conditions: – Stagnant water in contact with AA 5083 – Water was acidic – Rich in Cl- – Effect of the lead bars

Page 32: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

Lead Bars

Resin

Hull

Centre Board Assembly

Page 33: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

302928272625242322212019181716

31 32 33 34 35 36 37 38 39 40 41 42 43 44 45

46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

61 62 63 64 65 66 67 68 69 70 71 72 73 74 75

908988878685848382818079787776

91 92 93 94 95 96 97 98 99 100101102103104105

PLATE A

PLATE B

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15

302928272625242322212019181716

31 32 33 34 35 36 37 38 39 40 41 42 43 44 45

46 47 48 49 50 51 52 53 54 55 56 57 58 59 60

61 62 63 64 65 66 67 68 69 70 71 72 73 74 75C

OUTBOARD SIDE

KEEL SIDE

FWDAFT

Page 34: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

0

10

20

30

40

50

60

70

80

90

100

A1-A36 A37-A72 A73-A105 B3-B38 B39-B75

Port Starboard

Pe

rce

nt

This chart shows the percentage of readings in each group of 100mmx100mm sections that shows an under thickness measurement of greater than 0.2mm.

Page 35: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

Cross member

Pitting

Starboard - aft section

Excessive pitting

Port – forward section

Page 36: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Case Study: Aluminium Hull

• Root Cause for Damage • Solution ?

– Lead ballast must be insulated from the hull – Water ingress must be prevented

• Coat hull with epoxy resin, a few mm thick • Coat each lead bar with epoxy resin • Place bars • Fill up the space with resin

Page 37: Metallurgy as a Tool for Root Cause Failure Investigation · 2016. 8. 22. · • Fitted with a Watsilla 6L26 Diesel Engine • Failed Catastrophically 1175 hours after ext 24 000

Conclusions

• Root Cause Investigations – Find out how it broke ! – How to fix it, prevent further failure / damage – Whose fault was it ?

• Metallurgical Expertise – Experimental work – Understanding of materials

• Stress Analysis – Couple failure mode to stress origins