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    METAFUNCTIONS IN LITERACY

    Abstract

    This paper presents literacy in the context of metafunctions ,

    expanding the scope of the notion literacy to include not only written but

    also spoken language.

    A systemic-functional model of language is taken to identify how

    metafunctions support literacy.The systemic-functional model of language

    offers a means of organizing the many uses of language in a systematic

    manner and of showing how we use language to express meaning. The

    systemic-functional model of language uses metafunctions to isolate the

    features of meaning in a context (field, mode, and tenor) and the kinds of

    meaning in wording (textual, interpersonal, and ideational).

    This allows language students to understand better of how text

    relates to context in spoken and written language and helps them what to

    include in language to determine its appropriateness .

    Introduction

    A literate person has the ability to talk, read and write. Literacy

    therefore is to be defined as mastery of spoken language and reading and

    writing (Pratt and Garton,1998). Literacy is directly involved with written

    language and we also expect literate people speak fluently. The

    development of written language skills influences spoken language ability, as

    language structures and functions are learned for writing which in turn are

    adopted for speaking.

    In connection with literacy, systemic-functional model of language

    retrieves language in three distinct senses : First, functional sense to account

    for how the language is used , Secondly, the fundamental components of

    meaning in language are functional components (metafunctions), Thirdly,

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    element in a language is explained by reference to its function

    (Halliday,1994).

    This paper takes a look at the theoretical concept of Hallidays

    Functional Grammar, in understanding how to distinguish spoken and

    written language, how to make writing more effective and flexible .

    Systemic-Functional Linguistics

    Systemic-Functional Linguistics (SFL) is a theory of language

    centred around the notion of language function. While SFL accounts for the

    syntactic structure of language, it places the function of language as central

    (what language does, and how it does it), in preference to more structural

    approaches, which place the elements of language and their combinations as

    central. SFL starts at social context, and looks at how language both acts

    upon, and is constrained by, this social context. A key concept in

    Halliday's approach is the "context of situation" which

    obtains "through a systematic relationship between the social

    environment on the one hand, and the functional organization of

    language on the other" (Halliday & Hasan, 1985:11).

    A central notion is 'stratification'- the stages in coding process from

    meaning to expression (Halliday, 1994), such that language is analysed in

    terms of three strata: Semantics, Lexico-Grammar and Graphophonic

    (Cusworth,1994). First of all, a text operates as a whole at the semantic

    level to make meaning. To make meaning , however , we depend on the

    lexicogrammatical (lexis /vocabulary + grammar) level of language, or the

    way words are structured in sentences and clauses. It is at this second level,

    then, that grammar fits into functional approach to language. This level is in

    turn expressed through the third or graphophonic level the sound and

    symbols of the language system.

    Metafunctions

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    Halliday developed a theory of the fundamental functions of

    language, in which he analysed lexicogrammar into three broad

    metafunctions: ideational, interpersonal and textual. Each of the

    three metafunctions is about a different aspect of the world, and isconcerned with a different mode of meaning of clauses. The

    ideational metafunction is about the natural world in the broadest

    sense, including our own consciousness, and is concerned with

    clauses as representations. The interpersonal metafunction is about

    the social world, especially the relationship between speaker and

    hearer, and is concerned with clauses as exchanges. The textual

    metafunction is about the verbal world, especially the flow of

    information in a text, and is concerned with clauses as messages

    (Wilcock,2001).

    Metafunctions are understood in terms of the idea of the clause

    as message, the clause as exchange, and the clause as

    representataion. The analysis of clause structures can be summarized as

    follow (Edict):

    All clauses have these elements of meaning in some way.

    THE CLAUSE AS MESSAGE

    Basic information structure: topic / comment (also called theme - rheme)

    The theme occupies the first position in a clause:-

    once upon a time

    very carefully

    on Monday

    A phrase may introduce a theme:-

    as for, regarding etc

    thematic equative A = B

    e.g what he said to me was the truth

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    Themes may also be verb themes:

    eg Forget it I won't

    and whole clauses can act as themes

    Choice of theme

    Themes are marked or unmarked - this refers to which clause element is

    chosen for foregrounding, and which is most usual (unmarked ).

    What is marked (NOT normally chosen) depends on mood:-

    Declarative: the theme is typically the same as the Subject

    e.g I blame you. (unmarked)

    Marked theme - in declarative mood, this is typically an adverbial or

    prepositional phrasee.g suddenly, at night, without pity

    The most marked theme is a complement:

    e.g nature I loved, blue the color is

    Interrogative mood: this is the basic question form.

    1. Polar (yes / no), themes in the finite verb, 2 part themes

    unmarked:-

    two themes th1 th2can you

    should old acquaintance

    2. WH - thememarked:-e.g In your house who does the cooking?Thematic structures in the interrogative:-

    theme - rheme

    who --------

    how many --------with whom --------

    Imperative mood:

    Verb theme - sing a song of sixpence

    t r

    THE CLAUSE AS EXCHANGE

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    This concerns dialogue - the interaction that takes place between speakersand speech roles, what we do when we exchange goods, services, and information.

    In exchange of information the most complicated linguistic structures may beinvolved.

    Inspeech acts such as offers, instructions, requests and so on, language functions toachieve an end.

    Grammatical resources are highly developed for exchange functions, and the

    system which is most closely linked with interactive meaning and specific

    speech roles is the system ofmood.

    MOOD -> S + finite

    *Thefinite- this is a point of reference tohere and now, and is realised

    through the grammatical systems oftenseandmodality.

    THE CLAUSE AS REPRESENTATION

    This refers to the semantic structure of clauses - the process,

    participants and circumstances. This semantic structure expresses our

    deepest experience of reality - of being, doing, feeling, existing, happening.

    Clause structure organises experience as a semantic configuration.

    eg. He opened the bottle hurriedly with a knife

    participant process participant circumstance participant/circumstanceactor patient instrument

    Processes are typically verb phrases, participantsnounphrases,and circumstancesprepositional or adverbial phrases.

    Written and spoken texts can be examined with respect to each of

    these metafunctions in register analyses. Registers are stylistic-functional

    varieties of a dialect or language. These may be narrowly defined by

    reference to subject matter (field of discourse e.g. jargon of fishing,gambling, sports, etc.), to medium (mode of discourse e.g. printed material,

    written letter, message on tape, etc.), or to level of formality, that is style

    (manner of discourse).

    A register is also determined by the medium or mode of discourse.

    The main distinction is between speech and writting. But within speech one

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    http://en.wikipedia.org/wiki/Register_(sociolinguistics)http://en.wikipedia.org/wiki/Register_(sociolinguistics)
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    may have such distinctions as conversation, discussion, debate talk, and

    lecture. And in writing we may have distinctions like a personal letter, a

    memoir, a biography, a poem to be read, a speech to be read aloud, and a

    play to be performed on stage. (Varshney,1985)

    According to the role of the speaker, a young lecturer, for example

    will speak in different ways when communicating with his wife, his children,

    his father, his colleagues, his students, or when shopping.

    The ideational metafunction

    The ideational metafunction is divided into two: experiential and

    logical metafunction.The experiential metafunction organises our experience

    and understanding of the world. It is the potential of the language to

    construe figures with elements (such as screen shots of a moving picture or

    pictures of a comic novel) and its potential to differentiate these elements

    into processes, the participants in these processes, and the circumstances in

    which the processes occur. There are six major process types : Material,

    Mental, Verbal, Relational, Behavioral and Existential. The logical

    metafunction works above the experiential. It organises our reasoning on the

    basis of our experience. It is the potential of the language to construe logicallinks between figures; for example, "this happened after that happened" or,

    with more experience, "this happens every time that happens". There are in

    every language systems of logical relations: relations such as 'and' and 'or'

    and 'if ... then' and 'because ... so', which construe the links between one

    piece of the discourse and another. These systems are realized not by

    configuration but by iteration: one clause bonded with another clause, or

    one group or phrase with another group or phrase. The characteristic feature

    of these relationships is that they do not create closure; each element (each

    clause, each group, and so on) can always be followed by another one of the

    same. We refer to these structures as complexes: clause complexes, group

    complexes, and so on. Each bond in such a complex is called a nexus.

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    The ideational metafunction relates to the fieldaspects of a text, or

    its subject matter and context of use. Field is divided into three areas:

    semantic domain, specialisation, and angle of representation. Within the

    semantic domain, SFG proponents examine the subject matter of a text

    through organising its nominal groups (nouns / noun phrases) and its lexical

    verbs, adjectives, and adverbs. These are the words that carry lexical

    meaning in a text, as opposed to function words, whose purpose is purely

    grammatical that is, their purpose lies only in relation to otherwords in the

    vicinity. Specialisation is partially determined through attention tojargon or

    other technical vocabulary items. Examining the angle of representation

    involves a close look at types of processes, participants, and circumstances.

    The interpersonal metafunction

    The interpersonal metafunction relates to a text's aspects

    oftenoror interactivity. Like field, tenor comprises three component areas:

    the speaker/writer persona, social distance, and relative social status. Social

    distance and relative social status are applicable only to spoken texts.. Note

    - this is not so, looking at the text of OHalloran we are told that we no

    longer have the option to contrast the various speakers but we can examine

    "how the individual authors present themselves to the reader", therefore, we

    are able to look at social distance and relative social status in texts where

    there is only one author.

    The speaker/writer persona concerns the stance, personalisation and

    standing of the speaker or writer. This involves looking at whether the writer

    or speaker has a neutral attitude, which can be seen through the use of

    positive or negative language. Social distance means how close the speakers

    are, e.g. how the use ofnicknames shows the degree to which they are

    intimate. Relative social status asks whether they are equal in terms of

    power and knowledge on a subject, for example, the relationship between a

    mother and child would be considered unequal. Focuses here are on speech

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    http://en.wikipedia.org/wiki/Nominal_group_(language)http://en.wikipedia.org/wiki/Function_wordshttp://en.wikipedia.org/wiki/Jargonhttp://en.wikipedia.org/wiki/Lexis_(linguistics)http://en.wikipedia.org/wiki/Interactivityhttp://en.wikipedia.org/wiki/Personahttp://en.wikipedia.org/wiki/Attitude_(psychology)http://en.wikipedia.org/wiki/Nicknameshttp://en.wikipedia.org/wiki/Speech_actshttp://en.wikipedia.org/wiki/Nominal_group_(language)http://en.wikipedia.org/wiki/Function_wordshttp://en.wikipedia.org/wiki/Jargonhttp://en.wikipedia.org/wiki/Lexis_(linguistics)http://en.wikipedia.org/wiki/Interactivityhttp://en.wikipedia.org/wiki/Personahttp://en.wikipedia.org/wiki/Attitude_(psychology)http://en.wikipedia.org/wiki/Nicknameshttp://en.wikipedia.org/wiki/Speech_acts
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    acts (e.g. whether one person tends to ask questions and the other speaker

    tends to answer), who chooses the topic, turn management, and how

    capable both speakers are ofevaluating the subject.

    The textual metafunction

    The textual metafunction relates to mode; the internal organisation

    and communicative nature of a text.This comprises textual interactivity,

    spontaneity and communicative distance. Textual interactivity is examined

    with reference to disfluencies such as hesitators, pauses and repetitions.

    Spontaneity is determined through a focus on lexical density, grammatical

    complexity, coordination (how clauses are linked together) and the useofnominal groups. The study of communicative distance involves looking at

    a texts cohesionthat is, how it hangs together, as well as any abstract

    language it uses.

    Cohesion is analysed in the context of both lexical and grammatical as well

    as intonational aspects with reference to lexical chains and, in the speech

    register, tonality, tonicity, and tone. The lexical aspect focuses on sense

    relations and lexical repetitions, while the grammatical aspect looks atrepetition of meaning shown through reference, substitution and ellipsis, as

    well as the role of linking adverbials.

    Systemic functional grammar deals with all of these areas of meaning

    equally within the grammatical system itself.

    The Three features of the context of situation

    A functional model uses the concepts of field, tenor and mode to

    describe how a text makes meaning within the context of a particular

    situation which influence the way language is used in the text. They have

    their counterpart in three broad functions of language. Which are reflected in

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    http://en.wikipedia.org/wiki/Speech_actshttp://en.wikipedia.org/wiki/Evaluationhttp://en.wikipedia.org/wiki/Speech_disfluencyhttp://en.wikipedia.org/wiki/Lexical_densityhttp://en.wikipedia.org/wiki/Coordination_(linguistics)http://en.wikipedia.org/wiki/Nominal_group_(language)http://en.wikipedia.org/wiki/Cohesion_(linguistics)http://en.wikipedia.org/wiki/Intonation_(linguistics)http://en.wikipedia.org/wiki/Lexical_chainhttp://en.wikipedia.org/wiki/Tone_(linguistics)http://en.wikipedia.org/wiki/Elliptical_constructionhttp://en.wikipedia.org/wiki/Adverbialhttp://en.wikipedia.org/wiki/Speech_actshttp://en.wikipedia.org/wiki/Evaluationhttp://en.wikipedia.org/wiki/Speech_disfluencyhttp://en.wikipedia.org/wiki/Lexical_densityhttp://en.wikipedia.org/wiki/Coordination_(linguistics)http://en.wikipedia.org/wiki/Nominal_group_(language)http://en.wikipedia.org/wiki/Cohesion_(linguistics)http://en.wikipedia.org/wiki/Intonation_(linguistics)http://en.wikipedia.org/wiki/Lexical_chainhttp://en.wikipedia.org/wiki/Tone_(linguistics)http://en.wikipedia.org/wiki/Elliptical_constructionhttp://en.wikipedia.org/wiki/Adverbial
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    the choices from the language system ideational, interpersonal, and textual

    metafunctions.

    Halliday and Hasan (1985) explained field, tenor and mode as

    follow :

    1. The field of discourse refers to what is happening, to the nature of the

    social action that is taking place : what is it that the participants are

    engaged in, in which the language figures as some essential

    component ?

    2. The tenor of discourse refers to who is taking part , to the nature of the

    participants, their statuses and roles : what kind of role relationship

    obtain among the participants, including permanent and temporary

    relationships of one kind or another, both the types speech role that

    they are taking on in the dialogue and the whole cluster of socially

    significant relationship in which they are involved ?

    3. The mode of discourse refers to what part the language to do for them

    in that situation : the symbolic organization of the text, the status that

    it has, and its function in the context, including the channel (is it

    spoken or written or some combination of the two ?) and also the

    rhetorical mode, what is being achieved by the text in terms of such

    categories as persuasive, expository, didactic, and the like.

    The example of field, tenor, and mode in a text (Halliday, Hasan,

    1985) :

    Transfer of whole (Freehold or Leasehold)

    Title number SY 43271604

    Property 14 Twintree Avenue, Minford

    In consideration of ten thousand five hundred pounds the receipt whereof is

    hereby acknowledged

    I, Herbert William Timms, of (address)

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    as beneficial owner hereby transfer to :

    Matthew John Seaton, of (address)

    The land comprised in the title above mentioned. It is hereby certified that the transaction hereby effected

    does not form part of a larger transction or series of transactions in respect of which the amount or value

    or aggregate amount or value of the consideration exceeds twelve thousand pounds.

    Signed, sealed and delivered by the said Herbert William Timms in the presence of (witness)

    Situational description :

    Field :

    Verbal regulation of social interaction through sanctions of the legal system :

    codification of exchange of property (deed of transfer), including

    certification that transaction falls within particular class of transactionsdefined by value of commodity exchanged

    Tenor :

    Members (individual) addressing collective (society) using formula

    prescribed by collective for purpose in hand

    Mode :

    Written to be filed (i.e. to form part of documentary records) ; text givesstatus (as social act) to non-verbal transaction ; text is formulaic (i.e.

    general, with provision for relating to specific instances) . Performative (i.e.

    text constitutes, or, realises, act in question).

    The three headings of field, tenor, and mode enable us to give a

    characterization of the nature of this kind of a text, one which will do for

    similar text in any language.

    Spoken and written language can be analysed at a number of levels,

    from discourses and texts, sentences, and words, down to individual sounds

    and letters. Knowing features of meaning in context and kinds of meaning in

    wording will develop competence in spoken and written language. It is not

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    only important for language students academic discipline, but also for their

    future professions.

    References

    Cusworth, Robyn (1994 ) What Is a Functional Model of Language ? Australia:

    Primary English Teaching Association, Newtown,Australia

    Garton Alison & Pratt Chris (1998) Learning to be Literate : The development

    of spoken and written language, Blacckwell Publisher,UK

    Edict.com,FunctionalGrammar.11Feb.2010

    http;//www.edict.com.hk/vlc/funcgrammar/Fungra/Introduction.htm

    Halliday, M. A. K (1994 ) An Introduction to Functional Grammar. London:Edward Arnold

    Halliday, M.A.K & Hasan Ruqaiya (1985) Language, context, and text : Aspect

    of language in a social-semiotic perspective, Deakin University Press

    Systemic functional grammar. 11 Feb. 2010

    http://en.wikipedia.org/wiki/Systemic_functional_grammar.html

    Varshney Radhey L. An introductory Textbook of Linguistics & Phonetics,

    University of Gurukul Kangri,Hardwar

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