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Long term o2 therapy
http://www.nejm.org/doi/full/10.1056/NEJM199509143331107
Long-Term Oxygen Therapy
Stephen P. Tarpy, M.D., and Bartolome R. Celli, M.D.
N Engl J Med 1995; 333:710-714September 14, 1995
ArticleReferences
Citing Articles (25)
The concept of oxygen as a therapeutic agent was introduced in the 1920s by Alvin Barach.1 Since
then, a better understanding of the effects of hypoxemia, and of their reversal with oxygen
supplementation, has enhanced the treatment of patients with pulmonary diseases. There are close
to 800,000 patients receiving long-term oxygen therapy in the United States, at a yearly cost of $1.8
billion.2,3 We need to understand the effects of oxygen therapy, the indications for it, and its modes
of delivery in order to make the most appropriate use of this effective therapeutic resource. In this
article, we discuss long-term oxygen therapy, emphasizing its use in the care of patients with chronic
obstructive pulmonary disease, the application that has been most carefully studied.4-9 Some of the
same principles may apply to the treatment of patients with interstitial and neuromuscular diseases.
Physiologic Responses to HypoxemiaHypoxemia induces several physiologic responses designed to maintain adequate oxygen delivery to
the tissues. At a partial pressure of arterial oxygen (PaO2) below 55 mm Hg, ventilatory drive
increases, leading to a higher PaO2 and a lower partial pressure of carbon dioxide (PaCO2). The
vascular beds supplying hypoxic tissue dilate, inducing a compensatory tachycardia that increases
cardiac output and improves oxygen delivery. The pulmonary vasculature constricts in response to
alveolar hypoxia, thereby improving the match between ventilation and perfusion in the affected
lung. Subsequently, the secretion of erythropoietin by the kidney causes erythrocytosis, thus
increasing the oxygen-carrying capacity of the blood and oxygen delivery. These early benefits may
have detrimental long-term effects, however (Figure 1Figure 1Short-Term and Long-Term Effects of
Hypoxemia on the Respiratory, Cardiovascular, and Hematologic Systems.).
Figure 1Effect Possible Benefits Negative consequence
Respiratory
Hypoxemia
Ventilation PaO2 work of breathing
Cardiovascular
HR & Stroke
Vol
Improve Ventilation
Perfusion matching
PaO2 & O2 delivery
Pulmonary artery
pressure
myocardial workHematologic
Erythropoetin
& Hb
concentration
O2 carrying capacity
Prolonged vasoconstriction, erythrocytosis, and increased cardiac output cause pulmonary
hypertension, right ventricular failure, and often death.4-9 The cost of breathing in terms of
increased ventilation and oxygen demand may contribute to chronic malnutrition in patients with
severe obstructive pulmonary disease.10
Effects of Long-Term Oxygen Therapy
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In patients with hypoxemia, oxygen supplementation improves survival, pulmonary hemodynamics,
exercise capacity, and neuropsychological performance. It may also decrease the oxygen cost of
breathing and improve the quality of sleep.
Survival
Long-term oxygen therapy improves survival. In a study by the British Medical Research Council,
patients with hypoxemia were randomly assigned to receive 15 hours of continuous oxygen or nooxygen. During five years of follow-up, 19 of 42 patients treated with oxygen died, as compared with
30 of 45 controls.9 In the Nocturnal Oxygen Therapy Trial (NOTT), patients were randomly assigned
to either 12 or 24 hours of daily oxygen therapy. After 26 months, mortality in the continuous-
treatment group was half that in the 12-hour group.8 Because the improvement in survival with
long-term oxygen therapy seems to be proportional to the number of hours of therapy, the current
recommendation for patients with hypoxemia (defined as a PaO2 of 56%)
Resting Pa O2 >59 mmHg or O2 saturation >89%
Reimbursable only with additional documentation justifying the O2 prescription & a summary of
more conservative therapy that has failed
Non Continuous Oxygen
O2 flow rate & no of hours per day must be specified
*During exercise: PaO2 55 mmHg or O2 saturation 88% with a low level of exertion
*During sleep: PaO2 55 mmHg or O2 saturation 88% with associated complications such as
pulmonary hypertension, daytime somnolence & cardiac arrhythmias.
Patients with a PaO2 of 56 to 59 mm Hg or an oxygen saturation of 89 percent, cor pulmonale, or
polycythemia should also receive long-term oxygen therapy.
Patients receiving long-term oxygen therapy should be reevaluated within two months to assess
whether hypoxemia persists. Up to 40 percent of treated patients have sufficient improvement after
one month to make continued supplemental oxygen unnecessary.8,11
Pulmonary Hemodynamics
Supplemental oxygen can improve pulmonary hemodynamicsand reduce cardiac work. Right heart
catheterization was performed in 16 patients who had hypoxemia with chronic obstructive
pulmonary disease 41 months before, just before, and 31 months after oxygen therapy.7 Before
therapy, there was a mean (SD) yearly increase in the pulmonary-artery pressure of 1.472.3 mmHg. After supplemental oxygen therapy, the pressure improved in 12 of the patients, with a mean
annual decrease of 2.154.4 mm Hg. In the NOTT study, six months of oxygen significantly improved
pulmonary-artery pressure, peripheral vascular resistance, and stroke volume at rest and during
exercise.6
The condition of many patients worsens despite supplemental oxygen. Early identification of these
patients would allow them to avoid the cost and inconvenience of therapy. Unfortunately, attempts
to correlate short-term hemodynamic responses to oxygen with long-term survival have not
succeeded.6,12,13 The use of noninvasive methods to predict the response to oxygen, such as
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oxygen uptake during maximal exercise12 or the change in the right ventricular ejection fraction
after oxygen therapy,14 have been disappointing. Therefore, long-term oxygen therapy is indicated
for all patients who have hypoxemia as defined above, since some benefit is possible and other
options are limited.
Exercise Capacity
Ventilatory rather than circulatory factors limit exercise in many patients with airflow obstruction.15Supplemental oxygen increases the distance patients can walk and their endurance in tests on a
treadmill or a bicycle.16-18 In patients with hypoxemia and those who have oxygen desaturation
with exercise, supplemental oxygen increases oxygen delivery and its utilization by muscles during
exercise.19,20 However, increased oxygen saturation does not predict improved exercise
performance.16 Supplemental oxygen also reduces minute ventilation and the respiratory rate for a
given workload.17 In addition, it improves ventilatory-muscle function during exercise by postponing
the onset of respiratory-muscle fatigue and improving the capacity of the diaphragm to sustain
work.21 Supplemental oxygen may also decrease dyspnea and improve endurance by directly
reducing chemoreceptor activity.18 Currently, supplemental oxygen during exercise should be
prescribed for patients with a documented PaO2 of 55 mm Hg or less or oxygen saturation of 88
percent or less during exercise. In the future, measures of exercise endurance, dyspnea, and
ventilatory-muscle fatigue may serve as criteria for prescribing supplemental oxygen.
The Work of Breathing
Supplemental oxygen decreases minute ventilation and the oxygen cost of breathing,22-25 but the
mechanisms by which it does so are not clear.25,26 The beneficial effect of oxygen on ventilation
and the work of breathing may help explain the decreased sensation of dyspnea that patients with
mild hypoxemia experience when given oxygen. Currently, a desire to decrease the work of
breathing is not an accepted indication for the long-term administration of oxygen.
Neuropsychological Effects
Hypoxemia (PaO2, 45 to 60 mm Hg) impairs judgment, learning, and short-term memory in young
men.27 It also decreases neuropsychological performance in patients with chronic obstructive
pulmonary disease.28,29 The NOTT investigators studied neuropsychological performance in 203patients with a mean PaO2 of 51 mm Hg,30 whereas the Canadian Intermittent Positive Pressure
Breathing Trial included 100 patients with less severe hypoxemia (mean PaO2, 66 mm Hg).31 Both
these studies demonstrated an increase in the frequency of neuropsychological deficits as the PaO2
decreased. The incidence ranged from 27 percent in patients with mild hypoxemia (PaO2, >60 mm
Hg) to 61 percent in those with severe hypoxemia (PaO2,
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mm Hg.39,40
Patients with chronic obstructive pulmonary disease have poor-quality sleep41 and frequent
arousals during periods of desaturation.42 It is unclear whether supplemental oxygen improves the
quality of sleep.41,42 Patients who have hypoxemia while awake should receive supplemental
oxygen during sleep. In addition, patients with nocturnal desaturation (oxygen saturation,
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Most patients require a stationary source of supplemental oxygen, usually an oxygen concentrator.
Concentrators are relatively inexpensive ($1,500) and require little maintenance. Oxygen
concentrators are electrical devices that use a molecular sieve to separate oxygen from air, thereby
delivering supplemental oxygen to the patient while returning nitrogen to the atmosphere. Because
the concentrators weigh about 35 lb (16 kg) and require wall current to operate, they are used as a
fixed source of oxygen.
Unless they are immobile or confined to bed, patients should have both stationary and mobilesystems of oxygen delivery. Compressed gas or liquid oxygen can be portable sources of oxygen.
Compressed oxygen is provided in high-pressure cylinders. In the United States, standard sizes are
200, 16, 9, and 3 lb (91, 7, 4, and 1.4 kg). These cylinders provide oxygen at a flow rate of 2 liters per
minute for 2.4 days, 5.2 hours, 2 hours, and 1.2 hours, respectively. Cylinders are bulky and require
frequent refills. The smaller units, however, are quite portable and, coupled with electronic oxygen-
conserving devices, may deliver oxygen for as long as eight hours.
Oxygen stored at temperatures below -183C becomes a liquid. The volume of liquid oxygen is less
than 1 percent of the volume of a comparable amount of atmospheric oxygen. Stationary units of
liquid oxygen typically weigh 240 lb (109 kg) and provide seven days of continuous oxygen at a flow
rate of 2 liters per minute. The portable 9.5-lb (4.3-kg) and 6.5-lb (3-kg) containers provide oxygen
for eight and four hours, respectively, at the same flow rate. As compared with oxygen in the form of
a compressed gas, a container of liquid oxygen of equivalent weight will last four times longer at agiven flow rate. Although liquid oxygen is more portable and containers are easier to refill than high-
pressure cylinders, there are several disadvantages. Liquid oxygen has a higher cost ($3,500 for a
stationary system, as compared with $350 for a compressed-oxygen tank), and coupling devices for
stationary and portable systems made by different manufacturers may not be compatible. The
liquid-oxygen tanks also need pressure-relief venting as the tanks warm up and the gas expands; this
process wastes unused oxygen.
Liquid oxygen is particularly desirable for active patients. A study comparing two types of portable
oxygen systems, gaseous and liquid, found that patients used liquid oxygen more hours per day
(23.5 vs. 10) and left their houses for more hours per week (19.5 vs. 15.5).45
Misconceptions and Hazards
There is no place in medical care for the administration of short courses of oxygen. Temporaryoxygen is indicated during sleep and exercise when hypoxemia is present only during those activities.
Patients may want to avoid continuous oxygen therapy, fearing that it may cause addiction.
Education about the difference between an addictive substance and a necessary one frequently
resolves the problem. In some patients, arterial oxygen pressure may return to levels higher than 60
mm Hg after prolonged therapy. In such cases, physicians (sometimes pressed by the patients) are
tempted to discontinue the oxygen. If this is done, the patients should be closely followed, because
their condition frequently deteriorates to a point at which supplemental oxygen is again needed.
Supplemental oxygen is a fire hazard. Patients must abstain from smoking something that will also
help their lung disease. Tanks should be safely secured to a wall, to prevent both disconnection of
the regulator and explosion if the tank falls. Tanks should be stored away from heaters and furnaces.
Low-flow supplemental oxygen has been remarkably free of important side effects, but occasional
patients report local irritation in the nose and eyes. In some patients higher oxygen flows may
induce some retention of carbon dioxide. This hazard is best avoided by careful adjustment of the
flow rate of supplemental oxygen to maintain the PaO2 between 60 and 65 mm Hg.
Oxygen-Administration Devices
Patients usually receive oxygen through a nasal cannula. Oxygen at a flow rate of 2 liters per minute
increases the fraction of inspired oxygen from 21 percent to approximately 27 percent.2 Although
effective, this method is inefficient. During the respiratory cycle, the movement of oxygen to the
lungs occurs only during early inhalation one sixth of the cycle. Alveolar ventilation does not occur
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during late inspiration and exhalation.2,22 Only oxygen flowing during early inspiration gets to the
alveoli; the remainder is wasted.
To improve the efficiency of oxygen delivery, several devices have been designed (Table 3 Table 3
Oxygen-Conserving Devices.).
Table 3 Oxygen Conserving Devices
Type Mechanism Cost Advantages DisadvantgesReservoir Stores O2 in
exhalation
Low Reliable, easy to
initiate use
Poor appearance
Demand Delivers at beginning
of inhalation
Substantial Saves the most O2 Mechanical
failure possible,
complicated
Transtracheal Bypasses dead space High, including
cost of
procedure
Good appearance,
excellent
compliance,
work of breathing
Important
complications
(e.g., mucus
plugs), requires
special care
They include reservoir nasal cannulas, transtracheal catheters, and electronic demand devices. Ascompared with conventional nasal cannulas, these devices decrease oxygen waste by a factor of two
to four. The reservoir nasal cannula has a pouch that stores 20 ml of oxygen during expiration and
delivers this oxygen as a bolus at the onset of inspiration.2,22 Electronic demand devices sense the
beginning of inspiration and deliver a pulse of oxygen during early inhalation.2,22
Transtracheal catheters improve oxygen delivery by bypassing anatomical dead space and using the
upper airways as a reservoir for oxygen during end-expiration.22,46 Transtracheal oxygen is
delivered directly into the trachea. The hollow catheter is surgically implanted under local anesthesia
between the second and third tracheal rings. Both the catheter and the procedure are covered by
Medicare. Reimbursement to suppliers of the oxygen-delivery equipment is tied to the flow rate of
oxygen. Therefore, oxygen flow at rates below 1 liter per minute, which are frequent with the
transtracheal catheter, discourages the provision of these devices by the suppliers of medical
equipment. Other advantages of transtracheal oxygen include its inconspicuousness; the lack ofnasal, auricular, or facial irritation; and the infrequency of displacement of the catheter during
exercise or sleep.47 Rates of acceptance by patients range from 80 to 96 percent.47-49 The
implantation procedure is usually performed by a pulmonologist or otolaryngologist, and procedure-
related complications, which occur in 3 to 5 percent of cases, include subcutaneous emphysema,
bronchospasm, and paroxysmal coughing. Late complications include dislodged catheters, stomal
infections, and mucous balls, which may be fatal.50
Future Directions
Lighter and longer-lasting portable oxygen-delivery systems are becoming available. Coupled with
better electrical oxygen-conserving devices, these systems will increase the mobility of patients now
restricted to a limited lifest. The use of oxygen for patients with temporary decreases in oxygen
saturation during certain activities, such as sleep, is being tested; the results may modify the currentindications for oxygen therapy.