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    Liquefaction

    Ajanta SachanAssistant ProfessorCivil EngineeringIIT Gandhinagar

    Liquefaction

    Why does the Liquefaction occur?

    When has Liquefaction occurred in the past?

    How can Liquefaction hazards be reduced?

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    What is Liquefaction ?

    Li uefaction occurs in saturated soilsAll pores are completely filled with water;Soil is no more thirsty!!

    The water in the pores exerts the pressureon soil articles called Pore Pressure thatinfluences how tightly the soil particles are

    pressed together

    Why does the Liquefaction occur?

    Prior to an earthquake: the pore pressure is low

    Earthquake shaking causes pore pressure to Increase:Undrained Condition!!

    Pore pressure = Overburden press/Confining stressEffective stress is Zero;

    NO S ear Strengt !!

    Soil particles starts readily move with respect to each otherdue to zero shear strength.LIQUEFACTION occurs!!

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    Mechanism: Why does the Liquefaction occur?

    Soil grains in a soil deposit

    The small contact forces arebecause of the high waterpressure.

    In an extreme case, theporewater pressure may

    The length of the arrows represent thesize of the contact forces betweenindividual soil grains

    of the soil particles losecontact with each other. Insuch cases, the soil has verylittle strength, and behaveslike a liquid; calledLiquefaction".

    When has Liquefaction occurredin the past?

    Alaska Earthquake, USA, 1964

    Niigata Earthquake, Japan, 1964

    Loma-Prieta Earthquake, USA, 1989

    Kobe Earthquake, Japan, 1995

    - , ,

    Bhuj Earthquake, India, 2001

    Many More!!

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    Liquefaction: Lateral Displacement

    Alaska Earthquake, USA, 1964: Displacement of Houses& cracked highway

    Liquefaction: Tilting of Buildings

    Niigata Earthquake, Japan, 1964:Tilting of apartment buildings at Kawagishi-Cho

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    Liquefaction: Collapse of Expressways

    Kobe Earthquake, Japan, 1995:Collapse of Hanshin Expressway &collapse of Nishinomiya bridge

    Bhuj Earthquake, India, 2001: Damage to rail-road and highway; sandboiling due to liquefaction

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    ,California, 1989

    Failed river dike, California, 1989

    Sand boils in a house at Shetou,Taiwan, 1999

    an o s n a room n unya- n uan nTown, Taiwan, 1999

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    Sand boils in Loma Prieta Earthquake, 1989, California

    Liquefaction-induced settlement at Taichung Port, Taiwan, 1999

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    1964 Niigata EQMulti span BridgeMovement of Bridge Piers due to Lateral Spreading

    1964 Niigata EQTilting of BuildingLoss of Bearing Capacity

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    Where does Liquefactioncommonly occur?

    Soils susceptible

    0.002 200632.360.075

    BoulderClay Silt Sand Gravel Cobble

    ranu ar so s orCohesion less soils

    o es vesoils

    o que ac on

    Fine grainsoils

    Coarse grainsoils

    . ; co e

    Grain size (mm)

    Where does Liquefaction commonly occur?

    Liquefaction occurs in saturated soil only, its effects are most commonly- , , ,

    and oceans. Port and wharf facilities are often located in areas susceptible toliquefaction, and many have been damaged by liquefaction in pastearthquakes.

    Most ports and wharves have major retaining structures, or quay walls, toallow large ships to moor adjacent to flat cargo handling areas. When the soilbehind and/or beneath such a wall liquefies, the pressure it exerts on the wallcan increase greatly - enough to cause the wall to slide and/or tilt toward the

    water.

    Liquefaction also frequently causes damage to bridges that cross rivers andother bodies of water. Such damage can have drastic consequences, impedingemergency response and rescue operations in the short term and causingsignificant economic loss from business disruption in the longer term.

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    Liquefaction Susceptible Soil

    Soil

    Loose (sometimes dense too)

    Saturated

    Why not in Dense Soil ??(negative pore pressure generationduring shearing!!)

    Without EQ With EQ

    k k

    kk

    Shear Stress Increase inprincipal stress

    Liquefaction: Principal Stress

    Normal

    Stress

    0

    WithoutEQ

    k

    With EQ

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    Under EQ ground motion

    -

    Shear Stresses in Soils under Earthquakes

    -

    Transmitted upwards

    Loose cohesionless soils tend to densify and settle

    Pore water is forced out from the voids

    Shaking duration too short for pore water to drain

    Pore water ressure increases

    Effective stress reduces

    In critical state, soil looses stiffness & shear strength

    Liquefaction: Flow Liquefaction

    Flow Liquefaction Onl in loose to moderatel dense ranular soils silt sands

    sands and gravels) with poor drainage

    Soil stratum softens causing large cyclic shear deformations

    In loose materials, associated loss of shear strength may causeflow failure

    For sharp slopes (>~5 %), landslides on a large scale

    Hundreds of meters of motion of soil mass

    eq

    strength

    After Flow FailureAfter Flow FailureBefore Flow FailureBefore Flow Failure

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    C clic mobilit

    Liquefaction: Cyclic Mobility

    In both loose and dense soils

    Gentle slopes (

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    Liquefaction at depth

    Separation of layers

    Large Ground Oscillations

    Ground soil layers jostleback and forth

    Ground waves

    Lateral spreading due toflow liquefaction and/orcyclic mobility

    TiltingLarge GroundOscillations

    Uplift

    Subsidence

    LateralSpreading

    Li uefied underl in soil su ortin the

    Loss of Bearing Capacity

    structure

    Subsidence of heavier structures

    Uplifting of lighter structures

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    Liquefaction Hazard

    Seismic History Criterion

    8

    from EQ source

    Magnitude

    Distance from hypocenter

    Local sub-surface conditions

    tude

    7

    9

    Distance from EQ

    Magn

    5

    6

    2 5 10 50 100 500

    Earthquake Magnitude

    OREarthquake Intensityis used for Designing theStructures??

    Liquefaction Hazard

    Seismic history of the site Densifying

    Better inter-locking between particles

    Increased shear resistance

    Earthquake ground shaking characteristics Intensity

    Duration

    Structure should beEarthquake ResistantOREarthquake Proof..??

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    Liquefaction Potential: Research

    Referred as Simplified Procedure to

    (Seed & Idriss, 1971; ASCE)

    Largely empirical evolved over last 30 yrs

    Research reviewed and recommended in 2workshops, NCEER 1996 and NCEER/NSF1998

    Summary report in ASCE journal of

    Geotechnical and Geo-environmental Engg.,October 2001Title: Liquefaction Resistance of Soils

    Earthquake loading is characterized by theamplitude of an equivalent uniform cyclic stress

    Liquefaction Potential Evaluation usingCyclic Stress Approach (Youd et al., Oct 2001, ASCE)

    Liquefaction resistance is characterized by anequivalent uniform cyclic stress required toproduce liquefaction in the same number of cycles

    For Liquefaction evaluation: compare loading andresistance.

    Loading: Equivalent stress induced by Earthquake

    es s ance: ress requ re or que ac onLiquefaction ResistanceORLiquefaction SusceptibleORLiquefaction Prone /Liquefiable SoilsSAME??

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    0Cyclic Shear Stress

    Initiation of Liquefaction

    Zone of Liquefaction

    Depth

    Equivalent stress inducedby earthquake

    Stress requiredfor Liquefaction

    Evaluation of Liquefaction potential

    d

    voav ra

    CSR'

    max

    ' 65.0

    kkkCRRCRR m 5.7

    onLiquefacti;0.1; ss FIfCSR

    CRRF

    vovo

    CSR = Cyclic Stress RatioSeismic demand on the Soil due to Earthquake

    CRR = Cyclic Resistance RatioCapacity of Soil to resist Liquefaction

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    Characterizing Earthquake Load

    a

    Irre ular time histor of shear stress is converted to an

    vog

    onacceleratigrounda

    equivalent series of uniform stress cycles at an amplitude of65% of peak shear stress (Seed et al. 1975).

    voavg

    a

    max65.0

    Stress Reduction Coefficient, rd

    dvoav rg

    a

    max65.0

    rd= 1.0 0.00765z for z 9.15m (2a)rd= 1.174 0.0267z for 9.15m < z 23m (2b)

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    Cyclic Stress Ratio (CSR)

    Seismic demand on the soil

    Seed & Idriss (1971)

    d

    vo

    vo

    vo

    av rg

    aCSR

    '

    max

    ' 65.0

    '

    vo

    vo

    Effective vertical overburden stresses

    Total vertical overburden stresses

    Capacity of soil to resist

    Cyclic Resistance Ratio (CRR)

    Liquefaction case historiesused to characterize CRR interms of measured in-situ testparameters (Whitman 1971)

    Parameter generally used

    BoundaryLiquefactionObserved

    m5.7

    CPT

    Shear Wave Velocity (SWV)

    Field Test Parameter

    No LiquefactionObserved

    CRR

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    SPT Correlations

    CRR7.5 for SPT data

    or . eq or

    Corrected Blow

    Count (N1)60normalized for 100

    kPa overburden

    pressure and hammer

    efficiency of 60%

    Correction factors fornon-standard SPT

    values(Youd et al. 2001)

    CRR7.5 for CPT data

    CPT Correlations

    CRR for M7.5 eqk for

    Normalized cone tip

    resistance

    Correction factors for

    grain characteristics,

    csNc

    q 1

    an t n ayer e ect

    (Youd et al. 2001)

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    CRR7.5 for Shear

    SWV Correlations

    wave velocity data

    CRR for M7.5

    Earthquake for

    normalized shear

    wave velocity

    Correction actors

    (Youd et al. 2001)

    Earthquake Magnitude

    Correctiono 7.5

    forEarthquake

    Magnitudeother than

    7.5 (km)

    kkkCRRCRR m 5.7

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    Overburden Pressure

    Correction to

    7.5 overburdenstresses, Correction factor for

    CRR7.5 to extrapolatefor soil layers withoverburden

    k

    pressures greaterthan 100 kPa

    Simplified procedureis valid for depthsless than 15 m.

    kkkCRRCRR m 5.7

    Correction to CRR7.5

    Initial Static Shear

    or n a s a c s ear, Correction factor for

    CRR7.5 to account forinitial static shear stressconditions such as due topresence of embankment,heavy structures, etc.

    k

    kkkCRRCRR m 5.7

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    Factor of safety against liquefaction

    CSR

    CRRFs

    0

    ofLiquefaction

    Cyclic Shear Stress0

    Fs1

    Zone

    Depth

    CSR CRR

    Depth

    Example: Liquefaction potentialEvaluation Problem:

    SPT data and sieve analysis

    Expected earthquake M7.5 & Seismic Zone V

    Depth(m)

    Soil ClassificationPercentagefines

    0.75 9 Poorly Graded Sand and Silty Sand (SP-SM) 11

    3.75 17 Poorly Graded Sand and Silty Sand (SP-SM) 16

    60N

    . oor y ra e an an y an -

    9.75 18 Poorly Graded Sand and Silty Sand (SP-SM) 8

    12.75 17 Poorly Graded Sand and Silty Sand (SP-SM) 8

    15.75 15 Poorly Graded Sand and Silty Sand (SP-SM) 7

    18.75 26 Poorly Graded Sand and Silty Sand (SP-SM) 6

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    Liquefaction potential at depth 12.75 m

    Example: Liquefaction potentialEvaluation

    2 4.0m a x g

    a, 5.7wM

    kPav 9.2355.1875.12

    3/5.1 8 mk Ns a t ,3/8.9 mk Nw

    ....

    2.669.2350' uvv

    = 169.7kPa

    d

    vo

    vo

    vo

    av rg

    aCSR

    '

    max

    ' 65.0

    Liquefaction potential at depth 12.75 m

    Example: Liquefaction potentialEvaluation

    Compute stress reduction factor

    Compute CSR

    834.00267.0174.1 zrd

    ' .vvdmaz

    18.07.169/9.235834.024.065.0 CSR

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    Li ue action otential at de th 12.75 m

    Example: Liquefaction potentialEvaluation

    Compute CRR

    Read value corresponding to (N1)60 =14 (after overburdencorrection) and fines content of 8%

    kkkCRRCRR m 5.7

    .5.7

    0.1

    k0.1mk

    For vertical effective stress of 169.7 kPa = 1.7 atm 87.0

    k

    Li ue action otential at de th 12.75 m

    Example: Liquefaction potentialEvaluation

    Compute CRR (N = 17, N =14 ) (fines = 8%)

    kkkCRRCRR m 5.7

    12.087.011143.0 CRR

    Compute Fs

    67.018.0

    12.0

    CSR

    CRRFs

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    Repeat for all depths

    Example: Liquefaction potentialEvaluation

    Depth

    %

    fines (kPa) (kPa)

    0.75 11.0 13.9 13.9 9 2.00 18 0.99 0.15 0.22 0.22 1.47

    3.75 16.0 69.4 69.4 17 1.13 19 0.94 0.15 0.29 0.29 1.93

    6.75 12.0 124.9 117.5 13 0.98 13 0.95 0.16 0.16 0.16 1.00

    v'v

    60N NC

    601N dr CSR 5.7CRR CRR

    sF

    9.75 8.0 180.4 143.6 18 0.90 16 0.91 0.18 0.19 0.17 0.94

    12.75 8.0 235.9 169.7 17 0.83 14 0.83 0.18 0.14 0.12 0.67

    15.75 7.0 291.4 195.8 15 0.80 12 0.75 0.17 0.13 0.11 0.65

    18.75 6.0 346.9 221.9 26 0.77 20 0.67 0.16 0.23 0.17 1.10

    Liquefaction Potential fordifferent soils using SPT

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    Ground Improvement Techniquesto overcome Liquefaction

    Measures to Overcome Liquefaction

    2) Stone Columns (De-watering)

    3) Compaction (Densification of soil)

    5) Anchored Piles

    6) Liquefaction Resistant Structures

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    Increasing surcharge

    1) Vertical Stress Increase

    Surchar e Surchar e

    Factor of Safety against Liquefaction

    a d

    vovo

    rg ''

    .

    Before Surcharge After Surcharge

    25.140' vo

    vo

    17.1

    2040' vovo

    CSR

    CRRFs

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    Surcharge

    0Cyclic Shear Stress

    Vertical Stress Increase

    ExpectedZone ofLiquefaction

    DepthEquivalent stressinduced by EQwithout surcharge

    Equivalent stressinduced by EQwithout surcharge

    Equivalent stressinduced by EQwith surcharge

    Equivalent stressinduced by EQwith surcharge

    Stress requiredfor Liquefaction

    2) Stone Columns

    Drainage or De-watering

    Excess Pore WaterPressure release

    Seepageflow

    Columns

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    Stone Columns

    LiquefiableLiquefiableSandSand

    DrainsDrains

    57

    0Cyclic Shear Stress

    Stone Columns

    ExpectedZone ofLiquefaction

    Stress required for Liquefactionwith stone columnsStress required for Liquefactionwith stone columns

    Stress required for Liquefactionwithout stone columnsStress required for Liquefactionwithout stone columns

    Depth

    Equivalent stressinduced by EQ

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    3) Compaction (Densification of soil)

    a. Roller Compaction

    b. Dynamic Compaction

    c. Vibro-compaction (vibro-floatation)

    d. Compaction Grouting

    e. Compaction by Pile Driving

    3a) Roller Compaction

    Rubber T re Roller

    Smooth wheel vibratory roller

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    3b) Dynamic Compaction

    Big weightsroppe rom m,

    compacting theground.

    61

    Craters formedin compaction

    Used for cohesionless deposits of sand and gravel with not morethan 20% silt or 10% clay

    3c) Vibro-floatation

    Crators are formed during vibratory motion. Sand /gravel isadded to the crator formed.

    Vibrator

    OriginalLoose SoilOriginal

    Loose Soil

    Compacted andrefill material

    Compacted andrefill material

    Vibro-Compaction

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    Compaction0

    Cyclic Shear Stress

    Vibro-floatation

    ExpectedZone ofLiquefaction

    Stress required for Liquefactionwith densificationStress required for Liquefactionwith densification

    Stress required for Liquefaction

    without densification

    Stress required for Liquefaction

    without densification

    Depth

    Equivalent stressinduced by EQ

    3d) Compaction Grouting

    Stiff, low mobilit rout isslowly injected into loosesoils under high pressure

    grout does not enter the soilpores, but forms a bulb thatcompacts and densify thesoil by forcing it to occupy

    http://www.spsrepair.com/www.spsrepair.com/tabid/497/Default.aspx

    less space

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    3e) Compaction by Pile Driving

    deposit, compacts the sand within area

    covered by 8 times around it

    Increase in the stiffness of soil stratum

    due to pile driving

    Removal of soil layers thatcan li uef

    4) Removal of Liquefiable soil

    Soil layerwith potential

    Soil layerwith potential

    o que yo que y Original GL

    New GL

    Loweringthe

    ground

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    Piles are anchored in

    5) Anchored Piles

    bed rock

    Liquefiable LayerLiquefiable Layer

    Bed RockBed Rock

    6) Liquefaction Resistant Structures

    A structure that ossesses ductilit , has the abilitto accommodate large deformations, adjustablesupports for correction of differential settlements,and having foundation design that can span softspots; which can decrease the amount of damage astructure may suffer due to liquefaction.

    To achieve these features in a building, followingaspects need to be considered:a. Shallow Foundation Aspectsb. Deep Foundation Aspects

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    6a) Shallow Foundation Aspects

    All foundation elements in a shallow

    the foundation move or settle uniformly,thus decreasing the amount of shear forcesinduced in the structural elements restingupon the foundation.(For example: The well-reinforced perimeter andinterior wall footings should be tied together toenable them to bridge over areas of localsettlement and rovide better resistance a ainstsoil movements.)

    A stiff foundation mat is a good type ofshallow foundation, which can transferloads from locally liquefied zones toadjacent stronger ground.

    ,and water pipes, should haveductile connections to the

    structure to accommodate thelarge movements andsettlements that can occur dueto liquefaction.

    6b) Deep Foundation Aspects

    Piles driven through a potentially liquefiable Piles should be connected to the cap

    soil layer to a stronger layer not only have tocarry vertical loads from the superstructure,but also resist the horizontal loads and bendingmoments induced lateral movements if thatlayer liquefies. Sufficient resistance should beachieved by piles of larger dimensions and/ormore reinforcement.

    in a ductile manner which couldallow some rotation to occurwithout a failure of the connection.If the pile connections fail, the capcannot resist overturning momentsfrom the superstructure bydeveloped vertical loads in piles.

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    Liquefaction Induced Lateral Spreading

    Liquefaction Induced Lateral Spreading

    Mechanism (Zhang et al. 2004) Lateral spreads occurs due to residual shear strains in liquefied

    layers.

    Residual shear strains depends on Maximum cyclic shearstrains.

    Thicker Liquefied layer Greater Displacement

    Increase in cyclic shear strain Greater Displacement

    Soil Properties and Earthquake Characteristics

    Cyclic Shear strain and Thickness of Liquefied soil layers

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    Liquefaction Induced Lateral Spreading

    Mechanism (Zhang et al. 2004) Continued At a given relative density of soil; A limited amount of shear

    strain could be developed in soil; regardless of the number ofstress cycles applied.

    Maximum Cyclic shear strain can be obtained using:

    Factor of Safety obtained during Liquefaction PotentialEvaluation

    Relative density of soil for given earthquake loadingconditions

    Maximum Cyclic

    Liquefaction Induced Lateral Spreadingusing SWV

    Factor of Safetyagainst Liquefactionfor different relativedensities for CleanSands(Based on data from Ishiharaand Yoshimine 1992; Seed

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    Relative Density Calculations:

    Liquefaction Induced Lateral Spreadingusing SWV

    SPT (Empirical Eq: Seed 1979; Skempton 1986; Kulhawy & Mayne 1991)

    CPT (Empirical Eq: Tatsuoka et al.1990)

    42)(;)(.14 6060 11 NNDr

    kPaqqD NcNcr 200);log(7685 11

    The above equations are for clean sands.

    Assumption:It is assumed that the effect of graincharacteristics or fines content on lateral spreading issimilar to its effect on liquefaction triggering. (Zhang et al.

    2004)

    Lateral Displacement Index (LDI):

    Liquefaction Induced Lateral Spreadingusing SWV

    LDI : Integration of calculated maximum cyclic shear strain valueswith depth.

    dzLDIZ

    .max

    0 max

    maxz = Maximum depth below all the potential liquefiable layerswith a Fs

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    Liquefaction Induced Lateral Spreadingusing SWV

    Lateral displacements for the available case histories for (Zhang et al. 2004) :(a) Gently sloping ground without a free face(b) Level ground with a free face(c) Gently sloping ground with a free face

    Liquefaction Induced Lateral Spreadingusing SWV

    Shear Wave Velocity (SWV)e o re , :

    dzLDIZ

    .max

    0 max

    hD = Lateral Displacement

    )(23.0)( LDILDICD hh

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    Thank You