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Linguistic Society of America Universal Tendencies in the Semantics of the Diminutive Author(s): Daniel Jurafsky Source: Language, Vol. 72, No. 3 (Sep., 1996), pp. 533-578 Published by: Linguistic Society of America Stable URL: http://www.jstor.org/stable/416278 Accessed: 16/05/2009 23:03 Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at http://www.jstor.org/action/showPublisher?publisherCode=lsa. Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed page of such transmission. JSTOR is a not-for-profit organization founded in 1995 to build trusted digital archives for scholarship. We work with the scholarly community to preserve their work and the materials they rely upon, and to build a common research platform that promotes the discovery and use of these resources. For more information about JSTOR, please contact [email protected]. Linguistic Society of America is collaborating with JSTOR to digitize, preserve and extend access to Language. http://www.jstor.org

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  • Linguistic Society of America

    Universal Tendencies in the Semantics of the DiminutiveAuthor(s): Daniel JurafskySource: Language, Vol. 72, No. 3 (Sep., 1996), pp. 533-578Published by: Linguistic Society of AmericaStable URL: http://www.jstor.org/stable/416278Accessed: 16/05/2009 23:03

    Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available athttp://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unlessyou have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and youmay use content in the JSTOR archive only for your personal, non-commercial use.

    Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained athttp://www.jstor.org/action/showPublisher?publisherCode=lsa.

    Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printedpage of such transmission.

    JSTOR is a not-for-profit organization founded in 1995 to build trusted digital archives for scholarship. We work with thescholarly community to preserve their work and the materials they rely upon, and to build a common research platform thatpromotes the discovery and use of these resources. For more information about JSTOR, please contact [email protected].

    Linguistic Society of America is collaborating with JSTOR to digitize, preserve and extend access to Language.

    http://www.jstor.org

    http://www.jstor.org/stable/416278?origin=JSTOR-pdfhttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/action/showPublisher?publisherCode=lsa

  • UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations which bind them. Synchronically, this model explains the varied and contradic- tory senses of the diminutive. Diachronically, the radial category acts as a kind of ARCHAE- OLOGY OF MEANING, expressing the generalizations of the classic mechanisms of semantic change (metaphor, abstraction and inference) as well as a new one: LAMBDA-ABSTRACTION, which accounts for the rise of quantificational meaning and second-order predicates in the diminutive. The model also predicts that the origins of the diminutive cross-linguisti- cally lie in words semantically or pragmatically linked to children. I test the model by considering the semantics of the diminutive in over 60 languages, examining the origins of the diminutive in many of these, particularly in Indo-European where the theory suggests a new reconstruction of the proto-semantics of the PIE suffix "-ko-.

    1. INTRODUCTION. For much of this century, the tools by which we have conducted linguistic inquiry into semantic univerals have distinguished between the investigation of a state of a language at a particular point in time, and the investigation of the historical antecedents and future realizations of this state. Universal statements about the former are often taken as psychological claims about the mind of the speaker. Universal statements about the latter tend to be cultural or sociological claims, or claims about language as a structural object.

    In recent years, however, many scholars have begun to treat the synchronic state of the semantics of a language as profoundly bound up with its diachronic nature. Sweetser (1990), for example, has argued that generalizations about the diachronic semantics of modality and verbs of perception are rooted in the human conceptual system, and grounded in everyday experience. Bybee et al. (1994) and Traugott (1989) argue that diachronic universals in semantic descrip- tion are due to the embeddedness of language in the inferential process of

    * Many thanks to Claudia Brugman, Bill Croft, Patrick Farrell, Charles Fillmore, Zygmunt Fraj- zyngier, Orin Gensler, David Gil, Leanne Hinton, Bernd Heine, Gary Holland, Ed Keenan, George Lakoff, Jack Martin, Yoshiko Matsumoto, John McWhorter, Laura Michaelis, Mary Niepokuj, Eric Pederson, Terry Regier, Rich Rhodes, David Rood, Eve Sweetser, Len Talmy, Elizabeth Traugott, Nigel Ward, Linda Waugh, David Zubin and two anonymous reviewers for comments on this paper and earlier versions, and to my informants Ramon Caceres, Shirley Chiu, Ziv Gigus, Yochai Konig, Srini Narayan, Terry Regier, and Hui Zhang. Of course all errors are my own.

    533

    UNIVERSAL TENDENCIES IN THE SEMANTICS OF THE DIMINUTIVE*

    DANIEL JURAFSKY

    International Computer Science Institute, Berkeley and

    University of Colorado, Boulder

    Despite the crucial dependence of synchronic meaning on both historical and cognitive context, we have traditionally used different tools for expressing synchronic and dia- chronic generalizations in modeling a complex semantic category like the diminutive. This is due in part to the extraordinary, often contradictory range of its senses synchroni- cally (small size, affection, approximation, intensification, imitation, female gender), and the difficulty of proposing a coherent historical reconstruction for these senses.

    I propose to model the synchronic and diachronic semantics of the diminutive category with a RADIAL CATEGORY (George Lakoff 1987), a type of structured polysemy that expli- citly models the different senses of the diminutive and the metaphorical and inferential relations