legal aid policy of the international criminal court · 2019-12-10 · icc draft legal aid policy...

23
Legal aid policy of the International Criminal Court Amendment proposal

Upload: others

Post on 29-Jan-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

Legal aid policy of the

International Criminal Court

Amendment proposal

Page 2: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 2 of 23

1 Introduction

1. The International Criminal Court (ICC) Legal Aid Policy (LAP) provides for the

allocation of sufficient resources to defence counsel and legal representatives of victims

acting for indigent clients allowing them an effective and efficient representation in the

proceedings before the Court.

2. The LAP is based on the applicable legal provisions governing legal aid as stipulated in

the International Criminal Court’s (“Court”) legal instruments, internal Registry

guidelines and standard operating procedures as well as relevant resolutions adopted to

date by the Assembly of States Parties (“Assembly”) on the question of legal aid.

1.1 Principles of the LAP

3. The following principles govern the application of the Court’s legal aid system and

related decisions of the Registrar:

a) Equality of arms: The legal aid system must allow defence counsel, as well as legal

representatives of victims where appropriate, to present their case before the

Chamber under conditions which do not place them at substantial disadvantage vis-

à-vis their opponents.

b) Objectivity: The legal aid system is based on objective criteria for calculating both the

means at the disposal of the person requesting payment of legal assistance by the

Court and the scale of admissible expenses. This ensures the reduction of the risk of

error in the assessment of either element. In addition, pursuant to regulation 83 (1) of

the Regulations of the Court (RoC) the legal aid system allocates resources on the

basis of the requirements of the case, covering the costs necessary for effective and

efficient defence as determined by the Registrar and not on the basis of subjective

requirements.

c) Transparency: The legal aid system complies with the requirements of budgetary

oversight and auditing in the management of public funds without interfering with

Page 3: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 3 of 23

the confidentiality of the work undertaken or the autonomy of counsel or legal team

members.

d) Continuity and flexibility: The legal aid system adapts to situations as they arise in

order to preclude any paralysis prejudicial to the interests of the due administration

of justice. It is also flexible in compliance with the requirements of fairness, by

allowing account to be taken of any changes in the financial status of the person and

his or her dependants.

e) Economy: Public international organisations are under the obligation to manage the

funds allocated to them in the most cost-effective and efficient manner possible.

4. Counsel are not staff of the Court. The Registry shall establish legal services contracts

with counsel in which {TO BE DETERMINED} shall be regulated.

5. Persons assisting counsel in the framework of the LAP shall enter into a legal services

contract with the Court, that shall respect the role of counsel as established in article 7(4)

of the Code of Professional Conduct for Counsel]. Particular conditions agreed between

counsel and team members are not subject to the supervision of the Court, save for

exceptions to the general remuneration scheme, which shall respect the limit set in

paragraph 50, must be agreed in writing and communicated to the Registry before they

can have any effects.

1.2 Legal framework

6. Pursuant to article 43(1) of the Statute, the Registry is the organ responsible for the non-

judicial aspects of the administration and servicing of the Court. Accordingly, the

management of the legal aid scheme of the Court falls within the ambit of the Registrar.

Beneficiaries of the legal aid system of the Court have recourse to judicial review of

administrative decisions concerning legal aid made by the Registrar.

7. The Chambers and the Presidency of the Court have confirmed that it is “the Registrar in

whom primary responsibility for managing the legal assistance scheme of the Court is

vested, including overseeing the scheme of legal assistance by the Court [...]”.

Page 4: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 4 of 23

8. The right to legal assistance, or, if the person does not have legal assistance, for it to be

assigned to him or her in any case where the interests of justice so require, and without

payment by the person if he or she does not have sufficient means to pay for it, is

recognised in article 55(2)(c) of the Rome Statute (Statute) where there are grounds to

believe that a person has committed a crime under the jurisdiction of the Court and she

is about to be questioned by the Prosecutor or by national authorities under Part 9 of the

Statute, and article 67(1)(d) for the accused. The second article applies also to every

person subject to a warrant of arrest or a summons to appear pursuant to rule 121(1) of

the Rules of Procedure and Evidence (RPE).

9. Rule 21(1) of the RPE stipulates that the criteria and procedures for assignment of legal

assistance shall be established in the Regulations, as referred to in rule 20(3) of the RPE,

based on a proposal by the Registrar, following consultations with any independent

representative body of counsel or legal associations.

10. Regulation 83 of the RoC stipulates that:

a) Legal assistance paid by the Court shall cover all costs reasonably necessary as

determined by the Registrar for an effective and efficient defence, including the

remuneration of counsel, his or her assistants as referred to in regulation 68 and staff,

expenditure in relation to the gathering of evidence, administrative costs, translation

and interpretation costs, travel costs and daily subsistence allowances.

b) The scope of legal assistance paid by the Court regarding victims shall be determined

by the Registrar in consultation with the Chamber, where appropriate. […]

11. Pursuant to regulation 84 of the RoC, the Registrar assesses whether the person

requesting legal assistance is indigent.

12. Regulation 85 of the RoC specifies the procedure for the Registrar to decide on a legal aid

application.

13. Regulations 130 to 136 of the Regulations of the Registry (RoR) provide additional legal

bases and guidance to the Registry on management of the Court’s legal aid system.

Page 5: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 5 of 23

14. As regards victims’ legal aid entitlements, while the Statute does not expressly provide

for legal assistance to be paid by the Court as a matter of right for victims, rule 90(5) of

the RPE provides that “a victim or group of victims who lack the necessary means to pay

for a common legal representative chosen by the Court may receive assistance from the

Registry, including, as appropriate, financial assistance.” Legal aid for legal

representation of victims is thus not a right as it is for the defence. Nevertheless,

experience before the Court has demonstrated that the Court must ensure that legal aid

resources are made available to indigent victims in order to ensure the effective exercise

of the rights afforded to victims under the Court’s legal framework.

15. Common legal representatives of victims chosen by the Court and their teams shall

receive remuneration from the Court pursuant to the LAP.

1.3 Amendments to the LAP

16. The Registrar shall adopt amendments to the LAP upon proposal of the Counsel Support

Section.

17. Any amendment proposals shall be subject to a consultation process, including with the

legal profession, as determined by the Registrar.

18. Where amendments have a financial impact, the Registrar shall adopt them only after

they have been endorsed by the Assembly of States Parties.

19. Amendments that adversely affect defendants, victims, their counsel or team members

shall not be applied retroactively.

2 Determination of Indigence

2.1 Introduction

20. Terms and Definitions:

a) Indigence: When a person does not have the sufficient means to pay for his or her

legal assistance.

Page 6: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 6 of 23

b) Means of the applicant: include means of all kinds in respect of which the applicant

has direct or indirect enjoyment or power freely to dispose, including, but not

limited to, direct income, bank accounts, real or personal property, pensions, stocks,

bonds or other assets held, but excluding any family or social benefits to which he or

she may be entitled. In assessing such means, account shall also be taken of any

transfers of property by the applicant which the Registrar considers relevant, and of

the apparent lifestyle of the applicant. The Registrar shall allow for expenses claimed

by the applicant provided they are reasonable and necessary.

c) Estimated Monthly Rent (EMR): EMR is the potential cost of renting the residence

should it be offered in the market. It is determined by the relevant housing authority

of the place where the residence is located, or by an independent expert.

d) Monthly Subsistence Allowance (MSA): MSA is the total of the monthly obligations

of the person claiming indigence to her dependants, based on cost-of-living statistics

(CLS) made available by any official authority of the relevant country or other

relevant sources of information.

e) Monthly Disposable Means (MDM): MDM are the resources that the person claiming

indigence can dispose of after deducting her monthly obligations. It is calculated by

subtracting the obligations of the person claiming indigence from the monthly value

of assets.

2.2. The Financial Information Form (FIF)

21. Upon transfer to the Court or at the earliest possible opportunity to communicate with a

person entitled to legal assistance, the Registry transmits the Financial Information Form

(FIF) prepared by the Registry and approved by the Presidency as mandated by

regulation 23(2) of the RoC.

22. The applicant shall fill in the FIF as far as possible and return it to the Registry. The

Financial Investigator of the Registry shall examine the FIF and check its veracity using

all possible means and shall advise the Registrar on the pertinent actions to be taken.

Page 7: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 7 of 23

23. Applicants shall provide all requested information in good faith and transparently,

including any further information that the Registry or its Financial Investigator might

request further to the submission of the FIF. The Court shall pursue all possible avenues

to recover sums unduly paid, including where a person declared indigent is found not to

be so by the Registrar.1

24. The information provided in the FIF shall be used exclusively for the purposes of

determining indigence and, where appropriate, to recover unduly paid sums.

2.3. Calculation of the financial means of the person claiming indigence

A. Assets of the Applicant

25. Upon submission of the application form in order to determine the person’s disposable

means an estimation of the value of assets needs to be made. The value of assets that are

deemed necessary for the normal living expenses of the person and his or her

dependants excludes:

a) The applicant’s residence to the extent that it is her property and its EMR is lower

than the estimated needs of the dependants living in it. Where the rent is higher than

the needs of those persons, the difference is treated as a disposable asset of the

applicant.

b) The furnishings contained in the principal family home, and the property of the

person claiming indigence. Luxury items of extraordinary value, including but not

limited to art and antiques are not excluded from the calculation of indigence. The

value of these items will be estimated by a certified expert.

c) The motor vehicles that are the property of the person claiming indigence, up to a

maximum of two. The value of vehicles considered as disposable means is estimated

according to any available official scale, or with the help of a certified expert.

1 Sentence added in the present version.

Page 8: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 8 of 23

Vehicles of lavish or ostentatious nature, as assessed by the Registry, are not

excluded from the calculation of indigence.

d) Family or social benefits to which indigence is claimed by the person.

26. All other assets, including real estate, owned by the person claiming indigence, as well

as assets transferred to another person for the purpose of concealment, will be included

among the person’s disposable means. These assets include, among others, stocks, bonds

or bank accounts.

27. The determination of the monthly value of all assets is the following:

a) Real estate: EMR.

b) Other assets: Assessed total value divided by 120.

28. Assets owned by dependants will only be taken into account to determine the existence

and extent of the obligations to such dependants of the person claiming indigence.

Assets owned by dependants cannot be considered as disposable means, subject to

paragraph 26.

B. Obligations of the Applicant

29. The obligations of the person claiming indigence to dependants is calculated on a

monthly basis. The needs of the persons dependent on the applicant are calculated based

on the following sources in the following order:

a) Official statistics relating to living expenses in the State of residence of each

dependent.

b) Official statistics published by the International Civil Service Commission.

c) Other statistics relating to living expenses in the dependents’ place of residence.

d) Any other means of proof of the needs of the dependants as considered reasonable

by the Registrar.

Page 9: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 9 of 23

30. Where any of the applicant’s dependants owns a residence, its EMR shall be deducted

from the MSA of that dependant. If applicable, the monthly rent may be deducted from

the MSA of any other dependant living in the same residence up to a maximum of 100

per cent of the MSA.

2.4 Determination of the legal costs to be paid by the Court

31. The determination of indigence shall be done at every change of phase in the

proceedings, and the person will be deemed not indigent and his or her request will be

refused when the MDM is higher than the monthly cost of defence for the phase in

question.

32. The applicant is considered totally indigent where her MDM is less than zero. The Court

shall then pay all the costs of the legal assistance pursuant to the present policy.

33. The applicant is deemed partially indigent where her MDM is higher than zero and

lower than the cost of representation during the phase at stake. The Court shall then pay

the members of the defence team the appropriate proportion of their fees and expenses

pursuant to the present policy.

3 Standard composition of teams

3.1. Defence teams

34. Counsel is required to act alone from the start of the investigation phase until the first

appearance before the Pre-Trial Chamber.

35. During the rest of the proceedings, counsel operating under the Court’s legal aid scheme

is provided resources for a core team composed of one trial lawyer and one case

manager.

36. An associate counsel intervenes on a full-time basis during the trial phase, that is from

the moment where a definite decision has been taken relating to the confirmation of

charges until the conclusion of the closing statements of the case, and for a maximum of

150 hours during the appeals phase.

Page 10: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 10 of 23

37. A field assistant joins the team after the first appearance before the Pre-Trial Chamber

until the end of the closing arguments before the Trial Chamber, and during the

reparations phase until the end of the submissions by the parties and participants, to

assist counsel with investigative and other tasks.

38. A professional investigator admitted to the list managed by the Registry intervenes for a

maximum of 150 hours per year to assist counsel with the preparation and supervision

of the investigative strategy.

39. The Court’s legal aid entitlements do not extend to proceedings before national

jurisdictions on the basis of Article 59 of the Statute.

40. Counsel may make use of the flexibility principle to manage the resources provided in a

manner that both best serves the interests of the indigent client and is compatible with

the judicious financial use of legal aid funds. For instance, counsel can agree with team

members that they intervene on a part-time basis, and thus with a lower remuneration

than the system has foreseen.

41. Following the end of a case or the order of the Chamber establishing the principles and

procedures to be followed in the phase of reparations, defence counsel shall be allowed

to work for an additional period to be determined by the Registry depending on the

necessary work to close the case file. This period shall in no case be longer than three

months.

42. In the case of offences against the administration of justice, the Registry ensures the

reasonably necessary funds for an effective and efficient defence on the basis of counsel

acting half-time and a case manager acting full-time. Additional resources can be

requested by counsel where necessary.

43. Where any assistance is required during the enforcement of sentences and the State of

enforcement does not provide legal aid, the Registry shall appoint duty counsel to assist

the sentenced person; where possible, the Registry shall seek to appoint the counsel who

had represented the sentenced person during the case.

Page 11: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 11 of 23

Team composition Per month Per year Per phase

Investigation 1 counsel 11,187

Pre-trial 1 counsel

1 trial lawyer

1 case manager

1 field assistant

23,100 9,543

Trial 1 counsel

1 associate counsel

1 trial lawyer

1 case manager

1 field assistant

32,643

Appeals 1 counsel

1 trial lawyer

1 case manager

21,379 9,543

Reparations 1 counsel

1 trial lawyer

1 case manager

1 field assistant

23,100

Investigations 30,000

Professional

investigator

9,043

Reduced activity* 11,187

*Reduced activity phases are, in addition to any determination by the Registrar in this regard, between the end of

the submissions in pre-trial phase until the issuance of the decision, between the end of the closing arguments

until the issuance of the art. 74 decision, between the end of the submissions by parties and participants on

appeals and the issuance of the decision by the Appeals Chamber and after the end of submissions in the

reparations phase.

Table 1 – Defence team composition in the different phases

3.2. Composition of victim teams

44. The only reference to legal aid for victims in the texts of the Court is placed in rule 90(5)

of the RPE, limiting its possibility to the case of common legal representatives appointed

by a Chamber.

45. Legal representation of victims involves two elements: the representation of clients’

interests before the Court, through personal appearance at hearings and the filing of

written documents and contact with clients, including keeping them informed of

developments, taking instructions, and ascertaining their interests in order to be able to

represent them effectively before the Court.

46. From the appointment of the common legal representative in a case by the Chamber, the

Registry allocates the resources to recruit a field assistant and a case manager. This core

team is supplemented during the reparations phase by a trial lawyer.

Page 12: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 12 of 23

Team composition Per month Per year Per phase

Core team (pre-trial,

trial, appeals)

1 counsel

1 case manager

1 field assistant

17,478 9,543

Reparations 1 counsel

1 trial lawyer

1 case manager

1 field assistant

23,100

Field activities 30,000

Reduced activity* 11,187

*Reduced activity phases are, in addition to any determination by the Registrar in this regard, between the end of

the submissions in pre-trial phase until the issuance of the decision, between the end of the closing arguments

until the issuance of the art. 74 decision, between the end of the submissions by parties and participants on

appeals and the issuance of the decision by the Appeals Chamber and after the end of submissions in the

reparations phase.

Table 2 – Victims team composition in the different phases

47. Following the end of a case or the order of the Chamber establishing the principles and

procedures to be followed in the phase of reparations, the common legal representative

shall be allowed to work for an additional period to be determined by the Registry

depending on the number of victims, their geographical location, etc. This period shall in

no case be longer than six months.

4 Remuneration

4.1. Remuneration of counsel and team members

48. The remuneration of counsel and team members will be calculated on the basis of the

following table:

Post Equivalence Fees Charges/Taxes Option 1 Option 2

Counsel P5/05 8,221 2,466 10,687 11,187

Associate

counsel P4/05 6,956 2,087 9,043 9,543

Trial lawyer P2/05 4,889 733 5,622 5,622

Case manager P1/05 3,974 596 4,570 4,570

Field assistant P1/05 at average local rate 1,721 - 1,721 1,721

Table 3 – Monthly remuneration of team members (in euros)

Option 1: Current system of €3,000/month (for pre-trial, trial preparation and appeals) plus a maximum possible uplift to cover

period from opening statements until trial closing arguments.

Option 2: €500 per month to counsel and associate counsel (alternative to paragraph 69) for the entire trial.

Page 13: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 13 of 23

49. This table applies to all counsel and team members who are paid on a monthly lump-

sum basis, except where counsel and team member have agreed on part-time work or a

different remuneration at a lower level. Any such agreement must be concluded in

writing and transmitted to the CSS.

50. Remuneration agreements shall in any case respect the minimum wage as adjusted by

the government of the Netherlands every 1st of January and every 1st of July.

Age Per month Per week Per day

22 and older € 1.594,20 € 367,90 € 73,58

21 € 1.355,05 € 312,70 € 62,54

20 € 1.115,95 € 257,55 € 51,51

19 € 876,80 € 202,35 € 40,47

18 € 757,25 € 174,75 € 34,95

17 € 629,70 € 145,30 € 29,06

16 € 550,00 € 126,95 € 25,39

15 € 478,25 € 110,35 € 22,07

Table 4. Minimum wage in the Netherlands on 1st July 2018.

Source: https://www.government.nl/topics/minimum-wage/amount-of-the-minimum-wage (7 August 2018).

51. Counsel is paid on a monthly lump-sum basis between the beginning of the mandate

and until the end of the confirmation of charges hearing, between the issuance of the

confirmation decision and the end of the closing arguments at trial and between the

delivery of the article 70 judgment and the end of the submissions before the Appeals

Chamber. During the rest of the case, counsel is paid on an hourly basis.

52. Associate counsel is paid on a monthly lump-sum basis between the issuance of the

confirmation decision and the end of the closing arguments at trial. During the rest of

the case, associate counsel is paid on an hourly basis.

53. Trial lawyer, case manager and field assistant (where intervening) are paid on a monthly

lump-sum basis except during phases of reduced activity.

54. The present section is also applicable in the case of offences against the administration of

justice.

Page 14: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 14 of 23

4.2. Hourly remuneration rates

55. Where counsel (including duty and ad hoc counsel) or team members are paid on an

hourly basis, the following table shall be applicable:

Monthly Daily Hourly

Counsel €10,687 €491.36 €65.51

Associate counsel €9,043 €415.77 €55.44

Trial Lawyer €5,622 €258.48 €34.46

Case-manager €4,570 €210.11 €28.02

Field assistant €1,721 €79.13 €10.55

Table 5 – Remuneration of team members on hourly basis

4.3. [Remuneration in the case of several mandates

56. Where counsel or team members are retained for a second mandate to represent an

indigent client before the Court, their remuneration for the second case will be reduced

by half.

57. Before acknowledging a second mandate to the same counsel, the Registry checks

whether there is a possibility of conflicts of interest or any other impediment to the

representation.

58. In the event that proceedings in one case end prior to those in the second one, then

remuneration in the second case will be restored to the full level.]

4.4. Remuneration during phases of reduced activity

59. In instances where activity in the proceedings of the Court is considerably reduced, the

payment of lump-sum remuneration of team members under the Court’s legal aid

system ceases.

60. Such phases include, among others:

a) Between closing statements rendered at trial and the decision of the Chamber.

b) During stay, suspension or other protracted delays in the proceedings.

c) After the end of submissions before the Appeals Chamber.

Page 15: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 15 of 23

61. In instances of reduced activity, remuneration of counsel and each team member in all

situations is determined on the basis of hourly remuneration rates up to a monthly

ceiling of €11,437, unless otherwise decided by the Registrar on the basis of actual work

requirements.

4.5. Procedures for payment of legal fees

62. Counsel shall establish an action plan for the approval for the Registrar before each

phase of the proceedings, or every six months. Counsel may consult the legal aid

commissioners to establish the action plan.

63. The action plan details all the activities counsel deems most appropriate in order to

represent his/her client(s) efficiently and effectively at each phase of the proceedings.

This information is restricted to the Registry’s internal use in the management of the

legal aid scheme and is treated with the utmost confidentiality.

64. At the end of each month, counsel fills in a statement of monthly services [FORM], on

the basis of the work performed during the period. Team members paid on a monthly

lump-sum basis do not need to provide any additional document. Team members paid

on an hourly basis shall provide a time-sheet for the work performed during the month,

countersigned by counsel.

65. At the end of each phase of the proceedings or every six months, whichever occurs first,

counsel submits a report on implementation of the action plan to the Registry.

66. Duty and ad hoc counsel are provided with time-sheets, expenses reimbursement and

bank information forms in order that payment may be effected on completion of their

intervention.

5 Expenses

67. The Registry shall consider the following categories of expenses and approve them

where they are deemed reasonable necessary:

a) Office supplies (other than those already provided by the Court).

Page 16: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 16 of 23

b) Translation costs related to material in a foreign language generated as part of

investigations, where the services of the Court cannot provide them.

c) Solicitation of preliminary expert advice or opinions in the legal representation.

d) Other reasonable expenses of the team directly linked to their mandate before the

Court.

68. In respect of the intervention of duty and ad hoc counsel, the LAP covers the costs of

travel, accommodation, terminal expenses, visa and vaccination or prophylactic costs

when required.

69. [OPTION 1: Counsel and associate counsel will receive compensation for travel to and

stay in The Hague in the following manner:

a) At the time of the opening statements, each of them shall receive an installation

indemnity of €17,000 as the sole compensation for travel to and stay in The Hague

until the end of the closing arguments.

b) During the rest of the phases, the Court shall apply the standard travel policy to their

travel to and stay in The Hague.]

[OPTION 2: Counsel and associate counsel will receive €500 per month as compensation

for the cost of their travel to and stay in The Hague.]

6 Defence investigations budget

70. The Court’s legal aid system provides each defence team with an investigation budget in

the amount of [€150,000 per case] [€30,000 per year, with no possibility of carrying over

any savings to the following year]. This budget, which is held in trust by the Registry for

the benefit of the team, is managed by counsel.

71. Costs covered by this budget include the travel and the daily subsistence allowance of

team members based in The Hague in connection with investigation work in the field, as

determined in the ICC travel policy.

Page 17: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 17 of 23

72. The investigation budget may be increased with additional means allocated pursuant to

regulation 83(3) of the RoC, where justified. To approve such requests, the Registry shall

consider all relevant factors in the case.

73. In particular, for each witness called by another participant exceeding the baseline of

thirty, the investigations budget will be increased by a one-off sum of €550.

7 Field budget for victim teams

74. The field budget allocated to victim teams is €30,000 per year, with no carrying over to

the next of any remaining funds. This budget is held in trust by the Registry for use by

the legal representative of victims.

75. Costs covered by this budget include the travel and the daily subsistence allowance of

team members based in The Hague in connection with field work, as determined in the

ICC travel policy.

8 Additional means

76. Defence counsel, or the legal representative of victims may apply to the Registrar for

additional resources by submitting a specific, substantiated request to the Registrar.

77. Additional resources are granted on the basis of any parameters which might appear to

the Registrar as reasonably necessary for the legal representation.

78. The Registry has estimated and quantified a number of parameters that warrant the

allocation of additional resources, by assessing the average incidence of certain factors in

the work of the team.

Page 18: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 18 of 23

Parameter FTE €/month

For each count submitted by the Prosecutor 0.025 281.10

For each person submitting an application for participation in the proceedings 0.005 28.11

For each victim or group of victims whose application for participation in the

case is accepted by the Chamber

0.02 112.44

For every 3000 pages added to the case file by other participants 0.1 562.20

For every 3000 pages submitted by the Prosecutor 0.1 562.20

Table 6 – Additional resources parameters

79. Upon request by counsel, the Registry will compile all the information mentioned above

and calculate the entitlement to additional resources.

80. When assessing a request for additional resources, the Registry shall also consider other

factors influencing the workload of the team such as:

a) The position of the accused within the political/military hierarchy.

b) The nature of charges presented or confirmed.

c) The nature and scope of the participation of victims.

d) Whether the case raises any novel legal or factual issues.

e) The complexity of legal and factual arguments involved.

f) The type of evidence relied upon during proceedings.

81. When additional resources are requested for investigations, the Registrar will

particularly take into account:

a) The geographical scope of the charges.

b) The geographical scope of the evidence disclosed by the Prosecution, indicated by

factors such as the residence of interviewed witnesses or the origin of material

evidence.

82. Additional resources are granted for a duration of three months.

83. Victims, through their legal representative(s), may also make a request for additional

resources pursuant to regulation 83(3) of the RoC.

Page 19: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 19 of 23

84. The Registrar will review and consider such requests on a case by case basis and on the

basis of objective criteria and the actual needs of the team in question. The possibility of

providing additional resources for the legal representation team could be considered in

the following non-exhaustive cases, for instance:

a) When the number of victims in the group is high or the victims are scattered over a

big territory;

b) When the reparation proceedings involve the need to request protective measures

pursuant to Article 93(1) of the Statute;

c) When the Chamber has decided that it will determine the extent of any damage;

costs associated with consulting their clients during the trial with a view to keeping

them informed and seeking their instructions.

85. The principle of variability of additional resources according to the above parameters

presupposes that these resources will be reconsidered when the parameters are reduced

or cease to have an impact on the workload at a particular stage of the proceedings.

86. Pursuant to regulation 83(4) of the RoC the Registrar’s decisions on requests for

additional resources can be appealed before the relevant Chamber through an

application of judicial review.

9 Legal Aid Commissioner

87. The Registrar appoints three Legal Aid Commissioners to serve for a non-renewable

period of three years.

88. The Legal Aid Commissioners provide the Registrar with advice regarding the

management of the funds allocated by the Assembly to legal assistance paid by the

Court, by:

a) Evaluating the performance of the LAP.

b) Proposing amendments to the system.

Page 20: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 20 of 23

c) Assessing, at the request of either counsel or the Registrar, whether the means

requested are reasonably necessary for the effective and efficient representation of

their client(s).

89. The advice or recommendations provided by the Commissioner(s) are not binding on

the Registrar of the Court.

90. Commissioners perform their tasks with complete independence and with due regard to

confidentiality.

91. Commissioners are not staff of the Court and are called upon to perform their functions

as required on an ad hoc basis. They receive no remuneration for their work.

Page 21: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 21 of 23

ANNEX: Cost comparison

Current Option 1 Option

22

Counsel €10,687 €10,687 €11,187

Associate counsel €9,043 €9,043 €9,543

Trial lawyer €5,622 €5,622 €5,622

Case-manager €4,570 €4,570 €4,570

Expenses €3,000

Field assistant €1,7213 €1,721

Table 1: Fee level comparison

Defence teams Current Option 1 Option 2

Pre-trial/Appeals €23,879 €23,879 €23,100

Trial €32,922 €29,922 €32,643

Reduced/Reparations2 €13,687 €13,687 €11,187

Victims teams

Pre-trial/Trial €18,257 €18,257 €15,757

Reparations €23,879 €20,879 €21,379

Reduced/Reparations2 €13,687 €13,687 €11,187

Table 2: Monthly cost per phase – Comparison

N.B.: The cost in option 1 would be increased by a one-off payment of €34,000 per case as installation grant at the

beginning of the trial.

2 Adding €500/month to the fees of counsel and associate counsel to cover for travel to and stay in The

Hague. 3 Average gross remuneration of a G6/V in all places where the Court has field activities (March 2018).

Page 22: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 22 of 23

DEFENCE

Team Assumption Current Option 1 Option 2

Gbagbo 12m Trial € 607,456.00 € 591,456.00 € 624,108.00

Blé Goudé 12m Trial € 594,832.00 € 578,832.00 € 611,484.00

Banda 12m Reduced € 164,244.00 € 164,244.00 € 164,244.00

Lubanga 12m Reparations2 € 164,244.00 € 164,244.00 € 134,244.00

Katanga 12m Reparations2 € 164,244.00 € 164,244.00 € 164,244.00

Ntaganda 3m Trial € 131,766.00 € 123,498.00 € 131,661.00

9m Reduced € 123,183.00 € 123,183.00 € 100,683.00

Al-Mahdi 12m Reparations2 € 164,244.00 € 164,244.00 € 134,244.00

Al Hassan 12m Trial € 425,064.00 € 389,064.00 € 421,716.00

Ongwen 12m Trial € 750,664.00 € 722,429.28 € 761,081.28

Kilolo 6m Sentencing € 82,122.00 € 82,122.00 € 67,122.00

Mangenda 6m Sentencing € 82,122.00 € 82,122.00 € 67,122.00

Total € 3,454,185.00 € 3,349,682.28 € 3,381,953.28

Table 3: Comparison of the legal aid for defence in the 2019 PPB

N.B.: Calculation does not take into account certain reductions made in the budget requisition. The cost in option

1 would be increased by a one-off payment of €34,000 per case as installation grant at the beginning of the

trial.

VICTIMS

Team Assumption Current Option 1 Option 2

Lubanga 12x Reparations2 € 164,244.00 € 164,244.00 € 170,244.00

Katanga 12x Reparations2 € 164,244.00 € 164,244.00 € 170,244.00

Al-Mahdi 12x Reparations2 € 164,244.00 € 164,244.00 € 134,244.00

Al Hassan 12x Trial € 219,084.00 € 213,084.00 € 219,084.00

Ongwen 12x Trial € 344,548.00 € 321,852.00 € 309,012.00

Total € 1,056,364.00 € 1,027,668.00 € 1,002,828.00

Table 4: Comparison of the legal aid for victims in the 2019 PPB

N.B.: Calculation does not take into account certain reductions made in the budget requisition. The cost in option

1 would be increased by a one-off payment of €34,000 per case as installation grant at the beginning of the

trial.

Page 23: Legal aid policy of the International Criminal Court · 2019-12-10 · ICC Draft Legal Aid Policy Version 1.1 15 September 2018 Page 3 of 23 the confidentiality of the work undertaken

ICC Draft Legal Aid Policy

Version 1.1 15 September 2018 Page 23 of 23

Pensionable Hourly rate Daily ceiling Monthly ceiling

Counsel 118.72 890.39 19,366.03

Associate Counsel 98.26 736.92 16,027.95

Associate Trial Lawyer 63.64 477.32 10,381.77

Case Manager 49.41 370.59 8,060.34

Field Assistant 10.55 79.15 1,721.46

Professional investigator 98.26 736.92 16,027.95

Rule 74 Adviser 98.26 736.92 16,027.95

Gross Hourly rate Daily ceiling Monthly ceiling

Counsel 71.33 534.95 11,635.22

Associate Counsel 58.98 442.32 9,620.40

Associate Trial Lawyer 38.32 287.42 6,251.32

Case Manager 29.69 222.68 4,843.33

Field Assistant 10.55 79.15 1,721.46

Professional investigator 58.98 442.32 9,620.40

Rule 74 Adviser 58.98 442.32 9,620.40

Net Hourly rate Daily ceiling Monthly ceiling

Counsel 55.68 417.60 9,082.81

Associate Counsel 46.94 352.05 7,657.14

Associate Trial Lawyer 31.24 234.33 5,096.63

Case Manager 24.64 184.83 4,019.95

Field Assistant 10.55 79.15 1,721.46

Professional investigator 46.94 352.05 7,657.14

Rule 74 Adviser 46.94 352.05 7,657.14

Table 5: Potential remunerations according to the different possibilities (March 2018)