judicial watch · /) c·:v 3. ao jo rev. 112007 financial disclosure report for calendar year 2006...

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3.

AO JO Rev. 112007

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2006

I. Person Reporting (last name, first, middle initial) 2. Court or Organization

Barkett, Rosemary U.S. Court of Appeals, 11 Cir.

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Dale U.S. Circuit Judge - Active

D Initial Annual

Sb. Amended Report

D Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-11 I)

3. Date of Report

05/30/2007

6. Reporting Period

01/01/2006

to

12/31/2006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

99 NE 4th Street with applicable laws and regulations.

Suite 1223 Miami, FL 33132

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

Date

I. POSITIONS, (Reporting individual only; see pp. 9-13 of instructions.)

NONE (No reportable positions.) D

POSITION NAME OF ORGANIZATION/ENTITY

1.

2.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

D NONE (No reportable agreements.)

:::0 m 0 rn -

< m CJ

I. 9/1/79 State of Florida, Div. of Retirement; Sect. 40l(a), !RC w

2. 10/1/82 Aetna Life Ins.; Deferred Comp., Sect. 457, !RC

3. 3/3/87 Nationwide Life Ins.; Deferred Comp., Sect. 457, !RC

PARTIES AND TERMS

CJ = (f) = ()

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, ., '-Cl:;:; c:: z

I:::Dz _JfTl o:P l> ..., , ..., 0 rri

4.

Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2 of20 Barkett, Rosemary

Date of Report

0513012007

III. N 0 N-INVESTMENT INC 0 ME. (Reporting individual and spouse; see pp. 17-24 of instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

1. 2006 State of Florida Retirement (Aetna & Nationwide)

2. 2006 State of Florida Judicial Retirement

3.July 2006 New York University - Teaching Appellate Judges Seminar

4. July 2006 The Aspen Institute - Society & Justice Program

5. Sept. 2006 Columbia University Teaching (the 24,600. less $3600.00 in un-reimbursed expenses).

INCOME (yours, not spouse's)

$ 27,475.74

$ 45,111.90

$ 1,800.00

$ 1,000.00

$ 21,000.00

B. Spouse's Non-Investment Income -(Dollar amount not required except for honoraria.)

[2[J NONE (No reportable non-investment income.)

If you were married during any portion of the reporting year, complete this section.

SOURCE AND TYPE

1.

2 .

3.

5.

IV, REIMBURSEMENTS - transportation, lodging, food, entertainment (Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

I. American Bar Association, Environmental Seminar 115-712006 Colorado - airfare, meals, lodging

2. Judicial Outreach Committee (The American Society of 1/12/1006 NYC - airfare, meals International Law)

3. Palm Beach County Bar Association Meeting 21212006 West Palm Beach, FL - airfare

4. National Council ofJewish Women, Inc. 315-612006 Chicago - airfare, meals, lodging

FINANCIAL DISCLOSURE REPORT

Page 3 of20

5. University of North Carolina at Chapel Hill

6. The Florida Times-Union Eve Award

7. American Bar Association - CEELI Program

8. New York University - Appellate Judges Seminar

9. The Aspen Institute - Justice & Society Program

I 0. Harvard University - International Law Meeting

Name of Person Reporting Date of Report

Barkett, Rosemary 05/30/2007

3/21-22/2006 No. Carolina - airfare, meals, lodging

6/1-2,2006 Jacksonville, FL - airfare

6/23 - 7/4/2006 Algeria, airfare, meals, lodging

7/9-14/2006 NYC, airfare, meals, lodging

7121-2912006 Aspen, CO - airfare, meals, lodging

12/1-3/2006 Boston, MA - airfare, meals

11. American Bar Association - CEELI Program 12/24-18/2006 Algeria, airfare, meals, lodging

CREDITOR

3.

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4 of20 Barkett, Rosemary 05/30/2007

V, GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

IKJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

4.

5.

D NONE (No reportable liabilities.)

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

DESCRIPTION VALUE CODE

1. Citicorp (purchase July 2002) Real Estate Mortgage (1/2 owner) N

2. Farm Credit, Homestead, FL Real Estate Mortgage (1/3 owner) K

3. Citicorp (purchase 2006) Real Estate Mortgage (1/2 owner) Pl

4.


Page 5 of20 Barkett, Rosemary 0513012007

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

( including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "{X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month- Code2 Code l buyer/seller (A-H) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (ifprivate

(Q-W) transaction)

I. AT & T, Inc (formerlySBC & before that A Dividend K T Pacific Telesis )

2. Altera None K T

3. Amgen, Inc (Amgn) None L T partial sale 8/16 J D

4. Applied Materials None K T

5. Attl (formerly Firstcom FCLX) None J T

6. Cisco None K T partial sale 8/16 L E

7. Citicorp ( c) formerly Travelers Group A Dividend J T partial sale 8/16 L E

8. Coca Cola (KO) A Dividend J T partial sale 6/15 J A

9. Coming, Inc. (GLW) None K T

10. Dell None J T

11. Walt Disney (DIS) A Dividend J T partial sale 6112 J B

12. EMC Corp. None K T partial sale 5/17 J

13. Federal National Mortgage Association A Dividend K T "(Fannie MAE)

14. Fld.Contra Fd FCNTX A Dividend K T

15. Hewlett-Packard (HPQ) A Dividend K T

16. Intel Corporation A Dividend L T partial sale 6/12 K c

17. IBM A Dividend J T

J. Income Gain Codes: A =$1,000 or less B =$1,001 · $2,500 c =$2,501 • $5,000 D=$5,00 I - $15,000 E=$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 0=$100,001- $1,000,000 Ill =$1,000,001. $5,000,000 H2 =More than $5,000,000

2. Value Codes 1 =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $!00,000 M =$100.001 - $250,000

(See Columns Cl and D3) N =$250,001 • $500,000 0 =$500,001. $1,000,000 Pl =$1,000,001 - $5,000,000 Pl =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 · $50,000,000 R=Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(Sec Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W =Estimated

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Page 6 of20

Name of Person Reporting

Barkett, Rosemary

Date of Report

05/30/2007

VII. INVESTMENT s and TR us Ts - income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivate

(Q-W) transaction)

18. JP Morgan Chase (JPM) A Dividend K T

19. Microsoft Corporation (MSFT) A Dividend K T partial sale 6/12 J c

20. Micron Technology (MU) None J T partial sale 6/12 J

21. Nokia Corp. (NOK) A Dividend K T

22. North. Trust NTRS A Dividend K T

23. Qualcomm, Inc. (QCOM) A Dividend J T

24. Texas Instruments A Dividend K T partial sale 6/12 J c

25. Aetna Deferred Comp Plan (now ING Life) D Dividend L T

26. Nationwide D Dividend L T

27. Skandia now GldnSelect (Am. Skandia None M T transferred into ING)

28. Agilent (A) spinofffr. Hewlett Packard None sold 5/17 J A

29. Agere (Agr)A None sold I 1/8 J

30. Agere (Agr)B None sold I 1/8 J

31. Avaya (AV) spinofffr. Lucent Tech None sold 5/17 J

32. MCDTA (spinofffr. EMC) None sold 5/17 J A

33. St. Paul-STA (formerly Travel. A (TAPA) None sold 5/17 J A

34. St. Pua! TAPB (formerly Travel.B None sold 5/17 J A

I. Jncome Gain Codes: A =$1,000 or Jess B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =$J00,001 -$J,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$J5,000 or Jess K =$15,00J - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Colu\11llS Cl and D3) N =$250,001 - S500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V ::-Other S =Assessment U =Book Value W =Estimated

(I)


Page 7 of20


Barkett, Rosemary

Date of Report

05/30/2007




(including trust .Ssets) · reporting period reporting period

(I) (2) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity. of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

35. Lucent Technology None sold 5/17 J A

36. Dade. Cnty GTDt - None redeemed 5/17 K E

37. Alliance Technology Mutual Fund None sold 5/17 L E (ATEBX) I

38. Mfs Rseilrch Fd Cl B MFRBX None sold 5116 K c

39. MFS Strat Growth Class B MSBGX None sold 5/16 J

40. MFSEmerGrA MFEGX None sold 5/17 K c

41. Mfs Investors Gr MIGBX None sold 5117 J

42. Putnum Discovery Growth POEBX None sold 5/17 J

43. Putnum Eurp gr PEUBX None sold 5/17 K D

44. Putnum Intl Gf POVBX None sold 5116 K D

45. Putnum Browth Opport. Fnd POGBX None sold 5/16 J exchanged for 1000 PEUBX

46. VanKampAgGrB (VAGAX) None sold 5116 K B

47. VanKamp EmGrB(A CEGX) None sold 5/16 K A

48. Port Everglades None sold 5116 K A

49. SunriseUtilities None sold 5116 K A

50. rust c Dividend 0 T

51. 3M Co - buy 6/28 J

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Colwnns BI and D4) F=$50,001-$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes ]=$15,000 orless K =S15,00 I - $50,000 L =$50,001 -$100,000 M =$100,001 . $250,000 (See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 • $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V =-Other S =Assessment


(I) (2) (3) (5)

(Q-W)

53.

54.


Page 8 of20


Barkett, Rosemary

Date of Report

05/30/2007

VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A. B. c. D. DescriptionofAssets Income during Gross value at end of Transactions during reporting period


(2) (1) (I) (2) (4) ValueType (e.g. Value Value Type (e.g. DatePlace "(X)" after each asset Amount Gain Identity of

Code I div., rent, Coc!e2 Method buy, sell, Month- Code2exempt from prior disclosure Code I buyer/seller (A-H) or inl) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

transaction)

52. Abbot Labs buy 6/30/ J-

_Airtran Hldgs Buy 916 J

Allied World Assurance Co Buy 12/6 J

55. _AllState Corp Buy 6/28 J

56. -

Amazon Buy 6/15 J

57. _Am Intl Group Buy 6/15 J

'

58. _Anadarko Petroleum Buy 9/28 J

59. _Aon Corp Buy 6/28 J

60. _Artisan FDS Intl Buy 6/14 L

61. -

Artisan FDS Intl partial sale 9/15 J A

62. _Auto Desk Buy 6115 J

63. _Baker Hughes, Inc. Buy 12/1/ J

64. -

Bank of America Buy 91610 J

65. _Bed Bath and Beynd Buy 6/15 J

66. _Biogen Buy 6/15 J

67. _Boston Scientific Corp Com Buy 8/10 J

68. _Broadcom Buy 7119 J

I. I:Ocome Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001-$15,000 E=SI5,00l -$50,000

(See Columns Bl and D4) F=$50,00l -$100,000 G =$100,001 • $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000. or less K =$15,001 -$50,000 L=$50,00l -$IOO,OOO M =$100,001 -$250,000

(Ste Columns Cl and D3) N =$250,001 -$500,000 0=$500,001-$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Ouly) P4 =More than $50,000,000 T =Cash Market

(See Cohnnn C2) Q =Appraisal V=Other S =Assessment

U =Book Value W=Estimated

(I) (!)

69.

72.

(l)



VII. INVESTMENT s and TR us Ts - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A.

Description of Assets

( including trust assets)

B. c. D. Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(2) (2) (3) (4)(2) (5) ValuePlace 11 (X)11 after each asset Amount Date ValueType (e.g. Value Type ( e.g. Gain Identity of

Code I Methoddiv., rent, Code2exempt from prior disclosure buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) Code3 redemption) Day(J-P) (if private (J-P) (A-H)

transaction)(Q-W)

-Cable Vision Buy 6/16 J

70. _Calloway Buy 7/18 J

71. _Capitol Corp of the West New Buy 10/10 J

_Capitol One Financial Corp Buy 10/10 J

73. -Cemex Buy 6/28 J

74.

75.

76.

77.

78.

79.

80.

81.

82.

83.

84.

85.

_Channing Shopps

Chevron-

Chubbs-

Chubbs-

_City Bank Lynwood

Comcast-

_Conoco Phillips

_Cooper Tire

_Cooper Tire

Cree Inc -

_CVS Corp

_CVS Corp

Buy

Buy

buy

sold

Buy

Buy

Buy

buy

partial sale

Buy

Buy

partial sale

6115 J

6/28 J

6130 J

12/15 J A

10/24 J

6/15 J

916 J

6115 J

9/26

6115 J

6/28 J

9/22 J A

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5 ,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columlis Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M=$100,00I -$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0=$500,001-Sl,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000 3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q=Appraisal V=Other S =Assessment

U=BookValue W =Estimated

(I) (I)


Page 10 of20


Barkett, Rosemary

Date of Report

05/30/2007



A. B. c. Description of Assets Income during Gross value at end of


(2) (2) (1) Place '1(X)11 after each asset Amount Type (e.g. Value Value Type (e.g.

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

86. _.Del Monte Foods Buy

87. _Devon Energy Buy

88. _DRS Technologies Buy

89. -

Electronic Arts Buy

90. -

Emerson Electric Buy

91. _Emerson Electric partial sale

92. _EPIQ Buy

93. _ETF Vanguard (purchased 11-10-06) Buy

94. _ETF Vanguard partial sale

95. _Exar Buy

96. _Exelon Corp Buy

97. _Expedia Buy

98. -

First Data Buy

99. _First Sec Group Buy

100. _Forrest Labs Inc Buy

101. _Foundry Buy

102. _Furniture Brands Intl Inc Buy

I. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 - $5,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001- $1,000,000 HI 41,000,001 - $5,000,000 2. Value Codes J =$15,000 or less K=$15,001-$50,000 L =$50,001 - $100,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001. Sl,000,000 Pl =$1,000,001 - $5,000,000 3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000

(See Column C2) Q=Appra1sal V =Other S =Assessment U =Book Value W =Estimated

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of Month- Code 2 Code 1 buyer/seller Day (J-P) (A-H) (if private

transaction)

6115 J

6/28 J

8/10 J

6115 J

6/28 J

11/16 J A

6/15 J

11/10 K

12/6 J A

9129 J

6/28 J

6115 J

6/28 J

6/15 J

6/16 J

7/31 J

11/6 J

D =$5,001 - $15,000 E =,$15,001 - $50,000 H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 -$25,000,000

T =Cash Market

of filing

(5)


Page 11 of 20 Barkett, Rosemary 0513012007

VII. INVESTMENTS and TR u STS - income, value, transactions (lnc/utks those of the spouse and dependent children. See PP· 34-60 instructions.)

D NONE (No reportable income, assets, or transaction .)



(!) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., ren Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (i f private

(Q-W) transaction)

103. -

Genentach Buy 6/12 J

104. -

General Electric Buy 6115 J

105. _Genzyme Buy 6/15 J

106. -

Goldman Sachs Buy 6130 J

107. -

Grant Prideco Inc. Buy 6/15 J

108. _Henderson Global Intl Opp FDS Buy 6116 L (purchased 6-15-06)

109. _Henderson Global Intl Opp FDS partial sale 916 J A

110. _Home Depot partial sale 6/12 J

11 I. _Honeywell Intl Buy 6/28 J

112. _IAC Interactive Corp (purchased Buy 6/15 J 6-15-06)

113. _Iberia Bank (purchased 10-23-06) Buy 10/23 J

114. _Input Output (purchased 6-15-06) Buy 6115 J

115. !shares MSCA EAFE Index Fund Buy 6/15 L purchased (6-15-06)

116. -

!shares MSCA EAFE Index Fund partial sale 916 J A

117. _Johnson & Johnson (purchased 6-15-06) Buy 6/15 J

118. _Kulicke & Soffa Inds Inc. (purchased Buy 9122 J 9-22-06)

119. _K2 Inc (purchased 6-15-06) Buy 6115 J

I. Income Gain Codes: A =$1,000 orless B =$1,001 - $2,500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15,001 • $50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =SI 00,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =M ore than $5,000,000 2. Value Codes J =$15,000 orless K =$15,001 • $50,000 L =$50,001 -$100,000 M =$100,001 • $250,000

(See Columns Cl and DJ) N =$250,001 - $500,000 0 4500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Meth od Codes P3 =$25,000,001 -$50,000,000 R ost (Real Estate Only) P4 =More than $50,000,000 T ash Market

(See Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W =Es timated

(!) (2) (4) (5)

(J-P) (J-P)

9/25

Name of Person Reporting · Date of Report FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TR us Ts - income, value, transactions (Includes those of the spouse and ikpendent children. See pp. 34-60 of filing instructions.)




(1) (2) (3)(1) (2) Amount Type (e.g. Value Value Type (e.g.Place "(X)" after each asset Date Value Gain Identity of Code l div., rent, Code 2 Method buy, sell, exempt from prior disclosure Month- Code 2 Code I buyer/seller (A-H) or int.) Code 3 Dayredemption) (A-H) (if private

(Q-W) transaction)

120. _L-3 Comm. Holdgs Inc (purchased Buy 6115 J 6-15-06)

121. _Labor Ready (purchased 7-26-06) Buy 7/26 J

122. _Lawson Software (purchased 9-25-06) Buy J

123. _Leapfrog Enterprises Buy 6/15 J

124. _Leapfrog Enterprises sold 8/22 J

125. _Legg Mason (purchased 6-15-06) Buy 6/15 K

126. _Legg Mason (purchased 6-15-06) partial sale 911 J A

127. _Lehmann Bros (purchased 6-15-06) Buy 6/15 J

128. _Liberty Global (purchased 6-15-06) Buy 6/15 J

129. _Liberty Media (purchased 6-15-06) Buy 6/15 J

130. _Lithia Mtrs. Inc (purchased 11-30-06) Buy 11/30 J

131. _Lowes (purchased 6-28-06) Buy 6/28 J

132. _McKesson Corp (purchased 12-6-06) Buy 12/6 J

133. _Merck (purchased 6-28-06) Buy 6/28 J

134. _Meridian Gold (purchased 8-31-06) Buy 8/31 J

135. _Merrill Lynch (purchased 6-15-06) Buy 6/15 J

136. _Milleniurn Pharmaceuticals (purchased Buy 6/15 J

l. lncome Gain Codes: A =$1,0-00 or less B =$1,00! - $2,500 C =$2,50I - $5,000 D =$5,001 - $15,0-00 E =$15,001 - $50,0-00

(See Columns Bl and D4) F =$50,001-$100,000 G =$100,001 -$1,000,0-00 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L=$50,00I -$100,0-00 M =$100,001 -$250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,0-00 Pl =$1,000,001 -$5,0-00,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V =-Other S =Assessment



Page 13 of20


Barkett, Rosemary

Date of Report

05/30/2007




·(including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) PJace "(XY' after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

6-15-06)

137. _Morgan Stanley (purchased 6-28-06) Buy 6/28 J

138. _National Dentex (purchased 9-6-06) Buy 916 J

139. _Netiq (purchased 6/15/06) Buy 6/15 J

140. _Netiq sold 6130 J A

141. _Netgear, Inc. (purchased 8-23-06) Buy 8/23 J

142. _News Corp (purchased 6-30-06) Buy 6130 J

143. _Office Depot (purchased 6/28/06) Buy 6/28 J

144. _Office Depot sold 11/6 J A

145. _Omnivision Technologies (purchased Buy 8/24 J 8-24-06)

146. _Orbital Sciences (purchased 6-15-06) Buy 6/15 J

147. _Pall Corp (purchased 6-15-06) Buy 6/15 J

148. _Pepsico Inc (purchased 6-15-06) Buy 6/15 J

149. _Perini Corp (purchased I 0-27-06) Buy 10/27 J

150. _Perot Systems Corp (purchased 6/15/06) Buy 6/15 J

151. _Pfizer (PEF) exchange fr. Warner partial sale 6/12 J Lambert

152. _Pilgrim's Pride Corp. Buy 10/20 J

L Jncome Gain Codes: A 41,000 or less B =$1,001 • $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl aod D4) F =$50',00I -$100,000 G =$100,001 - $1,000,000 Bl 41,000,001 -$5,000,000 JU =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Columns CI and D3) N =$250,00 I -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 Pl =$5,000,001 -$25,000,000

3. Value Method Codes PJ =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market



(purchasec


Page 14 of20


Barkett, Rosemary

Date of Report

05/30/2007

VII. INVESTMENTS and TR us Ts - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A.

Description of Assets

(including trust assets)

Place 11 (X)11 after each asset

exempt from prior disclosure

153. _Pitney Bowes

154. _Procter & Gamble (purchased 6-15-06)

155. _Pulte Homes (purchased 6/28/06)

156. Pulte Homes -

157. _RBC Bearings (purchased 8-31-06)

158. _Sandisk Corp (purchased 6-15-06)

159. _Sauer-Danfoss Inc (purchased 6-15-06)

160. _Smith Barney (money market)

161. _SB Inst! Cash Muni TIE FDA 6-8-06)

162. _Seagate Technology

163. _Simpson Mfrg (purchased 10-20-06)

164. _Sprint Nextel (purchased 7-3-06)

165. _Superrior Inds Intl (purchased 11-03-06)

I 66. _Symantic Corp (purchased 6-28-06)

167. _Timberland (purchased 6-15-06)

I 68. _Time Warner (purchased 6-8-06)

169. _Tupperware Brands (purchased 8-22-06)

l. Jncome Gain Codes: A =$1,000 or less

(See Columns Bl and D4) F =$50,001-$100,000

2. Value Codes J=$15,000or less

(See Columns Cl and DJ) N =$250,001 -$500,000

B. c.

Income during Gross value at end of

reporting period reporting period

(l ) (2) (l) (2) (l) Amount Type (e.g. Value Value Type (e.g. Code I div., ren Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

buy

Buy

Buy

sold

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

B =$1,001 - $2,500 c =$2,501 -$5,000

G =$100,001 -$1,000,000 Hl =$1,000,001 -$5,000,000

K =$15,001 • $50,000 L=$50,001-SIOO,OOO

0 =$500,001 • $1,000,000 Pl =Sl ,000,001 - $5,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 (See Column C 2) Q =Appraisal V =Other S =Assessment


D.


(2) (3) (4) (5) Date Value Gain Identity of

Month - Code 2 Code I buyer/seller Day (J-P) (A-H) (if private

transaction)

6130 J

6115 J

6/28 J

8/8 J A

8/31 J

6/15 J

6/15 J

6/8 J

9119 J

10/20 J

7/3 J

I 1/3 J

6/28 J

6115 J

6/8 J

8/22 J

D =$5,001 - $15,000 E=Sl5,001-$5o,ooo

H 2 =More than $5,000,000

M =$100,001 - $250,000

P 2 =$5,000,001 • $25,000,000

T =Cash Market


Page 15 of20


Barkett, Rosemary

Date of Report

05/30/2007



A. B. c. Description of Assets Income during Gross value at end of

(inducting trust assets) reporting period reporting period

(I) (2) (!) (2) (!) Place 11 {X)11 after each asset Amount Type (e.g. Value Value Type (e.g.

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption)

(Q-W)

170. _Tyco (purchased 6-15-06) Buy

171. _UCBH Hldgs (purchased 6-15-06) Buy

172. _United Technologies Buy

173. _United Health Group Buy

174. _Verigy LTD (purchased 9-22-06) Buy

175. _Washington Mutual (purchased 6-28-06) Buy

176. _Weatherford Intl (purchased 6-15-06) Buy

177. _Wellpoint, Inc. (purchased 6-12-06) Buy

178. _Wellpoint, Inc. partial sale

179. _West Marine (purchased 10-25-06) Buy

180. _Wrigley, Co. (purchased 6-15-06) Buy

181. _Wyndham Worldwide Corp (spinnoft) Spinoff

182. _Xerox Corp (purchased 6-28-06) Buy

183. _Yahoo, Inc. (purchased 6-15-06) Buy

184. IRA#! A Dividend M T

185. _Dreyfus Liquid Assets Buy

186. _Seagate Technology Buy

I. Income Gain Codes: A =$1;000 or less B =$1,001 -S2,500 c $2,501 -$5,000 (See Columns B 1 and D4) F =S50,001 -$I 00,000 0=$100,001-$1,000,000 HI =S l,000,001 -$5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,001 -$100,000 (See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5;000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More tlian $50,000,000 (See Column C2) Q=Appraisal V=OOer S =Assessment

U=BookValue W =Estimated

D.


(2) (3) (4) (5) Date Value Gain Identity of Month - Code2 Code I buyer/seller Day (J-P) (A-H) (if private

transaction)

6115 J

6115 J

6/28 J

6115 J

9/22 J

6/28 J

6115 J

6/12 J

6/30 J A

10/25 J

6/15 J

7/12 J

6/28 J

6115 J

9119 J

9/16 J

D=$5,001-$15,000 E $15,001 -$51},000 H2 =More than $5,000,000 M =$100,001 -$250,000 P2 =$5,000,001 -$25,000,000

T =Cash Market


Page 16 of20


Barkett, Rosemary

Date of Report

05/30/2007

VII. INVESTMENT s and TR us TS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)




(!) (2) (l) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., ren Code 2 Method buy, sell, Month - Code2 Code I buyer/seller (A-HJ or inL) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

187. _Weatherford Intl (purchased 6-15-06) Buy 9119 ]

188. -Anadarko Petroleum Buy 12/21 ]

189. -Auto Desk Buy 9/19 ]

190. _Biogen IDEC Buy 9/19 ]

191. _Broadcom Corp Buy 9119 ]

192. _Cablevision Systems Corp Buy 9/19 ]

193. _Charming Shoppes Buy 9119 J

194. -Comcast Buy 9119 K

195. Forrest Labs Buy 9119 ]

196. _Genzyme Corp Buy 9119 ]

197. -Grant Prideco Buy 9119 ]

198. _L3 Communications Holdings Buy 9119 ]

199. _Lehman Brothers Holdings Buy 9119 ]

200. _Liberty Global Inc Buy 9119 ]

201. _Liberty Media Holding Corp Buy 9/19 ]

202. _Micron Technology Buy 9119 J

203. _Millenium Pharmaceuticals Buy 9119 ]

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 -$50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000orless K =$15,001 -$50,000 L ;,$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 Pl =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q =Appraisal V=Other S =Assessment


(I)


Page 17 of20


Barkett, Rosemary

Date of Report

0513012007

VII. JNVESTMENTS and TRUSTS - income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 of filing instructions.)




(2) {I) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

204. _Pall Corp Buy 9119 J

205. _Sandisk Corp Buy 9119. J

206. _Tyco Buy 9/19 K

207. _United Health Group '

Buy 9119 J

208. _PMC Sierra Inc. (PMCS) sold 5117 J

209. _Selectron (SLR) sold 5/17 J

210. _St. Paul-ST A (forrnerly Travel. A sold 5/17 J A (TAPA)

211. _St. Pua! TAPB (forrnerly Travel.B sold 5/17 J A

212. _MFSEmerGr (mfegx) sold 5117 J A

213. _VanKampenTech (VTFCX) sold 5/17 J

214. _Citigroup (C) sold 8116 L D

215. Cisco sold 8116 L E-

216. _General Electric (GE) sold 8116 J B

217. Intel sold 8/16 K D -

218. _Legato Systems (LGTO exch. EMC)

219. _Loral Space & Sommun. (LOR) sold 8116 J

220. _Smith Barney Retirement (money redeemed 6115 J A

I. In me Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

(See Columns B 1 and D4) F =$50,001 -$100,000 G =$100,001 - $1,000,000 Hl =$1,000,001. $5,000,000 H2 =More than $5,000,000 2. Value Codes J 41:5,000 or less K =$15,001 -$50,000 L =$50,001 - $I 00,000 M =$100,001 -$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,00 I - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) Q=Appraisal V=Other S =Assessment


'



VII. INVESTMENT s and TR us Ts - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)



( including trust assets) reporting period reporting period

(!)(!) (2) ValuePlace "(X)" after each asset Amount Type ( e.g.

Code I Code2exempt.from prior disclosure div., rent, (A-H) or inL) (J-P)

market)

(2) (!) (2) (3) (4) (5) Value Type ( e.g. Date Value Gain Identity of

Method buy, sell, Month- Code2 Code I buyer/seller Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) transaction)

221. _Tyco Intl. (TYC)

222. Re-Parcel I-Lake Park, FL (1/2 ownership)

223. Re-Parcel 2-Key Largo, FL (1/4 ownership)

224. Re-Parcel 1/2 ownership)

225. Re-Parcel 4-Homestead, FL (1/3 ownership)

226. Re-Parcel 5-Homestead, FL (1/2 ownership)

227. Re-Parcel I /2 ownership)

228. Re-Parcel 7-Hamptons, NY (1/2 ownership)

229.

None N -

None K

None 0

None L

None L

None N

None Pl

sold

w

w

w

w

w

w

w Buy

8/16

2-06 P l Robert J. Lewis, seller

J. Income Gain Codes: A =$I ,ODO or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E=$15,001 -$50,000

(See Columns BI and D4) F =$50,001 - $100,000 G=SI00,001-$1,000,000 Hl=$1,000,001 "$5,000,000 H2=More than $5,000,000 2. Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 - $100,000 M =$100,00 I - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4=More than $50,000,000 T =Cash Market

(See Column C2) Q=Appraisal V=Otber S=-Assessment U =Book Value W =Estimated


Page 19of20 Barkett, Rosemary 0513012007

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate parto/Report.)

)


Page 20 of20

Name of Person Reporting Date of Report

Barkett, Rosemary 05/30/2007

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

AND WILFULLY FALSIFIES OR FAILS TO FILE THIS PORT MAY BE SUBJECT TO CIVIL

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

ORGANIZATION/ENTITY

t3J (/) a :;.-- m -0

9

AO JO Rev. 112007


FOR CALENDAR YEAR 2006

1. Person Reporting (last name, first, middle initial) 2. Court or Organization

Barkett, Rosemary U.S. Court of Appeals, 11 Cir.

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date U.S. Circuit Judge - Active

D Initial Annual

Sb. D Amended Report

D Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report

04/10/2007

6. Reporting Period

0110112006 to

12/31/2006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

99 NE 4th Street with applicable laws and regulations. Suite 1223 Miami, FL 33132

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Coinplete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

Date

I. POSITIONS. (Reporting individual only; see pp. 9-13 of instructions.)

NONE (No reportable positions.) D

POSITION NAME OF

I. Trustee

2.

3.

4.

5.

JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

= =

;o--'

, .,, o- ::0 (')(./) :z c:D- rn::DZ 0-rrlCJ -

o:r:;. )> <

-,-, , rn'l 0()

D NONE (No reportable agreements.) r11 w C)

PARTIES AND TERMS

I. 911179 State of Florida, Div. of Retirement; Sect. 401(a), !RC

2. 10/1/82 Aetna Life Ins.; Deferred Comp., Sect. 457, !RC

3. 3/3/87 Nationwide Life Ins.; Deferred Comp., Sect. 457, !RC

3.

4.

(yours, not spouse's)

$27,475.74

$45,111.90

$1,800.00

$1,000.00

$24,600.00


Page 2of17


Barkett, Rosemary

Date of Report

04/10/2007

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. I 7-24 of instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME

1. 2006 State of Florida Retirement (Aetna & Nationwide)

2. 2006 State of Florida Judicial Retirement

3. July 2006 New York University - Teaching Appellate Judges Seminar

4. July 2006 The Aspen Institute - Society & Justice Program

5. Sept. 2006 Columbia University - Teaching

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.)

[KJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.

2.

5.

IV, REIMBURSEMENTS -transportation, lodging, food, entertainment (Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

1. American Bar Association, Environmental Seminar

2. Judicial Outreach Committee (The American Society of International Law)

3 . Palm Beach County Bar Association Meeting

4. National Council of Jewish Women, Inc.

5. University of North Carolina at Chapel Hill

1/5-7/2006 Colorado - airfare, meals, lodging

1/12/1006 NYC - airfare, meals

2/2/2006 West Palm Beach, FL - airfare

315-612006 Chicago - airfare, meals, lodging

3/21-22/2006 No. Carolina - airfare, meals, lodging

9.


Page 3of17 Barkett, Rosemary 0411012001

6. The Florida Times-Union Eve Award


8. New York University - Appellate Judges Seminar

The Aspen Institute - Justice & Society Program

I 0. Harvard University - International Law Meeting


611-2,2006 Jacksonville, FL - airfare

6123 - 71412006 Algeria, airfare, meals, lodging

719-1412006 NYC, airfare, meals, lodging

7121-2912006 Aspen, CO - airfare, meals, lodging

1211-312006 Boston, MA - airfare, meals

12/24-18/2006 Algeria, airfare, meals, lodging

N

K

Pl


Page 4 of17


Barkett, Rosemary

Date of Report

04/10/2007

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

[KJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1.

2.

3.

4.

5.

VJ. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1. Citicorp (purchase July 2002) Real Estate Mortgage (1/2 owner)

2. Fann Credit, Homestead, FL Real Estate Mortgage (1/3 owner)

3. Citicorp (purchase 2006) Real Estate Mortgage (1/2 owner)

4.

5.

(!) (1) (2)

3.

6.

(3) (5)


Page 5of17


Barkett, Rosemary

Date of Report

04/10/2007



A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(2) (I) (2) (4) Amount Type (e.g. Value Code I

Place "(X)" after each asset

exempt from prior disclosure div., rent, Code 2 (A-H) or int.) (J-P)

I. AT & T, Inc (formerlySBC & before that A Dividend K Pacific Telesis )

Value Type (e.g. Date Value Gain Identity of Method buy, sell, Month- Code 2 Code I buyer/seller 'Code 3 redemption) Day (J-P) (A-H) (if private

transaction)(Q-W)

T

2. Altera None K T

Amgen, Inc (Amgn) None L T partial sale 8/16 J D

4. Applied Materials None K T

5. Attl (formerly Firstcom FCLX) None J T

Cisco L ENone K T partial sale 8/16

7. Citicorp (c) formerly Travelers Group A Dividend J

8. Coca Cola (KO) A Dividend J

9. Coming, Inc. (GL W) None K

T partial sale 8/16 L E

T partial sale 6/15 J A

T

10. Dell None J T

11. Walt Disney (DIS) A Dividend J T partial sale 6/12 J B

12. EMC Corp. None K T partial sale 5/17 J

13. Federal National Mortgage Association A Dividend K T (Fannie MAE)

14. Hewlett-Packard (HPQ) Dividend K TA

15. Intel Corporation A Dividend L T partial sale 6/12 K c

TDividend J16. IBM A

17. JP Morgan Chase (JPM) A Dividend K T

I. Income Gain C.odes: A =$1,000 or less B=$1,001 - $2,500 C=$2,501 -$5,000 D=$5,001 - $15,000 E=$15,00 I - $50,000 (See Columns Bl and D4) F=$50,001 -$100,000 G=$100,00J -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000 or less K =$15,001 -$50,000 L=$50,001 - $100,000 M=$100,001-$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market (See Column C2) Q =Appraisal V=Other

S =Assessment



Barkett, Rosemary

Date of Report

04/10/2007


Page 6of17

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.) -




(!) (2) (!) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transactfon)

18. Microsoft Corporation (MSFT) A Dividend K T partial sale 6/12 J c

19. Micron Technology (MU) None J T partial sale 6/12 J

20. Nokia Corp. (NOK) A Dividend K T

21. North. Trust NTRS A Dividend K T

22. Qualcomm, Inc. (QCOM) A Dividend J T

23. Texas Instruments A Dividend K T partial sale 6/12 J c

24. 3M Co None J T buy 6/28 J

25. Abbot Labs None J T buy 61301 J

26. . Airtran Hldgs None J T Buy 916

27. Allied World Assurance Co None J T Buy 12/6

28. AllState Corp None J T Buy 6/28 J

29. Amazon None J T Buy 6115 J

30. Am Intl Group None J T Buy 6/15 J

31. Anadarko Petroleum None J T Buy 9/28 J

32. Aon Corp None J T Buy 6/28 J

33. Artisan FDS Intl None L T partial sale 9/15 J A

34. Auto Desk None J T Buy 6/15 J

1 . Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E=$15,00I -$50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G=$100,00I -$l,000,000 HI =$1,000,001 -$5,000,000 H2=More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 -$250,000

(See Colmnns CI and D3) N =$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3=$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market


U=Book Value W=Estimated


Page 7of17


Barkett, Rosemary

Date of Report

04/10/2007

VII. INVESTMENTS and TRUSTS - income, value, transactions (lnc/11des those of the spouse and dependent children. See pp. 34-60 of filing instructions.)




(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy; sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

35. Baker Hughes, Inc. None J T Buy 12/1/ J

36. Bank of America None J T Buy 91610 J

37. Bed Bath and Beynd None J T Buy 6115 J

38. Biogen None J T Buy 6/15 J

39. Boston Scientific Corp Com None J T Buy 8/10 J

40. Broadcom None J T Buy 7/19

41. Cable Vision None J T Buy 6/16 J

42. Calloway None J T Buy 7/18

43. Capito\ Corp of the West New None J T Buy 10/10

44. Capitol One Financial Corp None J T Buy 10/10 J

45. Cemex None J T Buy 6/28 J

46. Charming Shopps None J T Buy 6/15

47. Chevron None J T Buy 6/28 J

48. Chubbs None J T sold 12/15 J A

49. City Bank Lynwood None J T Buy 10/24

50. Comcast None J T Buy 6115 J

51. Conoco Phillips None J T Buy 916 J

I. Income Gain Codes: A =$1,000 or Jess B =$1,001 -$2,500 C=$2,50! -$5,000 D =$5,00! - $15,000 E =$15,00 I - $50,000

(See Columns Bl and D4) F=$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,00! -$5,000,000 H2 =More than $5,000,000 2. Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 - $100,000 M=$100,001 - $250,000

(See Columns Cl and D3) N=$250,001 - $500,000 0=$500,001 - $1,000,000 Pl =$1,000,001 -$5;000,000 P2 =$5,000,001 - $25,000,000


(See Column C2) Q =Appraisal V=Other S=Assessment U=Book Value W=Estimated

C.

(5)

(A-H)

55.


Page 8of17 Barkett, Rosemary 04/10/2007

VII. INVESTMENT s and TR us TS - income, val11e, transactions (Includes those of the spo11se and dependent children. See pp. 34-60 of filing instructions.)


A. B. D. Description of Assets Income during Gross value at end of Transactions during reporting period


Place " (X)" after each asset exempt from prior disclosure

(!) (2) (!) (2) Amount Type (e.g. Value Value Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

(!) (2) (3) (4) Type (e.g. Date Value Gain Identity of buy, sell, Month - Code 2 Code I buyer/seller redemption) Day (J-P) (if private

transaction)

52. Cooper Tire None J T partial sale 6/15

53. Cree Inc None J T Buy 6/15

54. CVS Corp None J T partial sale 9122 J A

Del Monte Foods None J T Buy 6/15

56. Devon Energy None J T Buy 6/28 J

57. DRS Technologies None J T Buy 8/10

58. Electronic Arts None J T Buy 6/15 J

59. Emerson Electric None J T partial sale 11/16 J A

60. EPIQ None K T Buy 6/15

61. ETF Vanguard (purchased 11-10-06) None K T partial sale 12/6 J A

62. Exar None J T Buy 9129

63. Exelon Corp None J T Buy 6/28 J

64. Expedia None J T Buy 6/15 J

65. First Data None J T Buy 6/28 J

66. First Sec Group None J T Buy 6/15

67. Forrest Labs Inc None J T Buy 6/16 J

68. Foundry None J T Buy 7/31

1. Income Gain Codes: A=$ l ,000 or less B =$1,001 -$2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,00 I - $100,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column CZ) Q =Appraisal V=Other S=Assessment



Page 9of17


Barkett, Rosemary

Date of Report

04/10/2007

VII. INVESTMENTS and TR us Ts - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A. B. c. D . Description o f Assets Income during Gross value at end of Transactions during reporting period


(1) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (MI) (if private

(Q-W) transaction)

69. Furniture Brands Intl Inc None J T Buy 1116

70. Genentach None J T Buy 6112 J

71. General Electric (GE) T sold 8116 J B

72. General Electric None J T Buy 6115 J

73. Genzyme None J T Buy 6/15 J

74. Goldman Sachs None J T Buy 6130 J

75. Grant Prideco Inc. None J T Buy 6115

76. Henderson Global Intl Opp FDS (purchased None L T partial sale 916 J A 6-15-06)

77. Home Depot A Dividend J T partial sale . 6/12 J

78. Honeywell Intl None J T Buy 6/28 J

79. IAC Interactive Corp (purchased 6-15-06) None J T Buy 6115 J

80. Iberia Bank (purchased 10-23-06) None J T Buy 10/23

81. Input Output (purchased 6-15-06) None J T Buy 6115

82. !shares MSCA EAFE Index Fund purchased None L T partial sale 916 J A (6-15-06)

83. Johnson & Johnson (purchased 6-15-06) None J T Buy 6115 J

84. Kulicke & Soffa Inds Inc. (purchased None J T Buy 9/22 9-22-06)

85. K2 Inc (purchased 6-15-06) None J T Buy 6115

1. Income Gain Codes: A =$1,000 or less B =$1,00 l -$2,500 C =$2,50 l -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl and D4) F=$50,001-$100,000 G=$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000 or less K =$15,001 • $50,000 L =$50,00 l - $100,000 M =$100,00 l - $250,000

(See Columns C l and D3) N =$250,001 - $500,000 0 =$500,00 l -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only} P4 More than $50,000,000 T=Cash Market

(See Column C2) Q Appraisal v Other S =Assessment



Page 10of17


Barkett, Rosemary

Date of Report

04/10/2007

VII. INVESTMENTS and TR us Ts income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.) -


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

( I) (2) (I) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e,g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (ifprivate

(Q-W) transaction)

86. L-3 Comm. Holdgs Inc (purchased 6-15-06) None J T Buy 6115

87. Labor Ready (purchased 7-26-06) None K T Buy 7/26

88. Lawson Software (purchased 9-25-06) None J T Buy 9/25

89. Legg Mason (purchased 6-15-06) None J T partial sale 9/1 J A

90. Lehmann Bros (purchased 6-15-06) None J T Buy 6115 J

91. Liberty Global (purchased 6-15-06) None J T Buy 6/15

92. Liberty Media (purchased 6-15-06) None J T Buy 6/15 J

93. Lithia Mtrs. Inc (purchased 11-30-06) None J T Buy 11/30

94. Lowes (purchased 6-28-06) None J T Buy 6/28 J

95. McKesson Corp (purchased 12-6-06) None J T Buy 12/6 J

96. Merck (purchased 6-28-06) None J T Buy 6/28 J

97. Meridian Gold (purchased 8-31-06) None J T Buy 8/31

98. Merrill Lynch (purchased 6-15-06) None J T Buy 6/15 J

99. Millenium Pharmaceuticals (purchased None J T Buy 6/15 6-15-06)

100. Morgan Stanley (purchased 6-28-06) None J T Buy 6/28 J

101. National Dentex (purchased 9-6-06) None J T Buy 916

102. Netgear, Inc. (purchased 8-23-06) None J T Buy 8/23

I . Income Gain Codes: A $1,000 or less B $1,001 -$2,500 C $2,501- $5,000 D $5,001- $15,000 E $15,001 - $50,000

(See Columns Bl and D4) F $50,001 -$100,000 G $100,001 -$1,000,000 HI $1,000,001 · $5,000,000 H2 More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00I - $50,000 L =$50,001 - $100,000 M =$100,00 I -$250,000

(See Columns CI and D3) N $250,001 - $500,000 0 $500,001 - $1,000,000 Pl $1,000,001 -$5,000,000 P2 $5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R Cost (Real Estate Only) P4 More than $50,000,000 T =Cash Market

(See Column C2) Q Appraisal V Other S =Assessment



Page 11 of 17


Barkett, Rosemary

Date of Report

04/10/2007

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of111e spouse and dependent children. see PP· 34-60 of filing instructions.)




(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

103. News Corp (purchased 6-30-06) None J T Buy 6/30 J

104. Office Depot (purchased 6/28/06) None J T sold 11/6 J A

105. Omnivision Technologies (purchased None J T Buy 8/24 8-24-06)

106. Orbital Sciences (purchased 6-15-06) None J T Buy 6/15

107. Pall Corp (purchased 6-15-06) None J T Buy 6115 J

108. Pepsico Inc (purchased 6-15-06) None J T Buy 6/15 J

109. Perini Corp (purchased 10-27-06) None J T Buy 10/27

110. Perot Systems Corp (purchased 6/15/06) None J T Buy 6/15

111 . Pfizer (PEF) exchange fr. Warner Lambert A Dividend J T partial sale 6/12 J

112. Pilgrim's Pride Corp. None J T Buy 10120

113. Pitney Bowes None J T buy 6130 J

114. PMC Sierra Inc. (PMCS) None sold 5/17 J

115. Procter & Gamble (purchased 6-15-06) None J T Buy 6115 J

116. RBC Bearings (purchased 8-31-06) None J T Buy 8/31

117. Sandisk Corp (purchased 6-15-06) None J T Buy 6115 J

118. Sauer-Danfoss Inc (purchased 6-15-06) None J T Buy 6115

119. SB Inst! Cash Muni TIE FDA (purchased None J T Buy 6/8 J

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c=$2,501. $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G=$100,00I • $1,000,000 HI =$1,000,001 -$5,000,000 H2=More than $5,000,000

2. Value Codes J=$15,000 or less K =$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000




(4) (5)

04/10/2007

(I)

(Q-W)

135.


Page 12of17 Barkett, Rosemary

VII. INVESTMENTS and TR us TS - income, value, transactions (/nc/11des those of the spouse and dependent children. See pp. 34-60 of filing instructions.)



(including trnst assets) reporting period reporting period

(1) (2) (2) (1) (2) (3) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

transaction)

6-8-06)

120. Seagate Technology None J T Buy 9/19 J

121. Selectron (SLR) None sold 5/17 J

122. Simpson Mfrg (purchased 10-20-06) None J T Buy 10/20

123. Sprint Nextel (purchased 7-3-06) None J T Buy 713 J

124. Superrior Inds Intl (purchased 11-03-06) None J T Buy 11/3

125. Symantic Corp (purchased 6-28-06) None J T

126. Timberland (purchased 6-15-06) None J T

127. Time Warner (purchased 6-8-06)

128. Tupperware Brands (purchased 8-22-06)

129. Tyco (purchased 6-15-06)

130. UCBH Hldgs (purchased 6-15-06)

131. United Technologies

132. United Health Group

133. Verigy LTD (purchased 9-22-06)

None J

None J

None J

None J

None J

None J

None J

T

T

T

T

T

T

T

134. Washington Mutual (purchased 6-28-06) J TNone

Buy 6/28 J

Buy 6/15

Buy

Buy

Buy

Buy

Buy

Buy

Buy

618 J

8/22

6/15 J

6/15

6/28 J

6/15 J

9122

Buy 6/28 J

Weatherford Intl (purchased 6-15-06) JNone T Buy 6/15 J

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c 42,501 • $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns BI and D4) F=$50,00J -$100,000 G =$100,001 • $1 ,000,000 HI =$1,000.001 -$5;000,000 H2 =More than $5,000,000 2. Value Codes J =$! 5,000. or less K =$15,001 -$50,000 L =$50,001 • $100,000 M =$100,001 - $250,000

(See Columns CJ and D3) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes

(See Column C2)

P3 =$25,000,001 -$50,000,000

Q =Appraisal R =Cost (Real Estate Only)

V=Other

P4 =More than $50,000,000

S =Assessment T ""'Cash Market

U =Book Vaine W =Estimated

(I) (I) (I)

c


Page 13of17


Barkett, Rosemary

Date of Report

04/10/2007

VII. INVESTMENTS and TRUSTS -- income, value, transactions (lncludes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(2) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code l buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

136. Wellpoint, Inc. (purchased 6-12-06) None J T partial sale 6/30 J A

137. West Marine (purchased 10-25-06) None J T Buy 10/25

138. Wrigley, Co. (purchased 6-15-06) None J T Buy 6/15 J

139. Wyndham Worldwide Corp (spinnoff) None J T Spinoff 7/12 J

140. Xerox Corp (purchased 6-28-06) None J T Buy 6/28 J

141. Yahoo, Inc. (purchased 6-15-06) None J T Buy 6115 J

142. Skandia now GldnSelect (Am. Skandia None M T transferred into ING)

143. Dreyfus Liquid Assets None J T Buy 9119 J

144. Alliance Technology Mutual Fund (A TEB) None sold 5117 L .E

145. Mfs Rsearch Fd C l B MFRBX A Dividend sold 5/16 K

146. MFS Strat Growth Class B MSBGX A Dividend sold 5116 J

147. MFSEmerGrA MFEGX None sold 5117 K D

148. Mfs Investors Gr MIGBX None sold 5/17 J

149. Putnum Discovery Growth POEBX None sold 5/17 J

150. Putnum Eurp gr PEUBX A Dividend sold 5117 K D

151. Putnum Intl Gf POVBX A Dividend sold 5116 K E

152. Putnum Browth Opport. Fnd POGBX None sold 5116 J

1. Income Gain Codes: A =$1,000 or less B=$! ,001 -$2,500 C =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 • $50,000

(See Columns Bl and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,00I • $5,000,000 HZ =More than $5,000,000 2. Value Codes J=$15,000 or less K =$15,001 -$50,000 L=$50,001 - $100,000 M=$IOO,OOJ -$250,000

(See Columns CJ and D3) N=$250,001 - $500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,00I -$25,000,000

3. Value Method Codes P3 =$25,000,00I -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market

(See Column CZ) Q =Appraisal V =Other S =Assessment U =Book Vaine W =Estimated

(I) (3)


Page 14of17


Barkett, Rosemary

Date of Report

04/10/2007

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes tlwse of the spouse and dependent children. See pp. 34-60 of filing instructions.)




(2) (!) (2) (!) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) ( if private

(Q-W) transaction)

exchanged for 1000 PEUBX

153. VanKampAgGrB (VAGAX) A Dividend sold 5/16 K D

154. VanKampEmGrB(ACEGX) None sold 5/16 K B

155. VanKampenTech (VTFCX) sold 5/17 J

156. Port Everglades sold 5/16 K E

157. Sunrise Utilities None sold 5116 K D

158. Agere (Agr)A None sold 11/8 J

159. Agere (Agr)B None sold 11/8 J

160. Agilent (A) spinoff fr. Hewlett Packard None sold 5/17 J A

161. Avaya (AV) spinofffr. Lucent Tech 'None sold 5/17 J

162. MCDTA (spinofffr. EMC) None sold 5/17 J A

163. St. Paul-STA (formerly Travel. A (TAPA) None sold 5/17 J A

164. St. Pua! TAPB (formerly Travel.B None sold 5/17 J A

165. Lucent Technology None sold 5/17 J A

166. Dade Cnty GTDt None redeemed 5117 K E

167. Netiq (purchased 6/15/06) None J T sold 6130 J A

168. Leapfrog Enterprises None J T sold 8/22 J

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F=$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000 or less K=$15,001 -$50,000 L =$50,001 - $100,000 M=$100,00I -$250,000

(See Columns Cl and D3) N =$250,00 I - $500,000 0 =$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

3. Vaine Method Codes P3 =$25,000,00 I - $50,000,000 R =Cost (Real Estate Only) P4=More than $50,000,000 T ""Cash Market


U=Book Value W=Estimated

(!)

'

0



Date of Report

04/10/2007

VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)




(I) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell; Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

169. Pulte Homes (purchased 6/28/06) None K T sold 8/8 J

170. Aetna Deferred Comp Plan (now ING Life) D Dividend L T

171. Legato Systems (LGTO exch. EMC) None J T

172. Loral Space & Sommun. (LOR) None J T

173. Nationwide D Dividend L T

174. Smith Barney (mooney market) A Dividend redeemed 6/15

175. Smith Barney Retirement (money market) A Dividend redeemed 6/15

176. Fld.Contra Fd FCNTX A ·Dividend K T

177. Tyco Intl. (TYC) None J T

178. Re-Parcel 1-Lake Park, FL (112 ownership) None N w

179. Re-Parcel 2-Key Largo, FL (1/4 ownership) None K w

180. Re-Parcel 3 1/2 None w ownership)

181. Re-Parcel 4-Homestead, FL (1/3 ownership) None L w

182. Re-Parcel 5-Homestead, FL (112 ownership) None L w

183. Re-Parcel 112 ownership) None N w

184. Re-Parcel 7-Hamptons, NY (112 ownership) None Pl w

185.

l. Income Gain Codes: A $1,000 or less B $1,001 - $2,500 C $2,50 I -$5,000 D =$5,00 I - $15,000 E =$15,001 - $50,000

(See Columns BI and D4) F =$50,001 - $100,000 G $I00,00! -$1,000,000 HI =$1,000,001 - $5;000,000 H2 More than $5,000,000

2. Value Codes J =$15,000 or less K $15,00I -$50,000 L $50,001 - $100,000 M=$I00;001-$250,000

(See Columns CI and D3) N $250,00I - $500,000 0 $500,001 -$1,000,000 Pl $1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000 3. Value Method Codes P3 $25,000,001 -$50,000,000 R cost (Real Estate Only) P4 More than $50,000,000 T =Cash Market

(See Column C2) Q Appraisal V Other S =Assessment

U Book Value W =Estimated


Page 16of17


Barkett, Rosemary

Date of Report

04/10/2007

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReport.)

Re: Part VII - Investments and Trusts

Please note that line D 3 of the following stocks has been left blank because they are under $1,000.00:

Page 6: Nos. 26, 27 Page 7: Nos. 40, 42. 43, 46, 49, Page 8: Nos. 52, 53, 55, 57, 60, 62, 66, Page 9: Nos. 68, 69, 75, 80, 81, 84, Page 10, Nos. 85, 86, 87, 88, 91, 93, 97, 99 Page 11: Nos.101, 102, 105, 106, 109, 110, 112, 116 Page 12: Nos 118, 122, 124, 126, 128, 130, 133 Page 13: No. 137.

Date of Report

04/10/2007



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: AN FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

judicial watch · /) c·:v 3. ao jo rev. 112007 financial disclosure report for calendar year 2006...

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