james e. boasberg, 2012 financial disclosure, fisa court judge · 5/3/2013  · d i. 3. report...

15
James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge No. James E. Boasberg, 2012 Financial Disclosure Ticker Facebook, Inc. Google Apple Yahoo CGI Group, Inc. Athenahealth Castlight Health, Inc. Tesla Motors, Inc. Baidu, Inc. (China) LinkedIn D.E. Shaw Investment Management LLC Groupon, Inc. Zynga, Inc. Accenture PLC Class A Goldman Sachs Group, Inc. Morgan Stanley JPMorgan Chase State Street Corp Microsoft / Expedia IBM T.Rowe Price BlackRock, Inc. Wal-Mart Verisign Xerox Workday Boston Scientific DropBox, Inc. (Goldman Sachs) Vanguard Group / Mkt. Liquidity Fund Fidelity Central Cash Fund Fidelity Securities Lending Cash Central Fund T. Rowe Price Reserve Janus Cash Liquidity Fund MFS Institutional Money Market Portfolio AOL AT&T Verizon Sprint Century Link CBS Corporation NBC - Comcast ABC - Walt Disney Company FOX - News Corp Time Warner Cable Facebook "Dark Pools" Fund Undisclosed J - $0-15,000 K - $15,001-50,000 L - $50,001-100,000 M - $100,001-250,000 N - $250,001-500,000 O - $500,001-1,000,000 TOTAL INVESTED ($, up to) Legend: X = stock or bond (column) held by the fund (row) J K L M N O Income and Value: 1 6th St., LLC 15,000 15,000 $ 2 Alarm.com 250,000 250,000 $ 3 Amstong Equity Partners / now COX FLP, LTD. 250,000 250,000 $ 4 Bedrock Billiars, LLP 15,000 15,000 $ 5 Bedrock Billiars, LLP 15,000 15,000 $ 6 Berkshire Hathaway Inc Class A BRKA X 1 250,000 250,000 $ 7 Berkshire Hathaway Inc Class A BRKA X 1 500,000 500,000 $ 8 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000 $ 9 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000 $ 10 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000 $ 11 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000 $ 12 Berkshire Hathaway Inc Class A BRKA X 1 25,000 25,000 $ 975,000 $ 13 Buffalo Billiards (TN), LLP 15,000 15,000 $ 14 Buffalo Billiards (TX), LLP 15,000 15,000 $ 15 Microsoft, Inc. MSFT X 1 100,000 100,000 $ 16 Microsoft, Inc. MSFT X 1 50,000 50,000 $ 17 Microsoft, Inc. MSFT X 1 50,000 50,000 $ 18 Microsoft, Inc. MSFT X 1 15,000 15,000 $ 19 Microsoft, Inc. MSFT X 1 50,000 50,000 $ 20 Microsoft, Inc. MSFT X 1 15,000 15,000 $ 21 Microsoft, Inc. MSFT X 1 15,000 15,000 $ 22 Microsoft, Inc. MSFT X 1 100,000 100,000 $ 395,000 $ 15 Carpool, LLP 50,000 50,000 $ 16 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X X X 28 100,000 100,000 $ 17 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X X 27 250,000 250,000 $ 18 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X X 27 250,000 250,000 $ 19 T. Rowe Price Cap. App. Fund PRWCX X X X X X X X X 8 50,000 50,000 $ 20 T. Rowe Price Sci & Tech Fund PRSCX X X X X X X X X X X X X X 13 50,000 50,000 $ 21 Vanguard Growth & Income Fund VQNPX X X X X X X X X X X X X X X X X X X X X X X X 23 50,000 50,000 $ 750,000 $ 16 Cisco - Brokerage Acct CSCO 100,000 100,000 $ 17 Cisco - Brokerage Acct CSCO 100,000 100,000 $ 18 Cisco - Brokerage Acct CSCO 50,000 50,000 $ 19 Cisco - Brokerage Acct CSCO 15,000 15,000 $ 20 Cisco - Brokerage Acct CSCO 15,000 15,000 $ 21 Cisco - Brokerage Acct CSCO 15,000 15,000 $ 22 Cisco - Brokerage Acct CSCO 100,000 100,000 $ 23 Cisco - IRA CSCO 50,000 50,000 $ 24 DAG II, LLC 50,000 50,000 $ 25 DAG, LLC 15,000 15,000 $ 26 Etrade Bank Money Market 15,000 15,000 $ 27 Etrade Bank Money Market 15,000 15,000 $ 28 Etrade Bank Money Market 15,000 15,000 $ 29 Fidelity Cash/Money Market SPRXX 100,000 100,000 $ 30 Fidelity Cash/Money Market 100,000 100,000 $ 31 Fidelity Municipal Money Market FTEXX 50,000 50,000 $ 32 Fidelity Municipal Money Market FTEXX 50,000 50,000 $ 33 Fidelity Municipal Money Market FTEXX 50,000 50,000 $ 34 Fidelity Municipal Money Market FTEXX 15,000 15,000 $ 35 Fidelity Municipal Money Market FTEXX 15,000 15,000 $ 36 Fidelity Municipal Money Market FTEXX 15,000 15,000 $ 37 Fidelity US Treasury Money Market FCLXX 100,000 100,000 $ 38 Galaxy Dessets 15,000 15,000 $ 39 Intel Corporation INTC 100,000 100,000 $ 40 Intel Corporation INTC 100,000 100,000 $ 41 Intel Corporation INTC 15,000 15,000 $ 42 Intel Corporation INTC 15,000 15,000 $ 43 Intel Corporation INTC 50,000 50,000 $ 44 Johnson & Johnson JNJ 100,000 100,000 $ 45 Johnson & Johnson JNJ 15,000 15,000 $ 46 Johnson & Johnson JNJ 15,000 15,000 $ 47 Johnson & Johnson JNJ 100,000 100,000 $ 48 Krispy Kreme Donuts KKD 15,000 15,000 $ 49 Linear Technology Corporation LLTC 50,000 50,000 $ 50 Linear Technology Corporation LLTC 50,000 50,000 $ 51 Linear Technology Corporation LLTC 100,000 100,000 $ 52 Linear Technology Corporation LLTC 50,000 50,000 $ 53 Linear Technology Corporation LLTC 15,000 15,000 $ 54 Linear Technology Corporation LLTC 15,000 15,000 $ 55 Linear Technology Corporation LLTC 15,000 15,000 $ 56 Linear Technology Corporation LLTC 100,000 100,000 $ 57 Lowe's Companies Inc. LOW 15,000 15,000 $ 58 Lowe's Companies Inc. LOW 15,000 15,000 $ 59 Mackey's, LLP 15,000 15,000 $ 60 Medtronic, Inc. MDT 50,000 50,000 $ 61 Medtronic, Inc. MDT 15,000 15,000 $ 62 Medtronic, Inc. MDT 15,000 15,000 $ 63 Medtronic, Inc. MDT 15,000 15,000 $ 64 Medtronic, Inc. MDT 15,000 15,000 $ 65 Medtronic, Inc. MDT 50,000 50,000 $ 66 Medtronic, Inc. MDT 50,000 50,000 $ 67 Moody's Corporation MCO 50,000 50,000 $ Page 1 of 2

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Page 1: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge

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Legend: X = stock or bond (column) held by the fund (row) J K L M N O

Income and Value:1 6th St., LLC 15,000 15,000$ 2 Alarm.com 250,000 250,000$ 3 Amstong Equity Partners / now COX FLP, LTD. 250,000 250,000$ 4 Bedrock Billiars, LLP 15,000 15,000$ 5 Bedrock Billiars, LLP 15,000 15,000$ 6 Berkshire Hathaway Inc Class A BRKA X 1 250,000 250,000$ 7 Berkshire Hathaway Inc Class A BRKA X 1 500,000 500,000$ 8 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000$ 9 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000$

10 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000$ 11 Berkshire Hathaway Inc Class A BRKA X 1 50,000 50,000$ 12 Berkshire Hathaway Inc Class A BRKA X 1 25,000 25,000$ 975,000$ 13 Buffalo Billiards (TN), LLP 15,000 15,000$ 14 Buffalo Billiards (TX), LLP 15,000 15,000$ 15 Microsoft, Inc. MSFT X 1 100,000 100,000$ 16 Microsoft, Inc. MSFT X 1 50,000 50,000$ 17 Microsoft, Inc. MSFT X 1 50,000 50,000$ 18 Microsoft, Inc. MSFT X 1 15,000 15,000$ 19 Microsoft, Inc. MSFT X 1 50,000 50,000$ 20 Microsoft, Inc. MSFT X 1 15,000 15,000$ 21 Microsoft, Inc. MSFT X 1 15,000 15,000$ 22 Microsoft, Inc. MSFT X 1 100,000 100,000$ 395,000$ 15 Carpool, LLP 50,000 50,000$ 16 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X X X 28 100,000 100,000$ 17 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X X 27 250,000 250,000$ 18 State Street Equity Index Fund STFAX X X X X X X X X X X X X X X X X X X X X X X X X X X X 27 250,000 250,000$ 19 T. Rowe Price Cap. App. Fund PRWCX X X X X X X X X 8 50,000 50,000$ 20 T. Rowe Price Sci & Tech Fund PRSCX X X X X X X X X X X X X X 13 50,000 50,000$ 21 Vanguard Growth & Income Fund VQNPX X X X X X X X X X X X X X X X X X X X X X X X 23 50,000 50,000$ 750,000$ 16 Cisco - Brokerage Acct CSCO 100,000 100,000$ 17 Cisco - Brokerage Acct CSCO 100,000 100,000$ 18 Cisco - Brokerage Acct CSCO 50,000 50,000$ 19 Cisco - Brokerage Acct CSCO 15,000 15,000$ 20 Cisco - Brokerage Acct CSCO 15,000 15,000$ 21 Cisco - Brokerage Acct CSCO 15,000 15,000$ 22 Cisco - Brokerage Acct CSCO 100,000 100,000$ 23 Cisco - IRA CSCO 50,000 50,000$ 24 DAG II, LLC 50,000 50,000$ 25 DAG, LLC 15,000 15,000$ 26 Etrade Bank Money Market 15,000 15,000$ 27 Etrade Bank Money Market 15,000 15,000$ 28 Etrade Bank Money Market 15,000 15,000$ 29 Fidelity Cash/Money Market SPRXX 100,000 100,000$ 30 Fidelity Cash/Money Market 100,000 100,000$ 31 Fidelity Municipal Money Market FTEXX 50,000 50,000$ 32 Fidelity Municipal Money Market FTEXX 50,000 50,000$ 33 Fidelity Municipal Money Market FTEXX 50,000 50,000$ 34 Fidelity Municipal Money Market FTEXX 15,000 15,000$ 35 Fidelity Municipal Money Market FTEXX 15,000 15,000$ 36 Fidelity Municipal Money Market FTEXX 15,000 15,000$ 37 Fidelity US Treasury Money Market FCLXX 100,000 100,000$ 38 Galaxy Dessets 15,000 15,000$ 39 Intel Corporation INTC 100,000 100,000$ 40 Intel Corporation INTC 100,000 100,000$ 41 Intel Corporation INTC 15,000 15,000$ 42 Intel Corporation INTC 15,000 15,000$ 43 Intel Corporation INTC 50,000 50,000$ 44 Johnson & Johnson JNJ 100,000 100,000$ 45 Johnson & Johnson JNJ 15,000 15,000$ 46 Johnson & Johnson JNJ 15,000 15,000$ 47 Johnson & Johnson JNJ 100,000 100,000$ 48 Krispy Kreme Donuts KKD 15,000 15,000$ 49 Linear Technology Corporation LLTC 50,000 50,000$ 50 Linear Technology Corporation LLTC 50,000 50,000$ 51 Linear Technology Corporation LLTC 100,000 100,000$ 52 Linear Technology Corporation LLTC 50,000 50,000$ 53 Linear Technology Corporation LLTC 15,000 15,000$ 54 Linear Technology Corporation LLTC 15,000 15,000$ 55 Linear Technology Corporation LLTC 15,000 15,000$ 56 Linear Technology Corporation LLTC 100,000 100,000$ 57 Lowe's Companies Inc. LOW 15,000 15,000$ 58 Lowe's Companies Inc. LOW 15,000 15,000$ 59 Mackey's, LLP 15,000 15,000$ 60 Medtronic, Inc. MDT 50,000 50,000$ 61 Medtronic, Inc. MDT 15,000 15,000$ 62 Medtronic, Inc. MDT 15,000 15,000$ 63 Medtronic, Inc. MDT 15,000 15,000$ 64 Medtronic, Inc. MDT 15,000 15,000$ 65 Medtronic, Inc. MDT 50,000 50,000$ 66 Medtronic, Inc. MDT 50,000 50,000$ 67 Moody's Corporation MCO 50,000 50,000$

Page 1 of 2

Page 2: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge68 Moody's Corporation MCO 15,000 15,000$ 69 Moody's Corporation MCO 50,000 50,000$ 70 Moody's Corporation MCO 50,000 50,000$ 71 Moody's Corporation MCO 15,000 15,000$ 72 Moody's Corporation MCO 50,000 50,000$ 73 Notes Receivable - BLANK King St. LLC 100,000 100,000$ 74 Procter & Gamble, Inc. PG 100,000 100,000$ 75 Procter & Gamble, Inc. PG 50,000 50,000$ 76 Procter & Gamble, Inc. PG 15,000 15,000$ 77 Procter & Gamble, Inc. PG 15,000 15,000$ 78 Procter & Gamble, Inc. PG 50,000 50,000$ 79 Procter & Gamble, Inc. PG 50,000 50,000$ 80 Procter & Gamble, Inc. PG 15,000 15,000$ 81 Rental Property, Washington, DC 1,000,000 1,000,000$ 82 Walgreen Co. WAG 100,000 100,000$ 83 Walgreen Co. WAG 50,000 50,000$ 84 Walgreen Co. WAG 15,000 15,000$ 85 Walgreen Co. WAG 15,000 15,000$ 86 Walgreen Co. WAG 15,000 15,000$ 87 Walgreen Co. WAG 15,000 15,000$ 88 Walgreen Co. WAG 15,000 15,000$ 89 Walgreen Co. WAG 50,000 50,000$ 90 Wells Fargo Bank 50,000 50,000$ 91 Wells Fargo Bank 15,000 15,000$ 92 Wells Fargo Bank 15,000 15,000$ 93 Western Union Co. WU 15,000 15,000$ 94 Western Union Co. WU 15,000 15,000$ 95 Western Union Co. WU 15,000 15,000$ 96 Western Union Co. WU 15,000 15,000$ 97 Western Union Co. WU 15,000 15,000$

Total 2 6 5 3 0 0 0 1 1 1 1 0 0 6 11 4 5 6 13 5 4 3 4 5 4 0 3 1 1 3 1 2 0 0 4 4 5 3 4 4 4 5 3 4 141 0 765,000$ 1,700,000$ 1,800,000$ 1,275,000$ 500,000$ 1,000,000$ 7,040,000$ Cumulative Total 2 8 13 16 16 16 16 17 18 19 20 20 20 26 37 41 46 52 65 70 74 77 81 86 90 90 93 94 95 98 99 101 101 101 105 109 114 117 121 125 129 134 137 141 765,000$ 2,465,000$ 4,265,000$ 5,540,000$ 6,040,000$ 7,040,000$

Page 2 of 2

Page 3: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

D

I.

3.

Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Rev. 112013 FOR CALENDAR YEAR 2012 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

Boasberg, James E.

2. Court or Organization

U.S. District Court, District of Columbia

3. Date of Report

05/03/2013

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

District Judge -- Active

Sa. Report Type (check appropriate type)

D Nomination Date

Initial [{] ;Annual D Sb. D Amended Report

Final

6. Reporting Period

01/01/2012 to

12/31/2012

7. Chambers or Office Address

U.S. Courthouse 333 Constitution Ave. NW

Washington, DC 20001

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

Vice-Chair St. Albans School Governing Board

2. Vice-President Edward Bennett Williams Inn of Court

3. Executor Estate #I

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

Page 4: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

3.

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2of13 Boasberg, James E. 0510312013

III. N 0N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2012 Alarm.com -- Salary and bonus

2. 2012 Wedding Wire -- salary

3.

4.

JV. REIMBURSEMENTS -- transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. NYU Law School Apr. 16-17, 2012 New York, NY Speaking on Panel Hotel, transportation

2.

5.

Page 5: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

3.

4.

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of13 Boasberg, James E. 05/03/2013

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE VALUEDESCRIPTION

I.

2.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. Sidwell Friends School Tuition L

2. St. Albans School Tuition K

3.

Page 6: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

(I) (3)

(Q-W)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4of13 Boasberg, James E. 05/03/2013

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions dming reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

I. State Street Equity Index Fund - A None L T

2. State Street Equity Index Fund - B None M T Buy 10/15112 J (add'!)

3. State Street Equity Index Fund - C None M T Buy 10115112 J (add'!)

4.

5. Brokerage Account # I

6. --BRKA None M T

7. --CSCO B Dividend L T

8. --INTC B Dividend L T

9. --LLTC B Dividend K T Sold 6/11/12 J B (part)

10. --MDT A Dividend K T Sold 10/3/12 K D

(part)

11. --MSFT B Dividend L T

12. --MCO A Dividend K T Sold 10/3/12 K E (part)

13. --PG B Dividend L T

14. --WAG B Dividend L T Sold 6111/12 K (part)

15. --WU A Dividend J T Sold 10/3/12 J D

(part)

16. --Fidelity US Treasury Money Market A Int./Div. L T

17. Brokerage Account #2 (IRA)

I. Jacome Gain Codes: A =$1.000 orless B=$1,001 -$2,500 c=$2.501 -$5.000 D =$5.001 -$15.000 E=$15.00l -$50.000

(Sec Columns Bl and D4) F=$50.001-$100.000 G =$100.00 I -$1.000.000 Ill =$1.000.001 -$5.000.000 H2 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15,001 • $50.000 L=$50.00 I -$I 00.000 M =$100.00 I - $250.000

(See Columns Cl and 03) N=$250.00 I -$500.000 0=$500.00 I - $1.000.000 Pl =$1.000.001 -$5.000.000 P2 =$5.000.001 -$25,000.000

P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market

(Sec Column CZ) U=Book Value V=Othcr W =Estimated

Page 7: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

A.

--WU

25.

29.

31.

33.

34. --WU

(2)

(Q-W)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 5of13 Boasberg, James E. 05/03/2013

VII. INVESTMENTS and TR usTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

18. --CSCO B Dividend K

19. --JNJ c Dividend L

20. --LLTC B Dividend K

21. --MSFT B Dividend K

22. --PG B Dividend K

23. --WAG A Dividend K

T

T

T

T

T

T

24. A Dividend J T

--Fidelity Cash/Money Market TA lnt./Div. L

26. Brokerage Account #3 (IRA)

27. --BRKA N TNone

28. --CSCO TB Dividend L

--JNJ Tc Dividend L

30. --LLTC B Dividend L T

32.

--MSFT B Dividend K T

--PG A Dividend J T

--WAG A Dividend K T

A Dividend K T

I. Income Gain Codes: A =$1,000 or less B=$1,00 I - $2,500 c=$2.501 • $5.000 0=$5.001. $15. 000 E =$15.001 • $50.000

(See Columns Bl and D4) F=$50.00I -$100.000 G =$I 00.00 I -$1.000.000 H I =$1.000.001 -$5.000.000 H2 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15.001 • $50.000 L=$50.00 I -$I 00.000 M =$100.00 I -$250.000

(See Columns Cl and D3) N =$250.00 I -$500.000 0=$500.00 I - $1.000.000 Pl =$1.000.001 -$5.000.000 P2 =$5.000.001 -$25,000.000

P3=$25.000.001 -$50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U=Book Value V=Other W =Estimated

Page 8: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

(I) (2) (I) {I)

(Q-W)

D.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of13 Boasberg, James E. 05/03/2013

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. Description of Assets Income during Gross value at end

(including trust assets) reporting period of reporting period Transactio s during reporting period

(2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

35. --Fidelity Cash/Money Market

36. Brokerage Account #4 (Trust)

37. --BRKB

38. --CSCO

39. --INTC

40. --JNJ

41. --LLTC

42.

43. --MDT

44. --MSFT

45. --MCO

46. --PG

47. --WAG

48. --WU

49. --Fidelity Municipal Money Market

50. Brokerage Account #5 (Trust)

51. --BRKB

A Int./Div. K T

None K T Sold (part)

A Dividend K T

A Dividend J T

A Dividend J T

A Dividend K T

A Dividend Sold

A Dividend J T

A Dividend J T Sold (part)

A Dividend J T

A Dividend J T Sold (part)

A Dividend J T

A Int./Div. K T

None K T

10/3/12 J c

I0/3/12 J c

10/3/12 J D

10/3/12 J

I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 c=$2.501 -$ 5.000 D=$ 5.001 • $15.000

(Sec Columns BI and D4) F =$50.001 - $1 00.000 G =$100.00 I - $1.000.000 Ill =$1.000.001 -$5.00 0.00 0 H2 =More than $ 5.000.000

2. Value Codes J=$15.000 or less K =$15.001 -$50.000 L =$50.001. $100.000 M =$100.00 I • $250.000

(See Columns C I and 03) N=$250.00 I -$500.000 0 =$500.00 I -$1.000.000 Pl =$1.000.001 • $5 .000.000 P2 =$5.000.001 • $25.000.00 0

P3 =$25.000.001 -$ 50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U=Book Value V =Other W =Estimated

E=$15.001 • $50.000

Page 9: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

FINANCIAL DISCLOSURE REPORT

Page 7of13

Name of Person Reporting

Boasberg, James E.

Date of Report

05/03/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

52. --CSCO

53. --JNJ

54. --LLTC

55. --MDT

56. --MCO

57. --PG

58. --WAG

59. --MSFT

60. --Fidelity Municipal Money Market

61. Brokerage Account #6 (Trust)

62. --BRKB

63. --CSCO

64. --INTC

65. --JNJ

66. --LLTC

67. --MDT

68. --MSFT

B. c. Income during Gross value at end

reporting period of reporting period

(I) (2) (I) (2) (I) Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int) (J-P) Code 3 redemption)

(Q-W)

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend K T

A Dividend K T

A Dividend J T

A Dividend K T

A Int./Div. J T

None K T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

A Dividend J T

D.

Transactions during reporting period

(2) (3) (4) Date Value Gain

mm/dd/yy Code 2 Code I (J-P) (A-H)

(5) Identity of

buyer/seller

(if private

transaction)

I . Income Gain Codes: A 41.000 or less B =$ l ,001 - $2,500 c=$2,501 • $5.000 0 =$5,001 • $15.000 E =$15.001 • $50,000

(Sec Columns Bl and 04) F =$50.001 • $1 00.000 G =$100.001 • $1 ,000.000 111 =$1 .000.001 • $5.000.00 0 H2 =More than $5,000.000

2. Value Codes J =$15,000 or less K =$15.001 • $50,000 L=$50.00I • $100.000 M =$!00.001 • $ 250.000

(Sec Columns Cl and 03) N =$ 250.001 • $500.000 0=$500.00 I • $1.000.000 Pl =$1,000.001 . $5.000.000 P2 =$5,000.001 • $25,00 0.000

P3 =$25.000.001 • $ 50.000.000 P4 =More than $50.000.000

3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estale Only) S =Assessment T =Cash Market

(Sec Column C 2) U=Book Value V=Othcr W =Estimated

Page 10: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

73.

74.

75.

79.

(2)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 8of13 Boasberg, James E. 05/03/2013

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.J

D NONE (No reportable income, assets, or transactions.)

A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(I) (2) (I) (1) (2) (3) (4) (5) Place "(X)" after each asset

exempt from prior disclosure Amount Code I

(A-H)

Type (e.g.,

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mm/dd/yy

Value

Code 2

(J-P)

Gain

Code I

(A-H)

Identity of

buyer/seller

(if private

transaction)

69. --MCO A Dividend K T

70. --PG A Dividend K T

71. --WAG A Dividend J T

72.

76.

--Fidelity Municipal Money Market A Int./Div. J T

Brokerage Account #7 (Trust)

--BRKB None K T

77. --CSCO A Dividend J T

78. --JNJ A Dividend J T

--LLTC A Dividend J T

80. --MSFT A Dividend

81. --MCO A Dividend

82. --PG A Dividend

83. --WAG A Dividend

84. --Fidelity Municipal Money Market A Int./Div.

85. Rental Property #I, Washington, DC D Rent

J

J

J

J

J

0

I. Income Gain Codes: A =$1.000 or less B=$1,001 -$1.500

(See Columns Bl and 04 ) F =$50.001 -$100.000 G =$100.001 -$1.000.000

l. Value Codes J=$15.000or less K=$15,001 -$50.000

(See Columns Cl and 03) N=$150.001-$500.000 0=$500,00 1 -$1.000.000

P3=$15.000.001 -$50.000.000

3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estate Only)

(Sec Column Cl) U=Book Value V=Othcr

T

T

T

T

T

s

c=$1,501 -$5,000

HI=$1 .000.001 -$5.000.000

L=$50.001 - $100.000

Pl=$1,000 .001-$5,000 .000

P4=More than $50.000.000

S =Assessment

W =Estimated

D=$5,001 -$15 .000

Ill =More than $5.000.000

M =$100.001 -$150.000

Pl=$5.000.00 I -$25.000.000

T=Cash Market

E =$15.001 - $50,000

Page 11: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

--0:1 '.=

(I) (I) (3)

(J-P)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page of 13 Boasberg, James E. 05/03/2013

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(2) (2) (I) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

86. Wells Fargo Bank A Interest K T

87. Wells Fargo Bank A Interest J T

88. Wells Fargo Bank A Interest J T

89. Galaxy Desserts None Sold 1126112 J D

90. Note Receivable King St. LLC D Interest L T

91. Armstrong Equity Partners None M u

92. DAG,LLC None J u

93. DAG 11,LLC D Distribution K u

94.

95. 6th St., LLC None J w Buy 5/30/12 J General Partner

96. Mackey's, LLP None J w

97. Bedrock Billiards, LLP A Dividend J w

98. Buffalo Billiards, LLP B Distribution J w

99. Carpool, LLP D Distribution K w

100. Buffalo Billiards (TN), LLP None J w

101. Buffalo Billiards (TX), LLP A Distribution J w

I 02. Alarm.com E Dividend M u

I. Income Gain Codes: A =$ l .000 or less B =$1.001 -$2.500 c=$2.501 -$5.000 D =$ 5.001 -$15.000 E =$15.001 -$50.000

(See Columns Bl and 04) F =$50.00 I -$I 00.000 G =$100.00 I -$ 1.000.000 HI=$1.000.001 -$5.000.000 fl2=More than $ 5.000.000

2. Value Codes J =$15.000 or l ess K =$15,001 -$50.000 L=$50.001 -$100.000 M =$I 00.00 I -$250.000

(Sec Columns Cl and 03) N =$2 50.00 I - $500.000 0 =$500.00 I - $1.000.000 Pl =$1.000.001 -$5,000.000 P2=$5.000.001 - $25,000.000

P3 =$2 5.000.001 -$50,000.000 P4 =More than $50.000 .000

3. Value Method Codes Q =Appraisal R =Cost (Real EStatc Only) S =Assessment T =Cash Market

(Sec Column C2) U=Book Value V =01her W =Estimated

Page 12: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

A.

(Q-W) (J-P)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 10of13 Boasberg, James E. 05/03/2013

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 offiting instructions.)

D NONE (No reportable income, assets, or transactions.)

B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmlddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (if private

transaction)

103. Brokerage Account #2 (cont.)

104. --INTC A Dividend K T

105. Brokerage Account #8

106. --KKD None J T

107. -- ETrade bank Money Market A Int./Div. J T

I 08. Brokerage Account #9

109. --LOW A Dividend J T

I_ I 0. --Etrade Bank Money Market A Int./Div. J T

111. Brokerage Account #10

112. --LOW A Dividend J T

113. --Etrade Bank Money Market A Int./Div. J T

114. T. Rowe Price Cap. Appr. Fund None K T

115. Vanguard Growth & Income Fund None K T

116. T. Rowe Price Sci & Tech Fund None K T

117.

118. Brokerage Account #11 (Executor)

119. --CSCO c Dividend L T

I. Income Gain Codes: A =$1,000 or less B =$ 1,00 I • $2.500 c=$2.501 . $5.000 D=$5.00I -$1 5.000 E =$15.00 I • $50,000

(Sec Columns Bl and D4) F=$50,00l -$100.000 G =$100,001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000

2. Value Codes J=$15,000 or less K =$15,001 -$50.000 L =$50.00 I -$I 00.000 M =$I 00.00 I -$250.000

(Sec Columns Cl and 03) N=$250.00I -$500.000 0=$500.00 I • $1.000.000 Pl =$1.000.001 -$5.000.000 P2=$5.000. 00 I - $25.000.000

P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C 2) U =Book Value V =Other W=Estimatcd

Page 13: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

(I) (2) (2)

FINANCIAL DISCLOSURE REPORT

Page 11 of 13

Name of Person Reporting

Boasberg, James E.

Date of Report

0510312013

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc111des those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

120. --MSFT

121. --MCO

122. --BRKB

123. --WU

124. --MDT

125. --JNJ

126. --WAG

127. --LLTC

128. --Money Market Fund

129.

c Dividend L T

A Dividend K T

None M T

A Dividend J T

A Dividend K T

c Dividend L T

B Dividend K T

c Dividend L T

A Int./Div. L T

I . Income Gain Codes: A =$1.000 or less B =$1,001 • $2.500 c =$2.501 -$5.000 0=$5,001-$15.000 E =$15.00 I -$50.000

(Sec Columns Bl and 04) F=$50.00l -$100.000 G =$I 00.00 I • $1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5,000.000

2. Value Codes J =$15.000 or less K=$15.00I -$50.000 L =$50.00 I -$I 00.000 M=$100.00 I -$2 50.000

(See Columns Cl and 03) N=$250.00I -$500.000 0=$500.00 I -$1.000.000 Pl =$1.000.001 • $5.000.000 P2 =$5.000.001 -$25.000.000

P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Valu e V =Other W =Estimated

Page 14: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

a£,' ,;

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 12of13 05/03/2013Boasberg, James E.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate part of report.)

I became the executor of '"'' ,.,,,, , " estate during 2012. The brokerage account for the estate is listed on line 118.

Page 15: James E. Boasberg, 2012 Financial Disclosure, FISA Court Judge · 5/3/2013  · D I. 3. Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT . in Govenment Act of 1978

FINANCIAL DISCLOSURE REPORT

Page 13 of13

Name of Person Reporting Date of Report

Boasberg, James E. 05/03/2013

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ James E. Boasberg

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544