ito sputter coated films for touch panel … · 2018-10-08 · aimcal2012 myrtle beach sc –...

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ITO SPUTTER COATED FILMS FOR TOUCH PANEL APPLICATIONS USING ROTARY SINTERED CERAMIC ITO TARGETS: WHAT CAN BE LEARNED FROM GLASS COATING ? Paul Lippens AIMCAL Web coating conference 2012

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Page 1: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

ITO SPUTTER COATED FILMS FOR TOUCH PANEL APPLICATIONS USING ROTARY SINTERED CERAMIC ITO TARGETS: WHAT CAN BE LEARNED FROM GLASS COATING ?

Paul Lippens

AIMCAL Web coating conference 2012

Page 2: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

Introduction : rotary sintered ceramic ITO targets - product, applications and advantages Experiences from the glass coating industry relevant for web coating:

Instability of RT deposited ITO coatings Influence of hydrogen added to the plasma

Coating cost implication of rotary ITO targets in web coating Conclusions

Outline

Page 3: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

I. Introduction: rotary sintered ceramic ITO targets:

product, applications and advantages

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AIMCAL2012 Myrtle Beach SC – Lippens 4

Rotary sintered ceramic ITO targets

• Physico-chemical properties of ITO cylinders are identical to ITO-plates:

• Density: ≥ 7.10 g/cc • Chemical purity 4N

• Multiple cylinders are bonded onto Ti-backing tube.Typical backing tube OD = 133 mm. • ITO-cylinders: • ITO-ID: standard = 135 mm • ITO-wall thickness, standards today: 6 - 10 mm • 12 mm wall thickness in development • Segment length: appr. 200 mm

Page 5: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 5

Established applications

• PV: (Flexible) CIGS & TF-Si PV-modules (substrate: stainless steel and

polymer foil) New kinds of rigid PV products

• Architectural glass • Display (substrate: glass): TFT-array (OLED and LCD) Touch Panel on glass Colour Filter (LCD)

Products were introduced in the market in 2007 Take-up in web coating only emerging today

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AIMCAL2012 Myrtle Beach SC – Lippens 6

Advantages of rotary ITO • Higher TU: typically 85 % (up to 90 %) vs. 20-35 % for planar. • Main advantage: avoidance of black nodule formation at high power loads

Page 7: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 7

Nodules when sputtering ITO

• Nodules originate due to re-deposition of sputtered species onto the target. • Black nodules consist mainly of Indium-sub-oxide (In2O): their formation can be understood as an equilibrium reaction [1]:

In2O3 ↔ In2O + O2

• The equilibrium is shifted to the right: For high target temperatures (associated with high power levels) For low target density (< 7.10 g/cc) [2] If residual SnO2 traces are present (the latter can cause arcing) [3] At accumulations of impurities. [4]

Page 8: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 8

Ceramic sintered rotary ITO • Black (In2O) nodules are avoided for power loads up to 15 kW/m • Grey, less harmful, In2O3 nodules are avoided for power loads up to appr. 10 kW/m (DDR = 75 – 110 nm.m/min depending on Tsub, pressure, magnet array and shielding)

15 kW/m during 36 hours (appr. 500 kWh)

Page 9: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 9

Consequential advantages

• More stable, arc free sputtering process Less particles, higher product yield

• Higher machine up time due to (less target changes/cleanings) : Higher available amount of ITO per target Higher TU and higher CE (less ITO on shields)

Overall: much lower coating costs for rotary ITO !

Page 10: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

II. Experiences from the glass coating industry relevant for web coating

Page 11: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 11

Experiments in AT Lab Balzers, FL

UTTU: Umicore Target Testing Unit

Twin planar magnetron Twin rotary magnetron

Page 12: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 12

Instability of RT deposited ITO coatings

500

700

900

1100

1300

0 5 10 15 20 25 30

# days after RT deposition

Hal

l res

istiv

ity

[µoh

m.c

m]

2

3

4

5

Car

rier c

onc.

N, H

all

[X 1

.E+2

0 cm

-3]

0 % O2 1 % O2 1.5 % O2 2 % O20 % O2, N 1 % O2, N 1.5 % O2, N 2 % O2, N

135-150 nm ITO-90/10 coatings (2 passes @1.54 m/min) on glass at RT (10 kW/m; 2.6-2.7E-03 mbar). Exposure to normal atmosphere.

Page 13: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 13

120

130

140

150

160

0 5 10 15 20 25 30

# days after RT deposition

Thic

knes

s t [

nm]

15

17,5

20

22,5

25

Hal

l mob

ility

µ

[cm

2/(V

.s)]

0 % O2, t 1 % O2, t 1.5 % O2, t 2 % O2, t0 % O2, µ 1 % O2, µ 1.5 % O2 2 % O2, µ

Instability of RT deposited ITO coatings

Page 14: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 14

Upon exposure to atmosphere at RT: • Hall resistivity drops with 10-15 % in about 1 month: Carrier concentration increases with same amount Mobility remains qausi constant

• Most probably, intergrain residual amorphous traces are spontaneously crystallized.

• Web coating requires RT deposition or cooling: Fix electro-optical properties by post-annealing at min. some 150°C (e.g.

during hot lamination). Or: stack design must take initial instability into account.

Instability of RT deposited ITO coatings

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AIMCAL2012 Myrtle Beach SC – Lippens 15

• Hydrogen can be added to the sputter gas as either H2O flow or H2 flow • Hydrogen usage in the sputter gas: Yields smoother coatings (Keran Zhang et al. and E. Nishimura et al.) Improves electrical properties (Zhang and Lippens) Is known to yield better coating uniformities.

• In polymer web coating: there is an inherent water vapour load in the plasma (even when Meissner trap is used).

Influence of hydrogen in the sputter plasma

Page 16: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 16

5000

10000

15000

20000

25000

30000

35000

40000

45000

29 29,5 30 30,5 31 31,5 32

2 theta [°]

Cou

nts

2 % H2, 0 % O2,as depos.

1.6 % H2, 2 % O2,as depos.

1.3 % H2, 3.5 %O2, as depos.

2 % H2, 0 % O2,annealed

1.6 % H2, 2.0 %O2, annealed

1.3 % H2, 3.5 %O2, annealed

ITO-90/10 coatings deposited at 10 kW/m (rotary magnetron). Annealing: 200°C, 30’ in air. Main (222) In2O3-peak

As-deposited coatings: quasi amorphous for ≥ 1.6 % H2 in flow After annealing: all coatings are fully crystalline (higher d-spacing)

Influence of hydrogen in the plasma

Page 17: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 17

0

250

500

750

1000

1250

1500

0 1 2 3 4

O2 gas flow [in % of total flow]

Res

istiv

ity [µ

ohm

.cm

]

0

4

8

12

16

20

AVI

S, 4

50-7

50 n

m; [

%]

ArH2 as sputter gas Ar as sputter gas

Ar/H2 as sputter gas, AVIS Ar as sputter gas, AVIS

Influence of hydrogen in the plasma

As deposited ITO-90/10 coatings with > 1.6 % H2 in flow have lower conductivity; H shifts resistivity minimum to higher O2 flow and lower values

Page 18: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 18

5000

10000

15000

20000

25000

30000

35000

40000

45000

50000

29 30 31 32

2 theta [°]

Cou

nts

2 % H2, 0 % O2,as depos.

1.6 % H2, 2 %O2, as depos.

1.4 % H2, 3 %O2, as depos.

2 % H2, 0 % O2,annealed

1.6 % H2, 2 %O2, annealed

1.4 % H2, 3 %O2, annealed

ITO-97/3 coatings deposited at 10 kW/m (rotary magnetron). Annealing: 200°C, 30’ in air. Main (222) peak

Influence of hydrogen in the plasma

As-deposited coatings: less pronounced amorphization effect of H After annealing: all coatings are fully crystalline

Page 19: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 19

Influence of hydrogen in the plasma

ITO-coatings deposited at 10 kW/m (rotary magnetron) on glass. RT + annealing: 200°C, 30’ in air.

0

100

200

300

400

500

600

700

800

900

1000

0 1 2 3 4

O2 gas flow [% of total flow]

Res

istiv

ity, H

all [

µohm

.cm

]

ITO-97/3; Ar ITO-97/3, Ar + H2 ITO-90/10, Ar ITO-90/10, Ar + H2

If H is present in the sputter plasma, lowly doped ITO-grades become of greater interest.

Page 20: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

III. Coating cost implication of rotary ITO targets in web coating

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AIMCAL2012 Myrtle Beach SC – Lippens 21

Example: ITO-coated film for projected capacitive touch panels

Optical coating stack, increases refractive index of PET/HC to appr. 1.95, equal to ITO RITO = Retch – ‘invisible’ ITO

High index film: e.g. Nb2O5, SiNx, TiO2, ZrO2, … (selected a.o. to guarantee colour neutrality)

organic HC (n = 1.48)

ITO

PET-substrate (n = 1.65)

Nucleation/barrier layer: SiOx

High index thin film Low index thin film (SiO2)

RITO

Retch

Page 22: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 22

• Consider: single or double drum web coaters • Assume 5 coating bays per drum (either single or twin rotary, single or twin planar) • All coatings in optical stack are reactively sputtered with metallic targets, twin cathodes and MF-AC • ITO is deposited with single cathode and DC (rotary or planar)

Web coater configurations for ‘invisible’ ITO

Page 23: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 23

Web coater configurations for ‘invisible’ ITO

Single drum

with sprayed Si Double drum

with sprayed Si Double drum with cast Si

# magnetrons for SiOx 1 2 (1) 2 (1) Coating thickness SiOx [nm] 12 12 12 DDR SiOx needed [nm.m/min] 19.2 19.2 (38.4) 26.4 (52.8) # magnetrons for high index film 1 1 1 Coating thickness high n [nm] 7 7 7 DDR high n needed [nm.m/min] 11.2 22.4 30.8 # magnetrons for SiO2 3 6 6 Coating thickness SiO2 [nm] 60 60 60 DDR for SiO2 [nm.m/min] 32 32 44 Web speed [m/min] 1.6 3.2 4.4 # single magnetrons for ITO 1 1 1 Coating thickness ITO [nm] 21 21 21 DDR ITO needed [nm.m/min] 33.6 67.2 92.4 Power on ITO needed [kW/m] 3.73 7.47 10.27

Determines coater configuration and web speed

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AIMCAL2012 Myrtle Beach SC – Lippens 24

• SiOx nucleation/barrier layer: DDR is higher than for SiO2 (about 10 %) Can be done with single twin rotary cathode on double drum if thickness is

reduced. Assume two twin rotary cathodes in this calculation.

• High index material: Nb2O5 from stoichiometric rotary ceramic targets (MF-AC, twin cathode): DDR = 100 nm.m/min (ref. T. Preussner et al.) TiO2 from rotary ceramic targets (MF-AC, twin cathode): DDR = 53 nm.m/min (ref. T. Preussner et al.) Hence 1 twin cathode is always enough

• Consider also cast-Si rotary targets for SiO2/SiOx deposition so as to exploit max. possible ITO power load to avoid (grey) nodules (i.e. appr. 10 kW/m).

Web coater configurations for ‘invisible’ ITO

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AIMCAL2012 Myrtle Beach SC – Lippens 25

Parametrization for ITO coating cost comp.

Case 1: planar, single drum;

sprayed Si

Case 2: rotary, single drum;

sprayed Si

Case 3: rotary, double drum;

sprayed Si

Case 4: rotary, double drum; cast Si

ITO Target Utilization, TU [%] 25.5* 85 85 85 Collection efficiency, CE [%] 50 57,5 57,5 57,5 Power on ITO target [kW/m] 4.293 3.733 7.47 10.27 Change time target (2 oper.) [hrs] 1 0.5 0.5 0.5 Wt available per ITO target [kg] 14.38 46.25 46.25 46.25 Total stand-time including maintenance and set up [hrs] 125.19 1644.24 1011.03 838.58 Relative ITO target cost 1 2.5 2.5 2.5 Substrate speed [m/min] 1.60 1.60 3.20 4.40 Product yield [%] 95 98 98 98 Dynamic Deposition Rate (DDR) ITO [nm.m/min] 33.60 33.60 67.23 92.43 * 30 % minus 15 % additional loss due to nodule grinding

Page 26: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

AIMCAL2012 Myrtle Beach SC – Lippens 26

Case 1: planar, single drum;

sprayed Si

Case 2: rotary, single drum;

sprayed Si

Case 3: rotary, double drum;

sprayed Si

Case 4: rotary, double drum; cast Si

Investment cost web coater (5 or 10 magnetrons), [M$] 6.25 6.25 10 10 Effective yielded production [m2/hr] 87.60 92.89 151.06 182.13 Yielded production for 1 ITO target [# rolls] 5.7 79.38 79.38 79.38

Parametrization for ITO coating cost comp.

Other fixed parameters: ITO-target thickness: 9 mm (rotary: length 1600 mm; planar 1500 mm X 125 mm). In-metal price of 500 $/kg used. Substrate roll: length 1500 m, usable width 1300 mm (effect. width 1500 mm) Electricity cost: 0.094 c$/kWh. Labour rate: 30 $/hr. 350 coating days (in 24h/7day system). Depreciation coater over 5 years.

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AIMCAL2012 Myrtle Beach SC – Lippens 27

Coating cost ITO: comparison

2,038 1,922 1,891 1,569

0,398 0,371 0,2470,213

0,7210,424 0,424

0,424

0

1

2

3

4

Case 1:planar,

single drum;sprayed Si

Case 2:rotary,

single drum;sprayed Si

Case 3:rotary,doubledrum;

sprayed Si

Case 4:rotary,double

drum; castSi

Cos

t (c$

/m2) Materials cost

Labour costEnergy costMachine cost

- 13.9 % - 18.8 % - 30.1 %

Page 28: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

Conclusions

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AIMCAL2012 Myrtle Beach SC – Lippens 29

CONCLUSIONS

• ITO coating costs are considerably reduced when using rotary magnetrons with sintered ceramic ITO rotary targets due to nodule free sputtering at high power loads combined with much higher target utilization. • This is also true for polymer web coating. In the specific case of ‘invisible’ ITO for projected capacitive touch panels, coating cost reduces with at least 14% (single drum): using double drum and cast-Si rotary targets, the cost benefit rises even to 30%. • Quite some of the established know how on room temperature, high power rotary ITO sputtering from the glass industry is helpful for polymer film coating applications (RT instability requiring the need for post-annealing and the influence of hydrogen in the sputter plasma).

Page 30: ITO SPUTTER COATED FILMS FOR TOUCH PANEL … · 2018-10-08 · AIMCAL2012 Myrtle Beach SC – Lippens 15 • Hydrogen can be added to the sputter gas as either H 2O flow or H 2 flow

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