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Chapter 1: IntroductionSilberschatz, Galvin and Gagne 2009Operating System Concepts 8th Edition1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th Edition1Chapter 1: IntroductionWhat Operating Systems DoComputer-System OrganizationComputer-System ArchitectureOperating-System StructureOperating-System OperationsProcess ManagementMemory ManagementStorage ManagementProtection and SecurityDistributed SystemsSpecial-Purpose SystemsComputing EnvironmentsOpen-Source Operating Systems

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionObjectivesTo provide a grand tour of the major operating systems components

To provide coverage of basic computer system organization

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionWhat is an Operating System?A program that acts as an intermediary between a user of a computer and the computer hardware

Operating system goals:Execute user programs and make solving user problems easierMake the computer system convenient to useUse the computer hardware in an efficient manner1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionComputer System StructureComputer system can be divided into four components:Hardware provides basic computing resourcesCPU, memory, I/O devicesOperating systemControls and coordinates use of hardware among various applications and usersApplication programs define the ways in which the system resources are used to solve the computing problems of the usersWord processors, compilers, web browsers, database systems, video gamesUsersPeople, machines, other computers1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionFour Components of a Computer System

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionWhat Operating Systems DoDepends on the point of viewUsers want convenience, ease of useDont care about resource utilizationBut shared computer such as mainframe or minicomputer must keep all users happyUsers of dedicate systems such as workstations have dedicated resources but frequently use shared resources from serversHandheld computers are resource poor, optimized for usability and battery lifeSome computers have little or no user interface, such as embedded computers in devices and automobiles1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionOperating System DefinitionOS is a resource allocatorManages all resourcesDecides between conflicting requests for efficient and fair resource use

OS is a control programControls execution of programs to prevent errors and improper use of the computer1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionComputer System OrganizationComputer-system operationOne or more CPUs, device controllers connect through common bus providing access to shared memoryConcurrent execution of CPUs and devices competing for memory cycles

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionThe occurrence of an event is usually signaled by an interrupt from either the hardware or the software.

Hardware may trigger an interrupt at anytime by sending a signal to the CPU, usually by way of the system bus.

Software may trigger an interrupt by executing a special operation called a system call(also called a monitor call)1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionI/O StructureA general purpose computers contains CPUs and multiple device controller connected through common bus.More than one devices may attached to controllerA device controller consists of local buffer and set of special purpose registers responsible for moving data between peripheral devices.Operating systems have a device driver for each device controller To start an I/O operation, the device driver loads the appropriate registers within the device controller.Device controller examine register to determine operation to perform (read/write).The controller starts the transfer of data from the device to its local buffer.The transfer of data is complete the device Controller informs the device driver via an interrupt that it has finished its operation.

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionStorage StructureMain memory only large storage media that the CPU can access directlyRandom accessTypically volatileSecondary storage extension of main memory that provides large nonvolatile storage capacity

Magnetic disks rigid metal or glass platters covered with magnetic recording material Disk surface is logically divided into tracks, which are subdivided into sectorsThe disk controller determines the logical interaction between the device and the computer 1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionStorage HierarchyStorage systems organized in hierarchySpeedCostVolatility

Caching copying information into faster storage system; main memory can be viewed as a cache for secondary storage1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionStorage-Device Hierarchy

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionCachingImportant principle, performed at many levels in a computer (in hardware, operating system, software)

Information in use copied from slower to faster storage temporarily

Faster storage (cache) checked first to determine if information is thereIf it is, information used directly from the cache (fast)If not, data copied to cache and used there

Cache smaller than storage being cachedCache management important design problemCache size and replacement policy

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionComputer-System ArchitectureMost systems use a single general-purpose processor (PDAs through mainframes)Most systems have special-purpose processors as well

Multiprocessors systems growing in use and importanceAlso known as parallel systems, tightly-coupled systemsAdvantages include:Increased throughputEconomy of scaleIncreased reliability graceful degradation or fault toleranceTwo types:Asymmetric MultiprocessingSymmetric Multiprocessing

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionClustered SystemsLike multiprocessor systems, but multiple systems working togetherUsually sharing storage via a storage-area network (SAN)Provides a high-availability service which survives failuresAsymmetric clustering has one machine in hot-standby modeSymmetric clustering has multiple nodes running applications, monitoring each otherSome clusters are for high-performance computing (HPC)Applications must be written to use parallelization1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionClustered Systems

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionOperating System StructureMultiprogramming needed for efficiencySingle user cannot keep CPU and I/O devices busy at all timesMultiprogramming organizes jobs (code and data) so CPU always has one to executeA subset of total jobs in system is kept in memoryOne job selected and run via job schedulingWhen it has to wait (for I/O for example), OS switches to another job

Timesharing (multitasking) is logical extension in which CPU switches jobs so frequently that users can interact with each job while it is running, creating interactive computingResponse time should be < 1 secondEach user has at least one program executing in memory processIf several jobs ready to run at the same time CPU schedulingIf processes dont fit in memory, swapping moves them in and out to runVirtual memory allows execution of processes not completely in memory1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionMemory Layout for Multiprogrammed System

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionProcess ManagementA process is a program in execution. It is a unit of work within the system. Program is a passive entity, process is an active entity.Process needs resources to accomplish its taskCPU, memory, I/O, filesInitialization dataProcess termination requires reclaim of any reusable resourcesSingle-threaded process has one program counter specifying location of next instruction to executeProcess executes instructions sequentially, one at a time, until completionMulti-threaded process has one program counter per threadTypically system has many processes, some user, some operating system running concurrently on one or more CPUsConcurrency by multiplexing the CPUs among the processes / threads

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionProcess Management Activities Creating and deleting both user and system processesSuspending and resuming processesProviding mechanisms for process synchronizationProviding mechanisms for process communicationProviding mechanisms for deadlock handlingThe operating system is responsible for the following activities in connection with process management:1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionMemory ManagementAll data in memory before and after processing

All instructions in memory in order to execute

Memory management determines what is in memory whenOptimizing CPU utilization and computer response to users

Memory management activitiesKeeping track of which parts of memory are currently being used and by whomDeciding which processes (or parts thereof) and data to move into and out of memoryAllocating and deallocating memory space as needed

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionStorage ManagementOS provides uniform, logical view of information storageAbstracts physical properties to logical storage unit - fileEach medium is controlled by device (i.e., disk drive, tape drive)Varying properties include access speed, capacity, data-transfer rate, access method (sequential or random)

File-System managementFiles usually organized into directoriesAccess control on most systems to determine who can access whatOS activities includeCreating and deleting files and directoriesPrimitives to manipulate files and dirsMapping files onto secondary storageBackup files onto stable (non-volatile) storage media1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionMass-Storage ManagementUsually disks used to store data that does not fit in main memory or data that must be kept for a long period of timeProper management is of central importanceEntire speed of computer operation hinges on disk subsystem and its algorithmsOS activitiesFree-space managementStorage allocationDisk schedulingSome storage need not be fastTertiary storage includes optical storage, magnetic tapeStill must be managed by OS or applicationsVaries between WORM (write-once, read-many-times) and RW (read-write)1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionPerformance of Various Levels of StorageMovement between levels of storage hierarchy can be explicit or implicit

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionMigration of Integer A from Disk to RegisterMultitasking environments must be careful to use most recent value, no matter where it is stored in the storage hierarchy

Multiprocessor environment must provide cache coherency in hardware such that all CPUs have the most recent value in their cache

Distributed environment situation even more complexSeveral copies of a datum can existVarious solutions covered in Chapter 17

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionI/O SubsystemOne purpose of OS is to hide peculiarities of hardware devices from the user

I/O subsystem responsible forMemory management of I/O including buffering (storing data temporarily while it is being transferred), caching (storing parts of data in faster storage for performance), spooling (the overlapping of output of one job with input of other jobs)General device-driver interfaceDrivers for specific hardware devices1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionProtection and SecurityProtection any mechanism for controlling access of processes or users to resources defined by the OS

Security defense of the system against internal and external attacksHuge range, including denial-of-service, worms, viruses, identity theft, theft of service

Systems generally first distinguish among users, to determine who can do whatUser identities (user IDs, security IDs) include name and associated number, one per userUser ID then associated with all files, processes of that user to determine access controlGroup identifier (group ID) allows set of users to be defined and controls managed, then also associated with each process, filePrivilege escalation allows user to change to effective ID with more rights1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionDistributed ComputingCollection of separate, possibly heterogeneous, systems networked togetherNetwork is a communications pathLocal Area Network (LAN)Wide Area Network (WAN)Metropolitan Area Network (MAN)Network Operating System provides features between systems across networkCommunication scheme allows systems to exchange messagesIllusion of a single system1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionSpecial-Purpose SystemsReal-time embedded systems most prevalent form of computersVary considerable, special purpose, limited purpose OS, real-time OSMultimedia systemsStreams of data must be delivered according to time restrictionsHandheld systemsPDAs, smart phones, limited CPU, memory, powerReduced feature set OS, limited I/O

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionComputing Environments Traditional computerBlurring over timeOffice environmentPCs connected to a network, terminals attached to mainframe or minicomputers providing batch and timesharingNow portals allowing networked and remote systems access to same resourcesHome networksUsed to be single system, then modemsNow firewalled, networked1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionComputing Environments (Cont.)Client-Server ComputingDumb terminals supplanted by smart PCsMany systems now servers, responding to requests generated by clientsCompute-server provides an interface to client to request services (i.e., database)File-server provides interface for clients to store and retrieve files

1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionPeer-to-Peer ComputingAnother model of distributed system

P2P does not distinguish clients and serversInstead all nodes are considered peersMay each act as client, server or bothNode must join P2P networkRegisters its service with central lookup service on network, orBroadcast request for service and respond to requests for service via discovery protocolExamples include Napster and Gnutella1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionWeb-Based ComputingWeb has become ubiquitous

PCs most prevalent devices

More devices becoming networked to allow web access

New category of devices to manage web traffic among similar servers: load balancers

Use of operating systems like Windows 95, client-side, have evolved into Linux and Windows XP, which can be clients and servers1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionOpen-Source Operating SystemsOperating systems made available in source-code format rather than just binary closed-source

Counter to the copy protection and Digital Rights Management (DRM) movement

Started by Free Software Foundation (FSF), which has copyleft GNU Public License (GPL)

Examples include GNU/Linux and BSD UNIX (including core of Mac OS X), and many more1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th EditionEnd of Chapter 1Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th Edition1.#Silberschatz, Galvin and Gagne 2009Operating System Concepts 8th Edition37