introduction to law
TRANSCRIPT
1
LAW AND ITS APPLICATION
COURT’S DUTY TO DECIDE EVERY CASE
A judgment cannot decline to render judgment by reason of the
silence, obscurity or insufficiency of the laws. In other words, he must
decide the case assigned to him whether or not he knows what law shall
be applied. In case of silence, obscurity or insufficiency of the laws, a
judgment may still be guided by the following:
1. Customs which are not contrary to law, public order or public
policy;
2. Court decisions, foreign or local, in similar cases;
3. Legal opinions of qualified writers and professors;
4. General principles of justice and equity; and
5. Rules of statutory construction.
In criminal cases, however, it is an established rule that there is no
crime when there is no law punishing it. NULLA POENA SINE LEGE. If
there is no law, therefore, which punishes an act complained of, the judge
must dismiss the case.
INTERPRETATIONS OF LAWS
It is the duty of the judge to apply the law without the fear or favor.
In case of doubt in the interpretation or application of the laws, it is
presumed that the lawmaking body intended right and justice to prevail.
There are many rules of statutory construction but in order not to
saddle and confuse the beginner in the study of law, it is enough in the
meantime to know the most basic rules, namely:
1. When the law and its meaning is clear and unmistakable, there is
no need to interpret it any further;
2
2. When construction or interpretation is necessary, the court
should interpret the law according to the meaning the legislature
intended to give it;
3. If there are two possible interpretations of a law, that which will
be achieve the ends desired by Congress should be adopted;
4. Laws of pleading, practice and procedure are liberally construed
in order to promote their object and to assist the parties obtaining
just, speedy and inexpensive determination of every action and
proceeding;
5. In case of doubt in the interpretation and application of laws and
when all other rules of statutory construction fail, it is presumed
that the lawmaking body intended right and justice to prevail.
APPLICATION OF LAWS
In applying the law, the court should discover the real intent and
purpose of the legislature. If that intent and purpose can be discovered
within the law, it is duty of the court to carry out that intention. If the same
cannot be discovered within the law, the court shall be guided by extrinsic
aids.
STATUTORY CONSTRUCTION, ITS CONCEPT, PURPOSE AND
EFFECT
Statutory construction is the act or process of discovering and
expounding the meaning and intention of the authors of the law with
respect to its application to a given case, where that intention is rendered
doubtful, among others, by reason of the fact that the given case is not
explicitly for in the law.
CONSTRUCTION DISTINGUISHED FROM INTERPRETATION
3
Construction and interpretation have the same purpose and that is
to ascertain and give effect to the legislative intent. A distinction, however,
has been drawn between construction and interpretation. One who
interprets makes use of intrinsic aids or those found in the statute itself,
while one who constructs makes use of extrinsic aids or those found
outside the written language of the law. Based on this distinction, the basic
rule therefore is – ONE MUST INTERPRET FIRST BEFORE HE
CONTRUES.
MEANING OF THE RULE: “ONE MUST INTERPRET FIRST BEFORE
HE CONSTRUES”
In trying to ascertain the legislative intent, courts should first be
guided by intrinsic aids, or those found in the law itself. If the legislative
intent could be ascertained by merely making use of intrinsic aids, there is
no need to make use of extrinsic aids, or those found outside of the written
language of the law. This is the consistent ruling of the Supreme Court in
a long line of cases.
INTRINSIC AIDS DISTINGUISHED FROM EXTRINSIC AIDS
Intrinsic aids are any of the following: title, preamble, words,
phrases and sentences context; punctuation; headings and marginal
notes; and legislative definitions and interpretation clauses. All of these
are found in the law itself.
Extrinsic aids may consist of contemporaneous circumstances,
policy, legislative history of the statute, contemporaneous or practical
construction, executive construction, legislative construction, judicial
construction, and construction by the bar and legal commentators.
PURPOSE OF INTERPRETATION AND CONSTRUCTION
4
Interpretation and construction have the same purpose and that is
to ascertain and give effect to the legislative intent.
WHEN IS IT NECESSARY AND NOT NECESSARY TO INTERPRET
AND CONSTRUCT?
WHEN NECESSARY
It is necessary to interpret or construct when any of the following
reasons exists:
1. When the language of the statute is ambiguous, doubtful or
obscure when taken in relation to a set of facts;
2. When reasonable minds disagree as to meaning of the language
used in the statute.
WHEN NOT NECESSSARY
It is not necessary to interpret or construct when the law speaks in
clear and categorical language. The duty of the court, in such a case, is to
APPLY THE LAW, NOT TO INTERPRET IT.
WHO INTERPRETS THE LAW AND WHO DETERMINES LEGISLATIVE
INTENT?
Anyone can interpret the law, Lawyers, policemen, arbiters,
administrative boards and agencies, government as well as private
executives are involved from time to time in the interpretation of laws.
Their interpretation, however, is not necessarily conclusive nor can they
bind the courts. Hence, in many occasions, the decisions of regulatory
boards and administrative agencies have been elevated and appealed to
the Supreme Court in cases where there is abuse of discretion and
5
authority or when there is violation of due process or denial of substantial
justice or erroneous interpretation of the law.
The judiciary has the delicate task of ascertaining the significance
of a constitutional or statutory provision, an executive order, a procedural
or a municipal ordinance. It discharges a role no crucial than the roles
played by the two other departments in maintaining the rule of law. To
assure stability legal relations and avoid confusion, it has to speak with
one voice. Logically and rightly, it does so with finality through the highest
judicial organ, the Supreme Court. What it says is definite and
authoritative binding on those who occupy the lower ranks in the judicial
hierarchy.
WHICH PREVAILS – THE LETTER OF THE LAW OR THE SPIRIT OF
THE LAW?
When the language of the law is clear and unequivocal, the court’s
duty is to apply it, not to interpret it. The Supreme Court in the case of
Chartered Bank Employees Association vs Ople, G.R. No. 44747, August
28, 1985, restated the said rule in more elaborate language. It said: “If the
language of the law is clear and unequivocal, then the read the law to
mean exactly what it says. If not, look for the intention of the legislature”
What if the letter of the law conflicts with its spirit, which prevails?
There are two schools of thought on his matter. In the case of
People vs. Sales, et al., G.R. No. 66469, July 29, 1986, Justice Isagani
Cruz articulated his thought on this matter. He said: “A too literal reading
of the law is apt to constrict rather than fulfill” is usually found not in the
“letter that killeth but in the spirit that vivifieth,” which is not really
evanescent or elusive. Judges must look beyond and be bound by the
language of the law seeking to discover by their own lights the reason and
6
the rhyme for its enactment. That they may properly apply in accordance
to its ends, they need and must use not only learning but also vision.”
The thinking of Justice Isagani Cruz is more in line with Article 10 of
the Civil Code which says:
“In case of doubt in the interpretation or application of the laws, it is
presumed that the lawmaking body intended right and justice to prevail.”
This is also the gist of the decisions of the Supreme Court on the old
cases of Torres vs. Limhays, 56 Phil. 141, De Coster vs. Olondriz and
Esendero, 50 Phil. 725 and in the celebrated case of Dominador Aytona
vs. Andres Castillo, et al.
Former Chief Justice Ramon Aquino on the other hand, finds it
risky to rely on the so-called “spirit of the law.” He said: It is dangerous to
rely on the so-called spirit of the law which we cannot see nor handle and
about which we do not know very much.”
AIDS IN INTERPRETATION AND CONSTRUCTION
USE INTRINSIC AIDS BEFORE RESORTING TO EXTRINSIC AIDS
In determining the intention of the legislature, courts should resort
first to intrinsic aids before resorting to extrinsic aids.
Intrinsic aids are any of the following: title; preamble; the words,
phrases and sentences context; punctuation; headings and marginal
notes; legislative definition and interpretation clauses.
1. TITLE. – That which expresses the subject matter of the law. It
can help in the construction of statutes but it is not controlling and not
entitled to much weight.
7
2. PREAMBLE. – That part of the statute following the title and
preceding the enacting clause which states the reasons or the objectives
of the enactment. It cannot enlarge or confer powers, or cure inherent
defects in the statue.
3. WORDS, PHRASES AND SENTENCES CONTEXT. – The
intention of the legislature must primarily be determined words, phrases
and sentences used therein. The meaning of the law should, however, be
taken from any single part, portion or section or from isolated words and
phrases, clauses or sentences used.
4. PUNCTUATION. – It is an aid of low degree in interpreting the
intelligible meaning of the written word. However, if the punctuation of the
statute gives it a meaning which is reasonable and in apparent accord with
the legislative will, it may be used as an additional argument for adopting
the literal meaning of the words thus punctuated.
5. HEADINGS AND MARGINAL NOTES. – If the meaning of the
statute is clear or if the text of the statute is clear they will prevail as
against the headings especially if the heading have been prepared by
compilers and not by the legislature.
6. LEGISLATIVE DEFINITION AND INTERPRETATION. – If the
legislature has defined the words used in the used in the statute and has
declared the construction to be placed thereon, such definition or
construction should be followed by the courts. The rules are as follows:
a) If a law provides that in case of doubt it should be constructed or
interpreted in a certain manner, the courts should follow such
instruction.
8
b) In case of conflict between the interpretation clauses and the
legislative meaning, as revealed by the statute considered in its
totality, the latter shall prevail.
c) A term is used throughout the statute in the same sense in which
it is first defined.
d) Legislative definition of similar terms in other statutes may be
resorted to EXCEPT where a particular expressly declares that
its definition there in is limited in application to the statutes in
which they appear.
EXTRINSIC AIDS
Extrinsic aids are of the following – contemporaneous
circumstances, policy, legislative history of the statute, contemporaneous
or practical construction, legislative construction, judicial construction by
the bar and legal commentators.
Extrinsic aids can be resorted to only after the intrinsic aids have
been used and exhausted.
1. CONTEMPORANEOUS CIRCUMSTANCES. – These are the
conditions existing at the time the law was enacted:
a) History of the times and conditions existing at the time the law
was enacted;
b) Previous state of the law;
c) The evils sought to be remedied or corrected by the law; and
d) The customs and usages of the people.
The above-mentioned circumstances constitute the reasons why
the law was enacted. Hence, the one interpreting the law should place
9
himself in the position and circumstances of those who used the words in
question and be able to feel the atmosphere, the conditions and the
reasons why the law was enacted.
2. POLICY. – The general policy of the law or the settled policy of
the state may enlighten the interpreter of the law as to the intention of the
legislature in enacting the same. Hence, if a new agrarian law is enacted
and few years from now, there will arise the need to find out why such a
law is enacted, the conditions prevailing sentiment of the people, the
policy of the state and the executive order issued by the Office of the
President preceding the legislative enactment will throw light upon the
intention of the legislative in enacting said law. The same thing is true if
death sentence is imposed for drug pushers and for those currently
involved in the so-called “Satanism” offenses. The conditions of the times
and the very destructive and heinous crimes committed even in broad
daylight, whether in the city or in the provinces, will convince future
interpreters of the law that such a penalty is needed to protect society.
3. LEGISLATIVE HISTORY OF THE STATUTE. – Such history
may be found in reports of legislative committee, in the transcript of
stenographic notes taken during a hearing, legislative investigation, or
legislative debates.
Are personal opinions of some legislators appropriate aids of
construction?
As a general rule, they are not appropriate aids of construction.
However, if there is unanimity among the supporters and depositors to a
bill with respect to the objective sought to be accomplished, the debates
may then be used as evidence of the purpose of the act.
10
4. CONTEMPORANEOUS AND PRACTICAL CONSTRUCTION. –
Those who lived at or near the time when the law was passed were more
acquainted with the conditions and the reasons why that law was enacted.
Their understanding and application of the law, especially if the same has
been continued and acquiesced by the judicial tribunals and the legal
profession, deserve to be considered by the courts.
5. EXECUTIVE CONSTRUCTION. – The construction given by the
executive department deserves great weight should be respected of said
construction has been formed and observed for long period of time. The
rules to remember are as follows:
a) Congress is deemed to have been aware of the
contemporaneous and practical construction made by the
officers with the administration and enforcement of the law.
b) The courts should respect that contemporaneous construction
EXCEPT if it is clearly erroneous.
c) Executive construction has more weight if it is rendered by the
Chief Legal adviser of the government who can issue opinions to
assist various departments of the government charged with the
duty to administrator the law.
d) The opinion, however, of the Chief Legal adviser is subservient
to the ruling of the judiciary which is in charge of applying and
interpreting laws.
6. LEGISLATIVVE CONSTRUCTION. – Legislative construction is
entitled to consideration and great weight but it cannot control as against
the court’s prerogative to decide on what is the right or wrong
interpretation.
11
7. JUDICIAL CONSTRUCTION. – It is presumed that the
legislature was acquainted with and had in mind the judicial construction
of former statutes on the subject. It is also presumed that the statute was
enacted had received. With respect to a statute adopted from another
state, it is presumed that it was adopted with the construction placed upon
it by courts of that state.
Should this construction be followed.
It should be followed only if it is reasonable, in harmony with justice
and public policy and consistent with the local law.
8. CONSTRUCTION BY THE BAR AND LEGAL
COMMENTATORS. – It is presumed that the meaning publicly given a
statute by the members of the legal profession is a true one regarded as
one that should not be lightly changed. The opinion and commentaries of
text writers and legal commentators, whether they are Filipinos or
foreigners, may also be consulted as, in fact they are oftentimes cited or
made as references in court decisions.
SIMPLICATION OF THE RULE REGARDING THE USE
EXTRINSIC AIDS
Extrinsic aids, such as those mentioned above, are entitled to
respect, consideration and weight but the courts are at liberty to decide
whether they are applicable or not to the case brought to it for decision.