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Introduction- Laboratory Quality Management System Kathmandu, Nepal, 2018 Robert Martin, MPH, DrPH President Diagnostic Microbiology Development Program Http://dmdp.org

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Page 1: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

Introduction- Laboratory Quality Management System

Kathmandu, Nepal, 2018

Robert Martin, MPH, DrPH President

Diagnostic Microbiology Development Program Http://dmdp.org

Page 2: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

http://www.who.int/ihr/training/laboratory_quality/en/

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At the end of this activity, participants will be able to:

Explain the importance of a quality management system

List the quality system essential elements

Describe the history of development of quality principles

Discuss relationship of this quality model to ISO and CLSI standards

Page 3: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

Organization Personnel Equipment

Purchasing &

Inventory

Process Control

Information Management

Documents &

Records

Occurrence Management

Assessment

Process Improvement

Customer Service

Facilities &

Safety

The Quality Management System

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Page 4: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Page 5: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

Good or Excellence

Retaining standard

Satisfaction

Acceptable

Accuracy

Reliable

On time

Page 6: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

Degree to which a set of inherent characteristics fulfils requirements

The standard of something as measured against other things of a similar kind

The ability of a product or service to satisfy stated or implied needs of a specific customer

Page 7: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Essential to all aspects of health care are laboratory results that are:

accurate,

reliable, and

timely

Page 8: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

An 83 year old male was admitted to hospital with fever,

weight loss, and cough, and was being investigated for

possible tumor. Sputum was reported to be positive for

tuberculosis, but on later review, found to be false positive

culture due to in-laboratory contamination. Further

investigation found 14 additional patients with false positive

TB culture.

What problems are created by this error?

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Page 9: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

An 83 year old male was admitted to hospital with fever, weight loss, and cough, and was being investigated for possible tumor. Sputum was reported to be positive for tuberculosis, but on later review, found to be false positive culture due to in-laboratory contamination. Further investigation found 14 additional patients with false positive TB culture. Consequences included:

◦ Delay in correct diagnosis ◦ Unnecessary treatment ◦ Treatment complications ◦ Pattern of other contaminations discovered ◦ Problem resolution required 6 months of investigation, contacting of more than 200 patients, many requiring culture and X-Ray re-examination. ◦ Revision of laboratory procedures eradicated the problem.

Laboratory errors cost in time, energy,

personnel, and patient outcomes

Page 10: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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time

personnel effort

patient outcomes

Page 11: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Organization Personnel Equipment

Purchasing

&

Inventory

Process

Control

Information

Management

Documents

&

Records

Occurrence

Management

Assessment

Process

Improvement

Customer

Service

Facilities

&

Safety

Page 12: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Coordinated activities to direct and control an organization with regard to quality (ISO,CLSI).

All aspects of the laboratory operation need to be addressed to assure

quality; this constitutes a quality management system.

Page 13: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Path of Workflow

THE PATIENT Test selection Sample Collection

Sample Transport

Laboratory Analysis Examination Phase

Report Creation Report Transport

Preexamination Phase

Result Interpretation Postexamination Phase

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The entire process of managing a sample must be considered:

the beginning: sample collection

the end: reporting and saving of results

all processes in between.

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laboratory environment

knowledgeable staff

competent staff

reagents and equipment

quality control

communications

process management

occurrence management

record keeping

Page 16: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Twelve Quality System Essentials

set of coordinated

activities that function as

building blocks for

quality management

Organization Personnel Equipment

Purchasing &

Inventory

Process Control

Information Management

Documents &

Records

Occurrence Management

Assessment

Process Improvement

Customer Service

Facilities &

Safety

Page 17: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Responsibilities,

Authorities

Communication

Provision of

resources

Quality Policy

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human resources

job qualifications

job descriptions

orientation

training

competency assessment

professional development

continuing education

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acquisition

installation

validation

maintenance

calibration

troubleshooting

service and repair

records

Page 20: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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vendor qualifications

supplies and reagents

critical services

contract review

inventory management

Page 21: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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quality control

sample management

method validation

method verification

Page 22: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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• confidentiality

• requisitions

• logs and records

• reports

• computerized laboratory

information systems (LIS)

Page 23: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Documents Records

creation collection

revisions and review review

control and distribution storage

retention

Page 24: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

• complaints

• mistakes and problems

• documentation

• root cause analysis

• immediate actions

• corrective actions

• preventive actions

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Page 25: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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External

• EQA

- Proficiency testing

• Accreditations - Inspections

Internal

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opportunities for improvement (OFIs)

stakeholder feedback

problem resolution

risk assessment

preventive actions

corrective actions

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customer group identification

customer needs

customer feedback

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safe working environment

transport management

security

containment

waste management

laboratory safety

ergonomics

Page 29: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Implementing Quality Management

does not guarantee

an ERROR-FREE

Laboratory

But it detects errors that may

occur and prevents them from recurring

Page 30: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Organizatio

n

Personnel Equipment

Purchasing

&

Inventory

Process

Control

Information

Management

Documents

&

Records

Occurrence

Manageme

nt

Assessmen

t

Process

Improvement

Customer

Service

Facilities

&

Safety

Laboratories not

implementing a

quality management

system guarantees

UNDETECTED

ERRORS

Page 31: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Coordinated activities to direct and control an organization with

regard to quality.

ISO 9000:2000

Page 32: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Walter Shewhart 1891-1967

W. Edwards Deming

1900-1993

Joseph Juran 1904-2008 (103 years) Philip Crosby

1926-2001 Robert Galvin

b. 1922

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Innovator Date Cycle

Walter A.Shewhart 1920s Statistical Process Control

W. Edwards Deming

1940s Continual Improvement

Joseph M. Juran 1950s Quality Toolbox

Philip B. Crosby 1970s Quality by Requirement

Robert W. Galvin 1980s Micro Scale Error Reduction

Quality Management is not new.

Page 34: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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ISO International Organization

for Standardization

CLSI Clinical and Laboratory

Standards Institute (formerly known as NCCLS)

Guidance for quality in manufacturing and service

industries

Standards, guidelines, and best practices for quality in medical laboratory testing

Broad applicability; used by many kinds of

organizations

Detailed; applies specifically to medical

laboratories

Uses consensus process in developing standards

Uses consensus process in developing standards

Page 35: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

ISO 9001:2000 Quality Management System Requirements Model for QA in design, development production, installation, and servicing

ISO/IEC 17025:2005 General requirements for the competence of testing and calibration laboratories

ISO 15189:2007 Quality management in the clinical laboratory

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Page 36: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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The foundation of international medical laboratory quality management

Medical laboratories–Particular requirements for quality and competence

Page 37: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials

aligns to ISO 15189 and parallels ISO 9000

applies to all health care systems

GP26-A3 Application of Quality Management System Model for Laboratory Services describes laboratory application of quality system model

relates the path of workflow to the quality system essentials

assists laboratory in improving processes

relates to HS1-A2 and ISO 15189

Page 38: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Quality management is not new.

Quality management grew from the good works of innovators who defined quality over a span of 80 years.

Quality management is as applicable for the medical laboratory as it is for manufacturing and industry.

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A laboratory is a complex system and all aspects must function properly to achieve quality.

Approaches to implementation will vary with local situation.

Start with the easiest, implement in stepwise process.

Ultimately, all quality management system elements must be addressed.

Page 40: Introduction- Laboratory Quality Management System · 2018. 5. 12. · 37 HS1-A2 A Quality Management System Model for Health Care describes quality system model, 12 essentials aligns

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Organization Personnel Equipment

Purchasing &

Inventory

Process Control

Information Management

Documents &

Records

Occurrence Management

Assessment

Process Improvement

Customer Service

Facilities &

Safety

http://www.who.int/ihr/training/laboratory_quality/en