Functional safety of electrical/electronic/programmable electronic safety-related systems –

Part 4:Definitions and abbreviations

Reference numberIEC 61508-4:1998(E)

INTERNATIONALSTANDARD

IEC61508-4

First edition1998-12

This English-language version is derived from the originalbilingual publication by leaving out all French-languagepages. Missing page numbers correspond to the French-language pages.

BASIC SAFETY PUBLICATION

Functional safety of electrical/electronic/programmable electronic safety-related systems –

Part 4:Definitions and abbreviations

For price, see current catalogue

IEC 1998 Copyright - all rights reserved

No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical,including photocopying and microfilm, without permission in writing from the publisher.

International Electrotechnical Commission, 3, rue de Varembé, PO Box 131, CH-1211 Geneva 20, SwitzerlandTelephone: +41 22 919 02 11 Telefax: +41 22 919 03 00 E-mail: inmail@iec.ch Web: www.iec.ch

INTERNATIONALSTANDARD

IEC61508-4

First edition1998-12

UCommission Electrotechnique InternationaleInternational Electrotechnical CommissionМеждународная Электротехническая Комиссия

PRICE CODE

BASIC SAFETY PUBLICATION

61508-4 © IEC:1998 – 3 –

CONTENTS

Page

FOREWORD ................................................................................................................... 5

INTRODUCTION ............................................................................................................. 9

Clause

1 Scope ....................................................................................................................... 13

2 Normative references ................................................................................................ 17

3 Definitions and abbreviations..................................................................................... 19

3.1 Safety terms .................................................................................................... 19

3.2 Equipment and devices .................................................................................... 21

3.3 Systems: general aspects ................................................................................ 25

3.4 Systems: safety-related aspects ....................................................................... 29

3.5 Safety functions and safety integrity ................................................................. 31

3.6 Fault, failure and error...................................................................................... 37

3.7 Lifecycle activities ............................................................................................ 41

3.8 Confirmation of safety measures ...................................................................... 43

Annex A (informative) Bibliography ................................................................................. 49

Index ............................................................................................................................... 51

Figures

1 Overall framework of this standard ............................................................................ 15

2 Programmable electronic system (PES): structure and terminology ............................ 27

3 Electrical/electronic/programmable electronic system (E/E/PES):structure and terminology .......................................................................................... 27

4 Failure model ............................................................................................................ 39

Table

1 Abbreviations used in this standard ........................................................................... 19

61508-4 © IEC:1998 – 5 –

INTERNATIONAL ELECTROTECHNICAL COMMISSION_________

FUNCTIONAL SAFETY OF ELECTRICAL/ELECTRONIC/PROGRAMMABLEELECTRONIC SAFETY-RELATED SYSTEMS –

Part 4: Definitions and abbreviations

FOREWORD

1) The IEC (International Electrotechnical Commission) is a worldwide organization for standardization comprisingall national electrotechnical committees (IEC National Committees). The object of the IEC is to promoteinternational co-operation on all questions concerning standardization in the electrical and electronic fields. Tothis end and in addition to other activities, the IEC publishes International Standards. Their preparation isentrusted to technical committees; any IEC National Committee interested in the subject dealt with mayparticipate in this preparatory work. International, governmental and non-governmental organizations liaisingwith the IEC also participate in this preparation. The IEC collaborates closely with the International Organizationfor Standardization (ISO) in accordance with conditions determined by agreement between the twoorganizations.

2) The formal decisions or agreements of the IEC on technical matters express, as nearly as possible, aninternational consensus of opinion on the relevant subjects since each technical committee has representationfrom all interested National Committees.

3) The documents produced have the form of recommendations for international use and are published in the formof standards, technical reports or guides and they are accepted by the National Committees in that sense.

4) In order to promote international unification, IEC National Committees undertake to apply IEC InternationalStandards transparently to the maximum extent possible in their national and regional standards. Anydivergence between the IEC Standard and the corresponding national or regional standard shall be clearlyindicated in the latter.

5) The IEC provides no marking procedure to indicate its approval and cannot be rendered responsible for anyequipment declared to be in conformity with one of its standards.

6) Attention is drawn to the possibility that some of the elements of this International Standard may be the subjectof patent rights. The IEC shall not be held responsible for identifying any or all such patent rights.

International Standard IEC 61508-4 has been prepared by subcommittee 65A: System aspects,of IEC technical committee 65: Industrial-process measurement and control.

The text of this standard is based on the following documents:

FDIS Report on voting

65A/265/FDIS 65A/275/RVD

Full information on the voting for the approval of this standard can be found in the report onvoting indicated in the above table.

Annex A is for information only.

61508-4 © IEC:1998 – 7 –

IEC 61508 consists of the following parts, under the general title Functional safety of elec-trical/electronic/programmable electronic safety-related systems:

– Part 1: General requirements

– Part 2: Requirements for electrical/electronic/programmable electronic safety-related systems

– Part 3: Software requirements

– Part 4: Definitions and abbreviations

– Part 5: Examples of methods for the determination of safety integrity levels

– Part 6: Guidelines on the application of parts 2 and 3

– Part 7: Overview of techniques and measures

This part 4 shall be read in conjunction with all other parts.

It has the status of a basic safety publication in accordance with IEC Guide 104.

The contents of the corrigendum of April 1999 have been included in this copy.

61508-4 © IEC:1998 – 9 –

INTRODUCTION

Systems comprised of electrical and/or electronic components have been used for many yearsto perform safety functions in most application sectors. Computer-based systems (genericallyreferred to as programmable electronic systems (PESs)) are being used in all applicationsectors to perform non-safety functions and, increasingly, to perform safety functions. Ifcomputer system technology is to be effectively and safely exploited, it is essential that thoseresponsible for making decisions have sufficient guidance on the safety aspects on which tomake those decisions.

This International Standard sets out a generic approach for all safety lifecycle activities forsystems comprised of electrical and/or electronic and/or programmable electronic components(electrical/electronic/ programmable electronic systems (E/E/PESs)) that are used to performsafety functions. This unified approach has been adopted in order that a rational and consistenttechnical policy be developed for all electrically based safety-related systems. A majorobjective is to facilitate the development of application sector standards.

In most situations, safety is achieved by a number of protective systems which rely on manytechnologies (for example mechanical, hydraulic, pneumatic, electrical, electronic,programmable electronic). Any safety strategy must therefore consider not only all theelements within an individual system (for example sensors, controlling devices and actuators)but also all the safety-related systems making up the total combination of safety-relatedsystems. Therefore, while this International Standard is concerned with electrical/elec-tronic/programmable electronic (E/E/PE) safety-related systems, it may also provide aframework within which safety-related systems based on other technologies may beconsidered.

It is recognised that there is a great variety of E/E/PES applications in a variety of applicationsectors and covering a wide range of complexity, hazard and risk potentials. In any particularapplication, the required safety measures will be dependent on many factors specific to theapplication. This International Standard, by being generic, will enable such measures to beformulated in future application sector international standards.

This International Standard

– considers all relevant overall, E/E/PES and software safety lifecycle phases (for example,from initial concept, through design, implementation, operation and maintenance todecommissioning) when E/E/PESs are used to perform safety functions;

– has been conceived with a rapidly developing technology in mind; the framework issufficiently robust and comprehensive to cater for future developments;

– enables application sector international standards, dealing with safety-related E/E/PESs, tobe developed; the development of application sector international standards, within theframework of this International Standard, should lead to a high level of consistency (forexample, of underlying principles, terminology, etc.) both within application sectors andacross application sectors; this will have both safety and economic benefits;

– provides a method for the development of the safety requirements specification necessaryto achieve the required functional safety for E/E/PE safety-related systems;

61508-4 © IEC:1998 – 11 –

– uses safety integrity levels for specifying the target level of safety integrity for the safetyfunctions to be implemented by the E/E/PE safety-related systems;

– adopts a risk-based approach for the determination of the safety integrity levelrequirements;

– sets numerical target failure measures for E/E/PE safety-related systems which are linkedto the safety integrity levels;

– sets a lower limit on the target failure measures, in a dangerous mode of failure, that canbe claimed for a single E/E/PE safety-related system; for E/E/PE safety-related systemsoperating in

– a low demand mode of operation, the lower limit is set at an average probability offailure of 10-5 to perform its design function on demand,

– a high demand or continuous mode of operation, the lower limit is set at a probability ofa dangerous failure of 10–9 per hour;

NOTE – A single E/E/PE safety-related system does not necessarily mean a single-channel architecture.

– adopts a broad range of principles, techniques and measures to achieve functional safetyfor E/E/PE safety-related systems, but does not use the concept of fail safe which may beof value when the failure modes are well defined and the level of complexity is relativelylow; the concept of fail safe was considered inappropriate because of the full range ofcomplexity of E/E/PE safety-related systems that are within the scope of the standard.

61508-4 © IEC:1998 – 13 –

FUNCTIONAL SAFETY OF ELECTRICAL/ELECTRONIC/PROGRAMMABLEELECTRONIC SAFETY-RELATED SYSTEMS –

Part 4: Definitions and abbreviations

1 Scope

1.1 This part of IEC 61508 contains the definitions and explanation of terms that are used inparts 1 to 7 of this standard.

1.2 The definitions are grouped under general headings so that related terms can beunderstood within the context of each other. But it should be noted that these headings are notintended to add meaning to the definitions, and in this sense the headings should bedisregarded.

1.3 Parts 1, 2, 3 and 4 of this standard are basic safety publications, although this status doesnot apply in the context of low complexity E/E/PE safety-related systems (see 3.4.4 of part 4).As basic safety publications, they are intended for use by technical committees in thepreparation of standards in accordance with the principles contained in IEC Guide 104 andISO/IEC Guide 51. Parts 1, 2, 3, and 4 are also intended for use as stand-alone publications.

One of the responsibilities of a technical committee is, wherever applicable, to make use ofbasic safety publications in the preparation of its publications. In this context, the requirements,test methods or test conditions of this basic safety publication will not apply unless specificallyreferred to or included in the publications prepared by those technical committees.

1.4 Figure 1 shows the overall framework for parts 1 to 7 of IEC 61508 and indicates the rolethat IEC 61508-4 plays in the achievement of functional safety for E/E/PE safety-relatedsystems.

NOTE – In the USA and Canada, until the proposed process sector implementation of IEC 61508 (i.e. IEC 61511) ispublished as an international standard in the USA and Canada, existing national process safety standards based onIEC 61508 (i.e. ANSI/ISA S84.01-1996) can be applied to the process sector instead of IEC 61508.

61508-4 © IEC:1998 – 15 –

Guidelines for theapplication ofIEC 61508-2 andIEC 61508-3

Overview oftechniques

and measures

PART 7

PART 6

Risk based approachesto the development of

the safety integrityrequirements

PART 5

7.6

Realisationphase for

E/E/PE safety-related systems

Realisationphase for

safety-relatedsoftware

PART 3PART 2

Allocation of the safetyrequirements to the E/E/PE

safety-related systems

Development of the overall safetyrequirements (concept, scope

definition, hazard and risk analysis)(E/E/PE safety-related systems, other

technology safety-related systems andexternal risk reduction facilities)

7.1 to 7.5

PART 1

PART 1

Installation and commissioningand safety validation of E/E/PE

safety-related systems

7.13 and 7.14

PART 1

Operation and maintenance,modification and retrofit,

decommissioning or disposal ofE/E/PE safety-related systems

PART 1

7.15 to 7.17

Management offunctional safety

PART 1

Documentation

PART 1

Definitions andabbreviations

PART 4

Functional safetyassessment

PART 1

Clause 6

Clause 8

Clause 5 andannex A

Otherrequirements

Technicalrequirements

IEC 1 656/98

Figure 1 — Overall framework of this standard

61508-4 © IEC:1998 – 17 –

2 Normative references

The following normative documents contain provisions which, through reference in this text,constitute provisions of this part of IEC 61508. For dated references, subsequent amendmentsto, or revisions of, any of these publications do not apply. However, parties to agreementsbased on this part of IEC 61508 are encouraged to investigate the possibility of applying themost recent editions of the normative documents indicated below. For undated references, thelatest edition of the normative document referred to applies. Members of IEC and ISO maintainregisters of currently valid International Standards.

IEC 60050(191):1990, International Electrotechnical Vocabulary (IEV) – Chapter 191:Dependability and quality of service

IEC 60050(351):1975, International Electrotechnical Vocabulary (IEV) – Chapter 351:Automatic control

IEC 61508-1:1998, Functional safety of electrical/electronical/programmable electronic safety-related systems – Part 1: General requirements

IEC 61508-2:—, Functional safety of electrical/electronical/programmable electronic safety-related systems – Part 2: Requirements for electrical/electronical/programmable electronicsafety-related systems1)

IEC 61508-3:1998, Functional safety of electrical/electronical/programmable electronic safety-related systems – Part 3: Software requirements

IEC 61508-5:1998, Functional safety of electrical/electronical/programmable electronic safety-related systems – Part 5: Examples of methods for the determination of safety integrity levels

IEC 61508-6:—, Functional safety of electrical/electronical/programmable electronic safety-related systems – Part 6: Guidelines on the application of IEC 61508-2 and IEC 61508-31)

IEC 61508-7:—, Functional safety of electrical/electronical/programmable electronic safety-related systems – Part 7: Overview of techniques and measures1)

IEC Guide 104:1997, The preparation of safety publications and the use of basic safetypublications and group safety publications

ISO/IEC 2382-14:1998, Data processing – Vocabulary – Part 14: Reliability, maintainabilityand availability

ISO/IEC Guide 51:1990, Safety aspects – Guidelines for their inclusion in standards

ISO 8402:1994, Quality management and quality assurance – Vocabulary

________1) To be published.