internal revenue servi~s g - american diabetes...
TRANSCRIPT
Fan„ 990 ~ Return of Organization Exempt From Income TaxI Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
► Do not enter social security numbers on this form as it may be made public.Department of the Treasury ~ Go to www.irs. ov/Form990for instructions and the latest information.Internal Revenue Servi~s g
OMB No. 1545-0047
20
A For the 2018 calendar vear. or tax vear beainnina .and endingB Check if applicable: C Name of organization American Diabetes Association Research Foundation, 111C. D Employer identlficatlon number
Address change Doing business asNumber and street (or P.O, box if mail is not delivered to street address) Room/suite 54-1734511
Name change 2451 C St81 DI'IVe 900 E Telephone numberInitial return City or town State ZIP code 703-549-1500Flnai
Arlin ton VA 22202retumfterminated Foreign country name Foreign province/state/county Foreign postal code
Amended return G Gross receipts $ 16 442 965
Application pending F Name and address of principal officer: H(a) is this a group return for subordinates9 ~X Yes ~ No
Trace D. Brown 2451 C stal Drive SUIt2 900, Arlin tOt1, ~/A 22202 N(b) Are all subordinates Included? ~X Yes ~ No
Tax-exempt status: ❑X 501(c)(3) ❑ 501(c) ( ) t (insert no.) ~ 4947(aj(1) or ~ 527 If "No," attach a list, (see instructions)
J Website: ► www.diabetes.or /news-research H c Grou exem lion number ► 3326K Form of organization: ❑X Corporation ~ Trust ~ Association ~ Other ► L Year of formation: ~ 994 M State of legal domicile: VA
Summa1 Briefly describe the organization's mission or most significant activities: The American Diabetes Association Research ---------------------------------------------------------
Foundation, Inc. (the Foundations secures major gifts_and grants to fund diabetes-related ------------------ --------------- -----------------------------------------------------------------research._(Please see complete_mission statement in_Schedule Off _- - - - - ------------------------------------------------------------------
0 2 Check this box ► ~ if the organization discontinued its operations or disposed of more than 25% of its net assets.c~ 3 Number of voting members of the governing body (Part VI, line 1 a) . 3 16~ 4 Number of independent voting members of the governing body (Part VI, line 1 b) . 4 16°' 5 Total number of individuals employed in calendar year 2018 (Part V, line 2a) . 5 0~ 6 Total number of volunteers (estimate if necessary) . 6 304
7a Total unrelated business revenue from Part Vlll, column (C), line 12 . 7a 0b Net unrelated business taxable income from Form 990-T, line 38 . 7b 0
Prior Year Current Year35,119,963 16 438 956~, 8 Contributions and grants (Part VIII, line 1 h) .
0 09 Program service revenue (Part Vlll, line 2g) .~'c~a', 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) . 3,514 4 009
0 0~ 11 Other revenue (Part Vlli, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) .35,123,477 16,442,96512 Total revenue—add lines 8 throw h 11 must e ual Part VIII, column A , line 12 .
13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) . 37,122,333 26,875,7220 014 Benefits paid to or for members (Part IX, column (A), line 4) .0 015 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) .
= 16a Professional fundraising fees (Part IX, column (A), line 11e) . 0 0
X b Total fundraising expenses (Part IX, column (D), line 25) ► 432,418"~
____________17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) . 663,946 691,869
37,786,279 27,567,59118 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) .-2 662,802 -11,124,62619 Revenue less ex enses. Subtract line 18 from line 12 .
`o ~ Beginning of Current Year End of Year64,650 728 50,772,721v 20 Total assets (Part X, line 16) .
as 21 Total liabilities (Part X, line 26) . 26,897,799 23,510 54837,752,929 27,262 173Z~ 22 Net assets or fund balances. Subtract line 21 from line 20
Si nature BlockUnder penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledgeand belief, it is true, correct, and corn lete. Declaration of pre arer of r than officer is based on all information of which pre arer has any knowledge._,n F r ,; aSignHere
Signature of o~cer Date
' Charlotte M Carter Chief Financial OfficerType or print name and title
Printlfype preparer's name Preparers signatur , ,. Date PTIN
Paid Kay Thies ~ `-~ s-1s-2o1s check ❑ ~f p01404047Preparer
self-employed
Use Only Firm's name ► KPMG LLP Firm's EIN ► 13-5565207Firm's address ► 1676 International Drive, McLean, VA 22102 Phone no. 703-286-8000
May the IRS discuss this return with the preparer shown above? (see instructions) . ~X Yes ❑ No
For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2o1e)NTA
Form 990 (2018) American Dig nc. 54-1734511 P
Statement of Program Service AccomplishmentsCheck if Schedule O contains a response or note to any line in this Part III . QX
1 Briefly describe the organization's mission:
The Foundation was founded to dive focus to the American Diabetes Association's research---------------------------------- - ----------------------------------------------------program and to ensure the availability of funds_to support research___________________________
------------------------------------------------------------------------------------------------
2 Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? . ~ Yes ~X No
If "Yes," describe these new services on Schedule O.
3 Did the organization cease conducting, or make significant changes in how it conducts, any program
services? . ~ Yes ❑X No
If "Yes," describe these changes on Schedule O.
4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by
expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others,
the total expenses, and revenue, if any, for each program service reported.
4a (Code: _______________ ) (Expenses $ _____ 26,875,722_ including grants of $ _____ 26,875,722_ ) (Revenue $ _________________ 0 )
Research ---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
4b (Code: ) (Expenses $ __________________ including grants of $ ) (Revenue $ )
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
4c (Code: _______________ ) (Expenses $ __________________ including grants of $ __________________ ) (Revenue $ )
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------=------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
4d Other program services. (Describe in Schedule O.)
(Expenses $ 0 including grants of $ 0 ) (Revenue $ 0 )
4e Total program service expenses ► 26 875 722Fom, 990 (2o~s>
Forth 990 (2018) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e S
Checklist of Re wired SchedulesYes No
1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes,"
complete Schedule A . 1 X2 X2 Is the organization required to complete Schedule 8, Schedule of Contributors (see instructions)? .
3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to
candidates for public office? If "Yes,"complete Schedule C, Part 1. 3 X
4 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h)
election in effect during the tax year? If "Yes,"complete Schedule C, Part 11. 4 X
5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues,
assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes,"complete Schedule C, Part 111 5 X
6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors
have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If
"Yes," complete Schedule D, Part 1 . 6 X
7 Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes,"complete Schedule D, Part 11. 7 X
8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part 111. 8 X
9 Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a
custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt
negotiation services? If "Yes,"complete Schedule D, Part IV . 9 X
10 Did the organization, directly or through a related organization, hold assets in temporarily restricted
endowments, permanent endowments, orquasi-endowments? If "Yes,"complete Schedule D, Part V . 10 X
11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI,
VII, VIII, IX, or X as applicable.
a Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes,"complete
Schedule D, Part VI. . 11 a X
b Did the organization report an amount for investments—other securities in Part X, line 12 that is 5°/a or more
of its total assets reported in Part X, line 16? If "Yes,"complete Schedule D, Part VII. . 11b X
11c Xc Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more
of its total assets reported in Part X, line 16? If "Yes,"complete Schedule D, Part VIII. .
d Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets
reported in Part X, line 16? If "Yes,"complete Schedule D, Part IX.. 11d X11e Xe Did the organization report an amount for other liabilities in Part X, line 25? If "Yes,"complete Schedule D, Part X..
f Did the organization's separate or consolidated financial statements for the tax year include a footnote that addresses
the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes,"complete Schedule D, Part X. . 11f X
12a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes, "complete
Schedule D, Parts XI and XII.. 12a X
b Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes,"
and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and X11 is optional . 12b X13 X13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes,"complete Schedule E.14a X14a Did the organization maintain an office, employees, or agents outside of the United States? .
b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking,
fundraising, business, investment, and program service activities outside the United States, or aggregate
foreign investments valued at $100,000 or more? If "Yes,"complete Schedule F, Parts I and IV. 14b X
15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or
for any foreign organization? If "Yes,"complete Schedule F, Parts 11 and IV. 15 X
16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other
assistance to or for foreign individuals? If "Yes,"complete Schedule F, Parts 111 and IV. 16 X
17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services
on Part IX, column (A), lines 6 and 11e? If "Yes,"complete Schedule G, Part I (see instructions). 17 X
18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on
Part Vlll, lines 1c and 8a? If "Yes,"complete Schedule G, Part 11. 18 X
19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?
If "Yes,"complete Schedule G, Part lll. 19 X
20a Did the organization operate one or more hospital facilities? If "Yes, "complete Schedule H .
b If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? .20a X20b N/A
21 Did the organization report more than $5,000 of grants or other assistance to any domestic organization or
domestic government on Part IX, column (A), line 1? If "Yes,"com lete Schedule 1, Parts I and 11. 21 X
Fom, 990 ~zota>
Form sso ~2ota) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 4
Checklist of Re wired Schedules continuedYes No
22 Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on
Part IX, column (A), line 2? If "Yes,"complete Schedule 1, Parts 1 and 111. 22 X
23 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the
organization's current and former officers, directors, trustees, key employees, and highest compensated
employees? If "Yes,"complete Schedule J. 23 X
24a Did the organization have atax-exempt bond issue with an outstanding principal amount of more than
$100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes, "answer lines
b
24b through 24d and complete Schedule K. If "No,"go to line 25a .
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? .
24a X
24b N/A
24c N/Ac
d
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? .
Did the organization act as an "on behalf of issuer for bonds outstanding at any time during the year? . 24d N/A
25a Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit
transaction with a disqualified person during the year? If "Yes,"complete Schedule L, Part 1. 25a X
b Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a
prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or
990-EZ? If "Yes,"complete Schedule L, Part 1. 25b X
26 Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any
current or former officers, directors, trustees, key employees, highest compensated employees, or
disqualified persons? If "Yes,"complete Schedule L, Part II. 26 X
27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee,
substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled
entity or family member of any of these persons? If "Yes,"complete Schedule L, Part Ill. 27 X
',28 Was the organization a party to a business transaction with one of the following parties (see Schedule L,
Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
b
A current or former officer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part IV .
A family member of a current or former officer, director, trustee, or key employee?If "Yes,"complete
28a X
Schedule L, Part IV . 28b X
28c Xc An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof
was an officer, director, trustee, or direct or indirect owner? If "Yes,"complete Schedule L, Part IV .29 X29 Did the organization receive more than $25,000 in non-cash contributions? If "Yes,"complete Schedule M.
30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified
conservation contributions? If "Yes,"complete Schedule M. 30 X
31 X31 Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes,"complete Schedule N, Part 1
32 Did the organization sell, exchange, dispose of, or transfer more than 25°/o of its net assets?
If „Yes,"complete Schedule N, Part Il. 32 X
33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations
sections 301.7701-2 and 301.7701-3? If "Yes,"complete Schedule R, Part I. 33 X
34 Was the organization related to any tax-exempt or taxable entity? If "Yes,"complete Schedule R, Part Il,
lll, or IV, and Part V, line 1. 34 X
35a X35a Did the organization have a controlled entity within the meaning of section 512(b)(13)? .
35b N/Ab If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled
entity within the meaning of section 512(b)(13)? If "Yes,"complete Schedule R, Part V, line 2
36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related
organization? If "Yes,"complete Schedule R, Part V, line 2. 36 X
37 X37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization
and that is treated as a partnership for federal income tax purposes? If "Yes,"complete Schedule R, Part VI .
38 Did the organization complete Schedule O and provide explanations in Schedule O for Part Vl, lines 11b and
19? Note. All Form 990 filers are re wired to com lete Schedule O.. 38 X
Statements Regarding Other IRS Filings and Tax ComplianceCheck if Schedule O contains a response or note to any line in this Part V . ❑
Yes No
',1a Enter the number reported in Box 3 of Form 1096. Enter-0- if not applicable . 1a 0
b Enter the number of Forms W-2G included in line 1 a. Enter -0- if not applicable . 1 b 0
c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable
pamina (gamblina) winnings to prize winners? . . _,__,___._ 1c N/A
Famt 99~ (2018)
Form 990 (2018) American Diabetes Association Research Foundation II1C. 54-1 /:i4b11 Pa e a
Statements Re ardin Other IRS Filin sand Tax Com liance continuedYes No
',2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax
Statements, filed for the calendar year ending with or within the year covered by this return . 2a 0
b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? . 2q N/A
Note. If the sum of lines 1 a and 2a is greater than 250, you may be required to e-file. (see instructions)
3a Did the organization have unrelated business gross income of $1,000 or more during the year? ,
b If "Yes," has it filed a Form 990-T for this year? If "No" to line 3b, provide an explanation in Schedule O .3a X
3b N/A
4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over,
a financial account in a foreign country (such as a bank account, securities account, or other financial account)? 4a X
b If "Yes," enter the name of the foreign country: ► _ -------------------------------------------------------------------See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . 5a X5b Xb Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? .
c If "Yes" to line 5a or 5b, did the organization file Form 8886-T? .6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the
5c N/A
organization solicit any contributions that were not tax deductible as charitable contributions? . 6a X
gb N/Ab If "Yes," did the organization include with every solicitation an express statement that such contributions or
gifts were not tax deductible? .7 Organizations that may receive deductible contributions under section 170(c).a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods
and services provided to the payor? .b If "Yes," did the organization notify the donor of the value of the goods or services provided? .
7a X7b N/A
7c Xc Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was
required to file Form 8282? .d If "Yes," indicate the number of Forms 8282 filed during the year . 7d N/Ae Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? .f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? .g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? .h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? .
7e X7f X7 N/A7h N/A
g N/A8 Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the
sponsoring organization have excess business holdings at any time during the year? .
9a N/A9 Sponsoring organizations maintaining donor advised funds.a Did the sponsoring organization make any taxable distributions under section 4966? .b Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? . 9b N/A
10 Section 501(c)(7) organizations. Enter:a Initiation fees and capital contributions included on Part VIII, line 12 . 10a N/A
b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities . 10b N/A11 Section 501(c)(12) organizations. Enter:
a Gross income from members or shareholders . 11a N/A
b Gross income from other sources (Do not net amounts due or paid to other sourcesagainst amounts due or received from them.) , 11b N/A
12a Section 4947(a)(1) nnn-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? .b If "Yes," enter the amount of tax-exempt interest received or accrued during the year . 12b N/A
12a N/A
13 Section 501(c)(29) qualified nonprofit health insurance issuers.a Is the organization licensed to issue qualified health plans in more than one state? .
Note. See the instructions for additional information the organization must report on Schedule O.13a N/A
b Enter the amount of reserves the organization is required to maintain by the states in whichthe organization is licensed to issue qualified health plans . 13b N/A i
c Enter the amount of reserves on hand . 13c N/A14a Did the organization receive any payments for indoor tanning services during the tax year? .
b If "Yes," has it filed a Form 720 to report these payments? If "No,"provide an explanation in Schedule O .14a X14b N A
15 Is the organization subject to the section 4960 tax on payments) of more than $1,000,000 in remuneration orexcess parachute payments) during the year . 15 X
If "Yes," see instructions and file Form 4720, Schedule N.16 X16 Is the organization an educational institution subject to the section 4968 excise tax on net investment income? .
If "Yes." complete Form 4720, Schedule O.Form 99~ (2018)
Forrn 990 (2018) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 6
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and fora "No"response to line 8a, Sb, or 10b below, describe the circumstances, processes, or changes in Schedule 0. See instructions.Check if Schedule O contains a response or note to any line in this Part VI . QX
Section A. Governin Bod and Mana ementYes No
1a Enter the number of voting members of the governing body at the end of the tax year . 1a 16
if there are material differences in voting rights among members of the governing body, or ',
if the governing body delegated broad authority to an executive committee or similar
committee, explain in Schedule O.
b Enter the number of voting members included in line 1 a, above, who are independent . 1 b 16 ',
2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with
any other officer, director, trustee, or key employee? . 2 X
3 Did the organization delegate control over management duties customarily performed by or under the direct
supervision of officers, directors, or trustees, or key employees to a management company or other person? . 3 X4 X4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .5 X5 Did the organization become aware during the year of a significant diversion of the organization's assets? .6 X6 Did the organization have members or stockholders? .
7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint
one or more members of the governing body? . 7a X
b Are any governance decisions of the organization reserved to (or subject to approval by) members,
stockholders, or persons other than the governing body? . 7b X
8 Did the organization contemporaneously document the meetings held or written actions undertaken during
the year by the following:ab
The governing body? .Each committee with authority to act on behalf of the governing body? .
8a X8b X
9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached
at the organization's mailing address? If "Yes, "provide the names and addresses in Schedule O . 9 X
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)Yes No
10a X10a Did the organization have local chapters, branches, or affiliates? .
10b N/Ab If "Yes," did the organization have written policies and procedures governing the activities of such chapters,
affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ,11a X11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? .
b Describe in Schedule O the process, if any, used by the organization to review this Form 990.
12a Did the organization have a written conflict of interest policy? If "No,"go to line 13 . 12a X12b Xb Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts?
12c Xc Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,"
describe in Schedule O how this was done .13 X13 Did the organization have a written whistleblower policy? .14 X14 Did the organization have a written document retention and destruction policy? .
15 Did the process for determining compensation of the following persons include a review and approval by
independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a The organization's CEO, Executive Director, or top management official.
b Other officers or key employees of the organization .
15a X15b X
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement
with a taxable entity during the year? , 16a X
b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its
participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard
the organization's exempt status with respect to such arrangements? . 16b N/A
Section C. Disclosure17 List the states with which a copy of this Form 990 is required to be filed ►See Attached Statement---------------------------------------------------------18 Section 6104 requires an organization to make its Forms 1023 (1024 or 1024-A if applicable), 990, and 990-T (Section 501 (c)
3 s only) available for public inspection. Indicate how you made these available. Check all that apply.Own website Q Another's website 0 Upon request ❑Other (explain in Schedule O)
19 Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and
financial statements available to the public during the tax year.
20 State the name, address, and telephone number of the person who possesses the organization's books and records: ►
-----------Charlotte M_ Carter, CFO--------------------------------------------------------X703)_549.1500-----------------2451 Crustal Drive. Suite 900, Arlington, VA 22202
Form 990 (zo~s>
Forrn sso ~2o~e~ American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 7
Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated
Employees, and IndependenE ContractorsCheck if Schedule O contains a response or note to any line in this Part VII . ❑x
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the
organization's tax year.
• List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.
• List all of the organization's current key employees, if any. See instructions for definition of "key employee."
• List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.
• List all of the organization's former officers, key employees, and highest compensated employees who received more than
$100,000 of reportable compensation from the organization and any rebated organizations.
• List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
~c~
Position(A) (B) (do not check more than one (D) (E) (F)
Name and Title Average box, unless person is both an Reportable Reportable Estimated
hours per officer and a directorltrustee compensation compensation amount of
week (list any o g ~ p ~ m x ~ from from related otherhours for a ~: ~, ~ ~ ~ 3 3 the organizations compensation
related ~ o: ~ ~ ~ ~ ~~° m organization (W-2/1099-MISC) from the
organizations o w ~ v ~ n (W-2/1099-MISC) organizationbelow dotted
l -~ v ~ 3 and related
line) M(0
2NNN
~ ~Np~
NQ
organizations
_ _~1~__ Orville G _Kolterman, MD _____________________ ___________0.10
Chair of the Board X X 0 0 0
__~22__ Karen Talmad~e,_PhD ________________________ ___________0.10
Vice Chair of the Board X X 0 0 0
__~3~__ Pearson C. Cummin, III,_MBA_________________ ___________0.10
Secreta -Treasurer X X 0 0 0
--~4~--Linda Cummin --------------------------------
-----------0.10
Board of Directors Ambassador X 0 0 0
--~5~--John W. Griffin, Jr.,-~D------------------------ -----------0.10
Board of Directors X 0 0 0
--~6~-- Umesh Verma --------------------------------
-----------0.10
Board of Directors X 0 0 0
_ _~71__ Desmond Schatz, MD_________________________ ___________0.10
Board of Directors X 0 0 0
--~8~--James W_ Quinn,-~~--------------------------
-----------0.00
Board of Directors X 0 0 0
--~92-- Donald J _Wainer-----------------------------
-----------0.10
Board of Directors X 0 0 0
_(10~__John E_Anderson, MD________________________ ___________0.10
Board of Directors X 0 0 0
_(11~__ Geralyn R_Spollet, MSN, ANP_CS, CDE______ ___________0.00
Board of Directors X 0 0 0
_(12~__ George J_ Huntley, CPA ______________________ ___________0.10
Board of Directors X 0 0 0
_(13~-- James A._Horbowicz-------------------------- -----------0.10
Board of Directors X 0 0 0
(14~ Edward T. Hawthorne ________________- -- ----------------------------------
___________0.10
Board of Directors X 0 0 0
Form 990 ~zo~s~
Forrn sso (2o~a) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 8
Sac4inn D_ []fficars_ 1~irar.+nrc_ TructPps_ Kav FmnlnvPPs. and Highest Compensated Emnlovees (continued)- (C)
Position(q) (B) (do not check more than one (D) (E) (F)
Name and title Average box, unless person is bosh an Reportable Reportable Estimatedhours per o~cer and a directorttrustee compensation compensation amount of
o = = p ~ ~ x -nweek (list any from from related otherhours for Q 9: ~ ~ ~ ~ ~ ~ the organizations compensationrelated ~ o: ~ ~ ~D ~ N ~ organization (1Iw211099-MISC) from the
organizations o w ~ v ~ n (W-211099-MISCj organizationbelow dotted
l ~ °' ~ ~ and related
Iine) N c ~ m organizations
~ ~m vmQ
_(15~_ AI Powers ------------------------------------- ----------- 0.10
Board of Directors X 0 0 0
_(1 6~_ Alan Altschuler________________________________ ___________ 0.10
Board of Directors X 0 0 0
_(17~_ Allen Spiegel, MD ----------------------------- -----------0.10
Board of Directors X 0 0 0
_(18~_ Tracey D BrownSeffective June 1, 2018)______ ___________0.00
Chief Executive Officer 37.50 X 0 794,734 149,147
_(19~_ Charlotte M_Carter---------------------------- -----------0.10
Chief Financial Officer 37.40 X 0 271,022 24,502
_ 201_ William Cefalu--------------------------------- -----------0.10
President 37.40 X 0 441,164 49,594
_(21~_ Martha Parry Clark term ended Mai 31, 2018) ___________0.10
Interim Chief Executive Officer 37.40 X 0 159,979 366
_(221-------------------------------------------------- ----------------
_(23~-------------------------------------------------- ----------------
_(24~-------------------------------------------------- ----------------
_(25~-------------------------------------------------- ----------------
1b Sub-total . ► 0 1,666,899 223,6090 0 0c Total from continuation sheets to Part VII, Section A . ►0 1,666,899 223,609d Total add lines 1b and 1c . ►
2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 ofreportable compensation from the organization ► 0
Yes No3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated
employee on line 1a? If "Yes,"complete Schedule J forsuch individual. 3 X
4 For any individual listed on line 1 a, is the sum of reportable compensation and other compensation fromthe organization and related organizations greater than $150,000? If "Yes,"complete Schedule J forsuchindividual. 4 X
5 Did any person listed on line 1 a receive or accrue compensation from any unrelated organization or individualfor services rendered to the organization? If "Yes,"complete Schedule J forsuch person . 5 X
Section B. Independent Contractors1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of
compensation from the organization. Report compensation for the calendar year ending with or within the organization's taxvc~r
Name and business address ~ Description of services Compensation
N/A ~0000
2 Total number of independent contractors (including but not limited to those listed above) who receivedmore than $100 000 of com ensation from the or anization ► 0
',
Form 99~ (2018)
Form sso (tots) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 9
Statement of RevenueCheck if Schedule O contains a response or note to any line in this Part VIII. . ❑
lA) ~B) ~~) ~~)Total revenue Related or Unrelated Revenue
exempt business excluded fromfunction revenue tax under sectionsrevenue 512-514
1a Federated campaigns . 1a 106,291
A b Membership dues . 1b d
~ a c Fundraising events . 1c D
~c~ - d Related organizations . 1d 12,910,264
E e Government grants (contributions) . 1e 4
r ~ f All other contributions, gifts, grants, and9 o similar amounts not included above . 1f 3,422,401
g Noncash contributions included in lines 1a-1f: $ 0 ',h Total. Add lines 1a-1f
______________.► 16,438,956
~ Business Code ',d Za 0 0 0 0
0 0 0 0~ bO O O OU
'z~d •----------------------------------------------- 0 0 0 0
E e'-----------------------------------------------
0 0 0 00 0 0 0o f All other program service revenue .0a Total. Add lines 2a-2f . ►
3 Investment income (including dividends, interest, andother similar amounts) . . ► 4,009 0 0 4,009
0 0 0 04 Income from investment of tax-exempt bond proceeds . ►0 0 0 05 Royalties . ►
(i) Real (ii) Personal6a Gross rents .b Less: rental expenses .c Rental income or (loss) . 0 0d Net rental income or (loss) . ► 0 0 0 0
7a Gross amount from sales of (q securities (ii) ocherassets other than inventory . 0 0 ',
b Less: cost or other basisand sales expenses . 0 0
c Gain or (loss) . 0 0d Net gain or (loss) . ► 0 0 0 0
~ 8a Gross income from fundraising ',events (not including $ 0
~_________________
of contributions reported on line 1c).~ See Part IV, line 18 . a 0r b Less: direct expenses . b 0~ c Net income or (loss) from fundraising events . ► 0 0 0
9a Gross income from gaming activities.See Part IV, line 19. a 0
b Less: direct expenses . b 0c Net income or (loss) from gaming activities . . ► 0 0 0 0
10a Gross sales of inventory, lessreturns and allowances . a 0
b Less: cost of goods sold . b 0c Net income or loss from sales of invento ► 0 0 0 0
Miscellaneous Revenue Business Code0 0 0 011a0 0 0 0b
-----------------------------------------------•
0 0 0 0~0 0 0 0d All other revenue .0e Total. Add lines 11 a-11 d . . ►
16 442 965 0 0 4 00912 Total revenue. See instructions. . . ►Form 99~ (2018)
Form sso ~2o~e) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 10
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).
Check if Schedule O contains a response or note to any line in this Part IX . ❑
Do not include amounts re orted on lines 6b, 7b,8b 9b and 10b of Part Vlllp
~A~Total expenses
(BlProgram service
expenses
(c~Management andgeneral expenses
~o)Fundraisingexpenses
1 Grants and other assistance to domestic organizations
domestic governments. See Part IV, line 21 .
2 Grants and other assistance to domestic
individuals. See Part IV, line 22 .
3 Grants and other assistance to foreign
organizations, foreign governments, and foreign
individuals. See Part IV, lines 15 and 16 .
4 Benefits paid to or for members .
5 Compensation of current officers, directors,
trustees, and key employees .
6 Compensation not included above, to disqualified
persons (as defined under section 4958(fl(1)) and
persons described in section 4958(c)(3)(B) .
7 Other salaries and wages .
8 Pension plan accruals and contributions (include
section 401(k) and 403(b) employer contributions) .
9 Other employee benefits .
10 Payroll taxes .11 Fees for services (non-employees):
a Management .
b Legal.c Accounting .d Lobbying .e Professional fundraising services. See Part IV, line 17 .
f Investment management fees ,
g Other. (If line 11g amount exceeds 10% of line 25, column(A) amount, list line 11g expenses on Schedule O.)
12 Advertising and promotion .
13 Office expenses .
14 Information technology .
15 Royalties .16 Occupancy .17 Travel.18 Payments of travel or entertainment expenses
for any federal, state, or local public officials .
19 Conferences, conventions, and meetings .
20 Interest .21 Payments to affiliates .
22 Depreciation, depletion, and amortization .
23 Insurance .24 Other expenses. Itemize expenses not covered
above (List miscellaneous expenses in line 24e. If
line 24e amount exceeds 10°/a of line 25, column
(A) amount, list line 24e expenses on Schedule O.)a
-----------------------------------------------------------b -----------------------------------------------------------c -----------------------------------------------------------d -----------------------------------------------------------e All other expenses ____________________________________
25 Total functional ex enses. Add lines 1 throw h 24e .
26,844 722 26,844,722',
31,000 31,000
0 0
',
0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
691 869 0 259,451 432,418
0 0 0 0
0 0 0 0
0 0 0 0
o 00 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 ~
',
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
0 0 0 0
27,567,591 26,875,722 259,451 432,418
26 Joint costs. Complete this line only if the
organization reported in column (B) joint costs
from a combined educational campaign and
fundraising solicitation. Check here ► ~ iffollowin SOP 98-2 ASC 958-720 .
Farrn `J`JU (2018)
Form 990 (2018) American Diabetes Association Rese 54-1
Check if Schedule O contains a response or note to any line in this Part X . U
~A) ~B)Beginning of year End of year
1 Cash—non-interest-bearing . 858 474 1 119,717
0 2 02 Savings and temporary cash investments .63,706,628 3 50 573,5593 Pledges and grants receivable, net .
0 4 04 Accounts receivable, net .
5 Loans and other receivables from current and former officers, directors,
trustees, key employees, and highest compensated employees.
Complete Part II of Schedule L . 0 5 0
',6 Loans and other receivables from other disqualified persons (as defined under section
4958(fl(1)), persons described in section 4958(c)(3)(B), and contributing employers and I
sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary
~
~
a
organizations (see instructions). Complete Part II of Schedule L..
7 Notes and loans receivable, net .
8 Inventories for sale or use .
0 6 0
0 7 4
0 8 0
0 9 09 Prepaid expenses and deferred charges .
10a Land, buildings, and equipment: cost or
other basis. Complete Part VI of Schedule D 10a 0
b Less: accumulated depreciation . 10b 0 0 10c 0
0 11 011 Investments—publicly traded securities .85,626 12 79,44512 Investments—other securities. See Part IV, line 11 .
0 13 013 Investments—program-related. See Part IV, line 11 .0 14 014 Intangible assets .0 15 015 Other assets. See Part IV, line 11 .
64,650,728 16 50,772,72116 Total assets. Add lines 1 throw h 15 must e ual line 34
17 Accounts payable and accrued expenses . 0 17 0
26,897,799 18 23 510,54818 Grants payable .0 19 019 Deferred revenue .0 20 020 Tax-exempt bond liabilities .0 21 021 Escrow or custodial account liability. Complete Part IV of Schedule D .
',~
~'=
22 Loans and other payables to current and former officers, directors,
trustees, key employees, highest compensated employees, and
J
disqualified persons. Complete Part II of Schedule L .
23 Secured mortgages and notes payable to unrelated third parties .
0 22 0
0 23 0
0 24 024 Unsecured notes and loans payable to unrelated third parties .
25 Other liabilities (including federal income tax, payables to related third
parties, and other liabilities not included on lines 17-24). Complete Part X
of Schedule D . 0 25 0
26,897,799 26 23,510,54826 Total liabilities. Add lines 17 throw h 25 .
Organizations that follow SFAS 117 (ASC 958), check here ► ~ and
~m~~i
complete lines 27 through 29, and lines 33 and 34.27 Unrestricted net assets .28 Temporarily restricted net assets .29 Permanently restricted net assets .
Organizations that do not follow SFAS 117 (ASC958), check here ► ~ and
5,732,502 27 031,934,801 28 27,182,728
85,626 29 79,445
od
a 31..~z
complete lines 30 through 34.30 Capital stock or trust principal, or current funds .
Paid-in or capital surplus, or land, building, or equipment fund .32 Retained earnings, endowment, accumulated income, or other funds .33 Total net assets or fund balances .
0 30',
00 31 00 32 0
37,752,929 33 27,262 17364 650 728 34 50 772 72134 Total liabilities and net assets/fund balances .
Form 990 (2o~s)
Form sso (2oia) American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 12
Reconciliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI . QX
1 Total revenue (must equal Part VIII, column (A), line 12) . 1 16,442,965
2 27,567,5912 Total expenses (must equal Part IX, column (A), line 25) .3 -11,124,6263 Revenue less expenses. Subtract line 2 from line 1 .4 37,752,9294 Net assets or fund ba►ances at beginning of year (must equal Part X, line 33, column (A)) .5 -6,1815 Net unrealized gains (losses) on investments .6 06 Donated services and use of facilities .7 07 Investment expenses .8 08 Prior period adjustments .9 640,0519 Other changes in net assets or fund balances (explain in Schedule O) .
10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,column B 10 27,262,173
Financial Statements and ReportingCheck if Schedule O contains a response or note to any line in this Part XII . ❑
1 Accounting method used to prepare the Form 990: ~ Cash ❑X Accrual ~ Other
Yes No
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a Were the organization's financial statements compiled or reviewed by an independent accountant? . 2a X
',If "Yes," check a box below to indicate whether the financial statements for the year were compiled or
reviewed on a separate basis, consolidated basis, or both:
Separate basis ~ Consolidated basis ~ Both consolidated and separate basis
b Were the organization's financial statements audited by an independent accountant? . 2b X
If "Yes," check a box below to indicate whether the financial statements for the year were audited on a
separate basis, consolidated basis, or both: ',
Separate basis ~ Consolidated basis ❑X Both consolidated and separate basis ',
c If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of
the audit, review, or compilation of its financial statements and selection of an independent accountant? . Zc X
If the organization changed either its oversight process or selection process during the tax year, explain in
Schedule O.
3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in
the Single Audit Act and OMB Circular A-133? . 3a X
3b N/Ab If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the
required audit or audits, explain why in Schedule O and describe an ste s taken to under o such audits .
Fom, 990 ~2ota~
SCHEDULE A
(Form 990 or 990-EZ) Public Charity Status and Public SupportComplete if the organization Is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
► Attach to Form 990 or Form 990-EZ.Department of the Treasury IInternal Revenue Service ► Go to fori information.
OMB No. 1545-0047
20
Name of the organization Employer identification number
American Diabetes Association Research Foundation Inc. 54-1734511Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The or anization is not a private foundation because it is: (For lines 1 through 12, check only one box.)1 ~ A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).2 ~ A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)3 ~ A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).
4 ~ A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii), Enter thehospital's name, city, and state: ------------------------------------------------------------------------------------------------------
5 ~ An organization operated for the benefit of a college or university owned or operated by a governmental unit described insection 170(b)(1)(A)(iv). (Complete Part II.)
6 ~ A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).7 QX An organization that normally receives a substantial part of its support from a governmental unit or from the general public
described in section 170(b)(1~(A)(vi). (Complete Part II.)8 ~ A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)9 ~ An agricultural research organization described in section 170(b)(1)(A)(ix) operated in conjunction with aland-grant college
or university or a non-land-grant college of agriculture (see instructions). Enter the name, city, and state of the college oruniversity: ------------------------------------------------------------------------------------------------------------------------------
10 ~ An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and grossreceipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 33 1/3°/o of itssupport from gross investment income and unrelated business taxable income (less section 511 tax) from businessesacquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
11 ~ An organization organized and operated exclusively to test for public safety. See section 509(a)(4).
12 ~ An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposesof one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3).Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.
a ~ Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by givingthe supported organizations) the power to regularly appoint or elect a majority of the directors or trustees of the supportingorganization. You must complete Part IV, Sections A and B.
b ~ Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by havingcontrol or management of the supporting organization vested in the same persons that control or manage the supportedorganization(s). You must complete Part IV, Sections A and C.
c ~ Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with,its supported organizations) (see instructions). You must complete Part IV, Sections A, D, and E.
d ~ Type III non-functionally integrated. A supporting organization operated in connection with its supported organizations)that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentivenessrequirement (see instructions). You must complete Part IV, Sections A and D, and Part V.
e ~ Check this box if the organization received a written determination from the IRS that it is a Type I, Type 11, Type IIIfunctionally integrated, or Type III non-functionally integrated supporting organization.
f Enter the number of supported organizations . ~~Provide the followin information about the su orted or anization s .
(i) Name of supported organization (il) EIN (Ili) Type of organization(described on lines 1-10above (see instructions))
(Iv) Is the organizationlisted in your governing
document?
(v) Amount of monetarysupport (seeinstructions)
(vi) Amount ofother support (see
instructions)
Yes No(A)
~B)
(C)
(D)
(E)
Total 0 0For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. schedule a (Form sso or 9so-Ez) 2o1aHTA
Schedule A (Form 990 or 990-EZ) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 2
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under
Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Snrtinn D Pnhlir Cne~nnrl~-------- - -- -Calendaryear (or fiscal year beginning in) ► a 2014 b 2015 c 2016 d 2017 e 2018 Total
1 Gifts, grants, contributions, andmembership fees received. (Do notinclude any "unusual grants.") . 33,315,225 38,374,895 36,891 026 35,119,963 16,438,956 160,140 065
2 Tax revenues levied for theorganization's benefit and either paidto or expended on its behalf . 0 0 0 0 0 0
3 The value of services or facilitiesfurnished by a governmental unit to theorganization without charge . 0 0 0 0 0 0
33,315,225 38,374,895 36,891,026 35,119,963 16,438,956 160,140 0654 Total. Add lines 1 through 3 .5 The portion of total contributions by
each person (other than agovernmental unit or publiclysupported organization) included online 1 that exceeds 2% of the amountshown on line 11, column (fl . 4
160,140,0656 Public su ort. Subtract line 5 from line 4Section B. Total Su ortCalendar year (or fiscal year beginning in) ►7 Amounts from line 4 .8 Gross income from interest, dividends,
payments received on securities loans,rents, royalties, and income fromsimilar sources .
9 Net income from unrelated businessactivities, whether or not the business isregularly carried on .
10 Other income. Do not include gain orloss from the sale of capital assets(Explain in Part VI.) .
11 Total support. Add lines 7 through 10 .
a 2014 b 2015 c 2016 d) 2017 e 2018 Total
33,315,225 38,374,895 36,891,026 35,119,963 16,438 956 160,140,065
3,819 3,881 3,659 3,514 4,009 18,882
0 0 0 0 0 0
0 0 0 0 0 0160 158,947
12 Gross receipts from related activities, etc. (see instructions) . 1213 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)
here ►organization, check this box and stop . .
Section C. Com utation of Public Su ort Percenta e14 Public support percentage for 2018 (line 6, column (~ divided by line 11, column (~) . 14 99.99°/o15 Public support percentage from 2017 Schedule A, Part II, line 14 . 15 99.99%
16a 33 113% support test-2018. If the organization did not check the box on line 13, and line 14 is 33 113% or more, check this box► ❑Xand stop here. The organization qualifies as a publicly supported organization . .
b 33 1/3%support test-2017. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization .
17a 10%-facts-and-circumstances test-2018. If the organization did not check a box on line 13, 16a, or 16b, and line 14
10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in
Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported► ❑organization.. .
b 10%-facts-and-circumstances test-2017. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly► ❑supported organization . .
18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions . t ❑
Schedule A (Form 990 or 990-EZ) 2018
Schedule A (Form 990 or 990-EZ) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 3
Support Schedule for Organizations Described in Section 509(a)(2)(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II.
If the organization fails to qualify under the tests listed below, please complete Part II.)e,,,.~:,,., n o~~His,. c~~.,.,.,.f
Calendar year (or fiscal year beginning in) ► a 2014 b 2015 c 2016 d 2017 e 2018 Total
1 Gifts, grants, contributions, and membership feesreceived. (Do not include any "unusual grants.") ~
2 Gross receipts from admissions, merchandisesold or services pertormed, or facilitiesfurnished in any activity that is related to theorganization's tax-exempt purpose . ~
3 Gross receipts from activities that are not anunrelated trade or business under section 513. ~
4 Tax revenues levied for theorganization's benefit and either paid toor expended on its behalf . ~
5 The value of services or facilitiesfurnished by a governmental unit to theorganization without charge . ~
0 0 0 0 0 06 Total. Add lines 1 through 5.7a Amounts included on lines 1, 2, and 3
received from disqualified persons . ~b Amounts included on lines 2 and 3
received from other than disqualifiedpersons that exceed the greater of $5,000or 1 % of the amount on line 13 for the year . ~
0 0 0 0 0 0c Add lines 7a and 7b .8 Pubiic support (Subtract line 7c from
line 6.) . ~Section B. Total Su ortCalendar year (or fiscal year beginning in)
9 Amounts from line 6 .108 Gross income from interest, dividends,
payments received on securities loans, rents,royalties, and income from similar sources .
b Unrelated business taxable income (lesssection 511 taxes) from businessesacquired after June 30; 1975
c Add lines 10a and 10b .11 Net income from unrelated business
activities not included in line 10b, whetheror not the business is regularly carried on .
12 Oiher income. Do not include gain orloss from the sale of capital assets(Explain in Part VI.) .
13 Total support. (Add lines 9, 10c, 11,and 12.) .
a 2014 b 2015 c 2016 d 2017 e 2018 Total0 0 0 0 0 0
0
00 0 0 0 0 0
0
0
0 0 0 0 0 014 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)
organization, check this box and stop here . . ► ❑
Section C. Corn utation of Public Su ort Percenta e N/A
15 Public support percentage for 2018 (line S, column (~, divided by line 13, column (~) . 15 0.00%
16 Public su ort ercenta e from 2017 Schedule A, Part III, line 15 . 16 0.00%
Section D. Corn utation of Investment Income Percenta e N/A
17 Investment income percentage for 2018 (line 10c, column (fl, divided by line 13, column (~) . 17 0.00%
18 Investment income percentage from 2017 Schedule A, Part III, line 17 . 18 0.00%
19a 33 113°/a support tests-2018. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is
not more than 33 1/3°/a, check this box and stop here. The organization qualifies as a publicly supported organization . ►b 33 113% support tests-2017. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and
line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization . ► ❑
20 Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions . .► ❑
Schedule A (Form 990 or 990-EZ) 2018
SCHEDULED Supplemental Financial Statements OMB No. 1545-0047
(Form 990) ~O► Complete if the organization answered "Yes" on Form 990, QPart IV, line 6, 7, 8, 9, 10, 11a, 11 b, 11 c, 11 d, 11e, 11f, 12a, or 12b.
Department of the Treasury ►Attach to Form 990. •(nlemal Revenue Service ► Go to www.irs.gov/Form990 for instructions and the latest information.Name of the organization Employer Identification number
American Diabetes Association Research Foundation, Inc. 54-1734511Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. N/ACom lete if the or anization answered "Yes" on Form 990, Part IV, line 6.
(al Donor advised funds (b) Funds and other accounts
Total number at end of year .Aggregate value of contributions to (during year) . .Aggregate value of grants from (during year) , .Aggregate value at end of year .Did the organization inform all donors and donor advisors in writing that the assets held in donor advisedfunds are the organization's property, subject to the organization's exclusive legal control? . ❑ Yes ~ No
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used
only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose
conferring impermissible private benefit? . ~ Yes ~ No
Conservation Easements. N/AComplete if the organization answered "Yes" on Form 990, Part IV, line 7.
1 Purposes) of conservation easements held by the organization (check all that apply).
Preservation of land for public use (e.g., recreation or education) ~ Preservation of a historically important land area
Protection of natural habitat ❑ Preservation of a certified historic structure
Preservation of open space2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation
easement on the last day of the tax year. Heed at the end or the rax near
a Total number of conservation easements . 2a
b Total acreage restricted by conservation easements . 2b
c Number of conservation easements on a certified historic structure included in (a) . 2c
d Number of conservation easements included in (c) acquired after 7/25/06, and not on ahistoric structure listed in the National Register . 2d
3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year ►4 Number of states where property subject to conservation easement is located ►5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of
violations, and enforcement of the conservation easements it holds? . ❑ Yes ~ No
6 Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year► $
8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i)and section 170(h)(4)(B)(ii)? . ❑ Yes ~ No
9 In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that describes the
organization's accounting for conservation easements.
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. N/AComplete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet
works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of
public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b if the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet
works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of
public service, provide the following amounts relating to these items:
(i) Revenue included on Form 990, Part Vlll, line 1 . ► $ ________________________(ii) Assets included in Form 990, Part X . ► $ ________________________
2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide thefollowing amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a Revenue included on Form 990, Part VIII, line 1 . ► $ ________________________b Assets included in Form 990 Part X . ► $
For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2018HTA
Schedule D (Form 990) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 2
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3 Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its
collection items (check all that apply):
a ~ Public exhibition d ~ Loan or exchange programs
b ~ Scholarly research e ~ Other ---------------------------------------------------------
c ~ Preservation for future generations
4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part
XIII.
5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization's collection? . ~ Yes ~ No
Escrow and Custodial Arrangements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form N/A990 Part X line 21.
1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? . ~ Yes ~ No
b If "Yes," explain the arrangement in Part XIII and complete the following table:Amount
1c 0
1d1e1f 0
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ~ Yes ~ No
If "Yes," explain the arrangement in Part XI11. Check here if the explanation has been provided on Part XIII . ❑
cdef
2a
b
Beginning balance .
Additions during the year .
Distributions during the year .
Ending balance .
• . Endowment Funds.
Com lete if the or anization answered "Yes" on Form 990 Part IV, line 10
1a Beginning of year balance .
b Contributions .c Net investment earnings, gains,
and losses .d Grants or scholarships .
e Other expenditures for facilities
and programs .
f Administrative expenses .
g End of year balance .
N/A
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
0 0 0 0 0
0 0 0 0 0
2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a Board designated orquasi-endowment ► ______________°/a_b Permanent endowment ~ --------------------c Temporarily restricted endowment ► ______________%
The percentages on lines 2a, 2b, and 2c should equal 100%.3a Are there endowment funds not in the possession of the organization that are held and administered for the
organization by: Yes No(i) unrelated organizations . 3a(i)(ii) related organizations . 3a ii
b If "Yes" on line 3a(ii), are the related organizations listed as required on Schedule R? . 3b4 Describe in Part XIII the intended uses of the or anization's endowment funds.
Land, Buildings, and Equipment. N/A/~........~I..F.. iF FG. i. n -s.e4i~r~ ono~~ic rc rl ~~Vee~~ nn Gnrm QQ~I ParF I\/ lines 11 a .S~PP Fll YY11 AGn Part X. line 10.
Description of property (a) Cost or other basis(investment)
(b) Cost or other basis(other)
(c) Accumulateddepreciation
(d) Book value
1a Land .b Buildings .c Leasehold improvements .d Equipment .e Other .
0 0 00 0 0 00 0 0 00 0 0 00 0 0 0
Total. Add lines 1 a through 1 e. (Column (d) must equal Form 990 Part X column B line 10c. ► 0Schedule D (Form 990) 2018
Schedule D (Form 990) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 3
Investments—Other Securities.Com lete if the or anization answered "Yes" on Form 990 Part IV line 11 b. See Form 990 Part X line 12.
(a) Description of security or category (b) Book value (c) Method of valuation:(including name of security) Cost or end-of-year market value
(1) Financial derivatives 0
(2) Closely-held equity interests . 0
(3) Other ---------------------------------------------
--- ~A~ - N/A
--------------------------------------------B
--- ~E~ --------------------------------------------------
----~F~ --------------------------------------------------
---SG~ --------------------------------------------------
Total. (Column (b) must equal Form 990, Part X, col. B) line 12.) ► 0
Investments—Program Related.C:mm~lata if tha nrnani~atinn answered "Yes" on Form 990. Part IV. line 11c. See Form 990. Part X, line 13.
(a) Description of investment (p) Book value (c) Method of valuation:Cost or end-of-year market value
1 N/A23456789
Totdl. (Column (b) must equal Form 990, Part X, coL (B) line 13.) ► 0
Other Assets.r mm~lotc if the nrnani~a4inn ans~niarari "Yac" nn Fnrm 99(1 Part IV line 11 d. See Form 990. Part X. line 15.
(a) Description (b) Book value
1 N/A23456789
Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) . ► 0Other Liabilities.Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X,line 25.
2. Liability far uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports theorganization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ❑X
Schedule D (Form 990) 2018
Schedule D (Form 990) 2018 American Diabetes Association Research Foundation Inc. 54-1734511 Pa e 4
Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.
Com lete if the or anization answered "Yes" on Form 990 Part IV line 12a.
1 Total revenue, gains, and other support per audited financial statements . 1 17,310,816
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments . 2a -6,181
b Donated services and use of facilities . 2b 874,032
c Recoveries of prior year grants . 2c 0
d Other (Describe in Part XIII.) . 2d 0
e3
Add lines 2a through 2d .Subtract line 2e from line 1 .
2e 867,8513 16,442,965
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 0
b Other (Describe in Part XIII.) . 4b 0
c Add lines 4a and 4b . 4c 0
5 16,442,9655 Total revenue. Add lines3 and 4c. (This must equal Form 990, Part 1, line 12.) .
Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.
Com lete if the or anization answered "Yes" on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements . 1 27,801,572
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities . 2a 874,032
b Prior year adjustments . 2b 0
cd
Other losses .Other (Describe in Part XIII.) .
2c2d
0-640,051
e3
Add lines 2a through 2d .Subtract line 2e from line 1 .
2e 233,981
3 27,567,591
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 0
b Other (Describe in Part XIII.) . 4b 0
c5
Add lines 4a and 4b .
Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part 1, line 18.) ,
4c 05 27,567,591
< r Supplemental Information.
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1 a and 4; Part IV, lines 1 b and 2b; Part V, line 4; Part X, line
2; Part XI, lines 2d and 4b; and Part XIi, lines 2d and 4b. Also complete this part to provide any additional information.
Part X_Line 2 The followingwas disclosed related to uncertain tax position in the_audited ________________________________________________
financial statements. The American Diabetes Association Research Foundation, Inc. (the --------------------------------------------------------------------------------------------------------------------------------------------
Foundation~ is generally exempt from_income taxes under section 501 ~cZ(3) of the Internal ______________________________________________ ------------ --- - - - - - - - -
Revenue Code the Coded and charitable contributions to the Foundation_qualify for_________________________________________________________
charitable tax deductions as described in the Code. The Foundation is subject to taxation ---------------------------------------------------------------------------- ----------------------------------------------------------
on_any net unrelated business income and has been classified as an organization that is- ------------------------------------------------------------
not aprivate foundation under Section 509(a) of the Code. The Foundation recognizes the- ---- ---- - ---- - ---- -- -- ----- --- -- -- --- ---- ---- ---------------------------------------------------
effect of income taxpositions one if thosepositions more likely than not would not be--------------------- - - - - -------------------------------------------------------
sustained upon examination by the Internal_Revenue Service._The Foundation has analyzed________________________________________________
the taxpositions taken and has concluded that as of December 31, 2018, there are no -------- -----------------------------------------------------------------------------------------------------------------------------
uncertain tax positions taken_or expected to be taken that would require recognition of a_____________________________________________________---------------
liability_ (or asset) or disclosure in the financial statements_- -----------------------------------------------------------------------------------
Part XII Line 2 Prior Year Research Grants Award Refunds/Forfeitures $640 051Schedule D (Form 990) 2018
SCHEDULEI
(Form 990)
Dep
artment of
the Treasury
i(Kernai Revenue Se
rvlc
a
Gran
ts and Other Ass
ista
nce to
Org
aniz
atio
ns,
Governments, and Individuals in the Uni
ted St
ates
Complete Hthe organiution answered "Yes" to Form 990, Part IV
, line 21 or 22.
❑Q Attach to Form 990.
Ame
rica
n Diabetes Ass
ocia
tion
Research Fou
ndat
ion.
Inc.
OMB No.'15450047
2018
54-1734511
1 Does the
org
aniz
atio
n ma
inta
in records to su
bsta
ntia
te the
amount of t
he grants or
ass
ista
nce,
the gr
ante
es' e
ligi
bili
ty for the
grants or
ass
ista
nce,
and
the selection cr
iter
ia used to awa
rd the
grants or
ass
ista
nce?
.......
..... .
....
...........
....
....
.......
....
...........
......
....
.........
....
Yes
Ox No Q
2
Desc
ribe
in Part IV th
e or
ani
zati
on's
ro
cedu
res for monitorin
the us
e of
rant fu
nds in
the United States.
GreMs and Other Ass
ista
nce to Governments and Organizations in th
e Unked Sta
tes.
Com
plet
e if
the org
aniz
atio
n answered "Yes" to
Form 990
,
rart rv, un
e ci
, ror an reel i
enc c
nac re
ceiv
es mor
e cn
an aauu~. raR a can
1 (a) Name and add
ress
of organlzaHon
or g
over
nmen
t
oe ou
ucac
ea it
aao
iuon
ai(b) EIN
s ace is
(c) IRC sec
tion
K ap
plic
able
neeaea.
(dJ fvn
ount
of ca
sh(e) Amount of no
n-
c ash assistance
(f) Method of valuatlon
(book FMV, ap
praisal,
othe
r
(g) Des
crip
tion
of
non-osh assistance
(hj Pu
rpos
e of gra
ntor as
sist
ance
(1) University of Utah
67-6000525
501 c 3
230,000
0Innovative Basic Sci
ence
201 South Pre
side
nts C'
vcle
, Rm 406, Sa
lt Lake C" , UT 64112
(2) Uni
vers
ity of Miami School of Medicine
59-0624458
501 c 3
200,000
0Innovative Cli
nica
l or Translational Sci
ence
P.O. Box 025405, Mia
mi. FL 33102
(3) Uni
vers
ity of Texas Southwestern Medical Center at Dallas _________
75-6002866
170 c 1
200,000
0~nnovalive Cli
nica
l or Translational Sci
ence
P.O. Box 84153, Da
llas
, TX 75284
4 Re ants of the Univers'
of California at
San Die o
95-6006144
501 c (3
200,000
0Innovative Clinical or Translational Science
9500 Gilman Dri
ve #0954, La Jolla, CA 92093
~S) University of Colorado Denver
64-6000555
501 c (3
200,000
0Innovative Clinical or Translational Sci
ence
1201 Larimer Street, Denver, CO 80204
(6) Regenu of the Uni
vers
' _of Minnesoa
_~
41-6007513
501 c 3
200,000
0Innovative Cli
nica
l or Translational Sci
ence
450 McNamara Alumni Cen
ter.
Minnea oi
ls, MN 55455
S7) The Genersi Hos
erta
l Corporation ribs Massachusetts Geneml Hospital
042697983
501 c) 3
200,000
0In
nova
tive
Cli
n(ca
l or Translational Sci
ence
55 Fruit Str
eet.
Boston, MA 02114
~8) Ind
iana
Uni
vers
ity
~
~
~~__~—~_--
35-6018940
501 c 3
200,000
0In
nova
tive
Cli
nica
l or Tronslationai Sci
ence
P.O. Box 500, Blo
omin
ton
, IN 47402
S9~ Univers"tt~of Utah
67-6000525
501 c (3
200,000
0Innovative Clinical or Translational Sci
ence
201 Sou
th PresitlenPs Cir
cle,
Rm 406, Sa
lt Lake C' , UT 84112
S~0! Medical College of Wisconsin
3&0806261
501 (c) 3)
200,000
0Innovative Clinical or Translational Sci
ence
8701 Watertown Plank Rd, Mil
wauk
ee, WI 53226
~f11) Washington University ~
_
43-065361
501 c 3
200,000
0In
nova
tive
Cli
nica
l or Translational Science
700 ROSEDAIE AVENUE, Saint Louis, MO 63112-1408
12 Tem le Uni
vers
" of the Commonwealth S em of Higher Etluwtion
231365971
501(
c) 3)
199,999
0Innovative Clinical or Translational Sci
ence
3333 N. Broad Street, Philadel
his, PA 19140
2 En
ter total number of se
ctio
n 50
1(c)
(3) a
nd gov
ernm
ent or
gani
zati
ons li
sted
in th
e line 1 table .....
....
....
.......
..........
...........
...........................
......
...........
❑Q ______________ 195
3 En
tert
otai
numb
erof
othe
rorg
aniz
a6on
slis
tedi
nthe
line
1ta
bie ...............................
....................
......
...........
....
..............
..........
....
....
...... Q
1
For Paperwork Retluction Act Not
ice,
see the Instructions for Form 990.
Cat No. SOOSSP
Schedule 1(Form 990) (2016)
American Dia
bete
s Association Research Foundation, Inc.
541734511
Schedulel(Form 990)(2018)
Pa e 2
Gra
nts and Other Assistance to
Domestic Ind
ivid
uals
. Co
mple
te if
the org
aniz
atio
n an
swer
ed "Ye
s" on Form 990, Pa
rt IV,
lin
e 22.
Part
III can be du
plic
ated
if a
ddit
iona
lspace is ne
eded
.(a) Type of grant or
assistance
(b) Number of
recipients
(c) Amount of
cash
grant
(d) Amount of
nonc
ash assistance
(e) Method of valuation (b
ook,
FMV, ap
prai
sal,
other)
(~ Des
crip
tion
of no
ncas
h assistance
Junior Fa
cult
y St
ipen
d Award
11
10,0
000
N/A
Min
orit
y Undergraduate Internship
27
21,000
0
N/A
3 4 5 6 7
Supplemental Inf
orma
tion
. Pr
ovid
e th
e information required in Pa
rt I,
lin
e 2; Par
t III, col
umn (b); and
any oth
er add
itio
nal in
form
atio
n.
Part I_Line 2 The American Diabetes Association Research Foundation clo
sely
mon
itor
s the use of
gra
nt fun
ds._
Each
_gra
ntee
is required ___
____
____
____
____
____
____
____
_
to sub
mit an Ann
ual Pr
ogre
ss Report, which_includes a sci
enti
fic_
and a financialportion, 30 days aft
er the end of ea
ch_p
revi
ousl
y ________________________________________
----
----
----
----
----
----
--
committed fundingyear_ Each yea
r of
fund
ing af
ter th
e fi
rst i
s co
ntin
gent
upon approval of th
e An
nual
_Pro
~res
s Re
port
and the
- -
- - -
- -
- -
----------------------------------------------
availablility of funds.
If the
complete re
port
is not re
ceiv
ed wit
hin 90 days after the
due date, the
award wil
l be ter
mina
ted.
After
----------- --------------------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
--
the co
mple
tion
of th
e final year of th
e grant, a Cum
ulat
ive Fi
nal Report, which in
clud
es a scientific and fin
anci
al reeort, is due
- -
- -
- - -
----
----
----
----
----
----
----
----
----
---
- --
- --------------------------------------
with
in 60 days aft
er the exp
irat
ion date of the_grant_ If the
complete final report is no
t received_by th
e due date, the
gra
ntee
wil
l___
___
n ot be eli
gibl
e for any future awards until the
obligations for the award are
complete________________________________________________________________________________________________________
----
----
--
--------------------
Part
II Core awards fa
ll into th
reep
rima
ry pro
gram
types: g
eneral_research awards, career dev
elop
ment
awa
rds_
and training aw
ards
.--
--------------------------------
-- ---
-- -- --
--- - --- --- ---
----------
Rese
arch
awards are
des
igne
d to
sup
port
dif
fere
nt types of re
sear
chpr
ojec
ts, career de
velo
pmen
t awards are des
igne
d to
assist young________________________________
inve
stig
ator
s and Lun
ior fa
cult
y_ad
vanc
e in their car
eers
as the
y es
tabl
ish in
depe
nden
ce from their me
ntor
s, and trainin~_awards offer
---------------------------------------
support fo
r po
st-d
octo
ral fellows as the
y ga
in research training exp
erie
nce.
Tar
gete
d awards are off
ered
periodicaliv as we secure
Schedule I (Form 990) (2018)
American Dia
bete
s Association Re
sear
ch Foundation, Inc.
54-1
7345
11
Sch
edul
el(F
orm 990)(2018)
Pa e 2
Gra
nts and Other Assistance to
Domestic Ind
ivid
uals
. Co
mple
te if
the
org
aniz
atio
n an
swer
ed "Ye
s" on Form 990, Pa
rt IV,
lin
e 22.
Part
III can
be du
plic
ated
if a
ddit
iona
lspace is ne
eded
.(a) Type of grant or
assistance
(b) Number of
recipients
(c) Amount of
cas
h grant
(d) Amount of
noncash assistance
(e) Met
hod of
valuation (book,
FMV, ap
prai
sal,
other)
(~ Des
crip
tion
of no
ncas
h assistance
1 2 3 4 5 6 7
Su
lemental Inf
orma
tion
. Pr
ovid
e th
e information re
ui
red in Par
t I,
line 2; Par
t III, col
umn
b ;and an ot
her ad
diti
onal
inf
orma
tion
.
spo
nsor
support, and are
usually des
igne
d to rec
Lues
t re
sear
ch proposals in sp
ecif
c topics:
These are
usually_ one time
o_ff
_eri
n~s th
at__
____
____
____
____
____
____
____
____
____
____
____
____
___
are
not
off
ered
aga
in_ Overall, the
core awards wil
l consider any res
earc
h topic_ but targeted awards are foc
used
on seecific fi
elds
of
- -
- -------------------------------------
----
- --
----
----
----
----
----
-
-----------------------------------------------------
research_Pathway awards fa
ll into th
ree ma
in categories: Initiator, A
ccel
erat
or, and Visionary_Our Pathway rants support in
nova
tive
- -
- --
----
----
----
----
----
--
----------------------------------------------------------
basi
c, clinical, tra
nsla
tion
al, epidemiological, behavioral, or he
alth
ser
vice
s re
sear
ch relevant to any dia
bete
s ty
pe, ______________________________________________________________
-------------------------------
diabetes-related disease state, or
dia
bete
s complication_ The Association_seeks exceptional can
dida
tes from a broad ran
ge_o
f___
____
____
____
____
____
____
____
____
____
____
____
___
- -
- -
- -
- -
- --
--
- -
-
discplines, including medicine, biology, che
mist
ry, computins_physics, mat
hema
tics
and
_en~
inee
ring
_ All Pathway awards are available by institutional nomination only_
Part
III Line 1,
2 The American Di
abet
es Association Res
earc
h Foundation ero
~ram
provides support to
und
ergr
adua
te minorit~r students and_________________________________________
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
- --
_Young scientists th
roug
h Junior Fac
ulty
Stpend Awa
rds_
and
Minority Undergraduate Internships:
The_
Foun
dati
on's
Jun
ior Fa
cult
y St
ipen
d___
____
____
____
____
award is de
sign
ed to support new fac
ulty
level inv
esti
gato
rs_ The award supeorts an individual's salary and research project through an___________________________________________________
ann
ual lo
an rep
ayme
nt _The Minority Undergraduate In
tern
shp award funds_the tr
aini
ng of an
_und
erre
pres
ente
d mi
nori
ty und
ergr
adua
te__
____
____
____
____
____
____
____
____
____
____
____
____
stud
ent asshe/he gains val
uabl
e ex
peri
ence
in di
abet
es res
earc
h th
roug
h a one year in
tern
ship
.
Schedule I (Form 990) (2018)
Continuation Sheet for Schedule I
(Form 990)
American Diabetes Association Research Foundation, Inc
. ~
541734511
990.
1 (a) Name and add
ress
of organization
orgovemmen[
(b) EIN
(c) IRC sec
tlon
((applicable
(d) Amount of ca
sh(e) Amount of no
n-c ash assistance
(f) McNod of valuatlon
(book FMV, ap
prai
sal,
othe
r
(g) De
scdp
tlon
of
n on-ca
sh assistance
(h) Pur
pose
of gr
ant
or a
ssistance
(13) University of Washington
91-6001537
'115
199,997
0Innovative Clinical or Translational Sci
ence
120'
1 Larimer Street, S
eatG
e, WA 98195
(14) Children's Ho
spit
al and Regional Medical Center
91-0564748
501 c 3
199,976
0Innovative Clinical or Translational Sci
ence
4800 Sand Point Wa NE. Se
attle, WA 98'105
(15) University of Colorado Denver
84-6000555
501 c 3
199,946
0Innovative Cli
nica
l or Translational Sci
ence
'1201 Larimer Street, Denver, CO 80204
(16) Rec[or & Viskors of The University Of V rg
inia
54-6001796
501 c 3
199,690
0Innovative Cli
nica
l or Translational Sci
ence
1001 North Emmet Str
ee4 Ch
arlo
ttes
vill
e, VA 22904
(17) Yale University
155 Whitne Avenue, Room 230, P.O. Box 208250, New Haven, CT 06510
0&0646973
501 c 3
199,690
0In
nova
tive
Cli
nica
l or TranslaUona~ Sc
ienc
e(18) University of Pennsylvania
23-1352685
501 c (3
199,673
0In
nova
tive
Cli
nica
l or Translational Sci
ence
3451 Walnut SL. P-221 Frankin Buildin , Phi
lade
l hi
a, PA 19104
(19) Uni
vers
ity of Texas at San Antonio
741717115
~70(c (1
199,61'1
0Innovative Cli
nica
l or Translational Science
1 UTSA Circle, San Ant
onio
, TX 78249
(20) Board of Regents ofthe University of Wisconsin Sys[em
39-6006492
501 c) 3
199,298
0Innovative Clinical or Translational Sci
ence
21 N. Park Street, SuRe 6401, Madison. WI 537 5
(2~) Wake Forest Uni
vers
ity He
alth
Sciences
223849199
501 c 3
197,953
0Innovative Clinical or Translational Sci
ence
1 Medical Ce
nter
Biv
d, Winston-Salem, NC 27157
(22) The Uni
vers
ity of Alabama at Birmingham
63-6005396
501 (c)(
3)196,182
0Innovative Basic Sci
ence
1530 3rd Ave. So
uth, AB 990, Bi
rtnin ham, AL 35294
(23) Uni
vers
ity of California, San Francisco
66-0000845
50'1 c (3)
782,576
0In
nova
tive
Cli
nica
l or Translational Sci
ence
745 PARNASSUS AVE, San Fra
ncis
co, CA 941434212
(24) Va
ntle
rbil
t University
62-0476822
301 c 3)
172,500
0Career Develo ment
2301 VANDERBILT PL, NASHVILLE. TN 37240.6310
(25) Regents of the University of Colorsdo
846000555
501 c 3
172,500
0Ca
reer
Develo ment
1800 Gra
nt Street, Sui
te 600 ,Denver, CO 80203
(26) Texas A&M Uni
vers
ity System HSC
401 Geor e Bush Drive, Colle e Sta
tion
, TX 77840
742245072
501 c 3
172,500
0Career Develo ment
(27) Regents of the University of Colorado
84-6000555
501 (c (3)
'172,492
0Career Develo ment
'18
00 Gra
nt SVeet, Su
fte 600 . Denver, CO 80203
(28) University of Iowa
42-6004813
115
166,539
0In
nova
tive
Basic Science
4 Jessu
Hall
, Room B5. Iowa Ci , IA 52242
(29) JWENILE DIABETES RESEARCH FOUNDATION INTERNATIONAL
231907729
501(c)(3)
148,660
0JDRF Grant- one time payment
26 Bro
atlw
ay, 14th Floor, New Yor
k, NY 10004
of th
e
Cont
inua
tion
Sheet fo
r Schedule 1 (Form 990)
Association Research Foundation, Inc.
Grants and Other Assistanc
54-1734511
1 (a
) Name and add
ress
of organzatlon
orgovemment
(b) EW
(c) IRC se
ctlo
nIt app
lica
ble
(d) Amount of cash
(e) Amount of noo-
cash
ass
ista
nce
(n Met
hod ofvalua8on
(book FMV, ap
pralsai,
oNer
(g) De
scdp
tlon
of
non-cash assistance
(h) P
urpo
se of g
rant
or ass
ista
nce
(30) University Of Louisville Research Fou
ndat
ion inc
23-7
0784
6150
1 (c)(3)
142,655
0Junior Facul
Off
ice of ConVoller, S
ervi
ce Com le
x Bid
,Louisville, KY 40292
(31) Baylor Co
lleg
e of
Met
lici
ne
741613876
501 c 3
138,
000
0Junior Facul Develo ment
One Ba f
or Pla
za, Houston, 7X 77030
(32) Regents of th
e University of Cal'rfomia at San Diego
9560
06'1
4450
1 c)
3)
138,
000
0Junior Facul Develo ment
9500 Gilman Drive #0954, la Jolla, CA 92093
(33) Baylor Co
lleg
e of Medicine
74'1
6138
7850
'i (c)(3
'138
,00
0Junior Facul Develo ment
One Ba for
Pla
za, Houston, lX 77030
(34) Ohio University
31-6
4022
69501 c)
313
8,00
00
Junior Facul Develo ment
1 Oh
io Univers ,A
then
s, OH 45701
(35) The Board Of Tru
stee
s Of The University Of Il
lino
is
37-b
0005
1'1
501 c (3
138,OOD
0Junior Facul De
velo
ment
506 S Wri
ht St
reet
, 209 HAB, NO. MC339, Urbana, IL
6801
(36) Yale
University School of Medicine
0&0646973
501 (c 3
138,000
0Junior Facul Develo me
rit
155 Whitne
Aven
ue, Room 230, P.O. Box 206250, New Haven, CT 06510
(37) The Boartl of Tru
stee
s of the Leland Sanford Jun
ior University
941156365
501 (c (3)
138,
000
0Junior Facul Develo ment
450 Serra Mal
l. St
anfo
rcl,
CA 943
05-2
004
(38
j Duke University
56-0
5321
2950
1 c)
(313
8,00
00
Junior Facul Develo ment
3 24 Bla
ckwe
ll St Washin ton Bit
l ,Durham, NC 27707
(39) Baylor Co
lleg
e of Medicine
741613878
501 (c 3
'138
,000
0Junior Facul Develo ment
One 8a I
or Pla
za, Houston, TX 77030
(40) University of
Col
orad
o Denver
94-6000555
501 c (3)
138,
000
0Junior Facul Deve~o ment
1201 larimer Street, Den
ver,
CO 80204
(41) The University of Chicago
36-2
1771
3950
1 c 3
138,
000
0Junior Facu
Develo ment
1225 E. 60th SVe
et, Ch
ica
o, IL
60637
(42) Ohio Department of Health Bureau of Ma
tern
al, Ch
ild and Fam
ily Health
31-1334820
501(
a)738,000
0Junior Facul Develo ment
246 N. Hi h St
reet
, 6th
Flo
or, Columbus, OH 43215
(43) Wayne SCa
te University School of Me
tlic
ine
38-6
0284
29SD
I c 3
137,
867
0Junior Facul Develo ment
5057 Woo
tlwa
rd Ave
nue,
13th
floor. Suite 13203, DeVoit, MI 48202
(44) Partners Hea
lthc
are System Inc
042103567
501 c 3
137,
624
0Junior Facul
399 REVOLUTION OR STE 645
, SOMERVILLE, MA 021451465
(45) University of Denver
84-0404231
501 c 3
135.
328
0Junior Facu
Develo ment
2197 S. Uni
vers
" Blvd, Denver, CO 80208
(46) Geo
rgia
Regents Research Insthute, I
nc.
3523
'105
73501(c)(3)
132,
000
0Junior Fac
ulty
'11
20 Fif
teen
th St FI-1050, A
ugusta, GA 309
'12
Continuation Sheet for Schedule
American Diabetes Association Research Foundation, Inc
.
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990.
1 (a) Name and add
ress
of organRatlon
or g
overnment
(b) EIN
(c) IRC sec
tion
If app
lica
ble
(d) Amount o(cash
(e) Amount of no
o-
cash assistance
(f) Me
thod
of valuatlon
(book FMV, ap
prelsal,
othe
r)
(gj De
scri
ptio
n of
non-cash assistance
(h) Pur
yose
of gr
ant
or a
ssLstance
(47) The Regents of the University of Cal'rfomia, Los Angeles
956006143
501 c) 3
120,800
0Po
stdo
ctor
al Fel
lows
hi70920 Wil
shir
e Bivd Ste 620, Los An el
es, CA 90024
(48) The University of North Car
olin
a at
Chapel Hil
l
56-6001393
501 c 3
120,025
0Junior Fac
ul Develo ment
104 Ai
ort Dr
, Ste 2200, CD#
'135
0, Cha e
l HiII, NC 27599
(49) Trustees Of Tuns College
042103634
501 c 3
X18.
334
0Postdoctoral Fel
~ows
hiO
ffice of
the Trustees Ballou Hall 4th FI, Me
dfor
d, MD 02155
(50) The Regents of the University of Cal'rfomia, Los Angeles
95-6006143
507(c 3
116,
396
0Posttloctoral Fe
llow
shi
10920 Wil
shir
e Blvd Ste 620, Los An el
es, CA 90024
(51) The Regents of the University of Cal
"Aom
ia, San Francisco
946036493
501 c) 3)
116,396
0Po
stdo
ctor
al Fel
lows
hi3333 California SVeet, Ste
. 315, San Fra
ncis
co, CA 94143
(52) Vi
rginia Commonweakh University
540757684
501 c 3
116.
396
0Po
stdo
ctor
al Fel
lows
hiPO Box 843075, Richmond, VA 23284
(53) Texas A&M Agr
iLif
e Research
741238434
501 c 3
1 5,
046
0Innovative Basic Sci
ence
400 Harve Mitchell Pkw S Ste 300. Colle e Sta
tion
, TX 77845
(54) Weiil Co
rnel
l Medical College
13-1623978
501 c) 3
115,000
0Innovative Basic Sci
ence
X300 York Avenue, New York , NY'I0065
(55) Va
nderbilt Uni
vers
ity
62-0476822
50'I c) 3
115,000
0Innovative Basic Sci
ence
2301 VANDERBILT PL. NASHVILLE, TN 37240-6310
(56j Yale University School of Met
lici
ne
06-0646973
501 c) 3)
115,000
0In
nova
tive
Basic Science
155 WhiNe Avenue. Room 230, P.O. Box 206250. New Haven, CT 06510
(57) Baylor College of Medicine
741613878
501 c 3
115,000
0Innovative Basic Sci
ence
One Ba for Plaza
, Houston, TX 77030
(58) Brigham Young Uni
vers
ity
87-0217280
501 c 3
115,000
0Innovative Basic Sci
ence
PO Box 21'128, Pro
vo, UT 84602
(59) Ch
iltlren's Ho
spit
al Corporation
042774441
501(
c) 3
115,000
0In
nova
tive
Basic Sci
ence
301 Lon wootl Av
e., Boston, MA 0215
(60) Washington University
43-0653611
501 c 3)
'115,000
0In
nova
tive
Basic Sci
ence
700 ROSEDAt,E AVENUE. Sa
int Louis, M0 63112-1408
(6~) Icahn School of Medicine at Mount Sinai
13.617197
501 c (3)
15,000
0In
nova
tive
Basic Science
One Gustav L Le
Place, Box 3500, New Yor
k, NY 10029
(62) University of Texas Southwestern Medical Centerat Dallas
75-6002868
174 c (1
115,000
0Innovative Basic Sci
ence
P.O. Box 841753, Dal
las,
TX 75284
(63) University Of Pittsburgh
250965591
501 (c)(
3)115,000
0Innovative Basic Sci
ence
116 Atwood Stree
t, Sui
te 201, Pittsburg, PA 15260
Cont
inua
tion
Sheet for Schedule
Name ott
he organpatlon
tmpioyer iaenuncauon numoer
American Diabetes Association Research Foundation, Inc
. 541734511
Grants and OtherAssistance to Governments and Organizations in the United States. Complete ff the organization answered "Yes" to Forth 990.
t (a) Name and add
ress
of or
gani
zati
onor g
overnment
(b) EIN
(c) IRC sec
tlon
If ap
plic
able
(d) Amount of ca
sh(e) Amount of no
n-
osh assistance
(f) Method of valuation
(book FMV, ap
praisal,
oNer)
(g) Des
crip
tion
of
non-cash ass
ista
nce
(h) Pur
yose
of gr
ant
or a
ssis
tanc
e
(64) University Of Pittsburgh
25-0965591
501(
c) 3)
115.000
0In
nova
tive
Basic Science
116 Atwood SVeet, Sui
[e 201, PiUsbu , PA 15260
(65) University of Iowa, Carver College of Medicine
42-6004813
t 15
115,000
0Innovative Basic Sci
ence
451 Newton Road, Iowa C' , IA 52242
(66) University of Lou
isvi
lle Research Foundation Inc.
23-X078461
501 c 3
'115,000
0Innovative Basic Sci
ence
Office of Con
Uoll
er, Ser
vice
Com lex Bid
,Lou
isvi
lle,
KY 40292
(67) Northwestern Uni
vers
ity
36-2167817
501 c 3
1'15
,000
0In
nova
tive
Basic Sci
ence
633 Clark Street. Room 2-502, Evanston, IL 60208
(68) Va
nderbilt University
62-0476822
501 c (3
115,000
0Innovative Basic Sci
ence
2301 VANDERBILT Pl., NASHVILLE, TN 37240-6310
(69) University of Massachusetts
043167352
501 c (1)
'115.000
0Innovative Basic Sci
ence
333 SOUTH ST STE 450, SHREWSBURY, MA 01545 808
(70) University of Texas Southwestern Medical Centeret Dallas
756002868
170 c 1
115,000
0In
nova
tive
Basic Sci
ence
P.O. Box 641753, Dallas, TX 75284
(71) Regents of the University of Cal
ifor
nia
943067788
501 c) 3
115,000
0Innovative Basic Sci
ence
1117 Franklin SVeet 10t
h Floor, Oaklantl, CA 94607
(72) Wright State
University
2&7019799
501 c)(3)
115,000
0Innovative Basic Sci
ence
3640 Col
onel
Glenn Hw 375 Fnd Bld
, Da on
, OH 45435
(73) UniversiTy Of Pittsburgh
25~0
9655
9'I
501 c 3
115,000
0Innovative Basic Sci
ence
116 Atwood Street, Suf
te 201, P"
itlsbu , PA 15260
(74j The Curators of the Univers"rty of Mis
sour
i
43-6003859
501 (c (3
115,000
0In
nova
tive
Basic Sci
ence
376 Uni
vers
i Ha
ll, Co
lum6
(a, MS 652YI
(75) Par
tner
s He
alth
care
System Inc
042103561
501 (c) 3
115.000
0Innovative Basic Sci
ence
399 REVOLUTION DR STE 645, SOMERVILLE, MA 02145-1465
(76) Trustees of Columbia University in
the Cit
y of New York
135598093
501 c 3
115,000
0In
nova
tive
Basic Sci
ence
615 West 131st Str
eet MC 8741, New York, NY'10027
(77) Rector 8 Visitors of The University Of Vir
gini
a
54.6001796
501 c 3
115,000
0Innovative Basic Sci
ence
1001 North Emmet SVeet, Ch
arlo
ttes
vill
e, VA 22904
(78) Wright State University
2&7019799
501 c (3
115.000
0In
nova
tive
Basic Sci
ence
3640 Colonel Glenn Hw 375 Fnd Bid . Da on
, OH 45435
(79) Uni
vers
ity of Miami School of Met
lici
ne
5&0624458
501 c 3)
115,000
0In
nova
tive
Basic Sci
ence
P.O. Box 025405, Mia
mi, FL 33102
(80) The Curators of the University of Mis
sour
i
43-6003859
501 (c)(
3)115,000
0Innovative Basic Sci
ence
316 Universfly Ha
ll, Co
lumb
ia, MS 65211
Continuation Sheet for Schedule i
(Form 990)
Page
Name oft
he organlzaGon
American Diabetes Association Research Foundation, Inc.
Employer It
lent
ifip
tlon
number
54173451
Grents and Other Assistance to 6ovemments and Or anizations in the United States. Com lete if the or anization answered "Yes" to Form 990,
1 (a) Name and add
ress
of organtratlon
or government
(b) EIN
(c) IRC sec
tlon
If ap
plic
able
(d) Amount of ca
sh(e) Amount of non-
cash assistance
(f) McNod of valuatlon
(book FMV, ap
praisal,
oth
er)
(g) Descdptlon of
non-cash ass
lsNa
nce
(h) Pu
rpose of grsnt
or a
ssis
tanc
e
(81) University of Mississippi Met
lica
l Center
640938656
501 c) 3)
115,000
0Innovative Basic Sci
ence
2500 North Sta
te Street, Jac
kson
, MS 39276
(82j Thomas Jef
fers
on University
23-1352651
501 c 3
115,000
0Innovative Basic Sci
ence
201 Sou
th 11t
h SVeet, Martin Bu
ildi
n Rm 303, Phi
lade
l hia, PA 19107
(83) Uni
vers
ity of Caiffomia, San Francisco
6&0000845
501 c 3)
115,000
0Innovative Basic Sci
ence
745 PARNASSUS AVE, San F2ncisco, CA 9414&2212
(84) Washington Uni
vers
ity
430fi5361'I
501 c 3
1'15
,000
0in
nova
tive
Basic Sci
ence
700 ROSEDALE AVENUE, Saint Louis, MO 63'
112-
1408
(85) The Uni
vers
ity of Texas Hea
lth Science Centerat Houston
741586031
170 c 1
'115,000
0In
nova
tive
Basic Sci
ence
7000 Fannin St, Ho
usto
n. TX 77030
(86) University of Pennsylvania
23-1352685
501 (c (3
115,000
0In
nova
tive
Basic Sci
ence
3451 Walnut SL. P-2
21 Frankin Buildin , Phi
lade
l hia, PA 191 ~4
(87) Al
bert
Einstein College of Medicine
13-1624225
501 c 3
1'15
,000
0in
nova
tive
Basic Sci
ence
1300 Molls Park Ave, Bro
nx, NY'1046~
(88) Medical College of Wisconsin
3&0806261
501 (c 3
115.000
0Innovative Basic Sci
ence
8701 Watertown Plank Rd, Mil
wauk
ee, WI 53226
(89) University of Lou
isvi
lle Research Foundation Inc.
23-7078461
501 c 3
1'15
,000
0in
nova
tive
Basic Sci
ence
OKce of Co
nV01
1er,
Service Com lex Bl
d ,L
ouis
vill
e, KY 40292
(90) Ci
ncin
nati
Cbi
ltlr
en's
Hosp"rtal Medical Center
31-0833936
501 c 3
115,
OOD
0Innovative Basic Sci
ence
3333 Bur
net Avenue MLC 9002, Cincinnati, OH 45229
(9t) Beclanan Research Ins
titu
te of City of Hope
953432210
501 (c) 3
115,000
0In
nova
tive
Basic Science
1500 DUARTE RD, DuaAe, CA 91010.3012
(92) Princeton Univers"rty
21-0634501
501 c 3
115,000
0Innovative Basic Sci
ence
701 Came le
Center Ste 443, Pri
ncet
on. NJ 08540
(93) Washington State University
91-60011D6
501 c) 3)
115,000
0In
nova
tive
Basic Sci
ence
PO Box 641025, Pullman, WA 99164
(94) University of Minnesota
41-5007513
170 c (1
1'15
,000
0Innovative Basic Sci
ence
2221 Uni
vers
i Ave SE, Minnea o
ils, MN 55414
(95) University of Michigan Medical Center
38-6006309
501 (c)(
3115,000
0In
nova
tive
Basic Sci
ence
1500 E Medical Center Or
, Ann Arbor, M148109
(96) University of Texas Southwestern Mediwi Center at Da
llas
75-6002868
170 c) 1
115,000
0In
nova
tive
Basic Sci
ence
P.O. Box 841753, Dal
las,
TX 75284
(97) University of Massachusetts Medical School
04-3167352
115
115,000
0Innovative Basic Sci
ence
55 Lake Avenue NORh, Worcester, MA 01655
Cont
inua
tion
Sheet fo
r Schedule
Inc.
541734511
Grants and Other Assistance to Governments and Organizations in the Unked States_ Complete if the o~aanization answered "Yes" to Forth 990.
1 (a) Name antl ad
dres
s of
org
aniZ
atlo
norgovemment
(b) EW
(c) IRC sec
tlon
Rap
plir
abie
(d) Amount of ca
sh(e) Amount of no
n-
osh assistance
(fj Me
thod
o(valua8on
(book,FMV, ap
praisal,
o the
r)
(g) Des
cdpG
on of
non-cash awistance
(h) Pur
pose
of 9~nt
or a
sslsMance
(98) Georgia State University Research Fountlation
5&1845423
501 (c (3)
115,000
0Innovative Basic Sci
ence
P.O.Box 3999, AUanta, GA 30302
(99) Boston University School of Medicine
042129689
301 c 3
115.000
0In
nova
tive
Basic Science
72 East Concord St. Boston, MA 021
'18
(100) Vanderbilt Un
iver
sity
Medical Center
62-0476822
501 c 3
1'15
,000
0Innovative Basic Sci
ence
3319 West End Avenue, Ste
800. C st
al Ter Nashville, l
'N 37203
(101) Washington Uni
vers
ity
4&0653611
501 c 3
'115.000
0In
nova
tive
Basic Sci
ence
700 ROSEDALE AVENUE. Sa
int Louis, MO 63~ 12-1408
(102) University of Minnesoq
2221 Universit Ave SE, Minnea olis. MN 55414
41-5007513
170 c) 1
715,
000
0In
nova
tive
Basic Science
(103) University of Calffomia, San Francisco
6&0000845
501(
c) 3
115,000
0Innovative Basic Sci
ence
745 PARNASSUS AVE, San Fra
ncis
co. CA 94143.2212
(104) The University of Texas Hea
lth Science Centerat San Antonio
747586031
170 c 1
113,000
0In
nova
tive
Basic Sci
ence
7703 Flo d Curl Drive, San Antonio, TX 78229
(105) Georgia State University Research Foundation
56-1845423
507 c) 3
115,000
0Innovative Basic Sci
ence
Offic
e of Con
Voll
er, Service Com lex Bld
,Lou
isvi
lle,
KY 40292
(106) Georgia Sta
te Uni
vers
ity Research Foundation
5&1845423
501 (c) 3)
115.000
0Innovative Basic Sci
ence
P.O.Box 3999, At
lant
a. GA 30302
(107) University of Miami School of Medicine
59-0624458
501 c 3)
114,999
0In
nova
tive
Basic Sci
ence
P.O. Box 025403. Mia
mi, FL 33702
(108) University of Michigan Medical Center
3&6006309
501(c 3
114,999
0Innovative Basic Sci
ence
1500 E Medical Center Dr
, Ann Arb
or. MI48109
(109) Baylor College of Medicine
741613878
501 c 3
114,693
0Innovative Basic Sci
ence
One Ba f
or Plaza, Houston, 7X 77030
(1~0) University of Iowa
42-6004813
115
1'14
,590
0Innovative Basic Sci
ence
4 Jessu Hall. Room B5, Iowa C' , IA
52242
(~1~) University of Pennsylvania
'
345 Walnut St
., P-22~ Fra
nkin
Bui
ldin
, Philade~ hia, PA 1904
23-1352685
50~ (c 3
113.570
0Innovative Basic Sci
ence
(112) Mayo Clinic, Rochester
41-6011702
501 c)(
31'
10,0
000
Innovative Basic Sci
ence
200 First SVeet Sou
thwe
st, Rochester, MN 55906
(113) Texas A&M Uni
vers
ity System HSC
742245072
501 c)(3)
104,494
0Basic Sc
ienc
e40t Geo e Bush Drive, Co
lle e Station. TX 77640
(114) University of New Mexico Health Sciences Center
85-6000642
1'IS
97,750
0In
nova
tive
Basic Sci
ence
1650 Uni
vers
ity Blvd NE Sui
te 220 ,Albuquerque, NM 67131
Continuation Sheet for Schedule 1
(Form 990)
Page
Name oft
he organ~atlon
American Diabetes Association Research Foundation, Inc.
Employer Ide
ntlf
lcaH
on number
541734511
Grants and Other Assistance to 6ovemments and Or anizations in the United States. Com lete if the o anization answered "Yes" to Form 990,
1 (a) Name and add
ress
of organlzatlon
(b) EIN
(c) IRC sec
tlon
(d) Amount of ca
sh
(e~ Amount of non-
(f) Method of valuation
(g) Descdptlon of
(h) Pu
rpose otg2nt
orgovemment
((applicable
cash
assistance
(book FMV, ap
prelsai,
non-cash assistance
or assistance
o ther)
(115) Part
ners
Heatthwre System Inc
042103561
501 c)(3)
93.173
0Junior Facul
399 REVOLUTION DR S7E 645. SOMERVILI.E, MA 02145-1465
(116) University of Washington
91-6001537
115
63,320
0CVD7 Fel
lows
hi Award
120 Larimer St
reet, Se
attl
e, WA 98195
(~~~ Chi
ltlr
en's
Hospital Corporstion
042774447
501 c 3
82,000
0CVDt Fel
lows
hi Award
301 Lon wood Ave
., Bos
ton,
MA 02115
(118) Joslin Diabetes Center Inc
042203836
501 c 3)
80,002
DCVD~ Fel
lows
hi Award
One Jos
lin Pl
ace.
Boston, MA 225
(119) Josl
in Diabetes Center, In
c.
042203836
501 (c (3
74,117
0ADA-Pfizer Fel
iows
hi Award
One Jos
iin Place, Boston, MA ~22'IS
(120) University of Alabama at Birmingham
63-6005396
501(c 3
65,890
0Posttloctorai Fe
liow
shi
1530 3b Ave. South, AB 990, Bi
rtni
n ham. AL 35294
(12'I) Case Western Reserve University
341018992
501 c 3)
65272
0Postdoctoral Fel
lows
hi10900 Euclid Avenue, Cle
vela
nd, OH 44106
(122) Beth 152e1 Deaconess Metlical Center Inc
04-2103681
501 c)(
3)65272
0Posttlocto2l Fel
lows
hi330 Brookline Ave, Boston, MA 02215
(123j Regents Of The Uni
vers
ity Of Michigan
38-6028429
501 c (3
65,272
0Po
sttl
oGor
al Fel
lows
hi3003 S Sta
te SL, Rm 1054, Ann Arbor, MI 48'109
(124) We
iii Co
rnel
l Mediwi College
131623978
501 (c)(
3)63,846
0-
Minori
Posttloctoral Fe
llow
shi
MFG
1300 York Avenue, New York,NY'10065
(125) Saik Ins
titu
te for Biological St
utli
es
95-2160097
501 c)(
3)63,444
0Mino ' Po
stdo
ctor
al Fel
iows
hi (PMT
10010 N. Tor
re Pine
s Road. San Die o, CA 92037
(126) The Johns Hopkins University
52-0595110
5~1 c 3
63,444
0Minorit
Postdoctoral Fel
lows
hi PM
3901 Keswick Roa
tl No N43278, Bal
timo
re, MD 21211
(127j Pre
sitl
ent an
tl Fellows of Harvard College
042103560
501 c 3
63274
0ADA-Pfizer Fel
lows
hi AwarU
1033 Massachusetts Ave Third Floor, Cambrid e, MA 02136
(128) Baylor College of Medicine
741613876
50'I c 3
63,148
0Posttloctoral Fe
llow
shi
One Ba f
or Pla
za. Houston, l7( T/030
(129) Columbia University
135598093
501 c 3)
63,148
0Posttloctoral Fe
llow
shi
524 Riv
ersi
de Drive, New York NY 10027
(130) Trustees of Columbia University in
the City of New York
135596093
501 c (3)
63,148
0Mino ' Postdoctoral Fe
llow
shi PMT
615 West 131st Str
eet MC 8741, New York. NY 10027
(131) University of California, San Francisco
6&0000845
501 (c)(3)
61,388
0Minority Pos
tdoc
tora
l Fe
llow
ship
(PMT
745 PARNASSUS AVE, San Fra
ncis
co, CA 94143-2212
Continuation Sheet for Schedule
American Diabetes Association Research Foundation, Inc
. _
_
__
_ ~
541734511
Grents and OtherAssistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990.
1 (a) Name and add
ress
of organaatlon
or g
overnment
(b) EW
(c) IRC sec
tlon
If ap
plic
able
(d) Amount of ca
sh(e) Amount ofnon-
c ash assistance
(t) Method of valuation
(book FMV, ap
praisal,
o the
r)
(g) Des
crip
tion
of
non-cash ass
ista
nce
(h) Pur
pose
of gr
ant
or a
ssistance
(132) University of Toledo
34-6555110
501 c)(
361,096
0Po
stdo
ctor
al Fel
lows
hi2801 Bancroft MS 319, To
ledo
, OH 43606
(133) Josl
in Diabetes Center Inc
042203836
501 c 3
61,096
0Minorit
Postdoctoral Fel
lows
hi
MOne Jos
lin Place,
Boston, MA 22'
15
(134) Trustees of Columbia University in
the City of New York
13-5598093
SOt c (3
61,096
0Mino ' Po
stdo
ctor
al Fel
lows
hi (PMT
615 West 131st Str
eet MC 8741, New York. NY 10027
(135) Partners He
althcare System inc
042103561
501 (c) 3)
60270
0ADA-Pfizer Fel
lows
hi Award
399 REVOLUTION DR STE 645, SOMERVILLE, MA 02145-1465
(136) University of Iowa
42.6004813
115
59,412
0Po
stdo
ctor
al Fel
lows
hi4
Jessu
Hali
, Room B5. Iowa Ci . IA 52242
(137) Yale Uni
vers
ity School of Medicine
06-0646973
501 (c 3)
59,412
0Po
stdo
ctor
al Fei
lows
hi135 WhiNe Avenue, Room 230, P.O. Box 208250, New Haven, CT 06510
(138) University of Michigan
38-6006309
501 c 3
59,412
0Postdoctoral Fel
lows
hi3003 S. Sta
te St., Rm 1054. Ann Arbor, MI 48109
(139) Pre
side
nt and Fellows of Harvard College
042103580
501 c 3
59,412
0Po
stdo
ctor
al Fel
lows
hi1033 Massachusetts Ave Third Floor, Cambrid e, MA 02138
(~40j Vanderbilt University Medical Center
62-0476822
501 c (3
59,412
0Po
stdo
ctor
el Fel
lows
hi3319 West End Avenue, Ste
800, C st
al Ter Nashville. TN 37203
(141) University of Mauachusetts Medical School
043167352
715
59,412
0Po
stdo
ctor
al Fel
lows
hi55 Lake Avenue Nor
th, Worcester, MA 01655
(142) Columbia University
13.5598093
501 c) 3)
59,412
0Postdoctoral Fel
lows
hi524 Riv
ersi
de Drive, New Yor
k, NY 10027
(743) University of Pennsylvania
23-1352685
501 c 3
59,412
0Po
stdo
ctor
al Fel
lows
hi3451 Walnut SL, P-
22'1
Frankin Bui
ldin
, Phi
lade
l hia, PA 19104
(144) Josi
in Diabetes Center
042203836
501 c 3
59,412
0Postdoctoral Fel
lows
hiOne Jos
lin Pl
ace,
Boston, MA 02215
(145) SWMord University
947156365
501 c)(3)
59,126
0Po
stdo
ctor
al Fel
lows
hi3145 Porter Drive, Pal
o PJ
to, CA 94305
(146) Pres
iden
t and Fellows of Harvard College
04-2103580
501 (c) 3
59,128
0Po
stdo
ctor
al Fel
lows
hi1033 Massachusetts Ave Third Floor, Cambrid e, MA 02138
(147) Regents Of The Uni
vers
ity Of Michigan
3&6028429
501 c 3
59,128
0Po
stdo
ctor
al Fel
lows
hi3003 S Sta
te St, Rm 1054, Mn Arbor, M148~09
(148) Pres
iden
t and Fellows of Harvard College
042103580
501 (c)(
3)59,126
0Minority PostdoGoral Fel
lows
hip (PMF~
1033 Massachusetts Ave Third Floor, Cambridge, MA 02138
Continuation Sheet for Schedule
American Diabetes Association Research Foundation, Inc
.
Grants and OtherAssistance to Governments and Oraaniutions in the United States. Complete if the organization answered "Yes" to Form 990.
t (a) Name and adt
ltes
s of organlzatlon
orgovemment
(b) EIN
(c) IRC sec
tlon
If ap
plic
able
(d) Amount of ca
sh(e) Amount of no
n-
cash assistance
(~ Method of valuatlon
(book FMV, ap
praisal,
othe
r)
(gj De
scrl
ptlo
n of
non-cash ass
ista
nce
(h) Pur
pose
of gr
ant
or a
wist
ance
(149) University of Minnesoq
2221 Universit Ave SE, Minnea olis, MN 35414
41-5007513
170(c) 1)
58,933
0Po
stdo
ctor
al Fel
lows
hip
(150) University of Michigan Mediwi Center
38-6006309
501 c 3
58,922
0~
Postdoctoral Fel
lows
hi1500 E Medical Center Dr, Ann Arbor, MI 48109
(~51) University of Pennsylvania
23-7352685
501 c 3
58,922
0PostdoGoral Fe
llow
shi
3451 Walnut SL, P-2
21 Frankin Bui
ldin
, Ph
ilat
lel
hia, PA 19104
(152) Beth Israel Deaconess Medical Center
04-210388'1
501 c) 3
58,922
0Po
stdo
ctor
al Fel
lows
hi330 Brookline Ave, E BR-259. Bo
ston
, MA 02219
(153) University of Pennsylvania
23-1352685
501 (c 3
56,922
0Po
stdo
ctor
al Fel
lows
hi3451 Walnut SL, P-?21 Fra
nkin
Bui
ldin
. Philadel hi
a. PA 19104
(154) Albe
rt Einstein College of Medicine
731624225
501 c 3
58,922
0Mi
noru
Po
stdo
ctor
al Fel
lows
hl (PM
7300 Moms Park Ave, Bro
ruc,
NY 10461
(155) Joan 8 Sanford I.W
eill
Metlical College of Cornell Uni
vers
ity
13-1623978
501 c 3
58.669
0Mi
noru
Po
stdo
ctor
el Fel
lows
hi PM
1300 York Avenue, New York, NY 10065
(156) Uni
vers
ity of Colorado Denver
64-6000555
501 c 3)
58,438
0Po
stdo
ctor
al Fel
lows
hi1201 Latimer Street, Denver, CO 80204
(157) University of Pennsylvania
2&1352685
501 c) 3
58.438
0PostdoGoral Fe
llow
shi
3451 Walnut St, P-2
21 Frankin Bui
ldin
, Ph
ilat
lel
hia, PA 19104
(158) University of Utah
87-6000525
501 c 3
58,438
0Mino ' Po
stdo
ctor
al Fel
lows
hi PMT
201 Sou
th Pre
side
nts Circle, Rm 406, Sa
lt Lake Cit
, UT 841
'12
(159) University of Te~
cas Southwestern Medical Center at Dallas
75-6002868
170(c 1)
58,438
0Minorit
Postdoctoral Fel
lows
hi (PM
P.O. Box 841753, Dal
las,
TX 75264
(160) University of Cal'rfomia, San Diego
95-6006144
501 c 3
57,838
0Po
stdo
ctor
al Fel
lows
hi9500 Gilman Dri
ve #0954, La Jolla. CA 92093
(161) Trustees of the University of Pennsylvania
231352685
501 c (3
57244
0Po
stdo
ctor
al Fel
lows
hi3451 Walnut St. P-2
21 Frankin Bui
ldin
, Phi
lade
l hi
a. PA 19104
(762) Children's Hosp'rtai of Philatlelphia
231352166
501 (c) 3)
57,244
0Postdoctoral Fel
lows
hi340'i Civ
ic Cen
ter Bo
ulev
ard,
Phil
adei
hia, PA'19'104
(163) Ci
ncin
nati
Children's Hospital Medical Center
3333 Bur
net Avenue MlC 9002, Cin
cinn
ati,
OH 45229
31-0833936
501 c 3)
57,244
0Po
stdo
ctor
al Fel
lows
hi
(164) Partners Heakhcare System Inc
D4210356'I
501 c (3
57244
0Po
stdo
ctor
al Fel
lows
hi399 REVOLUTION DR S7E 645, SOMERVILLE, MA 02145-1465
(165) Al
bert
Ein
stei
n College of Medicine
t3-1624225
501 (c)(
3)57,244
0Mi
nori
ty Postdoctoral Fe
llow
ship
(PMT
'13
00 Morris Park Ave, Br
oru~
, NY 10461
Continuation Sheet for Schedule 1
American Diabetes Association Research Foundation, Inc
. _
_ _.
_..
_ _
_ ~
541734511
..
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990.
~ (a) Name and add
ress
of organ~atlon
or g
overnment
@) EW
(c) IRC sec
tion
K ap
pilc
able
(a) Amount of ca
sh(e) Amount of no
n-
cash assistance
(f) Me
thod
ofv
alua
tlon
(bo
ok, FMV, ap
prai
sal,
o the
r)
(g) Descdptlon of
non -
cash
assistance
(hJ Pu
rpos
e of gra
ntor a
ssLstance
(166) Princeton University
21-0634501
501(
c) 3
55,432
0Po
stdo
ctor
al Fei
lows
hi701 Came i
e Ce
nter Ste 443, Pr
ince
ton.
NJ X8540
(167) The General Hospital Corporstion dba Massachusetts General Hospital
042697983
501 c 3
55,432
0Mino ' PostdoGorai Fe
llow
shi PM
55 Fruit SVeet, Boston, MA 02114
(768) Baylor College of Medicine
741613676
501 c 3
10,000
0St
i end
One Ba I
or Pla
za, Houston. TX TI030
(~69j University of Southern California
95-1642394
501 c 3
324,988
0Earl In
vest
s at
orAw
arrl
1540 Alcazar Str
eet.
CHP 100, Los An el
es, CA 90033
(170) University of Washington
91-&001537
115
325,000
0Earl In
vest
s ator AwarU
120t Larimer Street, Sea
ttle
, WA 98195
(171) Regents of the Univers"rty of Colorado
84-6000555
501 c 3)
325,000
0Earl In
vest
s at
or Award
1800 Gra
nt SVeet. Su
ite 600 ,Denver. CO 80203
(172) North Car
olin
a State Un
iver
sity
56-6000756
115
325,000
0Earl In
vest
s ff
ior Award
2701 Sul
liva
n Drive, Sui
te 240, Ral
ei h,
NC 276957214
(173) Harvard Pil
grim
Hea
lth Care
042663394
501 c (4
323214
0EaA In
vest
s at
or Awartl
93 Wor
cest
er St, Wel
lesl
e , MA 02481-3609
(174) New York Uni
vers
ity School of Met
lici
ne
1&5562308
501 (c)(
3322,842
0Eart In
vest
s ator Award
One Park Avenue, 61
h Floor„ New Yor
k, NY 10016
(175) The Regents of the University of Calffomia, San Francisco
94-6036493
501 (c) 3)
325,000
0Ead In
vest
s at
or Awafd
3333 California SUeet, Ste
. 375, San Fra
ncis
co, CA 94143
(176) Cornell University
150532082
501 c) 3
324,977
0Earl in
vest
s at
or Award
373 Pin
e Tree Rd, It
haca, NY 14850
(~77j The Rockefe
ller
University
131624158
501 c 3
325,000
0Ea
rf In
vest
s ator Awald
1230 York Avenue, New Yor
k, NY'10065
(178) Ica
hn School of Medicine at Mount Sinai
13-6171197
501 c 3
325,000
0Earl In
vest
s ator Award
One Gustav L Le
Plac
e, Box 3500, New Yor
k, NY 10029
(179) Jackson Laboratory
01-0211513
501 c 3
324,540
0Earl In
vest
s at
or Award
600 Main St.
Bar Harbor, ME 04609
(180) Ch
iltlren's Research Ins
titu
te
52-1654453
501 c 3
313,587
0Earl In
vest
s ator Awartl
t'It
Mic
hi an Avenue NW. Washin to
n, DC 20010
(181) Princeton University
21-0634501
501 c 3
325,000
0Ead In
vest
s ator Award
701 Came i
e Center Ste 443, Pr
ince
ton,
NJ D8540
(182) University of Arizona
742652689
115
325,
000
Inve
stig
ator
New to Diabetes Research Award
888 N Euclid Ave, Tucson, AZ 85721
Inc.
rranfs and []ther AscistancP to Covemments and Omanizations in the United States_ Comolete if the organization answered "Yes" to Form 990.
1 (a) Name and add
ress
of or
gan~
aGon
orgovemment
(b) EIN
(c) IRC sec
tion
If app
lica
ble
(d) Amount of ca
sh(e) Amount of no
n-
cash assistance
(~ Mettiod of valuatlon
(book,FMV, ap
praisal,
othe
r)
(g) Des
crip
tion
of
non-cash ass
ista
nce
(h) Pur
pose
of Br
ent
or assMance
(183) University of Notre Dame
35-0868188
501 c 3
325,000
0Investi
ator New to Diabetes Research Award
724 Grace Hall, Not
re Dame, IN 46556
(184) Yale University
06-0646973
501 c) 3
325,000
0Investi
ator New to Di
abet
es Research Award
155 WhiNe Avenue, Room 230. P.O. Box 208250, New Haven, CT 06510
(185) The Regents of the University of California, Santa Barbaro
95-6006'145
50'I
(c 3
325,000
0Investi
ator New to Diabetes Research Award
3227 Cheadle Hal
l, 3rU
floor, Santa Barbara, CA 93106-2050
(~86) Joan &Sanford 1. W
eill
Metlical College of Cor
nell
University
13.1623978
501 c 3
325,000
0Investi
ator New to Diabetes Research Award
100 Broadwa , 8t
h Floor, New Yor
k, NY 10005
(187) Uni
vers
ity of Il
linois at Urbana-Champaign
37-6006007
501 (c)(3)
325,000
0Investi
ator New to Diabetes Research Award
'1305 West Green Street, Urbana, IL
6'1801
(188) The Pennsylvania State Uni
vers
ity
24-6000376
115
210,424
0Research Car
eer In
itia
tor
304 Oid Mai
n. Univers'
Park
. PA 16802
(189) University of Michigan
38-6006309
501 (c)(
3)323,000
0Research Career Initiator
3003 S. St
ate St, Rm 1054, Ann Arbor, MI 48109
(190) CetlarsSinai Mediwi Center
951644500
501 (c (3
272.
041
0Research Career Ini
tiat
or8700 Bev
erl
Bivd
, West Hol
l ood, CA 90048
(191) University of California, San Diego
95-6006144
501 c 3
295,755
0Research Career Initiator
9500 Gilman Drive #0954, La Jolla, CA 92093
(192) Duke Uni
vers
ity
5&0532129
501 c) 3
281,922
0Research Career Ini
tiat
or324 Bla
ckwe
ll St Washin ton Bld ,Durham, NC 27701
(193) Stanford Uni
ve~5
ity
941156365
501 c (3
299,072
0Research Car
eer In
itia
tor
3145 Por
ter Drive, Pal
o Alto, CA 94305
(194) Josl
in Diabetes Center, In
c.
042203836
501 c) 3
325,000
0Research Career Initiator
One Jos
lin Pace, Boston, MA 02215
(195) The Regents of the University of Michigan
38-6028429
507 c 3
73,101
0Research Career ~nl
Uato
r3003 S Sta
te St, Rm 1054, Ann Arbor, MI 48109
(~96j Beth Israel Deaconess Met
lica
l Centerinc
04-2103881
501 c 3
106,610
0Research Car
eer
Initiator
330 Brookline Ave, E BR-2
59, Bo
ston
, MA 02219
SCHEDULE J Compensation Information OMB No. 1545-0047
(Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest ~OCompensated Employees
► Complete if the organization answered "Yes" on Form 990, Part IV, line 23.~~- • ~
Department of the Treasury ►Attach to Form 990.Internal Revenue service ► Go to www.irs. ov/Form990 for instructions and the latest information. • "Name of the organization Employer identification number
American Diabetes Association Research Foundation, Inc. 54-1734511Questions Re ardin Com ensation
Yes No
1a Check the appropriate boxes) if the organization provided any of the following to or for a person listed on Form990, Part VII, Section A, line 1 a. Complete Part III to provide any relevant information regarding these items.
First-class or charter travel ~ Housing allowance or residence for personal useTravel for companions ❑Payments for business use of personal residenceTax indemnification and gross-up payments ~ Health or social club dues or initiation fees
Discretionary spending account ❑Personal services (such as maid, chauffeur, chef
b If any of the boxes on line 1 a are checked, did the organization follow a written policy regarding paymentor reimbursement or provision of all of the expenses described above? If "No," complete Part III toexplain. 1b
2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by alldirectors, trustees, and officers, including the CEO/Executive Director, regarding the items checked on line1a?. 2
3 Indicate which, if any, of the following the filing organization used to establish the compensation of theorganization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a
related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
Compensation committee ~ Written employment contract
Independent compensation consultant ~ Compensation survey or study
Form 990 of other organizations ~ Approval by the board or compensation committee
4 During the year, did any person listed on Form 990, Part VII, Section A, line 1 a, with respect to the filingorganization or a related organization:
a Receive a severance payment orchange-of-control payment? .b Participate in, or receive payment from, a supplemental nonqualified retirement plan? .c Participate in, or receive payment from, an equity-based compensation arrangement? .
If "Yes" to any of lines 4a—c, list the persons and provide the applicable amounts for each item in Part III.
Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.5 For persons listed on Form 990, Part Vll, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:a The organization? . 5ab Any related organization? . 5b
If "Yes" on line 5a or 5b, describe in Part III.
6 For persons listed on Form 990, Part Vll, Section A, line 1a, did the organization pay or accrue anycompensation contingent on the net earnings of:
a The organization? . sab Any related organization? . 6b
If "Yes" on line 6a or 6b, describe in Part III.
7 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixedpayments not described on lines 5 and 6? If "Yes," describe in Part III
8 Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subjectto the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in
For Paperwork Reduction Act Notice, see the Instructions for Form 990.HTA
7
8
N/A
N/A
X
X
XX
X
X
9 ( ~ N/A
Schedule J (Form 990) 2018
Sche
dule
J (Form 990) 2018
American Dia
bete
s Association Research Foundation
Inc.
541734511
Pa e 2
Offic
ers,
Directors, Trustees, Kev Employees, and Highest Compensated Employees. Use duplicate copies
if add
itio
nal space is ne
eded
.For
each in
divi
dual
whose compensation must be rep
orte
d on Sch
edul
e J,
report compensation from the or
gani
zati
on on row (i) and from
rela
ted organizations, described in th
e
inst
ruct
ions
, on row
(ii). Do not
list any ind
ivid
uals
tha
t aren't lis
ted on Form 990, Pa
rt Vll.
Not
e: The sum of c
olumns (B
l(iN
iiil
for
each
list
ed individual mu
st equ
al the to
tal am
ount
of Form 990, Pa
rt VI
I, Section A, line 1 a,
applicable col
umn (D) an
d (E
) amounts fo
r that individual.
(B) Br
eakd
own of W-2 and/or 1099-MISC co
mpen
sati
on(G) Ret
irem
ent and
(D) Non
taxa
ble
(E) Tota
l of
columns
(F) Com
pens
atio
n
(A) Name and Title
(i) Base
(ii) Bonus &incentive
(iii) O
ther
other de
ferr
edcom
pens
atio
nbe
nefi
ts(B
)(i)
—(D)
in col
umn (B) re
port
edas def
erre
d on prior
comp
ensa
tion
compensation
re o
rtable
comp
ensa
tion
Form 990
Tracey D Brown (ef
fect
ive June 1, 2
(~)
----------------- ~ ----------------- ~ ------------------~ ----------------- ~ ---
----
----
----
---~
---
----
----
----
---~
--------------------
1 Chief Executive Of
Fcer
(ii)
345,458
300,000
149,
276
133,140
16,0
0794
3,88
1
Cha
rlot
teM. Carter
~~~
----------------- ~ ----------------- ~ ----------------- ~ ------------------~ ------------------~ ---
----
----
----
---~
--------------------
2 Chi
ef Financial Officer
(ii)
269,780
01,
242
15,7
708,
732
295,524
Wil
liam
Cefalu
~'~
----------------- ~ ---
----
----
----
-- ~ ------------------~ ----------------- ~ ---
----
----
----
---~
---
----
----
----
---~
--------------------
3 Pre
side
nt(ii)
437,600
03,
564
30,555
19,0
39490,758
Mar
tha Pa
rry Cl
ark (term ended May
(~)
----------------- ~ ------------------~ ------------------~ ----------------- ~ ---
----
----
----
---~
---
----
----
----
---~
--------------------
4 Interim Chief Executive Officer
(ii)
125,
000
31,451
3,52
80
366
160,345
5(ii)
6(~~)
7(ii)
8(ii)
9(ii)
1 0(~~)
11
(ii)
12(~~)
13(~~)
14(ii)
1 5(~~) ~~)
------------------- ------------------- ------------------- ------------------- -------------------------------------- ----------
-16
iiSchedule J (Form 990) 2018
Sche
dule
J (Form 990) 2018
American Diabetes Association Research Foundation
Inc.
54-1734511
Pa e 3
Supplemental Information
Pro
vide
the information, ex
plan
atio
n, or descriptions required for
Part I, li
nes 1 a,
1 b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for
Part II.
Also complete this part
for any additional in
form
atio
n.
Part
I Li
ne 3 The Chief Executive Officer and the Chief Financial Off
icer
of the American Dia
bete
s Association
the Association)
- --
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
--- --
----
----
----
- -----------------------------------------------------------
also ser
ve in these ro
les for th
e American Diabetes Association Re
sear
ch Foundation
the Foundation .The Chief Sc
ient
ific
, --
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
----
----
----
---
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-
Medi
cal &Mission Officer of the Association, William Cefalu, ser
ves as the
Pre
side
nt of th
e Fo
unda
tion
. The Pre
side
nt of th
e --
--------------------
----
----
----
----
----
----
----
----
------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-------------------------------------------------------------------
Foundation is anon-compensated position._The Princpal Officers of the Bo
ard of
Dir
ecto
rs of the Association use an exe
cuti
ve
----
------------------
----
---------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-
comp
ensa
tion
_com
mitt
ee,_
comp
ensa
tion
stu
dies
, and an ind
epen
dent
con
sult
ant to est
abli
sh the
_com
pens
atio
n of the
Chief Executive
-----
----
----
----
----
----
--
- -
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
O~ce
r._T
he Committee also re
view
s th
e compensation of th
e other st
aff t
o ensure compensation
is wit
hin the gu
idel
ines
set by th
e _______________________________________________________
Committee.
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
Part
I_Line 4b The Pre
side
nt of the Foundation is compensated by th
e American Dia
bete
s Association and con
trib
uted
$18,500 to it
s___
____
____
____
____
____
____
____
____
____
____
____
____
___
sup
plem
enta
l4575 re
tire
ment
plan •--
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
----
------------------
----
----
----
----
----
----
----
----
------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---------------------------------------------------------------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
----
------------------
----
----
----
----
----
----
----
----
------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---------------------------------------------------------------
----
------------------
----
----
----
----
----
----
----
----
------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---------------------------------------------------------------
----
------------------
----
----
----
----
----
----
----
----
------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---------------------------------------------------------------
----
------------------
----
----
----
----
----
----
----
----
------
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Schedule J (Form 990) 2018
SCHEDULE L Transactions With Interested Persons(Form 990 or 990-EZ) ~ Complete if the organization answered "Yes" on Form 990, Part IV, line 25a, 25b, 26, 27,
28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
OMB No. 1545-0047
2~Department of the Treasury ►Attach to Form 990 or Form 990-EZ. •Internal Revenue Service ► Go to www.irs. ov/Form990 for instructions and the latest information.Name of the organization Employer identification number
American Diabetes Association Research Foundation, Inc. 54-1734511Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).C~mnlete if the organization answered "Yes" on Form 990. Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b. N/A
~ (a) Name of disqualified person(b) Relationship between disqualified person and
organization (c) Description of transaction(d) Corrected?Yes No
234562 Fntar tha amniint of tax inrurrPd 6v the organization managers or disqualified persons dUrinq the Veal'
under section 4958. .► $
3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization . 1 $
Loans to andlor From Interested Persons.Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a or Form 990, Part IV, line 26; or if the N/Aorganization reported an amount on Form 990, Part X, line 5, 6, or 22.
(a) Name of interested person (b) Relationshipwith organization
(c) Purpose ofloan
(d) Loan to orfrom the
organization?
(e) Originalprincipal amount
(~ Balance due (g) In default? (h) Approvedby board orcommittee?
(i) Writtenagreement?
To From Yes No Yes No Yes No
123456789
10Total . . ► $ 0
Grants or Assistance Benefiting Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interestedperson and the organization
(c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
1 See Attached Statement23456789
10For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule L (Form 990 or 99o-EZ) 2018HTA
Schedule L (Form 990 or 990-EZ) 2018 American Diabetes Association Research Foundation, Inc. 54-1734511 page 2
Business Transactions Involving Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship betweeninterested person and the
organization
(c) Amount oftransaction
(d) Description of transaction (e) Sharing oforganization's
revenues?
Yes No
12345678910
Supplemental lnformation.Provide additional information for responses to questions on Schedule L (see instructions).
Part III Line 1 The Scientific Review Panel follows the requirements of the American ----------------------------------------------------------- -----------------------------------------------------------------------------
Diabetes Association's conflict of interestpolicy when reviewing grant applications and--------------------------------------------------------
providing funding recommendations._Members must recuse themselves for institutional,__________________________________________
financials and personal conflicts of interest. Panel members are notpermitted to_______________________________________________________________ --------- ----- ---------------------------------------------
participate in the grant review process if they are listed as the principal investigator____________________________________________________________
of an application under consideration_ In addition, members may not participate in the- ----------------------------------------------------------
review of a specific grant if the principal investigator is a close collaborator or close____________________________________________________________ -------------- - - - -
associate of the panel member. ------------------ ----------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------
Schedule L (Form 990 or 990-EZ) 2018
American Diabetes Association Research Foundation, Inc.
Part 111 (Sch L /990/990EZIl -Grants or Assistance Benefiting Interested Persons
54-1734511
Check ("X")Name Ifa Business Relationship with Organization Amount o(Grant Type of Assistance Purpose o(Assistance
Jianxun Song1 Texas A&M Universit S stem HSC Grant Review Committee Member 104 494 Research Grant Avrard Basic Science
Shandong Guo2 Texas A&M Universit S stem HSC Granl ReviewCommittee Member 172 500 Research GrantAvrard Career Deveio ment
Rebecca L. 8e~deaux, PhD3 The Universit of Texas Health Science Center at Houston Grant Revtew Committee Member 115 000 Research Grant Avrdrd Basic Science
Jonathan Bogan4 Yale Universi School of Medicine Grant Review Committee Member 115 000 Research Grant Avrard Basic Science
Shuibing Chen5 Weill Come~l Medical Colle e Grant Review Committee Member 115,000 Research Grant Avrard Basic Science
William Durance6 The Curators of the Universit of M(ssouri Grant Review Committee Member 115 000 Research Grant Avrard Basic Science
Nicole Glaser7 Re enls of the Unive~sil of California Grant Revlaw Committee Member 115000 Research Grant Award Basic Science
Janice M. Huss, PhD8 Beckman Research Institute of Ci of Hoe Grant Review Commlltee Member 115 000 Research Grant Avrard Basic Science
Yumt Imai9 Universit of Iowa, Carver Colle e of Medicine Grant Review Committee Member 115 000 Research GrantAvrard Basic Science
David Aaron Jacobsen10 Vanderbilt Universit Grant Review Committee Member 115,000 Research Grant Avrard Basic Science
Ji LI11 Universil of Mlssissl (Med(cal Center Grant Review Committee Member 115 000 Research Grant Award Basic Science
Liangyou Rui, PhD12 Universit of Michi an Medical Center Grant Review Committee Member 115,000 Research GrantAwdrd Basic Science
Yuguang Shi, PhD13 The Universi of Texas Health Science Center at San Antonio Grant Review Committee Member 115 000 Research Grant Award Basic Science
Rajat Singh, MD14 Albert Einstein Colle e of Medicine Grant Review Committee Member 115000 Research Grant Avrard Basic Science
Yajing Wang15 Thomas Jefferson Universit Grant Review Committee Member 115 000 Research Grant Avrard Basic Science
Jun Wu, PhD16 Universit of Michi an Medical Center Grant Review Committee Member 114 999 Research Grant Award Basic Science
Qinglin Yang17 The Universit of Alabama at Birtnin ham Grant ReviewCommittee Member 196 182 Research GrantAvrard Bask Science
Ling Yang, Md PhD18 Universit of Iowa Grant Review Committee Member 114 590 Research GrantAvrard Basic Sc(enca
Ellen A. Schur19 Universit of Washin ton Grant Revtew Committee Member 199,997 Research GrantAvrard Innovative Clinical or Translational Science
Hovrard William Davidson20 Universi of Colorado Denver Grant Review Committee Member 200 000 Research Grant Award Innovative Cllntcal or Translational Science
Basak Icli21 Partners Healthcare S stem Inc Grant Review Committee Member 93 173 Research Grant Avrard Jun(or Facuf
Stephen CJ Parker, PhD22 Universit ofMichi an Grant Review Committee Member 3000 ResearchGraotAward Minori UnderGraduatelnternshi
Stephen CJ Parker, PhD23 Universit of Michi an Grant Review Committee Member 3 000 Research GrantAvrard Minori UnderGraduate Intemshl
~ 2014 CCH Small F(rm Services. All fights reserved.
SCHEDULE O ~ Supplemental Information to Form 990 or 990-EZ(Form 990 or 990-EZ) Complete to provide information for responses to specific questions on
Form 990 or 990-E2 or to provide any additional information.► Attach to Form 990 or 990-EZ.
Department of the Treasury ► Go to www.irs. ov/Form990 for the latest information.Internal Revenue Service gName of the organization
American Diabetes Association Research
OMB No. 1545-0047
~~10~ ~~~
Employer identification number
54-1734511
Please see attached statement.
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------------------
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule O (Form 990 or 99o•EZ) (2018)HTA
American Diabetes Association Research Foundation,lnc, sa-1734511
(Sch O (990/990EZ)) -Supplemental Information
Form Part Section Line Ex lanation1 Form sso Part I ~ The American Diabetes Association Research Foundation, Inc. (the Foundation) secures major gifts and grants to fund
diabetes-related research
z Foam seo Part III a Connected for Life
oday, more than 100 million Americans (n the United States have diabetes or prediabetes—an invasive,unrelenting and debilitating disease that spans all ages, geography and educational levels. This chronicdisease targets children, the elderly and minority populations more than others and costs the United States$327 billion dollars each year in lost productivity. It is a global epidemic that contributes to heart disease,stroke, nerve and kidney disease and vision loss.
he American Diabetes Associat(on Is the only organization dedicated specifically to the research, educationand advocacy required to improve the lives of the 303 million adults and children in the U. 5. with diabetesand the 84.1 million people with prediabetes. For 78 years, we have been working on the frontl(nes toeducate at-r(sk populations, protect the rights of people with diabetes at work, school and other aspects ofdally life, p(oneer clinical and research breakthroughs and foster a pipeline of the best and brightestscientists. From research labs to the halls of the Capitol to the offices of health care practit(oners tocommunities nationwide, we are there. We are bending the curve to help people living with diabetes andtheir families thrive. Why? Because we envision a life free of diabetes and oil its burdens, which fs fueled byour mission to prevent and cure diabetes and to improve the lives of all people affected by diabetes.
DIABETES RESEARCH
Diabetes Is an extremely complex disease, caused 6y a combination of various genetic and environmentalfactors that progress(vely lead to an (nabil(ty to produce or effectively utilize insulin. The complexity of causesconspiring to diminish the body's production or response to insul(n, leading to high 61ood glucose andeventual development of diabetes, makes finding a single cure particularly difficult. While a cure has beenelusive, critical research efforts in recent decades have led to significantly improved patient care, resulting Infewer complications and better health outcomes for individuals with diabetes.
s a leader in diabetes research, and the only organization dedicated specifically to the research, educationand advocacy required to Improve the lives of all people with diabetes, the American Diabetes Associationfunds critical, innovative d(abetes research and invests in promising scient(sts early In their careers. Our directinvolvement In diabetes research extends back to the 1940s when Dr. Charles H. Best, one of four scientistscredited with discovering insulin, provided the ADA with the framework and early leadership for a Formalizeddiabetes research program.
Since our Research Program's inception fn 1952, we have been the leader infunding cutting-edge diabetesresearch, supporting nearly 4,800 research projects and investing more than $834.4 million in diabetesresearch. (n 2018, the ADA supported 318 new and continuing research projects at 104 leading researchinstitutions across the United States. The projects cover the broad spectrum of research approaches,including basic, clinical and translational science and address all types of diabetes, diabetes-related diseasestates and complications.
The pr(mary goals of the ADA's Research Program are to:• Support the highest quality science across the broad spectrum of diabetes research.• Support investigators early in their careers to encourage them to dedicate their efforts to diabetes
research.• Support innovat(ve research with a high potential to have a significant impact for patients with
diabetes.
Peer Review ProcessOne of the factors that sets American Diabetes Association-funded research apart and ensures that we aresupporting the very best science is peer review. Peer review is a process whereby grant applications arereviewed and evaluated by individuals who are experts fn the field (or "peers" of the Individual submittingthe grant). ADA grant applications all undergo peer review by three or more volunteer experts who arethemselves diabetes researchers. Reviewers provide both a score and detailed comments regarding thestrengths and weaknesses of each grant they review. Scores from all reviewers for each grant are averagedto arrive at a composite merit score that (s then used to determine which grants to support.
Types of Research AwardsResearch awards are divided into four major categories that reflect our research goals and priorities, provideextraordinary opportunities for researchers from diverse backgrounds, and foster the professionaldevelopment of young scientists interested in d(abetes research. The categories are: Investigator-InitiatedAwards (Core Program); Pathway to Stop Diabetes; Collaborative Targeted Research; and Research Co-Support. Approximately 80 percent of American Diabetes Association-funded research falls under the CoreResearch Awards. The ADA uses a single annual grant application cycle for its Core Research Program,featuring a streamlined grant portfolio. In 2018, a total of 884 research grant appl(catfons were submitted.
With donor-directed funding, the ADA supported a targeted initiative in 2018 to fund three postdoctoralfellows with clfnicalortranslatfonalresearch proJectsfocused on understanding the cardiovascularcomplications of type 1 diabetes.
The ADA hosted a research symposium on the Use of Real-World Data to Improve the Prevention and Careof Diabetes-Related Outcomes fn Washington D.C. in November of 2018. The symposium offeredpresentations and discussion with the goal of driving consensus to accelerate guidance on the design and useof real-world data to improve the prevention and care of diabetes-related outcomes.
American Diabetes Association Research Foundation, Inc. 5a-17~4s11
(Sch O (990/990EZ)) -Supplemental Information
Form Part Section dine Ex lanation
a Farm sso Part III 4 continued... ADA-supported researchers made significant progress in understanding how diabetes develops and
progresses, and in identifying new ways to combat the disease. Notable advances include assessing
the potential of community programs to combat health disparities fn type 2 diabetes; a novel
therapy to prevent type 1 diabetes leading to a better understanding of why the immune system
attacks insulin-producing beta-cells in type 1 diabetes; and preserving eyesight In people with
diabetes by studying a unique molecule that seems to play an important role In the development of
diahetfc retlnopathy, a progressive compl(catlon of d(abetes that affects nearly 100 million people
worldwide and leads to blindness.
Research Program Outcomes
The American Diabetes Association-funded researchers show an exemplary commitment to advancing
their careers within the field of diabetes research. Within five years of their award:
• 99 percent of the researchers we fund remain committed to diabetes research for at least five
years• 9 out of 10 researchers secure new funding within five years to expand their work, leveraging $7.36
for every $1 Invested by the American Diabetes Association
Pathway to Stop Diabetes
• Launched in 2013, the American Diabetes Association's Pathway to Stop Diabetes initiative alms to
inspire a new generation of diabetes researchers who are early in their career or are established
but would Ilke to expand their focus on diabetes research. Through awards of $1.625 m(Ilion over
the course of five to seven years, the program allows researchers to have the time and focus
needed to explore new ideas. With a goal of funding lOD new diabetes researchers over the next
decade, Pathway provides crucial support to ind(viduals focusing on innovative ideas and
transformational approaches that w11I lead to new discoveries in diabetes prevention and
treatment. Importantly, Pathway is (n addition to ongoing ADA research activities and is
sign(ffcantly expanding our research efforts.
• Six new Pathway awardees began their research projects in January 2015. During the 2018
calendar year these new awardees, along with the 23 Pathway scientists who were continuing in
their terms of Pathway funding, collectively published 30 high-impact original research manuscripts
and seven reviews. They delivered 151 presentations at scientific meetings. Through 2018, eight
Pathway Initiator award recipients (of nine funded to date) have secured theft first independent
faculty positions. Ten patent applications have been filed by Pathway awardees to date. These
outcomes demonstrate that the Pathway initiative cont(nues to exceed its objectives and progress
toward our vision of br(nging 100 brilliant scientists to diabetes research.
• The Pathway scientists came together at the fourth annual Pathway to Stop Diabetes Symposium,
held at the 78"' Scientific Sessions in Orlando, Florida, where the newest cohort of Pathway
awardees presented their project plans and progress to date. This exclusive symposium brought the
awardees together with the Mentor Advisory Group, program sponsors, philanthropic supporters,
and ADA leadership.• The sixth annual Pathway to Stop Diabetes grant competition was held fn 2018. The Mentor
Advisory Group reviewed 89 outstand(ng nominations and selected three new Pathway awardees
who began their grants in January 2018. With selection of these new awardees, the Pathway program
has supported 32 outstanding investigators in total.
2018, the first group of scientists completed their terms of Pathway funding, which had started in
2014. These scientists, Kathleen Page, MD, of the University of Southern California; Wolfgang Peti,
PhD, of the University of Arizona; and Joshua P. Thaler, MD, PhD, of the University of Washington, all
completed their fifth and final year of their awards. Each of them has already added substantially to
our understanding of diabetes and diabetes risk, and their contributions will continue throughouttheir
careers in diabetes science, because they are now set up for success in conducting the kind of
innovative, transformative research that holds promise to ult(mately stop the health crisis that is
diabetes.
clentijlc SessionsHeld annually, Scientific Sessions exemplifies the American Diabetes Association's leadership role In the
lobal diabetes community, while providing a critical platform for driving diabetes awareness. Scientific
Sessions Is the world's largest scientific and medical meeting focused on the latest basic and clinical science
research related to diabetes and its complications.
he 7Sth Scientific Sessions, held June 22-26, 2018 in Orlando, Florida, brought together more than 14,000
physicians, scientists, researchers, and health care providers. Over the course of five days, participants
received exclusive access to more than 3,000 original research presentations, increasing their knowledge on
the latest advances in diabetes research, care, and education. More than 3,000 abstracts were received. Of
those received, 2,491 were presented as either Oral or Poster presentations. The remaining abstracts were
either printed in the Journal Diabetes as Published Only or not accepted for presentation by the Scientific
Sessions Meeting Planning Committee.
American Diabetes Association Research Foundation, Inc. 54-17x4511
(Sch O (990/990EZ)) -Supplemental Information
Form Part Section Line Ex lanation
3 Form 990 Part III 4 Continued...Soh ANNUAL FOCUS ON FELLOWShe 5"' Annual Focus on Fellows program was held in conjunction with the 78th Scientific Sessions. Thfs
meeting is dedicated to fostering growth/development of future diabetes clinicians, researchers and
leaders. The 131 attendees participated in a program that covered clinical, research and career
development topics
DIABETES IS PRIMARYDiabetes is Primary, an education program for primary care providers, was piloted in several markets in
2018. More than 600 primary care providers participated in these five pilots. Diabetes Is Primary was
also held as a Scientific Sessions preconference. During 2018, more than 10,000 CE certificates were
provided to individuals who participated in the program's webcasts.
W I N ADAhe Women's Interprofessfonal Network of the Amer(can Diabetes Associatlo~ (WIN ADA), ADA's
membership group for female clinicians, scientists, and educators in diabetes, grew significantly In 2018
from 400 to 2,000 members. This group held its first mini-symposium titled "Overcoming Gender Gaps
in Science", as well as an evening networking reception at the 78`h Scientific Sessions, which
approximately 300 profess(onals attended.
We're Connected for Life. lust Imagine!he American Diabetes Association is a lot of things to a lot of d(fferent people. But the one thing we are
to everyone Is a connection point in the fight to cure diabetes to help people live a better Iffe. Just
imagine) Imagine the day when diabetes will no longer devastate our families and communities, our
neighbors near and far. When a parent doesn't have to hear that their child has an incureble disease that
brings with it not only sleepless nights, but constant fears about possible complications and diabetes-
related discrimination. When nobody has to worry anymore about blood glucose highs and lows and
whether that blurred vision is the beginning of a life without sight. When a family can gather at a family
reunion and create happy memories Instead of having to gather at a graveside to say goodbye to a loved
one who has lost their battle against diabetes. We know that, together, we can stop this dreadful
disease and realize our vision: life free of diabetes and a/I !is burdens.
Learn more at www.diabetes.ora and www.stopdiabetes.com.
4 Form seo Part VI a ~a The main responsibilities and focus of the Foundation's Board is to advance, support, and promote charitable contributions
by soliciting major gifts for the purpose of funding the American Diabetes Association's nationwide Research Program. The
Board of Directors of the Foundation provides governance over the activities of the Foundation in accordance with the
purposes, policies, and procedures of the American Diabetes Association. The Board delegates to the Foundation's
Executive Committee responsibility for management of the Foundation when the Board is not in session. The American
Diabetes Association provides complete operational support to the Foundation including staff, facilities and administrative
processes. The Foundation's annual budget and audit process are governed by the American Diabetes Association Board of
Directors and Audit Committee.
5 Form 9so Part VI A 3,7a,~b The Foundation's affairs are managed by the Foundation Board of Directors. The Board of Directors of the Foundation
supervises, directs, and controls the activities of the Foundation in accordance with the mission, purposes, policies and
procedures of the American Diabetes Association. The Board delegates to the Foundation's Executive Committee
responsibility for management of the Foundation when the Board is not in session. The American Diabetes Association
provides complete operational support to the Foundation including staff, facilities and administrative processes. The
Foundation's annual budget and audit process are governed by the American Diabetes Association Board of Directors and
Audit Committee. If a vacancy occurs among the Foundation's officers for any reason, the Board of Directors of the
American Diabetes Association shall fill such position for the unexpired portion of the term.
6 Form 990 Part VI s 11b IRS Form 990 Review Process by the Governing Bodv:
The American Diabetes Association Research Foundation (the Foundation) draft IRS 9901s reviewed by the American
Diabetes Association's management and KPMG. The final and signed IRS from 990 was provided to the Association's Board
of Directors and the Foundation's Board of Directors prior to filing with the IRS.
American Diabetes Association Research Foundation, Inc. 54-1734511
(Sch O (990/990EZ)) -Supplemental Information
Form PaA Section line Ex lanation7 Form 990 Part VI 8 12o Manaein~ a Conflict of Interest:
To identify potential conflicts of interest with appropriate due diligence, the Foundation's officers, Directors, and members
of the Grant Review Panel must annually disclose any potential conFlicts of interest. The American Diabetes Association's
Audit Committee and senior staff in Legai Affairs manage the disclosure and monitoring processes of the Board. The senior
staff of the Association's Scientific &Medical Division manage the disclosure and monitoring processes of the Grant Review
Panel.
Through review of the annual disclosures and review of the agendas of relevant Board, Committee and other meetings,
appropriate efforts are made in advance of the meetings to identify potential confilcts of interest. Each person also has the
responsibility to report his/her own conflicts of interest (actual or perceived) as those conflicts may arise during a meeting.
8 Form 990 Part VI a 12c Research Grants Review Committee:
Conflict of Interest (COI) within the Research Grants Review Committee is managed through a written COI policy and
through C01 declarations (signed both before and after the review cycle). The C01 for grant reviewers isself-reported. The
primary considerations addressed fn the COI policy and program guidelines are as follows:
Institutional: Individuals are required to recuse themselves from reviewing grants for scientists at the same institution,
including any institutions with which they may be negotiating employment.
- Financial: Individuals are required to recuse themselves from reviewing grants from which they stand to gain financially if
the grant is awarded (co-PI, collaborator, subcontracts, etc.).
- Personal: Individuals are required to recuse themselves from reviewing grants for investigators with whom they either
have a personal or professional relationship (collaborators, colleagues or personal friends), or a long standing professional
or scientific disagreement that prevents them from unbiased review.
s Form eeo Part vl s 13 The American Diabetes Association has a written whistleblower policy that applies to the American Diabetes Association
Research Foundation.
10 Form sao ran VI s 14 The American Diabetes Association has a written Document Retention and Destruction policy that applies to the American
Diabetes Association Research Foundation.
11 Form sso Part VI c 17 Filine Jurisdiction - Re~istretion Number: Filing Jurisdiction - Reeistration Number:
Alabama AL97-256 Mississippi 100000294
Alaska N/A Nevada C28859-1997
Arkansas N/A New Hampshire 5006
California CT81471 New Jersey CH-0581900
Colorado 2002-3003670 New Mexico N/A
Connecticut 5084 New York 01/30/65
District of Columbia 981855 North Carolina SL000618
Florida CH1618 North Dakota 7894
Georgia CH-001422 Ohio 01-0239
Hawaii N/A Oklahoma N/A
Illinois C001-025537 Oregon 16402
Indiana 000103829-000 Pennsylvania No. 21
Kansas 177-257350 Rhodelsland 95-233
Kentucky 45 South Carolina 641
Louisiana N/A Tennessee 5104
Maine CO-1247 Utah 6536093-Char
Maryland 102 Virginia N/A
Massachusetts 029317 Washington 7664
Michigan MICS 10326 West V(rginia N/A
Minnesota N/A Wisconsin 3020-500.
American Diabetes Association Research Foundation, Inc. 54-1734511
(Sch O (990/990EZ)) -Supplemental Information
Form Part Section Line Ex lanatlon~z porm sso part vi c to Document Disclosure: The following documents are available on the American Diabetes Association website:
<http://www.diabetes.org>: Board of Directors, audited Foundation financial statements, IRS Forms 990, and thewhistleblower policy. Available subject to request to the American Diabetes Association Legal Affairs department are thefollowing: current bylaws, Articles of Incorporation, and the conflict of interest policy.
~3 Form sso Part VII a a,n,ta The Chief Executive Officer is anon-voting member of the Research Foundation Board of Directors. The Chief ExecutiveOfficer, the Chief Financial Officer, and the Chief Scientific, Medical &Mission Officer are compensated by the AmericanDiabetes Association based on a standard average of 37.5 hours per week.
1a Form sso Part VII q ~a and 2t Tracey D. Brown began her tenure as Chief Executive Officer on June 1, 2018. Martha P. Clark ended her tenure as InterimChief Executive Officer on May 31, 2015.
t5 Form sso Part XI s Other changes in net assets or fund balances of $640,051 reflect prior year research grant award refunds and forfeitures.
16 Form 9eo Part VI A Z Pearson C. Cummin, lil, Secretary-Treasurer, and Linda Cummin, Board of Directors Ambassador, have a family relationship.
17 Form sso Part VII A 1a(4) The Ambassador Board position is non-voting. The Ambassador Board position recognizes long-standing and on-goingsignificant financial and non-financial support to the American Diabetes Association Research Foundation.
~a Form sso Part VI a 4 The bylaws of the American Diabetes Association Research Foundation were revised in 2018 to change the composition ofthe Board of Directors.
SCHEDULE R
(Form 990)
Department of
the Treasury
Go to ww
w.ir
s.go
~/Fo
rm99
0 for
ins
truc
tion
s and the
lat
est information.
OMB No. 1545-0047
X018
Name of t
he organization
Employer ide
ntif
icat
ion number
Ame
rica
n Di
abet
es Association Res
earc
h Foundation, Inc.
541734511
I dentification of Dis
rega
rded
Ent
itie
s. Com
plet
e if
the org
aniz
atio
n an
swer
ed "Ye
s" on Form 990, Pa
rt IV,
line
33.
N/
A
(a)
Name, ad
dres
s, and
EIN
(if app
lica
ble)
of di
sreg
arde
d entity
(b)
Pri
mary
act
ivit
y(c
)Le
gal domicile (s
tate
or f
orei
gn country)
(d)
Tot
al inc
ome
(e)
End
-of -year ass
ets
(~
Direct co
ntro
llin
gent
ity
1- -
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
2- -
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
3- -
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
4--- --
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-
5--- --
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-
6
Identification of Re
late
d Tax-Exempt Organizations. Co
mple
te if
the
org
aniz
atio
n an
swer
ed "Ye
s" on Form 990, Pa
rt IV,
lin
e 34 because it
had
one or more related tax-exempt organizations du
ring
the tax yea
r.(a)
Name, ad
dres
s, and EIN
of related organization
(b)
Pri
mary
activity
(c)
Lega
l domicile (s
tate
or f
oreign country)
(d)
6ce
mpt Code sec
tion
(e)
Public charity status
('rfsection501(c)(3))
(~
Direct controlling
ent
ity
(g)
Section 512
(b)(
13)
cont
roll
eden
tity
?
Yes
No
~1) American Di
abet
es Ass
ocia
tion
13-1623888
- -
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
---
2451 C stal Dri
ve, Su
ite 900 Arlin t
on, VA 22202
See Par
t Vl
l
OH
501 c 3
7N/A
X_ ~2)
_Ame
rica
n Di
abet
es Association Property Title Ho
ldin
g Corporati
2451 C stal Dri
ve, Su
ite 900 Arlin t
on, VA 22202
See Par
t Vll
VA
501 c 2
N/A
American Dia
bete
sAssociation
X3
--- --
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-
4--- --
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-
5- -
-------------------------------------------------------------------
6--- --
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
----
-
7
Rela
ted Organizations and Unr
elat
ed Par
tner
ship
sCom
plet
e if
the org
aniz
atio
n answered "Yes" on Form 990, Pa
rt IV
, li
ne 33, 34,
35b
, 36, or
37.
► A
ttach
to F
orm
990
.
For P
aper
wor
k R
educ
tion
Act
Not
ice,
see
the
Inst
ruct
ions
for F
orm
990
. Sc
hedu
le R
(For
m 9
90) 2
018
HTA
Schedule R (Form 990) 2018
American Dia
bete
s Association Re
sear
ch Foundation, Inc
. 54-1734511
Page Z
Iden
tifi
cati
on of Related Organizations Taxable as a Partnership. Complete if the org
aniz
atio
n answered "Yes" on Form 990, Part IV, lin
e 34
because it had one or more rel
ated
org
aniz
atio
ns treated as a par
tner
ship
dur
ing the tax year.
(a)
@)
(~)
(d)
Ie)
(~
C9)
(h)
(~)
(i)
(k)
Name, add
ress
, and EIN of
Primary ac
tivi
tyLe
gal
Dire
ct con
trol
ling
Predominant
Share of to
tal
Share of end-
of-
Disp
ropo
rtio
nate
Code V—UBI
Gene
ral or
Percentage
related or
gani
zati
ondomicile
entity
income (re
late
d,income
year
ass
ets
allo
cati
ons?
amount in box 20
managing
ownership
(state or
unre
late
d,of
Schedule K-1
part
ner?
fore
ign
excl
uded
from
(Form 1065)
country)
tax under
sec
tion
s 512-514)
Yes
No
Yes
No
-~1 -1------------------------------
-52~--
----
----
----
----
----
----
----
3- -
------------------------------
4--- ------------------------------
5- -
------------------------------
-16~--
----
----
----
----
----
----
----
7
Iden
tifi
cati
on of Related Organizations Taxable as a Corporation or Trust. Complete if the org
aniz
atio
n answered "Yes" on Form 990, Par
t
IV, lin
e 34 because it had one or more related organizations treated as a cor
pora
tion
or trust dur
ing the tax year.
(a)
Name, ad
dres
s, and
EIN
of re
late
d organization
(b)
Pri
mary
activity
(~)
Lega
l domicile
(state orf
orei
gn cou
ntry
)
(d)
Direct controlling
ent
ity
(e)
Typ
e of en
tity
(C Cor
p, S Co
rp, o
r tru
st)
(~Share of t
otal
income
l9)
Share of
end-0f-
year
asse
ts
(h)
Per
cent
age
own
ersh
ip
f)Se
ctio
n 512(b)(13)
controlled
enti
Yes
No
_~1~
__ 1 Perpetual Tru
st _____________________________
Fidu
ciar
y
PA
Amer
ican
Diabe
Association
s Trust
X
_~21
__ Remainder Trust______________________________
Fidu
ciar
y
CT
American Dia
bAssociation
es Trust
X
-~3~
--------------------------------------------------
-~4~
--------------------------------------------------
-~5~
----
----
----
----
----
----
----
----
----
----
----
----
--
6--- --
----
----
----
----
----
----
----
----
----
----
----
----
Sche
dule
R (Form 990) 2018
Schedule R (Form 990) 2018
American Dia
bete
s As
soci
atio
n Re
sear
ch Foundation, Inc
. 54
-173
4511
Page 3
Transactions Wi
th Related Organizations. Complete if
the org
aniz
atio
n an
swer
ed "Ye
s" on Form 990, Pa
rt IV,
line 34
, 35
b, or 36
.
Not
e: Complete li
ne 1 i
f any entity is lis
ted in
Parts Ii
, II
I, or IV
of th
is sch
edul
e.
Yes No
1 During the tax
year, did the
organization engage in any of the following transactions wit
h one or more rel
ated
org
aniz
atio
ns listed in Parts II—IV?
a
Rece
ipt of
(i) i
nterest, (i
i) annuities, (
iii) royalties, or
(iv) rent f
rom a con
trol
led en
tity
.
1a
X
b Gift, grant, or capital contribution to re
late
d organizations) .
1 b
X
c
Gift, grant, or capital co
ntri
buti
on from
rela
ted organizations) .
_ 1c
X
d
Loans or lo
an guarantees to
or for re
late
d organizations) .
1 d
X
e
Loans or lo
an guarantees by
rel
ated
org
aniz
atio
ns) .
1e
X
f Dividends from rel
ated
organizations)
g
Sale
of assets to re
late
d organizations) .
_
h Pu
rcha
se of assets from re
late
d or
gani
zati
ons)
.
_
i Exchange of assets with re
late
d organizations) .
j Lease of fa
cili
ties
, eq
uipm
ent,
or ot
her assets to re
late
d organizations) .
k Lease of fa
cili
ties
, eq
uipm
ent,
or ot
her assets from re
late
d organizations) .
Performance of se
rvic
es or membership or fundraising so
lici
tati
ons f
or rel
ated
organizations) .
m Pe
rfor
manc
e of
ser
vice
s or
membership or fundraising so
lici
tati
ons by
rel
ated
organizations) .
n Sh
arin
g of
faci
liti
es, eq
uipm
ent,
mai
ling
lis
ts, or
other assets wi
th rel
ated
org
aniz
atio
ns) .
o
Sharing of
paid employees with re
late
d organizations) .
_
p Reimbursement paid to rel
ated
organizations) f
or expenses .
q
Reimbursement paid by
rel
ated
organizations) f
or expenses .
r Ot
her tr
ansf
er of cash or property to re
late
d organizations) .
s
Othe
r tr
ansf
er of cash or roe
from rel
ated
or
aniz
atio
n s
1f_.
X
1X
1h
X
1i
X
1'X
1 k
__X
11
X
1m
X
1n
X
10X
1X
1X
9r
X
1sX
2
If the answer to anv of the ah~ve iS "Yes_" see the
ins
truc
tion
s for in
form
atio
n on who must complete th
is lin
e. including covered relationships and transaction thresholds.
(a)
Name of related or
gani
zati
on
(b)
Transaction
type (a—s)
(c)
Amount involved
(d)
Method of
det
ermi
ning
amount inv
olve
d
1 2 3 4 5 6Sc
hedu
le R (Form 990) 2018
Sche
dule
R (Form 990) 2018
American Dia
bete
s Association Research Foundation, Inc.
54-1
7345
11
Page 4
Unrelated Organizations Taxable as a Partnership. Complete if the org
aniz
atio
n answered "Yes" on Form 990, Part IV, lin
e 37.
Pro
vide
the following inf
orma
tion
for each
enti
ty tax
ed as a partnership thr
ough
which the org
aniz
atio
n conducted more than five percent of it
s ac
tivi
ties
(measured by to
tal assets
or gr
oss revenue) th
at was not
a rel
ated
org
aniz
atio
n. See ins
truc
tion
s regarding ex
clus
ion for ce
rtai
n in
vest
ment
par
tner
ship
s.(a)
Name, ad
dress, and EIN of entity
(b)
Primary act
ivit
y(~)
Legal domicile
(st
ate or
fore
ign
country)
(d)
Predominant
income (r
elated,
unr
elat
ed, ex
clud
edfrom tax und
ersections 51
2-51
4)
(e)
Are all
par
tner
ssec
tion
501
(c)(
3)org
aniz
atio
ns?
(~
Share of
total income
C9)
Share of
end
-of-ye
aras
sets
(h)
Dis
prop
orti
onat
eal
loca
tion
s?
(~)
Code V—UBI
amount in
box 20
o f Schedule K-1
(Form 1065)
Q)
General or
man
agin
gpa
rtner?
(k)
Per
cent
age
own
ersh
ip
Yes
No
Yes
No
Yes
No
S~1
NIA-
----
----
----
----
----
----
----
---
2--- -------------------------------------
-531--
----
----
----
----
----
----
----
----
---
4 5- -
----
----
----
----
----
----
----
----
----
-
-~6~-------------------------------------
7- -
----
----
----
----
----
----
----
----
----
-
8- -
----
----
----
----
----
----
----
----
----
-
9
S~ 3~-
----
----
----
----
----
----
----
----
---
(14)
----
----
----
----
----
----
----
----
----
----
-
(15)
-----------------------------------------
~~s~
------------------
----
----
----
----
--
Sche
dule
R (Form 990) 2018
Schedule R (Fomt 990) 2018 American Diabetes Association Research Foundation, Inc. 54-1734511 Page S
Supplemental lnformation.Provide additional information for responses to questions on Schedule R. See instructions.
Part II Line 1 b The mission of the American Diabetes Association is toprevent and cure______________________________________________________.--------- ----- - - --- -- ---- ---- --- ------- ----
diabetes and to improve the lives of all people affected by diabetes.___________________________________________________________________________.-------------------- ----------
Part II Line 2b The American Diabetes Association Property Title Holding Corporation was___________________________________________________.---------------------------------------------------------
established to hold title to real propertX, collect the income therefrom,_and remit to the________________________________________________________.-------------------------------- - - - - - - - -
American Diabetes Association.
-------------------------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------------------------------------------------------
Schedule R (Form 990) 2018
American Diabetes Association Research Foundation, Inc. 54-1734511
Part VI, Line 17 (990) -States with Which a Copy of this Form 990 is Required to be Filed
~rces the Americas~rces Europe
~rces Pacific
Samoa
;utColumbia
i States of Micronesia
LouisianaMassachusettsMarylandMaineMarshall IslandsMichiganMinnesotaMissouriCommonwealth of the Northern Mariana IslandsMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaPuerto Rico
PalauRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaU.S. Virgin IslandsVermontWashingtonWisconsinWest VirginiaWyoming
O 2019 Universal Tax Systems Inc. and/or its affiliates and licensors, All rights reserved.