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GEORGIAN COLLEGE RESEARCH ETHICS BOARD APPLICATION FOR RESEARCH ETHICS APPROVAL INSTRUCTIONS Who should complete a different form? Faculty members who wish to apply for course-based approval should use the REQUEST FOR ETHICAL APPROVAL OF COURSE BASED STUDENT RESEARCH PROJECTS form. Students doing research studies for a course in which the instructor holds current approval from the Georgian College Research Ethics Board (GCREB) to oversee course-based student research, would submit this APPLICATION FOR RESEARCH ETHICS APPROVAL to their instructor. If the study involves more than minimal risk the instructor would refer the application to the Georgian College Research Ethics Board for review. Researchers who are planning to conduct research involving human participants at multiple colleges in Ontario should use the ONTARIO COMMUNITY COLLEGE MULTI-SITE FORM. Who should complete this form? The range of research activities requiring review by the Research Ethics Board includes all research that involves living human subjects, human remains, cadavers, tissues, biological fluids, embryos or fetuses, regardless of whether the research is funded or non-funded, is performed by Georgian College students, Instructions 1

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Page 1: INSTRUCTIONS - georgiancollege.ca  · Web viewQuality assurance and quality improvement studies, program evaluation activities, and performance reviews, or testing within normal

GEORGIAN COLLEGE RESEARCH ETHICS BOARD APPLICATION FOR RESEARCH ETHICS APPROVALINSTRUCTIONS

Who should complete a different form?

Faculty members who wish to apply for course-based approval should use the REQUEST FOR ETHICAL APPROVAL OF COURSE BASED STUDENT RESEARCH PROJECTS form. Students doing research studies for a course in which the instructor holds current approval from the Georgian College Research Ethics Board (GCREB) to oversee course-based student research, would submit this APPLICATION FOR RESEARCH ETHICS APPROVAL to their instructor. If the study involves more than minimal risk the instructor would refer the application to the Georgian College Research Ethics Board for review.

Researchers who are planning to conduct research involving human participants at multiple colleges in Ontario should use the ONTARIO COMMUNITY COLLEGE MULTI-SITE FORM.

Who should complete this form?

The range of research activities requiring review by the Research Ethics Board includes all research that involves living human subjects, human remains, cadavers, tissues, biological fluids, embryos or fetuses, regardless of whether the research is funded or non-funded, is performed by Georgian College students, faculty, support staff, or administrative staff, is a collaborative research undertaking with strategic college or university partners, or is for commercial or information purposes. This also includes individuals not associated with Georgian College who wish to complete research that involves Georgian College staff, students or community members. The following criteria may be used as a guideline to determine if research ethics approval is needed.

Instructions 1

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An application to involve human participants in research must be completed if the research involves one or more of the following:

Research involving human participants recruited from Georgian College The use of the College's name in a contract bid or proposal to an outside private or

public organization College sponsorship of research through professor classroom release time, sabbatical

(study leave), or direct funding Researchers accessing College facilities, resources, College employees, machines, and

other College services or resources, and where the College administers a grant from an outside agency or individual (private or government)

Data formally collected, through whatever means or methods, from College students, faculty, administration, support staff, or other members of the College community, or from any database containing information about the aforementioned groups

Research involving human participants planned by Georgian College and Georgian College University Partnership Centre students requires GCREB review and approval when:

o The intent of the research is to educate students on research processes used to explore and expand existing theories and conceptual knowledge;

o Students compare new techniques, practices, programs with standard approaches to determine which is more effective;

o The results or findings are written in a format that would be acceptable for a research journal or academic conference presentation; or

o Primary data are collected and organized for analysis and distribution or dissemination.

Research exempt from ethics review and therefore not requiring completion of this form includes:

Research about a living individual involved in the public area or about an artist, based exclusively on publicly available information

Quality assurance and quality improvement studies, program evaluation activities, and performance reviews, or testing within normal educational requirements when used exclusively for assessment, management or improvement purposes, including:

o Academic departmental administrative research projects approved by the Dean or Director of the department; for example, class data related to marks or attrition;

o Data collection, management, and reporting for routine administrative purposes by Georgian College departments;

o National or provincially mandated studies such as Key Performance Indicators (KPIs) or College Ontario studies; or

o Primary data collection (such as surveys or focus groups) designed and administered by Organizational Planning and Development for review and renewal of programmes and college services.

Instructions 2

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Georgian College student information gathering activities classified as skill development and not research where the intent is to:

o Use the information to provide advice, diagnosis, identification of appropriate interventions, or general advice for a client;

o Develop skills which are considered standard practice within a profession (e.g. observation, assessment, intervention, evaluation, auditing);

o Collect information as part of the normal relationship between a student and the participants (e.g. classroom teacher and students, nurse and patient, lawyer and client); or

o Teach about the design, conduct and process of research and might involve ‘practice’ data collection from or about a few students within their class and the research is considered minimal risk.

What do I need to do before I complete this form?

Familiarize yourself with the applicable policies and take the TCPS2 CORE tutorial

See links in the Application Checklist attached to these instructions.

Seek Administrative Approval (Institutional Approval)

In addition to ethics approval, you will need permission from the manager(s) of the area(s) in which you plan to do your research (usually deans or directors). A Request for Administrative Approval form is available for this purpose.

Important: Investigators will need to seek permission from individual professors if they wish to visit classrooms to give a brief recruitment speech. Access is not guaranteed. Also, in most cases it is highly inappropriate to use classroom time for data collection. Researchers are advised to consider this as they plan their methodology.

How do I complete the form?

First save a copy to your computer. You may also need to click “Enable Editing” on a yellow status bar at the top of the window.

Rename the file as follows: PILastName,PIFirstName_ShortProjectName_GCREB.docx

This is a fillable form. Click the first response field to begin each section. You may use the Tab key to move forward one field, and Shift+Tab to move back one field within sections. To select (or to deselect) a box, either click it with your mouse or navigate to it with the Tab key and use the spacebar to click the box.

Type in the text boxes provided. They will grow as you type. To insert a tab stop within your response, use Ctrl+Tab. (Using Tab only will move you forward one field.)

Please print Section F, initial and sign where indicated and submit your scanned (preferably PDF) signature pages with your application.

Please save your application as a Word document and submit it with all attachments to [email protected].

Instructions 3

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Whom may I contact if I have any questions?

Please contact your professor or the Georgian College Research Ethics Board Chair at 705-728-1968 ext. 5395 or [email protected] .

Important!

Do not commence any recruitment or data collection activities until you have received final ethics approval.

Instructions 4

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APPLICATION CHECKLIST Principal Investigator Use

GCREB Office Use Only

Have all investigators complete the TCPS 2 Tutorial Course on Research Ethics (CORE) and submit their certificate(s) of completion with this application. Ensure investigators review any updates made to the TCPS2 information since their tutorial completion date with particular attention to the following requirements:

TCPS2 CORE tutorials completed before April 2011 must be redone.

Note: The TCPS2 CORE will not generate an updated certificate of completion. Researchers should provide a screenshot of their dashboard as proof that they have redone the modules.

Tutorials completed between April 2011 and December 18, 2014 are still valid, but researchers must confirm that they have read:

1. The TCPS 2 (2014) - Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans, and

2. The Highlights of Changes (2014) .

All researchers must read the two new modules that were released in .pdf format:

Module 9 - Research Involving the First Nations, Inuit and Métis Peoples of Canada

Module 10 - Multi-Jurisdictional Research

☐ ☐

Read Georgian College Procedure #2-119 Responsible Practice and Ethics Review in Research, and Procedure #1-132 Research Integrity. ☐ ☐

Familiarize yourself with Freedom of Information and Protection of Privacy Act (FIPPA) and any other applicable privacy legislation and institutional procedures.

Employees may wish to read the Access and Privacy Office information on the Employee Intranet.

☐ ☐

Obtain other necessary approvals/supports ☐ ☐

Application Checklist 1

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APPLICATION CHECKLIST continued Principal Investigator

Use

GCREB Office

Use Only

Complete the attached APPLICATION FOR RESEARCH ETHICS APPROVAL or ONTARIO COMMUNITY COLLEGE MULTI-SITE FORM and submit it to [email protected]. Attach the following:

Recruitment scripts and advertising materials (e.g. in-person classroom recruitment scripts, ads, posters, social media/portal posts and emails)*

☐ ☐

Informed consent script(s) and letter(s)* ☐ ☐Questionnaire(s), interview guide(s) or other test instrument(s)

☐ ☐

Debriefing form or script if applicable* ☐ ☐Approval letter(s) from other institution(s), and the approved application(s)

☐ ☐

Signed Request for Administrative Approval and/or letters of support from sponsors, site administrators, partners, etc.

☐ ☐

Certificate(s) of completion from the TCPS 2 Tutorial Course on Research Ethics (CORE) for all investigators

☐ ☐

Completed initial and signature pages ☐ ☐

*Include the following statement on your recruitment and/or information and consent documents, and (if applicable) on debrief documents:

If you have any questions regarding your rights as a participant, you may contact the Georgian College Research Ethics Board (GCREB) at [email protected] or 705-728-1968 ext. 5395.

Ensure the participants are able to retain a copy of the document and contact information.

Application Checklist 2

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APPLICATION FOR RESEARCH ETHICS APPROVAL

The personal information collected on this form will become part of the records held by the Georgian College Research Ethics Board and will be used to assist in the review of your application and provision of services for your study. A copy of this form may be reviewed by external parties in order to meet legislative, audit and/or regulatory requirements. The information is collected under the legal authority of the Ontario Colleges of Applied Arts and Technology Act, 2002 and in accordance with Sections 38(2) and 41(1) of FIPPA. If you have any questions or concerns about the information collected, please contact the Research Ethics Board at [email protected] or 705-728-1968 ext. 5395. For more information about FIPPA, please contact the Access and Privacy Office at 705-728-1968, extension 5770 or [email protected].

SECTION A – GENERAL INFORMATION

1. Title of the Research Project: Click or tap here to enter text.

2. Investigator Information (Click + to add rows)

CourtesyTitle

First Name

Last Name

Organization/Department

MailingAddress Phone Email

Principal Investigator (PI) orFaculty Supervisorfor student research

Choose/type title.

Click or tap here to enter first name.

Click or tap here to enter last name.

Click or tap here to enter org/dept.

Click or tap here to enter address.

Click or tap here to enter phone.

Click or tap here to enter email.

Co-Investigator

Choose/type title.

Click or tap here to enter first name.

Click or tap here to enter last name.

Click or tap here to enter org/dept.

Click or tap here to enter address.

Click or tap here to enter phone.

Click or tap here to enter email.

Student Investigator

Choose/type

Click or tap

Click or tap

Click or tap here to

Click or tap here

Click or tap here

Click or tap here to

Application for Research Ethics Approval 1

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title. here to enter first name.

here to enter last name.

enter org/dept.

to enter address.

to enter phone.

enter email.

Other Investigator

Choose/type title.

Click or tap here to enter first name.

Click or tap here to enter last name.

Click or tap here to enter org/dept.

Click or tap here to enter address.

Click or tap here to enter phone.

Click or tap here to enter email.

3. Has this research study been approved by a Georgian College manager and/or, if the research will not be conducted at or on behalf of Georgian College, has it been approved by the research site’s administrator?

Choose Yes or No.

Attach your signed Request for Administrative Approval and/or letters of support from sponsors, site administrators, partners, etc.

4. Project Start/End Dates

Indicate the anticipated commencement date for this project: Click or tap to enter a date.

Indicate the anticipated completion date for this project: Click or tap to enter a date.

Note: The commencement date should be the date the principal investigator (PI) expects to actually begin interacting with human participants (including recruitment). The completion date should be the date that the PI expects that interaction with human participants, including any feedback or follow-up, will be complete.

Indicate the anticipated start date for recruitment: Click or tap to enter a date.

Indicate the anticipated completion date for recruitment: Click or tap to enter a date.

Indicate the anticipated start date for data collection: Click or tap to enter a date.

Indicate the anticipated completion date for data collection: Click or tap to enter a date.

5. Indicate the location(s) where the research will be conducted (Please specify campus locations.):

Click or tap here to enter text.

6. Other Research Ethics Board Approval

Has this project been submitted to any other research ethics board(s)?

If “Yes", please provide the following information (Click + to add rows):Choose Yes or No.

Application for Research Ethics Approval 2

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Title of the project: Click or tap here to enter text.

Name of the other research ethics board: Click or tap here to enter text.

This project has been: Choose an item.

Date of the decision (if applicable): Click or tap here to enter text.

Other research ethics board’s contact name: Click or tap here to enter text.

Other research ethics board’s phone number: Click or tap here to enter text.

Note: If other research ethics board(s) approved the project, provide the following for each:

1. A copy of the clearance certificate(s)/approval letter(s), AND

2. A complete copy of the approved application as a separate PDF file.

7. Project Funding

This project: Choose an item.

If you have/will submit the project for funding, please attach the study’s budget and indicate:

Period of funding: Click or tap here to enter text.

Funding agency or sponsor(s): Click or tap here to enter text.

Does the funding agency prohibit/restrict publication? Choose an item.

If “Yes”, explain any restrictions:

Click or tap here to enter text.

Note: If the funding source changes, or if a previously unfunded project receives funding, you must submit a change/amendment form to the Georgian College Research Ethics Board.

8. Conflict of Interest

a) Will the researcher(s), members of the research team, and/or their partners or immediate family members receive any personal benefits (e.g. a qualification or certification, a financial benefit such as remuneration, intellectual property rights, rights of employment, consultancies, board membership, share ownership, stock options, etc.) as a result of or connected to this study?

Choose Yes or No.

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b) Are there any real, perceived or potential conflicts of interest of which you are aware (for example, researchers who will benefit financially from the research, research which may be in conflict with institutional roles and responsibilities, faculty members who may be responsible for awarding participant grades)?

Choose Yes or No.

c) Are there any restrictions regarding access to or disclosure of information (during or at the end of the study) that the sponsor or institution has placed on the investigator(s)?

Choose Yes or No.

d) Is there the possibility of commercialization of the research findings?Choose Yes or No.

If you answered “Yes” to any of questions 8a) to 8d) above, please explain:

Click or tap here to enter text.

Application for Research Ethics Approval 4

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SECTION B – SUMMARY OF THE PROPOSED RESEARCH

9. Rationale

a) Provide the background rationale (reasons or logical basis) for the proposed project and relevant supporting literature (including references):

Click or tap here to enter text.

b) State the hypothesis(es)/research question(s):

Click or tap here to enter text.

10. Methodology

List, in order of administration, all the methods of collecting data that involve research participants. Describe sequentially, and in detail, what the participants will be asked to do (e.g., paper and pencil tasks, interviews, surveys, questionnaires, physical assessments, physiological tests), time requirements for each task plus total time requirement, location(s), etc. Describe in detail the role/actions of the investigators during each activity.

Click or tap here to enter text.

Note: Attach a copy of all questionnaire(s), interview guides or other test instruments. Include supporting literature.

11. Participants

a) Describe any relevant characteristics of the participants (number, age, gender, institutional affiliation):

Click or tap here to enter text.

b) Describe, if any, groups that are excluded and why:

Click or tap here to enter text.

c) Is this a captive population (e.g. professor-student; manager-employee-co-worker)?

If “Yes”, describe how you will deal with potential coercion issues for recruitment:

Choose Yes or No.

Click or tap here to enter text.

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d) Is this an Indigenous population (e.g. people, community, etc.)?

If “Yes”, describe how you will protect their interests:

Choose Yes or No.

Click or tap here to enter text.

e) Is this a vulnerable or marginalized population (e.g. children, people residing in institutions such as correctional facilities or long-term care residences, medical research involving people receiving medical attention, or people who lack the capacity to consent for themselves)?

If “Yes”, describe how you will protect their interests:

Choose Yes or No.

Click or tap here to enter text.

12. Recruitment

How do you plan to recruit participants for your study? (Check all that apply):

☐ Investigators will approach their own students/patients/contacts

☐ Investigators will receive referrals from other faculty/contacts

Indicate from whom: Click or tap here to enter text.

☐ Indirect advertising (e.g. poster, web-based, student/employee portal(s), newsletters, other media)

Describe locations/URLs/publications:

Click or tap here to enter text.

☐ Email. Describe details below:

☐ PI/Co-investigators to send email to publicly available email addresses

☐ Other person to send email to a distribution list. Provide details:

Person/department providing the distribution list:

Click or tap here to enter text.

Person/department sending the recruitment email:

Click or tap here to enter text.

☐ Hand flyer distribution/information table in public area

☐ In-person classroom recruitment

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Note: You must obtain permission from the professor of each class and obtain administrative approval from the dean or associate dean.

☐ Existing research participation pool (specify): Click or tap here to enter text.

☐ Other (specify): Click or tap here to enter text.

☐ Not direct recruitment – request for information (e.g. from Georgian College academic performance records, Student Information System)

Note: If you add or change a method of recruitment, you must first request an amendment from the GCREB.

Note: Attach a copy of all recruitment scripts and advertising materials (e.g. in-person classroom recruitment script, online Research Participant Pool description, posters and emails).

13. Informed Consent

a) Will you be seeking written consent from participants?

☐ Yes, my form is attached.

☐ No, I will be collecting consent online. My online consent document is attached. (Participants must actively indicate their consent, e.g. by clicking a box.)

☐No, I will be collecting consent in another way. (Provide details of how you will obtain consent, including any plans for obtaining third party consent. Attach any related scripts, letters or forms.):

Click or tap here to enter text.

☐ No, I will NOT be collecting consent. Please provide rationale:

Click or tap here to enter text.

Note: Participants should actively choose whether or not to participate. A lack of response (i.e. a statement such as “you will be assumed to want to participate unless you indicate otherwise to the researchers”) should not be construed to imply consent.

Written consent is not required in all circumstances. For example, you could require participants to click a box in an online survey or provide verbal consent.

b) Will participants have the option to withdraw from this study? Choose Yes or No.

If you answered “Yes” to 13b), answer i) and ii) below:

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i) What do they have to do to withdraw (include any deadlines)?

Click or tap here to enter text.

ii) Indicate what will be done with the participant’s data and any consequences for the participant withdrawing from the study.

Click or tap here to enter text.

If you answered “No” to 13b), please explain the rationale:

Click or tap here to enter text.

c) Is deception involved in your research? Choose Yes or No.

If “Yes”, please elaborate (including issues around debriefing and an explanation of why the deception is necessary):

Click or tap here to enter text.

14. Collection of Personal Information

a) Please check all types of data you intend to collect:

☐ Identifying information which identifies a participant through direct identifiers (e.g. full name, medical record number)

☐ Identifiable information which could identify a participant through a combination of indirect identifiers (e.g. DOB plus address)

☐ De-identified/coded information in which identifiers are removed and replaced with a code; the code can be used to re-identify participants

☐Anonymized information in which all identifiers are removed and no code is kept.

Describe when study data will be anonymized:

Click or tap here to enter text.

☐ Anonymous information in which no identifiers are collected

☐ Permission will be obtained to waive anonymity (please elaborate):

Click or tap here to enter text.

Note: Information should be collected at the lowest level of identifiability possible (e.g. initials instead of a name, age instead of a DOB).

b) In the table below, please detail the specific identifiers required for this study and

Application for Research Ethics Approval 8

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describe why collection of this information is necessary:

Identifiers

(Check all that apply)Reason this is necessary

☐ First and/or last name Click or tap here to enter text.

☐ Initials Click or tap here to enter text.

☐ Student/Employee number Click or tap here to enter text.

☐ Social Insurance Number Click or tap here to enter text.

☐ Health card number Click or tap here to enter text.

☐ Medical record number Click or tap here to enter text.

☐ Address Click or tap here to enter text.

☐ Full postal code Click or tap here to enter text.

☐ Partial postal code Click or tap here to enter text.

☐ Telephone number Click or tap here to enter text.

☐ Email Click or tap here to enter text.

☐ Physician Click or tap here to enter text.

☐ Date of birth Click or tap here to enter text.

☐ Age Click or tap here to enter text.

☐ Other: (Specify) Click or tap here to enter text.

15. Confidentiality

It is expected that the data be kept confidential unless the participants explicitly have given their permission otherwise.

a) Please describe in detail how you will maintain confidentiality and ensure all records are secure.

Click or tap here to enter text.

b) If confidentiality will not be maintained, please explain.

Click or tap here to enter text.

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c) If data will be coded or will have identifying (or potentially identifiable) information removed, describe when this will be done and by whom.

Click or tap here to enter text.

d) If data will be coded, the identifiers and participant data must be stored separately. Describe the separate storage locations and who will have access to the code:

Click or tap here to enter text.

Note: The code and consent forms must be isolated from study data and stored in a secure manner.

16. Storage and Protection of Information

a) In which of the following ways will data be stored? (Provide details to explain how the information will be protected.)

Storage Method Provide details:

☐ Locked filing cabinet in locked institutional office Click or tap here to enter text.

Note: Paper files with identifiable information must be kept in a locked cabinet within a locked office.

Password-protected computer in a secure location

(Provide details, including details of encryption protocol.)

Click or tap here to enter text.

On cloud-based storage or a server with appropriate security

(Provide details, including details of encryption protocol.)

Click or tap here to enter text.

Note: Electronic files with identifiable information may be stored on a password-protected computer or on a secure access-controlled network (i.e. one with virus protection, file backup, firewall, and limited access) or they must be encrypted and password-protected.

☐ On mobile devices with Click or tap here to enter text.

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encryption.

(Provide details, including details of encryption protocol.)

Note: Electronic files with identifiable information may be stored on mobile devices (e.g. laptop, CD, USB, PDA, tablet, digital recorder); these files must be encrypted and password protected.

b) How long will you keep the study data?

Click or tap here to enter text.

Note: If this study requires Health Canada approval, records must be retained for twenty-five years. For all other studies, the GCREB recommends seven years, with a minimum of one year. Sponsors and institutions may set out other requirements.

c) How will the data be destroyed?

Click or tap here to enter text.

Note: You are required to destroy identifiers or links at the earliest possible time. Destroy data stored on paper or other physical formats by cross-cut shredding, pulping or burning. Destroy data stored in electronic format with overwrite software or through physical destruction of drives.

17. Transmission or Transportation of Data

If you require outside sources to have access to participant data (e.g. data sent for transcription or uploaded to a central data repository), you need to ensure that mechanisms are in place to ensure data security, confidentiality and anonymity.

Will you be transmitting (e.g. uploading/downloading or emailing) or transporting data? (If “Yes”, indicate how you are doing so and provide details below.)

Choose Yes or No.

Transmission/transportation mode Provide details:

☐Email. Provide details, including details of encryption protocol:

Click or tap here to enter text.

☐Upload/download to a computer, server or cloud-based storage. Specify

Click or tap here to enter text.

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name and location:

Transport via encrypted and password-protected portable device (e.g. laptop, CD, USB, PDA, tablet, digital recorder). Provide details, including details of encryption protocol:

Click or tap here to enter text.

☐ Private Courier (Note: Delivery must be traceable.) Click or tap here to enter text.

☐Canada Post (Note: Regular mail may not be used. Delivery must be traceable.)

Click or tap here to enter text.

☐Fax (Note: Machines must be located in a secure, access-limited location.)

Click or tap here to enter text.

☐ Other: Click or tap here to enter text.

Note: Identifying and/or identifiable personal information, especially Personal Health Information (PHI), cannot be transmitted by email or transported on a portable device unless it is encrypted.

Note: Data sent to the United States, or uploaded to American servers (e.g. online surveys), is open to access by American regulatory bodies. Researchers must inform study participants of this possibility.

18. Secondary Use of Data

Use of data for purposes other than those for which the data was originally collected is considered to be secondary use of data may require participants’ permission.

a) Does this study use secondary data? Choose Yes or No.

i) If “Yes”, will the data be de-identified before you receive it?

If, the data will not be de-identified before you receive it, please answer the following:

Choose Yes or No.

1. Did the participants consent to use of their data for secondary purposes?

Choose Yes or No.

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a. If you answered “No”, is there even a remote possibility participants can be identified indirectly?

Explain:

Choose Yes or No.

Click or tap here to enter text.

2. Have you obtained administrative approval/consent from the holder to access the data (e.g. from a hospital, Registrar’s office)?

N.B. If you answered “Yes” attach evidence of their administrative consent.

Choose Yes or No.

b) Will you combine your research data with any other data sets? Choose Yes or No.

If you answered “Yes” to question 18b), please:

i) Identify the dataset:

Click or tap here to enter text.

ii) Explain how the linkage will occur:

Click or tap here to enter text.

iii) Provide a list of data items contained in the dataset:

Click or tap here to enter text.

c) Will your data be entered into another database for future use? Choose Yes or No.

If you answered “Yes” to 18c), please answer the following:

i) Where it will be stored?

Click or tap here to enter text.

ii) Who will be the custodian?

Click or tap here to enter text.

iii) Who will have access to the database?

Click or tap here to enter text.

iv) What security measures will be in place?

Click or tap here to enter text.

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19. Compensation/Incentives

a) Will participants receive compensation for participation? Choose Yes or No.

If you answered “Yes” to 19a), please answer i) and ii):

i) Please select boxes for all that apply:

Type Details

Financial (e.g. cash, cheque, money transfer, prepaid credit card)

Click or tap here to enter text.

☐ Gift card/certificate Click or tap here to enter text.

☐ Non-financial Click or tap here to enter text.

ii) If participants choose to withdraw, how will you deal with compensation?

Click or tap here to enter text.

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SECTION C – DESCRIPTION OF THE RISKS AND BENEFITS OF THE PROPOSED RESEARCH

20. Possible Risks to Participants

(If risks vary, click + to add rows for each participant group.)

Participant Group Click or tap here to enter text.

a) Indicate if the participants might experience any of the following risks:

i) Physical risk (including any bodily contact or administration of any substance)? Do not include “fatigue” as a risk unless it is significant for the population you are studying.

Choose Yes or No.

ii) Psychological risks (including feeling embarrassed, worried or upset)?Choose Yes or No.

iii) Social risks (including possible loss of status, privacy and/or reputation)?

Choose Yes or No.

iv) Economic risks (including expenses incurred for participation, long travel to research site)

Choose Yes or No.

b) If you answered “Yes” to any of the points in question 20a), please answer i) to iv) below. (If risks vary for different participant groups, use the + to address each participant group separately in your explanations.):

i) Are any possible risks to any of the participants greater than those the participants might encounter in their everyday life?

Choose Yes or No.

ii) What magnitude of harm might the participants encounter (e.g. minimal, substantial, transient or longer lasting)?

Explain:

Click or tap here to enter text.

iii) What is the likelihood that participants will encounter harm?

Explain:

Click or tap here to enter text.

iv) Describe how the risks will be managed (including an explanation as to why alternative approaches could not be used). For example, indicate if a list of resources will be given to participants so they know where to go if needed (e.g., counseling).

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Click or tap here to enter text.

21. Possible Benefits

(If benefits vary, click + to add rows for each participant group.)

Participant Group: Click or tap here to enter text.

d) Discuss any potential direct benefits to the participants from their involvement in the project (not including compensation).

Click or tap here to enter text.

e) Comment on the (potential) benefits to the scientific community/society that would justify involvement of participants in this study.

Click or tap here to enter text.

SECTION D – PARTICIPANT FEEDBACK

22. Details of Participant Feedback

Explain what feedback/information will be provided to the participants after participation in the project. (For example, a more complete description of the purpose of the research, or access to the results of the research). Indicate when results will be available and, if they will be made available on the internet, the URL to be used to access the results:

Click or tap here to enter text.

Note: Feedback should be provided in a way which is accessible to participants. For example, some participants may not have access to a computer so uploading results to a website may not be sufficient.

SECTION E – ADDITIONAL INFORMATION

23. Is there any additional information that you would like to add that may assist us in reviewing your protocol?

Click or tap here to enter text.

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SECTION F – SIGNATURES

Please print the pages from this section, sign and scan them.

Send the scanned pages as an attachment when you submit your application.

Title of the Research Project:

24. Annual Review

It is the principal investigator’s responsibility to notify the GCREB when the project is completed, or if it is cancelled, using the appropriate form.

I understand that the completion of a Renewal or Final Report is required at least annually.

Principal Investigator Initial: __________

25. Adverse events

I understand that adverse events (i.e. unanticipated negative consequences or results affecting participants) must be reported to the Research Ethics Board and the Research Ethics Board as soon as possible.

Principal Investigator Initial: __________

26. Required Tutorial on Ethical conduct for Research Involving Humans (TCPS2 CORE)

I have attached certificates of Tri-Council Policy Statement 2 Course on Research Ethics (TCPS2 CORE) completion, or screen shots of renewed completion for those whose certificates are from before April 2011, for all investigators, and I confirm the following:

Researchers who completed the TCPS2 CORE between April 2011 and December 18, 2014 have read the TCPS 2 (2014) - Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans, and The Highlights of Changes (2014).

All researchers have read Modules 9 and 10

Principal Investigator Initial: __________

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27. Investigator Assurance (Print additional copies of this page if needed.)

I have examined Georgian College’s Responsible Practice and Ethics Review in Research policy (Procedure Number 2-119) and affirm that, to the best of my knowledge, the research conforms to the policy. I agree to conduct the research in accordance with the Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans, Georgian College’s policies and procedures for ethical conduct of research, and any conditions communicated by the Georgian College Research Ethics Board (GCREB).

I also understand that if I make any changes whatsoever to the documents provided with this application (including, but not limited to, the application form, recruitment scripts, information and consent letters, survey questions, interview or focus group questions), I must complete a change request form and submit this to GCREB for review. I further understand that these changes, if determined to be substantive by GCREB, may require a new application if they constitute new research.

If any changes are made to the protocol submitted, or if unanticipated risks or events are observed, I will bring these to the attention of the GCREB immediately. I understand that if I fail to advise GCREB of any changes or adverse events, or fail to comply with research protocols outlined in this application, or make any unauthorized changes to any document submitted with this application, ethics approval may be rescinded.

I further understand that I may not start any recruitment or research without receiving ethics approval. I further understand that ethical approval does not constitute institutional approval of this research.

I consent to the collection of my name and contact information on the Application for Research Ethics Approval for this research project (or study). I will notify GCREB immediately of any changes to my contact information or status as an investigator for this study.

Title of the Research Project:

______________________________________________________________________________Name and Signature of Primary Investigator (PI) OR Faculty/Thesis Supervisor for student research Date

______________________________________________________________________________Name and Signature Student Investigator/Co-Investigator/Other Investigator (circle one) Date

______________________________________________________________________________Name and Signature Student Investigator/Co-Investigator/Other Investigator (circle one) Date

Application for Research Ethics Approval 18