instructions for filing a nonresident … · will need to be pursued or operation must stop. ......
TRANSCRIPT
17A-58 (Rev 62016 Page 1 of 6
INSTRUCTIONS FOR FILING A NONRESIDENT PHARMACY APPLICATION
IMPORTANT Please follow these instructions completely Failure to submit the necessary items will delay the processing of your application If the number of forms provided is not sufficient please make photocopies Allow the board 45 days to process your application upon receipt The designated person reflected in the application will be advised if additional information is necessary To assist you with the application process and requirements a checklist is provided with the application The board encourages the applicant to refer to the checklist to assist with the application process The application strongly encourages the applicant to submit all supporting documentation along with the application It is not uncommon for the board to request additional documentation to confirm or substantiate information contained in the application Note A pharmacy license is nontransferable An application for a change in ownership or location of a pharmacy must be submitted PRIOR to the change occurring All pharmacy change of ownership applications will be considered for temporary permits Whenever a change of ownership occurs either a temporary permit will need to be pursued or operation must stop If an application is submitted AFTER a change of ownership or change of location occurs until a new license is issued it is considered a new application
SUMMARY OF CHECKLIST
Section A Requirements for all applicants Section B Forms required for an applicant who is filing as an individual owner Section C Forms required for an applicant whose ownership is a partnership Section D Forms required for an applicant who is filing as a corporation
Section E Forms required for an applicant who is filing as a limited liability company Section F Fingerprint Requirements
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-58 (Rev 62016) Page 2 of 6
CHECKLIST FOR FILING AN NON-RESIDENT PHARMACY APPLICATION
Section A All Applicants [ ] 1 Application (17A-57) Complete the entire application and submit with original signatures
Do Not Leave Blanks If an item or question is not applicable indicate NA Doing Business As (DBA) If using a DBA submit a Fictitious Name Statement
Change of Ownership Provide all required documents under the appropriate section listed in the instructions along with the Sellerrsquos Certification and a copy of the pending purchase agreement A copy of the final saleclosing documents will need to be submitted prior to issuance A change of ownership requires board approval prior to the sale occurring All approved change of ownership applications result in a new license number being issued
Change of Location ONLY A change of location requires board approval The license of the current location must be current at the time the board approves the change of location and issues a new license to the new physical location
[ ] 2 Application Processing Fee $520
Include a check or money order for $520 made payable to the Board of Pharmacy This fee is nonrefundable To apply for a temporary license for a change of ownership ONLY an additional fee of
$325 must be submitted along with the application processing fee of $520 [ ] 3 Certification of Personnel (17A-11) for the pharmacist-in-charge and two completed fingerprint
cards along with a $49 processing for the pharmacist-in-charge Please reference Section F for the fingerprint requirements
[ ] 4 Ownership form
a Corporation (17A-33 ) OR
b Partnership or Individual (17A-34) [ ] 5 For multiple levels of ownership submitting an organization chart is helpful to facilitate the boardrsquos review [ ] 6 Financial Affidavit in Support of Application (17A-2) (Note Not needed for a change of location or non-profit organization) [ ] 7 Approved wholesale credit application or wholesale agreement (Note Not needed for a non-profit organization) [ ] 8 Provide a copy of the lease agreement if the pharmacy premises is leased
If the premises is leased rented or occupied by any person who is licensed in California to prescribe a statement from the corporate attorney regarding prescriber control must be submitted
[ ] 9 A copy of the last inspection report [ ] 10 Sellerrsquos Certification for a Pharmacy (17A-8) (If applicable)
This is only required for an application for a change of ownership and it must be submitted by the prospective owner(s)
17A-58 (Rev 62016) Page 3 of 6
[ ] 11 A statement indicating that you maintain records of controlled substances or dangerous devices dispensed to California patients so that those records are readily retrievable from other drugs dispensed
[ ] 12 Two prescription labels that include a toll free number that meet the requirements as outlined in Business and Professions Code sections 4076 and 40765 and California Code of Regulation section 17075 [ ] 13 A list of pharmacists and their license numbers for those who fill prescriptions for California residents with a statement reflecting the nonresident pharmacies shall not permit a pharmacist whose license has been revoked by the board to provide any pharmacy-related services to a person residing in California [ ] 14 Submit license verification from the home state the pharmacy is located The state seal must be
embossed on the license verification Section B Individual Owner who is not incorporated In addition to items listed in Section A the following must be submitted [ ] 1 The individual owner must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint processing fee Please reference
Section F of the application instructions below on the requirements for submitting fingerprints
Section C Partnership In addition to items listed in Section A the following must be submitted [ ] 1 Each partner must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Signed Partnership Agreement [ ] 3 Provide the Federal Employer Identification Number (FEIN) If the partners are a corporation or a limited liability company (LLC) then complete and provide the same documents required of corporations (see section D)
17A-58 (Rev 62016) Page 4 of 6
Section D Corporations In addition to items listed in Section A the following must be submitted The first line corporation over the pharmacy needs to complete a form 17A-33 Each remaining parent over the first line corporation needs to complete a form 17A-33A For Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 3 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 4 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Non-Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) [ ] 2 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Publicly Traded Corporation [ ] 1 A copy of the corporationrsquos 10K filing with the Securities Exchange Commission [ ] 2 A list of the five largest shareholders who own 5 or more of stock which requires a filing with the
Securities Exchange Commission If the shareholder is an individual include name title and professional license (if applicable) Also identify if the shareholder is a bank trust company or financial institution to which a license is issued in a fiduciary capacity
17A-58 (Rev 62016) Page 5 of 6
Section E Limited Liability Companies In addition to items listed in Section A the following must be submitted The first-line limited liability company over the pharmacy needs to complete a form 17A-33 Each remaining company over the first-line limited liability company also needs to complete a form 17A-33A [ ] 1 Each membermanager must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Submit a copy of the Articles of Organization showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the Secretary of State stamp that discloses the current officers on file for the entity or equivalent
governmental document that discloses the current officer(s) on file for the entity [ ] 4 Provide a copy of the Operating AgreementLimited Liability Company Agreement [ ] 5 Provide the Federal Employer Identification Number (FEIN) Section F Fingerprints Each owner partner corporate officer member major shareholder or director listed on the application is required to complete the Live Scan or fingerprint cards If a person is currently associated with an active license and has fingerprints already on file with the California State Board of Pharmacy new fingerprints may not be required
Fingerprint Instructions Complete and attach ONE of the following (either A or B)
California residents must use Live Scan Nonresidents can visit California to complete a Live Scan or must submit professionally rolled fingerprints on cards supplied by the board
DO NOT complete the Live Scan form prior to fingerprinting or fingerprint cards until the cards are ready to send with the application
The Live Scan site may charge a processing fee Fingerprint card processing fee is $49 per person ($32 DOJ and $17 FBI) made payable to the
Board of Pharmacy The board will accept fingerprint responses only from the California Department of Justice (DOJ) and
Federal Bureau of Investigation (FBI)
A California Resident Attach a copy of the completed Live Scan receipt The receipt verifies the person has completed the Live Scan process and provides tracking information It is the responsibility of the person being fingerprinted to verify that all personal information entered by the Live Scan operator is correct prior to the operatorrsquos submission The Board of Pharmacy will not accept clearances by the DOJFBI if the personal information is incorrect Receipt of incorrect information by the DOJFBI will result in the individual having to complete a new Live Scan
California residents must use Live Scan only To find a Live Scan location go to httpsoagcagovfingerprintslocations Type of LicenseCertificationPermit or Working Title Pharmacy ndash Section 4201
17A-58 (Rev 62016) Page 6 of 6
Full Name Must be EXACTLY THE SAME as the name on your state driverrsquos license or state-issued identification card (Jr II etc must be included) It must also be EXACTLY THE SAME as the name on your application
Date of Birth Must be correct Social Security Number (SSN) or Individual Taxpayer Identification Number (ITIN) Include
your SSN If left blank you may have to reprint Level of Service Must include both DOJ and FBI
B Non-California Resident The person being fingerprinted may visit California and complete Live Scan If
heshe cannot complete the Live Scan then two rolled fingerprint cards must be submitted to the board for each individual being fingerprinted
Only fingerprint cards provided by the Board of Pharmacy will be accepted Request fingerprint cards through the boardrsquos online services at
httpswwwdcacagovwebappspharmacypubs_requestphp or via email to rxformsdcacagov Fee Include fingerprint card processing fee of $49 for each person ($32 DOJ and $17 FBI) made
payable to the Board of Pharmacy You may submit one check or money order for both the application processing fee and fingerprint processing fee(s)
Print legibly or type personal information on the fingerprint cards If the personrsquos personal information is not legible and DOJ enters the information incorrectly heshe will be responsible to submit new fingerprint cards and pay the $49 fingerprint processing fee again DOJ will NOT correct print results due to illegible fingerprint cards
Fingerprints must be taken by a person professionally trained to roll fingerprints Fingerprint clearances from cards take approximately six weeks Poor quality prints will be rejected by DOJFBI and will cause delay because new fingerprint cards
will be required
Bill Lockyer Attorney General
California Department of JusticeDIVISION OF CALIFORNIA
JUSTICE INFORMATION SERVICES
Nick L Dedier DirectorCIO
Subject
Out-of-State Applicant Fingerprint Submissions (Supercedes Information Bulletin 03-IS-BCIA)
To All California Applicant Agencies
The purpose of this Information Bulletin is to advise applicant agencies regarding the submission of fingerprints from out-of-state applicants
California Penal Code Section 111021 precludes the DOJ from accepting applicant fingerprints unless the impressions were rolled by a certified fingerprint roller or by an individual who is specifically exempt from the certification requirement Currently only law enforcement personnel and state employees who have met specified requirements are exempt from the certification requirement This statute was enacted to protect the integrity of Californias criminal history records and guard against fraud by certifying those individuals who roll applicant fingerprint impressions
In order to meet this mandate and avoid the processing delays and additional costs that result from fingerprint rejects individuals residing outside of California and applying for employment or licensure in California who cannot be fingerprinted in California must have their fingerprints rolled at a law enforcement agency in their state of residence
Questions regarding this Information Bulletin should be directed to the Fingerprint Rolling Certification Program at the above telephone number
INFORMA TIONmiddot BULLETIN
Contact for information
Fingerprint Rolling Certification Program
Darlene Towle (916) 227-3249
-I bull = ~
1-rI-~------I bull
10-24-2005
TH Deputy Director f California Justice Information Services
For BILL LOCKYER Attorney General
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-58 (Rev 62016) Page 2 of 6
CHECKLIST FOR FILING AN NON-RESIDENT PHARMACY APPLICATION
Section A All Applicants [ ] 1 Application (17A-57) Complete the entire application and submit with original signatures
Do Not Leave Blanks If an item or question is not applicable indicate NA Doing Business As (DBA) If using a DBA submit a Fictitious Name Statement
Change of Ownership Provide all required documents under the appropriate section listed in the instructions along with the Sellerrsquos Certification and a copy of the pending purchase agreement A copy of the final saleclosing documents will need to be submitted prior to issuance A change of ownership requires board approval prior to the sale occurring All approved change of ownership applications result in a new license number being issued
Change of Location ONLY A change of location requires board approval The license of the current location must be current at the time the board approves the change of location and issues a new license to the new physical location
[ ] 2 Application Processing Fee $520
Include a check or money order for $520 made payable to the Board of Pharmacy This fee is nonrefundable To apply for a temporary license for a change of ownership ONLY an additional fee of
$325 must be submitted along with the application processing fee of $520 [ ] 3 Certification of Personnel (17A-11) for the pharmacist-in-charge and two completed fingerprint
cards along with a $49 processing for the pharmacist-in-charge Please reference Section F for the fingerprint requirements
[ ] 4 Ownership form
a Corporation (17A-33 ) OR
b Partnership or Individual (17A-34) [ ] 5 For multiple levels of ownership submitting an organization chart is helpful to facilitate the boardrsquos review [ ] 6 Financial Affidavit in Support of Application (17A-2) (Note Not needed for a change of location or non-profit organization) [ ] 7 Approved wholesale credit application or wholesale agreement (Note Not needed for a non-profit organization) [ ] 8 Provide a copy of the lease agreement if the pharmacy premises is leased
If the premises is leased rented or occupied by any person who is licensed in California to prescribe a statement from the corporate attorney regarding prescriber control must be submitted
[ ] 9 A copy of the last inspection report [ ] 10 Sellerrsquos Certification for a Pharmacy (17A-8) (If applicable)
This is only required for an application for a change of ownership and it must be submitted by the prospective owner(s)
17A-58 (Rev 62016) Page 3 of 6
[ ] 11 A statement indicating that you maintain records of controlled substances or dangerous devices dispensed to California patients so that those records are readily retrievable from other drugs dispensed
[ ] 12 Two prescription labels that include a toll free number that meet the requirements as outlined in Business and Professions Code sections 4076 and 40765 and California Code of Regulation section 17075 [ ] 13 A list of pharmacists and their license numbers for those who fill prescriptions for California residents with a statement reflecting the nonresident pharmacies shall not permit a pharmacist whose license has been revoked by the board to provide any pharmacy-related services to a person residing in California [ ] 14 Submit license verification from the home state the pharmacy is located The state seal must be
embossed on the license verification Section B Individual Owner who is not incorporated In addition to items listed in Section A the following must be submitted [ ] 1 The individual owner must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint processing fee Please reference
Section F of the application instructions below on the requirements for submitting fingerprints
Section C Partnership In addition to items listed in Section A the following must be submitted [ ] 1 Each partner must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Signed Partnership Agreement [ ] 3 Provide the Federal Employer Identification Number (FEIN) If the partners are a corporation or a limited liability company (LLC) then complete and provide the same documents required of corporations (see section D)
17A-58 (Rev 62016) Page 4 of 6
Section D Corporations In addition to items listed in Section A the following must be submitted The first line corporation over the pharmacy needs to complete a form 17A-33 Each remaining parent over the first line corporation needs to complete a form 17A-33A For Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 3 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 4 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Non-Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) [ ] 2 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Publicly Traded Corporation [ ] 1 A copy of the corporationrsquos 10K filing with the Securities Exchange Commission [ ] 2 A list of the five largest shareholders who own 5 or more of stock which requires a filing with the
Securities Exchange Commission If the shareholder is an individual include name title and professional license (if applicable) Also identify if the shareholder is a bank trust company or financial institution to which a license is issued in a fiduciary capacity
17A-58 (Rev 62016) Page 5 of 6
Section E Limited Liability Companies In addition to items listed in Section A the following must be submitted The first-line limited liability company over the pharmacy needs to complete a form 17A-33 Each remaining company over the first-line limited liability company also needs to complete a form 17A-33A [ ] 1 Each membermanager must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Submit a copy of the Articles of Organization showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the Secretary of State stamp that discloses the current officers on file for the entity or equivalent
governmental document that discloses the current officer(s) on file for the entity [ ] 4 Provide a copy of the Operating AgreementLimited Liability Company Agreement [ ] 5 Provide the Federal Employer Identification Number (FEIN) Section F Fingerprints Each owner partner corporate officer member major shareholder or director listed on the application is required to complete the Live Scan or fingerprint cards If a person is currently associated with an active license and has fingerprints already on file with the California State Board of Pharmacy new fingerprints may not be required
Fingerprint Instructions Complete and attach ONE of the following (either A or B)
California residents must use Live Scan Nonresidents can visit California to complete a Live Scan or must submit professionally rolled fingerprints on cards supplied by the board
DO NOT complete the Live Scan form prior to fingerprinting or fingerprint cards until the cards are ready to send with the application
The Live Scan site may charge a processing fee Fingerprint card processing fee is $49 per person ($32 DOJ and $17 FBI) made payable to the
Board of Pharmacy The board will accept fingerprint responses only from the California Department of Justice (DOJ) and
Federal Bureau of Investigation (FBI)
A California Resident Attach a copy of the completed Live Scan receipt The receipt verifies the person has completed the Live Scan process and provides tracking information It is the responsibility of the person being fingerprinted to verify that all personal information entered by the Live Scan operator is correct prior to the operatorrsquos submission The Board of Pharmacy will not accept clearances by the DOJFBI if the personal information is incorrect Receipt of incorrect information by the DOJFBI will result in the individual having to complete a new Live Scan
California residents must use Live Scan only To find a Live Scan location go to httpsoagcagovfingerprintslocations Type of LicenseCertificationPermit or Working Title Pharmacy ndash Section 4201
17A-58 (Rev 62016) Page 6 of 6
Full Name Must be EXACTLY THE SAME as the name on your state driverrsquos license or state-issued identification card (Jr II etc must be included) It must also be EXACTLY THE SAME as the name on your application
Date of Birth Must be correct Social Security Number (SSN) or Individual Taxpayer Identification Number (ITIN) Include
your SSN If left blank you may have to reprint Level of Service Must include both DOJ and FBI
B Non-California Resident The person being fingerprinted may visit California and complete Live Scan If
heshe cannot complete the Live Scan then two rolled fingerprint cards must be submitted to the board for each individual being fingerprinted
Only fingerprint cards provided by the Board of Pharmacy will be accepted Request fingerprint cards through the boardrsquos online services at
httpswwwdcacagovwebappspharmacypubs_requestphp or via email to rxformsdcacagov Fee Include fingerprint card processing fee of $49 for each person ($32 DOJ and $17 FBI) made
payable to the Board of Pharmacy You may submit one check or money order for both the application processing fee and fingerprint processing fee(s)
Print legibly or type personal information on the fingerprint cards If the personrsquos personal information is not legible and DOJ enters the information incorrectly heshe will be responsible to submit new fingerprint cards and pay the $49 fingerprint processing fee again DOJ will NOT correct print results due to illegible fingerprint cards
Fingerprints must be taken by a person professionally trained to roll fingerprints Fingerprint clearances from cards take approximately six weeks Poor quality prints will be rejected by DOJFBI and will cause delay because new fingerprint cards
will be required
Bill Lockyer Attorney General
California Department of JusticeDIVISION OF CALIFORNIA
JUSTICE INFORMATION SERVICES
Nick L Dedier DirectorCIO
Subject
Out-of-State Applicant Fingerprint Submissions (Supercedes Information Bulletin 03-IS-BCIA)
To All California Applicant Agencies
The purpose of this Information Bulletin is to advise applicant agencies regarding the submission of fingerprints from out-of-state applicants
California Penal Code Section 111021 precludes the DOJ from accepting applicant fingerprints unless the impressions were rolled by a certified fingerprint roller or by an individual who is specifically exempt from the certification requirement Currently only law enforcement personnel and state employees who have met specified requirements are exempt from the certification requirement This statute was enacted to protect the integrity of Californias criminal history records and guard against fraud by certifying those individuals who roll applicant fingerprint impressions
In order to meet this mandate and avoid the processing delays and additional costs that result from fingerprint rejects individuals residing outside of California and applying for employment or licensure in California who cannot be fingerprinted in California must have their fingerprints rolled at a law enforcement agency in their state of residence
Questions regarding this Information Bulletin should be directed to the Fingerprint Rolling Certification Program at the above telephone number
INFORMA TIONmiddot BULLETIN
Contact for information
Fingerprint Rolling Certification Program
Darlene Towle (916) 227-3249
-I bull = ~
1-rI-~------I bull
10-24-2005
TH Deputy Director f California Justice Information Services
For BILL LOCKYER Attorney General
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-58 (Rev 62016) Page 3 of 6
[ ] 11 A statement indicating that you maintain records of controlled substances or dangerous devices dispensed to California patients so that those records are readily retrievable from other drugs dispensed
[ ] 12 Two prescription labels that include a toll free number that meet the requirements as outlined in Business and Professions Code sections 4076 and 40765 and California Code of Regulation section 17075 [ ] 13 A list of pharmacists and their license numbers for those who fill prescriptions for California residents with a statement reflecting the nonresident pharmacies shall not permit a pharmacist whose license has been revoked by the board to provide any pharmacy-related services to a person residing in California [ ] 14 Submit license verification from the home state the pharmacy is located The state seal must be
embossed on the license verification Section B Individual Owner who is not incorporated In addition to items listed in Section A the following must be submitted [ ] 1 The individual owner must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint processing fee Please reference
Section F of the application instructions below on the requirements for submitting fingerprints
Section C Partnership In addition to items listed in Section A the following must be submitted [ ] 1 Each partner must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Signed Partnership Agreement [ ] 3 Provide the Federal Employer Identification Number (FEIN) If the partners are a corporation or a limited liability company (LLC) then complete and provide the same documents required of corporations (see section D)
17A-58 (Rev 62016) Page 4 of 6
Section D Corporations In addition to items listed in Section A the following must be submitted The first line corporation over the pharmacy needs to complete a form 17A-33 Each remaining parent over the first line corporation needs to complete a form 17A-33A For Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 3 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 4 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Non-Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) [ ] 2 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Publicly Traded Corporation [ ] 1 A copy of the corporationrsquos 10K filing with the Securities Exchange Commission [ ] 2 A list of the five largest shareholders who own 5 or more of stock which requires a filing with the
Securities Exchange Commission If the shareholder is an individual include name title and professional license (if applicable) Also identify if the shareholder is a bank trust company or financial institution to which a license is issued in a fiduciary capacity
17A-58 (Rev 62016) Page 5 of 6
Section E Limited Liability Companies In addition to items listed in Section A the following must be submitted The first-line limited liability company over the pharmacy needs to complete a form 17A-33 Each remaining company over the first-line limited liability company also needs to complete a form 17A-33A [ ] 1 Each membermanager must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Submit a copy of the Articles of Organization showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the Secretary of State stamp that discloses the current officers on file for the entity or equivalent
governmental document that discloses the current officer(s) on file for the entity [ ] 4 Provide a copy of the Operating AgreementLimited Liability Company Agreement [ ] 5 Provide the Federal Employer Identification Number (FEIN) Section F Fingerprints Each owner partner corporate officer member major shareholder or director listed on the application is required to complete the Live Scan or fingerprint cards If a person is currently associated with an active license and has fingerprints already on file with the California State Board of Pharmacy new fingerprints may not be required
Fingerprint Instructions Complete and attach ONE of the following (either A or B)
California residents must use Live Scan Nonresidents can visit California to complete a Live Scan or must submit professionally rolled fingerprints on cards supplied by the board
DO NOT complete the Live Scan form prior to fingerprinting or fingerprint cards until the cards are ready to send with the application
The Live Scan site may charge a processing fee Fingerprint card processing fee is $49 per person ($32 DOJ and $17 FBI) made payable to the
Board of Pharmacy The board will accept fingerprint responses only from the California Department of Justice (DOJ) and
Federal Bureau of Investigation (FBI)
A California Resident Attach a copy of the completed Live Scan receipt The receipt verifies the person has completed the Live Scan process and provides tracking information It is the responsibility of the person being fingerprinted to verify that all personal information entered by the Live Scan operator is correct prior to the operatorrsquos submission The Board of Pharmacy will not accept clearances by the DOJFBI if the personal information is incorrect Receipt of incorrect information by the DOJFBI will result in the individual having to complete a new Live Scan
California residents must use Live Scan only To find a Live Scan location go to httpsoagcagovfingerprintslocations Type of LicenseCertificationPermit or Working Title Pharmacy ndash Section 4201
17A-58 (Rev 62016) Page 6 of 6
Full Name Must be EXACTLY THE SAME as the name on your state driverrsquos license or state-issued identification card (Jr II etc must be included) It must also be EXACTLY THE SAME as the name on your application
Date of Birth Must be correct Social Security Number (SSN) or Individual Taxpayer Identification Number (ITIN) Include
your SSN If left blank you may have to reprint Level of Service Must include both DOJ and FBI
B Non-California Resident The person being fingerprinted may visit California and complete Live Scan If
heshe cannot complete the Live Scan then two rolled fingerprint cards must be submitted to the board for each individual being fingerprinted
Only fingerprint cards provided by the Board of Pharmacy will be accepted Request fingerprint cards through the boardrsquos online services at
httpswwwdcacagovwebappspharmacypubs_requestphp or via email to rxformsdcacagov Fee Include fingerprint card processing fee of $49 for each person ($32 DOJ and $17 FBI) made
payable to the Board of Pharmacy You may submit one check or money order for both the application processing fee and fingerprint processing fee(s)
Print legibly or type personal information on the fingerprint cards If the personrsquos personal information is not legible and DOJ enters the information incorrectly heshe will be responsible to submit new fingerprint cards and pay the $49 fingerprint processing fee again DOJ will NOT correct print results due to illegible fingerprint cards
Fingerprints must be taken by a person professionally trained to roll fingerprints Fingerprint clearances from cards take approximately six weeks Poor quality prints will be rejected by DOJFBI and will cause delay because new fingerprint cards
will be required
Bill Lockyer Attorney General
California Department of JusticeDIVISION OF CALIFORNIA
JUSTICE INFORMATION SERVICES
Nick L Dedier DirectorCIO
Subject
Out-of-State Applicant Fingerprint Submissions (Supercedes Information Bulletin 03-IS-BCIA)
To All California Applicant Agencies
The purpose of this Information Bulletin is to advise applicant agencies regarding the submission of fingerprints from out-of-state applicants
California Penal Code Section 111021 precludes the DOJ from accepting applicant fingerprints unless the impressions were rolled by a certified fingerprint roller or by an individual who is specifically exempt from the certification requirement Currently only law enforcement personnel and state employees who have met specified requirements are exempt from the certification requirement This statute was enacted to protect the integrity of Californias criminal history records and guard against fraud by certifying those individuals who roll applicant fingerprint impressions
In order to meet this mandate and avoid the processing delays and additional costs that result from fingerprint rejects individuals residing outside of California and applying for employment or licensure in California who cannot be fingerprinted in California must have their fingerprints rolled at a law enforcement agency in their state of residence
Questions regarding this Information Bulletin should be directed to the Fingerprint Rolling Certification Program at the above telephone number
INFORMA TIONmiddot BULLETIN
Contact for information
Fingerprint Rolling Certification Program
Darlene Towle (916) 227-3249
-I bull = ~
1-rI-~------I bull
10-24-2005
TH Deputy Director f California Justice Information Services
For BILL LOCKYER Attorney General
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-58 (Rev 62016) Page 4 of 6
Section D Corporations In addition to items listed in Section A the following must be submitted The first line corporation over the pharmacy needs to complete a form 17A-33 Each remaining parent over the first line corporation needs to complete a form 17A-33A For Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 3 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 4 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Non-Profit For the named corporation on the application or person(s) who owns an interest in the corporation named on the application the following is required [ ] 1 Each corporate officer major shareholder and director must submit
Certification of Personnel (17A-11) [ ] 2 Submit a copy of the Articles of Incorporation showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the
Secretary of State stamp that discloses the current officers on file for the entity or equivalent governmental document that discloses the current officer(s) on file for the entity
[ ] 4 Bylaws Publicly Traded Corporation [ ] 1 A copy of the corporationrsquos 10K filing with the Securities Exchange Commission [ ] 2 A list of the five largest shareholders who own 5 or more of stock which requires a filing with the
Securities Exchange Commission If the shareholder is an individual include name title and professional license (if applicable) Also identify if the shareholder is a bank trust company or financial institution to which a license is issued in a fiduciary capacity
17A-58 (Rev 62016) Page 5 of 6
Section E Limited Liability Companies In addition to items listed in Section A the following must be submitted The first-line limited liability company over the pharmacy needs to complete a form 17A-33 Each remaining company over the first-line limited liability company also needs to complete a form 17A-33A [ ] 1 Each membermanager must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Submit a copy of the Articles of Organization showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the Secretary of State stamp that discloses the current officers on file for the entity or equivalent
governmental document that discloses the current officer(s) on file for the entity [ ] 4 Provide a copy of the Operating AgreementLimited Liability Company Agreement [ ] 5 Provide the Federal Employer Identification Number (FEIN) Section F Fingerprints Each owner partner corporate officer member major shareholder or director listed on the application is required to complete the Live Scan or fingerprint cards If a person is currently associated with an active license and has fingerprints already on file with the California State Board of Pharmacy new fingerprints may not be required
Fingerprint Instructions Complete and attach ONE of the following (either A or B)
California residents must use Live Scan Nonresidents can visit California to complete a Live Scan or must submit professionally rolled fingerprints on cards supplied by the board
DO NOT complete the Live Scan form prior to fingerprinting or fingerprint cards until the cards are ready to send with the application
The Live Scan site may charge a processing fee Fingerprint card processing fee is $49 per person ($32 DOJ and $17 FBI) made payable to the
Board of Pharmacy The board will accept fingerprint responses only from the California Department of Justice (DOJ) and
Federal Bureau of Investigation (FBI)
A California Resident Attach a copy of the completed Live Scan receipt The receipt verifies the person has completed the Live Scan process and provides tracking information It is the responsibility of the person being fingerprinted to verify that all personal information entered by the Live Scan operator is correct prior to the operatorrsquos submission The Board of Pharmacy will not accept clearances by the DOJFBI if the personal information is incorrect Receipt of incorrect information by the DOJFBI will result in the individual having to complete a new Live Scan
California residents must use Live Scan only To find a Live Scan location go to httpsoagcagovfingerprintslocations Type of LicenseCertificationPermit or Working Title Pharmacy ndash Section 4201
17A-58 (Rev 62016) Page 6 of 6
Full Name Must be EXACTLY THE SAME as the name on your state driverrsquos license or state-issued identification card (Jr II etc must be included) It must also be EXACTLY THE SAME as the name on your application
Date of Birth Must be correct Social Security Number (SSN) or Individual Taxpayer Identification Number (ITIN) Include
your SSN If left blank you may have to reprint Level of Service Must include both DOJ and FBI
B Non-California Resident The person being fingerprinted may visit California and complete Live Scan If
heshe cannot complete the Live Scan then two rolled fingerprint cards must be submitted to the board for each individual being fingerprinted
Only fingerprint cards provided by the Board of Pharmacy will be accepted Request fingerprint cards through the boardrsquos online services at
httpswwwdcacagovwebappspharmacypubs_requestphp or via email to rxformsdcacagov Fee Include fingerprint card processing fee of $49 for each person ($32 DOJ and $17 FBI) made
payable to the Board of Pharmacy You may submit one check or money order for both the application processing fee and fingerprint processing fee(s)
Print legibly or type personal information on the fingerprint cards If the personrsquos personal information is not legible and DOJ enters the information incorrectly heshe will be responsible to submit new fingerprint cards and pay the $49 fingerprint processing fee again DOJ will NOT correct print results due to illegible fingerprint cards
Fingerprints must be taken by a person professionally trained to roll fingerprints Fingerprint clearances from cards take approximately six weeks Poor quality prints will be rejected by DOJFBI and will cause delay because new fingerprint cards
will be required
Bill Lockyer Attorney General
California Department of JusticeDIVISION OF CALIFORNIA
JUSTICE INFORMATION SERVICES
Nick L Dedier DirectorCIO
Subject
Out-of-State Applicant Fingerprint Submissions (Supercedes Information Bulletin 03-IS-BCIA)
To All California Applicant Agencies
The purpose of this Information Bulletin is to advise applicant agencies regarding the submission of fingerprints from out-of-state applicants
California Penal Code Section 111021 precludes the DOJ from accepting applicant fingerprints unless the impressions were rolled by a certified fingerprint roller or by an individual who is specifically exempt from the certification requirement Currently only law enforcement personnel and state employees who have met specified requirements are exempt from the certification requirement This statute was enacted to protect the integrity of Californias criminal history records and guard against fraud by certifying those individuals who roll applicant fingerprint impressions
In order to meet this mandate and avoid the processing delays and additional costs that result from fingerprint rejects individuals residing outside of California and applying for employment or licensure in California who cannot be fingerprinted in California must have their fingerprints rolled at a law enforcement agency in their state of residence
Questions regarding this Information Bulletin should be directed to the Fingerprint Rolling Certification Program at the above telephone number
INFORMA TIONmiddot BULLETIN
Contact for information
Fingerprint Rolling Certification Program
Darlene Towle (916) 227-3249
-I bull = ~
1-rI-~------I bull
10-24-2005
TH Deputy Director f California Justice Information Services
For BILL LOCKYER Attorney General
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-58 (Rev 62016) Page 5 of 6
Section E Limited Liability Companies In addition to items listed in Section A the following must be submitted The first-line limited liability company over the pharmacy needs to complete a form 17A-33 Each remaining company over the first-line limited liability company also needs to complete a form 17A-33A [ ] 1 Each membermanager must submit
Certification of Personnel (17A-11) Individual Personal Affidavit (17A-27) Individual Financial Affidavit (17A-26) Two completed fingerprint cards along with a $49 fingerprint card processing fee Please
reference Section F of the application instructions below on the requirements for submitting fingerprints
[ ] 2 Submit a copy of the Articles of Organization showing proof of filing with the Secretary of State [ ] 3 Statement of Information Submit a copy of the filing with the Secretary of State bearing the Secretary of State stamp that discloses the current officers on file for the entity or equivalent
governmental document that discloses the current officer(s) on file for the entity [ ] 4 Provide a copy of the Operating AgreementLimited Liability Company Agreement [ ] 5 Provide the Federal Employer Identification Number (FEIN) Section F Fingerprints Each owner partner corporate officer member major shareholder or director listed on the application is required to complete the Live Scan or fingerprint cards If a person is currently associated with an active license and has fingerprints already on file with the California State Board of Pharmacy new fingerprints may not be required
Fingerprint Instructions Complete and attach ONE of the following (either A or B)
California residents must use Live Scan Nonresidents can visit California to complete a Live Scan or must submit professionally rolled fingerprints on cards supplied by the board
DO NOT complete the Live Scan form prior to fingerprinting or fingerprint cards until the cards are ready to send with the application
The Live Scan site may charge a processing fee Fingerprint card processing fee is $49 per person ($32 DOJ and $17 FBI) made payable to the
Board of Pharmacy The board will accept fingerprint responses only from the California Department of Justice (DOJ) and
Federal Bureau of Investigation (FBI)
A California Resident Attach a copy of the completed Live Scan receipt The receipt verifies the person has completed the Live Scan process and provides tracking information It is the responsibility of the person being fingerprinted to verify that all personal information entered by the Live Scan operator is correct prior to the operatorrsquos submission The Board of Pharmacy will not accept clearances by the DOJFBI if the personal information is incorrect Receipt of incorrect information by the DOJFBI will result in the individual having to complete a new Live Scan
California residents must use Live Scan only To find a Live Scan location go to httpsoagcagovfingerprintslocations Type of LicenseCertificationPermit or Working Title Pharmacy ndash Section 4201
17A-58 (Rev 62016) Page 6 of 6
Full Name Must be EXACTLY THE SAME as the name on your state driverrsquos license or state-issued identification card (Jr II etc must be included) It must also be EXACTLY THE SAME as the name on your application
Date of Birth Must be correct Social Security Number (SSN) or Individual Taxpayer Identification Number (ITIN) Include
your SSN If left blank you may have to reprint Level of Service Must include both DOJ and FBI
B Non-California Resident The person being fingerprinted may visit California and complete Live Scan If
heshe cannot complete the Live Scan then two rolled fingerprint cards must be submitted to the board for each individual being fingerprinted
Only fingerprint cards provided by the Board of Pharmacy will be accepted Request fingerprint cards through the boardrsquos online services at
httpswwwdcacagovwebappspharmacypubs_requestphp or via email to rxformsdcacagov Fee Include fingerprint card processing fee of $49 for each person ($32 DOJ and $17 FBI) made
payable to the Board of Pharmacy You may submit one check or money order for both the application processing fee and fingerprint processing fee(s)
Print legibly or type personal information on the fingerprint cards If the personrsquos personal information is not legible and DOJ enters the information incorrectly heshe will be responsible to submit new fingerprint cards and pay the $49 fingerprint processing fee again DOJ will NOT correct print results due to illegible fingerprint cards
Fingerprints must be taken by a person professionally trained to roll fingerprints Fingerprint clearances from cards take approximately six weeks Poor quality prints will be rejected by DOJFBI and will cause delay because new fingerprint cards
will be required
Bill Lockyer Attorney General
California Department of JusticeDIVISION OF CALIFORNIA
JUSTICE INFORMATION SERVICES
Nick L Dedier DirectorCIO
Subject
Out-of-State Applicant Fingerprint Submissions (Supercedes Information Bulletin 03-IS-BCIA)
To All California Applicant Agencies
The purpose of this Information Bulletin is to advise applicant agencies regarding the submission of fingerprints from out-of-state applicants
California Penal Code Section 111021 precludes the DOJ from accepting applicant fingerprints unless the impressions were rolled by a certified fingerprint roller or by an individual who is specifically exempt from the certification requirement Currently only law enforcement personnel and state employees who have met specified requirements are exempt from the certification requirement This statute was enacted to protect the integrity of Californias criminal history records and guard against fraud by certifying those individuals who roll applicant fingerprint impressions
In order to meet this mandate and avoid the processing delays and additional costs that result from fingerprint rejects individuals residing outside of California and applying for employment or licensure in California who cannot be fingerprinted in California must have their fingerprints rolled at a law enforcement agency in their state of residence
Questions regarding this Information Bulletin should be directed to the Fingerprint Rolling Certification Program at the above telephone number
INFORMA TIONmiddot BULLETIN
Contact for information
Fingerprint Rolling Certification Program
Darlene Towle (916) 227-3249
-I bull = ~
1-rI-~------I bull
10-24-2005
TH Deputy Director f California Justice Information Services
For BILL LOCKYER Attorney General
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-58 (Rev 62016) Page 6 of 6
Full Name Must be EXACTLY THE SAME as the name on your state driverrsquos license or state-issued identification card (Jr II etc must be included) It must also be EXACTLY THE SAME as the name on your application
Date of Birth Must be correct Social Security Number (SSN) or Individual Taxpayer Identification Number (ITIN) Include
your SSN If left blank you may have to reprint Level of Service Must include both DOJ and FBI
B Non-California Resident The person being fingerprinted may visit California and complete Live Scan If
heshe cannot complete the Live Scan then two rolled fingerprint cards must be submitted to the board for each individual being fingerprinted
Only fingerprint cards provided by the Board of Pharmacy will be accepted Request fingerprint cards through the boardrsquos online services at
httpswwwdcacagovwebappspharmacypubs_requestphp or via email to rxformsdcacagov Fee Include fingerprint card processing fee of $49 for each person ($32 DOJ and $17 FBI) made
payable to the Board of Pharmacy You may submit one check or money order for both the application processing fee and fingerprint processing fee(s)
Print legibly or type personal information on the fingerprint cards If the personrsquos personal information is not legible and DOJ enters the information incorrectly heshe will be responsible to submit new fingerprint cards and pay the $49 fingerprint processing fee again DOJ will NOT correct print results due to illegible fingerprint cards
Fingerprints must be taken by a person professionally trained to roll fingerprints Fingerprint clearances from cards take approximately six weeks Poor quality prints will be rejected by DOJFBI and will cause delay because new fingerprint cards
will be required
Bill Lockyer Attorney General
California Department of JusticeDIVISION OF CALIFORNIA
JUSTICE INFORMATION SERVICES
Nick L Dedier DirectorCIO
Subject
Out-of-State Applicant Fingerprint Submissions (Supercedes Information Bulletin 03-IS-BCIA)
To All California Applicant Agencies
The purpose of this Information Bulletin is to advise applicant agencies regarding the submission of fingerprints from out-of-state applicants
California Penal Code Section 111021 precludes the DOJ from accepting applicant fingerprints unless the impressions were rolled by a certified fingerprint roller or by an individual who is specifically exempt from the certification requirement Currently only law enforcement personnel and state employees who have met specified requirements are exempt from the certification requirement This statute was enacted to protect the integrity of Californias criminal history records and guard against fraud by certifying those individuals who roll applicant fingerprint impressions
In order to meet this mandate and avoid the processing delays and additional costs that result from fingerprint rejects individuals residing outside of California and applying for employment or licensure in California who cannot be fingerprinted in California must have their fingerprints rolled at a law enforcement agency in their state of residence
Questions regarding this Information Bulletin should be directed to the Fingerprint Rolling Certification Program at the above telephone number
INFORMA TIONmiddot BULLETIN
Contact for information
Fingerprint Rolling Certification Program
Darlene Towle (916) 227-3249
-I bull = ~
1-rI-~------I bull
10-24-2005
TH Deputy Director f California Justice Information Services
For BILL LOCKYER Attorney General
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
Bill Lockyer Attorney General
California Department of JusticeDIVISION OF CALIFORNIA
JUSTICE INFORMATION SERVICES
Nick L Dedier DirectorCIO
Subject
Out-of-State Applicant Fingerprint Submissions (Supercedes Information Bulletin 03-IS-BCIA)
To All California Applicant Agencies
The purpose of this Information Bulletin is to advise applicant agencies regarding the submission of fingerprints from out-of-state applicants
California Penal Code Section 111021 precludes the DOJ from accepting applicant fingerprints unless the impressions were rolled by a certified fingerprint roller or by an individual who is specifically exempt from the certification requirement Currently only law enforcement personnel and state employees who have met specified requirements are exempt from the certification requirement This statute was enacted to protect the integrity of Californias criminal history records and guard against fraud by certifying those individuals who roll applicant fingerprint impressions
In order to meet this mandate and avoid the processing delays and additional costs that result from fingerprint rejects individuals residing outside of California and applying for employment or licensure in California who cannot be fingerprinted in California must have their fingerprints rolled at a law enforcement agency in their state of residence
Questions regarding this Information Bulletin should be directed to the Fingerprint Rolling Certification Program at the above telephone number
INFORMA TIONmiddot BULLETIN
Contact for information
Fingerprint Rolling Certification Program
Darlene Towle (916) 227-3249
-I bull = ~
1-rI-~------I bull
10-24-2005
TH Deputy Director f California Justice Information Services
For BILL LOCKYER Attorney General
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
NONRESIDENT PHARMACY PERMIT APPLICATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of Pharmacy Pharmacy Telephone Number
( ) Address of Pharmacy Street and Number City State Zip Code
Indicate whether this application is for
New Pharmacy Change of Location of an existing pharmacy
Change of Ownership of an existing pharmacy
If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
Date of proposed change of ownership or location
Please indicate type of ownership
Individual Partnership Corporation Not-for-profit corporation Limited Liability
Name of agent for service of process in California Agents telephone number
( )
Agents California address (PO box not acceptable) City State Zip Code
Toll-Free Telephone Number for patient-pharmacist communication 1-888 1-800
Resident State pharmacy permit amp date issued
Do you mail replacement contact lenses to patients in California Yes No
By your affirmative answer above your pharmacy name will be provided to the California Medical Board and you will be in compliance with section 4124 of the California Business and Professions Code
CONTINUE ON REVERSE
FOR OFFICE USE ONLY STAFF REVIEW CASHIER LOG
Articles of Incorp Financial Aff
Partner agreement Stock Cert
Sellerrsquos certificate By-laws
Whlse agreement Lease
Approved ________________
Denied ________________
Date ________________
Cashier _________________
Date _________________
Amount of fee _________________
17A-57 (112) Page 1 of 2
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
______________________________________ __________________________________ _______________________
Name of pharmacist-in-charge Pharmacist license number
Residence address City State Zip code
Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
Name and telephone number of contact person to clarify information provided on this application
( )
e-mail address
PLEASE READ CAREFULLY
This application must be approved by the California State Board of Pharmacy before a pharmacy permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Any application not completed within 60 days of receipt may be deemed withdrawn by the Board of Pharmacy Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the Executive Officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Section 17983 of the Civil Code
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an executive officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
Signature of corporate officer partner or owner Name (please print) Title
______________________________________ __________________________________ _______________________ Signature of corporate officer partner or owner Name (please print) Title
______________________________________ Date
17A-57 (112) Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARTNERSHIP OR INDIVIDUAL OWNERSHIP INFORMATION
Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA Name of premises Telephone number
( ) Address of premises Number and Street City State Zip Code
A Partnership
If any of the partners listed below is a corporation or limited liability company form 17A-33 must also be completed for each such entity Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist veterinarian etc and the license number
Federal Employer ID Number
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
Name or corporate name Percentage owned
Residence or corporate address Social security number
Licensed as License number States licensed in
17A-34 Page 1 of 2
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
B Individual owner
Under the heading Licensed as list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian and the license number
Name Do you own 100 of business
Yes No
Residence address Social security number
Licensed as License number States licensed in
PLEASE READ CAREFULLY ALL PARTNERSOWNERS MUST SIGN BELOW
This application must be approved by the California State Board of Pharmacy before a pharmacy permit can be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in a response to any question is grounds for refusal or subsequent revocation of license and is a violation of the Penal Code All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under the California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the applicant corporation named in the foregoing application duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license(s) for which this application is made (4) all supplemental statements are true and accurate and (5) the transfer application may be withdrawn by either the applicant or the licensee with no resulting liability to the Board of Pharmacy
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Signature of partner or individual owner Name (please print) Date
Disclosure of your social security number (or federal employer identification number [FEIN] if you are a partnership) is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405[c][2][C]) authorize collection of your social security number Your social security number or FEIN will be used exclusively for tax enforcement purposes for purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of licensure or examination status by a licensing or examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number or your FEIN your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
17A-34 Page 2 of 2
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
CORPORATION OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation Telephone number
( ) Address of parent corporation Number and Street City State Zip Code
Name of applicant premises
Address of applicant premises Number and Street City State Zip Code
Is the applicant corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must complete a Parent Corporation or Limited Liability Company Ownership information form Attach a diagram of the corporate structure showing the subsidiaries
A Corporate OfficersDirectors (Top 5 of each)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33 (Rev 1099) Page 1 of 3
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
B OwnersShareholders
List all persons who own an interest in this corporation If more than 5 shareholders list the 5 largest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
C Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
D Does 10 or more of the ownership rest with any other entity Yes No If yes please list below
Name Residence address amp telephone number
17A-33 (Rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33 (Rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
PARENT CORPORATION OR LIMITED LIABILITY COMPANY OWNERSHIP INFORMATION
Please print or type All blanks must be completed if not applicable enter NA Name of parent corporation or limited liability company Telephone number
( ) Address Number and Street City State Zip Code
Name amp address of premises Number and Street City State Zip Code
Is the parent corporation a subsidiary Yes No If yes name of parent corporation This parent corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form Please attach an organization chart
A Limited Liability Members or Manager(s) (Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
For Limited Liability Companies Only We the undersigned members authorize _________________________________ (Name of member)
to sign all Board of Pharmacy forms documents and operating conditions on our behalf
B Corporate OfficersDirectors (Top 5 of each Use additional sheets if necessary)
Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable) Non-profit organizations must list the names and titles of persons holding corporate positions
Title Name Residence address amp telephone number Licensed as license no and state(s)
17A-33A (rev 1099) Page 1 of 3
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
C OwnersShareholders
List all persons who own an interest (use additional sheets if necessary) List certificates chronologically including active cancelled and pending issuance If stock is pledged include date number of shares and from whom to whom Attach a copy of all stock certificates transfer ledgers and proof of purchase issued to date Under the heading ldquoLicensed asrdquo list any state professional or vocational licenses held eg pharmacist physician podiatrist dentist or veterinarian etc and the license number (if applicable)
To whom issued Residence address amp telephone number
Licensed as license no and state(s) licensed
in
Cert of Shares
Date Issued
Date cancelled
D Ownership
If no stockholders exist list all persons with a beneficial interest below
Name Residence address amp telephone number
E Does 10 or more of the ownership rest with any other entity Yes No
If yes please list below
Name Residence address amp telephone number
17A-33A (rev 1099) Page 2 of 3
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
This application must be approved by the California State Board of Pharmacy before a permit will be issued If changes are made during the application process you may need to submit a new application with the appropriate fees Fees applied to this application are not transferable and are not refundable
Any material misrepresentation in the answer of any question is grounds for refusal or subsequent revocation of a license and is a violation of the Penal Code of California All items of information requested in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete
The information will be used to determine qualifications for licensure under California Pharmacy Law The officer responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on him or her by the Board of Pharmacy unless the records are identified as confidential information and exempted by section 17983 of the Civil Code
ALL OWNERS AND OFFICERS DESIGNATED ON THIS FORM MUST SIGN BELOW
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the owner or an officer of the corporation or limited liability company named on this application form duly authorized to make this application on its behalf and is at least 18 years of age (2) heshe has read the foregoing application and knows the contents thereof and that each and all statements therein made are true (3) no person other than the applicant or applicants has any direct or indirect interest in the applicants or applicants business to be conducted under the license for which this application is made and (4) all supplemental statements are true and accurate
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
Print Name______________________________ Signature ______________________________Date _____________
17A-33A (rev 1099) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
SELLERrsquoS CERTIFICATION
INSTRUCTIONS This form is to be completed by the seller and submitted by the prospective owner with the application for a change of ownership Attach a copy of the pending purchase agreement
NOTICE The current permit is not transferable and the current owner of record must maintain operations and control of the licensed premises (including renewing the permit) until a new application is approved by the Board of Pharmacy The new owner must complete and attach the new application to this document (Proof of authority to sell by any person except a person whose name appears on the original permit must accompany this certification)
(Please print or type) All blanks must be completed if not applicable enter NA
This will certify that (name of individual partnership or corporation ndash ldquosellerrdquo)
has agreed that on ldquosellerrdquo shall transfer monthdayyear (all half etc)
of the right title and interest in (name of premises) (permit number)
located at (street number and name) (city) (state) (zip code)
To (name of buyer(s))
IF A PARTNERSHIP LIST THE NAMES OF ALL PARTNERS (all names must be listed)
On completion of this sale and approval of the new permit the original permit and the current renewal must be returned to the California State Board of Pharmacy for cancellation before the new permit will be released
Under penalty of perjury under the laws of the State of California each person whose signature appears below certifies and says that (1) heshe is the licensee general partner or an executive officer of the corporate licensee named in this Sellers Certification duly authorized to make this sale and (2) all statements made in this Sellers Certification are true and correct If the seller is a partnership all partners must sign below
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
Signature of Seller Name (please print) Title Date
17A-8 (Rev 1204)
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
Y DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
All items of information in this application are mandatory Failure to provide any of the requested information will result in the application being rejected as incomplete The information will be used to determine qualifications for registration under the California Pharmacy Law The official responsible for information maintenance is the executive officer (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento California 95834 The information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on them by our agency unless the records are identified as confidential information and exempted by section 17983 of the Civil Code Please print or type All blanks must be completed if not applicable enter NA Name of Corporation Partnership or Individual Owner
Address of Corporation Partnership or Individual Owner
Name of Pharmacy Hospital Wholesaler etc
Premises Address Number and Street City Zip Code Telephone Number
Indicate what part of the total investment will be in cash and from what source(s) it will be or has been derived Please attach documentation $ Source
List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number and amount Use additional sheets if necessary $ Source
If the pharmacy is franchised list the name of franchisor
17A-2 (Rev 1000) Page 1 of 3
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
Who will be the primary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of primary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Who will be the secondary wholesaler for dangerous drugs andor dangerous devices Please attach a photocopy of the approved application filed with the wholesaler
Name of secondary Wholesaler Telephone number
Address of Wholesaler Number amp Street City State Zip Code
Business Bank Name amp Address (list all accounts for the pharmacy)
Telephone Number
Account Number
Balance of Account
Please submit a copy of most recent bank statement for each bank account listed above
List all individuals authorized to sign on business bank account
Signature Name (please print) Title
Name of bookkeeperaccountant for applicant premises Telephone Number
( )
Address of bookkeeperaccountant Number and Street City State Zip Code
Estimated annual gross sales $ Estimated annual purchases $
17A-2 (Rev 1000) Page 2 of 3
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
APPLICANT(S) AUTHORIZATION FOR DISCLOSURE OF FINANCIAL RECORDS
For a period of nine months from this date for the purpose of authorizing the Board of Pharmacy to conduct an investigation on myour qualifications pursuant to section 4207 of the Business and Professions Code Iwe hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts notes and loan documents deposit and withdrawal records and escrow documents of myour financial institution(s) or any financial records established in connection with this business
Iwe also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with myour bookkeeperaccountant or with the escrow holder Iwe agree to furnish current financial information on the annual renewal if requested by the Board of Pharmacy Applicant understands that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing application including all supplementary statements
If corporation owned one corporate officer must sign if partnership owned all partners must sign
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Signature of corporate officer partner or owner Name (please print) Title Date
Date Place Attest (Notary Public)
17A-2 (Rev 1000) Page 3 of 3
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900 Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL PERSONAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full name Last First Middle
Previous name(s) ndash include maiden name also known as (AKArsquos) ldquoaliasesrdquo
Attach a photograph taken within 60 days of the filing of
this affidavit
NO POLAROID
Residence address Number and Street City State Zip Code
Date of birth (monthdayyear) Place of birth (city state country)
Drivers license no amp state issued in Social Security number
Home telephone Current work telephone
Name of applicant premises Number and Street City State Zip Code
Address of applicant premises
Premises telephone
I am (Check all that apply)
Sole owner Partner
Officer Director
General partner Stockholder ______
Financierlender Member (LLC only)
Other - Specify
Spouses name (Include alias or maiden) Last First Middle
Spouses social security number Spouses Date of Birth Will your spouse work in any capacity under the permit
Yes No
Do you have or have you had any direct or indirect beneficial interest in any other premises licensed by any board of pharmacy Include sites licensed in states other than California
Yes No
If yes list current direct or indirect beneficial interests (use an additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
Name Address Permit Number
If yes list past direct or indirect beneficial interests during the last five years (use additional sheet if necessary)
Name Address Permit Number
Name Address Permit Number
17A-27 Page 1 of 2
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
Have you -- as an owner shareholder officer member director or partner -- been involved with a pharmacy drug wholesaler medical device retailer hypodermic permit or out-of-state distributor whose license has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Have you as an individual held a pharmacist license pharmacy technician registration or exemption certificate that has been disciplined or an offer in compromise accepted or rejected by a state board of pharmacy or federal regulatory agency Also describe if any of the above actions have occurred with your spouse or palimony partner or an associate with whom you have shared any ownership interest Describe the event regulatory agency involved and date for each incident (If yes explain Use additional sheets if necessary)
Yes No
Have you as an individual ever been issued any professional or vocational license such as a medical doctor attorney dentist contractor etc that has been disciplined by a state regulatory board (If yes explain)
Yes No
Current and past employment for at least the past five years (Use additional sheets if necessary)
From (moyr) To (moyr) Type of Work Firm name and city
Please read carefully and sign below
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may be at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing individual personal affidavit including all supplementary statements and I personally completed this personal affidavit
Applicant Signature Title Date
Place Attest (Notary Public
Disclosure of your social security number is mandatory Section 30 of the Business and Professions Code and Public Law 94-455 (42 USCA 405(c)(2)(C)) authorize collection of your social security number Your social security number will be used exclusively for tax enforcement purposes of compliance with any judgement or order for family support in accordance with section 113506 of the Welfare and Institutions Code or for verification of examination entity which utilizes a national examination and where licensure is reciprocal with the requesting state If you fail to disclose your social security number your application for initial or renewal license will not be processed AND you will be reported to the Franchise Tax Board which may assess a $100 penalty against you
NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid 17A-27 (112) Page 2 of 2
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-11 (rev 72016) Page 1 of 4
CERTIFICATION OF PERSONNEL
INSTRUCTIONS This form must be completed by each owner director officer or major shareholder as well as a Pharmacist-in-Charge of a nonresident pharmacy where the pharmacist does not hold a current and valid California pharmacist license All blanks must be completed if not applicable enter NA Failure to furnish a complete explanation or any omissions may delay the processing of your application
1 Full name (last first middle)
2 Residence address (street city state zip code) 3 Residence telephone number ( )
4 Email address
5 Are you currently licensed as a physician podiatrist dentist optometrist or veterinarian in this state or any other state If the answer is yes please list each license number license type and the state(s) where you are licensed
Yes No
License Type License Number State Expiration Date
6 Is your spouse child parent or other relative or any person with whom you share a financial interest licensed in this state or any other state as a physician podiatrist dentist or veterinarian If the answer is yes list the name of each person their relationship to you the license type number and state (Use additional sheets if necessary)
Yes No
Name Relationship License Type License Number State
7 Are you currently or have you previously been listed as a corporate officer partner owner manager limited liability company member administrator or medical director on a permit to sell store or possess dangerous drugs or dangerous devices in this state or any other state If yes please list the company name permit type and number position(s) held state and expiration date Please include information regarding cancelled permits (Use additional sheets if necessary)
Yes No
Name of company Type of permit Permit number Position held State Expiration date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY 1625 N Market Blvd Suite N219 Sacramento CA 95834 DEPARTMENT OF CONSUMER AFFAIRS
Phone (916) 574-7900 GOVERNOR EDMUND G BROWN JR
Fax (916) 574-8618 wwwpharmacycagov
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-11 (Rev 72016) Page 2 of 4
8 Have you ever had a pharmacy permit or any professional or vocational license or registration denied suspended revoked placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If yes please provide permit type action company name (if applicable) year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
9 Are you currently or have you previously been associated in business with any person partnership corporation or other entity or shared a financial or community property interest with any person whose pharmacy permit or any professional or vocational license was denied suspended revoked or placed on probation or other disciplinary action taken by this or any other governmental authority in this state or any other state If the answer is yes please list the company name permit type action year of action and state (Use additional sheets if necessary)
Yes No
Name of person or business Type of permit Type of Action Year of Action State
10 Have you ever been in violation of any provisions of pharmacy law in this or any other state If yes please list each type of violation license type type of action year of action and state (Use additional sheets if necessary)
Yes No
Type of Violation License Number Type of Action Year of Action State
11 Do you have a mental illness or physical illness that in any way impairs or limits your ability to practice your profession with reasonable skill and safety without exposing others to significant health or safety risks
If ldquoyesrdquo attach a statement of explanation If ldquonordquo go directly to question 13
Yes No
12 Are the limitations caused by your mental illness or physical illness reduced or improved because you receive ongoing treatment or participate in a monitoring program If yes please attach a statement of explanation If you do receive ongoing treatment or participate in a monitoring program the board
will make an individualized assessment of the nature severity and duration of the risks associated with an ongoing medical condition to determine whether an unrestricted license should be issued whether conditions should be imposed or to determine if you are not eligible for licensure
Yes No
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-11 (Rev 72016) Page 3 of 4
13 Do you currently engage or have you previously engaged in the illegal use of controlled substances
If ldquoyesrdquo are you currently participating in a supervised substance abuse program or professional assistance program which monitors you in order to assure that you are not engaging in the illegal use of controlled substances Yes No Attach a statement of explanation
If ldquoyesrdquo have you participated in a substance abuse program in the past five years Attach a statement of explanation Yes No
Yes No
14 Have you ever been convicted of or pleaded guilty or nolo contenderno contest to any crime in any state the United States or its territories a military court or any foreign country Include any felony or misdemeanor offense and any infraction involving drugs or alcohol with a fine of $500 or more You must disclose a conviction even if it was (1) later dismissed or expunged pursuant to Penal Code section 12034 et seq or an equivalent release from penalties and disabilities provision from a non-California jurisdiction or (2) later dismissed or expunged pursuant to Penal Code section 1210 et seq or an equivalent post-conviction drug treatment diversion dismissal provision from a non-California jurisdiction Failure to answer truthfully and completely may result in the denial of your application NOTE You may answer ldquoNOrdquo regarding and need not disclose any of the following
(1) criminal matters adjudicated in juvenile court (2) criminal charges dismissed or expunged pursuant to Penal Code section 10004 or an equivalent deferred entry of judgment provision from a non-California jurisdiction (3) convictions more than two years old on the date you submit your application for violations of California Health and Safety Code section 11357 subdivisions (b) (c) (d) or (e) or California Health and Safety Code section 11360 subdivision (b) and (4) infractions or traffic violations with a fine of less than $500 that do not involve drugs or alcohol
You may wish to provide the following information in order to assist in the processing of
your application descriptive explanation of the circumstances surrounding the conviction (ie dates and location of incident and all circumstances surrounding the incident) If documents were purged by the arresting agency andor court a letter of explanation from these agencies is required
Failure to disclose a disciplinary action or conviction may result in the license
being denied or revoked for falsifying the application Attach additional sheets if necessary
Arrest Date Conviction Date Violation(s) Case Court of Jurisdiction (Full Name and Address)
Yes No
15 Will you work as an employee of this business If yes what will your responsibilities
and duties be with this business
Yes No
You must provide a written explanation for all affirmative answers to questions 8 - 15 Failure to do so may result in this application being deemed withdrawn as incomplete
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
17A-11 (Rev 72016) Page 4 of 4
If you are a non-pharmacist owner partner corporate officer corporate director or administrator of the business you should be aware that (a) any non-pharmacist owner who commits any act which would subvert or tends to subvert the efforts of the pharmacist-in-charge to comply with the laws governing the operation of the pharmacy is guilty of a misdemeanor (b) you may not order a pharmacist to perform any act which is prohibited by law (c) any violation of the Federal Food Drug amp Cosmetic Act the Federal Controlled Substance Act or any law or regulation relating to the practice of pharmacy in the State of California is grounds for suspension or revocation of the permit for which you are applying (d) committing any act prohibited by law or neglecting to perform any duty required by law could result in
proceedings against the personal license of a pharmacist or could result in an action against your permit (e) you are not permitted to assist in any phase of compounding or dispensing of prescriptions or to perform any of the duties which are required by law or regulation to be done by a pharmacist (f) only a pharmacist may possess the key to the pharmacy or to the permanent barrier separating the pharmacy (g) you may enter the pharmacy for the purpose of performing certain specified duties only when the pharmacist is present and the pharmacist is responsible for any non-registered person allowed to enter the pharmacy (This does not apply to hospital pharmacies or limited permits under Business and Professions Code section 4117 or Title 16 California Code of Regulations section 1714) (h) dangerous drugs andor devices as defined in Business and Professions Code sections 4022 and 4023 may only be sold on prescription or to persons who are licensed to handle sell and possess such drugs All items of information requested on this form are mandatory Failure to provide any of the requested information will result in the application being deemed withdrawn as incomplete This information will be used to determine qualifications for licensure under California pharmacy law The officer responsible for information maintenance is the executive officer telephone (916) 574-7900 1625 N Market Blvd Suite N219 Sacramento CA 95834 This information may be transferred to another governmental agency such as a law enforcement agency if necessary for it to perform its duties Each individual has the right to review the files or records maintained on himher by the Board of Pharmacy unless the records are identified as confidential information and exempted by Civil Code section 17983 NOTICE Effective July 1 2012 the State Board of Equalization and the Franchise Tax Board may share individual taxpayer information with the board You are obligated to pay your state tax obligation This application may be denied or your license may be suspended if the state tax obligation is not paid I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing certification of personnel form including all supplementary statements and I personally completed this certification of personnel form I also certify that I have read and understand the rules of professional conduct and have retained a copy on file Signature Date
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
California State Board of Pharmacy BUSINESS CONSUMER SERVICES AND HOUSING AGENCY1625 N Market Blvd Suite N219 Sacramento CA 95834 Phone (916) 574-7900Fax (916) 574-8618 wwwpharmacycagov
DEPARTMENT OF CONSUMER AFFAIRS
GOVERNOR EDMUND G BROWN JR
INDIVIDUAL FINANCIAL AFFIDAVIT Please print or type All blanks must be completed if not applicable enter NA Full Name Last First Middle Telephone number
( )
Residence Address Number and Street City State Zip Code
Premises Address Number and Street City State Zip Code Telephone number
( )
You must indicate one or more of the following
I am making a contribution total amount $__________________ cash amount $_________________ I am contributing laborexpertise only valued at $__________________ I am receiving a loan total amount $_________________ (please attach copy of loan agreement) I am making a loan total amount $_________________ (please attach copy of loan agreement) I am not making a contribution in any form
SOURCE OF FUNDS USED TO FINANCE BUSINESS
INSTRUCTIONS Fully explain the source of your financial contributions (eg stockbonds real estate) If cash funds are from savings indicate where the money was or is kept If the source is from the sale of property indicate what was sold the address (if real estate) the name and address of the buyer and the net proceeds from the sale If a loan is involved show the date amount terms security name and address of the lender Describe any other sources of funds such as inheritances or gifts Documentation may be requested
SAVINGS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of savings
CHECKING (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Financial Institution(s)
Address
Amount
Account Number
Source of checking
17A-26 (Rev 399) Page 1 of 3
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Date(s)
Amount(s)
Term(s)
Item(s) secured
Security(s)
Lender(s)
SALE OF PROPERTY TO FINANCE THIS BUSINESS (Please use additional sheets if necessary)
ITEM 1 ITEM 2
Type
Location(s)
Date sold
Buyer
Net proceeds
Other source(s)
Will funding be provided in any amount from an individual partnership or corporation whose professional or vocational license has been revoked denied or in any other manner disciplined by a regulatory board in California or any other state Yes No
If yes please explain fully below (attach additional sheets if necessary) Attach copies of all disciplinary orders
17A-26 (Rev 399) Page 2 of 3
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9
Please read and sign below in the presence of a Notary Public
For a period of nine months from this date and pursuant to section 4207 of the Business and Professions Code I hereby authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of financial records consisting of signature cards checking and savings accounts note and loan documents deposit and withdrawal records and escrow documents of my financial institution(s) or any financial records established in connection with this business This authorization to examine records at any financial institution may occur at any time I also authorize the Board of Pharmacy or any of its authorized personnel to examine and secure copies of any business records or documents established in connection with this business including but not limited to those on file with my bookkeeper
I understand that falsification of the information on this form may constitute grounds for denial or revocation of the license
I hereby certify under penalty of perjury under the laws of the State of California to the truth and accuracy of all statements answers and representations made in the foregoing Individual Financial Affidavit including all supplementary statements and I personally completed this financial affidavit
Applicantrsquos signature
Title Date
Place Attest (Notary Public)
17A-26 (Rev 399) Page 3 of 3
- Section AAll Applicants
- Section B Individual Owner who is not incorporated
- Section CPartnership
- In addition to items listed in Section A the following must be submitted
- [ ]1 Each partner must submit
- Section DCorporations
- For Profit
-
- OR
-
- Publicly Traded Corporation
- Section ELimited Liability Companies
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-57pdf
-
- NONRESIDENT PHARMACY PERMIT APPLICATION
-
- CONTINUE ON REVERSE
-
- CASHIER LOG
-
- 17A-34pdf
-
- PARTNERSHIP OR INDIVIDUAL
- OWNERSHIP INFORMATION
- Please print or type ALL BLANKS MUST BE COMPLETED IF NOT APPLICABLE ENTER NA
-
- 17a-33pdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A33Apdf
-
- Please print or type All blanks must be completed if not applicable enter NA
-
- 17A-8pdf
-
- SELLERrsquoS CERTIFICATION
-
- 17A-2pdf
-
- FINANCIAL AFFIDAVIT IN SUPPORT OF APPLICATION
-
- Signature
- Name (please print)
- Title
-
- 17A-27pdf
-
- INDIVIDUAL PERSONAL AFFIDAVIT
-
- 17A-11pdf
-
- INSTRUCTIONS Must be completed by each owner director officer major shareholder and pharmacist-in-charge
-
- 17A-26pdf
-
- INDIVIDUAL FINANCIAL AFFIDAVIT
-
- Please print or typeAll blanks must be completed if not applicable enter NA
-
- SOURCE OF FUNDS USED TO FINANCE BUSINESS
-
- SAVINGS(Please use additional sheets if necessary)
- CHECKING(Please use additional sheets if necessary)
- LOANS amp CREDIT APPLICATIONS FOR THIS BUSINESS(Please use additional sheets if necessary)
- ITEM 1ITEM 2
- SALE OF PROPERTY TO FINANCE THIS BUSINESS(Please use additional sheets if necessary)
-
- California State Board of Pharmacy_2
- Name of Pharmacy
- Address of Pharmacy Street and Number City State Zip Code
- Indicate whether this application is for Off
- Change of Location of an Off
- Change of Ownership of an Off
- If this is a change of ownership or change of location indicate previous name address and license number of pharmacy
- Individual Off
- Partnership Off
- Corporation Off
- Notforprofit corporation Off
- Limited Liability Off
- Agents California address PO box not acceptable City State Zip Code
- Resident State pharmacy permit date issued
- undefined_2 Off
- Name of pharmacistincharge
- Pharmacist license number
- Residence address City State Zip code
- Indicate if you want all correspondence mailed to a different address If correspondence should be mailed to the pharmacy please insert Same as Pharmacy
- email address
- Name please print
- Title
- Name please print_2
- Title_2
- Name please print_3
- Title_3
- Name please print_4
- Title_4
- Name please print_5
- Title_5
- Date_2
- Name of premises
- Telephone number
- Address of premises Number and Street City State Zip Code
- Name or corporate name
- Percentage owned
- Residence or corporate address
- Social security number
- Licensed as License number States licensed in
- Name or corporate name_2
- Percentage owned_2
- Residence or corporate address_2
- Social security number_2
- Licensed as License number States licensed in_2
- Name or corporate name_3
- Percentage owned_3
- Residence or corporate address_3
- Social security number_3
- Licensed as License number States licensed in_3
- Name
- Do you own 100 of business Off
- Residence address
- Social security number_4
- Licensed as License number States licensed in_4
- Name please print_6
- Date_3
- Name please print_7
- Date_4
- Name please print_8
- Date_5
- Name of parent corporation
- Telephone number_2
- Address of parent corporation Number and Street City State Zip Code
- Name of applicant premises
- Address of applicant premises Number and Street City State Zip Code
- undefined_4 Off
- corporation must complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1
- Residence address telephone numberRow1
- Licensed as license no and statesRow1
- TitleRow2
- Residence address telephone numberRow2
- Licensed as license no and statesRow2
- TitleRow3
- NameRow3
- Residence address telephone numberRow3
- Licensed as license no and statesRow3
- TitleRow4
- NameRow4
- Residence address telephone numberRow4
- Licensed as license no and statesRow4
- TitleRow5
- NameRow5
- Residence address telephone numberRow5
- Licensed as license no and statesRow5
- TitleRow6
- NameRow6
- Residence address telephone numberRow6
- Licensed as license no and statesRow6
- TitleRow7
- NameRow7
- Residence address telephone numberRow7
- Licensed as license no and statesRow7
- TitleRow8
- NameRow8
- Residence address telephone numberRow8
- Licensed as license no and statesRow8
- TitleRow9
- NameRow9
- Residence address telephone numberRow9
- Licensed as license no and statesRow9
- TitleRow10
- NameRow10
- Residence address telephone numberRow10
- Licensed as license no and statesRow10
- To whom issuedRow1
- Residence address telephone numberRow1_2
- Licensed as license no and states licensed inRow1
- Cert Row1
- of SharesRow1
- Date IssuedRow1
- Date cancelledRow1
- To whom issuedRow2
- Residence address telephone numberRow2_2
- Licensed as license no and states licensed inRow2
- Cert Row2
- of SharesRow2
- Date IssuedRow2
- Date cancelledRow2
- To whom issuedRow3
- Residence address telephone numberRow3_2
- Licensed as license no and states licensed inRow3
- Cert Row3
- of SharesRow3
- Date IssuedRow3
- Date cancelledRow3
- To whom issuedRow4
- Residence address telephone numberRow4_2
- Licensed as license no and states licensed inRow4
- Cert Row4
- of SharesRow4
- Date IssuedRow4
- Date cancelledRow4
- To whom issuedRow5
- Residence address telephone numberRow5_2
- Licensed as license no and states licensed inRow5
- Cert Row5
- of SharesRow5
- Date IssuedRow5
- Date cancelledRow5
- To whom issuedRow6
- Residence address telephone numberRow6_2
- Licensed as license no and states licensed inRow6
- Cert Row6
- of SharesRow6
- Date IssuedRow6
- Date cancelledRow6
- NameRow1_2
- Residence address telephone numberRow1_3
- NameRow2_2
- Residence address telephone numberRow2_3
- NameRow3_2
- Residence address telephone numberRow3_3
- NameRow4_2
- Residence address telephone numberRow4_3
- NameRow5_2
- Residence address telephone numberRow5_3
- NameRow6_2
- Residence address telephone numberRow6_3
- NameRow1_3
- Residence address telephone numberRow1_4
- NameRow2_3
- Residence address telephone numberRow2_4
- NameRow3_3
- Residence address telephone numberRow3_4
- NameRow4_3
- Residence address telephone numberRow4_4
- NameRow5_3
- Residence address telephone numberRow5_4
- NameRow6_3
- Residence address telephone numberRow6_4
- Print Name
- Date_6
- Print Name_2
- Date_7
- Print Name_3
- Date_8
- Print Name_4
- Date_9
- Print Name_5
- Date_10
- Print Name_6
- Date_11
- California State Board of Pharmacy_5
- STATE AND CONSUMER SERVICES AGENCY_3
- Address Number and Street City State Zip Code
- Name address of premises Number and Street City State Zip Code
- Is the parent corporation a subsidiary Yes Off
- No_4 Off
- corporation must also complete a Parent Corporation or Limited Liability Company Ownership information form
- TitleRow1_2
- NameRow1_4
- Residence address telephone numberRow1_5
- Licensed as license no and statesRow1_2
- TitleRow2_2
- NameRow2_4
- Residence address telephone numberRow2_5
- Licensed as license no and statesRow2_2
- TitleRow3_2
- NameRow3_4
- Residence address telephone numberRow3_5
- Licensed as license no and statesRow3_2
- TitleRow4_2
- NameRow4_4
- Residence address telephone numberRow4_5
- Licensed as license no and statesRow4_2
- Name of member
- TitleRow1_3
- NameRow1_5
- Residence address telephone numberRow1_6
- Licensed as license no and statesRow1_3
- TitleRow2_3
- NameRow2_5
- Residence address telephone numberRow2_6
- Licensed as license no and statesRow2_3
- TitleRow3_3
- NameRow3_5
- Residence address telephone numberRow3_6
- Licensed as license no and statesRow3_3
- TitleRow4_3
- NameRow4_5
- Residence address telephone numberRow4_6
- Licensed as license no and statesRow4_3
- To whom issuedRow1_2
- Residence address telephone numberRow1_7
- Licensed as license no and states licensed inRow1_2
- Cert Row1_2
- of SharesRow1_2
- Date IssuedRow1_2
- Date cancelledRow1_2
- To whom issuedRow2_2
- Residence address telephone numberRow2_7
- Licensed as license no and states licensed inRow2_2
- Cert Row2_2
- of SharesRow2_2
- Date IssuedRow2_2
- Date cancelledRow2_2
- To whom issuedRow3_2
- Residence address telephone numberRow3_7
- Licensed as license no and states licensed inRow3_2
- Cert Row3_2
- of SharesRow3_2
- Date IssuedRow3_2
- Date cancelledRow3_2
- To whom issuedRow4_2
- Residence address telephone numberRow4_7
- Licensed as license no and states licensed inRow4_2
- Cert Row4_2
- of SharesRow4_2
- Date IssuedRow4_2
- Date cancelledRow4_2
- To whom issuedRow5_2
- Residence address telephone numberRow5_5
- Licensed as license no and states licensed inRow5_2
- Cert Row5_2
- of SharesRow5_2
- Date IssuedRow5_2
- Date cancelledRow5_2
- To whom issuedRow6_2
- Residence address telephone numberRow6_5
- Licensed as license no and states licensed inRow6_2
- Cert Row6_2
- of SharesRow6_2
- Date IssuedRow6_2
- Date cancelledRow6_2
- NameRow1_6
- Residence address telephone numberRow1_8
- NameRow2_6
- Residence address telephone numberRow2_8
- NameRow3_6
- Residence address telephone numberRow3_8
- NameRow4_6
- Residence address telephone numberRow4_8
- NameRow5_4
- Residence address telephone numberRow5_6
- NameRow6_4
- Residence address telephone numberRow6_6
- Does 10 or more of the ownership rest with any other entity Off
- NameRow1_7
- Residence address telephone numberRow1_9
- NameRow2_7
- Residence address telephone numberRow2_9
- NameRow3_7
- Residence address telephone numberRow3_9
- NameRow4_7
- Residence address telephone numberRow4_9
- NameRow5_5
- Residence address telephone numberRow5_7
- NameRow6_5
- Residence address telephone numberRow6_7
- Print Name_7
- Date_12
- Print Name_8
- Date_13
- Print Name_9
- Date_14
- Print Name_10
- Date_15
- Print Name_11
- Date_16
- Print Name_12
- Date_17
- name of individual partnership or corporation seller
- monthdayyear
- all half etc
- name of premises
- permit number
- street number and name
- city
- state
- zip code
- name of buyers
- Name please print_9
- Title_6
- Date_18
- Name please print_10
- Title_7
- Date_19
- Name please print_11
- Title_8
- Date_20
- Name of Corporation Partnership or Individual Owner
- Address of Corporation Partnership or Individual Owner
- Name of Pharmacy Hospital Wholesaler etc
- Premises Address Number and Street City Zip Code
- Telephone Number
- Indicate what part of the total investment will be in cash and from what sources it will be or has been derived Please
- attach documentation
- Source 1
- Source 2
- List all other sources of funding for the pharmacy and how it will be paid Provide the name address telephone number
- and amount
- Source 1_2
- Source 2_2
- If the pharmacy is franchised list the name of franchisor
- Name of primary Wholesaler
- Telephone number_3
- Address of Wholesaler Number Street City State Zip Code
- Name of secondary Wholesaler
- Telephone number_4
- Address of Wholesaler Number Street City State Zip Code_2
- Business Bank Name Address list all accounts for the pharmacyRow1
- Telephone NumberRow1
- Account NumberRow1
- Balance of AccountRow1
- Business Bank Name Address list all accounts for the pharmacyRow2
- Telephone NumberRow2
- Account NumberRow2
- Balance of AccountRow2
- Business Bank Name Address list all accounts for the pharmacyRow3
- Telephone NumberRow3
- Account NumberRow3
- Balance of AccountRow3
- Business Bank Name Address list all accounts for the pharmacyRow4
- Telephone NumberRow4
- Account NumberRow4
- Balance of AccountRow4
- SignatureRow1
- Name please printRow1
- TitleRow1_4
- SignatureRow2
- Name please printRow2
- TitleRow2_4
- SignatureRow3
- Name please printRow3
- TitleRow3_4
- SignatureRow4
- Name please printRow4
- TitleRow4_4
- Name of bookkeeperaccountant for applicant premises
- Address of bookkeeperaccountant Number and Street City State Zip Code
- undefined_5
- undefined_6
- Name please print_12
- Title_9
- Date_21
- Name please print_13
- Title_10
- Date_22
- Name please print_14
- Title_11
- Date_23
- Name please print_15
- Title_12
- Date_24
- Name please print_16
- Title_13
- Date_25
- Date_26
- Place
- Attest Notary Public
- Full name Last First Middle
- Previous names include maiden name also known as AKAs aliases
- Residence address Number and Street City State Zip Code
- Date of birth monthdayyear
- Place of birth city state country
- Drivers license no state issued in
- Social Security number
- Home telephone
- Current work telephone
- Name of applicant premises Number and Street City State Zip Code
- Address of applicant premises
- Premises telephone
- Sole owner Off
- Officer Off
- General partner Off
- Financierlender Off
- undefined_7
- Partner Off
- Director Off
- Stockholder Off
- Member LLC only Off
- Other Specify
- Spouses name Include alias or maiden Last First Middle
- Spouses social security number
- Spouses Date of Birth
- Will your spouse work in any capacity under the permit Off
- Yes_5 Off
- If yes list current direct or indirect beneficial interests use an additional sheet if necessary Off
- Name_2
- Address
- Permit Number
- Name_3
- Address_2
- Permit Number_2
- Name_4
- Address_3
- Permit Number_3
- Name_5
- Address_4
- Permit Number_4
- Name_6
- Address_5
- Permit Number_5
- the event regulatory agency involved and date for each incident If yes explain Use additional sheets if necessary Off
- 1
- 2
- attorney dentist contractor etc that has been disciplined by a state regulatory board If yes explain Off
- 1_2
- 2_2
- From moyrRow1
- To moyrRow1
- Type of WorkRow1
- Firm name and cityRow1
- From moyrRow2
- To moyrRow2
- Type of WorkRow2
- Firm name and cityRow2
- From moyrRow3
- To moyrRow3
- Type of WorkRow3
- Firm name and cityRow3
- From moyrRow4
- To moyrRow4
- Type of WorkRow4
- Firm name and cityRow4
- personally completed this personal affidavit
- Full Name Last First Middle
- Telephone number_5
- Residence Address Number and Street City State Zip Code
- Premises Address Number and Street City State Zip Code
- Telephone number_6
- I am making a contribution total amount
- cash amount
- I am contributing laborexpertise only valued at
- I am receiving a loan total amount
- I am making a loan total amount
- If yes please explain fully below attach additional sheets if necessary Attach copies of all disciplinary orders Off
- Yes_20 Off
- 1_3
- 2_3
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- Title_14
- Date_28
- Place_2
- Attest Notary Public_2
- physician podiatrist dentist veterinarian etc and the license number
- physician podiatrist dentist veterinarian etc and the license number1
- undefined_3
- undefined_51
- undefined_52
- undefined_53
- undefined_54
- undefined_55
- Check Box6 Off
- Check Box7 Off
- Check Box9 Off
- Check Box11 Off
- Check Box12 Off
- Check Box13 Off
- Financial Institutions
- Address_6
- Amount
- Account Number
- Source of savings
- Financial Institutions_2
- Address_7
- Amount_2
- Account Number_2
- Source of checking
- Financial Institutions1
- Address_61
- Amount1
- Account Number1
- Source of savings1
- Financial Institutions_21
- Address_71
- Amount_21
- Account Number_21
- Source of checking1
- Dates
- Items secured
- Securitys
- Lenders
- Type
- Locations
- Date sold
- Buyer
- Net proceeds
- Other sources
- Dates3
- Terms
- Amounts
- Items secured3
- Securitys3
- Lenders3
- Type4
- Locations4
- Date sold4
- Buyer4
- Net proceeds4
- Other sources4
- NameRow1
- NameRow2
- Text1
- Text4
- Text7
- Text10
- Text13
- Text2
- Text5
- Text11
- Text14
- Text12
- Text15
- Text3
- Text6
- Text8
- Text9