installed soil nails a thesis the requirements for the

60
INFLUENCE OF GROUT MIX DESIGN AND PLACEMENT PROCEDURES ON THE INTEGRITY OF INSTALLED SOIL NAILS by JOHN B. TURNER, B.S. A THESIS IN CIVIL ENGINEERING Submitted to the Graduate Faculty of Texas Tech University in Partial Fulfillment of the Requirements for the Degree of MASTER OF SCIENCE IN CIVIL ENGINEERING A rtrxrnvt'A Char^crsoii oT t'he Committee —I T- Accepted -y-m w Dean of the Graduate School December, 2004

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INFLUENCE OF GROUT MIX DESIGN AND PLACEMENT

PROCEDURES ON THE INTEGRITY OF

INSTALLED SOIL NAILS

by

JOHN B. TURNER, B.S.

A THESIS

IN

CIVIL ENGINEERING

Submitted to the Graduate Faculty

of Texas Tech University in Partial Fulfillment of the Requirements for

the Degree of

MASTER OF SCIENCE

IN

CIVIL ENGINEERING

A rtrxrnvt'A

Char^crsoii oT t'he Committee

—I T-

Accepted

-y-m w

Dean of the Graduate School

December, 2004

Copyright 2004, John B. Turner, Jr.

CONTENTS

ABSTRACT ^

TABLES .^j

FIGURES .^ii

CHAPTER

1 B.ACKGROUND .AND PROBLEM DEFINITION 1

1.1 Relevant Issues in Soil Nailing 2

1.1.1 Grout 3

1.1.2 Centralizers 4

1.1.3 Grout placement 5

1.2 Special Considerations 7

1.2.1 Tremie pipe use 7

1.2.2 Timing of grout placement 7

1.2.3 Grout subsidence 7

1.2.4 Grout bond 8

1.2.5 Special design 9

1.3 Reason For Investigation 9

1.3.1 Failure and mechanisms 9

1.3.2 Failure experience 10

1.4 Control of Grout Defect Failure Mechanisms 10

2 INITIAL INVESTIGATION 12

2.1 Literature Search 12

2.2 Contractor Survey 13

2.2.1 Grout 14

2.2.2 Tendons 15

m

2.2.3 Tremie use and tendon insertion 15

2.2.4 Borehole diameter 16

2.2.5 Personnel 17

3 DESIGN OF E.\PERIMENT AND COMPLETION OF EXPERIMENTAL TESTING 18

3.1 Experimental Purpose 18

3.2 Experimental Test Design 18

3.2.1 Tremie length 20

3.2.2 Grout consistency 20

3.2.3 Grout aggregates 21

3.3 Testbed 22

3.4 Experimental Parameters and Grout Placement 25

3.4.1 Variation of tremie 25

3.4.2 Variation of grout and test methods 26

3.5 Testbed Installation 27

3.4 Experimental Results 32

3.5 Laboratory Testing 36

3.6 Interpretation of Testbed Results 36

4 FULL SCALE FIELD TEST 38

4.1 Preparation and Installation 38

4.2 Inspection 39

4.3 Exhumation and Examination 41

4.4 Analysis 42

5 DISCUSSION OF RESULTS AND RECOMMENDATIONS 44

5.1 Effect of Tremie Insertion 44

5.2 Grout Rheology 45

IV

5.3 Grout Composition 45

5.4 Conclusions 46

5.5 Suggested Specifications 47

REFERENCES 49

ABSTRACT

The evolution of methods to stabilize vertical soil walls includes a

technique referred to as soil nailing. This technique utihzes steel tendons

embedded in cementitious grout to bind a consolidated soil mass together

sufficientl> to prevent sloughing of the soil mass as its face is excavated. This

thesis summarizes an effort to determine the factors related to the grout and its

installation which affect wall stabihty. This research found that proper

installation of grout materials will occur only where the grout is placed using a

tremie pipe or grout tube which reaches the full length of the soil nail tendon.

Additionall>, this study shows that grout consistency can be selected to suit the

installer and that, installed properly, any grout of sufficient strength which can

be pimiped using a general purpose concrete or grout pump should properly fill

the soil nail borehole and embed the tendon.

VI

TABLES

2.1 Participating Contractors 14

3.1 Grout design for testbed installation 28

3.2 Grout Field Test Resuhs 30

3.3 Testbed Visual Evaluation 32

3.4 Compressive strength of grout samples from testbed grout 36

Vll

FIGURES

1.1 Soil nail active zone concept (no scale) 1

1.2 Typical soil nail installation (adapted from Porterfield et al. 1994) 2

1.3 Cross section schematic of a soil nail, comparing borehole size, tremie and tendon 4

1.4 Split PVC centralizer 5

1.5 Rigid 1-1/2" PVC tremie in use 6

3.1 PVC shavings inside a test tube prior to reassembly 23

3.2 Inside of test bed tube prepared for grouting 23

3.3 Testbed depiction 24

3.4 Soil nail testbed prior to inserting tendons and grouting 24

3.5 Conmion #6 rebar with centralizers 25

3.6 ASTM slirnip test of sand-cement grout in progress 29

3.7 Puddle remaining after slump test of 11 inch slump sand-cement grout 29

3.8 Cut section of grout samples showing gravel grout (left) and sand grout (right) 30

3.9 V-fuimel apparatus measurements (left) and in use (right) 31

3.10 Reposed tail on the downhole end of the minimal tremied neat cement grout tube 33

3.11 Sand 1 grout in Tube 8, showing middle centralizer and distant end of grout colimin 33

3.12 Neat grout in Tube 1, showing a void across about Vi of the grout column diameter 34

3.13 Sand grout colimin with a defect caused by withdrawal of the tremie from the surface of the grout as it was being pumped 35

3.14 Sand grout colimin with a defect caused as an air packet was formed during grouting 35

4.1 Soil nail test wall with nails installed 39

4.2 Soil nail subsidence: Completed soil nail with subsidence of grout (left) 40

viu

4.3 Excavated soil nail showing grout plug and centralizer 41

4.4 Excavated soil nail showing plug in an open bore 42

IX

CHAPTER 1

BACKGROUND AND PROBLEM DEFINITION

Soil naihng as a method of stabihzing excavations originated in France

and has been thoroughly described in many works, including Recommendations

Clouterre (CLOUTERRE 1993), produced by the French National Project

CLOUTERRE. The "method of clouterre", or soil naihng, describes a way to

remove a stable bench of soil, install tie backs referred to as soil nails, and

install a facing such as shotcrete, to stabihze the excavation. By design, soil

nails form a distributed connection from a mass of soil which may move ("active

zone") into a mass of soil which will act to anchor the nails ("passive zone"), as

shown in Figure 1.1. Soil nails consist of either a percussively driven steel angle

("driven nail") or a deformed steel rod ("tendon") which is placed into a drilled

hole and grouted in place ("drilled nail").

Excavation

Active zone i Passive zone

/ / / / / / / /

/ .

_ _ / I

Soli nails

X Potential failure plane

Figure 1.1 - Soil nail active zone concept (no scale)

Typically, an excavation of approximately four feet vertical height is

made in undisturbed soil; this varies with the type and cohesiveness of the soil,

as well as with soil moisture content. A drilled soil nail is created by drilling a 4

to 8 inch diameter shaft at a nearly horizontal position (typically 10-15° from

horizontal, angled downward from the open end), placing a central tendon of

deformed steel rod in the shaft, and filling the annulus with cementitious grout.

As each successive excavation level is stabihzed, further excavation is

undertaken until a stable wall of virtually any height is completed. Figure 1.2

shows a schematic of a typical soil nail. It is the grout placed into the annular

space around tendon which is the subject of this thesis.

• PERMANENT FACING (CIP CONCRETE/SHOTCRETE)

TEMPORARY FACING (SHOTCRETE)

GEOCOMPOSITE STRIP DRAIN

BEARING PLATE

BEARING NUT AND

BEVELED WASHER

HEADED STUD (TYP)

REINFORCEMENT DRILLHOLE

Source: Porlerfield tV^/ (1994).

Figure 1.2 - Typical soil nail installation (adapted from Porterfield et al. 1994)

1.1 Relevant Issues in Soil Naihng

The decision to use drilled soil nails as the method for stabihzation

typically falls on three main issues. First, soil naihng is best suited for

undisturbed soils and compacted soU masses which have consohdated under

static weight for some period of time. Other methods such as mechanicaUy-

stabihzed earth (MSE) would be preferred for newly filled areas. Second, soil

nail methods are suitable for many soil types except cohesionless materials

such as gravel and sand. The borings made to place soil nails require cohesive

soil and an expectation that the completed nail will have good resistance to

\vithdrawal. The placement of grout through hollow stem augers allows

placement in unstable materials, however free-flowing soils typically are

unsuitable since loose material will flow onto the auger as drilling progresses.

Material flow makes the small diameter boring into a sizable excavation and the

resulting nail may have little resistance to movement. Finally, soil nail

mstallation is used where cost efficiency is important and as such, the profit on

most installations is small, making minor inefficiencies very important.

1.1.1 Grout

The grout material performs two functions, namely protecting the steel

tendon from corrosion, and bonding of the tendon into the soil mass. The

tendon must be fully encapsulated and must have sufficient cover, particularly

in aggressive soils. Typical steel reinforced concrete design requires a minimmn

of three (3) inches of cementitious material between reinforcement and adjacent

soil ("clear cover") (ACI 318-02 § 1.1), however this is not feasible in most soil

nails. In order to estabhsh good corrosion protection in permanent soil nail

installations, alternative measure to prevent corrosion is required. There is no

concrete industry code or practice, or other specifically-apphcable requirement,

since the structural nature of soil nails differs from typical reinforced concrete

structm-es. With the cementitious grout acting as the primary protection, a

barrier layer formed by either a grouted tendon duct or epoxy coating helps

protect the tendon as the grout cracks or where cover is thin.

Figure 1.3 depicts an overlay of typical soil nail diameters, shown with a

central tendon and tremie sizes. The space available within two sizes of borings

can be compared. The tendon is the tensile load carrying portion of the soil

nail, which also provides shear resistance; the tendon is generally a % to 1 V*

mch diameter steel bar. The tremie is a pipe or tube through which grout is

pimiped, aUowing the grout to be placed throughout the length of the borehole.

Figure 1.3 - Cross section schematic of a soil nail, comparing borehole size, tremie and tendon.

1.1.2 Centralizers

.A tendon of high strength steel reinforcing bar is placed into the boring

and is held away from the soil using sacrificial "centralizers." These centrahzers

are typically made from a plastic material and are perforated or otherwise

formed to aUow the placement of grout around the centralizer and tendon. One

common centrahzer design (Figure 1.4), referred to as "split PVC" consists of a

short section of PVC pipe, which is sht lengthwise and bent such that the ends

remain tincut and cyhndrical, while the central portion is splayed out in four

straps which form a cage of the desired diameter (resembhng an expansion

anchor or "moly bolt").

Tendons are high strength steel and have special deformation to aUow

attachment of the facing material using clamps or threaded nuts.

1.1.3 Grout placement

Grout is then placed into the boring through a tremie, either a flexible

tube or rigid pipe. (Figure 1.5) The grout is supplied through the tremie at the

low est pressure required to induce grout flow into the borehole.

Figure 1.4 • Spht P\ C centrahzer

Most modern installations are completed using either special grout

pumps which do not pimip grouts containing aggregates, or standard trailer-

type concrete pimips, most of which are capable of pumping 1-1/2 inch

aggregates in concrete mixtures up to about an eight inch (20 cm) slimip (as

determined by ASTM C143). Although not covered in this thesis, grout may also

be placed under higher pressures in order to cause exfiltration of grout into the

surrounding soil, as a method of improving bonding with the soil and

stabihzing the soil mass. This method is not covered by this thesis since such

installations require highly fluid grouts and speciahzed equipment, and are

uncommon in the United States.

Some installations, such as those in low-cohesion or wet soils, require the

placement of grout prior to tendon placement. Grouting in these cases may be

completed using hollow-stem augers or by placing grout using a standard tremie

pipe after the auger is removed. The tendon is fitted with centralizers and

inserted into the boring which has been filled completely with grout. Some

equipment may also permit the insertion of the tendon through the hollow auger.

Figure 1.5 - Rigid 1-1/2" PVC tremie in use

The placement of grout into the annular space of the soil nail boring after

tendon placement creates certain restrictions on the materials that can be

chosen for such a use. As mentioned previously. Figure 1.3 depicts tremie sizes

relative to borehole size and a central tendon. Depending on the boring and

tendon diameter, the annular space may be very small. For the most restrictive

installations, [four inch (10 cm) diameter borings with a single one inch (25 mm)

tendon and split-PVC centrahzers] space is available for a grout tube or tremie

with an outside diameter of no larger than one inch (25 mm). Alternatively, the

grout can be placed before the tendon in inserted. In either case, highly fluid

grouts must be used and great care must be taken to prevent entrairmient of

loose soil or otherwise create imperfections in the grout column. In larger

diameter bores (6-8 inch), larger tremies and stiffer grout can be used.

1.2 Special Considerations

1.2.1 Tremie pipe use

The placement of grouts where the water table or other conditions cause

water to collect into the driUed soil nail borings requires special attention and

precautions to assure that the grout retains its design shape and length, without

serious imperfections or inclusions, and that grout strength is maintained in the

presence of the collected water. The primary grouting method in such

installations is the placement of the tremie tube or pipe to the full boring depth

(beyond the end of the steel tendon) and pumping of grout continuously until

grout of the proper appearance flows from the mouth of the boring; grout is

then pumped continuously as the tremie is withdrawn from the soil nail. It is

also Ukel> that conditions may require the withdrawal of the tremie as grout is

placed; so long as the tremie remains inside the grout mass, this is generally

considered acceptable by contractors and is in accordance with Federal

Highways Administration (FHWA) guidehnes:

...the grouting operation involves injecting grout at the lowest point of the drill hole in order to fill the hole evenly without air voids (i.e., via a tremie pipe)... The grout should flow continuously as the tremie pipe is withdrawn. The withdrawal rate should be controlled to ensure that the end of the tremie pipe is always below the grout surface. A record of the volume of grout placed should be maintained. (Lazarte et al., 2003)

1.2.2 Timing of grout placement

Many soil nail specifications require that the tendon be grouted into the

boring within twenty-four hours of drilhng; some soil conditions may reqture

more restrictive guidance, such as requiring grouting within the same shift or

during the same day as drilhng. This short interval reduces the risk of soil

caving or the collecting of water into the boring. FHWA states that generally,

drilhng and placement should occur during a single shift. (Lazarte et al, 2003)

1.2.3 Grout subsidence

The type of grout selected, the surrounding soil characteristics, and the

smoothness and inchnation of the borehole, may contribute to subsidence of

the grout column. This can be due to expression or bleeding of water and

cement-water "cream" into surrounding soil, grout shrinkage, escape of

entrapped air, and other mechanisms. Soil nail contractors frequently expect

such results and provide for "topping off" of the grout. Some installations also

utihze "regrout" pipes which allow the placement of grout under gravity or

pressure into any voids and may be designed to fracture the first grout and

expand it into the soil mass. Pressure regrouting is not commonly used in the

United States and is not discussed further here, just as it is explicitly omitted in

FHW.A pubhcations.

1.2.4 Grout bond

Bonding between the grout colmnn and the tendon is typically not a limit

in design, however it can be accepted that adequate bonding is achieved over

the length of the tendon by using ACI 318 provisions for reinforcement

development length or as otherwise specified by the bar manufacturer (for

specially deformed bars). Depending on typical service conditions, soil nail

length is designed primarily for bond with the soil and the assimied active

zone/passive zone interface (Figure 1.1).

Bond between the soil mass and the grout coltmm may be affected by the

grout type, however, other factors such as irregularities in the boring and

changes in soil type over the length of the soil nail play a much greater role in

this bond. In agreeing with this comment, FHWA-IP-03-017 goes on to state that

there is "httle benefit in pressure grouting fine-grained soil installations". The

soil nail designer may specify a special grout, or may accept that any grout that

meets the strength requirements is acceptable. As a minimum, a soil nail grout

design requires that the grout must properly consohdate onto the tendon and

into the surrounding soil under gravity head, providing the design bond. This

thesis does not cover conditions where special grout bond or strength

requirements have been identified and have been included in a specific grout

design.

1.2.5 Special design

Other conditions may e>dst either in situ, or have been postulated in

design, which require special grout or grouting methods. These conditions may

include low cohesion materials, e.xcessively dry or moist soils, extremes of

temperature during placement or curing, and other sub-optimal conditions.

Where such prov isions have been identified, the designer must justify deviation

from accepted practice.

1.3 Reason For Investigation

1.3.1 Failure and mechanisms

The failm-e rate for driUed soil nails (as opposed to percussively driven

soil nails, "method of Hurpm") is very low. {Recommendations Clouterre 1991,

Chapter I, 1.0) (Schlosser et al, 1991) Where failures have been investigated, the

failures can be considered in categories that express the mechanism of failure.

Most failures are quantitative failm-es, which are not readily apparent to

passersby, and the failure mode is gradual deformation, either during or after

construction. In contrast to this, where poor cohesion or grossly inadequate

design or faulty construction are responsible, the failure may be sudden and

catastrophic. Catastrophic failm-es also occur where the soil mass reduces

cohesion suddenly, such as by saturation or seismic liquefaction.

Recommendations Clouterre and various US DOT pubhcations identify these

internal and external failures and designers must consider them in design.

Failures may also be classified by the mechanism that permits the

deformity or rupture. Recommendations Clouterre notes some of these

mechanisms and discusses their causes. It should be noted that a failure

relating to the grout material or placement might occur regardless of, or in

combination with, other factors. This thesis explores factors related to the

grout materials and placement, which could result in insufficient installation of

the grout, such as voids and inclusions in the grout colimin occurring during

nail or grout installation, or arising from events or conditions during drilhng.

1.3.2 Failure experience

According to various contractors and the Texas Department of

Transportation, soil nail failures on highway projects have been few, and

grouting problems have generally been identified following pullout strength

tests, before the installation is completed. A "typical" failure under load test

occurs when a soil nail > ields at a load below the ultimate design load; these

failures are e.xhumed and typically have defects in the grout column or have

unexpected soil conditions.

One failure identified by an experienced contractor, involved stiff grout,

which tested to 7 inch slump using ASTM C143 methods. A single nail failed

under test and was found to have defects in the grout column after exhumation.

The assessment of TxDOT officials was that the grout defect was the result of

the excessively stiff grout being unable to fiU the borehole and properly

consohdate onto the tendon.

According to TxDOT, the only notable service failure seen on a highway

project in the state occurred in the Dallas area. In this installation, the defect

was only identified following catastrophic failure. The grout columns had been

filled partially throughout their length and tendons were only partially

imbedded in the grout. Investigation found that the installer had used a

shotcrete pump and no tremie to install the grout. This demonstrated well the

nature of potential soil naU grouting defects arising from poor installation

practices, and is much of the reason for the project leading this thesis.

1.4 Control of Grout Defect Failure Mechanisms

One method of controlhng failures, as apphed by systems engineering,

hazard control, and mishap investigation methodologies, is to find a basic cause

of failure and control it at its source. In this case, the proper installation of

grout is seen as vital in assuring soil nail installations wiU meet service

requirements. A soil nail anchor will only function as designed if grout

installation is sufficient to provide bonding from the tendon, through the grout.

10

to the soil mass. In order to achieve this bond, the grout must have the proper

strength, and must be installed properly.

It is assumed that the soil nail designer has specified the proper strength

and the \ arious regulatory agencies (typically the contracting department of

transportation) maintain minimum specifications for grout strength. Most

contractors w ho routinely install soil nails use similar mix designs on each

project, thus reducing variation in grout composition and strength between

mstallations. TxDOT and US DOT both specify 3000 psi (20 MPa) as the

minimum compressive strength for soil nail grout.

Given adequate strength, the installation of grout is then the control

point for assuring proper tendon to soil mass bond. It is also imperative that

the grout installation be correct to prevent corrosion-related failures along the

tendon and to assure that the predicted failure mode is maintained as the soil

mass inevitably moves over time. By providing a proper grout column, with a

centrally located tendon, the behavior of the wall system can be predicted and

the design remains valid; if the grout column is not constructed as designed, the

contribution of each soil nail to the system is unpredictable and creates

uncertainty about waU performance and safety.

11

CHAPTER 2

INITIAL INVESTIGATION

2.1 Literature Search

There is a hmited pubhshed body of soil nail research and some trade

and popular media coverage exists; there is also some applicable pubhshed

research on cementitious grout. As indicated above, the definitive work on soil

nails is the Recommendations Clouterre pubhshed in 1991, by the French

National Project CLOUTERRE Its Enghsh language translation has formed the

basis for the structural-geotechnical engineering aspect of soil nail design in the

United States. Recommendations Clouterre is written such that it can act as a

manual for design and a guide for installation. References herein to

Recommendations Clouterre are made to the English translation.

Various industry pubhcations and periodicals have presented information

to the geotechnical engineering and construction communities, but no

information was found describing research on grouting procedures or grout

design. As this is the topic of interest, it was then determined that original

research would be required in order to form a standard or guideline for soil nail

grout design and/or placement.

The Proceedings of the 11'" International Concrete Chemistry Congress

provides an excellent summary of the published work on concrete, mortar and

cement paste rheology. (BanfiU, 2003) Extensive use these references was made

in developing test plans and interpreting results.

The United States Department of Transportation Federal Highway

Administration (FHWA) commissioned Demonstration Project 103, which

cuhninated with pubhcation FHWA-IF-99-026. This project reviewed the state of

the art in soil naihng up through its pubhcation in 1999. There are references

to neat and sand-cement grouts, as well as the desirability or necessity to use

stiff grouts (defined as those exhibiting less than 200 mm slump) in some

installations.

12

FHWA-IF-03-0I7 Geotechnical Engineering Circular 7 (Lazarte et al., 2003)

describes acceptable grout as being either neat cement at a water to cement

ratio of 0.4 to 0.5, or sand cement at a slump of 30 mm (1 Yi inches) (The ability

to adequately pump grout which is this stiff is questionable, as is the ability to

assure consohdation of this high slump material. This figure may be incorrect

as printed in the document.) This document also states that the typical grout

pipe (tremie) is "heavy-dut> plastic tubing" between V2 and % inch diameter,

which is presumabl> for neat cement grout. Circular 7 also discusses the failure

modes and hmit states of both exposed soil faces and soil nail reinforced walls,

explaining the design methodology and formulae used in design.

.An older pubhcation, FHWA-SA-96-069R Manual for Design &

Construction Monitoring of Soil Nail Walls (Porterfield, 1998), specifies grout

strength and test methods, as weU as specifying grouting procedures similar to

those in Circular 7.

Texas Department of Transportation documents describing grout are

generally confined to grouts that are used for either post-tensioning ducts or

preplaced aggregate concrete. In both of these cases, the grout must be highly

fluid and free from lumps and particles larger than 1/8 inch. [ASTMC939-02

Standard Test Method for Flow of Grout for Preplaced-Aggregate Concrete (Flow

Cone Method) and the TxDOT Manual of Testing Procedures TEX-437-A Test for

Flow of Grout Mixtures (Flow Cone Method) describes grout testing for these

highly fluid grouts] Most of the guidance from TxDOT stems from this basehne,

with the guidance generally being that grouts should be the consistency of a

"mehed milkshake". TxDOT specification and material testing guidance do not

address soil nail grout, nor is there specific information issued through "special

specifications" issued by the TxDOT.

2.2 Contractor Survey

To facihtate a contractor survey, TxDOT identified contractors who had

previously completed soil nail installations for highway projects in the state.

Additional engineering or construction contractors were identified as soil nail

13

installers or designers who could provide information relevant to this project.

Each company was contacted and their procedures and equipment was

discussed. While specific items of interest were used as a basehne for

discussion, each company provided significant information not only about their

process, but also about why certain decisions were made and how the

installation process occurs. The participating contractors are hsted in Table 2.1.

Additional information about these contractors' practices was taken from

printed materials and websites of the respective soil nail contractors. Printed

sales and design materials provided by Dywidag, a supplier of soil nail tendons

and centralizers, were also used as reference in preparing and evaluating this

sur\ey.

Table 2.1 - Participating Contractors

Contractor

Craig Olden, Inc., Little Elm, TX

Schnabel Foundation Company, Houston, TX

Sanders & Associates Geostructural Engineering, Inc., Granite Bay, CA

Bencor Corp of America, DaUas, TX

H. B. Zachry Company, Dallas, TX

Granite Construction Company, Lubbock, TX

2.2.1 Grout

Neat cement grout (cement and water) was identified as the primary or

exclusive grout used by the majority of contractors. Three contractors also

used a sand-cement or sand-cement-gravel grout where conditions permitted.

The reasons identified for using neat cement grout included high early strength,

excellent bond and filhng, and ease of handhng, specifically using a grout pump.

The use of other mixes (those containing smaU to medium-size aggregates) was

found primarily among general construction contractors, rather than specialty

14

contractors; the reason for using such mixtures ranged from supplier preference

and famiharit>, to lessening of the "birds beak" at the open end of the bore.

(The bird's beak forms where highly fluid grout seeks its level as grout flows

from the open end as it reposes.) The use of a standard concrete pump allows

high-rate placement of grout and the use of aggregate, while grout pumps

typically allow only cement-water mixes and pump at lower volumetric flow

rates.

Portland cement (Type I or MI) is used unless a very high early strength is

deshed, such as where a wall will be placed and the soil nails loaded soon after

completion; in those instances. Type II or bagged, specialty grouts are used.

Type II is also specified where chloride or sulfate attack is anticipated.

It was noted by one contractor that neat cement grout was used

primarily to avoid variation in grout strength, thereby eluninating repetitive

testing and the risk of instalhng under strength grout.

Cost was not mentioned as a factor except by one contractor, who stated

that the cost margin on each nail is such that using aggregate provides a

necessary cost savings over neat cement grout.

2.2.2 Tendons

Only one contractor identified the use of pregrouted tendons (in PVC

jacket); others use plain steel tendons for temporary installations and epoxy-

coated tendons for permanent installations. One other contractor had

previously used pregrouted, duct-enclosed tendons, but found that defects in

the iimer grout were unacceptably frequent. The contractor investigated this

with the suppher and found that outside air temperatures at their location, for

much of the year, are too cold for proper curing, and that this and other factors

made the pregrouted tendons prone to defect.

2.2.3 Tremie use and tendon insertion

Tremie type varied among contractors, but was primarily either a Vz to 1

mch diameter plastic hose or 1 to 1-1/2 inch diameter plastic pipe. Those

15

identified as using a grout pump typically use smaller diameter tubes or pipes,

while the aggregate grouts are always placed using larger (1-1/2 inch or larger)

tremie pipes. All contractors contacted use pump pressure rather than gravity

for instahation (the tremie is connected directly to the pump hose with no air

gap.) None of the contractors use high pressure grouting.

Only one contractor specificall> noted that they place grouts before

instalhng the tendon, stating that the majority of their work is in saturated clay

and sandy-clay soils. The use of neat cement grout is required where the

tendon is instaUed afler grouting as a practical matter of being able to insert the

bar w ith affixed centralizers. None of the contractors reported commonly

grouting or inserting the tendon through an open stem auger, although this

alternative is presented in many of the TxDOT Special Specifications issued in

relation to soil nail projects.

2.2.4 Borehole diameter

Borehole diameter of most soil nails instaUed by these contractors is four

to eight inches, with six inch being the most common size. One contractor

discussed this at some length, explaining that the use of four inch soil nails is

quite frequently satisfactory to meet the shear strength, puUout, and other

requirements. Unless nails extend into rocky soil, this contractor stated that for

the incrementally higher cost of six inch versus four inch bores, the hkehhood

of under-strength soil nails occurring due to poor grouting, soil collapse or

inclusions and other factors warrant the higher cost. This contractor noted that

a failure of a single test nail could require a 50-100% increase in the number of

nails, which translates to a doubhng of the installation time and other costs that

can be entirely avoided by using the six inch nails. It was also noted that grout

placement is far more difficult around a tendon in a four inch diameter boring.

As discussed in section 1.1.1, there is also insufficient diameter available to

tremie any but the most fluid grouts using low flow pumps.

16

2.2.5 Personnel

Most contractors identified that they have special crews who are

experienced in soil nailing, and that unfamihar crews generally are not

responsible for such installations without proper training and supervision.

17

CHAPTER 3

DESIGN OF EXPERIMENT AND COMPLETION OF

EXPERIMENTAL TESTING

3.1 Experimental Purpose

A series of tests were performed in order to determine minimally

acceptable grout and placement parameters for a soil nail instaUafion. These

tests w ere designed to simulate actual instahation conditions and examine the

contribution of each factor that may affect the filling of soil nail grout columns

in drilled soil nails. In order to make generalizations about the suitabihty of

grouts and placement parameters, the investigators elected to identify and

simulate conditions found in an adverse, real-world case. Within this

simulation, variables would be used to mimic different installation and material

choices.

The parameters that were postulated to be most relevant were grout flow

character ("rheology") and depth of insertion of the tremie tube or pipe. Design

parameters (such as angle of the bore), soil character (such as cohesiveness), or

the presence of moisture in the bore, do affect the final instaUed quality of the

soU nail, and must be considered in the design phase. The in situ conditions of

each soU nail must be considered in the design phase and the design must

account for all predicted conditions; field investigation should be completed to

assure the design covers the actual site conditions. Limitations of the design

should be clearly identified on aU plans; where field conditions differ from the

design parameters, the design must be reconsidered by the designer or field

engineer before work is completed.

3.2 Experimental Test Design

For the design case considered in the experimental testing, simulated soU

naUs were instaUed at a five degree (5°) angle from horizontal. In actual

installations, a shallow angle may be preferred by the designer since the tendon

hi a soU nail functions best in shear and tension, and as the soU mass attempts

18

to move, inclined naUs may allow greater movement of the soU and retaining

waU. However, as FHWA Geotechnical Engineering Circular /states, there are

practical reasons for avoiding angles less than ten degrees.

It was understood that this low angle would differ slightly from field

experience since most soU nails are installed at a greater angle (10-15° from

horizontal). It is intuitive that grout materials would tend to consohdate better

at steeper angles as the grout column has more vertical drop over its length,

however this effect w as to be minimized under these tests to better examine the

character of the grout at lower consohdation pressures. FHWA and TxDOT

generaU> specif> 10-15' angles to reduce installation defects:

Nail inclination smaller than about 10 degrees should not be used because the potential for creating voids in the grout increases significantly. Voids in the grout will affect the load capacity of the nail and reduce the overall corrosion protection provided by the grout. (Lazarte et al., 2003)

.A shallow angle was used in this testbed in order to create a "worst-case"

situation which would provide a better test of the grout. It was judged to be

significant to examine the most difficult instahation to assure that a vahd

examination is made. If testing showed installation angle (and thus grout

column pressure) to be a confounding factor, further testing would be

considered. Other factors which were not varied for this experiment were

borehole diameter, tendon diameter or type, and soU character or moisture.

Also, some soil nail specifications require that the grout be placed in such way

that there is complete fUhng of the open end (gravity generaUy causes a "birds

beak" as the hquid grout seeks its repose.) Using stiffer grout wUl reduce this

defect because the greater shear strength (as indicated by the ATSM slump test)

wiU allow the material to hold its form against gravity with less slumping.

Various TxDOT specifications state that "[h]orizontal or nearly horizontal holes

wiU require special treatment at the opening to assure complete filhng of the

hole with grout." Figure 1.1 depicts a bird's beak at the upper end of the soil

naU, which interfaces with the shotcrete support wall. The interface is labeled

"GROUT/SHOTCRETE CONTACT".

19

The design of the experiment included three main variables which could

adversely affect rehable grout placement in a soU nail instahation. First was

depth of insertion of the tremie pipe or tube. Second was the grout consistency,

as measured by ASTM C143 (Slump test) and other methods. Finally, in addition

to neat cement grout, various sand and gravel grout formulas were developed to

be representative of grouts which may be used in the field to reduce shrinkage,

reduce cost, and improve crack distribution.

3.2.1 Tremie length

Depth of tremie would be varied since the actual placement of grout

through such a device varies among companies and crews. While specifications

generaUy require the tremie to extend the full length of the tendon, actual

practice has been witnessed by the primary investigator to vary. Reasons for

shorter tremie depth include difficulty in insertion with the tendon in place,

difficulty handhng a long tremie, and other conveniences of the installer. Where

the tremie is of reasonably smooth pipe or tubing, the force required to insert

or withdraw the tremie is minimal so long as the borehole walls are relatively

straight and smooth. As noted previously, TxDOT reports that the only

catastrophic failure of a soU nail installation placed under TxDOT oversight

occurred where the instaUer did not properly tremie the grout. Examination of

the faUure showed incomplete grout fUhng of the boreholes throughout theh

length.

3.2.2 Grout consistency

Grout flow character, or rheology, is important as the grout flows into the

annulus between the tendon and the surrounding soil mass. The grout must

fuUy embed the tendon, flow around the centralizers, and conform to aU

surfaces intimately to assure proper bonding of the soU nail. Where grout is

more fluid, expression of water or water-cement mixtures into the surrounding

sou can increase, and subsidence can be seen as the soU absorbs water. There is

also a du-ect correlation between water content and strength, so using more

20

water to create a more fluid grout may not provide good strength; a higher

water content m grout also increases volume shrinkage during cure (particularly

in dr> soUs.) For these reasons, and in the interest of testing various grouts, the

e.xperiment sought to determine the stiffest, or least fluid, grout which could be

installed rehably. The method selected for this test was the ASTM C143 slump

test.

A neat cement grout, consisting of water and Portland cement (Type I or

MI), mixed at a water-cement weight ratio of 0.36 to 0.50 was considered the

basehne grout, representative of a majority of soU nail instaUations.

Throughout this range of water content, the grout is very fluid, yet has a

compressive strength which is rehably above the specification minimum at 7-

day of 3000 psi (20 MPa.)

3.2.3 Grout aggregates

Some vendors either currently use, or expressed interest in using, grouts

containing sand or larger aggregates. FHWA notes that such additions to the

grout may be desirable and TxDOT generally permits the use of aggregate-

containing grouts.

With a typical "neat" cement-water grout, the cement wiU shrink during

set and cure. The use of non-shrink grouts offsets this effect, but increases the

cost per soU naU; expanding grouts (which sweU as they set and cure) may also

be used with success, however they also result in higher cost. The addition of

sand and gravel in various proportions can be used to impart certain desirable

characteristics such as toughness, but they also reduce the cement content, cost

and potential for shrinkage. Three notional grout mixtures were developed to

cover a range of potential field conditions.

In addition to the neat cement grout discussed in 3.2.2, a sand-cement

grout was designed, along with a sand-gravel-cement grout. The sand-cement

grout ("sand grout") would be a mortar mix which has a rich, Portland cement

content and proportionaUy higher water content. Compressive strength would

be maintained by limiting the water cement ratio to 0.50 or less. The sand-

21

gravel-cement grout ("gravel grout") would be similar to a typical transit mix,

with a higher cement content than typical, and a water cement ratio in the range

of 0.4 to 0.5.

3.3 Testbed

The test apparatus designed for this experiment consisted of fifteen

tubes, each twenty feet in length. The tubes were nominal six inch diameter,

schedule 40 PVC pipe obtained from local sources. Each tube was cut

lengthwise into approximately upper and lower halves. The inside of these

tubes were sprayed with solvent-based adhesive, into which PVC shavings and

local soU were imbedded. This roughness was chosen to simulate a typical soU

naU boring. BanfilU cites Mannheimer in suggesting that using a roughened

surface wiU ehminate the slippage which occurs due to a thin film shear layer

forming along smooth surfaces (BanfiU 2003). No attempt was made to simulate

larger irregularities in the surface of the borehole, such as those created by

augers as they encounter difficult or loose soil. The tubes were reassembled

using fiber reinforced tape (common "duct tape") and further strengthened with

self-locking, nylon ties ("cable ties"). Figure 3.1 is a close up view of the surface

coating apphed to the inside of the tubes. Figure 3.2 shows the interior of a

tube after preparations are completed.

As depicted in Figure 3.3, a soil area was excavated at an angle of

approximately five degrees from horizontal (the "ramp"). The tubes were placed

onto the ramp and the sides and ends were backfiUed; the downhiU end was

compacted such that soil extended a short way into each tube to act as a plug to

grout flow. The backfiU was such that it confmed lateral and vertical mofion of

the tubes, but aUowed visualization of the central portion of most tubes. The

seams on each side the tubes were intentionaUy left unsealed so that air and a

smaU amount of grout could escape. The escape of air would avoid

pressurizafion of an ah "plug" under a grout column, which might otherwise

hinder the flow of the grout.

22

Figure 3.1 - P\ C shavings inside a test tube prior to reassembly.

Figure 3.2 - Inside of test bed tube prepared for grouting.

23

#6 common rebar with split PVC centralizers installed

6" PVC pipe in loose fill

" " ^ T ^ ' ^ ^ ' ^ ^ ? ^ ^

Figure 3.3 - Testbed depiction

Escaping mortar would indicate the location of grout during the test and

would simulate how weU the grout might be expected to fiU smaU voids in

actual sou boreholes. Figure 3.4 shows the testbed prior to grout placement.

Figure 3.4 - Soil nail testbed prior to inserting tendons and grouting.

One #6 (3/4 inch) common steel reinforcing bar (rebar) was fitted with

three spht PVC centralizers and placed into each of the tubes. The centrahzers

were installed at approximately four feet from each end and at the middle of

each bar, using either duct tape or nylon ties to secure the centrahzer. Common

practice is to place centrahzers not more than 8 feet apart along the tendon.

The rebar extended a short distance out of the open tube end and down to the

24

soil plug in the distant end. Figure 3.5 shows common rebars whh centrahzers

attached and read> to be inserted into the testbed.

Figure 3.5 - Common #6 rebar with centrahzers

3.4 Experimental Parameters and Grout Placement

3.4.1 \ ariation of tremie

Three representative tremie insertion depths were selected: full depth

(about 19 feet), half depth (at approximately the middle centrahzer), and

minimal depth (near the first centrahzer.)

The full tremie tests were to determine if stiff grouts would consolidate

weU w hen tremied properly. It was postulated that under a full head (on this

test, about 24 inches) the stiff grout would consohdate weU. Upon completion

of the tests, examination of the length of the test grout columns should reveal

whether adequate consohdation and encapsulation has occurred.

The partial tremie lengths were selected to test the hypothesis that grout

tends to plug at centralizers, but wiU flow downhole where it has sufficient

pressure head and/or is sufficiently fluid. By placing the tremie a short distance

mto the tube on the minimal tremie cases, it could be observed whether grout

tended to flow under minimal head, and whether plugging occurred at the

centrahzers or elsewhere. The middle position tremie tests, when compared

with the minimal tremie tests, would indicate whether additional head increased

downhole grout flow.

25

3.4.2 Variation of grout and test methods

Rigorous control of grout rheometry is generally not possible under

operational field conditions, so only basic parametric checking should be

implemented for field use. AdditionaUy, using readUy available equipment with

which the a\ erage contractor is famUiar is likely to result in better comphance.

To this end, grout specification for each test was based on ASTM CHS Standard

Test Method for Slump of Hydraulic Cement Concrete. This assured that the

grout suppher could understand and provide an appropriate mix using locally

avaUable materials.

Once delivered, grout consistency was measured using two test methods:

ASTM C143 slump, and a "v-funnel" test which is typically used to measure flow

of self-consohdating concrete. In addition to the measurement of slump, the

resulting diameter of slumped grout was evaluated; this is sometimes referred

to as puddle diameter or slump flow. The average diameter of the slumped

grout after the ASTM slump cone was removed was evaluated; this result is

reported herein as slump flow. Grout slump, as measured by the ASTM method,

was planned over the range of 6-7 inches up to 11 inches. This would represent

a range from the hmit of a typical traUer mounted concrete pump

("unacceptably stiff"), to the practical hmitation of the ASTM CI43 method,

which caimot measure highly fluid mixtures. The very fluid, neat cement grout

would be measured using the v-furmel and flow cone methods.

The v-furmel test was predicted to be useful as a "go / no go" method,

since it provides very hmited, quantitative measurements which would be

difficult to hnplement in the field with good repeatabUity.

While various other measuring methods were identified, the foUowing

conditions were not met by the identified test methods:

• Test equipment must be capable of being placed in the field so that testing

can be conducted by contractors. And,

• Testing procedures must be estabhshed which, unmodified, would produce

useful results over the expected range of grout consistency. And,

26

• The test must not require precise measurements or timing, or other

procedures which are unlikely to be accepted or provide useable resuUs.

While various rheological testing equipment may be avaUable in the

future, practical field instruments are not readily avaUable for most

cementitious materials containing aggregate. The limit here appears to be the

ratio of equipment size to maximum aggregate size. (BanfiU 2003)

Grout constituents were selected to represent the likely materials

provided by a typical concrete suppher, and were chosen based on a local

suppher experience database; grout design variation and testing would allow

refinement of the grouts prior to use in an actual installation. Locally-available

material and limitations of the pumping equipment dictated the grout designs.

Fi\e grouts were selected: neat cement, sand-cement low slump ("Sand 1"), sand-

cement high slump ("Sand 2"), pea gravel low slump ("Gravel 1") and pea gravel

high slump ("Gravel 2"). Table 3.1 shows the grout constituents.

3.5 Testbed Installation

On the day of the test, weather was clear and mostly sunny.

Temperatures were in the 80's, with low humidity. The tubes were inspected for

debris and were found to be unobstructed and ready for grout. Grout

placement began shortly after noon, finishing about four hours after starting.

Samples of each grout mix were placed into plastic, 4 inch by 8 inch, cyhndrical

sample containers.

The sand cement grout was initially provided by the transit mix suppher

at an ASTM C143 slump of 8 inches. This material was installed into three

tubes, one at each tremie poshion. The same mixture was re-tempered with the

addition of water to the mix truck; ASTM slump was measured to be 11 inches.

The next set of four tubes was fUled with this grout using the three tremie

positions. In each case, the grout was pumped as the tremie was withdrawn,;

this was continued untU the end of the tremie was at the end of the tube and

the grout flowed from the open end. This was the process used in all cases.

Figure 3.6 shows the slump test of the first sand cement mix; Figure 3.7 shows

27

the puddle of the 11 inch slump sand cement grout. Section 3.4 details the

tremie starting position, grout used and results for each tube.

Table 3.1 - Grout design for testbed installation

Grout

Sand 1

Sand 2

Gravel 1

Crave! 2

Neat Cement

Water: cement ratio 0.4

0.5

0.5

0.4

0.4

Target ASTM slump 8

11

10.5

8.5

NA

Constituent Actual quantity mixed

Sand: 5131 lbs. Cementi: 1505 lbs. Fly ash: 295 lbs. Water: 528 lbs. Additive: SOOR :̂ 72 oz. Same as above, remove Vi yard, then add Water:~40 lbs. Gravel VA" max): 1200 lbs. Sand: 4766 lbs. Cement*: 1140 lbs. Fly ash: 264 lbs. Water: 324 lbs. Additive: Polyheed^: 52 oz. Gravel {'A" max): 1240 lbs. Sand: 4720 lbs. Cement^: 1070 lbs. Fly ash: 265 lbs. Water: 180 lbs. Additive: Polyheed^: 52 oz. Cementi: 2090 lbs. Water: 754 lbs. Additive: SOOR :̂ 20 oz.

^Portland Type I or l-ll ^Degussa Pozzolith 300R water reducer-set retarder ^Degussa Polyheed water reducer-plasticizer

28

Figure 3.6 - ASTM slump test of sand-cement grout in progress.

Figure 3.7 - Puddle remaining after slump test of 11 inch slump sand-cement grout.

There was no attempt to avoid bird's beak defects at the open end,

however, with the exception of the neat cement grout, the grouts had sufficient

body to retain their fill without significant repose. Table 3.2 shows the field test

results for the measurements taken at the time of placement.

29

Table 3.2 - Grout Field Test Results

Grout

Sand 1

Sand 2

Gravel 1

Gravel 2

Neat Cement

Slump (inch)

8

11

10.5

8.5

NA

V-funnel (sec)

No flow

~2

~4

No flow

-2.5

Notes

Slump flow: 20 inches

Slump flow: 16 inches

Vi inch flow cone plugged by unmixed material and gravel

The pea gravel grout arrived at a slump of 10-1/2 inches, and was placed

into three tubes using the three tremie positions. A second batch was rejected

at the site as it arrived at greater than 10 inch slump. The final batch of gravel

grout tested at a slump of 8-1/2 inches; this was placed into the two remaining

tubes using full tremie and minimal tremie orUy. The transit ticket from the

suppher showed that an inferior grade of gravel was used for these gravel

mixes. It w as decided to go ahead with the tests in spite of the risk that this

grout would have compressive strength below the required 3000 psi at seven

days. This decision would not compromise the column-filling aspects of the

tests, but the mix design would not be suitable for actual soil nail installations.

Figure 3.8 is a view of the cross section of grout samples taken for

strength testing. The samples were prepared by crosscutting with a wet saw to

msure that the end surfaces were flat and perpendicular to the long axis.

Figure 3.8 - Cut section of grout samples showing gravel grout (left) and sand grout (right).

30

The final experiment used a mid-range water cement ratio for the neat

cement grout, w hich yielded a \ er> fluid grout with relatively low shrinkage.

The water-cement ratio was 0.37, and the grout was sUghtly viscous, yet very

fluid. This grout w as placed into three tubes. The first of these was placed

using full tremie; the second was placed using a minimal tremie. The tendon

was removed from the third tube, the grout was placed using a full length

tremie, then the tendon w ith the centralizers installed was inserted into the

grouted tube. Only minimal resistance was experienced when inserting the

tendon in this manner.

V-funnel testing showed that oiUy the most fluid grouts would flow

through the 2.5 inch square opening. It was also noted that the high slump

sand- and gravel-containing grouts which did flow in the v-funnel test did leave

a substantial amount of material clinging inside the apparatus. The neat cement

grout took longer to clear this apparatus as more material exited under gravity

without a break in the discharge stream. Figure 3.9 shows the v-funnel

apparatus.

480 mm

120 mm

Figure 3.9 - V-funnel apparatus measurements (left) and in use (right).

31

3.4 Experimental Results

Two days following the placement of the grout, the testbed was

e.xcavated and the test tubes were disassembled to expose the grout columns.

The observations made at the time of exhumation are summarized on

Table 3.3. The main observation is that in all cases, when fully tremied, the

grout fiUed the simulated soil nail borehole and fuUy embedded the tendon. In

all cases, when the tremie was not fully inserted, the grout did not fiU the tube

completely.

Table 3.3 - Testbed Visual Evaluation

Tube

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

Grout

Neat

Neat

Neat

Sand 2

Sand 2

Sand 2

Sand 1

Sand 1

Sand 1

Gravel 2

Gravel 2

Gravel 2

Sand 2

Gravel 1

Gravel 1

Tremie

Minimal

Full

Full

Full

Half

Minimal

Full

Half

Minimal

Full

Half

Minimal

Full

Full

Minimal

Result

Grouted 2/3 full

Fully grouted

Fully grouted

Fully grouted

Grouted to distant centralizer

Grouted 2/3 full

Fully grouted

Grouted to middle centralizer

Grouted to 8'

Fully grouted; small voids

Grouted 2/3 fuU

Grouted to middle centrahzer

Fully grouted

Fully grouted

Grouted to middle centralizer

All grout mixtures of similar slump show simUar embedment and grout

column integrity. The grout column of neat cement grout appears to be in every

way simUar to high slump sand cement and pea gravel grouts. The distant end

of the neat cement grout column did show signs of gravity flow as evidenced by

a tapering slope (Figure 3.10). This seems to indicate that a greater water

content and/or a greater inchne might have resulted in a more fully fiUed tube.

32

Figure 3.10 - Reposed tail on the downhole end of the minimal tremied neat cement grout tube.

\Vhere the grout did not completely fiU the tube, the sand and gravel

grouts had a rounded "plug", usually at or just beyond the first centrahzer

beyond the tremie end. Lower slump grouts had more small, visible defects in

the grout column and tended to fill for a shorter distance beyond the end of the

tremie or stop nearer a centralizer. Figure 3.11 shows plugging of the grout flow

at a centrahzer.

Figure 3.11 Sand 1 grout in Tube 8, showing middle centrahzer and distant end of grout column

33

Several t> pes of defects were noted as the tubes were exhumed. Figures

3.12 shows an air pocket defect m a neat cement column and Figures 3.13 and

3.14 show cylindrical \'oids. Each of these was apparently caused when the

tremie was withdrawn quicker than the tube filled with grout, thereby trapping

air and leaxing a defect.

Figure 3.12 - Neat grout in Tube 1, showing a void across about V2 of the grout column diameter.

34

Figure 3.13 - Sand grout column with a defect caused by withdrawal of the tremie from the surface of the grout as it was being pumped.

Figure 3.14 - Sand grout column with a defect caused as an air packet was formed during grouting.

35

3.5 Laboratory Testing

Cylindrical concrete samples were made at the time of grout placement

into the testbed; samples were hme water cured according to standard practice

(TxDOT material testing procedure TEX-447-A). These samples were tested for

compressive strength using a GUson MC-600 compression testing apparatus

according to TxDOT material testing procedure TEX-418-A . A summary of the

results is shown in Table 3.4. The slightly low compression strength of the

gravel samples may be attributable to the low quality gravel which was locally

available; this material was permitted in this use since the flow character was

the most important aspect. The simUarity in strength between batches, in sphe

of a changed water-cement ratio, indicates this is a likely cause. It was alos

noted during the testing that some of the gravel broke apart during the tests.

Table 3.4 Compressive strength of grout samples from testbed grout.

Grout

Neat

Sand Cement 1

Sand Cement 2

Gravel 1

Gravel 2

W/C ratio

0.36

0.30

0.36

0.23

0.20

Slump

(inch)

N/A(<11.5")

8

11

10.5

8.5

Strength

min (psi)

5700

4600

3500

2500

2500

Number of samples

2

2

2

2

2

3.6 Interpretation of Testbed Results

It appears from these results that the primary factor in proper

mstallation of the grout is tremie use. It also appears that highly fluid grout is

unhkely to compensate for hnproper tremie placement. There is insufficient

data to determine if soU naU boreholes which are at a higher angle would

hnprove downhole flow of grouts, but intuitively, a higher head would result in

greater gravity flow of the neat cement grout, which was observed to flow to a

greater repose than the stiffer grouts.

36

Based on these observations, it appears that improperly tremied grout of

any type will not fiU a soil naU borings under typical, low angle, installation

conditions. It was also observed that proper tremie use is critical to successful

grouting of soU naUs, and that stiff (high slump) grouts wUl instaU with

acceptable filhng and consohdation when placed through a full length tremie.

37

CHAPTER 4

FULL SCALE FIELD TEST

Simultaneous to the testbed experiment, a full scale test wall was

developed w hich allowed vahdation of the testbed and extended available data

by implementing slightly different parameters. The grout mixtures used on this

test were simUar to the neat cement and sand-cement grouts designed for the

testbed experiment and equivalent pumps and tremies were used for both. The

site was prepared and soU nail installation was completed by a contractor

normally engaged in soU nail instaUation in the State of Texas.

4.1 Preparation and Installation

The test site was an undisturbed, native soU slope adjacent to a one acre

draw with overaU depth of about 20 feet. A bench was cut exposing

approximately seven vertical feet of cohesive, sandy-clay soU. The soil mass

appeared fairly uniform aside from some areas of cementation (in the form of

caliche). It was determined that the face of the wall would be stable enough to

stand for the test period without additional support and with minimal

deformation or spalUng.

Twenty-four driUed soU nails ranging in length from 5 to 25 feet in length

were installed at a 10 degree downward inchne from horizontal. The bores were

sbc inches in diameter and approximately 4 feet longer than the soU nail tendon

length, to allow fuU embedment of the tendons. The tendons were grade 60, #6,

Dywidag Threadbar which were fitted with spht PVC centralizers. The tendons

were placed into the borings and grouted using a 12 foot long, 1-1/2 inch

diameter PVC pipe tremie connected directly to the output hose on a traUer-

mounted Schwing concrete pump.

The grout placed for these tests was neat Portland cement at a water-

cement ratio of 0.37 for naUs 2 and 5, and sand cement grout with a slump of

11 inches for nails 1, 3 and 4. Tendons for these soU nails were 25 feet in

38

length. The other naUs in this wall received these same grouts, but are not

discussed further in this thesis. Grout was pumped and the tremie was

withdrawn as the borehole filled. The outside end of the grout column was

formed to pro\ ide a surface perpendicular to the soU naU; for this reason, the

ends of the grout columns were not visible after they were fiUed with grout untU

the forms were remo\ed se\oral days later.

The installation w as allowed to cure for 30 days. Grout samples were

tested at 7 days and all samples exceeded the 3000 psi minimum (to meet TX

DOT specifications). Figure 4.1 shows the field site after excavation and soU nail

installation.

4.

jF Jr

^—mr-r " l * ^ * * :??^.J'58WIF

.1-

Figure 4.1 - SoU nail test waU with nails instaUed.

4.2 Inspection

Prior to exhumation, the ends of the nails were inspected. All of the neat

cement grouted nails exhibited some degree of subsidence. As shown in Figures

4.2, the subsidence extends some way into the bore, and would have been

visible at the tune of grouting had the ends not been covered by a form

designed to give a flat front face to the naUs. The void seen in Figure 4.2 is

typical of ah of the neat cement grout soU nails on this waU. The void

documented in these photos was found to have resulted from incomplete filhng

of the bores as air was trapped below the grout due to the short tremie. It

39

appears that the grout then flowed into the space at the low end of the

borehole, creating the void seen in these figures. There may have been

additional volume loss due to shrinkage of the grout and absorption of water by

the surrounding dr> soil. One additional soU naU, elsewhere in the wall, made

with sand cement grout, shows a void open to the end, but it appears to have

resulted from a birds beak defect which formed at the mouth of the borehole in

spite of the formwork intended to prevent such defects.

Non-destructi\ e testing (NDT) was conducted on these soU nails, with the

result that the sand-cement grouted naUs appeared to be approximately 15 feet

long, rather than the planned depth of 25-29 feet. The NDT methods are

experimental on this type of installation, so the decision was made to exhume

certain nails, measure them, visualize the grout, and correlate NDT finding to in

situ conditions. The NDT methods used were based on how sound travels

through the grout material, and are stiU in development. The NDT testing also

showed that the neat cement grout extended to about 30 feet in length; the

exhumed neat cement naUs were about 30 feet long.

Figure 4.2 - Soil nail subsidence: Completed soU nail with subsidence of grout (left). Looking down the soU nail borehole into the void which did not remain fiUed with grout (right).

40

4.3 Exhumation and Examination

The do^vnhole ends of the soil nails were exhumed by removing the

overburden. It Nvas found that grout had not flowed to the end of the sand

cement naU bores, but the neat cement grout had fiUed to the fuU length.

Further excax ation found that the sand cemem grout had plugged the borehole

near the end of the tremie, and the grout had fiUed the shaft of the soU naU only

to the depth of the tremie. The grout that was placed appears weU consohdated.

Figures 4.3 and 4.4 show the excavated sand-cement soU naUs, note the exposed

tendon w hich should have been fully encapsulated in grout.

• r v 'T^^' •'<^' ̂ 'f̂ v? -̂:-:'--0,̂

. / '

l i : ^ . ^ ' , . ' . 1 . >:<..• * -^v

Figure 4.3 Excavated soU nail showing grout plug and centralizer.

It was also observed that the borings which were not fiUed fully with

grout were stUl open and free of soil or debris; the plugged grout ends showed

no soil or other inclusions which would have interfered with filhng. In one case,

the grout stopped at a centralizer, in the other two cases, the plug occurred in

an open borehole with orUy the tendon present and an open borehole remaining

beyond the grout.

41

Figure 4.4 Excavated soU nail showing plug in an open bore.

4.4 .Analysis

The effect of grout composition on rheology is demonstrated (i) by the

flow of neat cement grout to the distant end of the borehole, and (b) by the

failure of the sand cement grout to flow beyond the end of the tremie and fill

the remainder of the borehole. The stiffer sand cement grout fiUed and

consohdated vveU to the extent it was tremied. This suggests that the use of

highly fluid grouts in soU nails instaUed at higher angles is possibly more

forgiving of poor instaUation practices than stiffer grouts. This observation also

resolves the issue of subsidence observed at the open end of the neat cement

grout soU naUs; it appears that the grout flowed down hole after grout pumping

was stopped (and the borehole appeared full. If this is the true mechanism

involved, defects introduced through the use of a short tremie wiU not be offset

by highly fluid grouts unless adequate time is taken to allow flow into the

untremied end, after which additional grout is introduced to the nail, untU it no

longer subsides. This is substanfiated by the presence of the shallow void in

each neat cement soU nail. It can therefore be determined that instaUafion

42

using a tremie significantly shorter than the borehole wUl likely resiUt in one or

more defects in the grout column, regardless of grout composition and fluidity.

The abiht> to maintain proper grouting in spite of improper instaUation

may make more fluid grouts desirable for some instaUations, however such

would not assure proper grout placement. Additionally, the use of stiffer grouts

should also be acceptable w hen installed properly. This result also reinforces

the testbed research finding that tremie insertion depth is the primary factor in

proper grout placement.

43

CHAPTER 5

DISCUSSION OF RESULTS AND RECOMMENDATIONS

From the observations made during e.xperimentation, several

generalizations can be made. These results can also be extrapolated to other

mix designs and extended to other parameters during design and instaUafion.

How ever, it must be recognized that variations in grout composition wiU affect

bond strength and withdrawal resistance, as weU as resistance to shear and

bending stresses w hich ma> affect a specific installation. It is generally

accepted that neat cement grout provides sufficient resistance to these stresses.

It is also accepted that the addition of smaU aggregates of sufficient quality

should not diminish the suitabUity of a grout, and may impart desirable

characteristics. Specific grout designs must be tested to assure that the design

requirements wiU be met. It may also be important to note that aggregates

added to a primarUy neat cement grout may impart toughness and assist in

controlhng crack size, both of which would be deshable in a soil nail where

corrosion protection and resistance to shear are necessary functions.

5.1 Effect of Tremie Insertion

The full-scale testbed results indicate that the single most important

factor in assuring proper grout placement is full insertion of the tremie pipe or

grout tube. This is verified in the actual soil nail instaUation examined here,

hiserfion of the tremie to fuU depth of the soil nail is required by FHWA and

TxDOT, and is standard practice in the industry, however adherence with this

reqiurement is not universal. It appears that any grout capable of being

pumped through general purpose concrete or grout pumps, wiU fiU the armular

space in the soU nail boring if properly placed through a full length tremie. It

was also observed that improperly placed grout of any type wiU not completely

fUl a soU naU boring under typical circumstances.

44

The field tests conducted herein indicate that gravity flow plays a much

greater role whore more fluid grouts are being installed into higher angle

boreholes. Howe\ er, there is insufficient evidence from these tests to determine

whether highly fluid grouts will completely fill higher angle (10-15 degree) soU

nail borings when pumped through short tremies. There does appear to be a

consistent finding of defects in soU naUs which are not tremied correctly,

without regard to grout type or flow character.

5.2 Grout Rheology

The use of highly fluid grouts, similar to those used in pre-placed

aggregate concrete or post-tensioning ducts, is common practice in soU nails

installation. The use of such grouts does not appear to correct for improper

installation techniques, nor is such highly fluid grout required to rehably create

good quahty soU naUs. It was noted that the voids observed in the low angle

test naUs with aU grouts, seemed to correspond to withdrawal of the tremie

whUe grout was not flowing (between pump strokes) or where the grout tube

was withdrawn faster than the borehole fUled.

In actual installations, with highly fluid, neat cement grout placed into

higher angle bores, the driUed soil nail cavity wiU likely fiU in spite of poor

placement practices. The gravity flow of grout beyond the tremie length may

take some tune to occur even with highly fluid grouts. Where full tremie is

used, a highly fluid grout may make the instaUation less difflcult and may be

more forgiving of various placement errors. However, with stiffer grouts, the

formation of defects at the open end of the borehole are more easily controlled;

with highly fluid grouts, there is no effective way to prevent a "bird's beak"

defect from forming.

5.3 Grout Composition

It appears that grouts of simUar slump wiU fill soU nail borings equaUty

weU. The presence or absence of aggregates up to 1/2 inch does not seem to

affect consohdation to any significant degree. The use of highly fluid grouts

45

with or without aggregates should be generally acceptable unless testing shows

that excessix e crack development due to shrinkage wiU reduce corrosion

protection. The use of stiffer grouts also appears to be suitable so long as good

installation technique is followed. Visual examination of grout removed from

samples show s no significant voids and shows continuous contact between the

grout and tendon. It appears that grout composition has httle effect on grout-

tendon embedment. There are considerations not made herein, such as those

affecting corrosion protection and strength of grout bond with the tendon. This

thesis includes only visual assessment of consohdafion and embedment of the

bar in exhumed nails and testbed samples. Grout composition may affect the

final strength and durabihty of the soil nail, and is the basis for the typical use

of compressi\ e strength as the primary specification of grout quahty.

5.4 Conclusions

The use of any grout with proper strength, which can be rehably pumped

using a tremie of the size and length necessary to reach the end of the soU nail,

should be acceptable. Higher slump mixes appear to provide more rehable

consohdation into the soil and around the tendon; this would be simUar to

concrete instaUation which is not vibrated during placement.

Tremie placement is the primary factor affecting proper grouting of the

soU naU. Stiff grouts wiU completely fill the boring if placed correctly with the

tremie extending the fuU design length of the soU nail. It is also demonstrated

that progressive removal of the grout pipe is acceptable where grout is pumped

continuously as the tremie is withdrawn, with the tremie end constantly stays

submerged within the grout column.

Angle of the soU naU boring is demonstrated to affect the flow of highly

fluid grouts to a greater extent than for stiffer grouts. Where a fuU length grout

pipe is unpractical, although highly fluid neat cement grouts may produce

acceptable results in soil naUs placed at a angle of 10 degrees or higher, the

completeness of grouting cannot be assured and this practice should be

46

avoided. Acceptable results can be assured by low pressure pumping only

through a full length tremie.

The current practice by some agencies, of requiring highly fluid, neat

cement grout has been shown to be unnecessary when grout is placed using

proper techniques. Measurement of grout consistency is therefore adequately

measured using .ASTM slump cone methods, and grouts as stiff as 8 to SVi inch

slump should be appropriate for typical soU nail instaUations. It is

recommended that neat cement grouts be hmited to a water-cement ratio

between 0.35 and 0.50, unless testing shows that other ratios will rehably

provide sufficient strength and not have excessive shrinkage.

5.5 Suggested Specifications

Below is a listing of suggested specification points for the installation of

soU nails. They should be modified to fh a particular specification, regional

avaUabihty of materials, and soU conditions:

1. Grout shall be neat cement grout, sand-cement grout or gravel-sand-

cement grout [#2 (1/2 inch) or smaUer aggregate, which attains a 7 day

compressive test strength of 3000 psi.

(NOTE: This strength is generally accepted as the minimum compressive

strength for soil naU grout; the specifying agency should evaluate the

suitabUity of this grout strength for each design.)

2. Acceptable sand-cement and gravel-sand-cement grout shall be no stiffer

than an ASTM slump of 8 'A inches. Water to cement ratio of a neat

cement grout shaU not be greater than 0.50.

3. Grout shall be placed using a grout pipe or tremie which is placed into the

sou naU borehole and extends to the fuU design depth of the soU naU. The

tremie or grout pipe shaU remain in the borehole while grout is pumped.

The tremie may be progressively removed from the borehole as the

borehole fUls with grout, such that the end of the tremie be kept

submerged in the grout being delivered.

47

4. Grouting of the entire soU nail shall be completed in one operation. Cold

joints which have been open for more than one hour shaU not be permitted

in the grout column.

5. Soil nails installed using highly fluid grouts, or installed into soU which is

prone to subsidence w hen e.xposed to moisture, shah be monitored during

the period immediately foUowing grout installation. If air pockets, gaps or

other signs of subsidence are found, additional grout shaU be placed so as

to fill the \oids.

6. During grout placement, the total amount of grout pumped shall be

monitored to assure that each soU nail has been fiUed with the correct

\ olume of grout.

7. Methods shall be used to prevent the bird's beak defect at the upper end of

the borehole from leaving the tendon exposed inside the borehole of the

completed soU nail.

[NOTE: It is widely accepted that the "bud's beak" is a normal condition,

and the unfUled space is generally fiUed with shotcrete or cast in place

concrete during the next steps of soU nail wall construction. The intent of

this requirement is: (a) to reduce the hkehhood of damage to the corrosion-

resistant coating on the tendon, and (b) to prevent having the tendon

imbedded through a cold joint, which could create a focal point for

corrosion in the completed soU nail waU.]

48

REFERENCES

. \C7 318-02 Building Code Requirements for Structural Concrete and Commentary (2002) American Concrete Institute.

.ASTM C143 Standard Test Method for Slump of Hydraulic Cement Concrete (2003), ASTM International (formerly American Society for Testing and Materials).

.ASTM C939 Standard Test Method for Flow of Grout for Preplaced-Aggregate Concrete (Flow Cone Method) (2002), ASTM International (formerly American Society for Testing and Materials).

Banerjee, S., Andrew Finney, Todd Wentworth, and Mahahngam Bahiradhan (1998) Evaluation of Design Methodologies For Soil Nailed Walls, Volume 1; Evaluation of Design Methodologies For Soil Nailed Walls, Volume 2: Distribution of Axial Forces in Soil Nails Based on Interpretation of Measured Strains; Evaluation of Design Methodologies for Soil Nailed Walls. Volume 3: .An Evaluation of Soil Nailing Analysis Packages, Department of Ci\11 Engineering, University of Washington, Seattle, Washington.

BanfUl, P. F. G., "The Rheology of Fresh Cement and Concrete - A Review", Proceedings of the IT" International Cement Chemistry Congress, Durban, May 2003.

ByTne, R.J., Cotton, D., Porterfield, J., Wolschlag, C, and Ueblacker, G., FHWA-DP-96-69R Manual for Design and Construction Monitoring of Soil Nail Walls, Report (1998), Federal Highway Administration, Washington, D.C.

Byrne, J.R., Ronald G. Chassie, James W. Keeley, Donald A. Bruce, Peter Nicholson, John L. Walkinshaw, Al DiMilho, Ken A. Jackura, Ron Chapman, and Claus Ludwig (1993), FHWA Tour for Geotechnology - Soil Nailing, Federal Highway Administration, Washington D.C, FHWA-PL-93-020.

French National Research Project CLOUTERRE (1993) Recommendations CLOUTERRE 1991 Presses de I'Ecole Nafionale des Ponts et Claussees" Enghsh Translation: French National Research Project Clouterre, 1991-Recommendations Clouterre 1991, Soil Nailing Recommendations, Pubhcation FHWA-SA-93-026, (1993) Federal Highway Administrafion, Washington, D.C. (Referenced as CLOUTERRE 1993)

49

Colder Associates Inc. (1998), Synthesis Report on Soil Nail Wall Facing Design.

Jin, J. (2002), Properties of mortar for self-compacting concrete, PfjD Thesis, University of London, pp.398.

Lazarte, Carlos A., Ph.D., P.E, Victor Ehas, P.E, R. David Espinoza,Ph.D., P.E, Paul J. Sabatini, Ph.D., P.E., GeoSyntec Consultants (March 2003) FHWAO-IF-03-017 Geotechnical Engineering Circular No. 7: Soil Nail Walls, US DOT Federal Highway Administration, Washington, DC.

Mannheimer, R.J. (1983), Effect of shp on flow properties of cement slurries can flaw resistance calculations, 0/7 and Gas Journal December 5, pp.144-147.

Porterfield, J.A., Cotton, D.M., Byrne, R.J., Wolschlag, C, and Ueblacker, G., (1998) Manual for Design and Construction Monitoring of Soil Nail Walls, Federal Highway .Administration, Washington D.C, FHWA-SA-96-069R.

Porterfield, J..A., Cotton, D.M., Byrne, R.J., (1994) Soil Nailing Inspectors Manual Federal Highway Administration, Washington D.C, FHWA-SA-93-068.

Sakr, C.T., and Robert Kimmerling, (1995) Soil Nailing of a Bridge Embankment (Interstate-5 Swift Delta Soil Nail Wall), Oregon Department of Transportation.

Singla, Sumant (December 1999), FHWA-IF-99-026: Demonstration Project 103: Design & Construction Monitoring of Soil Nail Walls, Project Summary Report, US DOT Federal Highway Administration, Washington, DC.

Texas Department of Transportafion (2004), TEX-437-A Test for Flow of Grout Mixtures (Flow Cone Method), TxDOT Manual of Testing Procedures.

Tufenkjian, Mark R., Mladen Vucetic, "Dynamic Failure Mechanism of SoU-Nailed Excavafion Models in Centrifuge", Journal of Geotechnical and Geoenvironmental Engineering - March 2000 - Volume 126, Issue 3, pp. 227-235

50

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