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Informed Consent under the Revised Common Rule

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Page 1: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Informed Consent under the Revised Common Rule

Page 2: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Session Objectives• Review 2018 Common Rule

changes related to informed consent

• Discuss the revised Ohio State consent template

• Discuss recent electronic signature developments

• Describe the transition plan

Office of Responsible Research Practices

Page 3: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Overview of Consent Changes

• Process requirements • New basic and additional consent

elements • Electronic consent• Consent waiver and alteration

criteria • Broad consent (not applicable @

Ohio State) • Posting consent forms

Office of Responsible Research Practices

Page 4: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Consent Process

Office of Responsible Research Practices

Page 5: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

New Process Requirements

Informed Consent

Reasonable Person

Key Information

Page 6: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Reasonable Person

Subjects must be provided with the information that a “reasonable person” (undefined) would want to have to decide whether or not to participate in the study.

Responsibility remains with the investigator to:• Provide more information when requested • Make sufficient time and opportunity to discuss the

research • Answer questions to improve a subject’s understanding

Office of Responsible Research Practices

Page 7: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Key Information

• Located at beginning of consent process/document

• Concise and focused presentation • Likely to assist a prospective subject/LAR in

understanding the reasons why one might want to participate in the research

Office of Responsible Research Practices

Page 8: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

• Must be organized and presented in a way that facilitates comprehension and promotes discussion

• Revised consent templates • Required for most consent documents• Initial submissions

Key Information (cont.)

Office of Responsible Research Practices

Page 9: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Key Information Components

Consent is being sought

and participation is voluntary Purpose of the

research, expected

duration of participation, and research procedures

Most important risks or

discomforts

Reasonably expected benefits

Appropriate alternative procedures or course of treatment

Other information

Office of Responsible Research Practices

Page 10: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

New Basic & Additional Elements of Consent

Office of Responsible Research Practices

Page 11: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

New Basic Required Element of Consent

De-identified information/bio-specimen use/sharing• Studies collecting identifiable information and/or

bio-specimens • Identifiers might be removed • May be used for future research studies• No additional consent will be obtained

Office of Responsible Research Practices

Page 12: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Ohio State Consent Template

Will my de-identified information (and bio-specimens) be used or shared for future research?

• Yes, it/they may be used or shared with other researchers without your additional informed consent.

OR

• No.

Page 13: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

New Additional Elements of Consent

Commercialization of bio-specimens• Use of bio-specimens for commercial

profit• Whether subjects will or will not share in

commercial profit

Office of Responsible Research Practices

Page 14: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

First new additional element template language

Currently approved language: If you agree to participate, your samples will be considered a gift to The Ohio State University. The university may sell or share your samples and personal information with others, such as private companies, government agencies, or other universities. The university will be paid if your samples and personal information are sold.• Your samples and personal information may be used to make new

products or technologies. You will not be paid if these new products or technologies are sold or make money.

• You cannot choose how your samples and personal information will be used. If you do not want to let others decide how your samples and personal information will be used, then you should not donate your samples.

Office of Responsible Research Practices

Page 15: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

New Additional Elements of Consent

Return of clinically relevant research results• Types of results returned• Circumstances of release• Notification process

Office of Responsible Research Practices

Page 16: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Second new additional element template language

Address whether clinically relevant research results, including individual research results, will or will not be returned to participants (Section: Will my study-related information be kept confidential?)

If we find information that significantly impacts your health, we will/will not share it with you. [Insert a description of the types of research results which may be returned, under what circumstances subjects will be provided research results, and how subjects will be notified.]

Office of Responsible Research Practices

Page 17: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

New Additional Elements of Consent

Whole genome sequencing• Applies to research using bio-specimens• May identify participant

Office of Responsible Research Practices

Page 18: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Third new additional element template language

For research involving bio-specimens and whole genome sequencing (Section: What risks, side effects or discomforts can I expect from being in the study?)

Research using your specimens may include mapping your DNA (whole genome sequencing). This information could identify you. Ask the study team if you have questions.

Office of Responsible Research Practices

Page 19: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Documentation of Informed Consent

Office of Responsible Research Practices

Page 20: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Electronic Signatures

• Electronic signatures are permitted• A written copy must be given to person

signing the consent form

Office of Responsible Research Practices

Page 21: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Electronic Signature Approval

Office of Responsible Research Practices

• Website/OCIO• System administrator• IRB submission • Resources

Page 22: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Electronic Signature for Informed Consent

Office of Responsible Research Practices

https://u.osu.edu/esigforinformedconsent/

Page 23: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Electronic Signature Approval Process

Office of Responsible Research Practices

IRB Submission

No documentation Written approval

Proposed Method

System administrator OCIO

Platform/System

Approved New system

Page 24: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Short Form Requirements

• Key information requirement applies• Template will be revised to comply

Office of Responsible Research Practices

Page 25: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Additional Waiver of Documentation

When subjects are members of a cultural group or community in which signing forms is not the norm• Minimal risk• Alternate method for documenting that

consent occurred

Office of Responsible Research Practices

Page 26: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Waiver or Alterationof Consent

Office of Responsible Research Practices

Page 27: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Waiver or Alteration of Informed Consent• Minimal risk• Could not practicably be carried out without the waiver or

alteration• If the research involves using identifiable private

information or identifiable bio-specimens, the research could not practicably be carried out without using such information or bio-specimens in an identifiable format

• Will not adversely affect the rights and welfare of the subjects

• Provided with additional pertinent information after participation

Office of Responsible Research Practices

Page 28: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Posting Clinical Trial Consent Forms

Office of Responsible Research Practices

Page 29: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Posting Clinical Trial Consent Forms

Clinical trials conducted or supported by a federal department or agency: • Must post copy of IRB-approved consent on publicly

available federal website (e.g., ClinicalTrials.gov)• Awardee or federal department/agency is

responsible for posting• Can post after recruitment is closed, no later than 60

days after last study visit

Office of Responsible Research Practices

Page 30: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Posting Clinical Trial Consent Forms (cont.)

• Redaction of proprietary or institutionally sensitive information is allowed

• Only one unsigned version must be posted• Only one posting for each multi-institution study• Does not require versions for each study

population

Office of Responsible Research Practices

Page 31: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Ohio State will not implement the Broad Consent provision as there is no system in place to accurately track Broad Consent throughout the institution

Broad Consent

Office of Responsible Research Practices

Page 32: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Timeline for Adherence to the Final Rule

• Studies approved on or after January 21, 2019 must follow all applicable consent revisions

• Revised consent templates posted soon• Additional criterion for waiver or alteration

of consent added to Buck-IRB

Office of Responsible Research Practices

Page 33: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent

Summary Overview

Office of Responsible Research Practices

• Major revisions to make consent process more meaningful

• New elements• Electronic consent allowed• New requirement to post• Revised templates coming soon

Contact Ellen Patricia ([email protected]) with questions

Page 34: Informed Consent under the Revised Common Ruleorrp.osu.edu/files/2019/03/Common-Rule-Consent-Updates.pdf · changes related to informed consent •Discuss the revised Ohio State consent