inferring cognitive states in information science

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    Dept. of Library and Information Science, Rutgers UniversityNew Brunswick, NJ, USA

    Workshop on Inferring Cognitive and Emotional States from Multimodal Measures MMCogEmS2011November 17, 2011

    Jacek Gwizdka & Michael J. Cole

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    !! Overall research goal: infer and predict mentalstates and context of a person engaged ininteractive information search (e.g., Web search)

    !!Completed projects: measures derived fromeye-gaze patterns!! eye-movement patterns and interaction logs to infer

    "! task characteristics"! dynamic user states (such as cognitive load/effort)"! persistent user characteristics (such as domain knowledge)

    !! On-going projects: multi-modal measures!! eye-tracking + EEG + GSR!! cognitive load + timing of relevance decisions

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    !!Methodology: Using eye-gaze patterns!! Higher-order patterns: Reading Models!! Measures of cognitive effort in reading

    !!Results:!! User study I: journalistic search tasks

    "! task characteristics"! cognitive effort

    !! User study II: genomics search tasks"! cognitive effort (& learning)"! domain knowledge

    !! On-going work

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    !! Eye-tracking research havefrequently analyzed eye-gaze position aggregates('hot spots)!! spatiotemporal-intensity

    heat maps

    !! also sequential scan paths

    ! Higher-order patterns:

    reading models & derived measures

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    !! We have developed a new methodology to analyzeeye-gaze patterns:

    !! Model thereading processto represent (textual) informationacquisition in search

    !! Measure thecognitive effortdue to (textual) informationacquisition

    !! Usebothto correlate / infer higher-level constructs (taskcharacteristics, user knowledge, etc.)

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    Can be represented as units of reading experience:

    ((F F F) F (F F F) F F F F (F F F F F F) F)

    F = fixation

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    1.! Eye movements are cognitively controlled (Findlay &Gilchrist, 2003)

    2.! Eyes fixate until cognitive processing is completed(Rayner, 1998)

    Eye gaze pattern analysis is powerful:

    !! Eye gaze is only way to acquire (textual)information

    !! 1. + 2. ! Direct causal connection betweenobservable (text) information search behavior andusers mental state

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    !! We implemented the E-Z Reader reading model(Reichle et al., 2006)

    !! Fixation duration >113 ms threshold for lexical processing(Reingold & Rayner, 2006)

    !! The algorithm distinguishesreading fixation sequencesfromisolated fixations, called'scanning' fixations

    !! Each lexical fixation is classified to (S,R) that is (Scan,Reading)

    !! Inputs: eye gaze location, duration!! Add fixation to reading sequence if next saccade:

    !! on the same line of text!! and less than 120 pixels to the right!! or is a regression on the same line of text

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    !! Two states: reading and scanning!! transition probabilities!! each state characterized by the number of lexical fixations

    and duration

    ScanRead

    1-q

    p

    1-p

    q

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    Can be represented as units (Fixations) of reading experience:

    (F F F) F (F F F) F F F F (F F F F F F) F

    Using thereading model:

    Reading state R (green); Scanning state S:

    R S R S S S S R S

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    !! Eyes fixate until cognitive processing is completed(Rayner 1998)

    !! While reading, words already understood in theparafoveal region are skipped (Reichle, et al., 2006)

    !! Eye gaze patterns depend on cognitive processingof information that is being acquired

    !! Hypothesis: Analysis of reading fixation patternsreveal some aspects of cognitive effort

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    !!Reading Speed

    !!Perceptual Span- Average spacing of fixations!!Lexical Fixation Duration Excess(LFDE):

    !! Time needed to acquire meaning above the minimum forlexical access

    !!Fixation Regressions- Number of regressionfixations in the reading sequence

    text acquired= -----------------

    processing time

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    !!Reading speedwill be slower for:!! hard to read text (Rayner & Pollatsek, 1989),!! unfamiliar words (Williams & Morris, 2004),!! words used in less frequent senses (Sereno, ODonnell, &

    Rayner, 2006),

    !! more complex concepts (Morris, 1994)16

    1o (70px)foveal region

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    Perceptual span is the spacing of fixations

    Perceptual spanreflects a human limitation on the numberanddifficultyof concepts that can be processed (e.g. Pollatsek

    et al. 1986).

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    !! 10-15% of fixations are regressions

    !! Reading goal affectsreading regressions!! More regressions when:

    !! greater reader domain expertise,!! conceptuallycomplex&difficulttext passages,!! resolution of ambiguous (sense) words

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    !! GreaterLFDEindicatesless familiarwords &greater conceptualcomplexity

    !! LFDE is also correlated with establishing wordmeaning in context

    example

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    !! 32 journalism students!! 4journalistictasks (realistic, created by journalism faculty

    and journalists)

    !! Journalism tasks can be about any topic, but fewtask types.

    !! Tasks designed to vary in ways that affect searchbehavior (Li, 2009)

    !! Task difficulty was post-self-rated by participants (7-point Likert scale: very easy to extremely difficult)

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    !!Complexity- number of steps needed (ex: identify an expert, getcontact information)

    !!Task Product(factual vs. intellectual, e.g., fact checking vs.production of a document)

    !!Named- is actual search target specified?!!Level- the information object to process (a complete document vs.

    a document segment)!!Task Goal- the nature of the task goal (specific vs. amorphous)

    !! Note:Copy Editing CPE&Advance Obituary OBIare most dissimilar!! Copy Editingis expected to be easiest,Advance Obituarymost difficult

    Task Product Level Named Goal Complexity

    BackgroundBIC mixed Document No Specific High

    Copy EditingCPE factual Segment Yes Specific LowInterview PreparationINT mixed Document No Mixed A,S Low

    Advance ObituaryOBI factual Document No Amorphous High

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    !! User task characteristics!! Can we detect task characteristics from eye-gaze patterns ?

    !! Cognitive effort!! Do the cognitive effort measures correlate with:

    "! task properties expected to contribute to task difficulty?"! the effort needed to complete the task?"! user judgment of task difficulty?

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    !! Task effects on transition probabilities S!R & R!S(all subjects & pages)

    (Cole, Gwizdka, Liu, Bierig, Belkin & Zhang, ECCE 2010; IwC 2011)

    ! For OBI, INT searchersbiased tocontinuereading

    ! For CPE tocontinuescanning

    Searchers are adoptingdifferent reading

    strategies for differenttask types

    OBI: advanced obituaryINT: interview preparationCPE: copy editingBIC: background information

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    !! For highly attended pages

    Total Text Acquired on

    SERPs and Content

    per page

    Total Text Acquired on

    SERPs and Content

    OBI: advanced obituaryINT: interview preparation

    CPE: copy editingBIC: background information

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    !! For highly attended pages

    State Transitions

    on SERPs per page

    State Transitions on

    Content pages per page

    Read !Scan

    Read !Scan

    Scan! ReadScan! Read

    OBI: advanced obituaryINT: interview preparation

    CPE: copy editingBIC: background information

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    Measure Related Task Characteristics

    Number ofstate transitions

    bias toread Taskleveland taskgoal

    level: document;goalotherthan specific (OBI & INT)

    bias toscanlevel: segment and taskgoal: specific (CPE)

    Total text acquired on SERPsTaskcomplexity: More text acquired inBIC and OBI

    Text acquired and number ofstate transitions per page oncontent pages

    Tasklevel: segment and taskproduct:factual (CPE)

    Cole, Gwizdka, Liu, Bierig, Belkin & Zhang. (2011). Task and User Effects on Reading Patterns in Information

    Search Interacting with Computers23(4), 346 362.

    Task Product Level Named Goal Complexity

    BackgroundBIC mixed Document No Specific High

    Copy EditingCPE factual Segment Yes Specific Low

    Interview PreparationINT mixed Document No Mixed A,S Low

    Advance ObituaryOBI factual Document No Amorphous High

    Forhighlyattendedpages

    For allpages

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    (self-rated after the task)

    BIC CPE INT OBI

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    !! Search effort: task time, pages visited, queriesentered

    !! Copy Editing (CPE) required the least effort of all tasks!! Advance Obituary (OBI) required overall most effort (although not

    the greatest effort of the tasks for every effort measure)

    !! For all tasks, for both greater perceived difficulty (self-ratings) and search task effort:

    !! higher medianLFDE(Kruskal-Wallis chi-squared =125.02, p = 0.03)!! slower reading speed (ANOVA F-value=5.5 p=0.02)!! Strongest correlations obtained when considering only the

    single longest reading sequence on a page

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    !!

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    !!

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    !!

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    !! Cognitive effort measures seem valid!! Eye gaze pattern cognitive effort measures match

    withsubjective task difficulty

    !! Cognitive effort measure results correlate withtaskcharacteristics related to task effort

    !! e.g. Complex tasks, amorphous goals

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    !! Words areindicativeof concepts and conceptfeatures

    !! Reading involves:!! knowledge used to understand words,!! processing concepts expressed in the content, and!! acquisition of information (and concepts) from the content

    !! User knowledge controls interaction during search:!! selects the words to read, and!! imposes cognitive processing demands to understand the

    concepts associated with the words

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    !! Does users knowledge influence information searchbehavior?

    !! Is cognitive effort related to domain knowledge?

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    !! 40 undergraduate and graduate students!! Rated 409 genetics and genomics MeSH terms

    !!1: No knowledge, ... to5: Can explain to others

    !! Five tasks from 2004 TREC Genomics track!! Tasks were hard!

    !! We use the same methodology to create readingmodels and calculate cognitive effort measures as instudy I

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    !! Participants domain knowledge (PDK) wasrepresented by sum of term ratings!! participants rated MeSH terms!! normalized by a hypothetical expert

    ! ki is the term knowledge rating (1-5)! i ranges over all terms! ti is 1 if rated or 0 if not! m number of terms rated by a participant! The sum is normalized by a hypothetical expert

    who rated all terms as 'can explain to others'

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    These cognitive effort measures were individuallycorrelated with level of domain knowledge.

    Forallreading sequences:

    !! higher domain knowledge ~ lower cognitive effort!! perceptual span (Kruskal-Wallis "2 = 4734.254, p < 2.2e-16)!! LFDE (Kruskal-Wallis "2 = 5570.103, p < 2.2e-16)!! reading speed (Kruskal-Wallis "2 = 5570.103, p < 2.2e-16)

    Similar correlations found for long reading sequences

    Long reading sequencesmight better reflect concept use by participants

    during information acquisition because of the attention allocated to acquiringthat text.

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    !! For long reading sequences!! We used random forests to construct regression

    models from the cognitive effort measures

    !! Regression results were clustered(agglomerate hierarchical clustering)

    !! Random forest model gave us relative importance ofcognitive effort measures as contributing variablesin a predictive model!! high importance: reading length (px), LDFE, total duration

    of reading sequences (sum of lexical fix), perceptual span

    !! less important: number of regressions

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    Random forest model classification errorsall participants

    only native English speakers

    Random forest model cog effort !

    domain knowledge correlation

    with MeSH based domain knowledge

    PDKgroups low inter high

    low 8! 0! 0!

    intermediate 1! 23! 0!

    high 0! 0! 6!

    PDKgroups low inter high

    low 3! 0! 0!

    intermediate 0! "#! 0!high 0! 0! $!

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    !! Ability to detect knowledge levels indicates apossibility of real-time detection of learning of anew material (new domain)

    !! Task phase analysis: beginning, middle, end!! same random forest model across the three phases!! significant difference : LFDE drops from beg to mid to end

    phase, while

    !! numFix -- not significantly different between phases!! and readingLength increased from middle to end (sig: Kruskal-

    Wallis chi^2 = 885.2262, df = 817, p < 0.05)

    !! Possible evidence for learning ?

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    !! Eye tracking enables high resolution analysis ofsearchers activity during interactions withinformation systems

    !! There is more beyond eye-gaze locations withtimestamps

    !! Eye-tracking data:!! can be used to identification of task characteristics!! cognitive effort!! domain knowledge

    !! High potential for implicit detection of a searchersstates

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    !! The reading model methodology and cognitive effortmeasures are based on many years of empirical

    research.

    !! Eye movements have a direct causal connection to theinformation acquisition process.

    !! This connection is not mediated!!! Domain independent

    !! Document content is not involved!! Culturally and individually independent

    !! Method represents the user's experience of the informationacquisition process

    !! Real-time modeling of user domain knowledge is possible

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    !! Processing requirements are low - just need fixationlocation and duration.

    !! Only recent eye movements are needed to calculatecognitive effort.

    !! Real-time assessment of cognitive effort!! Early task session detection of user properties, e.g. domain

    knowledge and perception of task difficulty

    !! Soon enough for a system to make a difference inproviding user support

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    !! Start witheye-tracking:pupillometry

    !! info relevance (Oliveria,Russell, Aula, 2009)

    !!

    low-level decision timing(Einhuser, et al. 2010)

    !! AddsEEG,GSR!! Funded by Google

    Research Award

    EEG

    GSR

    Eye

    tracking

    ! Implicit characterization of Information Search Process usingphysiological devices

    ! Can we detect when searchers make information relevancedecisions?

    Tobii T-60eye-tracker

    Emotiv EPOCwireless EEGheadset

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    !! Jacek Gwizdka http://jsg.tel

    !! Acknowledgements!! Funding: IMLS Google!! Collaborators:

    "! Dr. Nicholas J. Belkin, Dr. Xiangmin Zhang"! Post-Doc: Dr. Ralf Bierig"! Collaborator & PhD student:Michael Cole"! PhD students: Chang Liu, Jingjing Liu"! Master students

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    !! Eye tracking technology is declining in price and in2-3 years could be part of standard displays.!! Already in luxury cars and semi-trucks (sleep detection)!! Computers with built in eye-trackingTobii / Lenovoproof of concept eye-trackinglaptop - March 2011