in the united states district court for the eastern … receivership... · 2019-03-25 · motion to...

MOTION TO ENTER AGREED ORDER – PAGE 1 524662 000002 19976854.1

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF TEXAS

SHERMAN DIVISION

SECURITIES AND EXCHANGE COMMISSION

Plaintiff,

§ § § § §

v. § Case 04:17-CV-00336-ALM THURMAN P. BRYANT, III and BRYANT UNITED CAPITAL FUNDING, INC. Defendants,

§ § § § § §

and

§ § §

ARTHUR F. WAMMEL, WAMMEL GROUP, LLC, THURMAN P. BRYANT, JR., CARLOS GOODSPEED a/k/a SEAN PHILLIPS d/b/a TOP AGENT ENTERTAINMENT d/b/a/ MR. TOP AGENT ENTERTAINMENT Relief Defendants.

§ § § § § § § §

MOTION TO ENTER AGREED ORDER (I) AUTHORIZING LIQUIDATION OF REAL PROPERTY, AIRCRAFT, VEHICLES, FURNITURE, FIXTURES, EQUIPMENT, AND

OTHER ITEMS AND TERMINATION OF CERTAIN LEASES, (II) TO APPROVE PROCEDURES TO SELL RECEIVERSHIP ASSETS, AND (III) TO RELEASE FUNDS FROM CERTAIN FROZEN BANK ACCOUNTS INTO THE RECEIVER’S ACCOUNT

Plaintiff, the Securities and Exchange Commission (“SEC”), Jennifer Ecklund, the

Court-appointed Receiver (the “Receiver”) for Defendants Thurman P. Bryant, III (“Bryant”)

and Bryant United Capital Funding, Inc. (“BUCF”) (Bryant and BUCF, collectively, the

“Bryant Defendants”) and Relief Defendant Arthur F. Wammel (“Wammel”), Relief

Defendant Wammel Group, LLC (the “Wammel Group”), and Wammel Group Holdings

Partnership (“WGHP”) (together Wammel, Wammel Group, and WGHP, the “Wammel

Case 4:17-cv-00336-ALM Document 131 Filed 10/17/17 of 8 PageID #: 2610


Defendants”) receivership estates (together, the “Receivership Estate” or the “Receivership”),

and the Wammel Defendants represent to the Court that they have agreed to the entry of a

liquidation of the Wammel Defendants’ assets as detailed in the Agreed Order attached hereto

and as follows:

1. In accordance with 28 U.S.C. §§ 2001 and 2004 and paragraph 50 of the

Amended Order Appointing Receiver [Dkt. No. 48], the Receiver seeks the Court’s approval to

to liquidate or dispose of the following (i) by engaging any auctioneers and/or liquidators that the

Receiver deems necessary to accomplish the liquidation by public or private sale, or (ii) through

private sales to third parties (the “Wammel Liquidation Plan”):

Real Property

a. the real property located at 4607 Hispania View Drive, League City, Texas

77573, for which the Receiver agrees to work with the current occupant of the

property to allow for removal of personal, non-receivership items;

b. the real property located at 8101 South Humble Road, Texas City, Texas

77591;

Personal Property

c. personal or business property located at 3 Mariners Lane, Kemah, Texas

77565, including but not limited to furniture, fixtures, accessories, firearms

(specifically identified below), jewelry, and watches;

i. Magnum Research Model 500 S&W (Serial # JT08783BFR);

ii. Walther P38 9mm (Serial # 6590);

iii. Rohm RG10 22 Short (Serial # 423555);

iv. Colt New Frontier SAA 45 Cal (Serial # 12351NF);



v. Smith & Wesson Bodyguard 380 Cal (Serial # KAK1393);

vi. Beretta 92F 9mm (Serial # 045063Z);

vii. Smith & Wesson Governor 45/410 (Serial # CUZ5742);

viii. Sig Saur Model 1911 45 ACP (Serial # 54A025663);

ix. Kimber Ultra TLE II 45 ACP (Serial # KU218101);

x. Glock 22 40 Cal (Serial # C2Y256US);

xi. Glock 32C 357 Cal (Serial # GAB363);

xii. Ruger Super Red Hawk Alaskan 44 Mag (Serial # 53025495);

xiii. Sig Sauer P220 45 Cal (Serial # 37A003903);

xiv. Rock Island Armory 1911 A1 45 ACP (Serial # RIA1675654);

xv. FNH Five Seven 5.7x28 Cal (Serial # 386203828);

xvi. Glock 19 Gen 4 9mm (Serial # UWD505);

xvii. Beretta 92FS 9mm (Serial # BER308772Z);

xviii. Remington 700 CH 7mm Mag (Serial # A6303857);

xix. Winchester 1400 MX II 12 ga (Serial # N671708);

xx. Olympic Arms AR15 223 (Serial # CH8583);

xxi. Remington 870 Tactical 12 ga (Serial # RS77357H);

xxii. Mossberg 500A 12 ga (Serial # T108905);

xxiii. Winchester Model 94 30-30 (Serial # 2740369);

xxiv. Sig Sauer Sig M400 5.56 (Serial # 20J005652);

xxv. High Standard HSA-15 5.56 (Serial # RES02572);

xxvi. Marlin 336 44 Mag (Serial # Z1031);

xxvii. Marlin 1895B 45-70 (Serial # 00038567);



xxviii. Mitchell Arms RPK 47 7.62x39 (Serial # 002433);

xxix. Browning Citori 20 ga (Serial # 24521MT131);

d. personal or business property located at 951 FM 646 Dickinson, Texas 77539;

e. personal or business property located at the W Residences. 210 Lavaca St.,

#3108, Austin, 78701;

Aircraft and Vehicles

f. the 1990 Cessna 650 Citation (VIN # N287CD);

g. the 1946 Chevy Truck (VIN # CA746371);

h. the 1948 Plymouth Special Deluxe (VIN # F2F08165);

i. the 1954 Chevy 210 (VIN # B54S153394);

j. the 1967 Chevy Nova (VIN # 115377W194721);

k. the 1972 Chevy Nova (VIN # 1X27F2W228246);

l. the 1973 Dodge Challenger (VIN # JH23G3B279374);

m. the 2016 Range Rover (VIN # SALGS2PF9GA287477);1

n. the Bentley Coupe;2

o. the 2016 Jeep Wrangler Rubicon Unlimited (VIN # 1C4BJWFG5GL103209);

p. the 2015 Mercedes Benz S63 (VIN # WDDXJ7JB0FA008175);3

1 The Receiver is confirming whether any outstanding or perfected liens exist against the 2016 Range Rover, and she will give notice of the intent to sell to any purported lienholders. The Receiver proposes to satisfy any existing liens on sale of the respective vehicle and reserves the right to come to the Court to the extent that any dispute arises with respect to the existence or satisfaction of any lien. 2 The Receiver is confirming whether title is held in the name of any of the Wammel Defendants. The Parties agree to the liquidation of the Bentley Coupe, provided that the Receiver confirms that title is in the name of any of the Wammel Defendants. 3 The Receiver is confirming whether any outstanding or perfected liens exist against the 2015 Mercedes Benz S63, and she will give notice of the intent to sell to any purported lienholders. The Receiver proposes to satisfy any existing liens on sale of the respective vehicle and reserves the right to come to the Court to the extent that any dispute arises with respect to the existence or satisfaction of any lien.



q. the 2015 Rolls Royce Wraith (VIN # SCA665C57F&X85400);4

2. The Receiver further seeks the Court’s approval to incur related reasonable and

necessary costs to liquidate or dispose of the above.

3. The Receiver further seeks the Court’s approval to deposit the proceeds as a result

of the liquidation or disposition of the Wammel Defendants’ assets into the Receiver’s bank

account for use in the ordinary course of the Receivership.

4. The Receiver further seeks the Court’s approval to terminate ongoing leases that

the Receiver deems unnecessary to the Receivership.

5. The Receiver further seeks the Court’s approval to sell any assets of the Wammel

Defendants’ seized by the Receiver valued at less than $10,000, without additional court

confirmation.

6. The Receiver further seeks the Court’s approval to release the funds listed in

Exhibit A attached hereto into the Receiver’s account.

The Receiver respectfully requests that this Court enter the attached Agreed Order. The

Receiver further prays for such other and further relief, general or special, at law or in equity, to

which she may show herself justly entitled.

Dated: October 17, 2017.

4 The Receiver is confirming whether any outstanding or perfected liens exist against the 2015 Rolls Royce Wraith, and she will give notice of the intent to sell to any purported lienholders. The Receiver proposes to satisfy any existing liens on sale of the respective vehicle and reserves the right to come to the Court to the extent that any dispute arises with respect to the existence or satisfaction of any lien.



Respectfully submitted,

By: /s/ Mackenzie S. Wallace Timothy E. Hudson State Bar No. 24046120 [email protected] Katharine Battaia Clark State Bar No. 24046712 [email protected] Mackenzie S. Wallace State Bar No. 24079535

[email protected]

THOMPSON & KNIGHT LLP One Arts Plaza

1722 Routh Street, Suite 1500 Dallas, Texas 75201 Telephone: (214) 969-1700 Facsimile: (214) 969-1751 COUNSEL TO RECEIVER



CERTIFICATE OF SERVICE

I hereby certify that on October 17, 2017, I electronically filed the foregoing document with the Clerk for the United States District Court, Eastern District of Texas. The electronic case filing system (ECF) will send a Notice of Electronic Filing (NEF) to the attorneys of record who have consented in writing to accept this Notice as service of this document by electronic means. The foregoing document will also be sent to all counsel of record via the method identified below.

/s/ Mackenzie S. Wallace Mackenzie S. Wallace Via Electronic Mail: COUNSEL FOR PLAINTIFF: Jason P. Reinsch U.S. SECURITIES AND EXCHANGE COMMISSION Fort Worth Regional Office Burnett Plaza, Suite 1900 801 Cherry Street, Unit #18 Fort Worth, TX 76102-6882 Telephone: (817) 900-2601 Facsimile: (917) 978-4927 [email protected] PRO SE By Electronic Mail and by U.S. Mail at both known addresses: Thurman P. Bryant, III [email protected] 1535 Sun Mountain, San Antonio, TX 78258

2054 Hidalgo Lane, Frisco, TX 75034 COURTESY COPIES SENT TO THE FOLLOWING: Via Electronic Mail: Toby M. Galloway KELLY, HART & HALLMAN LLP 201 Main Street, Suite 2500 Fort Worth, TX 76102 Telephone: (817) 332-2500 Facsimile: (817) 878-9280 [email protected]



Jimmy Ardoin ARDOIN LAW PLLC 2118 Smith Street, Suite 200 Houston, TX 77002 Telephone: (713) 574-8900 [email protected] COUNSEL FOR CERTAIN RELIEF DEFENDANTS

CERTIFICATE OF CONFERENCE

Mackenzie S. Wallace, counsel for the Receiver, and counsel for Plaintiff, conferred on October 17, 2017, in compliance with the meet and confer requirement in Local Rule CV-7(h). Counsel for Plaintiff is unopposed to the relief sought in this Motion.

Mackenzie S. Wallace, counsel for the Receiver, and Certain Relief Defendants conferred

on October 17, 2017, in compliance with the meet and confer requirement in Local Rule CV-7(h). Counsel for the Wammel Defendants is unopposed to the relief sought in this Motion.

Mackenzie S. Wallace, counsel for the Receiver, and Thurman P. Bryant, Jr. and

Defendant Thurman P. Bryant, III conferred on October 17, 2017, despite the fact that the meet and confer requirement is not applicable to pro se defendants pursuant to Local Rule CV-7. Mr. Bryant, III is unopposed to the relief sought in this Motion. Mr. Bryant, Jr. did not respond regarding whether they are opposed or unopposed to the relief sought in this Motion.

/s/ Mackenzie S. Wallace Mackenzie S. Wallace


APPENDIX TO MOTION TO ENTER AGREED ORDER


SHERMAN DIVISION


Plaintiff,

§ § § § §


§ § § § § §

and

§ § §


§ § § § § § § §

APPENDIX TO

MOTION TO ENTER AGREED ORDER (I) AUTHORIZING LIQUIDATION OF REAL PROPERTY, AIRCRAFT, VEHICLES, FURNITURE, FIXTURES, EQUIPMENT, AND

OTHER ITEMS AND TERMINATION OF CERTAIN LEASES, (II) TO APPROVE PROCEDURES TO SELL RECEIVERSHIP ASSETS, AND (III) TO RELEASE FUNDS FROM CERTAIN FROZEN BANK ACCOUNTS INTO THE RECEIVER’S ACCOUNT

Exhibit Document Citation

A Summary of Arthur Wammel and Wammel Group LLC Accounts

App. 002-003

App. 001

Case 4:17-cv-00336-ALM Document 131-1 Filed 10/17/17 Page 1 of 3 PageID #: 2618

EXHIBIT A

App. 002


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AGREED ORDER PAGE 1 524662 000002 19810393.5


SHERMAN DIVISION


Plaintiff,

§ § § § §


§ § § § § §

and

§ § §


§ § § § § § § §

AGREED ORDER (I) AUTHORIZING LIQUIDATION OF REAL PROPERTY,

AIRCRAFT, VEHICLES, FURNITURE, FIXTURES, EQUIPMENT, AND OTHER ITEMS AND TERMINATION OF CERTAIN LEASES, (II) TO APPROVE

PROCEDURES TO SELL RECEIVERSHIP ASSETS AND (III) TO RELEASE FUNDS FROM CERTAIN FROZEN BANK ACCOUNTS INTO THE RECEIVER’S ACCOUNT

Plaintiff, the Securities and Exchange Commission (“SEC”), Jennifer Ecklund, the

Court-appointed Receiver (the “Receiver”) for Defendants Thurman P. Bryant, III (“Bryant”)

and Bryant United Capital Funding, Inc. (“BUCF”) (Bryant and BUCF, collectively, the

“Bryant Defendants”) and Relief Defendant Arthur F. Wammel (“Wammel”), Relief

Defendant Wammel Group, LLC (the “Wammel Group”), and Wammel Group Holdings

Partnership (“WGHP”) (together Wammel, Wammel Group, and WGHP, the “Wammel



Defendants”) receivership estates (together, the “Receivership Estate” or the “Receivership”),

and the Wammel Defendants represent to the Court that they have agreed to the entry of a

liquidation of the Wammel Defendants’ assets as follows:

IT IS HEREBY ORDERED, ADJUDGED, AND DECREED THAT:

1. In accordance with paragraph 50 of the Amended Order Appointing Receiver

[Dkt. No. 48], the Receiver is authorized to liquidate or dispose of the following (i) by engaging

any auctioneers and/or liquidators that the Receiver deems necessary to accomplish the

liquidation by public or private sale, or (ii) through private sales to third parties (the “Wammel

Liquidation Plan”):

Real Property

a. the real property located at 4607 Hispania View Drive, League City, Texas

77573, for which the Receiver agrees to work with the current occupant of the

property to allow for removal of personal, non-receivership items;

b. the real property located at 8101 South Humble Road, Texas City, Texas

77591;

Personal Property

c. personal or business property located at 3 Mariners Lane, Kemah, Texas

77565, including but not limited to furniture, fixtures, accessories, firearms

(specifically identified below), jewelry, and watches;

i. Magnum Research Model 500 S&W (Serial # JT08783BFR);

ii. Walther P38 9mm (Serial # 6590);

iii. Rohm RG10 22 Short (Serial # 423555);

iv. Colt New Frontier SAA 45 Cal (Serial # 12351NF);



v. Smith & Wesson Bodyguard 380 Cal (Serial # KAK1393 );

vi. Beretta 92F 9mm (Serial # 045063Z);

vii. Smith & Wesson Governor 45/410 (Serial # CUZ5742);

viii. Sig Saur Model 1911 45 ACP (Serial # 54A025663);

ix. Kimber Ultra TLE II 45 ACP (Serial # KU218101);

x. Glock 22 40 Cal (Serial # C2Y256US);

xi. Glock 32C 357 Cal (Serial # GAB363);

xii. Ruger Super Red Hawk Alaskan 44 Mag (Serial # 53025495);

xiii. Sig Sauer P220 45 Cal (Serial # 37A003903);

xiv. Rock Island Armory 1911 A1 45 ACP (Serial # RIA1675654);

xv. FNH Five Seven 5.7x28 Cal (Serial # 386203828);

xvi. Glock 19 Gen 4 9mm (Serial # UWD505);

xvii. Beretta 92FS 9mm (Serial # BER308772Z);

xviii. Remington 700 CH 7mm Mag (Serial # A6303857);

xix. Winchester 1400 MX II 12 ga (Serial # N671708);

xx. Olympic Arms AR15 223 (Serial # CH8583);

xxi. Remington 870 Tactical 12 ga (Serial # RS77357H);

xxii. Mossberg 500A 12 ga (Serial # T108905);

xxiii. Winchester Model 94 30-30 (Serial # 2740369);

xxiv. Sig Sauer Sig M400 5.56 (Serial # 20J005652);

xxv. High Standard HSA-15 5.56 (Serial # RES02572);

xxvi. Marlin 336 44 Mag (Serial # Z1031);

xxvii. Marlin 1895B 45-70 (Serial # 00038567);



xxviii. Mitchell Arms RPK 47 7.62x39 (Serial # 002433);

xxix. Browning Citori 20 ga (Serial # 24521MT131);

d. personal or business property located at 951 FM 646 Dickinson, Texas 77539;

e. personal or business property located at the W Residences. 210 Lavaca St.,

#3108, Austin, 78701;

Aircraft and Vehicles

f. the 1990 Cessna 650 Citation (VIN # N287CD);

g. the 1946 Chevy Truck (VIN # CA746371);

h. the 1948 Plymouth Special Deluxe (VIN # F2F08165),

i. the 1954 Chevy 210 (VIN # B54S153394);

j. the 1967 Chevy Nova (VIN # 115377W194721);

k. the 1972 Chevy Nova (VIN # 1X27F2W228246);

l. the 1973 Dodge Challenger (VIN # JH23G3B279374);

m. the 2016 Range Rover (VIN # SALGS2PF9GA287477);1

n. the Bentley Coupe;2

o. the 2016 Jeep Wrangler Rubicon Unlimited (VIN # 1C4BJWFG5GL103209);

p. the 2015 Mercedes Benz S63 (VIN # WDDXJ7JB0FA008175);3

1 The Receiver is confirming whether any outstanding or perfected liens exist against the 2016 Range Rover, and she will give notice of the intent to sell to any purported lienholders. The Receiver proposes to satisfy any existing liens on sale of the respective vehicle and reserves the right to come to the Court to the extent that any dispute arises with respect to the existence or satisfaction of any lien. 2 The Receiver is confirming whether title is held in the name of any of the Wammel Defendants. The Parties agree to the liquidation of the Bentley Coupe, provided that the Receiver confirms that title is in the name of any of the Wammel Defendants. 3 The Receiver is confirming whether any outstanding or perfected liens exist against the 2015 Mercedes Benz S63, and she will give notice of the intent to sell to any purported lienholders. The Receiver proposes to satisfy any existing liens on sale of the respective vehicle and reserves the right to come to the Court to the extent that any dispute arises with respect to the existence or satisfaction of any lien.



q. the 2015 Rolls Royce Wraith (VIN # SCA665C57F&X85400);4

2. The Receiver is further authorized to incur related reasonable and necessary costs

to liquidate or dispose of the above.

3. The Receiver is further authorized to deposit the proceeds as a result of the

liquidation or disposition of the Wammel Defendants’ assets into the Receiver’s bank account

for use in the ordinary course of the Receivership.

4. The Receiver is authorized to terminate ongoing leases that the Receiver deems

unnecessary to the Receivership.

5. The Receiver is authorized sell any assets of the Wammel Defendants’ seized by

the Receiver valued at less than $10,000, without additional court confirmation.

6. The funds listed in Exhibit A are to be released into the Receiver’s account.

IT IS SO ORDERED.

4 The Receiver is confirming whether any outstanding or perfected liens exist against the 2015 Rolls Royce Wraith, and she will give notice of the intent to sell to any purported lienholders. The Receiver proposes to satisfy any existing liens on sale of the respective vehicle and reserves the right to come to the Court to the extent that any dispute arises with respect to the existence or satisfaction of any lien.



AGREED: /s/ Jason P. Reinsch______________ JASON P. REINSCH Texas Bar No. 24040120 TIMOTHY L. EVANS Texas Bar No. 24065211 United States Securities and Exchange Commission 801 Cherry Street, Suite 1900 Fort Worth, Texas 76102 Telephone: (817) 900-2601 (Reinsch) Fax: (817) 978-4927 [email protected] ATTORNEYS FOR PLAINTIFF SECURITIES AND EXCHANGE COMMISSION /s/ Timothy E. Hudson Timothy E. Hudson State Bar No. 24046120 [email protected] Katharine Battaia Clark State Bar No. 24046712 [email protected] Mackenzie S. Wallace State Bar No. 24079535 [email protected] THOMPSON & KNIGHT LLP One Arts Plaza 1722 Routh Street, Suite 1500 Dallas, Texas 75201 Telephone: (214) 969-1700 Facsimile: (214) 969-1751 COUNSEL TO RECEIVER /s/ Toby M. Galloway Toby M. Galloway



State Bar No. 00790733 [email protected] KELLY, HART & HALLMAN LLP 201 Main Street, Suite 2500 Fort Worth, Texas 76102 Phone: (817) 332-2500 Fax: (817) 878-9280 /s/ James Ardoin James Ardoin State Bar No. 24045420 [email protected] ARDOIN LAW, PLLC 2118 Smith Street, Suite 200 Houston, TX 77002 Phone: (713) 574-8900 Fax: (713) 574-1404 ATTORNEYS FOR RELIEF DEFENDANTS ARTHUR F. WAMMEL AND WAMMEL GROUP, LLC


in the united states district court for the eastern … receivership... · 2019-03-25 · motion to...

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